FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03785
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series I
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31, 8/31, 10/31, 11/30, 12/31
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series I
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2010 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BALANCED FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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A-DATA TECHNOLOGY CO., LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 3260 SECURITY ID: Y00138100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
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ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
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ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: ACOR SECURITY ID: 00484M106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director John P. Kelley | Management | For | For |
| 1.2 | Elect Director Sandra Panem | Management | For | For |
| 1.3 | Elect Director Wise Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
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AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: APD SECURITY ID: 009158106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William L. Davis, III | Management | For | For |
| 1.2 | Elect Director W. Douglas Ford | Management | For | For |
| 1.3 | Elect Director Evert Henkes | Management | For | For |
| 1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
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AIRGAS, INC.
MEETING DATE: AUG 18, 2009 |
TICKER: ARG SECURITY ID: 009363102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director James W. Hovey | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 1.3 | Elect Director David M. Stout | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
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ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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ALLEGHENY TECHNOLOGIES INCORPORATED
MEETING DATE: MAY 7, 2010 |
TICKER: ATI SECURITY ID: 01741R102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director L. Patrick Hassey | Management | For | For |
| 1.2 | Elect Director Barbara S. Jeremiah | Management | For | For |
| 1.3 | Elect Director John D. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
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ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
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ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
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ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ALTRIA GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: MO SECURITY ID: 02209S103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Elizabeth E. Bailey | Management | For | For |
| 2 | Elect Director Gerald L. Baliles | Management | For | For |
| 3 | Elect Director John T. Casteen III | Management | For | For |
| 4 | Elect Director Dinyar S. Devitre | Management | For | For |
| 5 | Elect Director Thomas F. Farrell II | Management | For | For |
| 6 | Elect Director Robert E. R. Huntley | Management | For | For |
| 7 | Elect Director Thomas W. Jones | Management | For | For |
| 8 | Elect Director George Munoz | Management | For | For |
| 9 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 10 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 14 | Adopt Human Rights Protocols for Company and Suppliers | Shareholder | Against | Abstain |
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AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMAG SECURITY ID: 00163U106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
| 1.2 | Elect Director Michael Narachi | Management | For | Withhold |
| 1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
| 1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
| 1.5 | Elect Director Lesley Russell | Management | For | Withhold |
| 1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
| 1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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AMAZON.COM, INC.
MEETING DATE:�� MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMERICA MOVIL S.A.B. DE C.V.
MEETING DATE: APR 7, 2010 |
TICKER: AMXL SECURITY ID: 02364W105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Directors for Class L Shares | Management | For | Abstain |
| 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
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AMERICA MOVIL, S.A.B. DE C.V.
MEETING DATE: MAR 17, 2010 |
TICKER: AMXL SECURITY ID: 02364W105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Authorize Board to Carry Out Operations that Represent 20 Percent or More of the Assets of the Consolidated Group, in Compliance with Clause 17 of Company Bylaws and Article 47 of the Mexican Stock Exchange Law | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: AEP SECURITY ID: 025537101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director E. R. Brooks | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director James F. Cordes | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Morris | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 1.10 | Elect Director Richard L. Sandor | Management | For | For |
| 1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.13 | Elect Director John F. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
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AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AMP SECURITY ID: 03076C106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director James M. Cracchiolo | Management | For | For |
| 2 | Elect Director H. Jay Sarles | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
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AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
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ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
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ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
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ANALOG DEVICES, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: ADI SECURITY ID: 032654105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray Stata | Management | For | Against |
| 1.2 | Elect Director Jerald G. Fishman | Management | For | Against |
| 1.3 | Elect Director James A. Champy | Management | For | Against |
| 1.4 | Elect Director John L. Doyle | Management | For | Against |
| 1.5 | Elect Director John C. Hodgson | Management | For | Against |
| 1.6 | Elect Director Yves-Andre Istel | Management | For | Against |
| 1.7 | Elect Director Neil Novich | Management | For | Against |
| 1.8 | Elect Director F. Grant Saviers | Management | For | Against |
| 1.9 | Elect Director Paul J. Severino | Management | For | Against |
| 1.10 | Elect Director Kenton J. Sicchitano | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
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ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
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ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 5, 2009 |
TICKER: ADM SECURITY ID: 039483102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George W. Buckley | Management | For | For |
| 1.2 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.5 | Elect Director Antonio Maciel Neto | Management | For | For |
| 1.6 | Elect Director Patrick J. Moore | Management | For | For |
| 1.7 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.8 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.9 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
ARENA RESOURCES, INC.
MEETING DATE: DEC 11, 2009 |
TICKER: ARD SECURITY ID: 040049108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd T. Rochford | Management | For | For |
| 1.2 | Elect Director Stanley M. McCabe | Management | For | For |
| 1.3 | Elect Director Clayton E. Woodrum | Management | For | For |
| 1.4 | Elect Director Anthony B. Petrelli | Management | For | For |
| 1.5 | Elect Director Carl H. Fiddner | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ATMI, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: ATMI SECURITY ID: 00207R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Hillas | Management | For | For |
| 1.2 | Elect Director Cheryl L. Shavers | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AUSNUTRIA DAIRY CORPORATION LTD
MEETING DATE: JUN 18, 2010 |
TICKER: 1717 SECURITY ID: G06318102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Reelect Wu Yueshi as Executive Director | Management | For | Against |
| 2a2 | Reelect Yan Weibin as Executive Director | Management | For | Against |
| 2a3 | Reelect Chen Yuanrong as Executive Director | Management | For | Against |
| 2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BLL SECURITY ID: 058498106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.3 | Elect Director John F. Lehman | Management | For | For |
| 1.4 | Elect Director Georgia R. Nelson | Management | For | For |
| 1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BG GROUP PLC
MEETING DATE: MAY 12, 2010 |
TICKER: BG. SECURITY ID: G1245Z108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Mark Seligman as Director | Management | For | For |
| 5 | Re-elect Peter Backhouse as Director | Management | For | For |
| 6 | Re-elect Lord Sharman as Director | Management | For | For |
| 7 | Re-elect Philippe Varin as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BJ SERVICES COMPANY
MEETING DATE: MAR 31, 2010 |
TICKER: BJS SECURITY ID: 055482103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BJ WHOLESALE CLUB, INC
MEETING DATE: MAY 25, 2010 |
TICKER: BJ SECURITY ID: 05548J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard A. Schlesinger | Management | For | For |
| 2 | Elect Director Thomas J. Shields | Management | For | For |
| 3 | Elect Director Herbert J Zarkin | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BOEING COMPANY, THE
MEETING DATE: APR 26, 2010 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Biggs | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director David L. Calhoun | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Linda Z. Cook | Management | For | For |
| 6 | Elect Director William M. Daley | Management | For | For |
| 7 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 9 | Elect Director John F. McDonnell | Management | For | For |
| 10 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 11 | Elect Director Susan C. Schwab | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
BOISE INC.
MEETING DATE: APR 29, 2010 |
TICKER: BZ SECURITY ID: 09746Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan W. Berger | Management | For | For |
| 1.2 | Elect Director Jack Goldman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2010 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jere A. Drummond | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
| 1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: APR 15, 2010 |
TICKER: BP. SECURITY ID: G12793108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Paul Anderson as Director | Management | For | For |
| 4 | Re-elect Antony Burgmans as Director | Management | For | For |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 6 | Re-elect Sir William Castell as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect George David as Director | Management | For | For |
| 9 | Elect Ian Davis as Director | Management | For | For |
| 10 | Re-elect Robert Dudley as Director | Management | For | For |
| 11 | Re-elect Douglas Flint as Director | Management | For | For |
| 12 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 13 | Re-elect Dr Tony Hayward as Director | Management | For | For |
| 14 | Re-elect Andy Inglis as Director | Management | For | For |
| 15 | Re-elect Dr DeAnne Julius as Director | Management | For | For |
| 16 | Elect Carl-Henric Svanberg as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 18 | Adopt New Articles of Association | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 24 | Approve Scrip Dividend | Management | For | For |
| 25 | Approve that the Audit Committee or a Risk Committee of the Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project | Shareholder | Against | Abstain |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 30, 2010 |
TICKER: BRML3 SECURITY ID: P1908S102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 30, 2010 |
TICKER: BRML3 SECURITY ID: P1908S102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 28, 2010 |
TICKER: BATS SECURITY ID: 110448107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6a | Re-elect Ana Llopis as Director | Management | For | For |
| 6b | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 6c | Re-elect Anthony Ruys as Director | Management | For | For |
| 7 | Elect Richard Burrows as Director | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Adopt New Articles of Association | Management | For | For |
| 13 | Amend Articles of Association | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: BRCM SECURITY ID: 111320107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director John E. Major | Management | For | For |
| 1.5 | Elect Director Scott A. McGregor | Management | For | For |
| 1.6 | Elect Director William T. Morrow | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROADPOINT GLEACHER SECURITIES GROUP, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: BPSG SECURITY ID: 11134A103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. McNierney | Management | For | For |
| 1.2 | Elect Director Henry S. Bienen | Management | For | For |
| 1.3 | Elect Director Bruce Rohde | Management | For | For |
| 1.4 | Elect Director Marshall Cohen | Management | For | For |
| 2 | Change State of Incorporation from New York to Delaware | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKS AUTOMATION, INC.
MEETING DATE: FEB 4, 2010 |
TICKER: BRKS SECURITY ID: 114340102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Lepofsky | Management | For | Withhold |
| 1.3 | Elect Director Joseph R. Martin | Management | For | Withhold |
| 1.4 | Elect Director John K. McGillicuddy | Management | For | Withhold |
| 1.5 | Elect Director Krishna G. Palepu | Management | For | Withhold |
| 1.6 | Elect Director C.S. Park | Management | For | Withhold |
| 1.7 | Elect Director Kirk P. Pond | Management | For | Withhold |
| 1.8 | Elect Director Alfred Woollacott, III | Management | For | Withhold |
| 1.9 | Elect Director Mark S. Wrighton | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: BC SECURITY ID: 117043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
| 1.3 | Elect Director Graham H. Phillips | Management | For | For |
| 1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BURGER KING HOLDINGS, INC.
MEETING DATE: NOV 19, 2009 |
TICKER: BKC SECURITY ID: 121208201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Richard W. Boyce | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Ronald M. Dykes | Management | For | For |
| 1.5 | Elect Director Peter R. Formanek | Management | For | For |
| 1.6 | Elect Director Manuel A. Garcia | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Brian T. Swette | Management | For | For |
| 1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
| 6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| |
|---|
BYD COMPANY LTD.
MEETING DATE: MAY 13, 2010 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Working Report of the Board of Directors | Management | For | For |
| 2 | Accept Working Report of the Supervisory Committee | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Proposal for Appropriation of Profit | Management | For | For |
| 5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve Remuneration of Supervisors | Management | For | For |
| 8 | Approve Provision of Joint Liability Guarantees for Domestic Subsidiaries in Respect of Bank Loans | Management | For | For |
| 9 | Approve Pledging of Shares to Secure Borrowings | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: COG SECURITY ID: 127097103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Carmichael | Management | For | For |
| 1.2 | Elect Director Robert L. Keiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| |
|---|
CANADIAN NATURAL RESOURCES LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: CNQ SECURITY ID: CA1363851017
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Best | Management | For | Did Not Vote |
| 1.2 | Elect Director N. Murray Edwards | Management | For | Did Not Vote |
| 1.3 | Elect Director Gary A. Filmon | Management | For | Did Not Vote |
| 1.4 | Elect Director Gordon D. Giffin | Management | For | Did Not Vote |
| 1.5 | Elect Director Steve W. Laut | Management | For | Did Not Vote |
| 1.6 | Elect Director Keith A.J. MacPhail | Management | For | Did Not Vote |
| 1.7 | Elect Director Allan P. Markin | Management | For | Did Not Vote |
| 1.8 | Elect Director Frank J. McKenna | Management | For | Did Not Vote |
| 1.9 | Elect Director James S. Palmer | Management | For | Did Not Vote |
| 1.10 | Elect Director Eldon R. Smith | Management | For | Did Not Vote |
| 1.11 | Elect Director David A. Tuer | Management | For | Did Not Vote |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 3 | Approve Stock Split | Management | For | Did Not Vote |
| 4 | Amend Stock Option Plan | Management | For | Did Not Vote |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 14, 2010 |
TICKER: CSL SECURITY ID: 142339100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Robin S. Callahan | Management | For | For |
| 3 | Elect Director David A. Roberts | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Dillon | Management | For | For |
| 1.2 | Elect Director Juan Gallardo | Management | For | For |
| 1.3 | Elect Director William A. Osborn | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.5 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 22, 2010 |
TICKER: CNP SECURITY ID: 15189T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Campbell | Management | For | For |
| 2 | Elect Director Milton Carroll | Management | For | For |
| 3 | Elect Director Derrill Cody | Management | For | For |
| 4 | Elect Director Michael P. Johnson | Management | For | For |
| 5 | Elect Director David M. McClanahan | Management | For | For |
| 6 | Elect Director Robert T. O Connell | Management | For | For |
| 7 | Elect Director Susan O. Rheney | Management | For | For |
| 8 | Elect Director R.A. Walker | Management | For | For |
| 9 | Elect Director Peter S. Wareing | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.H. Armacost | Management | For | For |
| 2 | Elect Director L.F. Deily | Management | For | For |
| 3 | Elect Director R.E. Denham | Management | For | For |
| 4 | Elect Director R.J. Eaton | Management | For | For |
| 5 | Elect Director C. Hagel | Management | For | For |
| 6 | Elect Director E. Hernandez | Management | For | For |
| 7 | Elect Director F.G. Jenifer | Management | For | For |
| 8 | Elect Director G.L. Kirkland | Management | For | For |
| 9 | Elect Director S. Nunn | Management | For | For |
| 10 | Elect Director D.B. Rice | Management | For | For |
| 11 | Elect Director K.W. Sharer | Management | For | For |
| 12 | Elect Director C.R. Shoemate | Management | For | For |
| 13 | Elect Director J.G. Stumpf | Management | For | For |
| 14 | Elect Director R.D. Sugar | Management | For | For |
| 15 | Elect Director C. Ware | Management | For | For |
| 16 | Elect Director J.S. Watson | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 20 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
| 22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
| 24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| |
|---|
CHINA SHENHUA ENERGY CO., LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 601088 SECURITY ID: Y1504C113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of the Board of Directors | Management | For | For |
| 2 | Accept Report of the Board of Supervisors | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Profit Distribution Plan and Final Dividend of RMB 0.53 Per Share | Management | For | For |
| 5 | Approve Remuneration of Directors and Supervisors | Management | For | For |
| 6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Revised Annual Cap of the Continuing Connected Transactions under the Transportation Service Framework Agreement with Taiyuan Railway Bureau | Management | For | For |
| 8 | Approve Revised Annual Cap of the Continuing Connected Transactions under the Mutual Coal Supply Agreement with Shenhua Group Corporation Limited | Management | For | For |
| 9 | Approve Mutual Coal Supply Agreement with Shenhua Group Corporation Limited and Annual Caps | Management | For | For |
| 10 | Approve Mutual Supplies and Services Agreement with Shenhua Group Corporation Limited and Annual Caps | Management | For | For |
| 11 | Approve Coal Supply Framework Agreement with China Datang Corporation and Annual Caps | Management | For | For |
| 12 | Approve Coal Supply Framework Agreement with Tianjin Jinneng Investment Company and Annual Caps | Management | For | For |
| 13 | Approve Coal Supply Framework Agreement with Jiangsu Guoxin Asset Management Group Company Limited and Annual Caps | Management | For | For |
| 14 | Approve Transportation Service Framework Agreement with Taiyuan Railway Bureau and Annual Caps | Management | For | For |
| 15 | Approve Coal Supply Framework Agreement with Shaanxi Province Coal Transportation and Sales (Group) Co Ltd and Annual Caps | Management | For | For |
| 16a | Reelect Zhang Xiwu as Executive Director | Management | For | For |
| 16b | Reelect Zhang Yuzhuo as Executive Director | Management | For | For |
| 16c | Reelect Ling Wen as Executive Director | Management | For | For |
| 16d | Reelect Han Jianguo as Non-Executive Director | Management | For | For |
| 16e | Reelect Liu Benrun as Non-Executive Director | Management | For | For |
| 16f | Reelect Xie Songlin as Non-Executive Director | Management | For | For |
| 16g | Reelect Gong Huazhang as Independent Non-Executive Director | Management | For | For |
| 16h | Reelect Guo Peizhang as Independent Non-Executive Director | Management | For | For |
| 16i | Reelect Fan Hsu Lai Tai as Independent Non-Executive Director | Management | For | For |
| 17a | Elect Sun Wenjian as Shareholders' Representative Supervisor | Management | For | For |
| 17b | Elect Tang Ning as Shareholders' Representative Supervisor | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
CHINA SHENHUA ENERGY CO., LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 601088 SECURITY ID: Y1504C113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
CIENA CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: CIEN SECURITY ID: 171779309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawton W. Fitt | Management | For | For |
| 2 | Elect Director Patrick H. Nettles, Ph.D. | Management | For | For |
| 3 | Elect Director Michael J. Rowny | Management | For | For |
| 4 | Elect Director Patrick T. Gallagher | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: JUL 24, 2009 |
TICKER: CRUS SECURITY ID: 172755100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Hackworth | Management | For | For |
| 1.2 | Elect Director John C. Carter | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director D. James Guzy | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director William D. Sherman | Management | For | For |
| 1.7 | Elect Director Robert H. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CLEARWIRE CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: CLWR SECURITY ID: 18538Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig O. McCaw | Management | For | Withhold |
| 1.2 | Elect Director Jose A. Collazo | Management | For | For |
| 1.3 | Elect Director Keith O. Cowan | Management | For | For |
| 1.4 | Elect Director Peter L.S. Currie | Management | For | Withhold |
| 1.5 | Elect Director Steven L. Elfman | Management | For | For |
| 1.6 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.7 | Elect Director Daniel R. Hesse | Management | For | Withhold |
| 1.8 | Elect Director Frank Ianna | Management | For | For |
| 1.9 | Elect Director Brian P. McAndrews | Management | For | Withhold |
| 1.10 | Elect Director William T. Morrow | Management | For | For |
| 1.11 | Elect Director Theodore H. Schell | Management | For | For |
| 1.12 | Elect Director Arvind Sodhani | Management | For | For |
| 1.13 | Elect Director John W. Stanton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COCA COLA ICECEK SANAYI A.S.
