FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03785
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series I
Fund Name: Fidelity Advisor Asset Allocation Fund
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
ERIC D. ROITER, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: NOVEMBER 30
DATE OF REPORTING PERIOD: 06/30/2004
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series I
BY: /s/ CHRISTINE REYNOLDS
-----------------------------------------------------
CHRISTINE REYNOLDS, TREASURER, FIDELITY MANAGEMENT & RESEARCH COMPANY
DATE: 08/25/2004 07:19:31 AM
EXHIBIT A
VOTE SUMMARY REPORT
Fidelity Advisor Asset Allocation Fund
07/01/2003 - 06/30/2004
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ISSUER NAME: 3M COMPANY MEETING DATE: 05/11/2004 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL L. ESKEW AS A DIRECTOR | Management | For | For |
1.3 | ELECT W. JAMES MCNERNEY, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT KEVIN W. SHARER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK | Management | For | For |
4 | STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF THE ROLES OF CEO AND CHAIRMAN OF THE BOARD | Shareholder | Against | Against |
ISSUER NAME: ACTELION LTD., ALLSCHWIL MEETING DATE: 04/30/2004 | ||||
TICKER: -- SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE THIS IS PART II OF MEETING NOTICE SENT UNDER MEETING #125009, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. THEREFORE, ADP CUTOFF DATE FOR THIS MEETING IS CALCULATED BASED ON THE RE-REGISTRATION DEADLINE SET BY THE MARKET. HOWEVER, SHAREHOLDERS THAT ARE ALREADY REGISTERED AT THE COMPANY BOOKS ARE ENTITLED TO SUBMIT THEIR VOTING INSTRUCTIONS UP UNTIL 04/19/2004 (ADP ... | N/A | N/A | N/A |
2 | THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. | N/A | N/A | N/A |
3 | RECEIVE THE BUSINESS REPORT OF THE BOARD OF DIRECTORS WITH ANNUAL REPORT, THEANNUAL ACCOUNTS AND THE ACCOUNTS OF THE GROUP 2003 | Management | Unknown | Take No Action |
4 | RECEIVE THE REPORTS OF THE AUDITORS AND THE GROUP AUDITOR | Management | Unknown | Take No Action |
5 | APPROVE THE BUSINESS REPORT WITH ANNUAL ACCOUNTS AND THE ACCOUNTS OF THE GROUP 2003 | Management | Unknown | Take No Action |
6 | APPROVE THE APPROPRIATION OF THE BUSINESS RESULT | Management | Unknown | Take No Action |
7 | GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND MANAGEMENT | Management | Unknown | Take No Action |
8 | ELECT THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
9 | ELECT THE AUDITORS AND THE GROUP AUDITOR | Management | Unknown | Take No Action |
10 | APPROVE THE MODIFICATION OF THE SHARE CAPITAL STRUCTURE AND THE MODIFICATION OF THE BY-LAWS | Management | Unknown | Take No Action |
11 | MISCELLANEOUS | Management | Unknown | Take No Action |
ISSUER NAME: ADECCO SA, CHESEREX MEETING DATE: 06/29/2004 | ||||
TICKER: -- SECURITY ID: H00392318 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE BUSINESS REPORT 2003, CONSISTING OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF ADECCO S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2003 | Management | Unknown | Take No Action |
2 | RECEIVE THE REPORTS OF THE STATUTORY AUDITORS AND THE GROUP AUDITORS | Management | Unknown | Take No Action |
3 | APPROVE THE BUSINESS REPORT 2003 | Management | Unknown | Take No Action |
4 | APPROVE THE APPROPRIATION OF RETAINED EARNINGS | Management | Unknown | Take No Action |
5 | GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
6 | ELECT THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
7 | ELECT THE STATUTORY AUDITORS AND THE GROUP AUDITORS | Management | Unknown | Take No Action |
8 | ELECT THE SPECIAL AUDITOR ARTICLE 23 PARAGRAPH 2 OF THE ARTICLES OF INCORPORATION | Management | Unknown | Take No Action |
9 | APPROVE THE ABOLISHMENT OF 5%-RESTRICTION OF TRANSFERABILITY/REGISTRATION ANDCONNECTED PROVISIONS IN ARTICLE 4 OF THE ARTICLES OF INCORPORATION | Management | Unknown | Take No Action |
10 | THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS | N/A | N/A | N/A |
11 | PLEASE NOTE THAT THE NOTICE FOR THIS MEETING WAS RECEIVED AFTER THE REGISTRATION DEADLINE. IF YOUR SHARES WERE REGISTERED PRIOR TO THE DEADLINE OF 18 JUN 2004, YOUR VOTING INSTRUCTIONS WILL BE ACCEPTED FOR THIS MEETING IF YOU VOTED BEFORE THE VOTE DEADLINE OF THIS MEETING. ANY VOTE INSTRUCTIONS RECEIVED AFTER THE VOTE DEADLINE WILL BE PROCESSED ON A BEST EFFORT BASIS. HOWEVER, VOTING INSTRUCTIONS FOR SHARES THAT WERE NOT REGISTERED PRIOR TO THE REGISTRATION DEADLINE WILL NOT BE ACCEPTED. THANK Y... | N/A | N/A | N/A |
12 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING # 147185 DUE TO CHANGE OF THE COMPANY NAME. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | N/A | N/A | N/A |
ISSUER NAME: ADIDAS-SALOMON AG, HERZOGENAURACH MEETING DATE: 05/13/2004 | ||||
TICKER: -- SECURITY ID: D0066B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL REPORT FOR THE FY 2003 WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND THE GROUP ANNUAL REPORT | Management | Unknown | None |
2 | APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 577,202,907.64 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1 PER ENTITLED SHARE, EUR 500,000,000 SHALL BE ALLOCATED TO THE REVENUE RESERVES, EUR 31,749,157.64 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE IS 14 APR 2004 | Management | Unknown | None |
3 | RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS | Management | Unknown | None |
4 | RATIFY THE ACTS OF THE SUPERVISORY BOARD | Management | Unknown | None |
5 | ELECT THE SUPERVISORY BOARD | Management | Unknown | None |
6 | AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 11,600,000 THROUGH THE ISSUE OF NEW SHARES AGAINST CASH PAYMENT WITHIN THE NEXT 5 YEARS; THE NEW SHARES MAY BE OFFERED TO SHAREHOLDERS BY WAY OF INDIRECT SUBSCRIPTION RIGHTS, WHICH MAY BE EXCLUDED FOR RESIDUAL AMOUNTS AND FOR THE ISSUE OF SHARES AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE | Management | Unknown | None |
7 | APPROVE THE REVOCATION OF THE CONTINGENT CAPITAL OF EUR 23,040,000 DUE TO THE PREVIOUS REVOCATION OF THE RELATED AUTHORIZATION TO ISSUE WARRANT OR CONVERTIBLE BONDS AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | Unknown | None |
8 | AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO ISSUE BEARER BONDS OF UP TO EUR 500,000,000, HAVING A TERM OF UP TO 30 YEARS AND CONFERRING A CONVERSION OR OPTION RIGHT FOR NEW SHARES OF THE COMPANY, ON OR BEFORE 12 MAY 2009; THE SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS, EXCEPT FOR RESIDUAL AMOUNTS AND INSOFAR AS SUBSCRIPTION RIGHTS ARE GRANTED TO HOLDERS OF PREVIOUSLY ISSUED OPTION OR CONVERSION RIGHTS OR ARE ISSUED AT A PRICE NOT MATERIALLY BEL... | Management | Unknown | None |
9 | APPROVE TO EXTEND THE TERM OF THE COMPANYS STOCK OPTIONS AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | Unknown | None |
10 | AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NOT DEVIATING MORE THAN 15% FROM THE MARKET PRICE OF THE SHARES ON OR BEFORE 12 NOV 2005; AUTHORIZE THE COMPANY TO SELL THE SHARES AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES FOR ACQUISITION PURPOSES OR FOR THE SATISFACTION OF OPTION OR CONVERTIBLE RIGHTS, TO USE THE SHARES AS PARTIAL REMUNERATION FOR MEMBERS OF THE BOARD OF MANAGING DIRECTORS AND TO RETIRE THE SHARES | Management | Unknown | None |
11 | APPOINT KPMG, FRANKFURT, AS THE AUDITORS FOR THE FY 2004 | Management | Unknown | None |
ISSUER NAME: AEON CREDIT SERVICE LTD MEETING DATE: 05/12/2004 | ||||
TICKER: -- SECURITY ID: J0021H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING DIVIDENDS: INTERIM JY25, FINAL JY 35, SPECIAL JY 0 | Management | Unknown | For |
2 | AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE SHARE REPURCHASES ATBOARD S DISCRETION - ABOLISH RETIREMENT BONUS SYSTEM | Management | Unknown | For |
3 | ELECT DIRECTOR | Management | Unknown | For |
4 | ELECT DIRECTOR | Management | Unknown | For |
5 | ELECT DIRECTOR | Management | Unknown | For |
6 | ELECT DIRECTOR | Management | Unknown | For |
7 | ELECT DIRECTOR | Management | Unknown | For |
8 | ELECT DIRECTOR | Management | Unknown | For |
9 | ELECT DIRECTOR | Management | Unknown | For |
10 | ELECT DIRECTOR | Management | Unknown | For |
11 | ELECT DIRECTOR | Management | Unknown | For |
12 | ELECT DIRECTOR | Management | Unknown | For |
13 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
14 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
15 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
16 | APPROVE SPECIAL PAYMENTS TO DIRECTORS AND STATUTORY AUDITORS IN CONNECTIONWITH ABOLITION OF RETIREMENT BONUS SYSTEM | Management | Unknown | For |
17 | APPROVE ADJUSTMENT TO AGGREGATE COMPENSATION CEILING FOR DIRECTORS | Management | Unknown | For |
ISSUER NAME: AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: 10/30/2003 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DARWIN DEASON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JEFFREY A. RICH AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARK A. KING AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOSEPH P. O'NEILL AS A DIRECTOR | Management | For | For |
1.5 | ELECT FRANK A. ROSSI AS A DIRECTOR | Management | For | For |
1.6 | ELECT J. LIVINGSTON KOSBERG AS A DIRECTOR | Management | For | For |
1.7 | ELECT DENNIS MCCUISTION AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE PERFORMANCE-BASED INCENTIVE COMPENSATION FOR THE CORPORATION S EXECUTIVE OFFICERS. | Management | For | For |
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: AFLAC INCORPORATED MEETING DATE: 05/03/2004 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL P. AMOS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN SHELBY AMOS II AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL H. ARMACOST AS A DIRECTOR | Management | For | For |
1.4 | ELECT KRISS CLONINGER, III AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOE FRANK HARRIS AS A DIRECTOR | Management | For | For |
1.6 | ELECT ELIZABETH J. HUDSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT KENNETH S. JANKE, SR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT DOUGLAS W. JOHNSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROBERT B. JOHNSON AS A DIRECTOR | Management | For | For |
1.10 | ELECT CHARLES B. KNAPP AS A DIRECTOR | Management | For | For |
1.11 | ELECT HIDEFUMI MATSUI AS A DIRECTOR | Management | For | For |
1.12 | ELECT NOBUHIRO MORI AS A DIRECTOR | Management | For | For |
1.13 | ELECT E. STEPHEN PURDOM, M.D. AS A DIRECTOR | Management | For | For |
1.14 | ELECT BARBARA K. RIMER AS A DIRECTOR | Management | For | For |
1.15 | ELECT MARVIN R. SCHUSTER AS A DIRECTOR | Management | For | For |
1.16 | ELECT GLENN VAUGHN, JR. AS A DIRECTOR | Management | For | For |
1.17 | ELECT ROBERT L. WRIGHT AS A DIRECTOR | Management | For | For |
2 | TO CONSIDER AND APPROVE THE 2004 AFLAC INCORPORATED LONG-TERM INCENTIVE PLAN. | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: ALCAN INC. MEETING DATE: 04/22/2004 | ||||
TICKER: AL SECURITY ID: 013716105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT R. BERGER AS A DIRECTOR | Management | For | For |
1.2 | ELECT L.D. DESAUTELS AS A DIRECTOR | Management | For | For |
1.3 | ELECT T. ENGEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT L.Y. FORTIER AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.-P. JACAMON AS A DIRECTOR | Management | For | For |
1.6 | ELECT W.R. LOOMIS AS A DIRECTOR | Management | For | For |
1.7 | ELECT Y. MANSION AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. MORIN-POSTEL AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.E. NEWALL AS A DIRECTOR | Management | For | For |
1.10 | ELECT G. SAINT-PIERRE AS A DIRECTOR | Management | For | For |
1.11 | ELECT G. SCHULMEYER AS A DIRECTOR | Management | For | For |
1.12 | ELECT P.M. TELLIER AS A DIRECTOR | Management | For | For |
1.13 | ELECT M.K. WONG AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS LLP | Management | For | For |
ISSUER NAME: ALLIANZ AG, MUENCHEN MEETING DATE: 05/05/2004 | ||||
TICKER: -- SECURITY ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL REPORT FOR THE FY 2003 WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND THE GROUP ANNUAL REPORT | Management | Unknown | Take No Action |
2 | APPROVE THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 580,000,000 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.50 PER NO-PAR SHARES; EUR 29,390,439.50;SHALL BE ALLOCATED TO THE REVENUE RESERVES; AND EX-DIVIDEND AND PAYABLE DATE: 06 MAY 2004 | Management | Unknown | Take No Action |
3 | RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS | Management | Unknown | Take No Action |
4 | RATIFY THE ACTS OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
5 | AUTHORIZE THE BOARD OF MANAGING DIRECTORS, IN REVOCATION OF THE AUTHORIZED CAPITAL 2003/I AND 2003/II WITH THE CONSENT OF THE SUPERVISORY BOARD TO INCREASE THE SHARE CAPITAL BY UP TO EUR 650,000,000 THROUGH THE ISSUE OF NEW REGARDING NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE 04 MAY 2009;SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS FOR A CAPITAL INCREASE AGAINST CASH PAYMENT; AND EXCEPT FOR RESIDUAL AMOUNTS, AGAINST CONTRIBUTIONS IN KIND, AND IN ORDER TO GRANT SUC... | Management | Unknown | Take No Action |
6 | AUTHORIZE THE BOARD OF MANAGING DIRECTORS, IN REVOCATION OF THE AUTHORIZED CAPITAL 2001/II WITH THE CONSENT OF THE SUPERVISORY BOARD TO INCREASE THE SHARE CAPITAL BY UP TO EUR 10,000,000 THROUGH THE ISSUE OF NEW REGARDING NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH, ON OR BEFORE 04 MAY 2009; SHAREHOLDERS SUBSCRIPTION RIGHTS MAY BE EXCLUDED FOR THE ISSUE OF THE EMPLOYEE SHARES AND FOR RESIDUAL AMOUNTS AND CORRESPONDINGLY AMEND THE ARTICLES OF ASSOCIATION | Management | Unknown | Take No Action |
7 | AUTHORIZE THE BOARD OF MANAGING DIRECTORS WITH THE CONSENT OF THE SUPERVISORY BOARD, TO ISSUE THE CONVERTIBLE AND/OR WARRANT BONDS OF UP TO EUR 10,000,000,000 AND CONFERRING CONVERTIBLE AND/OR OPTION RIGHTS FOR THE SHARES OF THE COMPANY ONCE OR MORE THAN ONCE ON OR BEFORE 04 MAY 2009; AND THE SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR RESIDUAL AMOUNTS, IN ORDER TO GRANT SUCH RIGHTS TO THE HOLDERS OF PREVIOUSLY ISSUED BONDS FOR THE ISSUE OF BONDS CONFERRING CONVERTIBLE OPTION RI... | Management | Unknown | Take No Action |
8 | AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN SHARES, FOR THE PURPOSE SECURITIES TRADING FINANCIAL INSTITUTIONS AT A PRICE NOT DEVIATING MORE THAN 10% FROM THEIR MARKET PRICE, ON OR BEFORE 04 NOV 2005; THE TRADING PORTFOLIO OF SHARES TO BE ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE SHARE CAPITAL AT THE END OF ANY GIVEN DAY | Management | Unknown | Take No Action |
9 | AUTHORIZE THE COMPANY TO ACQUIRE OWN SHARES FOR THE PURPOSES OTHER THAN SECURITIES TRADING UP TO 10% OF ITS SHARE CAPITAL, THROUGH THE STOCK EXCHANGE AT A PRICE NOT DIFFERING MORE THAN 15% FROM THE MARKET PRICE OF THE SHARES OR BY THE WAY OF A REPURCHASE OFFER AT A PRICE NOT DIFFERING MORE THAN 20% FROM THE MARKET PRICE, ON OR BEFORE 04 NOV 2005; AND AUTHORIZE THE BOARD OF MANAGING DIRECTORS TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE OR AN OFFER TO THE SHAREHOLDERS IF THE... | Management | Unknown | Take No Action |
10 | APPROVE THE CONTROL AND THE PROFIT TRANSFER AGREEMENT WITH JOTA- VERROEGENSVERWALTUNGSGESELL-SCHAFT MBH A WHOLLY OWNED SUBSIDIARY OF THE COMPANY, EFFECTIVE RETROACTIVELY FROM 01 JAN 2004 UNTIL 31 DEC 2008 | Management | Unknown | Take No Action |
11 | PLEASE BE ADVISED THAT ALLIANZ AG SHARES ARE ISSUED IN REGISTERED FORM AND AS SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER TO ENTITLE YOU TO VOTE. THANK YOU | N/A | N/A | N/A |
ISSUER NAME: ALTANA AG MEETING DATE: 05/05/2004 | ||||
TICKER: -- SECURITY ID: D03304108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE COMPANY S ANNUAL AND CONSOLIDATED EARNINGS AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR THE BUSINESS YEAR 2003 | Management | Unknown | None |
2 | APPROVE THE APPROPRIATION OF PROFITS AND A POSSIBLE DIVIDEND PAYMENT OF EUR 0.83 PER SHARE | Management | Unknown | None |
3 | RATIFY THE ACTS OF THE MANAGING BOARD FOR 2003 | Management | Unknown | None |
4 | RATIFY THE ACTS OF THE SUPERVISORY BOARD | Management | Unknown | None |
5 | ELECT MR. JUSTUS MISCHE AS A SUPERVISORY BOARD | Management | Unknown | None |
6 | APPROVE THE ELECTION OF AUDITORS, THEY SUGGEST PWC DEUTSCHE REVISION AG, FRANKFURT AM MAIN | Management | Unknown | None |
7 | APPROVE THE RESOLUTION ON THE APPROVED CAPITAL AND CHANGE OF ARTICLES | Management | Unknown | None |
8 | GRANT AUTHORITY TO PURCHASE OWN SHARES | Management | Unknown | None |
ISSUER NAME: AMDOCS LIMITED MEETING DATE: 01/22/2004 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BRUCE K. ANDERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT AVINOAM NAOR AS A DIRECTOR | Management | For | For |
1.3 | ELECT ADRIAN GARDNER AS A DIRECTOR | Management | For | For |
1.4 | ELECT DOV BAHARAV AS A DIRECTOR | Management | For | For |
1.5 | ELECT JULIAN A. BRODSKY AS A DIRECTOR | Management | For | For |
1.6 | ELECT ELI GELMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHARLES E. FOSTER AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES S. KAHAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT NEHEMIA LEMELBAUM AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN T. MCLENNAN AS A DIRECTOR | Management | For | For |
1.11 | ELECT ROBERT A. MINICUCCI AS A DIRECTOR | Management | For | For |
1.12 | ELECT MARIO SEGAL AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2003. | Management | For | For |
3 | APPROVAL OF AMENDMENT TO 1998 STOCK OPTION AND INCENTIVE PLAN. | Management | For | For |
4 | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. | Management | For | For |
ISSUER NAME: AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: AIG SECURITY ID: 026874107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M. AIDINOFF AS A DIRECTOR | Management | For | For |
1.2 | ELECT P. CHIA AS A DIRECTOR | Management | For | For |
1.3 | ELECT M. COHEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. COHEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. FELDSTEIN AS A DIRECTOR | Management | For | For |
1.6 | ELECT E. FUTTER AS A DIRECTOR | Management | For | For |
1.7 | ELECT M. GREENBERG AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. HILLS AS A DIRECTOR | Management | For | For |
1.9 | ELECT F. HOENEMEYER AS A DIRECTOR | Management | For | For |
1.10 | ELECT R. HOLBROOKE AS A DIRECTOR | Management | For | For |
1.11 | ELECT D. KANAK AS A DIRECTOR | Management | For | For |
1.12 | ELECT H. SMITH AS A DIRECTOR | Management | For | For |
1.13 | ELECT M. SULLIVAN AS A DIRECTOR | Management | For | For |
1.14 | ELECT E. TSE AS A DIRECTOR | Management | For | For |
1.15 | ELECT F. ZARB AS A DIRECTOR | Management | For | For |
2 | ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION PLAN | Management | For | For |
3 | ADOPT A DIRECTOR STOCK PLAN | Management | For | For |
4 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Management | For | For |
5 | SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
ISSUER NAME: ANGIOTECH PHARMACEUTICALS, INC. MEETING DATE: 06/10/2004 | ||||
TICKER: ANPI SECURITY ID: 034918102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO FIX THE NUMBER OF DIRECTORS AT SIX (6). | Management | For | For |
2.1 | ELECT WILLIAM L. HUNTER, M.D. AS A DIRECTOR | Management | For | For |
2.2 | ELECT DAVID T. HOWARD AS A DIRECTOR | Management | For | For |
2.3 | ELECT HARTLEY T. RICHARDSON AS A DIRECTOR | Management | For | For |
2.4 | ELECT EDWARD M. BROWN AS A DIRECTOR | Management | For | For |
2.5 | ELECT ARTHUR H. WILLMS AS A DIRECTOR | Management | For | For |
2.6 | ELECT GLEN D. NELSON, M.D. AS A DIRECTOR | Management | For | For |
3 | TO APPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY. | Management | For | For |
4 | TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR S REMUNERATION. | Management | For | For |
5 | TO REMOVE THE APPLICATION OF THE PRE-EXISTING COMPANY PROVISIONS UNDER THE NEW BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA). | Management | For | For |
6 | TO ELIMINATE THE MAXIMUM NUMBER OF COMMON SHARES THAT THE COMPANY IS AUTHORIZED TO ISSUE AS PERMITTED UNDER THE NEW BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA). | Management | For | Against |
7 | TO APPROVE THE DELETION AND CANCELLATION OF THE EXISTING ARTICLES OF THE COMPANY AND THE ADOPTION OF NEW ARTICLES OF THE COMPANY INCLUDING THE SPECIAL RIGHTS AND RESTRICTIONS CONTAINED THEREIN TO REFLECT THE NEW BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA). | Management | For | For |
8 | TO TRANSACT SUCH FURTHER OR OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS THEREOF. | Management | For | Against |
ISSUER NAME: APPLEBEE'S INTERNATIONAL, INC. MEETING DATE: 05/13/2004 | ||||
TICKER: APPB SECURITY ID: 037899101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JACK P. HELMS* AS A DIRECTOR | Management | For | For |
1.2 | ELECT LLOYD L. HILL* AS A DIRECTOR | Management | For | For |
1.3 | ELECT BURTON M. SACK* AS A DIRECTOR | Management | For | For |
1.4 | ELECT MICHAEL A. VOLKEMA* AS A DIRECTOR | Management | For | For |
1.5 | ELECT STEVEN K. LUMPKIN** AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE APPLEBEE S INTERNATIONAL, INC. AMENDED AND RESTATED 1995 EQUITY INCENTIVE PLAN. | Management | For | Against |
3 | TO APPROVE THE EXECUTIVE NONQUALIFIED STOCK PURCHASE PLAN. | Management | For | Against |
4 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE 2004 FISCAL YEAR. | Management | For | For |
5 | TO ACT ON A SHAREHOLDER PROPOSAL TO REQUIRE US TO ISSUE A REPORT RELATING TO GENETICALLY ENGINEERED FOOD. | Shareholder | Against | Against |
ISSUER NAME: APPLIED MATERIALS, INC. MEETING DATE: 03/24/2004 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL H. ARMACOST AS A DIRECTOR | Management | For | For |
1.2 | ELECT DEBORAH A. COLEMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT HERBERT M. DWIGHT, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT PHILIP V. GERDINE AS A DIRECTOR | Management | For | For |
