Raymond James Financial (RJF) Form 3 RAYMOND JAMES FINANCIAL / James Robert Edward Coulter ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Coulter James Robert Edward

(Last) (First) (Middle)

880 CARILLON PARKWAY

(Street)

ST. PETERSBURG FL 33716

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2022

3. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Director & CEO, RJ Ltd.

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	10,057(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	09/30/2022	09/30/2022	Common Stock	2,250(2)	(3)	D
Restricted Stock Units	09/30/2023	09/30/2023	Common Stock	3,203(4)	(3)	D
Restricted Stock Units	09/30/2024	09/30/2024	Common Stock	2,058	(3)	D
Restricted Stock Units	12/10/2024	12/10/2024	Common Stock	488(5)	(3)	D
Restricted Stock Units	12/11/2023	12/11/2023	Common Stock	407(6)	(3)	D

Explanation of Responses:

1. On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.

2. The RSU grant of 1,500 shares awarded on November 22, 2019 was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

3. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

4. The RSU grant of 2,135 shares awarded on November 23, 2020 was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

5. RSUs granted as a portion of annual bonus under 2012 Stock Incentive Plan.

6. RSUs granted as a portion of annual bonus under 2012 Stock Incentive Plan. The RSU grant of 271 shares awarded on December 11, 2020 was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Remarks:

coulterpoa.txt

	/s/ James Robert Edward Coulter by Jonathan J. Doyle as Attorney-in-Fact	01/10/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.