MEETING DATE: APR 28, 2010 |
TICKER: CCOLA.E SECURITY ID: M253EL109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Receive Statutory Reports | Management | None | Did Not Vote |
| 4 | Accept Financial Statements | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income | Management | For | Did Not Vote |
| 9 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
| 10 | Approve Director Remuneration | Management | For | Did Not Vote |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
| 12 | Ratify External Auditors | Management | For | Did Not Vote |
| 13 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | Did Not Vote |
| 14 | Amend Company Articles | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA ENTERPRISES INC.
MEETING DATE: APR 23, 2010 |
TICKER: CCE SECURITY ID: 191219104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Phillip Humann | Management | For | For |
| 1.2 | Elect Director Suzanne B. Labarge | Management | For | For |
| 1.3 | Elect Director Veronique Morali | Management | For | For |
| 1.4 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
COCA-COLA FEMSA S.A.B. DE C.V.
MEETING DATE: APR 14, 2010 |
TICKER: KOFL SECURITY ID: 191241108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Report Of The Chief Executive Officer Of Coca-cola Femsa, S.a.b.de C.v., Opinion Of The Board Of Directors Regarding The Content of The Report Of Chief Executive Officer And Reports Of the Board. | Management | For | For |
| 2 | Report With Respect To The Compliance Of Tax Obligations. | Management | For | For |
| 3 | Application Of The Results For The 2009 Fiscal Year, Including the Payment Of A Cash Dividend. | Management | For | For |
| 4 | Proposal To Determine The Maximum Amount Of Resources To Be used For The Share Repurchase Program. | Management | For | For |
| 5 | Election Of Members And Secretaries Of The Board; Qualification of Their Independence, In Accordance With Securities Market Law. | Management | For | Abstain |
| 6 | Election Of Members Of The Following Committees: (i) Finance And planning, (ii) Audit, And (iii) Corporate Practices. | Management | For | Abstain |
| 7 | Appointment Of Delegates For The Formalization Of The Meeting Resolution. | Management | For | For |
| 8 | Reading And, If Applicable, Approval Of The Minute. | Management | For | For |
| 9 | Proposal To Amend Articles 23 And 29 Of The By-laws Of The company. | Management | For | Abstain |
| 10 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 11 | Reading And, If Applicable, Approval Of The Minute. | Management | For | For |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: CL SECURITY ID: 194162103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cahill | Management | For | For |
| 2 | Elect Director Ian Cook | Management | For | For |
| 3 | Elect Director Helene D. Gayle | Management | For | For |
| 4 | Elect Director Ellen M. Hancock | Management | For | For |
| 5 | Elect Director Joseph Jimenez | Management | For | For |
| 6 | Elect Director David W. Johnson | Management | For | For |
| 7 | Elect Director Richard J. Kogan | Management | For | For |
| 8 | Elect Director Delano E. Lewis | Management | For | For |
| 9 | Elect Director J. Pedro Reinhard | Management | For | For |
| 10 | Elect Director Stephen I. Sadove | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMMSCOPE, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CTV SECURITY ID: 203372107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd L. George | Management | For | For |
| 1.2 | Elect Director George N. Hutton | Management | For | For |
| 1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
MEETING DATE: APR 28, 2010 |
TICKER: AMBV3 SECURITY ID: 20441W203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | None | None |
| 2 | Approve Allocation of Income and Dividends | Management | None | None |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | None | None |
| 4 | Elect Fiscal Council Members and Fix Their Remuneration | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CXO SECURITY ID: 20605P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray M. Poage | Management | For | For |
| 1.2 | Elect Director A. Wellford Tabor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSECO, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CNO SECURITY ID: 208464883
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. Glenn Hilliard | Management | For | For |
| 2 | Elect Director Donna A. James | Management | For | For |
| 3 | Elect Director R. Keith Long | Management | For | For |
| 4 | Elect Director Charles W. Murphy | Management | For | For |
| 5 | Elect Director Debra J. Perry | Management | For | For |
| 6 | Elect Director C. James Prieur | Management | For | For |
| 7 | Elect Director Neal C. Schneider | Management | For | For |
| 8 | Elect Director Michael T. Tokarz | Management | For | For |
| 9 | Elect Director John G. Turner | Management | For | For |
| 10 | Elect Director David K. Zwiener | Management | For | For |
| 11 | Change Company Name | Management | For | For |
| 12 | Amend Securities Transfer Restrictions | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 23, 2009 |
TICKER: STZ SECURITY ID: 21036P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.3 | Elect Director James A. Locke III | Management | For | For |
| 1.4 | Elect Director Peter M. Perez | Management | For | For |
| 1.5 | Elect Director Richard Sands | Management | For | For |
| 1.6 | Elect Director Robert Sands | Management | For | For |
| 1.7 | Elect Director Paul L. Smith | Management | For | For |
| 1.8 | Elect Director Peter H. Soderberg | Management | For | For |
| 1.9 | Elect Director Mark Zupan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVANCE INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CVD SECURITY ID: 222816100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Herring | Management | For | For |
| 1.2 | Elect Director John McCartney | Management | For | For |
| 1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
CYMER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CYMI SECURITY ID: 232572107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Robert P. Akins | Management | For | For |
| 1.3 | Elect Director Edward H. Braun | Management | For | For |
| 1.4 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.5 | Elect Director William G. Oldham | Management | For | For |
| 1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
| 1.7 | Elect Director Peter J. Simone | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Jon D. Tompkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: DHI SECURITY ID: 23331A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Horton | Management | For | For |
| 1.2 | Elect Director Bradley S. Anderson | Management | For | For |
| 1.3 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.4 | Elect Director Michael W. Hewatt | Management | For | For |
| 1.5 | Elect Director Bob G. Scott | Management | For | For |
| 1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
| 1.7 | Elect Director Bill W. Wheat | Management | For | For |
| 2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Gregg L. Engles | Management | For | For |
| 1.3 | Elect Director Jim L. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DEERE & CO.
MEETING DATE: FEB 24, 2010 |
TICKER: DE SECURITY ID: 244199105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Aulana L. Peters | Management | For | For |
| 3 | Elect Director David B. Speer | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Limit Executive Compensation | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELL INC.
MEETING DATE: JUL 17, 2009 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
| 1.6 | Elect Director Judy C. Lewent | Management | For | For |
| 1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.8 | Elect Director Klaus S. Luft | Management | For | For |
| 1.9 | Elect Director Alex J. Mandl | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAR 9, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gareth Roberts | Management | For | For |
| 1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.3 | Elect Director Michael L. Beatty | Management | For | For |
| 1.4 | Elect Director Michael B. Decker | Management | For | For |
| 1.5 | Elect Director Ronald G. Greene | Management | For | For |
| 1.6 | Elect Director David I. Heather | Management | For | For |
| 1.7 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.8 | Elect Director Randy Stein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DIAGEO PLC
MEETING DATE: OCT 14, 2009 |
TICKER: DGE SECURITY ID: 25243Q205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Report And Accounts 2009 | Management | For | For |
| 2 | Directors Remuneration Report 2009 | Management | For | For |
| 3 | Declaration Of Final Dividend | Management | For | For |
| 4 | Re-election Of LM Danon As A Director | Management | For | For |
| 5 | Re-election Of Lord Hollick As A Director | Management | For | For |
| 6 | Re-election Of PS Walsh As A Director | Management | For | For |
| 7 | Election Of PB Bruzelius As A Director | Management | For | For |
| 8 | Election Of BD Holden As A Director | Management | For | For |
| 9 | Re-appointment Of Auditor | Management | For | For |
| 10 | Remuneration Of Auditor | Management | For | For |
| 11 | Authority To Allot Shares | Management | For | For |
| 12 | Disapplication Of Pre-emption Rights | Management | For | For |
| 13 | Authority To Purchase Own Ordinary Shares | Management | For | For |
| 14 | Authority To Make Political Donations And/or To Incur Political Expenditure In The EU. | Management | For | For |
| 15 | Adoption Of The Diageo Plc 2009 Discretionary Incentive Plan | Management | For | For |
| 16 | Adoption Of The Diageo Plc 2009 Executive Long Term Incentive Plan | Management | For | For |
| 17 | Adoption Of The Diageo Plc International Sharematch Plan 2009 | Management | For | For |
| 18 | Authority To Establish International Share Plans | Management | For | For |
| 19 | Adoption Of The Diageo Plc 2009 Irish Sharesave Plan | Management | For | For |
| 20 | Amendments To The Rules Of Diageo Plc Executive Share Option Plan | Management | For | For |
| 21 | Amendments To The Rules Of Diageo Plc 2008 Senior Executive Share Option Plan | Management | For | For |
| 22 | Amendments To The Rules Of Diageo Plc Senior Executive Share Option Plan | Management | For | For |
| 23 | Reduced Notice Of A General Meeting Other Than An Annual General Meeting | Management | For | For |
| 24 | Adoption Of Articles Of Association | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST INC.
MEETING DATE: APR 27, 2010 |
TICKER: DLR SECURITY ID: 253868103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Magnuson | Management | For | For |
| 1.2 | Elect Director Michael F. Foust | Management | For | For |
| 1.3 | Elect Director Laurence A. Chapman | Management | For | For |
| 1.4 | Elect Director Kathleen Earley | Management | For | For |
| 1.5 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
| 1.6 | Elect Director Dennis E. Singleton | Management | For | For |
| 1.7 | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: DISCA SECURITY ID: 25470F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Gould | Management | For | For |
| 1.2 | Elect Director John S. Hendricks | Management | For | For |
| 1.3 | Elect Director M. LaVoy Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 3, 2010 |
TICKER: DISH SECURITY ID: 25470M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS))
MEETING DATE: NOV 19, 2009 |
TICKER: DNBNO SECURITY ID: NO0010031479
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Creation of up to NOK 14 Billion Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
| 5 | Amend Articles Re: Convocation of General Meeting; Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
DOVER CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: DOV SECURITY ID: 260003108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David H. Benson | Management | For | For |
| 2 | Elect Director Robert W. Cremin | Management | For | For |
| 3 | Elect Director Jean-Pierre M. Ergas | Management | For | For |
| 4 | Elect Director Peter T. Francis | Management | For | For |
| 5 | Elect Director Kristiane C. Graham | Management | For | For |
| 6 | Elect Directors James L. Koley | Management | For | For |
| 7 | Elect Director Robert A. Livingston | Management | For | For |
| 8 | Elect Director Richard K. Lochridge | Management | For | For |
| 9 | Elect Director Bernard G. Rethore | Management | For | For |
| 10 | Elect Director Michael B. Stubbs | Management | For | For |
| 11 | Elect Director Mary A. Winston | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DREAMWORKS ANIMATION SKG, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: DWA SECURITY ID: 26153C103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
| 1.2 | Elect Director Roger A. Enrico | Management | For | For |
| 1.3 | Elect Director Lewis Coleman | Management | For | For |
| 1.4 | Elect Director Harry Brittenham | Management | For | For |
| 1.5 | Elect Director Thomas Freston | Management | For | Withhold |
| 1.6 | Elect Director Judson C. Green | Management | For | For |
| 1.7 | Director Mellody Hobson | Management | For | Withhold |
| 1.8 | Elect Director Michael Montgomery | Management | For | For |
| 1.9 | Elect Director Nathan Myhrvold | Management | For | Withhold |
| 1.10 | Elect Director Richard Sherman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
E*TRADE FINANCIAL CORP.
MEETING DATE: AUG 19, 2009 |
TICKER: ETFC SECURITY ID: 269246104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Advisory Vote to Retain Shareholder Rights Plan (Poison Pill) Until Scheduled Expiration | Management | None | Against |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAR 25, 2010 |
TICKER: EWBC SECURITY ID: 27579R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: EWBC SECURITY ID: 27579R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iris S. Chan | Management | For | For |
| 1.2 | Elect Director Peggy Cherng | Management | For | For |
| 1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.4 | Elect Director Julia S. Gouw | Management | For | For |
| 1.5 | Elect Director Paul H. Irving | Management | For | For |
| 1.6 | Elect Director Andrew S. Kane | Management | For | For |
| 1.7 | Elect Director John Lee | Management | For | For |
| 1.8 | Elect Director Herman Y. Li | Management | For | For |
| 1.9 | Elect Director Jack C. Liu | Management | For | For |
| 1.10 | Elect Director Dominic Ng | Management | For | For |
| 1.11 | Elect Director Keith W. Renken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EATON CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: ETN SECURITY ID: 278058102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 2 | Elect Director Christopher M. Connor | Management | For | For |
| 3 | Elect Director Michael J. Critelli | Management | For | For |
| 4 | Elect Director Charles E. Golden | Management | For | For |
| 5 | Elect Director Ernie Green | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EDUCOMP SOLUTIONS LTD.
MEETING DATE: SEP 26, 2009 |
TICKER: 532696 SECURITY ID: INE216H01019
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of INR 2.50 Per Share | Management | For | For |
| 3 | Reappoint S. Srivastva as Director | Management | For | For |
| 4 | Approve Anupam Bansal & Co. and Haribhakti & Co. as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Reappointment and Remuneration of S. Prakash, Chairman & Managing Director | Management | For | For |
| 6 | Appoint S. Chona as Director | Management | For | For |
| 7 | Appoint R.K. Luthra as Director | Management | For | For |
| 8 | Approve Five-for-One Stock Split | Management | For | For |
| 9 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| |
|---|
EDUCOMP SOLUTIONS LTD.
MEETING DATE: DEC 19, 2009 |
TICKER: 532696 SECURITY ID: Y22514114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Borrowing Powers to INR 35 Billion | Management | For | For |
| 2 | Approve Pledging of Assets for Debt | Management | For | For |
| 3 | Approve Outsource/Transfer of Smart Class Contracts to Edu Smart Services Pvt. Ltd. | Management | For | For |
| |
|---|
EDUCOMP SOLUTIONS LTD.
MEETING DATE: MAR 15, 2010 |
TICKER: 532696 SECURITY ID: Y22514114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity Shares Aggregating to Not More than INR 41.7 Million as Part Consideration for the Acquisition of Zaptive Internet Services Pvt Ltd's Domain Name of "www.studyplaces.com" and Its Related Business Contracts | Management | For | For |
| 2 | Approve Educomp Employee Stock Option Scheme 2010 (ESOS) | Management | For | For |
| 3 | Approve Grant of Options to Employees and Directors of Subsidiary Companies Under the ESOS | Management | For | For |
| 4 | Approve Investments, Loans, and Guarantees of up to INR 15.5 Billion to EduSmart Services Pvt Ltd | Management | For | For |
| 5 | Approve Loans, Investments, and Guarantees of up to INR 20 Billion to Corporate Bodies | Management | For | For |
| 6 | Approve Increase in Remuneration of J. Prakash, Executive Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of J. Prakash, Executive Director | Management | For | For |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert A. Ingram | Management | For | For |
| 2 | Election Director William J. Link, Ph.d. | Management | For | For |
| 3 | Election Director Wesley W. Von Schack | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: JUL 16, 2009 |
TICKER: DRX SECURITY ID: 284131208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
| 2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
| 3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | Against |
| 8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | Against |
| 9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
| 11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
| 12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
| 13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
| 14 | Authorise Electronic Communications With Shareholders | Management | For | For |
| 15 | Authorise The Directors To Issue Securities | Management | For | For |
| 16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
| 17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
| 18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
| 19 | Approve Amendments To The Articles Of Association | Management | For | For |
| 20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
| |
|---|
EMBOTELLADORA ANDINA S.A.
MEETING DATE: APR 13, 2010 |
TICKER: ANDINA-A SECURITY ID: 29081P303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividend Policy | Management | For | For |
| 4 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | For |
| 5 | Approve External Auditors for Fiscal Year 2010 | Management | For | For |
| 6 | Designate Risk Assessment Companies | Management | For | For |
| 7 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
| 8 | Other Business (Voting) | Management | For | Against |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ENTG SECURITY ID: 29362U104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gideon Argov | Management | For | For |
| 1.2 | Elect Director Michael A. Bradley | Management | For | For |
| 1.3 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.4 | Elect Director Michael P.C. Carns | Management | For | For |
| 1.5 | Elect Director Daniel W. Christman | Management | For | For |
| 1.6 | Elect Director Gary F. Klingl | Management | For | For |
| 1.7 | Elect Director Roger D. McDaniel | Management | For | For |
| 1.8 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.9 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EVERCORE PARTNERS INC.
MEETING DATE: JUN 8, 2010 |
TICKER: EVR SECURITY ID: 29977A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger C. Altman | Management | For | For |
| 1.2 | Elect Director Pedro Aspe | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
| 1.5 | Elect Director Gail B. Harris | Management | For | For |
| 1.6 | Elect Director Curt Hessler | Management | For | For |
| 1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
| 1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: EXPE SECURITY ID: 30212P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
| 1.2 | Elect Director Barry Diller | Management | For | For |
| 1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1.4 | Elect Director William R. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Peter M. Kern | Management | For | For |
| 1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
| 1.9 | Elect Director John C. Malone | Management | For | For |
| 1.10 | Elect Director Jose A. Tazon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXTERRAN HOLDINGS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: EXH SECURITY ID: 30225X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet F. Clark | Management | For | For |
| 1.2 | Elect Director Ernie L. Danner | Management | For | For |
| 1.3 | Elect Director Uriel E. Dutton | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
| 1.6 | Elect Director John E. Jackson | Management | For | For |
| 1.7 | Elect Director Mark A. McCollum | Management | For | For |
| 1.8 | Elect Director William C. Pate | Management | For | For |
| 1.9 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.10 | Elect Director Christopher T. Seaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FALKLAND OIL AND GAS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: FOGL SECURITY ID: P3984C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect David Hudd as Director | Management | For | Against |
| 3 | Reappoint BDO LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 4 | Approve Increase in Authorized Common Stock | Management | For | For |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 28, 2009 |
TICKER: FDX SECURITY ID: 31428X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
| 1.4 | Elect Director J.R. Hyde, III | Management | For | For |
| 1.5 | Elect Director Shirley A. Jackson | Management | For | For |
| 1.6 | Elect Director Steven R. Loranger | Management | For | For |
| 1.7 | Elect Director Gary W. Loveman | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director Frederick W. Smith | Management | For | For |
| 1.10 | Elect Director Joshua I. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIRST AMERICAN CORP.