1.5 | ELECT PAUL R. LOW AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAN MAYDAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEVEN L. MILLER AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES C. MORGAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT GERHARD H. PARKER AS A DIRECTOR | Management | For | For |
1.10 | ELECT MICHAEL R. SPLINTER AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: ASM INTERNATIONAL NV MEETING DATE: 05/10/2004 | ||||
TICKER: -- SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPENING AND ANNOUNCEMENT | Management | Unknown | Take No Action |
2 | APPROVE THE REPORT OF THE BOARD OF MANAGEMENT FOR THE FY 2003 | Management | Unknown | Take No Action |
3 | APPROVE THE CORPORATE GOVERNANCE | Management | Unknown | Take No Action |
4 | APPROVE THE ESTABLISHMENT OF THE ANNUAL ACCOUNTS 2003 AND THE PROFIT APPROPRIATION | Management | Unknown | Take No Action |
5 | GRANT DISCHARGE TO THE BOARD OF MANAGEMENT | Management | Unknown | Take No Action |
6 | GRANT DISCHARGE TO THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
7 | APPOINT AN AUDITOR | Management | Unknown | Take No Action |
8 | RE-APPOINT A MEMBER OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
9 | APPROVE THE REMUNERATION OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
10 | AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE SHARES OF THE COMPANY | Management | Unknown | Take No Action |
11 | GRANT AUTHORITY TO ISSUE SHARES AND LIMIT OR EXCLUDE THE PRE-EMPTIVE RIGHT | Management | Unknown | Take No Action |
12 | APPROVE THE EXEMPTION FROM LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
13 | ANY OTHER BUSINESS | Management | Unknown | Take No Action |
14 | CLOSURE | N/A | N/A | N/A |
ISSUER NAME: ASSET ACCEPTANCE CAPITAL CORP. MEETING DATE: 05/19/2004 | ||||
TICKER: AACC SECURITY ID: 04543P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT NATHANIEL F. BRADLEY IV AS A DIRECTOR | Management | For | For |
1.2 | ELECT ANTHONY R. IGNACZAK AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: ASTRAZENECA PLC MEETING DATE: 04/29/2004 | ||||
TICKER: -- SECURITY ID: G0593M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE DIRECTOR S REPORT AND ACCOUNTS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | APPROVE THE DIVIDENDS | Management | Unknown | For |
3 | RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR | Management | Unknown | For |
4 | AUTHORIZE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | Management | Unknown | For |
5 | ELECT MR. PERCY BARNEVIK AS A DIRECTOR | Management | Unknown | For |
6 | ELECT MR. HAKAN MOGREN AS A DIRECTOR | Management | Unknown | For |
7 | ELECT SIR. TOM MCKILLOP AS A DIRECTOR | Management | Unknown | For |
8 | ELECT MR. JONATHAN SYMONDS AS A DIRECTOR | Management | Unknown | For |
9 | ELECT SIR. PETER BONFIELD AS A DIRECTOR | Management | Unknown | For |
10 | ELECT MR. JOHN BUCHANAN AS A DIRECTOR | Management | Unknown | For |
11 | ELECT MS. JANE HENNEY AS A DIRECTOR | Management | Unknown | For |
12 | ELECT MR. MICHELE HOOPER AS A DIRECTOR | Management | Unknown | For |
13 | ELECT MR. JOE JIMENEZ AS A DIRECTOR | Management | Unknown | For |
14 | ELECT MR. EMA MOLLER AS A DIRECTOR | Management | Unknown | For |
15 | ELECT MR. DAME BRIDGET OGILVIE AS A DIRECTOR | Management | Unknown | For |
16 | ELECT MR.LOUIS SCHWEITZER AS A DIRECTOR | Management | Unknown | For |
17 | ELECT MR. MARCUS WALLENBERG AS A DIRECTOR | Management | Unknown | For |
18 | APPROVE THE DIRECTOR S REMUNERATION REPORT FOR THE YE 31 DEC 2003 | Management | Unknown | For |
19 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Unknown | For |
20 | GRANT AUTHORITY FOR LIMITED EU POLITICAL DONATIONS | Management | Unknown | For |
21 | AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED SHARES | Management | Unknown | For |
22 | AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | Unknown | For |
23 | AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Unknown | For |
24 | GRANT AUTHORITY TO INCREASE OF CAPITAL ON NON-EXECUTIVE DIRECTOR S REMUNERATION | Management | Unknown | For |
ISSUER NAME: BANCO POPULAR ESPANOL SA, MADRID MEETING DATE: 06/23/2004 | ||||
TICKER: -- SECURITY ID: E19550156 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF BANCO POPULAR ESPANOL S.A. AND ITS CONSOLIDATED GROUP AND DISTRIBUTE RESULTS AND PERFORMANCE OF THE BOARD, ALL THE AFOREMENTIONED RELATED TO FY 2003 | Management | Unknown | For |
2 | RE-ELECT AND RATIFY THE DIRECTORS | Management | Unknown | For |
3 | RE-ELECT THE AUDITORS | Management | Unknown | For |
4 | APPROVE TO MODIFY THE ARTICLES 14,15,16,18 AND 21 OF THE CORPORATE BY-LAWS | Management | Unknown | For |
5 | APPROVE THE REGULATION OF THE MEETING, AND THE INFORMATION ABOUT THE RULES OF THE BOARD OF DIRECTORS | Management | Unknown | For |
6 | AUTHORIZE THE BOARD TO ACQUIRE ITS OWN TREASURY STOCK, WITHIN THE LEGAL REQUIREMENTS AND LIMITS, TO REDEMP THEM AND REDUCE THE SHARE CAPITAL IN A MAXIMUM AMOUNT OF 5% | Management | Unknown | For |
7 | APPROVE TO TRANSFER THE DISPOSABLE RESERVES TO ANS SPECIAL FOND TO COVER THE EARLY RETIREMENTS PLANS, IN ACCORDANCE TO RULES ESTABLISHED BY BANCO DE ESPANA | Management | Unknown | For |
8 | AUTHORIZE THE BOARD TO FORMALIZE, INTERPRET, RECTIFY AND EXECUTE THE AGREEMENTS ADOPTED | Management | Unknown | For |
ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 03/17/2004 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADOPTION OF THE MERGER AGREEMENT | Management | For | For |
2 | ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN | Management | For | Against |
3 | ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK | Management | For | For |
4 | APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM BARNET, III AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES W. COKER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN T. COLLINS AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY L. COUNTRYMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT PAUL FULTON AS A DIRECTOR | Management | For | For |
1.6 | ELECT CHARLES K. GIFFORD AS A DIRECTOR | Management | For | For |
1.7 | ELECT DONALD E. GUINN AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES H. HANCE, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT KENNETH D. LEWIS AS A DIRECTOR | Management | For | For |
1.10 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT THOMAS J. MAY AS A DIRECTOR | Management | For | For |
1.12 | ELECT C. STEVEN MCMILLAN AS A DIRECTOR | Management | For | For |
1.13 | ELECT EUGENE M. MCQUADE AS A DIRECTOR | Management | For | For |
1.14 | ELECT PATRICIA E. MITCHELL AS A DIRECTOR | Management | For | For |
1.15 | ELECT EDWARD L. ROMERO AS A DIRECTOR | Management | For | For |
1.16 | ELECT THOMAS M. RYAN AS A DIRECTOR | Management | For | For |
1.17 | ELECT O. TEMPLE SLOAN, JR. AS A DIRECTOR | Management | For | For |
1.18 | ELECT MEREDITH R. SPANGLER AS A DIRECTOR | Management | For | For |
1.19 | ELECT JACKIE M. WARD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION SECURITY | Shareholder | Against | Against |
ISSUER NAME: BANK ONE CORPORATION MEETING DATE: 05/25/2004 | ||||
TICKER: ONE SECURITY ID: 06423A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MERGER PROPOSAL | Management | For | For |
2.1 | ELECT BRYAN AS A DIRECTOR | Management | For | For |
2.2 | ELECT BURKE AS A DIRECTOR | Management | For | For |
2.3 | ELECT CROWN AS A DIRECTOR | Management | For | For |
2.4 | ELECT DIMON AS A DIRECTOR | Management | For | For |
2.5 | ELECT FAY AS A DIRECTOR | Management | For | For |
2.6 | ELECT JACKSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT KESSLER AS A DIRECTOR | Management | For | For |
2.8 | ELECT LIPP AS A DIRECTOR | Management | For | For |
2.9 | ELECT MANOOGIAN AS A DIRECTOR | Management | For | For |
2.10 | ELECT NOVAK AS A DIRECTOR | Management | For | For |
2.11 | ELECT ROGERS AS A DIRECTOR | Management | For | For |
2.12 | ELECT STRATTON AS A DIRECTOR | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For |
ISSUER NAME: BEAZER HOMES USA, INC. MEETING DATE: 02/10/2004 | ||||
TICKER: BZH SECURITY ID: 07556Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LAURENT ALPERT AS A DIRECTOR | Management | For | For |
1.2 | ELECT KATIE J. BAYNE AS A DIRECTOR | Management | For | For |
1.3 | ELECT BRIAN C. BEAZER AS A DIRECTOR | Management | For | For |
1.4 | ELECT IAN J. MCCARTHY AS A DIRECTOR | Management | For | For |
1.5 | ELECT MAUREEN E. O'CONNELL AS A DIRECTOR | Management | For | For |
1.6 | ELECT LARRY T. SOLARI AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEPHEN P. ZELNAK, JR. AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND THE AMENDED AND RESTATED 1999 STOCK INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: BJ SERVICES COMPANY MEETING DATE: 01/22/2004 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DON D. JORDAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM H. WHITE AS A DIRECTOR | Management | For | For |
2 | THE 2003 INCENTIVE PLAN. | Management | For | For |
3 | THE STOCKHOLDER PROPOSAL ON THE COMPANY S OPERATIONS IN BURMA. | Shareholder | Against | Against |
ISSUER NAME: CANADIAN NATIONAL RAILWAY MEETING DATE: 04/22/2004 | ||||
TICKER: CNI SECURITY ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL R. ARMELLINO AS A DIRECTOR | Management | For | For |
1.2 | ELECT A. CHARLES BAILLIE AS A DIRECTOR | Management | For | For |
1.3 | ELECT HUGH J. BOLTON AS A DIRECTOR | Management | For | For |
1.4 | ELECT PURDY CRAWFORD AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.V. RAYMOND CYR AS A DIRECTOR | Management | For | For |
1.6 | ELECT AMB. GORDON D. GIFFIN AS A DIRECTOR | Management | For | For |
1.7 | ELECT JAMES K. GRAY AS A DIRECTOR | Management | For | For |
1.8 | ELECT E. HUNTER HARRISON AS A DIRECTOR | Management | For | For |
1.9 | ELECT EDITH E. HOLIDAY AS A DIRECTOR | Management | For | For |
1.10 | ELECT V.M. KEMPSTON DARKES AS A DIRECTOR | Management | For | For |
1.11 | ELECT GILBERT H. LAMPHERE AS A DIRECTOR | Management | For | For |
1.12 | ELECT DENIS LOSIER AS A DIRECTOR | Management | For | For |
1.13 | ELECT HON. EDWARD C. LUMLEY AS A DIRECTOR | Management | For | For |
1.14 | ELECT DAVID G.A. MCLEAN AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT PACE AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF KPMG LLP AS AUDITORS. | Management | For | For |
ISSUER NAME: CAPITA GROUP PLC MEETING DATE: 04/29/2004 | ||||
TICKER: -- SECURITY ID: G1846J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | RECEIVE AND APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YE 31 DEC 2003 | Management | Unknown | For |
3 | DECLARE A FINAL DIVIDEND OF 2.7P PER ORDINARY SHARE OF THE COMPANY | Management | Unknown | For |
4 | RE-ELECT MR. R.M. ALDRIDGE AS A DIRECTOR, WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
5 | RE-ELECT MR. P.E.B. CAWDRON AS A DIRECTOR, WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
6 | RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS OF THE COMPANY | Management | Unknown | For |
7 | AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF ERNST & YOUNG LLP | Management | Unknown | For |
8 | AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR ANY EXISTING AUTHORITY AND IN ACCORDANCE WITH SECTION 80(1) OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIES SECTION 80(2) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 4,403,547; AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM OF THE COMPANY ; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY | Management | Unknown | For |
9 | AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES SECTION 94(2) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 8, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFER OF SECURITIES IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 667,207; AUTHORITY EX... | Management | Unknown | For |
10 | AUTHORIZE THE COMPANY, IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 66,720,159 ORDINARY SHARES OF THE COMPANY, AT A MINIMUM PRICE EQUAL TO THE NOMINAL VALUE OF SUCH SHARE AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR ORDINARY SHARE IN THE COMPANY DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF... | Management | Unknown | For |
ISSUER NAME: CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT W. RONALD DIETZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT LEWIS HAY, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT MAYO A. SHATTUCK, III AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2004. | Management | For | For |
3 | APPROVAL OF CAPITAL ONE S 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: CAREER EDUCATION CORPORATION MEETING DATE: 05/21/2004 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS B. LALLY AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN M. LARSON AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT TO THE CAREER EDUCATION CORPORATION 1998 EMPLOYEE INCENTIVE COMPENSATION PLAN WHICH AUTHORIZES THE ADDITION OF 4,000,000 SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN. | Management | For | For |
3 | APPROVAL OF AMENDMENT TO THE CAREER EDUCATION CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 150,000,000 SHARES TO 300,000,000 SHARES. | Management | For | For |
4 | RATIFICATION OF AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: CELLTECH GROUP PLC MEETING DATE: 05/27/2004 | ||||
TICKER: -- SECURITY ID: G1990W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED ACCOUNTS FOR THE PERIOD ENDED 31 DEC 20032 | Management | Unknown | For |
2 | APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YE 31 DEC 2003 | Management | Unknown | For |
3 | ELECT DR. GORAN ANDO AS A DIRECTOR | Management | Unknown | For |
4 | ELECT MR. PETER CADBURY AS A DIRECTOR | Management | Unknown | For |
5 | ELECT MRS. INGELISE SAUNDERS AS A DIRECTOR | Management | Unknown | For |
6 | RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | Unknown | For |
7 | APPROVE TO RENEW THE DIRECTORS POWER TO ALLOT RELEVANT SECURITIES | Management | Unknown | For |
8 | APPROVE TO RENEW THE DIRECTORS POWER TO ALLOT EQUITY SECURITIES | Management | Unknown | For |
9 | AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Unknown | For |
ISSUER NAME: CENTEX CORP./3333 HOLDING CORP. MEETING DATE: 07/17/2003 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAN W. COOK III* AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS J. FALK* AS A DIRECTOR | Management | For | For |
1.3 | ELECT LAURENCE E. HIRSCH* AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS M. SCHOEWE* AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOSIAH O. LOW, III** AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID M. SHERER** AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEPHEN M. WEINBERG** AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROGER O. WEST** AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2003 ANNUAL INCENTIVE COMPENSATION PLAN.* | Management | For | For |
3 | APPROVAL OF THE CENTEX CORPORATION 2003 EQUITY INCENTIVE PLAN.* | Management | For | Against |
4 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR 2004.* | Management | For | For |
5 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR 2004.** | Management | For | For |
ISSUER NAME: CENTRICA PLC MEETING DATE: 05/10/2004 | ||||
TICKER: -- SECURITY ID: G2018Z127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | APPROVE THE REMUNERATION REPORT FOR THE YE 31 DEC 2003 | Management | Unknown | For |
3 | DECLARE A FINAL DIVIDEND OF 3.7 PENCE PER ORDINARY SHARE, PAYABLE TO SHAREHOLDERS ON THE REGISTER OF MEMBERS ON 30 APR 2004 | Management | Unknown | For |
4 | RE-ELECT MR. PHIL BENTLEY AS A DIRECTOR OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
5 | RE-ELECT MR. MARK CLARE AS A DIRECTOR OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
6 | RE-ELECT MR. ROGER CARR AS A DIRECTOR OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
7 | RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF THE COMPANY | Management | Unknown | For |
8 | AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | Unknown | For |
9 | APPROVE TO RENEW THE AUTHORITY GRANTED TO THE DIRECTORS TO ALLOT RELEVANT SECURITIES BY ARTICLE 13.3 OF THE COMPANY S ARTICLES OF ASSOCIATION SECTION 80 OF THE COMPANIES ACT 1985 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 37,993,659 16.03% OF THE ISSUED ORDINARY SHARE CAPITAL ON 27 FEB 2004 ; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF AGM IN 2005 OR 09 AUG 2005 ; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMEN... | Management | Unknown | For |
10 | APPROVE TO RENEW THE AUTHORITY GRANTED TO THE DIRECTORS TO ALLOT EQUITY SECURITIES BY ARTICLE 13.5 OF THE COMPANY S ARTICLES OF ASSOCIATION AND SUBJECT TO THE PASSING OF RESOLUTION S.9, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) OF THE COMPANIES ACT 1985 , PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS; B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 11,850,317 5% OF THE ISSUED SHARE ... | Management | Unknown | For |
11 | AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 10 OF THE COMPANY S ARTICLES OF ASSOCIATION, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 426,611,414 MILLION ORDINARY SHARES OF 5.56 PENCE EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 5.56 PENCE AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION O... | Management | Unknown | For |
12 | AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION 347C OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATION 347A AND TO INCUR EU POLITICAL EXPENDITURE 347A UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP 125,000; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF AGM IN 2005 OR 09 AUG 2005 | Management | Unknown | For |
ISSUER NAME: CHINA TELECOM CORP LTD MEETING DATE: 05/03/2004 | ||||
TICKER: -- SECURITY ID: Y1505D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE BOARD OF DIRECTORS, THE REPORT OF THE SUPERVISORY COMMITTEE AND THE REPORT OF THE INTERNAL AUDITORS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | APPROVE THE PROFIT DISTRIBUTION AND DECLARE A FINAL DIVIDEND FOR THE YE 31 DEC 2003 | Management | Unknown | For |
3 | APPROVE THE ANNUAL REMUNERATION FOR THE COMPANY S DIRECTORS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
4 | RE-APPOINT KPMG AS THE COMPANY S INTERNAL AUDITORS AND KPMG HUAZHEN, AS THE COMPANY S DOMESTIC AUDITORS FOR THE YE 31 DEC 2004 AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION THEREOF | Management | Unknown | For |
5 | AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING 20% OF THE EACH OF THE COMPANY S EXISTING DOMESTIC SHARES AND H SHARE IN ISSUE OTHERWISE THAN PURSUANT TO: I) A RIGHTS ISSUE; OR II) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 12 MONTHS | Management | Unknown | For |
6 | AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY TO REFLECT THE ISSUE OF SHARES IN THE COMPANY AUTHORIZED UNDER RESOLUTION S.5, AND TO MAKE SUCH APPROPRIATE AND NECESSARY AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS DEEM FIT TO REFLECT SUCH INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY AND TO TAKE ANY OTHER ACTION AND COMPLETE ANY FORMALITY REQUIRED TO EFFECT SUCH INCREASE OF THE REGISTERED CAPITAL OF THE COMPANY | Management | Unknown | For |
ISSUER NAME: CHINA TELECOM CORP LTD MEETING DATE: 05/03/2004 | ||||
TICKER: -- SECURITY ID: Y1505D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AUTHORIZE THE DIRECTORS OF THE COMPANY TO ISSUE AND ALLOT UP TO 8,317,560,515 NEW H SHARES THE NEW H SHARES , WHICH COMPRISES I) UP TO 7,561,418,650 NEW H SHARES REPRESENTING APPROXIMATELY 10% OF THE CURRENT REGISTERED SHARE CAPITAL OF THE COMPANY THE PRIMARY SHARES AND II) UP TO 756,141,865 NEW H SHARES REPRESENTING 10% OF THE 7,561,418,650 PRIMARY SHARES TO BE ISSUED AND ALLOTTED UPON CONVERSION OF UP TO 756,141,865 EXISTING DOMESTIC SHARES HELD BY PRC STATE SHAREHOLDERS THE SECONDARY SH... | Management | Unknown | For |
2 | AUTHORIZE THE DIRECTORS OF THE COMPANY TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND TO MAKE SUCH APPROPRIATE AND NECESSARY AMENDMENTS TO THE ARTICLES OF THE ASSOCIATION OF THE COMPANY AS THEY THINK FIT TO REFLECT THE REGISTERED CAPITAL OF THE COMPANY FOLLOWING THE ISSUE AND ALLOTMENT OF ANY OR ALL OF THE NEW H SHARES AS THE DIRECTORS OF THE COMPANY MAY IN THEIR DISCRETION DECIDE TO ISSUE AND ALLOT PURSUANT TO S.1 ABOVE | Management | Unknown | For |
3 | APPROVE THAT, SUBJECT TO THE PASSING OF S.1 ABOVE, THE HOLDERS OF H SHARES OF THE COMPANY, FOR THE AVOIDANCE OF DOUBT, WAIVE THEIR PRE-EMPTIVE RIGHTS IF ANY OVER ANY OR ALL OF THE NEW H SHARES WHICH MAY BE ISSUED AND ALLOTTED PURSUANT TO S.1 | Management | Unknown | For |
ISSUER NAME: CHINA TELECOM CORP LTD MEETING DATE: 05/03/2004 | ||||
TICKER: -- SECURITY ID: Y1505D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AUTHORIZE THE DIRECTORS OF THE COMPANY TO ISSUE AND ALLOT UP TO 8,317,560,515 NEW H SHARES THE NEW H SHARES , WHICH COMPRISES I) UP TO 7,561,418,650 NEW H SHARES REPRESENTING APPROXIMATELY 10% OF THE CURRENT REGISTERED SHARE CAPITAL OF THE COMPANY THE PRIMARY SHARES AND II) UP TO 756,141,865 NEW H SHARES REPRESENTING 10% OF THE 7,561,418,650 PRIMARY SHARES TO BE ISSUED AND ALLOTTED UPON CONVERSION OF UP TO 756,141,865 EXISTING DOMESTIC SHARES HELD BY PRC STATE SHAREHOLDERS THE SECONDARY SH... | Management | Unknown | For |
2 | AUTHORIZE THE DIRECTORS OF THE COMPANY TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND TO MAKE SUCH APPROPRIATE AND NECESSARY AMENDMENTS TO THE ARTICLES OF THE ASSOCIATION OF THE COMPANY AS THEY THINK FIT TO REFLECT THE REGISTERED CAPITAL OF THE COMPANY FOLLOWING THE ISSUE AND ALLOTMENT OF ANY OR ALL OF THE NEW H SHARES AS THE DIRECTORS OF THE COMPANY MAY IN THEIR DISCRETION DECIDE TO ISSUE AND ALLOT PURSUANT TO S.1 ABOVE | Management | Unknown | For |
3 | APPROVE THAT, SUBJECT TO THE PASSING OF S.1 ABOVE, THE SHAREHOLDERS OF THE COMPANY, FOR THE AVOIDANCE OF DOUBT, WAIVE THEIR PRE-EMPTIVE RIGHTS IF ANY OVER ANY OR ALL OF THE NEW H SHARES WHICH MAY BE ISSUED AND ALLOTTED PURSUANT TO S.1 | Management | Unknown | For |
ISSUER NAME: CHINA TELECOM CORP LTD MEETING DATE: 06/09/2004 | ||||
