SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
| | |
| [ü] | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE | |
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2010
OR
| | |
| [ ] | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE | |
SECURITIES EXCHANGE ACT OF 1934
Commission file number 1-8518
LL&E ROYALTY TRUST
(Exact name of registrant as specified in its charter)
| | | |
Texas | | 76-6007940 |
(State or other jurisdiction of Incorporation
or organization) | | (I.R.S. Employer
Identification No.) |
| | | |
The Bank of New York Mellon
Trust Company, N.A.,
Trustee
Global Corporate Trust
919 Congress Avenue
Austin, Texas
(Address of principal executive offices) | | 78701
(Zip Code) |
Registrant’s telephone number, including area code:(800) 852-1422
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No ü
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 ofRegulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes No
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” inRule 12b-2 of the Exchange Act.
| | | |
| Large Accelerated Filer | Accelerated Filer | Non-Accelerated Filer | Smaller reporting company ü |
(Do not check if a smaller reporting company)
Indicate by check mark whether the registrant is a shell company (as defined inRule 12b-2 of the Exchange Act). Yes No ü
At June 30, 2010, 18,991,304 Units of Beneficial Interest in the registrant were outstanding.
Explanatory Note
This amendment is being filed solely to correct errors in the check marks on the cover page of the original filing. Although the printer’s proof of the original filing showed the check marks to be correctly placed, the filing as transmitted to the SEC contained incorrect check marks. No other changes to the original filing are made by this amendment.
PART II
OTHER INFORMATION
Except as set forth in the Trust’s Annual Report onForm 10-K for the year ended December 31, 2010, there have been no material changes in the risk factors disclosed under Part I, Item 1A of the Trust’s Annual Report onForm 10-K for the year ended December 31, 2009.
(a) Exhibits
| | | | | | | | |
Exhibit
| | | | |
| Number | | | | Description |
| |
| | 4 | | (a) | | — | | Trust Agreement for LL&E Royalty Trust, dated as of June 1, 1983, between the Company and First City National Bank of Houston, as Trustee. |
| | 28 | .1 | (a) | | — | | Agreement of General Partnership of LL&E Royalty Partnership. |
| | 28 | .3 | (a) | | — | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Alabama) Property. |
| | 28 | .4 | (a) | | — | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Florida) Property. |
| | 28 | .5 | (a) | | — | | Form of Conveyance of Overriding Royalty Interests for Offshore Louisiana Property. |
| | 28 | .6 | (a) | | — | | Form of Conveyance of Overriding Royalty Interests for South Pass 89 Property. |
| | 28 | .7 | (a) | | — | | Form of Royalty Deed. |
| | 31 | | (b) | | — | | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| | 32 | | (b) | | — | | Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| | 99 | .1 | | | — | | Reserve Report as of September 30, 2009 dated May 24, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trust’s Annual Report onForm 10-K for the year ended December 31, 2009 (Commission FileNo. 1-8518). |
| | 99 | .2 | | | — | | Reserve report as of September 30, 2010 dated March 28, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trust’s Annual Report onForm 10-K for the year ended December 31, 2010 (Commission FileNo. 1-8518). |
| | |
| (a) | | Incorporated by reference to Exhibits of like designation to Registrant’s Annual Report onForm 10-K for the period ended December 31, 1983 (Commission FileNo. 1-8518). |
| |
| (b) | | Filed herewith. |
-1-
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LL&E ROYALTY TRUST
(Registrant)
| | |
| | By: | THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. |
Trustee
Mike Ulrich
Vice President and Trust Officer
Date: October 20, 2011
| |
| NOTE: | Because the Registrant is a trust without officers or employees, only the signature of an officer of the Trustee is available and has been provided. |
-2-
INDEX TO EXHIBITS
| | | | | | | | |
Exhibit
| | | | |
| Number | | | | Description |
| |
| | 4 | | (a) | | — | | Trust Agreement for LL&E Royalty Trust, dated as of June 1, 1983, between the Company and First City National Bank of Houston, as Trustee. |
| | 28 | .1 | (a) | | — | | Agreement of General Partnership of LL&E Royalty Partnership. |
| | 28 | .3 | (a) | | — | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Alabama) Property. |
| | 28 | .4 | (a) | | — | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Florida) Property. |
| | 28 | .5 | (a) | | — | | Form of Conveyance of Overriding Royalty Interests for Offshore Louisiana Property. |
| | 28 | .6 | (a) | | — | | Form of Conveyance of Overriding Royalty Interests for South Pass 89 Property. |
| | 28 | .7 | (a) | | — | | Form of Royalty Deed. |
| | 31 | | (b) | | — | | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| | 32 | | (b) | | — | | Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| | 99 | .1 | | | — | | Reserve Report as of September 30, 2009 dated May 24, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trust’s Annual Report onForm 10-K for the year ended December 31, 2009 (Commission FileNo. 1-8518). |
| | 99 | .2 | | | — | | Reserve report as of September 30, 2010 dated March 28, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trust’s Annual Report onForm 10-K for the year ended December 31, 2010 (Commission FileNo. 1-8518). |
| | |
| (a) | | Incorporated by reference to Exhibits of like designation to Registrant’s Annual Report onForm 10-K for the period ended December 31, 1983 (Commission FileNo. 1-8518). |
-3-