MEETING DATE: DEC 8, 2009 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | For |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | Withhold |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director Roslyn B. Payne | Management | For | For |
| 1.14 | Elect Director John W. Peace | Management | For | For |
| 1.15 | Elect Director D. Van Skilling | Management | For | For |
| 1.16 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.18 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST AMERICAN CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | Withhold |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | For |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director John W. Peace | Management | For | Withhold |
| 1.14 | Elect Director D. Van Skilling | Management | For | For |
| 1.15 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.17 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: FSLR SECURITY ID: 336433107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Robert J. Gillette | Management | For | For |
| 1.3 | Elect Director Craig Kennedy | Management | For | For |
| 1.4 | Elect Director James F. Nolan | Management | For | For |
| 1.5 | Elect Director William J. Post | Management | For | For |
| 1.6 | Elect Director J. Thomas Presby | Management | For | For |
| 1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
| 1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
| 1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FISHER & PAYKEL HEALTHCARE CORP (FRMLY FISHER & PAYKEL )
MEETING DATE: AUG 21, 2009 |
TICKER: FPH SECURITY ID: NZFAPE0001S2
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lindsay Gillanders as a Director | Management | For | For |
| 2 | Elect Colin Maiden as a Director | Management | For | For |
| 3 | Elect Roger France as a Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 5 | Approve the Issuance of Up to 160,000 Options at Exercisable at the Volume Weighted Average Price of the Company's Share Over Five Trading Days Prior to the Grant Dates | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 13, 2010 |
TICKER: F SECURITY ID: 345370860
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.8 | Elect Director Richard A. Manoogian | Management | For | For |
| 1.9 | Elect Director Ellen R. Marram | Management | For | For |
| 1.10 | Elect Director Alan Mulally | Management | For | For |
| 1.11 | Elect Director Homer A. Neal | Management | For | For |
| 1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.13 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Disclose Prior Government Service | Shareholder | Against | Against |
| 5 | Adopt Recapitalization Plan | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: FCE.A SECURITY ID: 345550107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.2 | Elect Director Joan K. Shafran | Management | For | For |
| 1.3 | Elect Director Louis Stokes | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Increase Authorized Preferred Stock | Management | For | Against |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FORESTAR GROUP INC.
MEETING DATE: MAY 11, 2010 |
TICKER: FOR SECURITY ID: 346233109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.2 | Elect Director James M. DeCosmo | Management | For | For |
| 1.3 | Elect Director James A. Johnson | Management | For | For |
| 1.4 | Elect Director Richard M. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 9, 2010 |
TICKER: FCX SECURITY ID: 35671D857
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
FRONTIER OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: FTO SECURITY ID: 35914P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director James H. Lee | Management | For | For |
| 1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.5 | Elect Director Franklin Myers | Management | For | For |
| 1.6 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director William M. Castell | Management | For | For |
| 4 | Elect Director Ann M. Fudge | Management | For | For |
| 5 | Elect Director Susan Hockfield | Management | For | For |
| 6 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 7 | Elect Director Andrea Jung | Management | For | For |
| 8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
| 9 | Elect Director Robert W. Lane | Management | For | For |
| 10 | Elect Director Ralph S. Larsen | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director Sam Nunn | Management | For | For |
| 14 | Elect Director Roger S. Penske | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Report on Pay Disparity | Shareholder | Against | Against |
| 22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
| 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GENERAL MILLS, INC.
MEETING DATE: SEP 21, 2009 |
TICKER: GIS SECURITY ID: 370334104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bradbury H. Anderson | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Paul Danos | Management | For | For |
| 4 | Elect Director William T. Esrey | Management | For | For |
| 5 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 6 | Elect Director Judith Richards Hope | Management | For | For |
| 7 | Elect Director Heidi G. Miller | Management | For | For |
| 8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 9 | Elect Director Steve Odland | Management | For | For |
| 10 | Elect Director Kendall J. Powell | Management | For | For |
| 11 | Elect Director Lois E. Quam | Management | For | For |
| 12 | Elect Director Michael D. Rose | Management | For | For |
| 13 | Elect Director Robert L. Ryan | Management | For | For |
| 14 | Elect Director Dorothy A. Terrell | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director Michael D. Fraizer | Management | For | For |
| 3 | Elect Director Nancy J. Karch | Management | For | For |
| 4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 6 | Elect Director Christine B. Mead | Management | For | For |
| 7 | Elect Director Thomas E. Moloney | Management | For | For |
| 8 | Elect Director James A. Parke | Management | For | For |
| 9 | Elect Director James S. Riepe | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Berg | Management | For | For |
| 1.2 | Elect Director John F. Cogan | Management | For | For |
| 1.3 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.4 | Elect Director James M. Denny | Management | For | For |
| 1.5 | Elect Director Carla A. Hills | Management | For | For |
| 1.6 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.7 | Elect Director John W. Madigan | Management | For | For |
| 1.8 | Elect Director John C. Martin | Management | For | For |
| 1.9 | Elect Director Gordon E. Moore | Management | For | For |
| 1.10 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.11 | Elect Director Richard J. Whitley | Management | For | For |
| 1.12 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.13 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
GOODRICH CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: GR SECURITY ID: 382388106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Griffith | Management | For | For |
| 1.6 | Elect Director William R. Holland | Management | For | For |
| 1.7 | Elect Director John P. Jumper | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.10 | Elect Director Douglas E. Olesen | Management | For | For |
| 1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 11, 2010 |
TICKER: GMCR SECURITY ID: 393122106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara D. Carlini | Management | For | For |
| 1.2 | Elect Director Douglas N. Daft | Management | For | For |
| 1.3 | Elect Director Hinda Miller | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A.M. Bennett | Management | For | For |
| 2 | Elect Director J.R. Boyd | Management | For | For |
| 3 | Elect Director M. Carroll | Management | For | For |
| 4 | Elect Director N.K. Dicciani | Management | For | For |
| 5 | Elect Director S.M. Gillis | Management | For | For |
| 6 | Elect Director J.T. Hackett | Management | For | For |
| 7 | Elect Director D.J. Lesar | Management | For | For |
| 8 | Elect Director R.A. Malone | Management | For | For |
| 9 | Elect Director J.L. Martin | Management | For | For |
| 10 | Elect Director D.L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HEALTH NET, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: HNT SECURITY ID: 42222G108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Anne Citrino | Management | For | For |
| 2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 3 | Elect Director Vicki B. Escarra | Management | For | For |
| 4 | Elect Director Thomas T. Farley | Management | For | For |
| 5 | Elect Director Gale S. Fitzgerald | Management | For | For |
| 6 | Elect Director Patrick Foley | Management | For | For |
| 7 | Elect Director Jay M. Gellert | Management | For | For |
| 8 | Elect Director Roger F. Greaves | Management | For | For |
| 9 | Elect Director Bruce G. Willison | Management | For | For |
| 10 | Elect Director Frederick C. Yeager | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG)
MEETING DATE: MAY 6, 2010 |
TICKER: HEI SECURITY ID: D31709104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
| 10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
| 11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
| 11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HENGDELI HOLDINGS LTD
MEETING DATE: MAY 11, 2010 |
TICKER: 3389 SECURITY ID: G45048108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Shi Zhongyang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Reelect Cai Jianmin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3c | Reelect Wong Kam Fai William Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HLTH CORP.
MEETING DATE: OCT 23, 2009 |
TICKER: HLTH SECURITY ID: 40422Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director Paul A. Brooke | Management | For | For |
| 2.2 | Elect Director James V. Manning | Management | For | For |
| 2.3 | Elect Director Martin J. Wygod | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOME DEPOT, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director David H. Batchelder | Management | For | For |
| 3 | Elect Director Francis S. Blake | Management | For | For |
| 4 | Elect Director Ari Bousbib | Management | For | For |
| 5 | Elect Director Gregory D. Brenneman | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
HOUSING DEVELOPMENT & INFRASTRUCTURE LTD.
MEETING DATE: SEP 4, 2009 |
TICKER: 532873 SECURITY ID: INE191I01012
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint W. Singh as Director | Management | For | For |
| 3 | Reappoint A.K. Gupta as Director | Management | For | For |
| 4 | Reappoint S.K. Soni as Director | Management | For | For |
| 5 | Approve Thar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $450 Million | Management | For | For |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ICONIX BRAND GROUP, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: ICON SECURITY ID: 451055107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Cole | Management | For | For |
| 1.2 | Elect Director Barry Emanuel | Management | For | For |
| 1.3 | Elect Director Steven Mendelow | Management | For | For |
| 1.4 | Elect Director Drew Cohen | Management | For | For |
| 1.5 | Elect Director F. Peter Cuneo | Management | For | For |
| 1.6 | Elect Director Mark Friedman | Management | For | For |
| 1.7 | Elect Director James A. Marcum | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IMPALA PLATINUM HOLDINGS LTD
MEETING DATE: OCT 22, 2009 |
TICKER: IMP SECURITY ID: ZAE000083648
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | Management | For | For |
| 2.1 | Reelect Dawn Earp as Director | Management | For | For |
| 2.2 | Reelect Khotso Mokhele as Director | Management | For | For |
| 2.3 | Reelect Thandi Orleyn as Director | Management | For | For |
| 3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 4 | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | Management | For | For |
| 5 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 30, 2009 |
TICKER: SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint P.P. Mirdha as Director | Management | For | For |
| 3 | Reappoint N. Gehlaut as Director | Management | For | For |
| 4 | Reappoint V. Bansal as Director | Management | For | For |
| 5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
| 7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: OCT 4, 2009 |
TICKER: SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: MAR 12, 2010 |
TICKER: SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
| 2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
| 4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INOTERA MEMORIES, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: 3474 SECURITY ID: Y4084K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Compensation of Losses of the Company | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Amendments on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve to Amend Rules and Procedures Regarding Shareholder's Meeting | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Director Named Scott Meikle | Management | For | For |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEROIL CORPORATION
MEETING DATE: JUN 22, 2010 |
TICKER: IOC SECURITY ID: 460951106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis and Ford Nicholson as Directors | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
INVESCO LTD. (FORMERLY INVESCO PLC)
MEETING DATE: MAY 18, 2010 |
TICKER: IVZ SECURITY ID: G491BT108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph R. Canion as Director | Management | For | For |
| 1.2 | Elect Edward P. Lawrence as Director | Management | For | For |
| 1.3 | Elect James I. Robertson as Director | Management | For | For |
| 1.4 | Elect Phoebe A. Wood as Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IVANHOE MINES LTD.
MEETING DATE: OCT 20, 2009 |
TICKER: IVN SECURITY ID: CA46579N1033
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Private Placement Agreement | Management | For | For |
| |
|---|
IVANHOE MINES LTD.
MEETING DATE: MAY 7, 2010 |
TICKER: IVN SECURITY ID: 46579N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect ROBERT M. FRIEDLAND as Director | Management | For | Withhold |
| 1.2 | Elect PETER MEREDITH as Director | Management | For | For |
| 1.3 | Elect JOHN MACKEN as Director | Management | For | For |
| 1.4 | Elect DAVID HUBERMAN as Director | Management | For | For |
| 1.5 | Elect HOWARD BALLOCH as Director | Management | For | For |
| 1.6 | Elect MARKUS FABER as Director | Management | For | For |
| 1.7 | Elect R. EDWARD FLOOD as Director | Management | For | For |
| 1.8 | Elect ROBERT HANSON as Director | Management | For | For |
| 1.9 | Elect ANDREW HARDING as Director | Management | For | For |
| 1.10 | Elect DAVID KORBIN as Director | Management | For | For |
| 1.11 | Elect LIVIA MAHLER as Director | Management | For | For |
| 1.12 | Elect KJELD THYGESEN as Director | Management | For | For |
| 2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | If Item #3 is Approved, Elect TRACY STEVENSON as Director | Management | For | For |
| 5 | If Item #3 is Approved, Fix Number of Directors at Fourteen | Management | For | For |
| 6 | Approve Equity Incentive Plan | Management | For | Against |
| 7 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: JUN 30, 2010 |
TICKER: JASO SECURITY ID: 466090107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Elect Peter Fang as Director and Approve His Remuneration | Management | For | Against |
| 3 | Elect Yuwen Zhao as Director and Approve His Remuneration | Management | For | Against |
| 4 | Other Business (Voting) | Management | For | Against |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KING PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: KG SECURITY ID: 495582108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Gregory D. Jordan | Management | For | For |
| 1.6 | Elect Director Brian A. Markison | Management | For | For |
| 1.7 | Elect Director R. Charles Moyer | Management | For | For |
| 1.8 | Elect Director D. Greg Rooker | Management | For | For |
| 1.9 | Elect Director Derace L. Schaffer | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
KULICKE & SOFFA INDUSTRIES, INC.
MEETING DATE: FEB 9, 2010 |
TICKER: KLIC SECURITY ID: 501242101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. O'Steen | Management | For | For |
| 1.2 | Elect Director MacDonell Roehm Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP
MEETING DATE: JUN 3, 2010 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
LEXMARK INTERNATIONAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: LXK SECURITY ID: 529771107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul J. Curlander | Management | For | For |
| 2 | Elect Director Kathi P. Seifert | Management | For | For |
| 3 | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LI & FUNG LIMITED
MEETING DATE: MAY 18, 2010 |
TICKER: 494 SECURITY ID: G5485F144
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$0.49 Per Share | Management | For | For |
| 3a | Reelect Victor Fung Kwok King as Director | Management | For | Against |
| 3b | Reelect Bruce Philip Rockowitz as Director | Management | For | Against |
| 3c | Reelect Paul Edward Selway-Swift as Director | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
| |
|---|
LIBERTY GLOBAL, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: LBTYA SECURITY ID: 530555101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miranda Curtis | Management | For | For |
| 1.2 | Elect Director John W. Dick | Management | For | For |
| 1.3 | Elect Director J.C. Sparkman | Management | For | For |
| 1.4 | Elect Director J. David Wargo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON
MEETING DATE: APR 15, 2010 |
TICKER: MC SECURITY ID: F58485115
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 5 | Reelect Bernard Arnault as Director | Management | For | For |
| 6 | Reelect Delphine Arnault as Director | Management | For | For |
| 7 | Reelect Nicholas Clive Worms as Director | Management | For | For |
| 8 | Reelect Patrick Houel as Director | Management | For | For |
| 9 | Reelect Felix G. Rohatyn as Director | Management | For | For |
| 10 | Reelect Hubert Vedrine as Director | Management | For | For |
| 11 | Elect Helene Carrere d' Encausse as Director | Management | For | For |
| 12 | Reelect Kilian Hennesy as Censor | Management | For | For |
| 13 | Reelect Deloitte & Associes as Auditor | Management | For | For |
| 14 | Ratify Ernst & Young Audit as Auditor | Management | For | For |
| 15 | Reelect Denis Grison as Alternate Auditor | Management | For | For |
| 16 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: APR 26, 2010 |
TICKER: MDC SECURITY ID: 552676108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
| 1.3 | Elect Director Larry A. Mizel | Management | For | For |
| 2 | Require Independent Board Chairman | Shareholder | Against | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAKO SURGICAL CORP.
MEETING DATE: JUN 10, 2010 |
TICKER: MAKO SECURITY ID: 560879108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher C. Dewey | Management | For | For |
| 1.2 | Elect Director John J. Savarese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MANPOWER INC.
MEETING DATE: APR 27, 2010 |
TICKER: MAN SECURITY ID: 56418H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gina R. Boswell | Management | For | For |
| 1.2 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.3 | Elect Director Terry A. Hueneke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MARTIN MARIETTA MATERIALS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MLM SECURITY ID: 573284106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Howard Nye | Management | For | For |
| 1.2 | Elect Director Laree E. Perez | Management | For | For |
| 1.3 | Elect Director Dennis L. Rediker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 10, 2009 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Sehat Sutardja as Director | Management | For | For |
| 1b | Elect Pantas Sutardja as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MXIM SECURITY ID: 57772K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
| 1.3 | Elect Director James R. Bergman | Management | For | Withhold |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
| 1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director James M. Kilts | Management | For | For |
| 1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 2, 2010 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MONSANTO CO.
MEETING DATE: JAN 26, 2010 |
TICKER: MON SECURITY ID: 61166W101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank V. AtLee III | Management | For | For |
| 2 | Elect Director David L. Chicoine | Management | For | For |
| 3 | Elect Director Arthur H. Harper | Management | For | For |
| 4 | Elect Director Gwendolyn S. King | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NANYA TECHNOLOGY CORP.