TICKER: -- SECURITY ID: Y1505D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE CONDITIONAL SALE AND PURCHASE AGREEMENT DATED 13 APR 2004 ACQUISITION AGREEMENT BETWEEN THE COMPANY AND CHINA TELECOMMUNICATIONS CORPORATION, PURSUANT TO WHICH, INTER ALIA, CHINA TELECOMMUNICATIONS CORPORATION HAS AGREED TO SELL, AND THE COMPANY HAS AGREED TO PURCHASE, THE ENTIRE EQUITY INTERESTS IN EACH OF THE TARGET COMPANIES AT A PURCHASE PRICE OF CNY 27,800 MILLION COMPRISING: (A) AN INITIAL CASH CONSIDERATION OF CNY 8,340 MILLION PAYABLE IN CASH AT COMPLETION OF THE ACQUISITIO... | Management | Unknown | For |
2 | APPROVE, SUBJECT TO THE PASSING OF ORDINARY RESOLUTION 1, THE PROSPECTIVE CONNECTED TRANSACTIONS AS SPECIFIED, WHICH THE COMPANY EXPECTS TO OCCUR ON A REGULAR AND CONTINUOUS BASIS IN THE ORDINARY AND USUAL COURSE OF BUSINESS OF THE COMPANY, ITS SUBSIDIARIES AND THE TARGET GROUP, AS THE CASE MAY BE, TOGETHER WITH THE COMBINED GROUPS RELEVANT AGGREGATE ANNUAL VALUES FOR THE ENGINEERING AGREEMENTS, COMMUNITY SERVICES AGREEMENTS AND ANCILLARY TELECOMMUNICATIONS SERVICES AGREEMENTS AND THE ABSENCE OF... | Management | Unknown | For |
3 | APPROVE, SUBJECT TO THE PASSING OF ORDINARY RESOLUTION , THAT THE SERVICE AREAS OF THE COMPANY STIPULATED IN ARTICLE 13 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY IS AMENDED FROM TEN PROVINCES AUTONOMOUS REGIONS, MUNICIPALITIES DIRECTLY UNDER THE CENTRAL GOVERNMENT , NAMELY SHANGHAI, GUANGDONG, JIANGSU, ZHEJIANG, ANHUI, FUJIAN, JIANGXI, GUANGXI, CHONGQING AND SICHUAN TO TWENTY PROVINCES AUTONOMOUS REGIONS, MUNICIPALITIES DIRECTLY UNDER THE CENTRAL GOVERNMENT , NAMELY SHANGHAI, GUANGDONG, JI... | Management | Unknown | For |
4 | AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY BY: (A) RESTATING ARTICLE 6; (B) ADDING THE PARAGRAPH TO THE END OF THE ARTICLE 65; (C) REPLACING THE SECOND PARAGRAPH OF ARTICLE 95 | Management | Unknown | Abstain |
ISSUER NAME: CIT GROUP INC. MEETING DATE: 05/12/2004 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALBERT R. GAMPER, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT GARY C. BUTLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM A. FARLINGER AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM M. FREEMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT HON. THOMAS H. KEAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT EDWARD J. KELLY, III AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARIANNE MILLER PARRS AS A DIRECTOR | Management | For | For |
1.8 | ELECT JEFFREY M. PEEK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN R. RYAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT PETER J. TOBIN AS A DIRECTOR | Management | For | For |
1.11 | ELECT LOIS M. VAN DEUSEN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
3 | TO TRANSACT SUCH OTHER BUSINESS THAT MAY COME BEFORE THE MEETING. | Management | For | Abstain |
ISSUER NAME: CITIGROUP INC. MEETING DATE: 04/20/2004 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. MICHAEL ARMSTRONG AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAIN J.P. BELDA AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
1.4 | ELECT KENNETH T. DERR AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN M. DEUTCH AS A DIRECTOR | Management | For | For |
1.6 | ELECT R. HERNANDEZ RAMIREZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANN DIBBLE JORDAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
1.9 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANDRALL E. PEARSON AS A DIRECTOR | Management | For | For |
1.11 | ELECT CHARLES PRINCE AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT E. RUBIN AS A DIRECTOR | Management | For | For |
1.13 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
1.14 | ELECT SANFORD I. WEILL AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT B. WILLUMSTAD AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. | Shareholder | Against | Against |
ISSUER NAME: CLEAR CHANNEL COMMUNICATIONS, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: CCU SECURITY ID: 184502102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAN D. FELD AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS O. HICKS AS A DIRECTOR | Management | For | For |
1.3 | ELECT PERRY J. LEWIS AS A DIRECTOR | Management | For | For |
1.4 | ELECT L. LOWRY MAYS AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARK P. MAYS AS A DIRECTOR | Management | For | For |
1.6 | ELECT RANDALL T. MAYS AS A DIRECTOR | Management | For | For |
1.7 | ELECT B.J. MCCOMBS AS A DIRECTOR | Management | For | For |
1.8 | ELECT PHYLLIS B. RIGGINS AS A DIRECTOR | Management | For | For |
1.9 | ELECT THEORDORE H. STRAUSS AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.C. WATTS AS A DIRECTOR | Management | For | For |
1.11 | ELECT JOHN H. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: CNF INC. MEETING DATE: 04/20/2004 | ||||
TICKER: CNF SECURITY ID: 12612W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT W. KEITH KENNEDY, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN C. POPE AS A DIRECTOR | Management | For | For |
1.3 | ELECT GREGORY L. QUESNEL AS A DIRECTOR | Management | For | For |
1.4 | ELECT PETER W. STOTT AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: COLGATE-PALMOLIVE COMPANY MEETING DATE: 05/07/2004 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.K. CONWAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.E. FERGUSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.M. GUTIERREZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT E.M. HANCOCK AS A DIRECTOR | Management | For | For |
1.5 | ELECT D.W. JOHNSON AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.J. KOGAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT D.E. LEWIS AS A DIRECTOR | Management | For | For |
1.8 | ELECT R. MARK AS A DIRECTOR | Management | For | For |
1.9 | ELECT E.A. MONRAD AS A DIRECTOR | Management | For | For |
2 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | REAPPROVAL OF PORTIONS OF THE COMPANY S STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE COMPENSATION PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE SEVERANCE PAY | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN RIGHTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN | Shareholder | Against | Against |
ISSUER NAME: COLLINS STEWART TULLET PLC MEETING DATE: 06/03/2004 | ||||
TICKER: -- SECURITY ID: G4934D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE YE 31 DEC 2003 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management | Unknown | For |
2 | RECEIVE THE REPORT OF THE DIRECTORS REMUNERATION | Management | Unknown | For |
3 | ELECT MR. BERNIE LEAVER MEMBER OF THE REMUNERATION COMMITTEE AS A DIRECTOR | Management | Unknown | For |
4 | RE-ELECT MR. TERRY SMITH AS A DIRECTOR, WHO RETIRES BY ROTATION | Management | Unknown | For |
5 | RE-ELECT MR. HELEN SMITH AS A DIRECTOR, WHO RETIRES BY ROTATION | Management | Unknown | For |
6 | RE-ELECT MR. TERRY HITCHOOCK AS A DIRECTOR, WHO RETIRES BY ROTATION | Management | Unknown | For |
7 | RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID , AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | Unknown | For |
8 | DECLARE A 5.25P PER SHARE AS FINAL DIVIDEND FOR THE YE 31 DEC 2003 | Management | Unknown | For |
9 | GRANT AN OPTION TO MR. STEPHEN JACK | Management | Unknown | For |
10 | AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIES CONFERRED ON THE DIRECTORS BY THE ARTICLE 4(B) OF THE COMPANY S ARTICLES OF ASSOCIATION, AN AMOUNT OF GBP 15,762,269; AUTHORITY EXPIRES EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY NEXT YEAR OR 15 MONTHS | Management | Unknown | For |
11 | AUTHORIZE THE DIRECTORS, CONFERRED BY THE ARTICLE 4(C) OF THE COMPANY S ARTICLES OF ASSOCIATION BE RENEWED UNLESS PREVIOUSLY REVOKED OR VARIED BY THE SPECIAL RESOLUTION OF THE COMPANY IN THE GENERAL MEETING , TO ALLOT EQUITY SECURITIES SECTION 94 AMOUNTING TO GBP 2,364,340 SECTION 89 , PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 11 WILL ALSO APPLY TO A SALE OF TREASURY SHARES SECTION 162A(3) OF THE ACT BY VIRTUE OF THE SECTION 94(3A) OF THE ACT; AUTHORITY EXPIRES THE EARLIER OF THE ... | Management | Unknown | For |
12 | AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES SECTION 163 OF UP TO 18,914,723 ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 25 PENCE AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORD... | Management | Unknown | For |
ISSUER NAME: CONCORD EFS, INC. MEETING DATE: 10/28/2003 | ||||
TICKER: CE SECURITY ID: 206197105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: CONTINENTAL AIRLINES, INC. MEETING DATE: 03/12/2004 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS J. BARRACK, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT GORDON M. BETHUNE AS A DIRECTOR | Management | For | For |
1.3 | ELECT KIRBYJON H. CALDWELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT LAWRENCE W. KELLNER AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS H. MCCORKINDALE AS A DIRECTOR | Management | For | For |
1.6 | ELECT HENRY L. MEYER III AS A DIRECTOR | Management | For | For |
1.7 | ELECT GEORGE G. C. PARKER AS A DIRECTOR | Management | For | For |
1.8 | ELECT KAREN HASTIE WILLIAMS AS A DIRECTOR | Management | For | For |
1.9 | ELECT RONALD B. WOODARD AS A DIRECTOR | Management | For | For |
1.10 | ELECT CHARLES A. YAMARONE AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO ADOPT 2004 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
3 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
4 | PROPOSAL TO RECOMMEND RETENTION OF STOCKHOLDERS RIGHTS AGREEMENT | Management | For | Against |
5 | PROPOSAL OF STOCKHOLDER | Shareholder | Against | Against |
6 | PLEASE MARK THE FOR BOX ONLY IF ANY STOCK OWNED OF RECORD OR BENEFICIALLY BY YOU IS OWNED OR CONTROLLED BY NON-U.S. CITIZENS (AS DEFINED IN THE PROXY STATEMENT). | Management | Unknown | Abstain |
ISSUER NAME: COUNTRYWIDE FINANCIAL CORPORATION MEETING DATE: 06/16/2004 | ||||
TICKER: CFC SECURITY ID: 222372104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HENRY G. CISNEROS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT J. DONATO AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL E. DOUGHERTY AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARTIN R. MELONE AS A DIRECTOR | Management | For | For |
1.5 | ELECT HARLEY W. SNYDER AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AND AMEND THE COMPANY S 2000 EQUITY INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: D.R. HORTON, INC. MEETING DATE: 01/29/2004 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DONALD R. HORTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRADLEY S. ANDERSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL R. BUCHANAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD I. GALLAND AS A DIRECTOR | Management | For | For |
1.5 | ELECT FRANCINE I. NEFF AS A DIRECTOR | Management | For | For |
1.6 | ELECT DONALD J. TOMNITZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT BILL W. WHEAT AS A DIRECTOR | Management | For | For |
2 | AMENDMENT TO THE D.R. HORTON, INC. 2000 INCENTIVE BONUS PLAN | Management | For | For |
3 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON OTHER BUSINESS PROPERLY BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT. | Management | For | Abstain |
ISSUER NAME: DASSAULT SYSTEMES SA MEETING DATE: 06/02/2004 | ||||
TICKER: -- SECURITY ID: F2457H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE AUDITORS SPECIAL REPORT, IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL LAW | Management | Unknown | Take No Action |
2 | RECEIVE THE BOARD OF DIRECTORS REPORT, THE GENERAL AUDITORS REPORT AND THE ADDITIONAL EXPLANATIONS; APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR THE FY 2003, AS PRESENTED TO IT AND THE NON DEDUCTIBLE EXPENSES OF EUR 295,533.00 WITH A CORRESPONDING TAX CREDIT OF EUR 104,707.00; AND GRANT PERMANENT DISCHARGE TO THE DIRECTORS FOR THE COMPLETION OF THEIR ASSIGNMENT FOR THE CURRENT YEAR | Management | Unknown | Take No Action |
3 | ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE PRESENTED AND THAT THE BOARD OF DIRECTORS REPORT FOR THE GROUP IS INCLUDED IN THE BOARD OF DIRECTORS REPORT | Management | Unknown | Take No Action |
4 | APPROVE THE APPROPRIATION OF THE: PROFITS FOR THE FY OF EUR 104,978,708.31; INCREASED BY THE PRIOR RETAINED EARNINGS OF EUR 593,848,427.09, WHICH REPRESENTS THE DISTRIBUTABLE PROFITS OF EUR 698,827,135.40, AS FOLLOWS: TO THE GLOBAL DIVIDEND: EUR 38,435,037.18; TO THE BALANCE CARRIED FORWARD: EUR 660,392,098.22; THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 0.34 WITH A CORRESPONDING TAX CREDIT OF EUR 0.17; THIS DIVIDEND WILL BE PAID ON 22 JUN 2004 | Management | Unknown | Take No Action |
5 | AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION OF THE AUTHORITY GRANTED AT THE CGM ON 28 MAY 2003, TO TRADE THE COMPANY S SHARES ON THE STOCK EXCHANGE, NOTABLY IN VIEW OF ADJUSTING THEIR PRICE AS PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 60.00; MAXIMUM NUMBER OF SHARES TO BE TRADED: 10% OF THE COMPANY S CAPITAL; THIS AUTHORITY IS GIVEN UP TO THE ANNUAL OGM RULING ON THE ACCOUNTS FOR THE FY 2004, STARTING FROM THE PRESENT GENERAL MEETING AND SHALL BE USED WITHIN THE REGULATIONS... | Management | Unknown | Take No Action |
6 | APPROVE TO SET AN AMOUNT OF EUR 140,000.00 TO BE ALLOCATED TO THE DIRECTORS AS ATTENDANCE FEES | Management | Unknown | Take No Action |
7 | APPROVE TO RENEW THE TERM OF OFFICE OF ERNST & YOUNG AUDIT COMPANY AS THE STATUTORY AUDITOR UP TO THE GENERAL MEETING CALLED TO RULE ON ANNUAL ACCOUNTS FOR THE FY 2009 | Management | Unknown | Take No Action |
8 | APPROVE TO RENEW THE TERM OF OFFICE OF MR. FRANCOIS CARREGA AS THE DEPUTY AUDITOR FOR A PERIOD OF 6 YEARS | Management | Unknown | Take No Action |
9 | AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED IN ONE OR IN SEVERAL STAGES, IN FRANCE OR ABROAD, WITH THE ISSUE OF BONDS AND ASSIMILATED SECURITIES FOR A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00; AUTHORITY EXPIRES AT THE END OF 5 YEARS ; AND AUTHORIZE THE BOARD OF DIRECTORS, WITH THE POSSIBILITY OF SUB-DELEGATION, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Unknown | Take No Action |
10 | AMEND THE ARTICLES OF ASSOCIATION NUMBER 13-4, 13-5, 13-6, 16-2, 19, 23, 24 AND 27-2 IN ORDER TO HARMONIZE THEM WITH THE NEW PROVISIONS OF THE FINANCIAL SECURITY LAW OF 01 AUG 2003 | Management | Unknown | Take No Action |
11 | AUTHORIZE THE BOARD OF DIRECTORS TO DECREASE THE SHARE CAPITAL BY CANCELING THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, WITHIN A LIMIT OF 10 PERCENT OVER A 24-MONTH PERIOD; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY IS GIVEN UP TO THE ANNUAL OGM CALLED TO RULE ON ANNUAL ACCOUNTS FOR THE FY 2004 | Management | Unknown | Take No Action |
12 | AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION OF THE AUTHORITY GRANTED AT THE CGM OF 28 MAY 2002, TO PROCEED WITH THE PRE-EMPTIVE RIGHT OF SUBSCRIPTION, IN ONE OR IN SEVERAL STAGES, IN FRANCE OR ABROAD, WITH THE ISSUE OF SHARES AND SECURITIES; THE MAXIMUM NOMINAL AMOUNT OF THE SHARE CAPITAL INCREASE SHALL NOT EXCEED EUR 25,000,000.00; THE MAXIMUM NOMINAL AMOUNT OF SECURITIES SHALL NOT EXCEED EUR 1,000,000,000.00; AUTHORITY EXPIRES AT THE END OF 26 MONTHS ; AND AUTHORIZE THE BOARD OF DIRECTO... | Management | Unknown | Take No Action |
13 | AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION OF THE AUTHORITY GRANTED AT THE CGM OF 28 MAY 2002, TO PROCEED WITHOUT THE PRE-EMPTIVE RIGHT OF SUBSCRIPTION, IN ONE OR IN SEVERAL STAGES, IN FRANCE OR ABROAD, WITH THE ISSUE OF SHARES AND SECURITIES; THE MAXIMUM NOMINAL AMOUNT OF THE SHARE CAPITAL INCREASES SHALL NOT EXCEED EUR 25,000,000.00; THE MAXIMUM NOMINAL AMOUNT OF SECURITIES SHALL NOT EXCEED EUR 1,000,000,000.00; AUTHORITY EXPIRES AT THE END OF 26 MONTHS ; AND AUTHORIZE THE BOARD OF DIR... | Management | Unknown | Take No Action |
14 | AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION OF THE AUTHORITY GRANTED AT THE CGM OF 28 MAY 2002, TO INCREASE THE COMPANY SHARE CAPITAL IN ONE OR IN SEVERAL STAGES BY A MAXIMUM NOMINAL AMOUNT OF EUR 25,000,000.00, BY WAY OF INCORPORATING RESERVES, PROFITS OR PREMIUMS, TO BE CARRIED OUT BY THE DISTRIBUTION OF FREE SHARES OR THE INCREASE OF THE PAR VALUE OF THE EXISTING SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHOR... | Management | Unknown | Take No Action |
15 | RECEIVE THE BOARD OF DIRECTORS REPORT, APPROVE THAT THE VARIOUS DELEGATIONS GIVEN TO IT FROM THE RESOLUTIONS 12 TO 14 IN ORDER TO INCREASE THE SHARE CAPITAL SHALL BE USED WITHIN THE REGULATIONS IN FORCE IN A PERIOD OF TAKE-OVER BID OR EXCHANGE BID ON THE COMPANY S SHARES UP TO THE GENERAL MEETING CALLED TO RULE ON ANNUAL ACCOUNTS FOR THE FY 2004 | Management | Unknown | Take No Action |
16 | AUTHORIZE THE BOARD OF DIRECTORS, IN SUBSTITUTION OF THE AUTHORITY GRANTED AT THE CGM OF 28 MAY 2002, TO INCREASE THE COMPANY CAPITAL ON ITS SOLE DECISION IN ONE OR IN SEVERAL STAGES, IN FRANCE OR ABROAD, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 10,000,000.00 WITH THE ISSUE OF NEW SHARES OR OTHER SECURITIES, GRANTED TO THE MEMBERS OF THE COMPANY S ENTERPRISE SAVINGS PLANS; AND AUTHORIZE THE BOARD OF DIRECTORS, WITH THE POSSIBILITY OF DELEGATION OR SUB-DELEGATION TO HIS CHAIRMAN, TO TAKE ALL NECESSARY... | Management | Unknown | Take No Action |
17 | AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN ONE OR IN SEVERAL STAGES FOR A MAXIMUM NOMINAL AMOUNT OF EUR 15,000,000.00 WITH THE ISSUE OF NEW SHARES, SECURITIES AND EQUITY WARRANTS, GRANTED TO A CATEGORY OF BENEFICIARIES; THE MAXIMUM NOMINAL AMOUNT OF SECURITIES SHALL NOT EXCEED EUR 600,000,000.00; AND AUTHORIZE THE BOARD OF DIRECTORS, WITH THE POSSIBILITY OF SUB-DELEGATION, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES AT THE EN... | Management | Unknown | Take No Action |
18 | GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT OF THE MINUTES OF THE PRESENT IN ORDER TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS WHICH ARE PRESCRIBED BY LAW | Management | Unknown | Take No Action |
19 | A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. ... | N/A | N/A | N/A |
ISSUER NAME: DELL COMPUTER CORPORATION MEETING DATE: 07/18/2003 | ||||
TICKER: DELL SECURITY ID: 247025109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL A. MILES AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALEX J. MANDL AS A DIRECTOR | Management | For | For |
1.3 | ELECT MORTON L. TOPFER AS A DIRECTOR | Management | For | For |
2 | ELIMINATION OF CLASSIFIED BOARD | Management | For | For |
3 | CHANGE OF COMPANY NAME TO DELL INC. | Management | For | For |
4 | APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN | Management | For | For |
ISSUER NAME: EARTHLINK, INC. MEETING DATE: 05/25/2004 | ||||
TICKER: ELNK SECURITY ID: 270321102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LINWOOD A. LACY, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT TERRELL B. JONES AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM H. HARRIS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. WHEELER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SERVE AS COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: ECHOSTAR COMMUNICATIONS CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: DISH SECURITY ID: 278762109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL T. DUGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES DEFRANCO AS A DIRECTOR | Management | For | For |
1.3 | ELECT CANTEY ERGEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT CHARLES W. ERGEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT RAYMOND L. FRIEDLOB AS A DIRECTOR | Management | For | For |
1.6 | ELECT STEVEN R. GOODBARN AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID K. MOSKOWITZ AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. MICHAEL SCHROEDER AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | Abstain |
ISSUER NAME: ENCANA CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: ECA SECURITY ID: 292505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL N. CHERNOFF AS A DIRECTOR | Management | For | For |
1.2 | ELECT RALPH S. CUNNINGHAM AS A DIRECTOR | Management | For | For |
1.3 | ELECT PATRICK D. DANIEL AS A DIRECTOR | Management | For | For |
1.4 | ELECT IAN W. DELANEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM R. FATT AS A DIRECTOR | Management | For | For |
1.6 | ELECT MICHAEL A. GRANDIN AS A DIRECTOR | Management | For | For |
1.7 | ELECT BARRY W. HARRISON AS A DIRECTOR | Management | For | For |
1.8 | ELECT RICHARD F. HASKAYNE AS A DIRECTOR | Management | For | For |
1.9 | ELECT DALE A. LUCAS AS A DIRECTOR | Management | For | For |
1.10 | ELECT KEN F. MCCREADY AS A DIRECTOR | Management | For | For |
1.11 | ELECT GWYN MORGAN AS A DIRECTOR | Management | For | For |
1.12 | ELECT VALERIE A.A. NIELSEN AS A DIRECTOR | Management | For | For |
1.13 | ELECT DAVID P. O'BRIEN AS A DIRECTOR | Management | For | For |
1.14 | ELECT JANE L. PEVERETT AS A DIRECTOR | Management | For | For |
1.15 | ELECT DENNIS A. SHARP AS A DIRECTOR | Management | For | For |
1.16 | ELECT JAMES M. STANFORD AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Management | For | For |
3 | CONFIRMATION OF NEW BY-LAW NO. 1 (AS DESCRIBED ON PAGE 8 AND IN APPENDIX A OF THE ACCOMPANYING INFORMATION CIRCULAR). | Management | For | For |
4 | APPROVAL OF AMENDMENTS AND RECONFIRMATION OF THE SHAREHOLDER RIGHTS PLAN (AS DESCRIBED ON PAGES 8-11 AND IN APPENDIX B OF THE ACCOMPANYING INFORMATION CIRCULAR). | Management | For | For |
ISSUER NAME: ENSCO INTERNATIONAL INCORPORATED MEETING DATE: 05/11/2004 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID M. CARMICHAEL AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS L. KELLY II AS A DIRECTOR | Management | For | For |
1.3 | ELECT RITA M. RODRIGUEZ AS A DIRECTOR | Management | For | For |
ISSUER NAME: FANNIE MAE MEETING DATE: 05/25/2004 | ||||
TICKER: FNM SECURITY ID: 313586109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT S.B. ASHLEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.M. DUBERSTEIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT T.P. GERRITY AS A DIRECTOR | Management | For | For |
1.4 | ELECT T. HOWARD AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT F.V. MALEK AS A DIRECTOR | Management | For | For |
1.7 | ELECT D.B. MARRON AS A DIRECTOR | Management | For | For |
1.8 | ELECT D.H. MUDD AS A DIRECTOR | Management | For | For |
1.9 | ELECT A.M. MULCAHY AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.K. PICKETT AS A DIRECTOR | Management | For | For |
