Smart Powerr (CREG) Form 4 CHINA RECYCLING ENERGY / Guohua Ku ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Ku Guohua

(Last) (First) (Middle)

4/F TOWER C, RONG CHENG YUN GU BUILDING,

KEJI 3RD ROAD, YANTA DISTRICT

(Street)

XI AN CITY, SHAAN XI PROVINCE F4 710075

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CHINA RECYCLING ENERGY CORP [ CREG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2015

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/15/2015		S		665(1)	D	$0.32	31,878,409	D
Common Stock	03/09/2016		S		266(1)	D	$0.3102	31,878,143	D
Common Stock	11/08/2016		G		20,000	D	$0	3,167,814(2)	D
Common Stock	09/13/2017		S		8	D	$1.1624	3,167,806	D
Common Stock	11/22/2017		G		360,000	D	$0	2,807,806	D
Common Stock	11/22/2017		G		50,000	D	$0	2,757,806	D
Common Stock	11/22/2017		G		30,000	D	$0	2,727,806	D
Common Stock	11/22/2017		G		30,000	D	$0	2,697,806	D
Common Stock	11/22/2017		G		30,000	D	$0	2,667,806	D
Common Stock	11/30/2017		S		3,042	D	$3.15	2,664,764	D
Common Stock	12/18/2017		G		20,000	D	$0	2,644,764	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. the shares are sold by the brokerage firm to pay for the outstanding maintenance fees;

2. the Company effected a 10:1 reverse stock split in May 2016.

	/s/ Guohua Ku	04/25/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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