MEETING DATE: JUN 24, 2010 |
TICKER: 2408 SECURITY ID: Y62066108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 5 | Approve to Elect Directors and Supervisors | Management | For | Abstain |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 7 | Elect Directors and Supervisors | Management | For | Abstain |
| 8 | Transact Other Business | Management | None | None |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben A. Guill | Management | For | For |
| 1.2 | Elect Director Roger L. Jarvis | Management | For | For |
| 1.3 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: AU000000NCM7
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NII HOLDINGS, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NIHD SECURITY ID: 62913F201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven P. Dussek | Management | For | For |
| 1.2 | Elect Director Donald Guthrie | Management | For | For |
| 1.3 | Elect Director Steven M. Shindler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NOMURA HOLDINGS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: 8604 SECURITY ID: J59009159
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Junichi Ujiie | Management | For | For |
| 1.2 | Elect Director Kenichi Watanabe | Management | For | For |
| 1.3 | Elect Director Takumi Shibata | Management | For | For |
| 1.4 | Elect Director Masanori Itatani | Management | For | For |
| 1.5 | Elect Director Masanori Nishimatsu | Management | For | For |
| 1.6 | Elect Director Haruo Tsuji | Management | For | For |
| 1.7 | Elect Director Hajime Sawabe | Management | For | For |
| 1.8 | Elect Director Tsuguoki Fujinuma | Management | For | For |
| 1.9 | Elect Director Hideaki Kubori | Management | For | For |
| 1.10 | Elect Director Masahiro Sakane | Management | For | For |
| 1.11 | Elect Director Colin Marshall | Management | For | For |
| 1.12 | Elect Director Clara Furse | Management | For | For |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 24, 2010 |
TICKER: NOVO B SECURITY ID: K7314N152
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | Management | For | Did Not Vote |
| 5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
| 5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
| 5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
| 5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
| 5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 5f | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 7.1.1 | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | Management | For | Did Not Vote |
| 7.1.2 | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements | Management | For | Did Not Vote |
| 7.1.3 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 7.1.4 | Amend Articles Re: Appointment of Chairman and Vice Chairman | Management | For | Did Not Vote |
| 7.1.5 | Amend Articles Re: Right to Sign for the Company | Management | For | Did Not Vote |
| 7.1.6 | Amend Articles Re: Specify that the Corporate Language is English | Management | For | Did Not Vote |
| 7.1.7 | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | Management | For | Did Not Vote |
| 7.1.8 | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | Management | For | Did Not Vote |
| 7.2 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | Management | For | Did Not Vote |
| 7.3 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | Did Not Vote |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
NUCOR CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: NUE SECURITY ID: 670346105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.2 | Elect Director James D. Hlavacek | Management | For | For |
| 1.3 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: OCN SECURITY ID: 675746309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 1.6 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PACTIV CORPORATION
MEETING DATE: MAY 14, 2010 |
TICKER: PTV SECURITY ID: 695257105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Larry D. Brady | Management | For | For |
| 2 | Elect Director K. Dane Brooksher | Management | For | For |
| 3 | Elect Director Robert J. Darnall | Management | For | For |
| 4 | Elect Director Mary R. Henderson | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director Roger B. Porter | Management | For | For |
| 7 | Elect Director Richard L. Wambold | Management | For | For |
| 8 | Elect Director Norman H. Wesley | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
PARKER-HANNIFIN CORPORATION
MEETING DATE: OCT 28, 2009 |
TICKER: PH SECURITY ID: 701094104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Kassling | Management | For | For |
| 1.2 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1.3 | Elect Director Giulio Mazzalupi | Management | For | For |
| 1.4 | Elect Director Klaus-Peter Muller | Management | For | For |
| 1.5 | Elect Director Joseph M. Scaminace | Management | For | For |
| 1.6 | Elect Director Wolfgang R. Schmitt | Management | For | For |
| 1.7 | Elect Director Markos I. Tambakeras | Management | For | For |
| 1.8 | Elect Director James L. Wainscott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: SEP 24, 2009 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
| 2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
| 3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: PBCT SECURITY ID: 712704105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Dwight | Management | For | For |
| 1.2 | Elect Director Janet M. Hansen | Management | For | For |
| 1.3 | Elect Director Mark W. Richards | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shona L. Brown | Management | For | For |
| 2 | Elect Director Ian M. Cook | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Victor J. Dzau | Management | For | For |
| 5 | Elect Director Ray L. Hunt | Management | For | For |
| 6 | Elect Director Alberto Ibarguen | Management | For | For |
| 7 | Elect Director Arthur C. Martinez | Management | For | For |
| 8 | Elect Director Indra K. Nooyi | Management | For | For |
| 9 | Elect Director Sharon P. Rockefeller | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Elect Director Lloyd G. Trotter | Management | For | For |
| 12 | Elect Director Daniel Vasella | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| |
|---|
PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: MAY 26, 2010 |
TICKER: PBG SECURITY ID: 71645P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris J. Bloomer | Management | For | For |
| 1.2 | Elect Director Ian S. Brown | Management | For | For |
| 1.3 | Elect Director Louis L. Frank | Management | For | For |
| 1.4 | Elect Director M. Neil McCrank | Management | For | For |
| 1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
| 1.6 | Elect Director Jerald L. Oaks | Management | For | For |
| 1.7 | Elect Director Harrie Vredenburg | Management | For | For |
| 1.8 | Elect Director John D. Wright | Management | For | For |
| 1.9 | Elect Director Corey C. Ruttan | Management | For | For |
| 1.10 | Elect Director R. Gregg Smith | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Incentive Share Compensation Plan | Management | For | Against |
| 4 | Amend Stock Option Plan | Management | For | Against |
| 5 | Approve Unallocated Options under the Stock Option Plan | Management | For | Against |
| 6 | Approve Stock Option Plan Grants | Management | For | Against |
| 7 | Approve Amendments to the Deferred Common Share Compensation Plan | Management | For | Against |
| 8 | Approve Non-Employee Director Deferred Common Share Compensation Plan | Management | For | Against |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PHOTRONICS, INC.
MEETING DATE: APR 8, 2010 |
TICKER: PLAB SECURITY ID: 719405102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
| 1.2 | Elect Director Joseph A. Fiorita, Jr. | Management | For | For |
| 1.3 | Elect Director Constantine S. Macricostas | Management | For | For |
| 1.4 | Elect Director George Macricostas | Management | For | For |
| 1.5 | Elect Director Willem D. Maris | Management | For | For |
| 1.6 | Elect Director Mitchell G. Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PORTS DESIGN LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 589 SECURITY ID: G71848124
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 3a1 | Reelect Han Kiat Edward Tan as Director | Management | For | Against |
| 3a2 | Reelect Kai Tai Alfred Chan as Director | Management | For | Against |
| 3a3 | Reelect Pierre Frank Bourque as Director | Management | For | Against |
| 3a4 | Reelect Julie Ann Enfield as Director | Management | For | Against |
| 3a5 | Reelect Rodney Ray Cone as Director | Management | For | For |
| 3a6 | Reelect Wei Lynn Valarie Fong as Director | Management | For | For |
| 3b | Elect Peter Nikolaus Bromberger as Independent Non-Executive Director | Management | For | For |
| 3c | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 4d | Amend Bye-laws | Management | For | For |
| 4e | Amend Share Option Scheme | Management | For | For |
| |
|---|
PRAXAIR, INC.
MEETING DATE: APR 27, 2010 |
TICKER: PX SECURITY ID: 74005P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.3 | Elect Director Edward G. Galante | Management | For | For |
| 1.4 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.5 | Elect Director Ira D. Hall | Management | For | For |
| 1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.7 | Elect Director Larry D. Mcvay | Management | For | For |
| 1.8 | Elect Director Wayne T. Smith | Management | For | For |
| 1.9 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
PROGRESSIVE CORPORATION, THE
MEETING DATE: APR 23, 2010 |
TICKER: PGR SECURITY ID: 743315103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 2 | Elect Director Lawton W. Fitt | Management | For | For |
| 3 | Elect Director Peter B. Lewis | Management | For | For |
| 4 | Elect Director Patrick H. Nettles, Ph.D | Management | For | For |
| 5 | Elect Director Glenn M. Renwick | Management | For | For |
| 6 | Approve Omnibus Stock Plan and Performance Criteria | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
PROLOGIS
MEETING DATE: MAY 14, 2010 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
| 1.2 | Elect Director George L. Fotiades | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
| 1.5 | Elect Director Donald P. Jacobs | Management | For | For |
| 1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director J. Andre Teixeira | Management | For | For |
| 1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROMISE CO LTD.
MEETING DATE: JUN 22, 2010 |
TICKER: 8574 SECURITY ID: J64083108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Approve Mergers by Absorption | Management | For | For |
| 3.1 | Elect Director Ken Kubo | Management | For | For |
| 3.2 | Elect Director Teruaki Watanabe | Management | For | For |
| 3.3 | Elect Director Yoshiyuki Tateishi | Management | For | For |
| 3.4 | Elect Director Tomohiko Tashiro | Management | For | For |
| 3.5 | Elect Director Masahiko Iwanami | Management | For | For |
| 4.1 | Appoint Statutory Auditor Takanori Yasunaga | Management | For | For |
| 4.2 | Appoint Statutory Auditor Hiromichi Ezawa | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Sumie Komiyama | Management | For | For |
| |
|---|
PROTECTIVE LIFE CORPORATION
MEETING DATE: MAY 10, 2010 |
TICKER: PL SECURITY ID: 743674103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. M. French | Management | For | For |
| 1.2 | Elect Director Thomas L. Hamby | Management | For | For |
| 1.3 | Elect Director John D. Johns | Management | For | For |
| 1.4 | Elect Director Vanessa Leonard | Management | For | For |
| 1.5 | Elect Director Charles D. McCrary | Management | For | For |
| 1.6 | Elect Director John J. McMahon, Jr. | Management | For | For |
| 1.7 | Elect Director Hans H. Miller | Management | For | For |
| 1.8 | Elect Director Malcolm Portera | Management | For | For |
| 1.9 | Elect Director C. Dowd Ritter | Management | For | For |
| 1.10 | Elect Director William A. Terry | Management | For | For |
| 1.11 | Elect Director W. Michael Warren, Jr. | Management | For | For |
| 1.12 | Elect Director Vanessa Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUANTA SERVICES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PWR SECURITY ID: 74762E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ball | Management | For | For |
| 1.2 | Elect Director John R. Colson | Management | For | For |
| 1.3 | Elect Director J. Michal Conaway | Management | For | For |
| 1.4 | Elect Director Ralph R. DiSibio | Management | For | For |
| 1.5 | Elect Director Bernard Fried | Management | For | For |
| 1.6 | Elect Director Louis C. Golm | Management | For | For |
| 1.7 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.8 | Elect Director Bruce Ranck | Management | For | For |
| 1.9 | Elect Director John R. Wilson | Management | For | For |
| 1.10 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: QDEL SECURITY ID: 74838J101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brown | Management | For | For |
| 1.2 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan | Management | For | For |
| 1.6 | Elect Director Mark A. Pulido | Management | For | For |
| 1.7 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 26, 2010 |
TICKER: RBC SECURITY ID: 758750103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Doerr | Management | For | For |
| 2 | Elect Director Mark J. Gliebe | Management | For | For |
| 3 | Elect Director Curtis W. Stoelting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RESIDENTIAL ASSET MORTGAGE PRODUCTS INC. - SERIES - 2006-EFC
MEETING DATE: SEP 15, 2009 |
TICKER: SECURITY ID: 749238AE1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consent On The Proposed Hamp Amendment To Pooling And Servicingagreement As Described In The Material Provided | Management | For | Against |
| |
|---|
RESIDENTIAL ASSET MORTGAGE PRODUCTS INC. - SERIES 2005-EFC
MEETING DATE: SEP 15, 2009 |
TICKER: SECURITY ID: 760985E64
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consent On The Proposed Hamp Amendment To Pooling And Servicingagreement As Described In The Material Provided | Management | For | Against |
| |
|---|
RESIDENTIAL ASSET MORTGAGE PRODUCTS INC. - SERIES 2005-EFC
MEETING DATE: SEP 15, 2009 |
TICKER: SECURITY ID: 760985YH8
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consent On The Proposed Hamp Amendment To Pooling And Servicingagreement As Described In The Material Provided | Management | For | Against |
| |
|---|
RESIDENTIAL MORTGAGE PRODUCTS INC
MEETING DATE: SEP 15, 2009 |
TICKER: RAMP SECURITY ID: 74924WAA5
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consent On The Proposed Hamp Amendment To Pooling And Servicingagreement As Described In The Material Provided. | Management | For | Against |
| |
|---|
RESIDENTIAL MORTGAGE PRODUCTS INC
MEETING DATE: SEP 15, 2009 |
TICKER: RAMP SECURITY ID: 76111XLD3
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consent On The Proposed Hamp Amendment To Pooling And Servicingagreement As Described In The Material Provided. | Management | For | Against |
| |
|---|
REXAM PLC
MEETING DATE: MAY 6, 2010 |
TICKER: REX SECURITY ID: G1274K113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peter Ellwood as Director | Management | For | For |
| 5 | Re-elect Graham Chipchase as Director | Management | For | For |
| 6 | Re-elect David Robbie as Director | Management | For | For |
| 7 | Re-elect Carl Symon as Director | Management | For | For |
| 8 | Re-elect Noreen Doyle as Director | Management | For | For |
| 9 | Re-elect John Langston as Director | Management | For | For |
| 10 | Re-elect Wolfgang Meusburger as Director | Management | For | For |
| 11 | Re-elect Jean-Pierre Rodier as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ROST SECURITY ID: 778296103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
| 1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
| 1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROYAL CARIBBEAN CRUISES LTD.
MEETING DATE: MAY 20, 2010 |
TICKER: RCL SECURITY ID: V7780T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect William L. Kimsey as Director | Management | For | For |
| 1.2 | Reelect Gert W. Munthe as Director | Management | For | For |
| 1.3 | Reelect Thomas J. Pritzker as Director | Management | For | For |
| 1.4 | Reelect Bernt Reitan as Director | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Executives and Directors to Hold Equity Based Compensation for a Period Beyond Their Tenure | Shareholder | Against | Against |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SAFT GROUPE SA
MEETING DATE: JUN 9, 2010 |
TICKER: SAFT SECURITY ID: F7758P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
| 3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | Abstain |
| 4 | Approve Dividends of EUR 0.68 per Share | Management | For | For |
| 5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 6 | Authorize Repurchase of Up to 180,000 Shares | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 200,000 | Management | For | For |
| 9 | Authorize up to 400,000 Shares for Use in Stock Option Plan | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | Management | For | For |
| 12 | Approve Issuance of Shares Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
| 13 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10, 11 and 12 at EUR 10 Million | Management | For | For |
| 14 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Amend Article 18.3 of Bylaws Re: Length of Term for Supervisory Board Members | Management | For | Against |
| 17 | Amend Article 22.14 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SAIPEM
MEETING DATE: APR 26, 2010 |
TICKER: SPM SECURITY ID: T82000117
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Remove Current External Auditors and Appoint New Ones | Management | For | Did Not Vote |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 1.4 | Elect Director Richard J. Schnall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 19, 2010 |
TICKER: 5930 SECURITY ID: Y74718100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
| 2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANDISK CORP.
MEETING DATE: JUN 2, 2010 |
TICKER: SNDK SECURITY ID: 80004C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eli Harari | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director James D. Meindl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP �� SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
MEETING DATE: AUG 10, 2009 |
TICKER: 8199 SECURITY ID: CNE100000171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lo Wai Hung as Independent Non-Executive Director | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
MEETING DATE: OCT 9, 2009 |
TICKER: 8199 SECURITY ID: CNE100000171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividend of RMB 0.072 Per Share | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 27, 2010 |
TICKER: SHP SECURITY ID: 82481R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect David Stout as Director | Management | For | For |
| 4 | Elect William Burns as Director | Management | For | For |
| 5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Amend the Portfolio Share Plan | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| |
|---|
SIEMENS AG
MEETING DATE: JAN 26, 2010 |
TICKER: SIE SECURITY ID: 826197501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4a | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 | Management | For | For |
| 4b | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 | Management | For | For |
| 4c | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 | Management | For | For |
| 4d | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 | Management | For | For |
| 4e | Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 | Management | For | For |
| 4f | Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 | Management | For | For |
| 4g | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 | Management | For | For |
| 4h | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 | Management | For | For |
| 4i | Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 | Management | For | For |
| 5a | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 | Management | For | For |
| 5b | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 | Management | For | For |
| 5c | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 | Management | For | For |
| 5d | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 | Management | For | For |
| 5e | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 | Management | For | For |
| 5f | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 | Management | For | For |
| 5g | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 | Management | For | For |
| 5h | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 | Management | For | For |
| 5i | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 | Management | For | For |
| 5j | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 | Management | For | For |
| 5k | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 | Management | For | For |
| 5l | Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 | Management | For | For |
| 5m | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 | Management | For | For |
| 5n | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 | Management | For | For |
| 5o | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 | Management | For | For |
| 5p | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 | Management | For | For |
| 5q | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 | Management | For | For |
| 5r | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 | Management | For | For |
| 5s | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 | Management | For | For |
| 5t | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 | Management | For | For |
| 5u | Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 | Management | For | For |
| 5v | Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7a | Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 | Management | For | For |
| 7b | Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12a | Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 | Management | For | For |
| 12b | Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 | Management | For | For |
| 12c | Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 | Management | For | For |
| 12d | Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 | Management | For | For |
| 12e | Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 | Management | For | For |
| 12f | Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 | Management | For | For |
| 12g | Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 | Management | For | For |
| 12h | Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 | Management | For | For |
| 12i | Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 | Management | For | For |
| 13 | Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 | Management | For | For |
| 14 | Approve Amendments to Remuneration of Supervisory Board | Shareholder | Against | Against |
| 15 | Amend Corporate Purpose | Shareholder | Against | Against |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: SWKS SECURITY ID: 83088M102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.2 | Elect Director Timothy R. Furey | Management | For | For |
| 1.3 | Elect Director David J. McLachlan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SONY FINANCIAL HOLDINGS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: 8729 SECURITY ID: J76337104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
| 2.1 | Elect Director Teruhisa Tokunaka | Management | For | For |
| 2.2 | Elect Director Katsumi Ihara | Management | For | For |
| 2.3 | Elect Director Hiromichi Fujikata | Management | For | For |
| 2.4 | Elect Director Taro Okuda | Management | For | For |
| 2.5 | Elect Director Shinichi Yamamoto | Management | For | For |
| 2.6 | Elect Director Shigeru Ishii | Management | For | For |
| 2.7 | Elect Director Masaru Kato | Management | For | For |
| 2.8 | Elect Director Yasushi Ikeda | Management | For | For |
| 2.9 | Elect Director Ryuji Yasuda | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SOUZA CRUZ S.A
MEETING DATE: MAR 19, 2010 |
TICKER: CRUZ3 SECURITY ID: P26663107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
| 5 | Install Fiscal Council | Management | For | For |
| 6 | Elect Fiscal Council Members and Determine Their Remuneration | Management | For | For |
| 7 | Amend Article 25 | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: SYK SECURITY ID: 863667101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
| 1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Howard L. Lance | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director William U. Parfet | Management | For | For |
| 1.8 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 8316 SECURITY ID: J7771X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
| 2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | Against |
| 3.1 | Elect Director Teisuke Kitayama | Management | For | For |
| 3.2 | Elect Director Wataru Ohara | Management | For | For |
| 3.3 | Elect Director Hideo Shimada | Management | For | For |
| 3.4 | Elect Director Junsuke Fujii | Management | For | For |
| 3.5 | Elect Director Koichi Miyata | Management | For | For |
| 3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| 5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: SHO SECURITY ID: 867892101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Alter | Management | For | For |
| 1.2 | Elect Director Arthur L. Buser, Jr. | Management | For | For |
| 1.3 | Elect Director Lewis N. Wolff | Management | For | For |
| 1.4 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1.6 | Elect Director Keith M. Locker | Management | For | For |
| 1.7 | Elect Director Keith P. Russell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SYCAMORE NETWORKS, INC.