1.11 | ELECT L. RAHL AS A DIRECTOR | Management | For | For |
1.12 | ELECT F.D. RAINES AS A DIRECTOR | Management | For | For |
1.13 | ELECT H.P. SWYGERT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING | Shareholder | Against | Against |
ISSUER NAME: FEDERAL HOME LOAN MORTGAGE CORPORATI MEETING DATE: 03/31/2004 | ||||
TICKER: FRE SECURITY ID: 313400301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOAN E. DONOGHUE AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHELLE ENGLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD KARL GOELTZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT GEORGE D. GOULD AS A DIRECTOR | Management | For | For |
1.5 | ELECT HENRY KAUFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN B. MCCOY AS A DIRECTOR | Management | For | For |
1.7 | ELECT SHAUN F. O'MALLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT RONALD F. POE AS A DIRECTOR | Management | For | For |
1.9 | ELECT STEPHEN A. ROSS AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD J. SCHUENKE AS A DIRECTOR | Management | For | For |
1.11 | ELECT CHRISTINA SEIX AS A DIRECTOR | Management | For | For |
1.12 | ELECT RICHARD F. SYRON AS A DIRECTOR | Management | For | For |
1.13 | ELECT WILLIAM J. TURNER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2003 | Management | For | For |
ISSUER NAME: FIDELITY CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE TRUST INSTRUMENT TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIDELITY ULTRA SHORT CENTRAL FUND MEETING DATE: 05/19/2004 | ||||
TICKER: -- SECURITY ID: 316167105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE DECLARATION OF TRUST TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIRST DATA CORPORATION MEETING DATE: 10/28/2003 | ||||
TICKER: FDC SECURITY ID: 319963104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE OF SHARES OF FIRST DATA COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: FIRST DATA CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: FDC SECURITY ID: 319963104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HENRY C. DUQUES AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES T. FOTE AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD P. KIPHART AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOAN E. SPERO AS A DIRECTOR | Management | For | For |
2 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2004. | Management | For | For |
ISSUER NAME: FOREST LABORATORIES, INC. MEETING DATE: 08/11/2003 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HOWARD SOLOMON AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM J. CANDEE, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE S. COHAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAN L. GOLDWASSER AS A DIRECTOR | Management | For | For |
1.5 | ELECT LESTER B. SALANS AS A DIRECTOR | Management | For | For |
1.6 | ELECT KENNETH E. GOODMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT PHILLIP M. SATOW AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AMENDMENT OF THE COMPANY S CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES OF THE COMPANY S COMMON STOCK. | Management | For | For |
3 | RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: FURUKAWA ELECTRIC CO LTD MEETING DATE: 06/29/2004 | ||||
TICKER: -- SECURITY ID: J16464117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE HANDLING OF NET LOSS, WITH NO DIVIDENDS | Management | Unknown | For |
2 | APPROVE SALE OF COMPANY S POWER TRANSMISSION AND DISTRIBUTION RELATEDBUSINESS TO JOINT VENTURE WITH FUJIKURA LTD. | Management | Unknown | For |
3 | AMEND ARTICLES TO: INCREASE AUTHORIZED CAPITAL AND AUTHORIZE ISSUANCE OFPREFERRED SHARES AND SUBORDINATED SHARES | Management | Unknown | For |
4 | ELECT DIRECTOR | Management | Unknown | For |
5 | ELECT DIRECTOR | Management | Unknown | For |
6 | ELECT DIRECTOR | Management | Unknown | For |
7 | ELECT DIRECTOR | Management | Unknown | For |
8 | ELECT DIRECTOR | Management | Unknown | For |
9 | ELECT DIRECTOR | Management | Unknown | For |
10 | ELECT DIRECTOR | Management | Unknown | For |
11 | ELECT DIRECTOR | Management | Unknown | For |
12 | ELECT DIRECTOR | Management | Unknown | For |
13 | ELECT DIRECTOR | Management | Unknown | For |
14 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
15 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
16 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
ISSUER NAME: GENERAL ELECTRIC COMPANY MEETING DATE: 04/28/2004 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES I. CASH, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT DENNIS D. DAMMERMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANN M. FUDGE AS A DIRECTOR | Management | For | For |
1.4 | ELECT CLAUDIO X. GONZALEZ AS A DIRECTOR | Management | For | For |
1.5 | ELECT JEFFREY R. IMMELT AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANDREA JUNG AS A DIRECTOR | Management | For | For |
1.7 | ELECT ALAN G. LAFLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT KENNETH G. LANGONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT RALPH S. LARSEN AS A DIRECTOR | Management | For | For |
1.10 | ELECT ROCHELLE B. LAZARUS AS A DIRECTOR | Management | For | For |
1.11 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROGER S. PENSKE AS A DIRECTOR | Management | For | For |
1.13 | ELECT ROBERT J. SWIERINGA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS A. WARNER III AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT C. WRIGHT AS A DIRECTOR | Management | For | For |
2 | INDEPENDENT AUDITOR | Management | For | For |
3 | REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER PERFORMANCE GOALS | Management | For | For |
4 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
5 | ANIMAL TESTING | Shareholder | Against | Against |
6 | NUCLEAR RISK | Shareholder | Against | Against |
7 | REPORT ON PCB CLEANUP COSTS | Shareholder | Against | Against |
8 | OFFSHORE SOURCING | Shareholder | Against | Against |
9 | SUSTAINABILITY INDEX | Shareholder | Against | Against |
10 | COMPENSATION COMMITTEE INDEPENDENCE | Shareholder | Against | Against |
11 | PAY DISPARITY | Shareholder | Against | Against |
12 | END STOCK OPTIONS AND BONUSES | Shareholder | Against | Against |
13 | LIMIT OUTSIDE DIRECTORSHIPS | Shareholder | Against | Against |
14 | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | Against |
15 | EXPLORE SALE OF COMPANY | Shareholder | Against | Against |
16 | HOLDING STOCK FROM STOCK OPTIONS | Shareholder | Against | Against |
17 | BOARD INDEPENDENCE | Shareholder | Against | Against |
18 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: GENTEX CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN MULDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT FREDERICK SOTOK AS A DIRECTOR | Management | For | For |
1.3 | ELECT WALLACE TSUHA AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE GENTEX CORPORATION QUALIFIED STOCK OPTION PLAN. | Management | For | For |
3 | PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For |
4 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: GOLDEN WEST FINANCIAL CORPORATION MEETING DATE: 04/27/2004 | ||||
TICKER: GDW SECURITY ID: 381317106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PATRICIA A. KING AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARION O. SANDLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT LESLIE TANG SCHILLING AS A DIRECTOR | Management | For | For |
2 | INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 600,000,000. | Management | For | For |
3 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: HARMAN INTERNATIONAL INDUSTRIES, INC MEETING DATE: 11/12/2003 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD H. MEYER AS A DIRECTOR | Management | For | For |
1.2 | ELECT GREGORY P. STAPLETON AS A DIRECTOR | Management | For | For |
1.3 | ELECT STANLEY A. WEISS AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE TWO-FOR-ONE STOCK SPLIT AND RELATED CHARTER AMENDMENT. | Management | For | For |
ISSUER NAME: HEIDELBERGCEMENT AG, HEIDELBERG MEETING DATE: 05/06/2004 | ||||
TICKER: -- SECURITY ID: D31709104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ACKNOWLEDGE THE COMPANY S ANNUAL EARNINGS AND THE CONSOLIDATED EARNINGS AND THE REPORT OF THE SUPERVISORY BOARD | Management | Unknown | None |
2 | APPROVE TO USE THE NET INCOME OF THE YEAR AND A POSSIBLE DIVIDEND PAYMENT OF EUR 1.15 PER EACH SHARE | Management | Unknown | None |
3 | RATIFY THE ACTS OF THE MANAGING BOARD | Management | Unknown | None |
4 | RATIFY THE ACTS OF THE SUPERVISORY BOARD | Management | Unknown | None |
5 | ELECT ERNST + YOUNG AG AS THE AUDITORS | Management | Unknown | None |
6 | GRANT AUTHORITY TO INCREASE CAPITAL AGAINST CASH CONTRIBUTION APPROVED CAPITAL I AND AMEND THE ARTICLES | Management | Unknown | None |
7 | APPROVE TO TERMINATE THE EXISTING AUTHORIZATION ON A CAPITAL INCREASE AGAINST CASH AND/OR NON-CASH CONTRIBUTIONS APPROVED CAPITAL II), GRANT AUTHORITY FOR A CAPITAL INCREASE AGAINST NON-CASH CONTRIBUTIONS AND AMEND THE ARTICLES ACCORDINGLY | Management | Unknown | None |
8 | APPROVE TO TERMINATE THE EXISTING AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, GRANT AUTHORITY TO ISSUE PROFIT SHARING RIGHTS AS WELL AS AMEND THE ARTICLE 4 OF THE STATUTE | Management | Unknown | None |
9 | ELECT THE SUPERVISORY BOARD MEMBERS | Management | Unknown | None |
ISSUER NAME: HONEYWELL INTERNATIONAL INC. MEETING DATE: 04/26/2004 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES J. HOWARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRUCE KARATZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT RUSSELL E. PALMER AS A DIRECTOR | Management | For | For |
1.4 | ELECT IVAN G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERIC K. SHINSEKI AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | ANNUAL ELECTION OF DIRECTORS | Shareholder | Against | For |
4 | SHAREOWNER VOTING PROVISIONS | Shareholder | Against | For |
5 | SHAREOWNER INPUT - GOLDEN PARACHUTES | Shareholder | Against | Against |
6 | RESOLUTION ON PAY DISPARITY | Shareholder | Against | Against |
7 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
ISSUER NAME: IMC GLOBAL INC. MEETING DATE: 05/14/2004 | ||||
TICKER: IGL SECURITY ID: 449669100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DONALD F. MAZANKOWSKI AS A DIRECTOR | Management | For | For |
1.2 | ELECT DOUGLAS A. PERTZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD L. THOMAS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: INTEL CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CRAIG R. BARRETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLENE BARSHEFSKY AS A DIRECTOR | Management | For | For |
1.3 | ELECT E. JOHN P. BROWNE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW S. GROVE AS A DIRECTOR | Management | For | For |
1.5 | ELECT D. JAMES GUZY AS A DIRECTOR | Management | For | For |
1.6 | ELECT REED E. HUNDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT PAUL S. OTELLINI AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID S. POTTRUCK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JANE E. SHAW AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN L. THORNTON AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID B. YOFFIE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING OF STOCK OPTIONS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-VESTING STOCK | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-BASED STOCK OPTIONS | Shareholder | Against | Against |
ISSUER NAME: INTUIT INC. MEETING DATE: 10/30/2003 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEPHEN M. BENNETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHRISTOPHER W. BRODY AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM V. CAMPBELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT SCOTT D. COOK AS A DIRECTOR | Management | For | For |
1.5 | ELECT L. JOHN DOERR AS A DIRECTOR | Management | For | For |
1.6 | ELECT DONNA L. DUBINSKY AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL R. HALLMAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT STRATTON D. SCLAVOS AS A DIRECTOR | Management | For | For |
2 | APPROVE THE AMENDMENT OF THE INTUIT INC. 1996 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE UNDER THE PLAN BY 500,000 SHARES (FROM 4,900,000 SHARES TO 5,400,000 SHARES). | Management | For | For |
3 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR FISCAL 2004. | Management | For | For |
ISSUER NAME: J.P. MORGAN CHASE & CO. MEETING DATE: 05/25/2004 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MERGER PROPOSAL | Management | For | For |
2.1 | ELECT HANS W. BECHERER AS A DIRECTOR | Management | For | For |
2.2 | ELECT FRANK A. BENNACK, JR. AS A DIRECTOR | Management | For | For |
2.3 | ELECT JOHN H. BIGGS AS A DIRECTOR | Management | For | For |
2.4 | ELECT LAWRENCE A. BOSSIDY AS A DIRECTOR | Management | For | For |
2.5 | ELECT ELLEN V. FUTTER AS A DIRECTOR | Management | For | For |
2.6 | ELECT WILLIAM H. GRAY, III AS A DIRECTOR | Management | For | For |
2.7 | ELECT WILLIAM B. HARRISON, JR AS A DIRECTOR | Management | For | For |
2.8 | ELECT HELENE L. KAPLAN AS A DIRECTOR | Management | For | For |
2.9 | ELECT LEE R. RAYMOND AS A DIRECTOR | Management | For | For |
2.10 | ELECT JOHN R. STAFFORD AS A DIRECTOR | Management | For | For |
3 | APPOINTMENT OF EXTERNAL AUDITOR | Management | For | For |
4 | RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | Management | For | For |
5 | ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
6 | DIRECTOR TERM LIMIT | Shareholder | Against | Against |
7 | CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
8 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
9 | SEPARATION OF CHAIRMAN AND CEO | Shareholder | Against | Against |
10 | DERIVATIVE DISCLOSURE | Shareholder | Against | Against |
11 | AUDITOR INDEPENDENCE | Shareholder | Against | Against |
12 | DIRECTOR COMPENSATION | Shareholder | Against | Against |
13 | PAY DISPARITY | Shareholder | Against | Against |
ISSUER NAME: JOHNSON & JOHNSON MEETING DATE: 04/22/2004 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GERARD N. BURROW AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARY S. COLEMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES G. CULLEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT J. DARRETTA AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. JUDAH FOLKMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANN D. JORDAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ARNOLD G. LANGBO AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN L. LINDQUIST AS A DIRECTOR | Management | For | For |
1.9 | ELECT LEO F. MULLIN AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEVEN S REINEMUND AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID SATCHER AS A DIRECTOR | Management | For | For |
1.12 | ELECT HENRY B. SCHACHT AS A DIRECTOR | Management | For | For |
1.13 | ELECT WILLIAM C. WELDON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS | Management | For | For |
3 | PROPOSAL ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: JUNIPER NETWORKS, INC. MEETING DATE: 04/16/2004 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE OF 1.404 SHARES OF JUNIPER NETWORKS COMMON STOCK FOR EACH OUTSTANDING SHARE OF NETSCREEN COMMON STOCK AND EACH OUTSTANDING STOCK OPTION TO PURCHASE NETSCREEN COMMON STOCK AS OF THE EFFECTIVE DATE OF THE MERGER IN CONNECTION WITH AND PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF FEBRUARY 9, 2004. | Management | For | For |
ISSUER NAME: JUNIPER NETWORKS, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PRADEEP SINDHU AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT M. CALDERONI AS A DIRECTOR | Management | For | For |
1.3 | ELECT KENNETH LEVY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: KB HOME MEETING DATE: 04/01/2004 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RONALD W. BURKLE* AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR. RAY R. IRANI* AS A DIRECTOR | Management | For | For |
1.3 | ELECT LESLIE MOONVES* AS A DIRECTOR | Management | For | For |
1.4 | ELECT LUIS G. NOGALES* AS A DIRECTOR | Management | For | For |
1.5 | ELECT MELISSA LORA** AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY ERNST & YOUNG LLP AS KB HOME S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2004 | Management | For | For |
ISSUER NAME: KDDI CORP, TOKYO MEETING DATE: 06/24/2004 | ||||
TICKER: -- SECURITY ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE PROFIT APPROPRIATION FOR 20 TERM: DIVIDENDS FOR THE CURRENT TERM AS JPY 2,400 PER SHARE JPY 3600 ON A YEARLY BASIS | Management | Unknown | For |
2 | APPROVE THE COMPANY TO PURCHASE ITS OWN SHARES UPON A RESOLUTION OF THE BOARDOF DIRECTORS IN ACCORDANCE WITH THE COMMERCIAL CODE 211-3 AND PARTIALLY AMEND THE COMPANY S ARTICLES OF INCORPORATION | Management | Unknown | For |
3 | APPROVE TO GIVE FREE SHARE SUBSCRIPTION RIGHTS TO THE DIRECTORS, SENIOR EXECUTIVE DIRECTORS, EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS AND THE EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES AS STOCK OPTION IN ACCORDANCE WITH COMMERCIAL CODE 280-20 AND 280-21 | Management | Unknown | For |
4 | AMEND THE PARTS OF THE RESOLUTIONS ON CONDITIONS FOR EXERCISING AND EXTINCTING FREE SUBSCRIPTION RIGHTS APPROVED AT THE AGM OF SHAREHOLDERS HELD IN JUNE 2002 AND 2003 AND THE CONDITIONS WILL BE FOR THE DIRECTORS, SENIOR EXECUTIVES DIRECTORS THE EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS AND THE EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES AND PARTIALLY AMEND THE FREE SUBSCRIPTION RIGHTS | Management | Unknown | For |
5 | ELECT MR. AKIRA HIOKI AS A STATUTORY AUDITOR | Management | Unknown | For |
6 | ELECT MR. YOSHIAKI TSUJI AS A STATUTORY AUDITOR | Management | Unknown | For |
7 | ELECT MR. HIDEKI ISHIDA AS A STATUTORY AUDITOR | Management | Unknown | For |
8 | ELECT MR. KATSUAKI WATANABE AS A STATUTORY AUDITOR | Management | Unknown | For |
9 | GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY AUDITORS: GRANT RETIREMENT ALLOWANCES JPY16,500,000 IN TOTAL TO 2 RETIRED STATUTORY AUDITORS, MR. TOSHIAKI TERUI AND OSAMU ANDOU | Management | Unknown | For |
10 | GRANT RETIREMENT ALLOWANCES TO THE DIRECTORS AND THE STATUTORY AUDITOR IN CONNECTION WITH ABOLISHMENT OF RETIREMENT ALLOWANCES SYSTEM; GRANT RETIREMENT ALLOWANCES JPY125,287,000 IN TOTAL TO 8 DIRECTORS, MR. MITSUO IGARASHI, MR. TADASHI ONODERA, MR. MASAHIRO YAMAMOTO, MR. NOBUHIKO NAKANO, MR. YASUHIKO ITOU, MR. SATOSHI NAGAO, MR. NOBUO NEZU AND MR. HIROFUMI MOROZUMI AND JPY2,200,000 TO 1 STATUTORY AUDITOR MR. AKIRA HIOKI | Management | Unknown | For |
ISSUER NAME: KOHL'S CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WAYNE EMBRY AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN F. HERMA AS A DIRECTOR | Management | For | For |
1.3 | ELECT R. LAWRENCE MONTGOMERY AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANK V. SICA AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS COMPENSATION COMMITTEE, IN DEVELOPING FUTURE EXECUTIVE EQUITY COMPENSATION PLANS, UTILIZE PERFORMANCE AND TIME-BASED RESTRICTED SHARE PROGRAMS IN LIEU OF STOCK OPTIONS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO AMEND THE COMPANY S BY-LAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR, AS DEFINED BY THE RULES OF THE NEW YORK STOCK EXCHANGE, BE ITS CHAIRMAN OF THE BOARD OF DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: KONICA MINOLTA HOLDINGS INC MEETING DATE: 06/25/2004 | ||||
TICKER: -- SECURITY ID: J36060119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECT A DIRECTOR | Management | Unknown | For |
2 | ELECT A DIRECTOR | Management | Unknown | For |
3 | ELECT A DIRECTOR | Management | Unknown | For |
4 | ELECT A DIRECTOR | Management | Unknown | For |
5 | ELECT A DIRECTOR | Management | Unknown | For |
6 | ELECT A DIRECTOR | Management | Unknown | For |
7 | ELECT A DIRECTOR | Management | Unknown | For |
8 | ELECT A DIRECTOR | Management | Unknown | For |
9 | ELECT A DIRECTOR | Management | Unknown | For |
10 | ELECT A DIRECTOR | Management | Unknown | For |
11 | ELECT A DIRECTOR | Management | Unknown | For |
12 | ELECT A DIRECTOR | Management | Unknown | For |
13 | PARTIAL CHANGES TO THE ARTICLES OF INCORPORATION | Management | Unknown | For |
ISSUER NAME: LEHMAN BROTHERS HOLDINGS INC. MEETING DATE: 04/02/2004 | ||||
TICKER: LEH SECURITY ID: 524908100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROGER S. BERLIND AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARSHA JOHNSON EVANS AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT DINA MERRILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: LENNAR CORPORATION MEETING DATE: 03/30/2004 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT IRVING BOLOTIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT R. KIRK LANDON AS A DIRECTOR | Management | For | For |
1.3 | ELECT DONNA E. SHALALA AS A DIRECTOR | Management | For | For |
2 | THE PROXIES ARE AUTHORIZED TO VOTE IN THEIR DISCRETION WITH REGARD TO ANY OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE MEETING. | Management | For | Abstain |
ISSUER NAME: LOCKHEED MARTIN CORPORATION MEETING DATE: 04/22/2004 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E.C."PETE"ALDRIDGE, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT NOLAN D. ARCHIBALD AS A DIRECTOR | Management | For | For |
1.3 | ELECT NORMAN R. AUGUSTINE AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARCUS C. BENNETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT VANCE D. COFFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT GWENDOLYN S. KING AS A DIRECTOR | Management | For | For |
1.7 | ELECT DOUGLAS H. MCCORKINDALE AS A DIRECTOR | Management | For | For |
1.8 | ELECT EUGENE F. MURPHY AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOSEPH W. RALSTON AS A DIRECTOR | Management | For | For |
1.10 | ELECT FRANK SAVAGE AS A DIRECTOR | Management | For | Withhold |
1.11 | ELECT ANNE STEVENS AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT J. STEVENS AS A DIRECTOR | Management | For | For |
1.13 | ELECT JAMES R. UKROPINA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS C. YEARLEY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL BY UNITED ASSOCIATION S&P 500 INDEX FUND | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY AND OTHER GROUPS | Shareholder | Against | Against |
