Raymond James Financial (RJF) Form 3 RAYMOND JAMES FINANCIAL / Jodi Perry ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

Perry Jodi

(Last) (First) (Middle)

880 CARILLON PARKWAY

(Street)

ST. PETERSBURG FL 33716

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/22/2018

3. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
President, ICD for RJFS

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	575	D
Common Stock	2,832(1)	I	ESOP

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	(2)	11/21/2020	Common Stock	400	48.2	D
Employee Stock Option (right to buy)	(3)	11/20/2021	Common Stock	1,400	55.49	D
Restricted Stock Units	(4)	11/19/2020	Common Stock	1,000	(5)	D
Restricted Stock Units	(6)	11/22/2022	Common Stock	1,000	(5)	D
Restricted Stock Units	(7)	11/30/2021	Common Stock	1,000	(5)	D
Restricted Stock Units	12/04/2018	12/04/2018	Common Stock	206(8)	(5)	D
Restricted Stock Units	12/15/2019	12/15/2019	Common Stock	206(8)	(5)	D
Restricted Stock Units	12/15/2020	12/15/2020	Common Stock	262(8)	(5)	D

Explanation of Responses:

1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 22, 2018.

2. Of the 2,000 employee stock options granted on 11/21/2013, 60% vested on 11/21/2016, 20% vested on 11/21/2017, and 20% will vest on 11/21/2018.

3. Of the 2,615 employee stock options granted on 11/20/2014, 60% vested on 11/20/2017, 20% will vest on 11/20/2018, and 20% will vest on 11/20/2019.

4. Of the 1,000 RSUs granted on 11/19/2015, 60% will vest on 11/19/2018, 20% will vest on 11/19/2019, and 20% will vest on 11/19/2020.

5. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

6. Of the 1,000 RSUs granted on 11/22/2017, 60% will vest on 11/22/2020, 20% will vest on 11/22/2021, and 20% will vest on 11/22/2022.

7. Of the 1,000 RSUs granted on 11/30/2016, 60% will vest on 11/30/2019, 20% will vest on 11/30/2020, and 20% will vest on 11/30/2021.

8. RSUs granted as a portion of annual bonus under 2012 Stock Incentive Plan.

Remarks:

jodiperrypoa.txt

	/s/ Jodi Perry by Jonathan J. Doyle as Attorney-in-Fact	08/31/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.