MEETING DATE: JAN 5, 2010 |
TICKER: SCMRD SECURITY ID: 871206108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Donahue | Management | For | For |
| 1.2 | Elect Director John W. Gerdelman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TALISMAN ENERGY INC.
MEETING DATE: MAY 5, 2010 |
TICKER: TLM SECURITY ID: 87425E103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Christiane Bergevin as Director | Management | For | For |
| 1.2 | Elect Donald J. Carty as Director | Management | For | For |
| 1.3 | Elect William R.P. Dalton as Director | Management | For | For |
| 1.4 | Elect Kevin S. Dunne as Director | Management | For | For |
| 1.5 | Elect Harold N. Kvisle as Director | Management | For | For |
| 1.6 | Elect John A. Manzoni as Director | Management | For | For |
| 1.7 | Elect Lisa A. Stewart as Director | Management | For | For |
| 1.8 | Elect Peter W. Tomsett as Director | Management | For | For |
| 1.9 | Elect John D. Watson as Director | Management | For | For |
| 1.10 | Elect Charles R. Williamson as Director | Management | For | For |
| 1.11 | Elect Charles M. Winograd as Director | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Amend By-Law No.1 | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TD AMERITRADE HOLDING CORP.
MEETING DATE: FEB 25, 2010 |
TICKER: AMTD SECURITY ID: 87236Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall A. Cohen | Management | For | For |
| 1.2 | Elect Director William H. Hatanaka | Management | For | For |
| 1.3 | Elect Director J. Peter Ricketts | Management | For | For |
| 1.4 | Elect Director Allan R. Tessler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TECO ENERGY, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: TE SECURITY ID: 872375100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John B. Ramil | Management | For | For |
| 2 | Elect Director Tom L. Rankin | Management | For | For |
| 3 | Elect Director William D. Rockford | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
TEMPLE-INLAND INC.
MEETING DATE: MAY 7, 2010 |
TICKER: TIN SECURITY ID: 879868107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 2 | Elect Director J. Patrick Maley III | Management | For | For |
| 3 | Elect Director W. Allen Reed | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TIFFANY & CO.
MEETING DATE: MAY 20, 2010 |
TICKER: TIF SECURITY ID: 886547108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael J. Kowalski | Management | For | For |
| 2 | Elect Director Rose Marie Bravo | Management | For | For |
| 3 | Elect Director Gary E. Costley | Management | For | For |
| 4 | Elect Director Lawrence K. Fish | Management | For | For |
| 5 | Elect Director Abby F. Kohnstamm | Management | For | For |
| 6 | Elect Director Charles K. Marquis | Management | For | For |
| 7 | Elect Director Peter W. May | Management | For | For |
| 8 | Elect Director J. Thomas Presby | Management | For | For |
| 9 | Elect Director William A. Shutzer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TWC SECURITY ID: 88732J207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratification Of Auditors | Management | For | For |
| |
|---|
TIMKEN COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Griffith | Management | For | Withhold |
| 1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| |
|---|
TJX COMPANIES, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: TJX SECURITY ID: 872540109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jose B. Alvarez | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director David A. Brandon | Management | For | For |
| 4 | Elect Director Bernard Cammarata | Management | For | For |
| 5 | Elect Director David T. Ching | Management | For | For |
| 6 | Elect Director Michael F. Hines | Management | For | For |
| 7 | Elect Director Amy B. Lane | Management | For | For |
| 8 | Elect Director Carol Meyrowitz | Management | For | For |
| 9 | Elect Director John F. O'Brien | Management | For | For |
| 10 | Elect Director Willow B. Shire | Management | For | For |
| 11 | Elect Director Fletcher H. Wiley | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TOKYO ELECTRON LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 8035 SECURITY ID: J86957115
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tetsurou Higashi | Management | For | For |
| 1.2 | Elect Director Tetsuo Tsuneishi | Management | For | For |
| 1.3 | Elect Director Kiyoshi Satou | Management | For | For |
| 1.4 | Elect Director Hiroshi Takenaka | Management | For | For |
| 1.5 | Elect Director Masao Kubodera | Management | For | For |
| 1.6 | Elect Director Haruo Iwatsu | Management | For | For |
| 1.7 | Elect Director Hirofumi Kitayama | Management | For | For |
| 1.8 | Elect Director Kenji Washino | Management | For | For |
| 1.9 | Elect Director Hikaru Itou | Management | For | For |
| 1.10 | Elect Director Takashi Nakamura | Management | For | For |
| 1.11 | Elect Director Hiroshi Inoue | Management | For | For |
| 1.12 | Elect Director Masahiro Sakane | Management | For | For |
| 2 | Appoint Statutory Auditor Mamoru Hara | Management | For | For |
| |
|---|
TORO COMPANY, THE
MEETING DATE: MAR 16, 2010 |
TICKER: TTC SECURITY ID: 891092108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Buhrmaster | Management | For | For |
| 1.2 | Elect Director Robert H. Nassau | Management | For | For |
| 1.3 | Elect Director Christopher A. Twomey | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 14, 2010 |
TICKER: RIG SECURITY ID: H8817H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
| 5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
| 8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
| 8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
| 8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
| 8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
| 9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
TRINITY LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 891 SECURITY ID: G90624100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Victor Fung Kwok Kin as Director | Management | For | Against |
| 3b | Reelect Wong Yat Ming as Director | Management | For | Against |
| 3c | Reelect Jose Hosea Cheng Hor Yin as Director | Management | For | Against |
| 3d | Reelect Bruno Li Kwok Ho as Director | Management | For | Against |
| 3e | Reelect Jean-Marc Loubier as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TRISTAR OIL & GAS LTD. (FORMERLY REAL RESOURCES INC)
MEETING DATE: SEP 30, 2009 |
TICKER: TOG SECURITY ID: CA89677E1043
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Arrangement - Acquired by PetroBakken Energy Ltd | Management | For | For |
| 2 | Approve PetroBakken Share Based Compensation Plans | Management | For | Against |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: TRW SECURITY ID: 87264S106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jody G. Miller | Management | For | For |
| 1.2 | Elect Director John C. Plant | Management | For | For |
| 1.3 | Elect Director Neil P. Simpkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO INTERNATIONAL LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TYC SECURITY ID: H89128104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Edward Breen as Director | Management | For | For |
| 3.2 | Elect Michael Daniels as Director | Management | For | For |
| 3.3 | Reelect Timothy Donahue as Director | Management | For | For |
| 3.4 | Reelect Brian Duperreault as Director | Management | For | For |
| 3.5 | Reelect Bruce Gordon as Director | Management | For | For |
| 3.6 | Reelect Rajiv Gupta as Director | Management | For | For |
| 3.7 | Reelect John Krol as Director | Management | For | For |
| 3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
| 3.9 | Reelect William Stavropoulos as Director | Management | For | For |
| 3.10 | Reelect Sandra Wijnberg as Director | Management | For | For |
| 3.11 | Reelect R. David Yost as Director | Management | For | For |
| 4a | Ratify Deloitte AG as Auditors | Management | For | For |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 5a | Approve Carrying Forward of Net Loss | Management | For | For |
| 5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Management | For | For |
| 6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 2, 2010 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
| 1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
| 1.5 | Elect Director Dean Jernigan | Management | For | For |
| 1.6 | Elect Director Marianne M. Keler | Management | For | For |
| 1.7 | Elect Director David J. LaRue | Management | For | For |
| 1.8 | Elect Director John F. Remondi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: JUN 14, 2010 |
TICKER: UPL SECURITY ID: 903914109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael D. Watford as Director | Management | For | For |
| 1.2 | Elect W. Charles Helton as Director | Management | For | For |
| 1.3 | Elect Robert E. Rigney as Director | Management | For | For |
| 1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
| 1.5 | Elect Roger A. Brown as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
| |
|---|
UNILEVER NV
MEETING DATE: MAY 11, 2010 |
TICKER: UNA SECURITY ID: 904784709
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Discharge of Executive Directors | Management | For | Did Not Vote |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | Did Not Vote |
| 5 | Reelect P.G.J.M. Polman to Executive Board | Management | For | Did Not Vote |
| 6 | Elect R.J-M.S. Huet to Executive Board | Management | For | Did Not Vote |
| 7 | Reelect L.O. Fresco as Non-Executive Director | Management | For | Did Not Vote |
| 8 | Reelect A.M. Fudge as Non-Executive Director | Management | For | Did Not Vote |
| 9 | Reelect C.E. Golden as Non-Executive Director | Management | For | Did Not Vote |
| 10 | Reelect B.E. Grote as Non-Executive Director | Management | For | Did Not Vote |
| 11 | Reelect H. Nyasulu as Non-Executive Director | Management | For | Did Not Vote |
| 12 | Reelect K.J. Storm as Non-Executive Director | Management | For | Did Not Vote |
| 13 | Reelect M. Treschow as Non-Executive Director | Management | For | Did Not Vote |
| 14 | Reelect J. van der Veer as Non-Executive Director | Management | For | Did Not Vote |
| 15 | Elect P. Walsh as Non-Executive Director | Management | For | Did Not Vote |
| 16 | Elect M. Rifkind as Non-Executive Director | Management | For | Did Not Vote |
| 17 | Approve Management Co-Investment Plan | Management | For | Did Not Vote |
| 18 | Amend Performance Criteria of the Annual Bonus | Management | For | Did Not Vote |
| 19 | Amend Performance Criteria of the Long-Term Incentive Plan | Management | For | Did Not Vote |
| 20 | Approve Cancellation of 4 Percent Cumulative Preference Shares | Management | For | Did Not Vote |
| 21 | Authorize Repurchase of 6% Cumulative Preference Shares and 7% Cumulative Preference Shares | Management | For | Did Not Vote |
| 22 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 23 | Approve Authorization to Cancel Ordinary Shares | Management | For | Did Not Vote |
| 24 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
| 25 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 26 | Allow Questions and Close Meeting | Management | None | Did Not Vote |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: URBN SECURITY ID: 917047102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Belair | Management | For | For |
| 1.2 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
VALLOUREC
MEETING DATE: MAY 31, 2010 |
TICKER: VK SECURITY ID: F95922104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
| 6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
| 7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
| 8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
| 9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
| 13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC
MEETING DATE: AUG 27, 2009 |
TICKER: VNDA SECURITY ID: 921659108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
| 1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: FEB 8, 2010 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
| 1.2 | Elect Director Dennis G. Schmal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VITERRA INC
MEETING DATE: MAR 10, 2010 |
TICKER: VT SECURITY ID: 92849T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas Birks as Director | Management | For | For |
| 1.2 | Elect Vic Bruce as Director | Management | For | For |
| 1.3 | Elect Thomas Chambers as Director | Management | For | For |
| 1.4 | Elect Paul Daniel as Director | Management | For | For |
| 1.5 | Elect Bonnie DuPont as Director | Management | For | For |
| 1.6 | Elect Perry Gunner as Director | Management | For | For |
| 1.7 | Elect Tim Hearn as Director | Management | For | For |
| 1.8 | Elect Dallas Howe as Director | Management | For | For |
| 1.9 | Elect Kevin Osborn as Director | Management | For | For |
| 1.10 | Elect Herb Pinder, Jr. as Director | Management | For | For |
| 1.11 | Elect Larry Ruud as Director | Management | For | For |
| 1.12 | Elect Mayo Schmidt as Director | Management | For | For |
| 1.13 | Elect Max Venning as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Submit a Sustainability Report by September 2010 | Shareholder | Against | Against |
| |
|---|
VOLKSWAGEN AG (VW)
MEETING DATE: APR 22, 2010 |
TICKER: VOW SECURITY ID: D94523103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| |
|---|
W.W. GRAINGER, INC.
MEETING DATE: APR 28, 2010 |
TICKER: GWW SECURITY ID: 384802104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director William K. Hall | Management | For | For |
| 1.5 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
| 1.7 | Elect Director Neil S. Novich | Management | For | For |
| 1.8 | Elect Director Michael J. Roberts | Management | For | For |
| 1.9 | Elect Director Gary L. Rogers | Management | For | For |
| 1.10 | Elect Director James T. Ryan | Management | For | For |
| 1.11 | Elect Director E. Scott Santi | Management | For | For |
| 1.12 | Elect Director James D. Slavik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
WACKER CHEMIE AG
MEETING DATE: MAY 21, 2010 |
TICKER: WCH SECURITY ID: D9540Z106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: WLL SECURITY ID: 966387102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director Thomas P. Briggs | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WILLIAM DEMANT HOLDINGS
MEETING DATE: APR 7, 2010 |
TICKER: WDH SECURITY ID: K9898W129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
| 5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 6a | Amend Articles Re: Right to Convene EGM, Publication of Meeting Notice, Right to Submit Proposals to General Meeting, Publication of Meeting Material, Proxy Voting, Other Amendments, Editorial Amendments | Management | For | Did Not Vote |
| 6b | Authorize Repurchase of 10 Percent of Issued Shares | Management | For | Did Not Vote |
| 6c | Approve Reduction in Share Capital | Management | For | Did Not Vote |
| 6d | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | Did Not Vote |
| |
|---|
WILLIAMS COMPANIES, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: WMB SECURITY ID: 969457100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen B. Cooper | Management | For | For |
| 2 | Elect Director William R. Granberry | Management | For | For |
| 3 | Elect Director William G. Lowrie | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
XTO ENERGY INC.
MEETING DATE: JUN 25, 2010 |
TICKER: XTO SECURITY ID: 98385X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: DEC 29, 2009 |
TICKER: 63 SECURITY ID: Y0004F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Specific System for the Selection and Appointment of Accountants' Firms of the Company | Management | For | For |
| 2 | Approve Connected Transaction with a Related Party and the Related Annual Caps | Management | For | For |
| 3 | Approve Provision of Performance Guarantee for a Wholly-Owned Subsidiary ZTE Telecom India Private Ltd. | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR DIVIDEND GROWTH FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3COM CORP.
MEETING DATE: SEP 23, 2009 |
TICKER: COMS SECURITY ID: 885535104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.2 | Elect Director David H.Y. Ho | Management | For | For |
| 1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
| 1.4 | Elect Director J. Donald Sherman | Management | For | For |
| 1.5 | Elect Director Dominique Trempont | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore Shasta as Director | Management | For | For |
| 2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
| 7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
| 9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 16, 2010 |
TICKER: ADBE SECURITY ID: 00724F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward W. Barnholt | Management | For | For |
| 2 | Elect Director Michael R. Cannon | Management | For | For |
| 3 | Elect Director James E. Daley | Management | For | For |
| 4 | Elect Director Charles M. Geschke | Management | For | For |
| 5 | Elect Director Shantanu Narayen | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ADTN SECURITY ID: 00738A106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS INC
MEETING DATE: MAY 19, 2010 |
TICKER: AAP SECURITY ID: 00751Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMD SECURITY ID: 007903107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Craig A. Conway | Management | For | For |
| 5 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 6 | Elect Director H. Paulett Eberhart | Management | For | For |
| 7 | Elect Director Derrick R. Meyer | Management | For | For |
| 8 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AETNA INC.
MEETING DATE: MAY 21, 2010 |
TICKER: AET SECURITY ID: 00817Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank M. Clark | Management | For | For |
| 2 | Elect Director Betsy Z. Cohen | Management | For | For |
| 3 | Elect Director Molly J. Coye | Management | For | For |
| 4 | Elect Director Roger N. Farah | Management | For | For |
| 5 | Elect Director Barbara Hackman Franklin | Management | For | For |
| 6 | Elect Director Jeffrey E. Garten | Management | For | For |
| 7 | Elect Director Earl G. Graves | Management | For | For |
| 8 | Elect Director Gerald Greenwald | Management | For | For |
| 9 | Elect Director Ellen M. Hancock | Management | For | For |
| 10 | Elect Director Richard J. Harrington | Management | For | For |
| 11 | Elect Director Edward J. Ludwig | Management | For | For |
| 12 | Elect Director Joseph P. Newhouse | Management | For | For |
| 13 | Elect Director Ronald A. Williams | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AGA MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: AGAM SECURITY ID: 008368102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2010 |
TICKER: AEM SECURITY ID: 008474108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | For | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Garofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board to Fifteen | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: APD SECURITY ID: 009158106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Davis, III | Management | For | For |
| 1.2 | Elect Director W. Douglas Ford | Management | For | For |
| 1.3 | Elect Director Evert Henkes | Management | For | For |
| 1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 18, 2009 |
TICKER: ARG SECURITY ID: 009363102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Hovey | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 1.3 | Elect Director David M. Stout | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: AKAM SECURITY ID: 00971T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Thomson Leighton | Management | For | For |
| 2 | Elect Director Paul Sagan | Management | For | For |
| 3 | Elect Director Naomi O. Seligman | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ALXN SECURITY ID: 015351109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORP.
MEETING DATE: JUN 8, 2010 |
TICKER: ADS SECURITY ID: 018581108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.2 | Elect Director D. Keith Cobb | Management | For | For |
| 1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANCEBERNSTEIN HOLDING L.P.
MEETING DATE: JUN 30, 2010 |
TICKER: AB SECURITY ID: 01881G106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLIANT ENERGY CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Bennett | Management | For | For |
| 1.2 | Elect Director Darryl B. Hazel | Management | For | For |
| 1.3 | Elect Director David A. Perdue | Management | For | For |
| 1.4 | Elect Director Judith D. Pyle | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 4, 2009 |
TICKER: ATK SECURITY ID: 018804104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frances D. Cook | Management | For | For |
| 1.2 | Elect Director Martin C. Faga | Management | For | For |
| 1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.4 | Elect Director Douglas L. Maine | Management | For | For |
| 1.5 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.6 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.7 | Elect Director Mark H. Ronald | Management | For | For |
| 1.8 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLOS THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: ALTH SECURITY ID: 019777101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.J. Hoffman | Management | For | For |
| 1.2 | Elect Director Paul L. Berns | Management | For | For |
| 1.3 | Elect Director Nishan De Silva | Management | For | For |
| 1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
| 1.5 | Elect Director Jonathan S. Leff | Management | For | For |
| 1.6 | Elect Director Timothy P. Lynch | Management | For | For |
| 1.7 | Elect Director David M. Stout | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN APPAREL INC.