ISSUER NAME: M&T BANK CORPORATION MEETING DATE: 04/20/2004 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT W.F. ALLYN AS A DIRECTOR | Management | For | For |
1.2 | ELECT B.D. BAIRD AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.J. BENNETT AS A DIRECTOR | Management | For | For |
1.4 | ELECT C.A. BONTEMPO AS A DIRECTOR | Management | For | For |
1.5 | ELECT R.T. BRADY AS A DIRECTOR | Management | For | For |
1.6 | ELECT E.L. BRUMBACK AS A DIRECTOR | Management | For | For |
1.7 | ELECT M.D. BUCKLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT P.J. CALLAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT R.C. CARBALLADA AS A DIRECTOR | Management | For | For |
1.10 | ELECT T.J. CUNNINGHAM III AS A DIRECTOR | Management | For | For |
1.11 | ELECT D. DEVORRIS AS A DIRECTOR | Management | For | For |
1.12 | ELECT R.E. GARMAN AS A DIRECTOR | Management | For | For |
1.13 | ELECT J.V. GLYNN AS A DIRECTOR | Management | For | For |
1.14 | ELECT D.C. HATHAWAY AS A DIRECTOR | Management | For | For |
1.15 | ELECT D.R. HAWBAKER AS A DIRECTOR | Management | For | For |
1.16 | ELECT P.W.E. HODGSON AS A DIRECTOR | Management | For | For |
1.17 | ELECT G. KENNEDY AS A DIRECTOR | Management | For | For |
1.18 | ELECT R.G. KING AS A DIRECTOR | Management | For | For |
1.19 | ELECT R.B. NEWMAN, II AS A DIRECTOR | Management | For | For |
1.20 | ELECT J.G. PEREIRA AS A DIRECTOR | Management | For | For |
1.21 | ELECT M.P. PINTO AS A DIRECTOR | Management | For | For |
1.22 | ELECT R.E. SADLER, JR. AS A DIRECTOR | Management | For | For |
1.23 | ELECT E.J. SHEEHY AS A DIRECTOR | Management | For | For |
1.24 | ELECT S.G. SHEETZ AS A DIRECTOR | Management | For | For |
1.25 | ELECT H.L. WASHINGTON AS A DIRECTOR | Management | For | For |
1.26 | ELECT R.G. WILMERS AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT PUBLIC ACCOUNTANT OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: MBNA CORPORATION MEETING DATE: 05/03/2004 | ||||
TICKER: KRB SECURITY ID: 55262L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES H. BERICK AS A DIRECTOR | Management | For | For |
1.2 | ELECT BENJAMIN R. CIVILETTI AS A DIRECTOR | Management | For | For |
1.3 | ELECT BRUCE L. HAMMONDS AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM L. JEWS AS A DIRECTOR | Management | For | For |
1.5 | ELECT RANDOLPH D. LERNER AS A DIRECTOR | Management | For | For |
1.6 | ELECT STUART L. MARKOWITZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM B. MILSTEAD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY STATEMENT) | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY STATEMENT) | Shareholder | Against | Against |
ISSUER NAME: MCDONALD'S CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN W. ROGERS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANNE-MARIE SLAUGHTER AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROGER W. STONE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AUDITORS | Management | For | For |
3 | APPROVAL OF MCDONALD S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN | Management | For | Against |
4 | APPROVAL OF MCDONALD S CORPORATION 2004 CASH INCENTIVE PLAN | Management | For | For |
ISSUER NAME: MEDTRONIC, INC. MEETING DATE: 08/28/2003 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD H. ANDERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL R. BONSIGNORE AS A DIRECTOR | Management | For | For |
1.3 | ELECT GORDON M. SPRENGER AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT AUDITORS | Management | For | For |
3 | TO APPROVE MEDTRONIC S 2003 LONG-TERM INCENTIVE PLAN. | Management | For | For |
4 | TO APPROVE MEDTRONIC S EXECUTIVE INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: MERCK & CO., INC. MEETING DATE: 04/27/2004 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PETER C. WENDELL* AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM G. BOWEN** AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM M. DALEY** AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. SHENK** AS A DIRECTOR | Management | For | For |
1.5 | ELECT WENDELL P. WEEKS** AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
3 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4 THROUGH 8 | Management | For | For |
4 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | Shareholder | Against | Against |
ISSUER NAME: MERRILL LYNCH & CO., INC. MEETING DATE: 04/23/2004 | ||||
TICKER: MER SECURITY ID: 590188108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID K. NEWBIGGING AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH W. PRUEHER AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For |
3 | INSTITUTE CUMULATIVE VOTING | Shareholder | Against | Abstain |
4 | INDEPENDENT CHAIRMAN SEPARATE FROM CHIEF EXECUTIVE OFFICER | Shareholder | Against | Against |
ISSUER NAME: MICROSOFT CORPORATION MEETING DATE: 11/11/2003 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM H. GATES III AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN A. BALLMER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES I. CASH JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT RAYMOND V. GILMARTIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. MCLAUGHLIN KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHARLES H. NOSKI AS A DIRECTOR | Management | For | For |
1.8 | ELECT HELMUT PANKE AS A DIRECTOR | Management | For | For |
1.9 | ELECT WM. G. REED JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JON A. SHIRLEY AS A DIRECTOR | Management | For | For |
2 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN | Management | For | Against |
3 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Shareholder | Against | Against |
ISSUER NAME: MORGAN STANLEY MEETING DATE: 04/20/2004 | ||||
TICKER: MWD SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN W. MADIGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR. KLAUS ZUMWINKEL AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR HOWARD DAVIES AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS | Shareholder | Against | For |
4 | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE AGREEMENTS | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: MOTOROLA, INC. MEETING DATE: 05/03/2004 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. ZANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT H.L. FULLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT J. LEWENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. MASSEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT N. NEGROPONTE AS A DIRECTOR | Management | For | For |
1.6 | ELECT I. NOOYI AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. PEPPER, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT S. SCOTT III AS A DIRECTOR | Management | For | For |
1.9 | ELECT D. WARNER III AS A DIRECTOR | Management | For | For |
1.10 | ELECT J. WHITE AS A DIRECTOR | Management | For | For |
1.11 | ELECT M. ZAFIROVSKI AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE COMPENSATION | Shareholder | Against | Against |
3 | SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME-BASED RESTRICTED SHARES | Shareholder | Against | Against |
ISSUER NAME: NEXTEL COMMUNICATIONS, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: NXTL SECURITY ID: 65332V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KEITH J. BANE AS A DIRECTOR | Management | For | For |
1.2 | ELECT V. JANET HILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: NIKKO CORDIAL CORP MEETING DATE: 06/24/2004 | ||||
TICKER: -- SECURITY ID: J51656122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING DIVIDENDS: INTERIM JY3, FINAL JY 5, SPECIAL JY 0 | Management | Unknown | For |
2 | AMEND ARTICLES TO: ADOPT U.S.-STYLE BOARD STRUCTURE - AUTHORIZE SHAREREPURCHASES AT BOARD S DISCRETION | Management | Unknown | For |
3 | ELECT DIRECTOR | Management | Unknown | For |
4 | ELECT DIRECTOR | Management | Unknown | For |
5 | ELECT DIRECTOR | Management | Unknown | For |
6 | ELECT DIRECTOR | Management | Unknown | For |
7 | ELECT DIRECTOR | Management | Unknown | For |
8 | ELECT DIRECTOR | Management | Unknown | For |
9 | ELECT DIRECTOR | Management | Unknown | For |
10 | ELECT DIRECTOR | Management | Unknown | For |
11 | ELECT DIRECTOR | Management | Unknown | For |
12 | ELECT DIRECTOR | Management | Unknown | For |
13 | APPROVE DEEP DISCOUNT STOCK OPTION PLAN | Management | Unknown | For |
14 | APPROVE SPECIAL PAYMENTS TO STATUTORY AUDITORS IN CONNECTION WITH THEABOLITION OF THE STATUTORY AUDITOR BOARD | Management | Unknown | For |
ISSUER NAME: NITTO DENKO CORP (FORMERLY NITTO ELECTRIC INDUSTRIAL CO LTD) MEETING DATE: 06/24/2004 | ||||
TICKER: -- SECURITY ID: J58472119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE PROFIT APPROPRIATION FOR THE NO. 139 TERM, INCLUDING DIVIDENDS OFJPY 23 PER SHARE | Management | Unknown | For |
2 | AMEND THE COMPANY S ARTICLES OF INCORPORATION PARTIALLY | Management | Unknown | For |
3 | APPROVE TO ASSIGN FREE SUBSCRIPTION RIGHTS | Management | Unknown | For |
4 | ELECT MR. MASAMICHI TAKEMOTO AS A DIRECTOR | Management | Unknown | For |
5 | ELECT MR. YUKIO NAGIRA AS A DIRECTOR | Management | Unknown | For |
6 | ELECT MR. YASUO NINOMIYA AS A DIRECTOR | Management | Unknown | For |
7 | ELECT MR. TATSUNOSUKE FUJIWARA AS A DIRECTOR | Management | Unknown | For |
8 | ELECT MR. WATARU KITAO AS A DIRECTOR | Management | Unknown | For |
9 | ELECT MR. NOBUYUKI TANIOKA AS A STATUTORY AUDITOR | Management | Unknown | For |
10 | ELECT MR. SHIGERU TAKARAYAMA AS A STATUTORY AUDITOR | Management | Unknown | For |
11 | ELECT MR. SHIKOU SAIKAWA AS A STATUTORY AUDITOR | Management | Unknown | For |
12 | ELECT MR. KAZUO KUMAGAI AS A STATUTORY AUDITOR | Management | Unknown | For |
13 | APPROVE TO ASSIGN FREE SUBSCRIPTION RIGHTS AS STOCK COMPENSATION | Management | Unknown | For |
14 | APPROVE TO REVISE THE REMUNERATION FOR STATUTORY AUDITORS | Management | Unknown | For |
15 | APPROVE TO GRANT RETIREMENT ALLOWANCES TO RETIRED DIRECTORS AND STATUTORY AUDITORS | Management | Unknown | For |
16 | APPROVE TO GRANT RETIREMENT ALLOWANCES TO DIRECTORS AND STATUTORY AUDITORS INCONNECTION WITH ABOLISHMENT OF RETIREMENT ALLOWANCES SYSTEM | Management | Unknown | For |
ISSUER NAME: NOBLE CORPORATION MEETING DATE: 04/22/2004 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL A. CAWLEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT LUKE R. CORBETT AS A DIRECTOR | Management | For | For |
1.3 | ELECT JACK E. LITTLE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
ISSUER NAME: NORTHROP GRUMMAN CORPORATION MEETING DATE: 05/18/2004 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LEWIS W. COLEMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
1.3 | ELECT PHILIP A. ODEEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT AULANA L. PETERS AS A DIRECTOR | Management | For | For |
1.5 | ELECT KEVIN W. SHARER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REGARDING CRITERIA FOR MILITARY CONTRACTS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REGARDING THE CLASSIFIED BOARD. | Shareholder | Against | For |
ISSUER NAME: NOVARTIS AG, BASEL MEETING DATE: 02/24/2004 | ||||
TICKER: -- SECURITY ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003 | Management | Unknown | None |
2 | APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS | Management | Unknown | None |
3 | APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARE A DIVIDEND PAYMENT OF CHF 2,526,705,981 IS EQUIVALENT TO A GROSS DIVIDEND OF CHF 1.00 PER REGISTERED SHARES OF CHF 0.50 NOMINAL VALUE ENTITLED TO DIVIDENDS | Management | Unknown | None |
4 | APPROVE TO ALLOCATE THE GENERAL RESERVES AS PER BALANCE SHEET OF 31 DEC 2003 THE AMOUNTS OF CHF 360,890,000 TO THE FREE RESERVES | Management | Unknown | None |
5 | APPROVE TO REDUCE THE SHARE CAPITAL BY CHF 12,130,000 FROM CHF 1,400,735,000 TO CHF 1,388,605,000 THAT THE CORRESPONDING NUMBER OF REGISTERED SHARES FOR SUBSEQUENTLY CANCELLED AND THAT THE RELEVANT CLAUSE IN THE ARTICLE OF INCORPORATION BE AMENDED; AND AMEND ARTICLE 4 OF THE ARTICLES OF INCORPORATION | Management | Unknown | None |
6 | AUTHORIZE THE BOARD OF DIRECTORS: I) TO LAUNCH A FOURTH SHARE REPURCHASE PROGRAM TO A MAXIMUM AMOUNT OF CHF 3 BILLION, WITH THE AIM OF CANCELING THE SHARES BOUGHT BACK AND II) TO REPURCHASE FOR CANCELLATION OWN SHARES BEYOND THE LIMIT OF 10% OF THE SHARE CAPITAL OF THE NOVARTIS AG IN THE COURSE OF EITHER THE COMPLETION EXISTING THIRD SHARE REPURCHASE PROGRAM OF CHF 4 BILLION OR THE IMPLEMENTATION OF THE FOURTH PROGRAM | Management | Unknown | None |
7 | AMEND THE ARTICLE 21 PARAGRAPH 3 OF THE ARTICLES OF INCORPORATION | Management | Unknown | None |
8 | APPROVE THE RESIGNATION OF MR. WALTER G. FREHNER AND MR. HEINI LIPPUNER FROM THE BOARD OF DIRECTORS | Management | Unknown | None |
9 | RE-ELECT PROF. DR. HELMUT SIHLER AS A DIRECTOR FOR A PERIOD OF 3 YEARS | Management | Unknown | None |
10 | RE-ELECT MR. HANS-JORG RUDLOFF AS A DIRECTOR FOR A PERIOD OF 3 YEARS | Management | Unknown | None |
11 | RE-ELECT MR. DE DANIEL VASELLA AS A DIRECTOR FOR A PERIOD OF 3 YEARS | Management | Unknown | None |
12 | APPROVE THE RETENTION OF THE CURRENT AUDITORS OF NOVARTIS AG AND GROUP AUDITORS, PRICEWATERHOUSECOOPERS AG FOR A FURTHER YEAR | Management | Unknown | None |
13 | PLEASE NOTE THAT THIS IS PART II OF THE MEETING PROCESSED UNDER MI 122233 INCLUDING THE AGENDA. THANK YOU | N/A | N/A | N/A |
ISSUER NAME: NOVO-NORDISK A/S (VORMALS NOVO INDUSTRI A/S) MEETING DATE: 03/16/2004 | ||||
TICKER: -- SECURITY ID: K7314N145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE BOARD OF DIRECTORS REPORT ON THE COMPANY S ACTIVITIES IN THE PAST FY | Management | Unknown | None |
2 | RECEIVE THE AUDITED ANNUAL REPORT | Management | Unknown | None |
3 | ADOPT THE AUDITED ANNUAL REPORT, INCLUDING DISCHARGE OF MANAGEMENT AND THE BOARD OF DIRECTORS FROM THEIR OBLIGATIONS | Management | Unknown | None |
4 | APPROVE TO APPLY THE PROFITS ACCORDING TO THE ADOPTED ANNUAL REPORT | Management | Unknown | None |
5 | RE-ELECT PRICEWATERHOUSE-COOPERS AND ERNST & YOUNG, STATE-AUTHORISED PUBLIC ACCOUNTANTS AS THE AUDITORS | Management | Unknown | None |
6 | AMEND THE ARTICLE 3 REGARDING MODERNIZATION OF THE OBJECTS CLAUSE; ARTICLE 4(A) REGARDING SPECIFICATION OF THE BOARD OF DIRECTORS AUTHORIZATION TO INCREASE THE SHARE CAPITAL AND EXTENSION OF THE BOARD OF DIRECTORS AUTHORIZATION FROM 19 MAR 2006 TO 15 MAR 2009; ARTICLE 8(E) REGARDING CHANGE OF THE NOTIFICATION REQUIREMENT TO THE AGM TO 2 NATIONAL DAILY NEWSPAPERS; ARTICLE 10(E) REGARDING ABOLISHMENT OF THE REQUIREMENT FOR THE APPROVAL OF THE AGM IN CASE OF THE AMALGAMATION OF THE COMPANY AND OT... | Management | Unknown | None |
7 | RE-ELECT MR. MADS OVLISEN AS THE MEMBER TO THE BOARD OF DIRECTORS | Management | Unknown | None |
8 | RE-ELECT MR. KURT ANKER NIELSEN AS THE MEMBER TO THE BOARD OF DIRECTORS | Management | Unknown | None |
9 | RE-ELECT MR. KURT BRINER AS THE MEMBER TO THE BOARD OF DIRECTORS | Management | Unknown | None |
10 | RE-ELECT MR. NIELS JACOBSEN AS THE MEMBER TO THE BOARD OF DIRECTORS | Management | Unknown | None |
11 | RE-ELECT MR. ULF J. JOHANSSON AS THE MEMBER TO THE BOARD OF DIRECTORS | Management | Unknown | None |
12 | RE-ELECT MR. STEN SCHEIBYE AS THE MEMBER TO THE BOARD OF DIRECTORS | Management | Unknown | None |
13 | RE-ELECT MR. JORGEN WEDEL AS THE MEMBER TO THE BOARD OF DIRECTORS | Management | Unknown | None |
14 | AUTHORIZE THE BOARD OF DIRECTORS, TO ALLOW THE COMPANY TO ACQUIRE OWN SHARES OF UP TO 10% OF THE SHARE CAPITAL AT A PRICE QUOTED ON THE DATE OF PURCHASE WITH A DEVIATION UP TO 10%, PURSUANT TO ARTICLE 48 OF THE DANISH COMPANIES ACT; AUTHORITY EXPIRE AT THE NEXT AGM | Management | Unknown | None |
15 | AUTHORIZE THE CHAIRMAN OF THE AGM | Management | Unknown | None |
16 | MISCELLANEOUS | Management | Unknown | None |
17 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE AT ADP. THANK YOU | N/A | N/A | N/A |
ISSUER NAME: NRJ GROUP MEETING DATE: 03/09/2004 | ||||
TICKER: -- SECURITY ID: F6637Z112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PLEASE NOTE THAT THIS IS A COMBINED MEETING.THANK YOU. | N/A | N/A | N/A |
2 | RECEIVE THE EXECUTIVE COMMITTEE REPORT AND THE GENERAL AUDITOR S REPORT, AND APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR THE FISCAL YEAR CLOSED 30 SEP 2003; ACKNOWLEDGE THAT THE PROFITS FOR THE FY IS EUR 6,871,753.55 | Management | Unknown | None |
3 | ACKNOWLEDGE THAT THE CONSOLIDATED ACCOUNTS WERE PRESENTED, AND THAT THE EXECUTIVE COMMITTEE REPORT FOR THE GROUP IS INCLUDED IN THE SUPERVISORY BOARD REPORT; CONSOLIDATED NET INCOME: EUR 52,201.00 AND NET INCOME SHARE GROUP EUR 52,148.00 | Management | Unknown | None |
4 | APPROVE THE APPROPRIATION OF PROFITS AS FOLLOWS: PROFITS FOR THE FY: EUR 6,871,753.55; SPECIAL RESERVE ON LONG TERM CAPITAL GAINS: EUR 179,052.93; GLOBAL DIVIDEND: EUR 18,160,948.00; AND, THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 0.21, WITH A CORRESPONDING TAX CREDIT OF EUR 0.1050; THIS DIVIDEND WILL BE PAID ON 15 MAR 2004 | Management | Unknown | None |
5 | APPROVE THE SPECIAL AUDITOR S REPORT, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L.225-86 AND FOLLOWING OF THE LAW OF THE COMMERCIAL LAW | Management | Unknown | None |
6 | ACKNOWLEDGE THE INFORMATION CONTAINED IN THE REPORT OF THE EXECUTIVE COMMMITTEE ON THE PLANS OF STOCK-OPTIONS | Management | Unknown | None |
7 | GRANT PERMANENT DISCHARGE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE AND THE SUPERVISORY BOARD FOR THE COMPLETION OF ITS ASSIGNMENT FOR THE CURRENT YEAR | Management | Unknown | None |
8 | APPROVE TO ALLOCATE EUR 50,000.00 TO THE MEMBERS OF THE SUPERVISORY BOARD | Management | Unknown | None |
9 | APPOINT MR. ANTOINE GISCARD D. ESTAING AS MEMBER OF SUPERVISORY BOARD FOR A PERIOD OF 2 YEARS | Management | Unknown | None |
10 | APPOINT MR. HERVE PHILIPPE AS MEMBER OF SUPERVISORY BOARD FOR A PERIOD OF 2 YEARS | Management | Unknown | None |
11 | GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW | Management | Unknown | None |
12 | APPROVE TO MODIFY THE ARTICLE OF ASSOCIATION NUMBER 13.2 | Management | Unknown | None |
13 | APPROVE TO MODIFY THE ARTICLE OF ASSOCIATION NUMBER 13.3B | Management | Unknown | None |
14 | APPROVE TO MODIFY THE ARTICLE OF ASSOCIATION NUMBER 19 | Management | Unknown | None |
15 | AUTHORIZE THE EXECUTIVE COMMITTEE TO PROCEED, IN FRANCE OR ABROAD, WITH THE ISSUE OF NEW SHARES, RESERVED TO THE EMPLOYEES OF THE COMPANY, UP TO A NOMINAL AMOUNT OF EUR 10,000.00; AND AUTHORIZE THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL FORMALITIES NECESSARY TO CARRY-OUT THE ADOPTED CAPITAL INCREASE; AUTHORITY EXPIRES AT THE END OF 26 MONTHS ; | Management | Unknown | None |
16 | GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW | Management | Unknown | None |
17 | A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. ... | N/A | N/A | N/A |
ISSUER NAME: NTL INCORPORATED MEETING DATE: 05/06/2004 | ||||
TICKER: NTLI SECURITY ID: 62940M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JEFFREY D. BENJAMIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID ELSTEIN AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NTL 2003 STOCK OPTION PLAN. | Management | For | Against |
4 | ADOPTION OF SHARE ISSUANCE FEATURE OF THE NTL GROUP 2004 BONUS SCHEME. | Management | For | For |
5 | ADOPTION OF NTL INCORPORATED SHARESAVE PLAN. | Management | For | For |
ISSUER NAME: NUCOR CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL R. DIMICCO AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES D. HLAVACEK AS A DIRECTOR | Management | For | For |
1.3 | ELECT RAYMOND J. MILCHOVICH AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NUCOR S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004 | Management | For | For |
ISSUER NAME: PEOPLES FOOD HOLDINGS LTD MEETING DATE: 04/27/2004 | ||||
TICKER: -- SECURITY ID: G7000R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE AUDITED ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FYE 31 DEC 2003 | Management | Unknown | For |
2 | DECLARE A FINAL DIVIDEND OF RMB 0.082 PER ORDINARY SHARE TAX NOT APPLICABLE FOR THE YE 31 DEC 2003 | Management | Unknown | For |
3 | RE-ELECT MR. ZHOU LIAN KUI AS A DIRECTOR, PURSUANT TO BYE-LAW 86 OF THE COMPANY S BYE-LAWS | Management | Unknown | For |
4 | RE-ELECT MR. ZHOU LIAN LIANG AS A DIRECTOR, PURSUANT TO BYE-LAW 86 OF THE COMPANY S BYE-LAW | Management | Unknown | For |
5 | APPROVE DIRECTOR S FEES OF RMB 731,000 FOR THE YE 31 DEC 2003 | Management | Unknown | For |
6 | RE-APPOINT ERNST & YOUNG AS THE COMPANY S AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | Unknown | For |
7 | TRANSACT ANY OTHER BUSINESS | N/A | N/A | N/A |
8 | AUTHORIZE THE DIRECTORS, PURSUANT TO THE PROVISIONS OF THE COMPANIES ACT 1981 OF BERMUDA AND RULE 806(2) OF THE SINGAPORE SECURITIES TRADING LIMITED, TO ALLOT AND ISSUE SHARES IN THE CAPITAL OF THE COMPANY AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES THE DIRECTORS MAY, IN THEIR ABSOLUTE DISCRETION, DEEM FIT PROVIDED THAT THE AGGREGATE NUMBER OF SHARES TO BE ALLOTTED AND ISSUED PURSUANT TO THIS RESOLUTION, NOT EXCEEDING 50% OF THE ISSUED CAPITAL OF THE COMPANY AT THE TIME ... | Management | Unknown | For |
9 | APPROVE TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO PURCHASE SHARES IN THE CAPITAL OF THE COMPANY OF UP TO 10% OF THE AGGREGATE NOMINAL VALUE OF THE SHARE CAPITAL OF THE COMPANY IS ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION, ON THE HONG KONG STOCK EXCHANGE, SINGAPORE STOCK EXCHANGE AND ON ANY OTHER STOCK EXCHANGE OF WHICH THE SHARES MAY BE LISTED AND WHICH IS RECOGNIZED BY THE STOCK EXCHANGE OF HONG KONG LIMITED AND THE SECURITIES AND FUTURES COMMISSION OF HO... | Management | Unknown | For |
10 | AMEND THE BYE-LAWS OF THE COMPANY | Management | Unknown | For |
ISSUER NAME: PERNOD-RICARD MEETING DATE: 05/17/2004 | ||||
TICKER: -- SECURITY ID: F72027109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. ... | N/A | N/A | N/A |
2 | APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR THE FY 2003; PROFITS FOR THE FY EUR 249,015,436.39 | Management | Unknown | Take No Action |
3 | APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR THE FY 2003 AND GRANT THE BOARD PERMANENT DISCHARGE FOR THE COMPLETION OF THEIR ASSIGNMENTS | Management | Unknown | Take No Action |
