SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
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| þ | | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2008
OR
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| o | | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission file number 1-8518
LL&E ROYALTY TRUST
(Exact name of registrant as specified in its charter)
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| Texas | | 76-6007940 |
| (State or other jurisdiction of incorporation | | (I.R.S. Employer |
| or organization) | | Identification No.) |
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The Bank of New York Mellon Trust Company,
N.A., | | 78701 |
| Trustee | | (Zip Code) |
| Global Corporate Trust | | |
| 919 Congress Avenue | | |
| Austin, Texas | | |
| (Address of principal executive offices) | | |
Registrant’s telephone number, including area code: (800) 852-1422
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yeso Noþ
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large Accelerated Filero | | Accelerated Filero | | Non-Accelerated Filero | | Smaller reporting companyþ |
| | | (Do not check if a smaller reporting company)
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yeso Noþ
At July 28, 2008, 18,991,304 Units of Beneficial Interest in the registrant were outstanding.
TABLE OF CONTENTS
EXPLANATORY NOTE
This Amendment No. 1 amends the Quarterly Report on Form 10-Q for the quarter ended March 31, 2008 of LL&E Royalty Trust (the “Trust”), which was filed with the Securities and Exchange Commission on August 18, 2008 (the “Original Filing”). The Trust is filing this Amendment No. 1 for the sole purpose of filing corrected certifications pursuant to the Sarbanes-Oxley Act of 2002. Except for Part II, Item 6, Amendment No. 1 does not include the text of the Original Filing, and does not update or modify any of the disclosures or other information contained in the Original Filing.
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PART II
OTHER INFORMATION
Item 6.Exhibits
(a) Exhibits
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| Exhibit | | | | |
| Number | | | | Description |
| | | | | |
| 4* | | — | | Trust Agreement for LL&E Royalty Trust, dated as of June 1, 1983, between the Company and First City National Bank of Houston, as Trustee. |
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| 28.1* | | — | | Agreement of General Partnership of LL&E Royalty Partnership. |
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| 28.3* | | — | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Alabama) Property. |
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| 28.4* | | — | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Florida) Property. |
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| 28.5* | | — | | Form of Conveyance of Overriding Royalty Interests for Offshore Louisiana Property. |
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| 28.6* | | — | | Form of Conveyance of Overriding Royalty Interests for South Pass 89 Property. |
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| 28.7* | | — | | Form of Royalty Deed. |
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| 31 | | — | | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
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| 32 | | — | | Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
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| * | | Incorporated by reference to Exhibits of like designation to Registrant’s Annual Report on Form 10-K for the period ended December 31, 1983 (Commission File No. 1-8518). |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| | | LL&E ROYALTY TRUST
(Registrant) |
| |
| | | By: THE BANK OF NEW YORK MELLON TRUST
COMPANY, N.A., Trustee |
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| | By: | /s/ MIKE ULRICH |
| | | Mike Ulrich |
| | Vice | President and Trust Officer |
Date: February 27, 2009
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| NOTE: | | Because the Registrant is a trust without officers or employees, only the signature of an officer of the Trustee is available and has been provided. |
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