MEETING DATE: OCT 28, 2009 |
TICKER: EDA.1 SECURITY ID: 023850100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacob Capps | Management | For | For |
| 1.2 | Elect Director Adrian Kowalewski | Management | For | For |
| 1.3 | Elect Director Neil Richardson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AME SECURITY ID: 031100100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Klein | Management | For | For |
| 1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMPHENOL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: APH SECURITY ID: 032095101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director Andrew E. Lietz | Management | For | For |
| 1.3 | Elect Director Martin H. Loeffler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMLN SECURITY ID: 032346108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens, Ph.D. | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | For |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner, Ph.D. | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin III, M.D., Ph.D. | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler, M.D. | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray Stata | Management | For | Against |
| 1.2 | Elect Director Jerald G. Fishman | Management | For | Against |
| 1.3 | Elect Director James A. Champy | Management | For | Against |
| 1.4 | Elect Director John L. Doyle | Management | For | Against |
| 1.5 | Elect Director John C. Hodgson | Management | For | Against |
| 1.6 | Elect Director Yves-Andre Istel | Management | For | Against |
| 1.7 | Elect Director Neil Novich | Management | For | Against |
| 1.8 | Elect Director F. Grant Saviers | Management | For | Against |
| 1.9 | Elect Director Paul J. Severino | Management | For | Against |
| 1.10 | Elect Director Kenton J. Sicchitano | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: APR 22, 2010 |
TICKER: AAL SECURITY ID: G03764134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Sir Philip Hampton as Director | Management | For | For |
| 3 | Elect Ray O'Rourke as Director | Management | For | For |
| 4 | Elect Sir John Parker as Director | Management | For | For |
| 5 | Elect Jack Thompson as Director | Management | For | For |
| 6 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 7 | Re-elect Nicky Oppenheimer as Director | Management | For | For |
| 8 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
ANNTAYLOR STORES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: ANN SECURITY ID: 036115103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michelle Gass | Management | For | For |
| 2 | Elect Director Michael W. Trapp | Management | For | For |
| 3 | Elect Director Daniel W. Yih | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RDEA SECURITY ID: 03969P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.2 | Elect Director Craig A. Johnson | Management | For | For |
| 1.3 | Elect Director John W. Poyhonen | Management | For | For |
| 1.4 | Elect Director Barry D. Quart | Management | For | For |
| 1.5 | Elect Director Jack S. Remington | Management | For | For |
| 1.6 | Elect Director Kevin C. Tang | Management | For | For |
| 1.7 | Elect Director Felix J. Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARENA RESOURCES, INC.
MEETING DATE: DEC 11, 2009 |
TICKER: ARD SECURITY ID: 040049108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd T. Rochford | Management | For | For |
| 1.2 | Elect Director Stanley M. McCabe | Management | For | For |
| 1.3 | Elect Director Clayton E. Woodrum | Management | For | For |
| 1.4 | Elect Director Anthony B. Petrelli | Management | For | For |
| 1.5 | Elect Director Carl H. Fiddner | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
ARES CAPITAL CORP
MEETING DATE: MAR 26, 2010 |
TICKER: ARCC SECURITY ID: 04010L103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ARES CAPITAL CORPORATION
MEETING DATE: JUN 7, 2010 |
TICKER: ARCC SECURITY ID: 04010L103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.2 | Elect Director Antony P. Ressler | Management | For | For |
| 1.3 | Elect Director Eric B. Siegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Sale of Common Stock Below Net Asset Value | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARKANSAS BEST CORP.
MEETING DATE: APR 22, 2010 |
TICKER: ABFS SECURITY ID: 040790107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alden | Management | For | For |
| 1.2 | Elect Director Frank Edelstein | Management | For | For |
| 1.3 | Elect Director Robert A. Young III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ARKEMA
MEETING DATE: JUN 1, 2010 |
TICKER: AKE SECURITY ID: F0392W125
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 470,000 | Management | For | For |
| 6 | Ratify appointement of Isabelle Kocher as Director | Management | For | For |
| 7 | Elect Claire Pedini as Director | Management | For | For |
| 8 | Elect Patrice Breant as Representative of Employee Shareholders to the Board | Management | For | For |
| 9 | Elect David Quijano as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 and 12 | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 420 Million | Management | For | For |
| 15 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 16 | Amend Article 10.1.2 of Bylaws Re: Length of Terms for Directors | Management | For | For |
| 17 | Amend Article 10.2 of Bylaws Re: Length of terms for Representative of Employee Shareholders | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARW SECURITY ID: 042735100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director John N. Hanson | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.6 | Elect Director Roger King | Management | For | For |
| 1.7 | Elect Director Michael J. Long | Management | For | For |
| 1.8 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.9 | Elect Director Barry W. Perry | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: ABG SECURITY ID: 043436104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.2 | Elect Director Philip F. Maritz | Management | For | For |
| 1.3 | Elect Director Jeffrey I. Wooley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 28, 2010 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Rohr | Management | For | For |
| 1.2 | Elect Director Theodore M. Solso | Management | For | For |
| 1.3 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 20, 2010 |
TICKER: ASM SECURITY ID: N07045201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
| 8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
| 9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
| 9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
| 10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
| 11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
| 14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
| 14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| 17 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
ATLAS ENERGY, INC
MEETING DATE: SEP 25, 2009 |
TICKER: ATLS SECURITY ID: ��049167109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: ATML SECURITY ID: 049513104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven Laub | Management | For | For |
| 2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 3 | Elect Director David Sugishita | Management | For | For |
| 4 | Elect Director Papken Der Torossian | Management | For | For |
| 5 | Elect Director Jack L. Saltich | Management | For | For |
| 6 | Elect Director Charles Carinalli | Management | For | For |
| 7 | Elect Director Edward Ross | Management | For | For |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
ATOS ORIGIN
MEETING DATE: MAY 27, 2010 |
TICKER: ATO SECURITY ID: F06116101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Lionel Zinsou-Derlin as Director | Management | For | For |
| 6 | Elect Aminata Niane as Director | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10.5 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
| 13 | Authorize Capital Increase of Up to EUR 10.5 Million for Future Exchange Offers | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 at EUR 20 Million | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 18 | Appoint Colette Neuville as Censor | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BLL SECURITY ID: 058498106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.3 | Elect Director John F. Lehman | Management | For | For |
| 1.4 | Elect Director Georgia R. Nelson | Management | For | For |
| 1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANK SARASIN & CIE AG
MEETING DATE: APR 27, 2010 |
TICKER: BSAN SECURITY ID: H3822H286
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
| 4 | Elect Christoph Ammann, Hubertus Heemskerk, and Sipko Schat as Directors | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
| |
|---|
BAWANG INTERNATIONAL (GROUP) HOLDING LTD.
MEETING DATE: MAY 25, 2010 |
TICKER: 1338 SECURITY ID: G09038103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Special Dividend | Management | For | For |
| 4a | Reelect Wan Yuhua as Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4b | Reelect Shen Xiaodi as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4c | Reelect Wong Sin Yung as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4d | Reelect Guo Jing as Non-Independent Non-Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4e | Reelect Ngai Wai Fung as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4f | Reelect Li Bida as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4g | Reelect Chen Kaizhi as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
BELL MICROPRODUCTS, INC.
MEETING DATE: AUG 19, 2009 |
TICKER: BELM SECURITY ID: 078137106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Donald Bell | Management | For | For |
| 2 | Elect Director Gordon A. Campbell | Management | For | For |
| 3 | Elect Director Eugene B. Chaiken | Management | For | For |
| 4 | Elect Director David M. Ernsberger | Management | For | For |
| 5 | Elect Director Edward L. Gelbach | Management | For | For |
| 6 | Elect Director Peter G. Hanelt | Management | For | For |
| 7 | Elect Director James E. Ousley | Management | For | For |
| 8 | Elect Director Mark L. Sanders | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BERRY PETROLEUM COMPANY
MEETING DATE: MAY 12, 2010 |
TICKER: BRY SECURITY ID: 085789105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Bryant | Management | For | For |
| 1.2 | Elect Director R. Busch III | Management | For | For |
| 1.3 | Elect Director W. Bush | Management | For | For |
| 1.4 | Elect Director S. Cropper | Management | For | For |
| 1.5 | Elect Director J. Gaul | Management | For | For |
| 1.6 | Elect Director R. Heinemann | Management | For | For |
| 1.7 | Elect Director T. Jamieson | Management | For | For |
| 1.8 | Elect Director J. Keller | Management | For | For |
| 1.9 | Elect Director M. Young | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIG 5 SPORTING GOODS CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: BGFV SECURITY ID: 08915P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra N. Bane | Management | For | For |
| 1.2 | Elect Director Michael D. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BJ SERVICES COMPANY
MEETING DATE: MAR 31, 2010 |
TICKER: BJS SECURITY ID: 055482103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: APR 20, 2010 |
TICKER: BVMF3 SECURITY ID: P73232103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 4 | Approve Acquisition of CME Group, Inc. by BM&FBovespa | Management | For | For |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BOISE INC.
MEETING DATE: APR 29, 2010 |
TICKER: BZ SECURITY ID: 09746Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan W. Berger | Management | For | For |
| 1.2 | Elect Director Jack Goldman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2010 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jere A. Drummond | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
| 1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BOSIDENG INTERNATIONAL HOLDINGS LTD.
MEETING DATE: APR 20, 2010 |
TICKER: 3998 SECURITY ID: G12652106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transaction with a Related Party and Proposed Annual Caps | Management | For | For |
| |
|---|
BRIGGS & STRATTON CORP.
MEETING DATE: OCT 21, 2009 |
TICKER: BGG SECURITY ID: 109043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. O'Toole | Management | For | Withhold |
| 1.2 | Elect Director John S. Shiely | Management | For | Withhold |
| 1.3 | Elect Director Charles I. Story | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BRIGHAM EXPLORATION COMPANY
MEETING DATE: OCT 7, 2009 |
TICKER: BEXP SECURITY ID: 109178103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BRIGHAM EXPLORATION COMPANY
MEETING DATE: MAY 26, 2010 |
TICKER: BEXP SECURITY ID: 109178103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben M. Brigham | Management | For | For |
| 1.2 | Elect Director David T. Brigham | Management | For | For |
| 1.3 | Elect Director Harold D. Carter | Management | For | For |
| 1.4 | Elect Director Stephen C. Hurley | Management | For | For |
| 1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
| 1.6 | Elect Director Hobart A. Smith | Management | For | For |
| 1.7 | Elect Director Scott W. Tinker | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRINK'S COMPANY, THE
MEETING DATE: MAY 7, 2010 |
TICKER: BCO SECURITY ID: 109696104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director Murray D. Martin | Management | For | For |
| 1.3 | Elect Director Ronald L. Turner | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: EAT SECURITY ID: 109641100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Marvin J. Girouard | Management | For | For |
| 1.4 | Elect Director John W. Mims | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic | Management | For | For |
| 1.6 | Elect Director Erle Nye | Management | For | For |
| 1.7 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRITISH LAND COMPANY PLC, THE
MEETING DATE: OCT 8, 2009 |
TICKER: BLND SECURITY ID: G15540118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Proposed Transaction | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUCYRUS INTERNATIONAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: BUCY SECURITY ID: 118759109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak K. Kapur | Management | For | For |
| 1.2 | Elect Director Theodore C. Rogers | Management | For | For |
| 1.3 | Elect Director Robert C. Scharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BURGER KING HOLDINGS, INC.
MEETING DATE: NOV 19, 2009 |
TICKER: BKC SECURITY ID: 121208201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Richard W. Boyce | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Ronald M. Dykes | Management | For | For |
| 1.5 | Elect Director Peter R. Formanek | Management | For | For |
| 1.6 | Elect Director Manuel A. Garcia | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Brian T. Swette | Management | For | For |
| 1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
| 6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CABELA'S INCORPORATED
MEETING DATE: MAY 11, 2010 |
TICKER: CAB SECURITY ID: 126804301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Theodore M. Armstrong | Management | For | For |
| 2 | Elect Director Richard N. Cabela | Management | For | For |
| 3 | Elect Director James W. Cabela | Management | For | For |
| 4 | Elect Director John H. Edmondson | Management | For | For |
| 5 | Elect Director John Gottschalk | Management | For | For |
| 6 | Elect Director Dennis Highby | Management | For | For |
| 7 | Elect Director Reuben Mark | Management | For | For |
| 8 | Elect Director Michael R. McCarthy | Management | For | For |
| 9 | Elect Director Thomas L. Millner | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CVC SECURITY ID: 12686C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | Withhold |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: COG SECURITY ID: 127097103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Carmichael | Management | For | For |
| 1.2 | Elect Director Robert L. Keiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: CADX SECURITY ID: 12738T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Todd W. Rich | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 21, 2010 |
TICKER: CVGW SECURITY ID: 128246105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | For |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director Michael D. Hause | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | For |
| 1.5 | Elect Director Fred J. Ferrazzano | Management | For | For |
| 1.6 | Elect Director Alva V. Snider | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | For |
| 1.8 | Elect Director J. Link Leavens | Management | For | For |
| 1.9 | Elect Director Dorcas H. Mcfarlane | Management | For | For |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | For |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CANPLATS RESOURCES CORP.
MEETING DATE: JAN 28, 2010 |
TICKER: CPQ SECURITY ID: 138054101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by Goldcorp Inc. | Management | For | For |
| |
|---|
CAPITAL & REGIONAL PLC
MEETING DATE: SEP 7, 2009 |
TICKER: CAL SECURITY ID: G18676109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Subdivide Each Issued Ordinary Share of Ten Pence Each into One Ordinary Share of One Penny Each and One Deferred Share of Nine Pence Each; Subdivide Each Authorised but Unissued Ordinary Share of Ten Pence Each into Ten Ordinary Shares of One Penny Each | Management | For | For |
| 2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,792,639 in Connection with the Capital Raising; Otherwise up to GBP 1,157,022 | Management | For | For |
| 3 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 496,377 | Management | For | For |
| 4 | Approve Entry into the Related Party Transaction | Management | For | For |
| 5 | Approve the Terms of the Capital Raising; Authorise the Directors of the Company to Implement the Capital Raising | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: APR 29, 2010 |
TICKER: CSE SECURITY ID: 14055X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.2 | Elect Director C. William Hosler | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARLSBERG
MEETING DATE: MAR 25, 2010 |
TICKER: CARL B SECURITY ID: K36628137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 3.50 per Share | Management | For | Did Not Vote |
| 4 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 5a | Amend Articles Regarding Registered Office | Management | For | Did Not Vote |
| 5b | Amend Articles Re: Set Corporate Laguage as English | Management | For | Did Not Vote |
| 5c | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
| 5d | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
| 5e | Amend Articles Re: Right to Call General Meeting | Management | For | Did Not Vote |
| 5f | Amend Articles Regarding Adjournment of Commenced General Meeting | Management | For | Did Not Vote |
| 5g | Amend Articles Regarding Publication of Material Pertaining to General Meeting | Management | For | Did Not Vote |
| 5h | Amend Articles Regarding Right to Attend General Meeting | Management | For | Did Not Vote |
| 5i | Amend Articles Regarding Submission of Subjects for Agenda of General Meeting | Management | For | Did Not Vote |
| 5j | Amend Articles Regarding Right to be Represented by Proxy | Management | For | Did Not Vote |
| 5k | Amend Articles Regarding Accountants | Management | For | Did Not Vote |
| 5l | Amend Articles Regarding Publication of Minutes of General Meeting | Management | For | Did Not Vote |
| 5m | Amend Articles Re: Authorize Board to Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency | Management | For | Did Not Vote |
| 6a | Reelect Jess Soderberg as Director | Management | For | Did Not Vote |
| 6b | Reelect Flemming Besenbacher as Director | Management | For | Did Not Vote |
| 6c | Reelect Per Ohrgaard as Director | Management | For | Did Not Vote |
| 6d | Elect Lars Stemmerik as Director | Management | For | Did Not Vote |
| 7 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve New Carphone Warehouse Demerger Reduction | Management | For | For |
| 3 | Approve TalkTalk Capital Reduction | Management | For | For |
| 4 | Approve Demerger of the TalkTalk Business | Management | For | For |
| 5 | Approve Grant of Options under the Unapproved Schedule to The Carphone Warehouse Company Share Option Plan to Employees of Best Buy Europe Distributions Ltd | Management | For | For |
| 6 | Amend the Unapproved Schedule to Company Share Option Plan, Performance Share Plan, Executive Incentive Scheme, The TalkTalk Value Enhancement Scheme and the Value Enhancement Scheme | Management | For | For |
| 7 | Approve Adoption by TalkTalk and New Carphone Warehouse of the Unapproved Schedule to Company Share Option Plan, Performance Share Plan and the Executive Incentive Scheme | Management | For | For |
| 8 | Approve Adoption by TalkTalk of The TalkTalk Group Value Enhancement Scheme (TTG VES) | Management | For | For |
| 9 | Approve Adoption by TalkTalk of The Carphone Warehouse Group Value Enhancement Scheme (CPWG VES) | Management | For | For |
| 10 | Approve Adoption by New Carphone Warehouse of the CPWG VES | Management | For | For |
| 11 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc 2010 Discretionary Share Option Plan | Management | For | For |
| 12 | Approve Establishment by New Carphone Warehouse of the Carphone Warehouse Group plc 2010 Share Scheme | Management | For | For |
| 13 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc Savings Related Share Option Scheme | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC, THE
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CC MEDIA HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CCMO SECURITY ID: 12502P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David C. Abrams | Management | For | For |
| 2 | Elect Director Steven W. Barnes | Management | For | For |
| 3 | Elect Director Richard J. Bressler | Management | For | For |
| 4 | Elect Director Charles A. Brizius | Management | For | For |
| 5 | Elect Director John P. Connaughton | Management | For | For |
| 6 | Elect Director Blair E. Hendrix | Management | For | For |
| 7 | Elect Director Jonathon S. Jacobson | Management | For | For |
| 8 | Elect Director Ian K. Loring | Management | For | For |
| 9 | Elect Director Mark P. Mays | Management | For | For |
| 10 | Elect Director Randall T. Mays | Management | For | For |
| 11 | Elect Director Scott M. Sperling | Management | For | For |
| 12 | Elect Director Kent R. Weldon | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHEESECAKE FACTORY, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: CAKE SECURITY ID: 163072101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Allen J. Bernstein | Management | For | For |
| 2 | Elect Director Thomas L. Gregory | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMRING GROUP PLC
MEETING DATE: MAR 17, 2010 |
TICKER: CHG SECURITY ID: G20860105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 36 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Lord Freeman as Director | Management | For | For |
| 5 | Re-elect Kenneth Scobie as Director | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
| 7 | Amend Chemring Group Performance Share Plan | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 589,180 | Management | For | For |
| 9 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 88,377 | Management | For | For |
| 10 | Authorise 3,535,083 Ordinary Shares for Market Purchase | Management | For | For |
| 11 | Adopt New Articles of Association | Management | For | For |
| 12 | Authorise the Company to Hold General Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CHINA INFORMATION SECURITY TECHNOLOGY, INC.