4 | APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS :PROFITS FOR THE FY EUR 249,015,436.39 PLUS PRIOR RETAINED EARNINGS EUR 325,568,033.05 TOTAL TO APPROPRIATE EUR 574,583,469.44; LEGAL RESERVE: EUR 4,370,012.96; FIRST DIVIDEND: EUR 13,110,039.07; COMPLEMENTARY DIVIDEND EUR125,038,759.69; WITHHOLDING AMOUNT: EUR15,634,589.00 BALANCE CARRY FORWARD; EUR 416,430,068.72; NET DIVIDEND PER SHARE: EUR 1.96 WITH EUR 0.98 TAX CREDIT, TO BE PAID ON 25 MAY 2004 | Management | Unknown | Take No Action |
5 | APPROVE THE SPECIAL AUDITOR S REPORT ON REGULATED AGREEMENTS AND APPROVES THE AGREEMENTS EXECUTED DURING THE 2003 FY | Management | Unknown | Take No Action |
6 | APPROVE TO RENEW THE TERM OF OFFICE OF MR. PATRICK RICARD AS A DIRECTOR FOR 4 YEARS | Management | Unknown | Take No Action |
7 | APPOINT MR. RICHARD BURROWS AS A DIRECTOR FOR 4 YEARS | Management | Unknown | Take No Action |
8 | APPOINT MR. PIERRE PRINGUET AS A DIRECTOR FOR 4 YEARS | Management | Unknown | Take No Action |
9 | APPROVE TO RENEW THE TERM OF OFFICE AS STATUTORY AUDITOR OF MAZARS ET GUERARD FOR 6 YEARS | Management | Unknown | Take No Action |
10 | ACKNOWLEDGE THE RESIGNATION OF MR. JOSE MARETTE AS DEPUTY AUDITOR AND APPOINT MR. PATRICK DE CAMBOURG AS NEW DEPUTY AUDITOR FOR 6 YEARS | Management | Unknown | Take No Action |
11 | APPROVE TO NOT TO RENEW THE TERM OF OFFICE OF MR. SALUSTRO-REYDEL AS THE DEPUTY AUDITOR | Management | Unknown | Take No Action |
12 | APPROVE TO BRING THE AMOUNT OF ATTENDANCE FEES FOR THE BOARD OF DIRECTORS, SUBJECT TO THE APPROVAL OF E.14, TO EUR 864,450.00 FOR THE CURRENT FY | Management | Unknown | Take No Action |
13 | AUTHORIZE THE BOARD TO BUY THE COMPANY SHARES OF UP TO 7,048,408 10% OF THE SHARE CAPITAL ON THE STOCK EXCHANGE, AT MAXIMUM PURCHASE PRICE OF EUR150.00; AUTHORITY EXPIRES AFTER 18MONTHS | Management | Unknown | Take No Action |
14 | AUTHORIZE THE BOARD TO ISSUE BONDS UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 3,000,000,000; AUTHORITY EXPIRES AFTER 5 YEARS | Management | Unknown | Take No Action |
15 | APPROVE TO EXTEND THE ENDING DATE OF THE CURRENT FY BY 6 MONTHS, CLOSING IT ON 30 JUN 2005, TO BEGIN THE NEXT FY ON 01 JUL AND CLOSE THEM ON 30 JUN AND TO MODIFY THE ARTICLE 36 OF ARTICLES OF ASSOCIATION | Management | Unknown | Take No Action |
16 | APPROVE TO BRING THE NUMBER OF DIRECTORS FROM 15 TO 18 AND FIX THEIR TERM OF OFFICE AT 4 YEARS AND TO AMEND ARTICLES 16 AND 18 OF THE ARTICLES OF ASSOCIATION ACCORDINGLY | Management | Unknown | Take No Action |
17 | APPROVE TO HARMONIZE THE ARTICLES OF ASSOCIATION WITH THE FRENCH LAW ON FINANCIAL SECURITY 2003-706 OF 01 AUG 2003, NAMELY : ARTICLE 20 THE CHAIRMAN OF THE BOARD CONDUCTS THE ACTIVITIES OF THE BOARD AND MAKES SURE THAT IT IS IN A POSITION TO ACCOMPLISH ITS ASSIGNMENT, ARTICLE 23 THE BOARD EFFECTS ALL CONTROLS IT DEEMS NECESSARY, ARTICLE 27 EXCEPT FOR ORDINARY AGREEMENTS, ALL AGREEMENTS SIGNED WITH THE COMPANY BY THE CHAIRMAN, THE GENERAL MANAGER, A DIRECTOR, A SHAREHOLDER OWNING MORE THAN 1... | Management | Unknown | Take No Action |
18 | APPROVE TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES NOT USED IN A STOCK OPTION PLAN, NOT EXCEEDING EUR 21,850,065.11 AUTHORITY EXPIRES AFTER 24MONTHS | Management | Unknown | Take No Action |
19 | AUTHORIZE THE BOARD TO GRANT OPTIONS TO SUBSCRIBE NEW SHARES OR BUY EXISTING SHARES, RESERVED TO SOME BENEFICIARIES; AUTHORITY EXPIRES AFTER 38 MONTHS | Management | Unknown | Take No Action |
20 | AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL BY ISSUING SECURITIES WITH PREFERENTIAL SUBSCRIPTION RIGHT EXCEPT PREFERRED SHARES AND INCORPORATING RESERVES AS PERMITTED BY LAW; THIS SHARE CAPITAL INCREASE SHALL NOT EXCEED EUR 200,000,000.00 FOR SECURITIES, EUR 3,000,000,000.00 FOR DEBT SECURITIES AND THESE LIMITS SHALL INCLUDE THE SHARE CAPITAL INCREASES STIPULATED IN E.20; AUTHORITY EXPIRES AFTER 26 MONTHS | Management | Unknown | Take No Action |
21 | AUTHORIZE THE BOARD TO INCREASE THE SHARE CAPITAL BY ISSUING SECURITIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT EXCEPT PREFERRED SHARES ;THIS SHARE CAPITAL INCREASE SHALL NOT EXCEED THE LIMITS SET FOR E.19; THE SECURITIES ISSUED MAY BE USED TO REMUNERATE SECURITIES CONTRIBUTED TO THE COMPANY IN A PUBLIC EXCHANGE OFFER COMPLYING WITH THE CONDITIONS SET BY L.225-148 OF THE FRENCH TRADE CODE AUTHORITY EXPIRES AFTER 26 MONTHS | Management | Unknown | Take No Action |
22 | APPROVE THAT THE DELEGATIONS GIVEN TO THE BOARD PER E.19 AND E.20 SHALL BE SUSPENDED IN CASE OF PUBLIC OFFERINGS ON THE COMPANY SHARES, EXCEPT IF SAID CAPITAL INCREASES WERE APPROVED AND MADE PUBLIC BEFORE THE ACQUISITION OFFER WAS REGISTERED; THIS DECISION IS MAINTAINED TILL THE MEETING CALLED TO DELIBERATE OF THE FY 2005 | Management | Unknown | Take No Action |
23 | GRANT ALL POWERS TO THE BEARER OF A COPY OR AN EXTRACT OF THE MINUTES OF THE PRESENT TO ACCOMPLISH ALL DEPOSITS AND PUBLICATIONS PRESCRIBED BY LAW | Management | Unknown | Take No Action |
ISSUER NAME: PFIZER INC. MEETING DATE: 04/22/2004 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL S. BROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. ANTHONY BURNS AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT N. BURT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. DON CORNWELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM H. GRAY III AS A DIRECTOR | Management | For | For |
1.6 | ELECT CONSTANCE J. HORNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM R. HOWELL AS A DIRECTOR | Management | For | For |
1.8 | ELECT STANLEY O. IKENBERRY AS A DIRECTOR | Management | For | For |
1.9 | ELECT GEORGE A. LORCH AS A DIRECTOR | Management | For | For |
1.10 | ELECT HENRY A. MCKINNELL AS A DIRECTOR | Management | For | For |
1.11 | ELECT DANA G. MEAD AS A DIRECTOR | Management | For | For |
1.12 | ELECT FRANKLIN D. RAINES AS A DIRECTOR | Management | For | For |
1.13 | ELECT RUTH J. SIMMONS AS A DIRECTOR | Management | For | For |
1.14 | ELECT WILLIAM C. STEERE, JR. AS A DIRECTOR | Management | For | For |
1.15 | ELECT JEAN-PAUL VALLES AS A DIRECTOR | Management | For | For |
2 | A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS ON DIRECTORS. | Shareholder | Against | Against |
8 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS. | Shareholder | Against | Against |
9 | SHAREHOLDER PROPOSAL ON STOCK OPTIONS. | Shareholder | Against | Against |
10 | SHAREHOLDER PROPOSAL ON IN VITRO TESTING. | Shareholder | Against | Against |
ISSUER NAME: PHELPS DODGE CORPORATION MEETING DATE: 05/28/2004 | ||||
TICKER: PD SECURITY ID: 717265102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JON C. MADONNA AS A DIRECTOR | Management | For | For |
1.3 | ELECT GORDON R. PARKER AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT D. JOHNSON AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: PRIDE INTERNATIONAL, INC. MEETING DATE: 05/18/2004 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT L. BARBANELL AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL A. BRAGG AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID A.B. BROWN AS A DIRECTOR | Management | For | For |
1.4 | ELECT J.C. BURTON AS A DIRECTOR | Management | For | For |
1.5 | ELECT JORGE E. ESTRADA AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM E. MACAULAY AS A DIRECTOR | Management | For | For |
1.7 | ELECT RALPH D. MCBRIDE AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID B. ROBSON AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE COMPANY S 2004 DIRECTORS STOCK INCENTIVE PLAN. | Management | For | For |
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004. | Management | For | For |
ISSUER NAME: PULTE HOMES, INC. MEETING DATE: 05/13/2004 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD J. DUGAS, JR.* AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID N. MCCAMMON* AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM J. PULTE* AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANCIS J. SEHN* AS A DIRECTOR | Management | For | For |
1.5 | ELECT MICHAEL E. ROSSI** AS A DIRECTOR | Management | For | For |
2 | A PROPOSAL TO ADOPT THE PULTE HOMES, INC. 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
3 | A PROPOSAL BY A SHAREHOLDER REQUESTING THAT PULTE HOMES, INC. ADOPT A POLICY THAT THE SELECTION OF ITS INDEPENDENT AUDITOR BE SUBMITTED TO THE SHAREHOLDERS FOR RATIFICATION AT ANNUAL MEETINGS. | Shareholder | Against | Against |
ISSUER NAME: QIAGEN N.V. MEETING DATE: 06/16/2004 | ||||
TICKER: QGENF SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003 ( FISCAL YEAR 2003 ). | Management | For | None |
2 | PROPOSAL TO APPROVE THE PERFORMANCE OF THE MANAGING BOARD DURING FISCAL YEAR 2003, INCLUDING A DISCHARGE FROM LIABILITY. | Management | For | None |
3 | PROPOSAL TO APPROVE THE PERFORMANCE OF THE SUPERVISORY BOARD DURING FISCAL YEAR 2003, INCLUDING A DISCHARGE FROM LIABILITY. | Management | For | None |
4 | PROPOSAL TO REAPPOINT DR. HEINRICH HORNEF, MR. ERIK HORNNAESS, PROF. DR. MANFRED KAROBATH, PROF. DR. DETLEV H. RIESNER, MR. JOCHEN WALTER AND DR. FRANZ A. WIRTZ AND TO APPOINT DR. METIN COLPAN AS SUPERVISORY DIRECTORS. | Management | For | None |
5 | PROPOSAL TO REAPPOINT MR PEER M. SCHATZ AND TO APPOINT DR. JOACHIM SCHORR AND MR. BERND UDER AS MANAGING DIRECTORS. | Management | For | None |
6 | PROPOSAL TO ADOPT THE REMUNERATION POLICY WITH RESPECT TO THE MANAGING BOARD AND TO APPROVE GUIDELINES REGARDING REMUNERATION BY GRANTING OPTIONS TO PURCHASE COMMON STOCK. | Management | For | None |
7 | PROPOSAL TO APPROVE THE REMUNERATION OF THE SUPERVISORY BOARD. | Management | For | None |
8 | PROPOSAL TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | None |
9 | PROPOSAL TO EXTEND THE AUTHORITY OF THE SUPERVISORY BOARD UNTIL JUNE 16, 2009, PURSUANT TO ARTICLE 4 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | For | None |
10 | PROPOSAL TO EXTEND THE AUTHORITY OF THE MANAGING BOARD UNTIL DECEMBER 16, 2005, PURSUANT TO ARTICLE 6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | For | None |
ISSUER NAME: RADIO ONE, INC. MEETING DATE: 05/26/2004 | ||||
TICKER: ROIA SECURITY ID: 75040P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BRIAN W. MCNEILL* AS A DIRECTOR | Management | For | For |
1.2 | ELECT TERRY L. JONES* AS A DIRECTOR | Management | For | For |
1.3 | ELECT CATHERINE L. HUGHES** AS A DIRECTOR | Management | For | For |
1.4 | ELECT ALFRED C. LIGGINS III** AS A DIRECTOR | Management | For | For |
1.5 | ELECT D. GEOFFREY ARMSTRONG** AS A DIRECTOR | Management | For | For |
1.6 | ELECT L. ROSS LOVE** AS A DIRECTOR | Management | For | For |
1.7 | ELECT RONALD E. BLAYLOCK** AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 1999 STOCK OPTION AND RESTRICTED STOCK GRANT PLAN INCREASING THE NUMBER OF SHARES OF CLASS D COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN FROM 5,816,198 SHARES TO 10,816,198 SHARES. | Management | For | Against |
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: RED ROBIN GOURMET BURGERS, INC. MEETING DATE: 06/02/2004 | ||||
TICKER: RRGB SECURITY ID: 75689M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD T. HARVEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT GARY J. SINGER AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2004 PERFORMANCE INCENTIVE PLAN. | Management | For | Against |
3 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 26, 2004. | Management | For | For |
ISSUER NAME: ROWAN COMPANIES, INC. MEETING DATE: 04/23/2004 | ||||
TICKER: RDC SECURITY ID: 779382100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM T. FOX III AS A DIRECTOR | Management | For | For |
1.2 | ELECT SIR GRAHAM HEARNE AS A DIRECTOR | Management | For | For |
1.3 | ELECT H.E. LENTZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT P. DEXTER PEACOCK AS A DIRECTOR | Management | For | For |
ISSUER NAME: ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: 05/25/2004 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TOR B. ARNEBERG AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM L. KIMSEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT GERT W. MUNTHE AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS J. PRITZKER AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE AMENDED AND RESTATED 2000 STOCK AWARD PLAN. | Management | For | Against |
3 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004. | Management | For | For |
ISSUER NAME: SAFEWAY INC. MEETING DATE: 05/20/2004 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEVEN A. BURD AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT I. MACDONNELL AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM Y. TAUSCHER AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
3 | APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For |
4 | APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10. | Management | For | Against |
5 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR AS CHAIRMAN OF THE BOARD. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | Shareholder | Against | Abstain |
7 | STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT OF GENETICALLY ENGINEERED FOOD. | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT. | Shareholder | Against | Against |
9 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION AND PARTICIPATION REPORT. | Shareholder | Against | Against |
10 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: SCHERING-PLOUGH CORPORATION MEETING DATE: 04/27/2004 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FRED HASSAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT PHILIP LEDER, M.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT EUGENE R. MCGRATH AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD DE J. OSBORNE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE OPERATIONS MANAGEMENT TEAM INCENTIVE PLAN | Management | For | For |
ISSUER NAME: SCHOLASTIC CORPORATION MEETING DATE: 09/23/2003 | ||||
TICKER: SCHL SECURITY ID: 807066105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN L. DAVIES AS A DIRECTOR | Management | For | For |
1.2 | ELECT LINDA B. KEENE AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN G. MCDONALD AS A DIRECTOR | Management | For | For |
ISSUER NAME: SEAGATE TECHNOLOGY MEETING DATE: 10/29/2003 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID BONDERMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM W. BRADLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES G. COULTER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES A. DAVIDSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT GLENN H. HUTCHINS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DONALD E. KIERNAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEPHEN J. LUCZO AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN W. THOMPSON AS A DIRECTOR | Management | For | For |
1.10 | ELECT WILLIAM D. WATKINS AS A DIRECTOR | Management | For | For |
1.11 | ELECT EDWARD J. ZANDER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE MATERIAL TERMS OF SEAGATE TECHNOLOGY S ANNUAL INCENTIVE BONUS PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT AUDITORS OF SEAGATE TECHNOLOGY FOR THE FISCAL YEAR ENDING JULY 2, 2004. | Management | For | For |
ISSUER NAME: SHIRE PHARMACEUTICALS GROUP PLC MEETING DATE: 06/16/2004 | ||||
TICKER: -- SECURITY ID: G81083100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND APPROVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | RE-ELECT DR. JAMES HENRY CAVANAUGH AS A DIRECTOR OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
3 | RE-ELECT DR. BARRY JOHN PRICE AS A DIRECTOR OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
4 | ELECT MR. ROBIN WILLIAM TURNBULL BUCHANAN AS A DIRECTOR OF THE COMPANY, IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
5 | ELECT MR. DAVID JOHN KAPPLER AS A DIRECTOR OF THE COMPANY, IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION | Management | Unknown | For |
6 | RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS OF THE COMPANY AND AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION | Management | Unknown | For |
7 | APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE FYE 31 DEC 2003 | Management | Unknown | For |
8 | AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES SAVE TO THE EXTENT THE SAME MAY HAVE BEEN EXERCISED BY THE ISSUE OF RELEVANT SECURITIES SECTION 80 OF THE COMPANIES ACT 1985 PRIOR TO 16 JUN 2004 OR BY REASON OF ANY OFFER OR AGREEMENT MADE PRIOR TO 16 JUN 2004 WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED ON OF AFTER 16 JUN 2004 , TO ALLOT RELEVANT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT EQUAL TO GBP 7,997,400; AUTHORITY EXPIRES THE EARLIER OF THE C... | Management | Unknown | For |
9 | AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES SECTION 94(2) OF THE COMPANIES ACT 1985 FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY THE PASSING OF PREVIOUS RESOLUTION AND/OR WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE COMPANIES ACT 1985, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED THAT THIS POWER IS LIMIT... | Management | Unknown | For |
10 | AUTHORIZE THE DIRECTORS TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 47,985,315 REPRESENTING 10% OF THE COMPANY S ISSUED SHARE CAPITAL AT 04 MAY 2004 ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, OF 5 PENCE AND THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE IN THE COMPANY TAKEN FRO... | Management | Unknown | For |
11 | AUTHORIZE THE COMPANY, IN ACCORDANCE WITH THE SECTION 347C OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS, AS DEFINED IN SECTION 347A OF THE COMPANIES ACT 1985, NOT EXCEEDING GBP 25,000 IN TOTAL AND TO INCUR EU POLITICAL EXPENDITURE, AS DEFINED IN SECTION 347A OF THE COMPANIES ACT 1985, NOT EXCEEDING GBP 25,000 IN TOTAL DURING THE PERIOD BEGINNING WITH THE DATE OF PASSING OF THIS RESOLUTION AND ENDING ON THE EARLIER OF 15 MONTHS AFTER THE DATE OF PASSING OF THIS RESOL... | Management | Unknown | For |
ISSUER NAME: SKY PERFECT COMMUNICATIONS INC, TOKYO MEETING DATE: 06/25/2004 | ||||
TICKER: -- SECURITY ID: J75638106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING DIVIDENDS: INTERIM JY0, FINAL JY 0, SPECIAL JY 500 | Management | Unknown | For |
2 | AMEND ARTICLES TO: EXPAND BUSINESS LINES - AUTHORIZE SHARE REPURCHASES ATBOARD S DISCRETION | Management | Unknown | For |
3 | ELECT DIRECTOR | Management | Unknown | For |
4 | ELECT DIRECTOR | Management | Unknown | For |
5 | ELECT DIRECTOR | Management | Unknown | For |
6 | ELECT DIRECTOR | Management | Unknown | For |
7 | ELECT DIRECTOR | Management | Unknown | For |
8 | ELECT DIRECTOR | Management | Unknown | For |
9 | ELECT DIRECTOR | Management | Unknown | For |
10 | ELECT DIRECTOR | Management | Unknown | For |
11 | ELECT DIRECTOR | Management | Unknown | For |
12 | ELECT DIRECTOR | Management | Unknown | For |
13 | ELECT DIRECTOR | Management | Unknown | For |
14 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
15 | APPROVE EXECUTIVE STOCK OPTION PLAN | Management | Unknown | For |
ISSUER NAME: SLM CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CHARLES L. DALEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT W.M. DIEFENDERFER III AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS J. FITZPATRICK AS A DIRECTOR | Management | For | For |
1.4 | ELECT EDWARD A. FOX AS A DIRECTOR | Management | For | For |
1.5 | ELECT DIANE SUITT GILLELAND AS A DIRECTOR | Management | For | For |
1.6 | ELECT EARL A. GOODE AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANN TORRE GRANT AS A DIRECTOR | Management | For | For |
1.8 | ELECT RONALD F. HUNT AS A DIRECTOR | Management | For | For |
1.9 | ELECT BENJAMIN J. LAMBERT III AS A DIRECTOR | Management | For | For |
1.10 | ELECT ALBERT L. LORD AS A DIRECTOR | Management | For | For |
1.11 | ELECT BARRY A. MUNITZ AS A DIRECTOR | Management | For | For |
1.12 | ELECT A.A. PORTER, JR. AS A DIRECTOR | Management | For | For |
1.13 | ELECT WOLFGANG SCHOELLKOPF AS A DIRECTOR | Management | For | For |
1.14 | ELECT STEVEN L. SHAPIRO AS A DIRECTOR | Management | For | For |
1.15 | ELECT BARRY L. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | ADOPT THE SLM CORPORATION INCENTIVE PLAN. | Management | For | For |
3 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: SMITH & NEPHEW PLC MEETING DATE: 05/06/2004 | ||||
TICKER: -- SECURITY ID: G82343164 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND APPROVE THE AUDITED ACCOUNTS OF THE YE 31 DEC 2003 TOGETHER WITH REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management | Unknown | For |
2 | DECLARE A FINAL DIVIDEND OF 3.1 PENCE PER ORDINARY SHARE IN RESPECT OF THE YE 31 DEC 2003 | Management | Unknown | For |
3 | RE-ELECT MR. WARREN KNOWLTON AS A DIRECTOR OF THE COMPANY | Management | Unknown | For |
4 | RE-ELECT SIR CHRISTOPHER O DONNELL AS A DIRECTOR OF THE COMPANY | Management | Unknown | For |
5 | RE-ELECT MR. RICHARD DE SCHUTLER AS A DIRECTOR OF THE COMPANY | Management | Unknown | For |
6 | RE-ELECT MR. ROLF STOMBERG AS A DIRECTOR OF THE COMPANY | Management | Unknown | For |
7 | RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS | Management | Unknown | For |
8 | APPROVE TO RENEW THE DIRECTORS AUTHORIZATION TO ALLOT SECURITIES GRANTED BY ARTICLE 9.2 OF THE COMPANY S ARTICLES OF ASSOCIATION; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2005 OR 5 AUG 2005 ; AND FOR THE PURPOSES OF ARTICLE 9 OF THE COMPANY S ARTICLES OF ASSOCIATION SECTION 80 , AMOUNT FOR THIS PERIOD BE GBP 33,321,078 | Management | Unknown | For |
9 | APPROVE THE REMUNERATION REPORT OF THE DIRECTORS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
10 | APPROVE THE SMITH & NEPHEW 2004 PERFORMANCE SHARE PLAN | Management | Unknown | For |
11 | APPROVE THE SMITH & NEPHEW 2004 EXECUTIVE SHARE OPTION PLAN | Management | Unknown | For |
12 | APPROVE THE SMITH & NEPHEW 2004 CO-INVESTMENT PLAN | Management | Unknown | For |
13 | AUTHORIZE THE DIRECTORS TO ESTABLISH OTHER SCHEMES FOR EMPLOYEES RESIDENT OR WORKING OUTSIDE THE UNITED KINGDOM BASED ON THE PERFORMANCE SHARE PLAN, THE 2004 OPTION PLAN AND THE 2004 CO-INVESTMENT PLAN PRINCIPAL SCHEMES , BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX EXCHANGE CONTROL AND SECURITIES LAW, PROVIDED THAT: A) SUCH OTHER SCHEMES SHALL CONFER BENEFITS AND CONTAIN LIMITS SO AS TO ENSURE, SO FAR AS THE DIRECTORS CONSIDER PRACTICABLE, SUBSTANTIAL EQUALITY OF TREATMENT WITH EMPLOYEES PARTICIP... | Management | Unknown | Abstain |