MEETING DATE: JUN 18, 2010 |
TICKER: CPBY SECURITY ID: 16944F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jiang Huai Lin | Management | For | For |
| 1.2 | Elect Director Yun Sen Huang | Management | For | For |
| 1.3 | Elect Director Remington Hu | Management | For | For |
| 1.4 | Elect Director Zhiqiang Zhao | Management | For | For |
| 1.5 | Elect Director Qiang Lin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHIQUITA BRANDS INTERNATIONAL, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: CQB SECURITY ID: 170032809
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fernando Aguirre | Management | For | For |
| 1.2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director William H. Camp | Management | For | For |
| 1.5 | Elect Director Robert W. Fisher | Management | For | For |
| 1.6 | Elect Director Clare M. Hasler | Management | For | For |
| 1.7 | Elect Director Durk I. Jager | Management | For | For |
| 1.8 | Elect Director Jaime Serra | Management | For | For |
| 1.9 | Elect Director Steven P. Stanbrook | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 29, 2010 |
TICKER: CLN SECURITY ID: H14843165
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
| 5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: CLH SECURITY ID: 184496107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. DeVillars | Management | For | For |
| 1.2 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.3 | Elect Director Andrea Robertson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CMP SECURITY ID: 20451N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
| 1.2 | Elect Director Timothy R. Snider | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COMPTON PETROLEUM CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CMT SECURITY ID: 204940100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Mel F. Belich as Director | Management | For | For |
| 2.2 | Elect Tim S. Granger as Director | Management | For | For |
| 2.3 | Elect J. Stephens Allan as Director | Management | For | For |
| 2.4 | Elect David M. Fitzpatrick as Director | Management | For | For |
| 2.5 | Elect R. Bradley Hurtubise as Director | Management | For | For |
| 2.6 | Elect Irvine J. Koop as Director | Management | For | For |
| 2.7 | Elect Warren M. Shimmerlik as Director | Management | For | For |
| 2.8 | Elect Jeffrey T. Smith as Director | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CPSI SECURITY ID: 205306103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Boyd Douglas | Management | For | For |
| 1.2 | Elect Director Charles P. Huffman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CON-WAY INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CNW SECURITY ID: 205944101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Anton | Management | For | For |
| 1.2 | Elect Director William R. Corbin | Management | For | For |
| 1.3 | Elect Director Robert Jaunich, II | Management | For | For |
| 1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.7 | Elect Director Peter W. Stott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CXO SECURITY ID: 20605P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray M. Poage | Management | For | For |
| 1.2 | Elect Director A. Wellford Tabor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSECO, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CNO SECURITY ID: 208464883
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. Glenn Hilliard | Management | For | For |
| 2 | Elect Director Donna A. James | Management | For | For |
| 3 | Elect Director R. Keith Long | Management | For | For |
| 4 | Elect Director Charles W. Murphy | Management | For | For |
| 5 | Elect Director Debra J. Perry | Management | For | For |
| 6 | Elect Director C. James Prieur | Management | For | For |
| 7 | Elect Director Neal C. Schneider | Management | For | For |
| 8 | Elect Director Michael T. Tokarz | Management | For | For |
| 9 | Elect Director John G. Turner | Management | For | For |
| 10 | Elect Director David K. Zwiener | Management | For | For |
| 11 | Change Company Name | Management | For | For |
| 12 | Amend Securities Transfer Restrictions | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
CONSOLIDATED GRAPHICS, INC.
MEETING DATE: AUG 6, 2009 |
TICKER: CGX SECURITY ID: 209341106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry J. Alexander | Management | For | For |
| 1.2 | Elect Director Brady F. Carruth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CPFL ENERGIA S A
MEETING DATE: APR 26, 2010 |
TICKER: CPFE3 SECURITY ID: 126153105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Against |
| 6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| 7 | Assess Proposed Absorption of Subsidiaries | Management | For | For |
| 8 | Ratify Hirashima & Associados Consultoria em Transacoes Societarias Ltda and Hirashima & Associados as the Appraisers for the Absorptions | Management | For | For |
| 9 | Approve Appraisal Reports | Management | For | For |
| 10 | Approve Absorption Agreements | Management | For | For |
| 11 | Approve Increase in Share Capital Following Proposed Absorptions | Management | For | For |
| 12 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
CYMER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CYMI SECURITY ID: 232572107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Robert P. Akins | Management | For | For |
| 1.3 | Elect Director Edward H. Braun | Management | For | For |
| 1.4 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.5 | Elect Director William G. Oldham | Management | For | For |
| 1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
| 1.7 | Elect Director Peter J. Simone | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Jon D. Tompkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DAVITA INC.
MEETING DATE: JUN 7, 2010 |
TICKER: DVA SECURITY ID: 23918K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela M. Arway | Management | For | For |
| 2 | Elect Director Charles G. Berg | Management | For | For |
| 3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 4 | Elect Director Paul J. Diaz | Management | For | For |
| 5 | Elect Director Peter T. Grauer | Management | For | For |
| 6 | Elect Director John M. Nehra | Management | For | For |
| 7 | Elect Director William L. Roper | Management | For | For |
| 8 | Elect Director Kent J. Thiry | Management | For | For |
| 9 | Elect Director Roger J. Valine | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DEALERTRACK HOLDINGS, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TRAK SECURITY ID: 242309102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann B. Lane | Management | For | For |
| 1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
| 1.3 | Elect Director Barry Zwarenstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Gregg L. Engles | Management | For | For |
| 1.3 | Elect Director Jim L. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DELPHI FINANCIAL GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: DFG SECURITY ID: 247131105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip R. O'Connor | Management | For | For |
| 1.2 | Elect Director Robert Rosenkranz | Management | For | For |
| 1.3 | Elect Director Donald A. Sherman | Management | For | For |
| 1.4 | Elect Director Kevin R. Brine | Management | For | For |
| 1.5 | Elect Director Edward A. Fox | Management | For | For |
| 1.6 | Elect Director Steven A. Hirsh | Management | For | For |
| 1.7 | Elect Director Harold F. Ilg | Management | For | For |
| 1.8 | Elect Director James M. Litvack | Management | For | For |
| 1.9 | Elect Director James N. Meehan | Management | For | For |
| 1.10 | Elect Director Robert F. Wright | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAR 9, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gareth Roberts | Management | For | For |
| 1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.3 | Elect Director Michael L. Beatty | Management | For | For |
| 1.4 | Elect Director Michael B. Decker | Management | For | For |
| 1.5 | Elect Director Ronald G. Greene | Management | For | For |
| 1.6 | Elect Director David I. Heather | Management | For | For |
| 1.7 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.8 | Elect Director Randy Stein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEUTSCHE BOERSE AG
MEETING DATE: MAY 27, 2010 |
TICKER: DB1 SECURITY ID: D1882G119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 6 | Approve EUR 27.8 Million Capital Increase without Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 19.5 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | Management | For | For |
| 9 | Approve Affiliation Agreement with Clearstream Banking AG | Management | For | For |
| 10a | Amend Articles Re: Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 10b | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 11 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| |
|---|
DEVELOPERS DIVERSIFIED REALTY CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DDR SECURITY ID: 251591103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terrance R. Ahern | Management | For | For |
| 2 | Elect Director James C. Boland | Management | For | For |
| 3 | Elect Director Thomas Finne | Management | For | For |
| 4 | Elect Director Robert H. Gidel | Management | For | For |
| 5 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 6 | Elect Director Volker Kraft | Management | For | For |
| 7 | Elect Director Victor B. MacFarlane | Management | For | For |
| 8 | Elect Director Craig Macnab | Management | For | For |
| 9 | Elect Director Scott D. Roulston | Management | For | For |
| 10 | Elect Director Barry A. Sholem | Management | For | For |
| 11 | Elect Director William B. Summers, Jr. | Management | For | For |
| 12 | Elect Director Scott A. Wolstein | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITALGLOBE, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DGI SECURITY ID: 25389M877
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
| 1.2 | Elect Director Jill D. Smith | Management | For | For |
| 1.3 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DINEEQUITY, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: DIN SECURITY ID: 254423106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard M. Berk | Management | For | For |
| 1.2 | Elect Director Daniel J. Brestle | Management | For | For |
| 1.3 | Elect Director Caroline W. Nahas | Management | For | For |
| 1.4 | Elect Director Gilbert T. Ray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 3, 2010 |
TICKER: DISH SECURITY ID: 25470M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
EAGLE MATERIALS INC.
MEETING DATE: AUG 6, 2009 |
TICKER: EXP SECURITY ID: 26969P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. William Barnett | Management | For | For |
| 1.2 | Elect Director David W. Quinn | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ECHO SECURITY ID: 27875T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.2 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.3 | Elect Director John R. Walter | Management | For | For |
| 1.4 | Elect Director John F. Sandner | Management | For | For |
| 1.5 | Elect Director Peter J. Barris | Management | For | For |
| 1.6 | Elect Director Anthony R. Bobulinski | Management | For | For |
| 1.7 | Elect Director Eric P. Lefkofsky | Management | For | For |
| 1.8 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.9 | Elect Director Matthew Ferguson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
EDUCATION REALTY TRUST, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: EDR SECURITY ID: 28140H104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul O. Bower | Management | For | For |
| 1.2 | Elect Director Monte J. Barrow | Management | For | For |
| 1.3 | Elect Director William J. Cahill, III | Management | For | For |
| 1.4 | Elect Director Randall L. Churchey | Management | For | For |
| 1.5 | Elect Director John L. Ford | Management | For | For |
| 1.6 | Elect Director Howard A. Silver | Management | For | For |
| 1.7 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ELDORADO GOLD CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ELD SECURITY ID: 284902103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John S. Auston as Director | Management | For | For |
| 2 | Elect K. Ross Cory as Director | Management | For | For |
| 3 | Elect Robert R. Gilmore as Director | Management | For | For |
| 4 | Elect Geoffrey A. Handley as Director | Management | For | For |
| 5 | Elect Wayne D. Lenton as Director | Management | For | For |
| 6 | Elect Jonathan A. Rubenstein as Director | Management | For | For |
| 7 | Elect Donald M. Shumka as Director | Management | For | For |
| 8 | Elect Paul N. Wright as Director | Management | For | For |
| 9 | Ratify KPMG LLP as Auditors | Management | For | For |
| 10 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
EMERITUS CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: ESC SECURITY ID: 291005106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Baty | Management | For | For |
| 1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
| 1.3 | Elect Director Granger Cobb | Management | For | For |
| 1.4 | Elect Director Richard W. Macedonia | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EMULEX CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: ELX SECURITY ID: 292475209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred B. Cox | Management | For | For |
| 1.2 | Elect Director Michael P. Downey | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Robert H. Goon | Management | For | For |
| 1.6 | Elect Director Don M. Lyle | Management | For | For |
| 1.7 | Elect Director James M. McCluney | Management | For | For |
| 1.8 | Elect Director Dean A. Yoost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENDURANCE SPECIALTY HOLDINGS LTD
MEETING DATE: MAY 13, 2010 |
TICKER: ENH SECURITY ID: G30397106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John T. Baily as Director | Management | For | For |
| 1.2 | Elect Norman Barham as Director | Management | For | For |
| 1.3 | Elect Galen R. Barnes as Director | Management | For | For |
| 1.4 | Elect David S. Cash as Director | Management | For | For |
| 1.5 | Elect William M. Jewett as Director | Management | For | For |
| 1.6 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.7 | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.8 | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.11 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.12 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.13 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.14 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.15 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.16 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.17 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.18 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.19 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.20 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Amend 2007 Equity Incentive Plan | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: EOG SECURITY ID: 26875P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
EQT CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: EQT SECURITY ID: 26884L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.2 | Elect Director Murry S. Gerber | Management | For | For |
| 1.3 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Whalen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EUROPEAN AERONAUTIC DEFENSE AND SPACE COMPANY EADS NV
MEETING DATE: JUN 1, 2010 |
TICKER: EAD SECURITY ID: F17114103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and General Introductory Statements | Management | None | Did Not Vote |
| 2.a | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2.c | Receive Financial Statements and Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Discussion of Agenda Items | Management | None | Did Not Vote |
| 4.a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4.b | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 4.c | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
| 4.d | Ratify Ernst & Young Accountants LLP as Co-Auditors | Management | For | Did Not Vote |
| 4.e | Ratify KPMG Accountants as Co-Auditors | Management | For | Did Not Vote |
| 4.f | Approve Remuneration of Executive and Non-Executive Directors | Management | For | Did Not Vote |
| 4.g | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 5 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EVEREST RE GROUP LTD
MEETING DATE: MAY 19, 2010 |
TICKER: RE SECURITY ID: G3223R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kenneth J. Duffy as Director | Management | For | For |
| 1.2 | Elect Joseph V. Taranto as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 19, 2010 |
TICKER: EXR SECURITY ID: 30225T102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.2 | Elect Director Anthony Fanticola | Management | For | For |
| 1.3 | Elect Director Hugh W. Horne | Management | For | For |
| 1.4 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.5 | Elect Director Roger B. Porter | Management | For | For |
| 1.6 | Elect Director K. Fred Skousen | Management | For | For |
| 1.7 | Elect Director Kenneth M. Woolley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FCS SECURITY ID: 303726103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Anthony Lear | Management | For | For |
| 1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
| 1.6 | Elect Director Bryan R. Roub | Management | For | For |
| 1.7 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.8 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 28, 2009 |
TICKER: FDX SECURITY ID: 31428X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
| 1.4 | Elect Director J.R. Hyde, III | Management | For | For |
| 1.5 | Elect Director Shirley A. Jackson | Management | For | For |
| 1.6 | Elect Director Steven R. Loranger | Management | For | For |
| 1.7 | Elect Director Gary W. Loveman | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director Frederick W. Smith | Management | For | For |
| 1.10 | Elect Director Joshua I. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: FOE SECURITY ID: 315405100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
| |
|---|
FIAT SPA
MEETING DATE: MAR 25, 2010 |
TICKER: F SECURITY ID: T4210N122
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 3 | Amend 2009-2010 Retricted Stock Plan | Management | For | Did Not Vote |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: SEP 4, 2009 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: MAY 27, 2010 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephan A. James | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Frank R. Martire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FINNING INTERNATIONAL INC.
MEETING DATE: MAY 13, 2010 |
TICKER: FTT SECURITY ID: 318071404
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ricardo Bacarreza | Management | For | For |
| 1.2 | Elect Director James E.C. Carter | Management | For | For |
| 1.3 | Elect Director David L. Emerson | Management | For | For |
| 1.4 | Elect Director Kathleen M. O'Neill | Management | For | For |
| 1.5 | Elect Director John M. Reid | Management | For | For |
| 1.6 | Elect Director Andrew H. Simon | Management | For | For |
| 1.7 | Elect Director Bruce L. Turner | Management | For | For |
| 1.8 | Elect Director Michael T. Waites | Management | For | For |
| 1.9 | Elect Director Douglas W.G. Whitehead | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
FIRST AMERICAN CORP.
MEETING DATE: DEC 8, 2009 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | For |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | Withhold |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director Roslyn B. Payne | Management | For | For |
| 1.14 | Elect Director John W. Peace | Management | For | For |
| 1.15 | Elect Director D. Van Skilling | Management | For | For |
| 1.16 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.18 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: FSLR SECURITY ID: 336433107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Robert J. Gillette | Management | For | For |
| 1.3 | Elect Director Craig Kennedy | Management | For | For |
| 1.4 | Elect Director James F. Nolan | Management | For | For |
| 1.5 | Elect Director William J. Post | Management | For | For |
| 1.6 | Elect Director J. Thomas Presby | Management | For | For |
| 1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
| 1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
| 1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: FISV SECURITY ID: 337738108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim M. Robak | Management | For | For |
| 1.2 | Elect Director Doyle R. Simons | Management | For | For |
| 1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: FCE.A SECURITY ID: 345550107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.2 | Elect Director Joan K. Shafran | Management | For | For |
| 1.3 | Elect Director Louis Stokes | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Increase Authorized Preferred Stock | Management | For | Against |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FOUNDATION COAL HLDGS INC
MEETING DATE: JUL 31, 2009 |
TICKER: FCL SECURITY ID: 35039W100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 14, 2010 |
TICKER: FSP SECURITY ID: 35471R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. McGillicuddy | Management | For | For |
| 1.2 | Elect Director Janet P. Notopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: GIII SECURITY ID: 36237H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Carl Katz | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.9 | Elect Director Richard White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GAFISA S.A.
MEETING DATE: APR 27, 2010 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 1.2 | Approve Allocation of Income and Dividends | Management | For | For |
| 1.3 | Elect Directors | Management | For | For |
| 1.4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 2.1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2.2 | Amend Articles | Management | For | For |
| 2.3 | Consolidate Company's Bylaws | Management | For | For |
| 2.4 | Authorize Issuance of Bonds/Debentures | Management | For | For |
| |
|---|
GAFISA S.A.