14 | AUTHORIZE THE DIRECTORS TO ESTABLISH THE NEW DISCRETIONARY TRUST FOR THE BENEFIT OF EMPLOYEES AND FORMER EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES | Management | Unknown | For |
15 | AMEND THE RULES OF THE SMITH & NEPHEW 2001 UK APPROVED SHARE OPTION PLAN | Management | Unknown | For |
16 | AMEND THE RULES OF THE SMITH & NEPHEW 2001 UK UNAPPROVED SHARE OPTION PLAN | Management | Unknown | For |
17 | APPROVE TO RECLASSIFY THE 1 ISSUED B ORDINARY SHARE OF 12 2/3 PENCE AS AN ORDINARY SHARE HAVING THE SAME RIGHTS AND SUBJECT TO THE SAME RESTRICTIONS AS THE EXISTING ORDINARY SHARE OF THE COMPANY INCLUDING ENTITLEMENT TO RECEIVE THE SAME DIVIDEND AS ANY EXISTING ORDINARY SHARE | Management | Unknown | For |
18 | AUTHORIZE THE COMPANY, PURSUANT TO SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163(3) OF UP TO 93,486,408 ORDINARY SHARES 10% OF THE ISSUED SHARE CAPITAL AS AT 16 MAR 2004 OF 12 2/3 PENCE EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 12 2/3 PENCE AND AN AMOUNT EQUAL TO 105% OF AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; ... | Management | Unknown | For |
19 | APPROVE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF ALL PREVIOUS ARTICLES OF ASSOCIATION, BUT WITHOUT PREJUDICE TO THE AUTHORITIES GRANTED UNDER RESOLUTIONS 8 AND 20. | Management | Unknown | For |
20 | APPROVE TO RENEW THE DIRECTORS POWER TO ALLOT SECURITIES OTHERWISE THAN TO EXISTING SHAREHOLDERS PRO RATA TO THEIR HOLDINGS GRANTED BY ARTICLE 9.3 OF THE COMPANY S ARTICLES OF ASSOCIATION ADOPTED PURSUANT TO RESOLUTION 19; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2005 OR 5 AUG 2005 ; AND FOR THE PURPOSES OF THE ARTICLE 9 OF COMPANY S ARTICLES OF ASSOCIATION SECTION 89 FOR THIS AMOUNT BE GBP 5,713,057 | Management | Unknown | For |
21 | APPROVE TO INCREASE THE AGGREGATE ORDINARY REMUNERATION PERMITTED TO BE PAID TO NON-EXECUTIVE DIRECTORS, IN ACCORDANCE WITH ARTICLE 115 OF THE COMPANY ARTICLES OF ASSOCIATION ADOPTED PURSUANT TO RESOLUTION 19, TO AN AMOUNT NOT EXCEEDING GBP 900,000 | Management | Unknown | For |
ISSUER NAME: SMITH INTERNATIONAL, INC. MEETING DATE: 04/20/2004 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES R. GIBBS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JERRY W. NEELY AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For |
ISSUER NAME: SPECTRASITE, INC. MEETING DATE: 05/25/2004 | ||||
TICKER: SSI SECURITY ID: 84761M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEPHEN H. CLARK AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL M. ALBERT, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT KATZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD MASSON AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: ST. JUDE MEDICAL, INC. MEETING DATE: 05/12/2004 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL A. ROCCA AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID A. THOMPSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEFAN K. WIDENSOHLER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | PROPOSAL TO APPROVE THE COMPANY S MANAGEMENT INCENTIVE COMPENSATION PLAN. | Management | For | For |
4 | PROPOSAL TO INCREASE THE COMPANY S AUTHORIZED SHARES OF COMMON STOCK TO 500 MILLION SHARES. | Management | For | For |
5 | SHAREHOLDER PROPOSAL TO ADOPT THE COMMONSENSE EXECUTIVE COMPENSATION PROPOSAL. | Shareholder | Against | Against |
ISSUER NAME: SUMITOMO MITSUI FINANCIAL GROUP INC, TOKYO MEETING DATE: 06/29/2004 | ||||
TICKER: -- SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING DIVIDENDS ON ORDINARY SHARES: INTERIM JY 0, FINAL JY 3000, SPECIAL JY 0 | Management | Unknown | For |
2 | AMEND ARTICLES TO: DECREASE AUTHORIZED PREFERRED SHARE CAPITAL TO REFLECT CONVERSION OF PREFERRED TO ORDINARY SHARES - AUTHORIZE SHARE REPURCHASES AT BOARD S DISCRETION | Management | Unknown | For |
3 | ELECT DIRECTOR | Management | Unknown | For |
4 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
5 | APPROVE RETIREMENT BONUSES FOR DIRECTOR AND STATUTORY AUDITOR | Management | Unknown | For |
ISSUER NAME: TECHTRONIC INDUSTRIES CO LTD MEETING DATE: 05/28/2004 | ||||
TICKER: -- SECURITY ID: Y8563B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND CONSIDER THE STATEMENTS OF ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | DECLARE A FINAL DIVIDEND OF HKD 17.75 CENTS PER SHARE TO SHAREHOLDERS WHOSE NAME APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY ON 18 JUN 2004 | Management | Unknown | For |
3 | RE-ELECT THE RETIRING DIRECTORS AND FIX THE DIRECTORS REMUNERATION | Management | Unknown | For |
4 | RE-ELECT THE RETIRING DIRECTORS AND FIX THE DIRECTORS REMUNERATION | Management | Unknown | For |
5 | APPROVE TO INCREASE THE AUTHORIZED CAPITAL OF THE COMPANY FROM HKD 160,000,000 TO HKD 240,000,000 BY CREATING 400,000,000 SHARES OF HKD 0.20 EACH RANKING PARI PASSU IN ALL RESPECTS WITH THE SHARES IN THE ORIGINAL CAPITAL OF THE COMPANY` | Management | Unknown | For |
6 | AUTHORIZE THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS INCLUDING BONDS, NOTES, WARRANTS, DEBENTURES AND SECURITIES CONVERTIBLE INTO SHARES OF THE COMPANY DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING THE AGGREGATE OF A) 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY, IN CASE OF ISSUE OF SHARES FOR CASH AND 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL... | Management | Unknown | Against |
7 | AUTHORIZE THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY DURING THE RELEVANT PERIOD, ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES OF THE COMPANY HAVE BEEN OR MAY BE LISTED AND RECOGNIZED BY THE SECURITIES AND FUTURES COMMISSION UNDER THE HONG KONG CODE ON SHARE REPURCHASES FOR SUCH PURPOSES, SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS, AT SUCH PRICE AS THE DIRECTORS MAY AT THEIR DISCRETION DETERMINE IN ACCO... | Management | Unknown | For |
8 | APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTIONS 6 AND 7, TO ADD THE AGGREGATE NOMINAL AMOUNT OF THE SHARES IN THE CAPITAL OF THE COMPANY PURCHASED BY THE COMPANY PURSUANT TO RESOLUTION 7, TO THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY THAT MAY BE ALLOTTED PURSUANT TO RESOLUTION 6 | Management | Unknown | For |
9 | AMEND THE ARTICLE OF ASSOCIATION OF THE COMPANY AS FOLLOWS: BY AMENDING THE ARTICLE 2; BY AMENDING THE ARTICLE 16; BY AMENDING THE ARTICLE 20; BY AMENDING THE ARTICLE 40(I); BY ADDING THE NEW ARTICLE 67A IMMEDIATELY AFTER THE ARTICLE 67; BY ADDING THE NEW ARTICLE 84A IMMEDIATELY AFTER THE ARTICLE 84; BY ADDING THE NEW ARTICLE 95(E) IMMEDIATELY AFTER THE ARTICLE 95(D); BY DELETING THE EXISTING PARAGRAPH (G) OF THE ARTICLE 102 AND REPLACING WITH THE NEW PARAGRAPH (G); BY AMENDING THE ARTICLE 107; ... | Management | Unknown | For |
ISSUER NAME: TECHTRONIC INDUSTRIES CO LTD MEETING DATE: 05/28/2004 | ||||
TICKER: -- SECURITY ID: Y8563B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AUTHORIZE THE DIRECTORS OF THE COMPANY TO GRANT TO MR. HORST JULIUS PUDWILL AND MR. ROY CHI PING CHUNG TOGETHER, THE GRANTEES OPTIONS SHARE OPTIONS TO SUBSCRIBE FOR 13,293,000 AND 6,646,000 ORDINARY SHARES OF HKD 0.20 EACH IN THE CAPITAL OF THE COMPANY, AS SPECIFIED, BECOMING EFFECTIVE, 26,586,000 AND 13,292,000 SUBDIVIDED SHARES IN RESOLUTION 2, IN EACH CASE, AT THE SUBSCRIPTION PRICE OF HKD 25.55 PER SHARE AND, UPON THE SHARE SUBDIVISION BECOMING EFFECTIVE, HKD 12.775 PER SUBDIVIDED SHARE... | Management | Unknown | Abstain |
2 | AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT TO AND CONDITIONAL UPON THE LISTING COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED GRANTING THE LISTING OF AND PERMISSION TO DEAL IN, THE SHARES OF THE COMPANY IN THEIR SUBDIVIDED FORM, EVERY SHARE OF HKD 0.20 IN THE ISSUED AND UNISSUED SHARE CAPITAL OF THE COMPANY BE AND IS HEREBY SUBDIVIDED SHARE SUBDIVISION INTO TWO SHARES OF HKD 0.10 EACH SUBDIVIDED SHARES , IMMEDIATELY FOLLOWING THE DATE ON WHICH THIS RESOLUTION IS PASSED | Management | Unknown | For |
3 | AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY, SUBJECT TO THE PASSING OF RESOLUTION 5 OF THE AGM AND THE PASSING OF RESOLUTION 2: BY DELETING THE EXISTING ARTICLE 3 THEREOF AND REPLACING WITH A NEW ARTICLE 3; THE AUTHORIZED SHARE CAPITAL OF THE COMPANY IS HKD 240,000,000 DIVIDED INTO 2,400,000,000 SHARES OF HKD 0.10 EACH | Management | Unknown | Abstain |
ISSUER NAME: TELEFON AB L.M.ERICSSON MEETING DATE: 04/06/2004 | ||||
TICKER: -- SECURITY ID: W26049119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE AT ADP. THANK YOU. | N/A | N/A | N/A |
2 | PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. | N/A | N/A | N/A |
3 | ELECT THE CHAIRMAN OF THE MEETING | N/A | N/A | N/A |
4 | APPROVE THE VOTING LIST | N/A | N/A | N/A |
5 | APPROVE THE AGENDA OF THE MEETING | N/A | N/A | N/A |
6 | DETERMINE WHETHER THE MEETING HAS BEEN PROPERLY ANNOUNCED | N/A | N/A | N/A |
7 | ELECT 2 PERSONS TO APPROVE THE MINUTES | N/A | N/A | N/A |
8 | RECEIVE THE ANNUAL REPORT, THE AUDITORS REPORT, THE CONSOLIDATED ACCOUNTS AND THE AUDITORS REPORT ON THE CONSOLIDATED ACCOUNTS; AND RECEIVE THE WORK OF THE BOARD OF DIRECTORS AND ITS COMMITTEES FOR THE PASS 1 YEAR, THE PRESIDENT S SPEECH AND THE SHAREHOLDERS QUESTIONS AND THE AUDIT WORK DURING 2003 | N/A | N/A | N/A |
9 | APPROVE THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET, THE CONSOLIDATED PROFIT AND LOSS STATEMENT AND THE CONSOLIDATED BALANCE SHEET FOR THE GROUP | Management | Unknown | None |
10 | GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM THEIR LIABILITY | Management | Unknown | None |
11 | APPROVE THE DETERMINATION OF THE APPROPRIATION OF THE LOSS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET | Management | Unknown | None |
12 | APPROVE TO DETERMINE THE NUMBER OF MEMBERS AND THE DEPUTY MEMBERS OF THE BOARD OF DIRECTORS; THE NUMBER OF BOARD MEMBERS BE 9 WITHOUT DEPUTY BOARD MEMBERS | Management | Unknown | None |
13 | APPROVE TO DETERMINE THE FEE PAYABLE TO THE BOARD OF DIRECTORS; THE FEE TO THE BOARD OF DIRECTORS BE MAXIMUM SEK 8 MILLION TO BE DISTRIBUTED BY THE BOARD OF DIRECTORS AMONG ITS MEMBERS | Management | Unknown | None |
14 | RE-ELECT MR. PETER L. BONFIELD AS A BOARD MEMBER | Management | Unknown | None |
15 | RE-ELECT MR. SVERKER MARTIN-LOF AS A BOARD MEMBER | Management | Unknown | None |
16 | RE-ELECT MR. ARNE MARTENSSON AS A BOARD MEMBER | Management | Unknown | None |
17 | RE-ELECT MR. ECKHARD PFEIFFER AS A BOARD MEMBER | Management | Unknown | None |
18 | RE-ELECT MR. CARL-HENRIC SVANBERG AS A BOARD MEMBER | Management | Unknown | None |
19 | RE-ELECT MS. LENA TORELL AS A BOARD MEMBER | Management | Unknown | None |
20 | RE-ELECT MR. MICHAEL TRESCHOW OCH MARCUS WALLENBERG AS A BOARD MEMBER | Management | Unknown | None |
21 | ELECT MS. NANCY MCKINSTRY AS A BOARD MEMBER | Management | Unknown | None |
22 | DETERMINE THE FEE PAYABLE TO THE AUDITORS | Management | Unknown | None |
23 | ELECT MR. PETER CLEMEDTSON, OHRLINGSPRICEWATERHOUSECOOPERS, AS THE AUDITOR AND MR. ROBERT BARNDEN, OHRLINGSPRICEWATERHOUSECOOPERS, AS THE DEPUTY AUDITOR FOR THE REMAINING MANDATE PERIOD UP TO AND INCLUDING THE AGM IN 2007 | Management | Unknown | None |
24 | ELECT MR. BENGT BELFRAGE, MR. CHRISTER ELMEHAGEN, MR. ANDERS NYREN, MR. BJORN SVEDBERG AND MR. OCH MICHAEL TRESCHOW AS A MEMBERS OF THE NOMINATION COMMITTEE UNTIL THE END OF THE AGM IN 2005; AND APPROVE THAT NO FEE IS TO BE PAID TO THE NOMINATION COMMITTEE FOR THIS PERIOD | Management | Unknown | None |
25 | APPROVE THE LONG TERM INCENTIVE PLAN 2004 LTI 2004 , FOR SENIOR MANAGERS AND OTHER KEY CONTRIBUTORS AND INCLUDE 23,500,000 SHARES OF SERIES B TO BE ADDED TO THE SPP 2003, WHICH WILL APPLY DURING THE SECOND HALF OF THE ALREADY INITIATED 24 MONTH CONTRIBUTION PERIOD UNDER THE PLAN | Management | Unknown | None |
26 | AUTHORIZE THE BOARD OF DIRECTORS TO EXAMINE WHETHER THE PERFORMANCE MATCHING UNDER LTI 2004 IS REASONABLE CONSIDERING THE COMPANY S FINANCIAL RESULTS AND POSITION, CONDITIONS ON THE STOCK MARKET AND OTHER CIRCUMSTANCES, AND IF NOT REDUCE THE NUMBER OF PERFORMANCE SHARES TO BE MATCHED UNDER LTI 2004 TO THE LOWER NUMBER OF SHARES DEEMED APPROPRIATE BY THE BOARD OF DIRECTORS | Management | Unknown | None |
27 | AMEND ONE PARAMETER OF THE SPP 2003 TO REMOVE THE SEK 50,000 ANNUAL RESTRICTION ON INDIVIDUAL CONTRIBUTIONS AND INVESTMENT IN SHARES, WHILE RETAINING THE 7.5% OF ANNUAL SALARY AS THE MAXIMUM | Management | Unknown | None |
28 | APPROVE TO TRANSFER OF OWN SHARES UP TO 24,600,000 SHARES OF SERIES B 23,5000 SHARES RELATED TO LTI 2004 AND 1,100,000 SHARES TO SPP 2003 , TO SUCH PERSONS WITHIN THE ERICSSON GROUP COVERED BY THE TERMS AND CONDITIONS FOR THE SPP 2003 AND LTI 2004, FOR FREE CONSIDERATION UNTIL 15 NOV 2004; AND AUTHORIZE THE ERICSSON TO TRANSFER OF UP TO 4,90,000 SHARES OF SERIES B, OUT OF THE HOLDINGS OF 24,600,000 SHARES, IN ORDER TO COVER CERTAIN PAYMENTS, MAINLY SOCIAL SECURITY PAYMENTS 4,700,000 SHARES ARE... | Management | Unknown | None |
29 | AUTHORIZE THE ERICSSON THE TRANSFER OF OWN SHARES, UP TO A MAXIMUM OF 55,780,565 SHARES OF SERIES B OR THE LOWER NUMBER OF SHARES OF SERIES B, WHICH AS PER 06 APR 2004, REMAINS OF THE ORGINAL TOTAL HOLDING OF 57,000,000 SHARES, FOR THE PURPOSE OF COVERING CERTAIN PAYMENTS, PRIMARILY SOCIAL SECURITY CHARGES THAT MAY OCCUR IN RELATION TO THE COMPANY S GLOBAL STOCK INCENTIVE PROGRAM 2001 AND SPP 2003 | Management | Unknown | None |
30 | APPROVE THE EQUAL VOTING RIGHTS FOR SHARES OF SERIES A AND SERIES B WITHOUT COMPENSATION TO THE HOLDERS OF SHARES OF SERIES A | Management | Unknown | None |
31 | CLOSING OF THE MEETING | N/A | N/A | N/A |
ISSUER NAME: TEMENOS GROUP AG, GLARUS MEETING DATE: 06/25/2004 | ||||
TICKER: -- SECURITY ID: H8547Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND CONSOLIDATED ACCOUNTS 2003 ANDTHE REPORT OF THE AUDITORS AND THE GROUP AUDITORS | Management | Unknown | Take No Action |
2 | APPROVE THE APPROPRIATION OF THE BALANCE SHEET RESULT | Management | Unknown | Take No Action |
3 | GRANT DISCHARGE TO THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
4 | ELECT THE BOARD OF DIRECTORS | Management | Unknown | Take No Action |
5 | ELECT THE AUDITORS AND THE GROUP AUDITORS | Management | Unknown | Take No Action |
6 | APPROVE THE CONDITIONAL CAPITAL | Management | Unknown | Take No Action |
7 | APPROVE THE AUTHORIZED CAPITAL | Management | Unknown | Take No Action |
8 | THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS | N/A | N/A | N/A |
9 | PLEASE NOTE THAT THE NOTICE FOR THIS MEETING WAS RECEIVED AFTER THE REGISTRATION DEADLINE. IF YOUR SHARES WERE REGISTERED PRIOR TO THE DEADLINE OF 25 MAY 2004, YOUR VOTING INSTRUCTIONS WILL BE ACCEPTED FOR THIS MEETING IF YOU VOTED BEFORE THE VOTE DEADLINE OF THIS MEETING. ANY VOTE INSTRUCTIONS RECEIVED AFTER THE VOTE DEADLINE WILL BE PROCESSED ON A BEST EFFORT BASIS. HOWEVER, VOTING INSTRUCTIONS FOR SHARES THAT WERE NOT REGISTERED PRIOR TO THE REGISTRATION DEADLINE WILL NOT BE ACCEPTED. THANK Y... | N/A | N/A | N/A |
ISSUER NAME: TERADYNE, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN P. MULRONEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT PATRICIA S. WOLPERT AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE 1996 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT TO SAID PLAN BY 5,000,000 SHARES. | Management | For | Against |
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: THE BOEING COMPANY MEETING DATE: 05/03/2004 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN H. BIGGS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN E. BRYSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LINDA Z. COOK AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROZANNE L. RIDGWAY AS A DIRECTOR | Management | For | For |
2 | APPROVE AMENDMENTS TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. | Management | For | For |
3 | ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Management | For | For |
4 | PREPARE A REPORT ON MILITARY CONTRACTS. | Shareholder | Against | Against |
5 | ADOPT HUMAN RIGHTS POLICIES. | Shareholder | Against | Against |
6 | DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
7 | ADOPT SIMPLE MAJORITY VOTE. | Shareholder | Against | For |
8 | REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. | Shareholder | Against | Against |
9 | ADOPT RETENTION OF STOCK POLICY. | Shareholder | Against | Against |
10 | GIVE EMPLOYEES CHOICE OF PENSION PLANS AT RETIREMENT OR TERMINATION. | Shareholder | Against | Against |
ISSUER NAME: THE COCA-COLA COMPANY MEETING DATE: 04/21/2004 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HERBERT A. ALLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD W. ALLEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT CATHLEEN P. BLACK AS A DIRECTOR | Management | For | For |
1.4 | ELECT WARREN E. BUFFETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS N. DAFT AS A DIRECTOR | Management | For | For |
1.6 | ELECT BARRY DILLER AS A DIRECTOR | Management | For | For |
1.7 | ELECT DONALD R. KEOUGH AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN BENNETT KING AS A DIRECTOR | Management | For | For |
1.9 | ELECT MARIA ELENA LAGOMASINO AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD F. MCHENRY AS A DIRECTOR | Management | For | For |
1.11 | ELECT ROBERT L. NARDELLI AS A DIRECTOR | Management | For | For |
1.12 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.13 | ELECT J. PEDRO REINHARD AS A DIRECTOR | Management | For | For |
1.14 | ELECT JAMES D. ROBINSON III AS A DIRECTOR | Management | For | For |
1.15 | ELECT PETER V. UEBERROTH AS A DIRECTOR | Management | For | For |
1.16 | ELECT JAMES B. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHARE-OWNER PROPOSAL REGARDING REPORT RELATED TO GLOBAL HIV/AIDS PANDEMIC | Shareholder | For | For |
4 | SHARE-OWNER PROPOSAL REGARDING STOCK OPTION GLASS CEILING REPORT | Shareholder | Against | Against |
5 | SHARE-OWNER PROPOSAL REGARDING EXECUTIVE COMPENSATION | Shareholder | Against | Against |
6 | SHARE-OWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | Against | Against |
7 | SHARE-OWNER PROPOSAL REGARDING SENIOR EXECUTIVE PARTICIPATION IN COMPANY S COMPENSATION AND DEFERRAL INVESTMENT PROGRAM | Shareholder | Against | Against |
8 | SHARE-OWNER PROPOSAL ON CHINA BUSINESS PRINCIPLES | Shareholder | Against | Against |
9 | SHARE-OWNER PROPOSAL REGARDING SEPARATE POSITIONS OF CEO AND CHAIRMAN | Shareholder | Against | Against |
ISSUER NAME: THE DOW CHEMICAL COMPANY MEETING DATE: 05/13/2004 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ARNOLD A. ALLEMANG AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN C. DANFORTH AS A DIRECTOR | Management | For | For |
1.3 | ELECT JEFF M. FETTIG AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW N. LIVERIS AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES M. RINGLER AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DOW S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL ON BHOPAL. | Shareholder | Against | Against |
ISSUER NAME: THE HOME DEPOT, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GREGORY D. BRENNEMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD H. BROWN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN L. CLENDENIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT BERRY R. COX AS A DIRECTOR | Management | For | For |
1.5 | ELECT CLAUDIO X. GONZALEZ AS A DIRECTOR | Management | For | For |
1.6 | ELECT MILLEDGE A. HART, III AS A DIRECTOR | Management | For | For |
1.7 | ELECT BONNIE G. HILL AS A DIRECTOR | Management | For | For |
1.8 | ELECT KENNETH G. LANGONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROBERT L. NARDELLI AS A DIRECTOR | Management | For | For |
1.10 | ELECT ROGER S. PENSKE AS A DIRECTOR | Management | For | For |
2 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING OUTSIDE DIRECTOR TERM LIMITS. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION. | Shareholder | Against | For |
5 | STOCKHOLDER PROPOSAL REGARDING PERFORMANCE GOALS AS A PREREQUISITE TO VESTING. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REGARDING IMPLEMENTATION OF ILO HUMAN RIGHTS STANDARDS. | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL REGARDING FUTURE SEVERANCE AGREEMENTS. | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL REGARDING METHOD OF VOTING FOR DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: THE RYLAND GROUP, INC. MEETING DATE: 04/21/2004 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MR. DREIER AS A DIRECTOR | Management | For | For |
1.2 | ELECT MR. BANE AS A DIRECTOR | Management | For | For |
1.3 | ELECT MS. FRECON AS A DIRECTOR | Management | For | For |
1.4 | ELECT MR. HERNANDEZ AS A DIRECTOR | Management | For | For |
1.5 | ELECT MR. JEWS AS A DIRECTOR | Management | For | For |
1.6 | ELECT MR. MANSOUR AS A DIRECTOR | Management | For | For |
1.7 | ELECT MR. MELLOR AS A DIRECTOR | Management | For | For |
1.8 | ELECT MR. METCALFE AS A DIRECTOR | Management | For | For |
1.9 | ELECT MS. ST. MARTIN AS A DIRECTOR | Management | For | For |
1.10 | ELECT MR. VARELLO AS A DIRECTOR | Management | For | For |
1.11 | ELECT MR. WILSON AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE RYLAND GROUP, INC. 2004 NON-EMPLOYEE DIRECTOR EQUITY PLAN. | Management | For | For |
3 | CONSIDERATION OF A PROPOSAL FROM CALVERT ASSET MANAGEMENT COMPANY (A STOCKHOLDER) REGARDING THE PREPARATION OF A GRI-BASED SUSTAINABILITY REPORT. | Shareholder | Against | Against |
ISSUER NAME: THE SWATCH GROUP AG, NEUENBURG MEETING DATE: 05/27/2004 | ||||
TICKER: -- SECURITY ID: H83949133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE, WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | N/A | N/A | N/A |
2 | THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET.PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. | N/A | N/A | N/A |
3 | APPROVE THE BUSINESS REPORT 2003 | Management | Unknown | None |
4 | GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Unknown | None |
5 | APPROVE THE APPROPRIATION OF THE BALANCE PROFIT | Management | Unknown | None |
6 | ELECT THE BOARD OF DIRECTORS | Management | Unknown | None |
7 | ELECT THE AUDITORS AND THE GROUP AUDITOR | Management | Unknown | None |
ISSUER NAME: TOLL BROTHERS, INC. MEETING DATE: 03/18/2004 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ZVI BARZILAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD G. BOEHNE AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD J. BRAEMER AS A DIRECTOR | Management | For | For |
1.4 | ELECT CARL B. MARBACH AS A DIRECTOR | Management | For | For |
2 | THE APPROVAL OF ERNST & YOUNG LLP AS THE COMPANY S AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
ISSUER NAME: TOYS 'R' US, INC. MEETING DATE: 06/02/2004 | ||||
TICKER: TOY SECURITY ID: 892335100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROANN COSTIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN H. EYLER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROGER N. FARAH AS A DIRECTOR | Management | For | For |
1.4 | ELECT PETER A. GEORGESCU AS A DIRECTOR | Management | For | For |
1.5 | ELECT CINDA A. HALLMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT CALVIN HILL AS A DIRECTOR | Management | For | For |
1.7 | ELECT NANCY KARCH AS A DIRECTOR | Management | For | For |
1.8 | ELECT NORMAN S. MATTHEWS AS A DIRECTOR | Management | For | For |
1.9 | ELECT ARTHUR B. NEWMAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT FRANK R. NOONAN AS A DIRECTOR | Management | For | For |
2 | STOCKHOLDER PROPOSAL REGARDING VOTING. | Shareholder | Against | Against |
ISSUER NAME: TV ASAHI CORP, TOKYO MEETING DATE: 06/29/2004 | ||||
TICKER: -- SECURITY ID: J02562106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF INCOME, INCLUDING THE FOLLOWING DIVIDENDS: INTERIM JY300, FINAL JY 300, SPECIAL JY 500 | Management | Unknown | For |
2 | AMEND ARTICLES TO: AUTHORIZE SHARE REPURCHASES AT BOARD S DISCRETION | Management | Unknown | For |
3 | ELECT DIRECTOR | Management | Unknown | For |
4 | ELECT DIRECTOR | Management | Unknown | For |
5 | ELECT DIRECTOR | Management | Unknown | For |
6 | ELECT DIRECTOR | Management | Unknown | For |
7 | ELECT DIRECTOR | Management | Unknown | For |
8 | ELECT DIRECTOR | Management | Unknown | For |
9 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
10 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
11 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
12 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
13 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
14 | APPROVE RETIREMENT BONUSES FOR DIRECTORS AND STATUTORY AUDITORS | Management | Unknown | For |
ISSUER NAME: TYCO INTERNATIONAL LTD. MEETING DATE: 03/25/2004 | ||||
TICKER: TYC SECURITY ID: 902124106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DENNIS C. BLAIR AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD D. BREEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE W. BUCKLEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT BRIAN DUPERREAULT AS A DIRECTOR | Management | For | For |
1.5 | ELECT BRUCE S. GORDON AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN A. KROL AS A DIRECTOR | Management | For | For |
1.7 | ELECT MACKEY J. MCDONALD AS A DIRECTOR | Management | For | For |
1.8 | ELECT H. CARL MCCALL AS A DIRECTOR | Management | For | For |
1.9 | ELECT BRENDAN R. O'NEILL AS A DIRECTOR | Management | For | For |
1.10 | ELECT SANDRA S. WIJNBERG AS A DIRECTOR | Management | For | For |
1.12 | ELECT JEROME B. YORK AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION. | Management | For | For |
3 | ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. | Management | For | For |
4 | APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. | Management | For | Against |
5 | SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. | Shareholder | For | For |
6 | SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: UBS AG MEETING DATE: 04/15/2004 | ||||
TICKER: -- SECURITY ID: H8920M855 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE ANNUAL REPORT, THE GROUP AND THE PARENT COMPANY ACCOUNTS FOR 2003, REPORTS OF THE GROUP AND THE STATUTORY AUDITORS | Management | Unknown | Take No Action |
2 | APPROVE THE APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR FY 2003 | Management | Unknown | Take No Action |
3 | GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | Management | Unknown | Take No Action |
4 | RE-ELECT SIR PETER DAVIS AS A DIRECTOR | Management | Unknown | Take No Action |
5 | ELECT MR. STEPHAN HAERINGER AS A NEW BOARD MEMBER | Management | Unknown | Take No Action |
6 | ELECT MR. HELMUT PANKE AS A NEW BOARD MEMBER | Management | Unknown | Take No Action |
7 | ELECT MR. PETER SPUHLER AS A NEW BOARD MEMBER | Management | Unknown | Take No Action |
8 | RE-ELECT ERNST YOUNG LTD., BASEL, AS THE GROUP AND THE STATUTORY AUDITORS | Management | Unknown | Take No Action |
9 | APPROVE TO CANCEL THE SHARES REPURCHASED UNDER THE 2003/2004 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION | Management | Unknown | Take No Action |
10 | APPROVE THE NEW 2004/2005 SHARE BUYBACK PROGRAM | Management | Unknown | Take No Action |
11 | PLEASE NOTE THAT THIS IS THE PART II OF THE NOTICE SENT UNDER MEETING #118239. THANK YOU | N/A | N/A | N/A |
ISSUER NAME: UFJ HOLDINGS INC, TOKYO MEETING DATE: 06/25/2004 | ||||
TICKER: -- SECURITY ID: J9400N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF RETAINED EARNINGS, WITH NO DIVIDENDS ON ORDINARY SHARES | Management | Unknown | For |
2 | AMEND ARTICLES TO: DECREASE AUTHORIZED PREFERRED SHARE CAPITAL TO REFLECTCONVERSION OF PREFERRED TO ORDINARY SHARES - AUTHORIZE SHARE REPURCHASES AT BOARD S DISCRETION | Management | Unknown | For |
3 | ELECT DIRECTOR | Management | Unknown | For |
4 | ELECT DIRECTOR | Management | Unknown | For |
5 | ELECT DIRECTOR | Management | Unknown | For |
6 | ELECT DIRECTOR | Management | Unknown | For |
7 | ELECT DIRECTOR | Management | Unknown | For |
8 | ELECT DIRECTOR | Management | Unknown | For |
9 | ELECT DIRECTOR | Management | Unknown | For |
ISSUER NAME: UNILEVER PLC MEETING DATE: 05/12/2004 | ||||
TICKER: -- SECURITY ID: G92087124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND APPROVE THE ACCOUNTS AND THE BALANCE SHEET FOR THE YE 31 DEC 2003, TOGETHER WITH THE DIRECTORS REPORT AND THE AUDITORS REPORT | Management | Unknown | For |
2 | APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YE 31 DEC 2003 INCLUDED WITHIN THE ANNUAL REPORT & ACCOUNTS 2003 | Management | Unknown | For |
3 | DECLARE A DIVIDEND ON THE ORDINARY SHARES | Management | Unknown | For |
4 | RE-ELECT MR. N. W. A. FITZGGERALD, KBE AS A EXECUTIVE DIRECTOR | Management | Unknown | For |
5 | RE-ELECT MR. A. BURGMANS AS A EXECUTIVE DIRECTOR | Management | Unknown | For |
6 | RE-ELECT MR. A. C. BUTLER AS A EXECUTIVE DIRECTOR | Management | Unknown | For |
7 | RE-ELECT MR. P. J. CESCAU AS A EXECUTIVE DIRECTOR | Management | Unknown | For |
8 | RE-ELECT MR. K. B. DADISETH AS A EXECUTIVE DIRECTOR | Management | Unknown | For |
9 | RE-ELECT MR. A. R. BARON VAN HEEMSTRA AS A EXECUTIVE DIRECTOR | Management | Unknown | For |
10 | RE-ELECT MR. R. H. P. MARKHAM AS A EXECUTIVE DIRECTOR | Management | Unknown | For |
11 | ELECT MR. C. J. VAN DER GRAAF AS A EXECUTIVE DIRECTOR | Management | Unknown | For |
12 | ELECT THE RT. HONERABLE THE LORD BRITTAN OF SPENNITHORNE QC DL, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
13 | ELECT MR. BARONESS CHALKER OF WALLASEY, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
14 | ELECT MR. B. COLLOMB, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
15 | ELECT PROFESSOR W. DIK, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
16 | ELECT MR. O. FANJUL, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
17 | ELECT MR. C. X. GONZALEZ, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
18 | ELECT MR. H. KOPPER, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
19 | ELECT THE LORD SIMON OF HIGHBURY CBE, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
20 | ELECT MR. J. VAN DER VEER, SUBJECT TO THE PASSING OF RESOLUTION 26, AS A NON-EXECUTIVE DIRECTOR | Management | Unknown | For |
21 | RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE MEMBERS | Management | Unknown | For |
22 | AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | Unknown | For |
23 | AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR ANY EXISTING AUTHORITY, TO ALLOT RELEVANT SECURITIES SECTION 80 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 13,450,000; AUTHORITY EXPIRE ON THE DAY PRECEDING THE 5TH ANNIVERSARY OF THE PASSING OF THIS RESOLUTION ; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY | Management | Unknown | For |
24 | AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING OF RESOLUTION 23 AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES SECTION 94 FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 23 OR BY VIRTUE OF SECTION 94(3A), DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) , PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES A) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE NOMINAL AMOUN... | Management | Unknown | For |
25 | AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 64 OF THE ARTICLES OF ASSOCIATION, TO MAKE MARKET PURCHASES SECTION 163(3) OF UP TO 290 MILLION ORDINARY SHARES OF 1.4P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 1.4P AND NOT MORE THAN 5% ABOVE THE AVERAGE MARKET VALUE FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 12 MO... | Management | Unknown | For |
26 | AMEND THE ARTICLES OF ASSOCIATION TO REFLECT CORPORATE GOVERNANCE CHANGES | Management | Unknown | Abstain |
27 | AMEND THE ARTICLES OF ASSOCIATION FOR TREASURY SHARES AND OTHER MINOR CHANGES | Management | Unknown | Abstain |
ISSUER NAME: UNITED MICROELECTRONICS CORP MEETING DATE: 06/01/2004 | ||||
TICKER: -- SECURITY ID: Y92370108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE PRESENTATIONS | Management | Unknown | For |
2 | APPROVE THE 2003 BUSINESS REPORT AND THE FINANCIAL STATEMENTS | Management | Unknown | For |
3 | APPROVE THE PROFIT DISTRIBUTION FOR 2003 | Management | Unknown | For |
4 | APPROVE THE ISSUANCE OF NEW SHARES FROM RETAINED EARNINGS; STOCK DIVIDEND: 75 FOR 1,000 SHARES HELD | Management | Unknown | For |
5 | APPROVE THE REVISION TO THE ARTICLES OF INCORPORATION | Management | Unknown | Abstain |
6 | ELECT THE DIRECTORS AND THE SUPERVISORS | Management | Unknown | For |
7 | OTHER ISSUES AND EXTRAORDINARY PROPOSALS | Management | Unknown | Abstain |
8 | AS PER TRUST ASSOCIATION S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A NO VOTE | N/A | N/A | N/A |
9 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 139165 DUE TO CHANGE IN NUMBER OF RESOLUTIONS IN THE AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | N/A | N/A | N/A |
ISSUER NAME: UNITED TECHNOLOGIES CORPORATION MEETING DATE: 04/14/2004 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BETSY J. BERNARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
1.3 | ELECT JEAN-PIERRE GARNIER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMIE S. GORELICK AS A DIRECTOR | Management | For | For |
1.5 | ELECT CHARLES R. LEE AS A DIRECTOR | Management | For | For |
1.6 | ELECT RICHARD D. MCCORMICK AS A DIRECTOR | Management | For | For |
1.7 | ELECT HAROLD MCGRAW III AS A DIRECTOR | Management | For | For |
1.8 | ELECT FRANK P. POPOFF AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. PATRICK SWYGERT AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANDRE VILLENEUVE AS A DIRECTOR | Management | For | For |
1.11 | ELECT H.A. WAGNER AS A DIRECTOR | Management | For | For |
1.12 | ELECT CHRISTINE TODD WHITMAN AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF EXECUTIVE COMPENSATION | Shareholder | Against | Against |
4 | SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA FOR MILITARY CONTRACTS | Shareholder | Against | Against |
5 | SHAREOWNER PROPOSAL CONCERNING PERFORMANCE BASED SENIOR EXECUTIVE STOCK OPTIONS | Shareholder | Against | Against |
6 | SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | Against |
ISSUER NAME: UNITEDHEALTH GROUP INCORPORATED MEETING DATE: 05/12/2004 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM C. BALLARD, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD T. BURKE AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN J. HEMSLEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT DONNA E. SHALALA AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REGARDING EXPENSING OF STOCK OPTIONS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REGARDING REPLACEMENT OF STOCK OPTIONS WITH RESTRICTED SHARES. | Shareholder | Against | Against |
ISSUER NAME: VALERO ENERGY CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. GLENN BIGGS AS A DIRECTOR | Management | For | For |
1.2 | ELECT RUBEN M. ESCOBEDO AS A DIRECTOR | Management | For | For |
1.3 | ELECT BOB MARBUT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF KPMG LLP AS AUDITORS FOR 2004. | Management | For | For |
3 | CLIMATE CHANGE RESOLUTION. | Shareholder | Against | Against |
ISSUER NAME: VERIZON COMMUNICATIONS INC. MEETING DATE: 04/28/2004 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.R. BARKER AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.L. CARRION AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.W. LANE AS A DIRECTOR | Management | For | For |
1.4 | ELECT S.O. MOOSE AS A DIRECTOR | Management | For | For |
1.5 | ELECT J. NEUBAUER AS A DIRECTOR | Management | For | For |
1.6 | ELECT T.H. O'BRIEN AS A DIRECTOR | Management | For | For |
1.7 | ELECT H.B. PRICE AS A DIRECTOR | Management | For | For |
1.8 | ELECT I.G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.9 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.R. STAFFORD AS A DIRECTOR | Management | For | For |
1.11 | ELECT R.D. STOREY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITOR | Management | For | For |
3 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
4 | BOARD COMPOSITION | Shareholder | Against | Against |
5 | SEPARATE CHAIRMAN AND CEO | Shareholder | Against | Against |
6 | FUTURE POISON PILL | Shareholder | Against | Against |
7 | SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS | Shareholder | Against | Against |
8 | OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK | Management | Against | Against |
9 | DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES | Management | Against | Against |
10 | REPORT ON POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
11 | COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY FEES | Shareholder | Against | Against |
ISSUER NAME: VERSATEL TELECOM INTERNATIONAL NV, AMSTERDAM MEETING DATE: 05/12/2004 | ||||
TICKER: -- SECURITY ID: N93195100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPENING | N/A | N/A | N/A |
2 | ACKNOWLEDGE THE ANNOUNCEMENTS OF THE BOARD OF MANAGEMENT | Management | Unknown | Take No Action |
3 | APPROVE TO ESTABLISH THE ANNUAL ACCOUNTS | Management | Unknown | Take No Action |
4 | GRANT DISCHARGE OF THE BOARD OF MANAGEMENT | Management | Unknown | Take No Action |
5 | GRANT DISCHARGE OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
6 | APPROVE TO REDUCE THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
7 | GRANT DISCHARGE OF THE RESIGNED MEMBERS OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
8 | APPOINT A MEMBER OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
9 | APPOINT A MEMBER OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
10 | APPOINT A MEMBER OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
11 | APPROVE TO INCREASE THE REMUNERATION OF THE SUPERVISORY BOARD | Management | Unknown | Take No Action |
12 | APPOINT AN AUDITOR | Management | Unknown | Take No Action |
13 | APPROVE THE CORPORATE GOVERNANCE | Management | Unknown | Take No Action |
14 | GRANT AUTHORITY TO ACQUIRE SHARES OF THE COMPANY | Management | Unknown | Take No Action |
15 | TRANSACT ANY OTHER BUSINESS | Management | Unknown | Take No Action |
16 | CLOSURE | N/A | N/A | N/A |
ISSUER NAME: WAL-MART STORES, INC. MEETING DATE: 06/04/2004 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES W. BREYER AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. MICHELE BURNS AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS M. COUGHLIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID D. GLASS AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROLAND A. HERNANDEZ AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAWN G. LEPORE AS A DIRECTOR | Management | For | For |
1.7 | ELECT JOHN D. OPIE AS A DIRECTOR | Management | For | For |
1.8 | ELECT J. PAUL REASON AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. LEE SCOTT, JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JACK C. SHEWMAKER AS A DIRECTOR | Management | For | For |
1.11 | ELECT JOSE H. VILLARREAL AS A DIRECTOR | Management | For | For |
1.12 | ELECT JOHN T. WALTON AS A DIRECTOR | Management | For | For |
1.13 | ELECT S. ROBSON WALTON AS A DIRECTOR | Management | For | For |
1.14 | ELECT CHRISTOPHER J. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP PLAN 1999 | Management | For | For |
3 | APPROVAL OF THE ASDA SHARESAVE PLAN 2000 | Management | For | For |
4 | APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE STOCK PURCHASE PLAN | Management | For | Against |
5 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
6 | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN | Shareholder | Against | Against |
7 | A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT | Shareholder | Against | Against |
8 | A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION | Shareholder | Against | Against |
9 | A SHAREHOLDER PROPOSAL REGARDING GENETICALLY ENGINEERED FOOD PRODUCTS | Shareholder | Against | Against |
10 | A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT OPPORTUNITY REPORT | Shareholder | Against | Against |
11 | A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED COMPENSATION PLAN | Shareholder | Against | Against |
ISSUER NAME: WATERS CORPORATION MEETING DATE: 05/04/2004 | ||||
TICKER: WAT SECURITY ID: 941848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSHUA BEKENSTEIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT M.J. BERENDT, PH.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT DOUGLAS A. BERTHIAUME AS A DIRECTOR | Management | For | For |
1.4 | ELECT PHILIP CALDWELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT EDWARD CONARD AS A DIRECTOR | Management | For | For |
1.6 | ELECT L.H. GLIMCHER, M.D. AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM J. MILLER AS A DIRECTOR | Management | For | For |
1.8 | ELECT THOMAS P. SALICE AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | TO CONSIDER AND ACT UPON ANY OTHER MATTERS WHICH MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | Abstain |
ISSUER NAME: WEATHERFORD INTERNATIONAL LTD. MEETING DATE: 05/25/2004 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PHILIP BURGUIERES AS A DIRECTOR | Management | For | For |
1.2 | ELECT NICHOLAS F. BRADY AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID J. BUTTERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT BERNARD J. DUROC-DANNER AS A DIRECTOR | Management | For | For |
1.5 | ELECT SHELDON B. LUBAR AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM E. MACAULAY AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT B. MILLARD AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROBERT K. MOSES, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROBERT A. RAYNE AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S REMUNERATION. | Management | For | For |
ISSUER NAME: WESTERN DIGITAL CORPORATION MEETING DATE: 11/20/2003 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MATTHEW E. MASSENGILL AS A DIRECTOR | Management | For | For |
1.2 | ELECT I.M. BOOTH AS A DIRECTOR | Management | For | For |
1.3 | ELECT PETER D. BEHRENDT AS A DIRECTOR | Management | For | For |
1.4 | ELECT KATHLEEN A. COTE AS A DIRECTOR | Management | For | For |
1.5 | ELECT HENRY T. DENERO AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM L. KIMSEY AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL D. LAMBERT AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROGER H. MOORE AS A DIRECTOR | Management | For | For |
1.9 | ELECT THOMAS E. PARDUN AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S 1993 EMPLOYEE STOCK PURCHASE PLAN, TO INCREASE BY 3,000,000 THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE TO EMPLOYEES OF THE COMPANY UNDER THE PLAN. | Management | For | For |
3 | TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY 2, 2004. | Management | For | For |
ISSUER NAME: YAGEO CORPORATION MEETING DATE: 06/18/2004 | ||||
TICKER: -- SECURITY ID: Y9723R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AS PER TRUST ASSOCIATION S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A NO VOTE | N/A | N/A | N/A |
2 | RECEIVE THE REPORT OF THE BUSINESS OPERATION RESULT OF FY 2003 | Management | Unknown | For |
3 | RECEIVE THE SUPERVISORS REVIEW FINANCIAL REPORTS OF FY 2003 | Management | Unknown | For |
4 | RECEIVE THE REPORT OF THE EXECUTIONS STATUS OF TREASURY STOCK | Management | Unknown | For |
5 | RECEIVE THE REPORT OF THE STATUS OF ISSUING COMPANY BONDS AND GDR | Management | Unknown | For |
6 | RECEIVE THE REPORT OF THE STATUS OF EMPLOYEES STOCK OPTIONS SCHEME ISSUANCE | Management | Unknown | For |
7 | APPROVE TO DETERMINE THE RULES FOR THE PROCEEDINGS OF BOARD MEETINGS | Management | Unknown | For |
8 | RATIFY THE FINANCIAL REPORTS OF FY 2003 | Management | Unknown | For |
9 | RATIFY THE CASE OF 2003 OFFSETTING DEFICIT | Management | Unknown | For |
10 | AMEND THE COMPANY ARTICLES | Management | Unknown | Abstain |
11 | ELECT THE DIRECTORS AND THE SUPERVISORS | Management | Unknown | For |
12 | APPROVE TO RELIEVE THE RESTRICTIONS ON THE DIRECTORS FROM ACTING AS THE DIRECTORS OR THE SUPERVISORS OF OTHER COMPANIES | Management | Unknown | For |
13 | EXTRAORDINARY PROPOSALS | Management | Unknown | Abstain |
ISSUER NAME: YAHOO! INC. MEETING DATE: 05/21/2004 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TERRY S. SEMEL AS A DIRECTOR | Management | For | For |
1.2 | ELECT JERRY YANG AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROY J. BOSTOCK AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD W. BURKLE AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERIC HIPPEAU AS A DIRECTOR | Management | For | For |
1.6 | ELECT ARTHUR H. KERN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT A. KOTICK AS A DIRECTOR | Management | For | For |
1.8 | ELECT EDWARD R. KOZEL AS A DIRECTOR | Management | For | For |
1.9 | ELECT GARY L. WILSON AS A DIRECTOR | Management | For | For |
2 | AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. | Shareholder | Against | Against |