MEETING DATE: MAY 27, 2010 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreement to Absorb Shertis Empreendimentos e Participacoes SA | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
| 3 | Approve Appraisal Report from Independent Firm | Management | For | For |
| 4 | Approve Increase in Share Capital as a Result of the Proposed Absorption | Management | For | For |
| 5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 6 | Consolidate Company's Bylaws | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GCA SAVVIAN GROUP CORP
MEETING DATE: MAR 25, 2010 |
TICKER: 2174 SECURITY ID: J1766D103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director | Management | For | For |
| 1.2 | Elect Director | Management | For | For |
| 1.3 | Elect Director | Management | For | For |
| 1.4 | Elect Director | Management | For | For |
| 1.5 | Elect Director | Management | For | For |
| 1.6 | Elect Director | Management | For | For |
| 1.7 | Elect Director | Management | For | For |
| 2 | Approve Stock Option Plan for Directors | Management | For | Against |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director Michael D. Fraizer | Management | For | For |
| 3 | Elect Director Nancy J. Karch | Management | For | For |
| 4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 6 | Elect Director Christine B. Mead | Management | For | For |
| 7 | Elect Director Thomas E. Moloney | Management | For | For |
| 8 | Elect Director James A. Parke | Management | For | For |
| 9 | Elect Director James S. Riepe | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GEOEYE, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: GEOY SECURITY ID: 37250W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Abrahamson | Management | For | For |
| 1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
| 1.3 | Elect Director Martin C. Faga | Management | For | For |
| 1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
| 1.5 | Elect Director Lawrence A. Hough | Management | For | For |
| 1.6 | Elect Director Roberta E. Lenczowski | Management | For | For |
| 1.7 | Elect Director Matthew M. O?Connell | Management | For | For |
| 1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
| 1.9 | Elect Director William W. Sprague | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GLOBAL INDUSTRIES, LTD.
MEETING DATE: MAY 19, 2010 |
TICKER: GLBL SECURITY ID: 379336100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles O. Buckner | Management | For | For |
| 1.2 | Elect Director John A. Clerico | Management | For | For |
| 1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director William J. Dore | Management | For | For |
| 1.6 | Elect Director Larry E. Farmer | Management | For | For |
| 1.7 | Elect Director Edgar G. Hotard | Management | For | For |
| 1.8 | Elect Director Richard A. Pattarozzi | Management | For | For |
| 1.9 | Elect Director James L. Payne | Management | For | For |
| 1.10 | Elect Director Michael J. Pollock | Management | For | For |
| 1.11 | Elect Director John B. Reed | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GOODRICH CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: GR SECURITY ID: 382388106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Griffith | Management | For | For |
| 1.6 | Elect Director William R. Holland | Management | For | For |
| 1.7 | Elect Director John P. Jumper | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.10 | Elect Director Douglas E. Olesen | Management | For | For |
| 1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
GREAT LAKES DREDGE & DOCK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: GLDD SECURITY ID: 390607109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jonathan W. Berger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: GFRE SECURITY ID: 40251W309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | For |
| 1.2 | Elect Director Xiaobin Liu | Management | For | For |
| 1.3 | Elect Director Naihui Miao | Management | For | For |
| 1.4 | Elect Director Richard Khaleel | Management | For | For |
| 1.5 | Elect Director Biagio Vignolo | Management | For | For |
| 1.6 | Elect Director Shi Tong Jiang | Management | For | For |
| 1.7 | Elect Director Ya Fei Ji | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: GFRE SECURITY ID: 40251W929
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | Did Not Vote |
| 1.2 | Elect Director Xiaobin Liu | Management | For | Did Not Vote |
| 1.3 | Elect Director Naihui Miao | Management | For | Did Not Vote |
| 1.4 | Elect Director Richard Khaleel | Management | For | Did Not Vote |
| 1.5 | Elect Director Biagio Vignolo | Management | For | Did Not Vote |
| 1.6 | Elect Director Shi Tong Jiang | Management | For | Did Not Vote |
| 1.7 | Elect Director Ya Fei Ji | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| |
|---|
GYMBOREE CORPORATION, THE
MEETING DATE: JUN 8, 2010 |
TICKER: GYMB SECURITY ID: 403777105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blair W. Lambert | Management | For | For |
| 1.2 | Elect Director Daniel R. Lyle | Management | For | For |
| 1.3 | Elect Director Scott A. Ryles | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A.M. Bennett | Management | For | For |
| 2 | Elect Director J.R. Boyd | Management | For | For |
| 3 | Elect Director M. Carroll | Management | For | For |
| 4 | Elect Director N.K. Dicciani | Management | For | For |
| 5 | Elect Director S.M. Gillis | Management | For | For |
| 6 | Elect Director J.T. Hackett | Management | For | For |
| 7 | Elect Director D.J. Lesar | Management | For | For |
| 8 | Elect Director R.A. Malone | Management | For | For |
| 9 | Elect Director J.L. Martin | Management | For | For |
| 10 | Elect Director D.L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HEICO CORPORATION
MEETING DATE: MAR 29, 2010 |
TICKER: HEI SECURITY ID: 422806208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
| 1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim, Ph.D. | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG)
MEETING DATE: MAY 6, 2010 |
TICKER: HEI SECURITY ID: D31709104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
| 10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
| 11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
| 11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
| |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 24, 2010 |
TICKER: 1044 SECURITY ID: G4402L151
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Sze Man Bok as Director | Management | For | Against |
| 3b | Reelect Hung Ching Shan as Director | Management | For | Against |
| 3c | Reelect Loo Hong Shing Vincent as Director | Management | For | For |
| 3d | Reelect Wang Ming Fu as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HENGDELI HOLDINGS LTD
MEETING DATE: MAY 11, 2010 |
TICKER: 3389 SECURITY ID: G45048108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Shi Zhongyang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Reelect Cai Jianmin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3c | Reelect Wong Kam Fai William Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 29, 2010 |
TICKER: HLF SECURITY ID: G4412G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For |
| 1.2 | Elect Richard P. Bermingham as Director | Management | For | For |
| 1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For |
| 2 | Amend 2005 Stock Incentive Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HERITAGE OIL PLC
MEETING DATE: JUN 17, 2010 |
TICKER: HOIL SECURITY ID: G4509M102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Atherton as Director | Management | For | For |
| 4 | Re-elect Michael Hibberd as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with and without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Market Purchase | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: HES SECURITY ID: 42809H107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N.F. Brady | Management | For | Withhold |
| 1.2 | Elect Director G.P. Hill | Management | For | Withhold |
| 1.3 | Elect Director T.H. Kean | Management | For | Withhold |
| 1.4 | Elect Director F.A. Olson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HILLENBRAND, INC.
MEETING DATE: FEB 24, 2010 |
TICKER: HI SECURITY ID: 431571108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. DeLuzio | Management | For | For |
| 1.2 | Elect Director James A. Henderson | Management | For | For |
| 1.3 | Elect Director Ray J. Hillenbrand | Management | For | For |
| 1.4 | Elect Director F. Joseph Loughrey | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
HOLLY CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.5 | Elect Director Jack P. Reid | Management | For | For |
| 1.6 | Elect Director Paul T. Stoffel | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOME DEPOT, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director David H. Batchelder | Management | For | For |
| 3 | Elect Director Francis S. Blake | Management | For | For |
| 4 | Elect Director Ari Bousbib | Management | For | For |
| 5 | Elect Director Gregory D. Brenneman | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HUABAO INTERNATIONAL HOLDINGS LIMITED (FORMERLY LEAPTEK LTD
MEETING DATE: AUG 7, 2009 |
TICKER: 336 SECURITY ID: G4639H106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Ma Yun Yan as Director | Management | For | For |
| 3a2 | Reelect Wang Guang Yu as Director | Management | For | For |
| 3a3 | Reelect Xia Li Qun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HYPERMARCAS SA
MEETING DATE: DEC 30, 2009 |
TICKER: HYPE3 SECURITY ID: P5230A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of PomPom Produtos Higienicos and Industria Nacional de Artefatos de Latex (INAL) | Management | For | For |
| 2 | Approve Acquisition of the Jontex Brand | Management | For | For |
| 3 | Appoint CCA Continuity Auditores Independentes to Appraise Proposed Acquisition of PomPom and Appoint Deloitte Touche TohmatsuAuditores Independentes to Appraise Proposed Acquisition of INAL | Management | For | For |
| 4 | Approve Merger Agreement between the Company and Hypernova Medicamentos Participacoes and Merger Agreement between the Company and Laboratorio Neo Quimica | Management | For | For |
| 5 | Amend Articles | Management | For | Against |
| 6 | Elect Directors and Approve Their Remuneration | Management | For | For |
| 7 | Approve 2-to-1 Stock Split | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HYPERMARCAS SA
MEETING DATE: MAR 11, 2010 |
TICKER: HYPE3 SECURITY ID: P5230A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Location of Company Offices | Management | For | For |
| 2 | Approve Increase in Authorized Capital | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | Amend Appraisal of Proposed Merger to Reflect Date Correction | Management | For | For |
| 5 | Ratify Resolutions Approved at Dec. 30, 2009 EGM | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HYPERMARCAS SA
MEETING DATE: MAR 26, 2010 |
TICKER: HYPE3 SECURITY ID: P5230A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Re-elect Directors | Management | For | Against |
| |
|---|
IGUATEMI EMPRESA SHOPPING CENTERS S.A
MEETING DATE: JAN 29, 2010 |
TICKER: IGTA3 SECURITY ID: P5352J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Deloitte Touche Tohmatsu Independent Auditors to Appraise Proposed Absorption of Midia Mall Consultoria Promocional | Management | For | For |
| 2 | Approve the Appraisal Report Produced by Deloitte Touche Tohmatsu Independent Auditors | Management | For | For |
| 3 | Examine Absorption Agreement | Management | For | For |
| 4 | Approve Absorption Agreement | Management | For | For |
| 5 | Approve the Proposal to Expand Company Objectives Following Absorption of Midia Mall Consultoria Promocional | Management | For | For |
| 6 | Amend Article 5 to Reflect Changes in Company Objectives | Management | For | For |
| |
|---|
IGUATEMI EMPRESA SHOPPING CENTERS S.A
MEETING DATE: APR 28, 2010 |
TICKER: IGTA3 SECURITY ID: P5352J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| |
|---|
ILIAD
MEETING DATE: MAY 25, 2010 |
TICKER: ILD SECURITY ID: F4958P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 9 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7 and 8 | Management | For | For |
| 11 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: IMGN SECURITY ID: 45253H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
| 2.2 | Elect Director David W. Carter | Management | For | For |
| 2.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2.4 | Elect Director J.j. Villafranca | Management | For | For |
| 2.5 | Elect Director Nicole Onetto | Management | For | For |
| 2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
| 2.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2.8 | Elect Director Daniel M. Junius | Management | For | For |
| 2.9 | Elect Director Howard H. Pien | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 2, 2010 |
TICKER: IMT SECURITY ID: G4721W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 52 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Dr Ken Burnett as Director | Management | For | For |
| 5 | Re-elect Jean-Dominique Comolli as Director | Management | For | For |
| 6 | Re-elect Robert Dyrbus as Director | Management | For | For |
| 7 | Re-elect Charles Knott as Director | Management | For | For |
| 8 | Re-elect Iain Napier as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 | Management | For | For |
| 14 | Authorise 106,794,000 Ordinary Shares for Market Purchase | Management | For | For |
| 15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| |
|---|
INFINERA CORP
MEETING DATE: MAY 19, 2010 |
TICKER: INFN SECURITY ID: 45667G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
| 1.2 | Elect Director Carl Redfield | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INFORMA PLC
MEETING DATE: APR 27, 2010 |
TICKER: INF SECURITY ID: G4770C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Derek Mapp as Director | Management | For | For |
| 3 | Re-elect Peter Rigby as Director | Management | For | For |
| 4 | Re-elect Adam Walker as Director | Management | For | For |
| 5 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
| 6 | Re-elect John Davis as Director | Management | For | For |
| 7 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTERNATIONAL COAL GROUP, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ICO SECURITY ID: 45928H106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia B. Bezik | Management | For | Withhold |
| 1.2 | Elect Director William J. Catacosinos | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
INTERNATIONAL RECTIFIER CORP.
MEETING DATE: NOV 9, 2009 |
TICKER: IRF SECURITY ID: 460254105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
| 1.2 | Elect Director Oleg Khaykin | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: ISIL SECURITY ID: 46069S109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Bell | Management | For | For |
| 1.2 | Elect Director Dr. Robert W. Conn | Management | For | For |
| 1.3 | Elect Director James V. Diller | Management | For | For |
| 1.4 | Elect Director Gary E. Gist | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Gregory Lang | Management | For | For |
| 1.7 | Elect Director Jan Peeters | Management | For | For |
| 1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
| 1.9 | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ION GEOPHYSICAL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: IO SECURITY ID: 462044108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Franklin Myers | Management | For | For |
| 1.2 | Elect Director Bruce S. Appelbaum | Management | For | For |
| 1.3 | Elect Director S. James Nelson, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ISRAEL CHEMICALS LTD.
MEETING DATE: FEB 15, 2010 |
TICKER: ISCHY SECURITY ID: M5920A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Grant of Options to Board Chairman | Management | For | For |
| 1a | Indicate Personal Interest in Proposed Agenda Item | Management | None | None |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ITRI SECURITY ID: 465741106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas S. Glanville | Management | For | Against |
| 2 | Elect Director Sharon L. Nelson | Management | For | Against |
| 3 | Elect Director Malcolm Unsworth | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
IVANHOE MINES LTD.
MEETING DATE: MAY 7, 2010 |
TICKER: IVN SECURITY ID: 46579N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect ROBERT M. FRIEDLAND as Director | Management | For | Withhold |
| 1.2 | Elect PETER MEREDITH as Director | Management | For | For |
| 1.3 | Elect JOHN MACKEN as Director | Management | For | For |
| 1.4 | Elect DAVID HUBERMAN as Director | Management | For | For |
| 1.5 | Elect HOWARD BALLOCH as Director | Management | For | For |
| 1.6 | Elect MARKUS FABER as Director | Management | For | For |
| 1.7 | Elect R. EDWARD FLOOD as Director | Management | For | For |
| 1.8 | Elect ROBERT HANSON as Director | Management | For | For |
| 1.9 | Elect ANDREW HARDING as Director | Management | For | For |
| 1.10 | Elect DAVID KORBIN as Director | Management | For | For |
| 1.11 | Elect LIVIA MAHLER as Director | Management | For | For |
| 1.12 | Elect KJELD THYGESEN as Director | Management | For | For |
| 2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | If Item #3 is Approved, Elect TRACY STEVENSON as Director | Management | For | For |
| 5 | If Item #3 is Approved, Fix Number of Directors at Fourteen | Management | For | For |
| 6 | Approve Equity Incentive Plan | Management | For | Against |
| 7 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
J. M. SMUCKER CO., THE
MEETING DATE: AUG 19, 2009 |
TICKER: SJM SECURITY ID: 832696405
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul J. Dolan | Management | For | Against |
| 2 | Elect Director Nancy Lopez Knight | Management | For | Against |
| 3 | Elect Director Gary A. Oatey | Management | For | Against |
| 4 | Elect Director Alex Shumate | Management | For | Against |
| 5 | Elect Director Timothy P. Smucker | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Eliminate Cumulative Voting | Management | For | For |
| 8 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 9 | Approve Board to Amend the Amendment Regulations to the Extent Permitted By Law | Management | For | For |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: AUG 3, 2009 |
TICKER: JASO SECURITY ID: 466090107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 28, 2010 |
TICKER: JEC SECURITY ID: 469814107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1.2 | Elect Director Edward V. Fritzky | Management | For | For |
| 1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
| 1.4 | Elect Director Peter J. Robertson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JAPAN TOBACCO INC
MEETING DATE: JUN 24, 2010 |
TICKER: 2914 SECURITY ID: J27869106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
| 2.1 | Elect Director Youji Wakui | Management | For | For |
| 2.2 | Elect Director Hiroshi Kimura | Management | For | For |
| 2.3 | Elect Director Munetaka Takeda | Management | For | For |
| 2.4 | Elect Director Masaaki Sumikawa | Management | For | For |
| 2.5 | Elect Director Mitsuomi Koizumi | Management | For | For |
| 2.6 | Elect Director Masakazu Shimizu | Management | For | For |
| 2.7 | Elect Director Noriaki Ohkubo | Management | For | For |
| 2.8 | Elect Director Mutsuo Iwai | Management | For | For |
| 2.9 | Elect Director Yasushi Shingai | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JONES LANG LASALLE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: JLL SECURITY ID: 48020Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Colin Dyer | Management | For | For |
| 2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 3 | Elect Director DeAnne Julius | Management | For | For |
| 4 | Elect Director Ming Lu | Management | For | For |
| 5 | Elect Director Lauralee E. Martin | Management | For | For |
| 6 | Elect Director Sheila A. Penrose | Management | For | For |
| 7 | Elect Director David B. Rickard | Management | For | For |
| 8 | Elect Director Roger T. Staubach | Management | For | For |
| 9 | Elect Director Thomas C. Theobald | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JTEKT CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: 6473 SECURITY ID: J2946V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Koshi Yoshida | Management | For | For |
| 2.2 | Elect Director Motohiko Yokoyama | Management | For | For |
| 2.3 | Elect Director Shoji Ikawa | Management | For | For |
| 2.4 | Elect Director Masakazu Nagai | Management | For | For |
| 2.5 | Elect Director Nobuyoshi Hisada | Management | For | For |
| 2.6 | Elect Director Takaaki Suzuki | Management | For | For |
| 2.7 | Elect Director Hiroshi Ito | Management | For | For |
| 2.8 | Elect Director Takao Yoneda | Management | For | For |
| 2.9 | Elect Director Hitoshi Shimatani | Management | For | For |
| 2.10 | Elect Director Takeshi Uchiyamada | Management | For | Against |
| 2.11 | Elect Director Seiho Kawakami | Management | For | For |
| 2.12 | Elect Director Masakazu Isaka | Management | For | For |
| 3.1 | Appoint Statutory Auditor Masatake Enomoto | Management | For | For |
| 3.2 | Appoint Statutory Auditor Hiroshi Fujii | Management | For | For |
| 3.3 | Appoint Statutory Auditor Koichi Fukaya | Management | For | Against |
| 3.4 | Appoint Statutory Auditor Atsushi Niimi | Management | For | Against |
| 3.5 | Appoint Statutory Auditor Masaaki Kobayashi | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KAMAN CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: KAMN SECURITY ID: 483548103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George E. Minnich | Management | For | Withhold |
| 1.2 | Elect Director Neal J. Keating | Management | For | Withhold |
| 1.3 | Elect Director Eileen S. Kraus | Management | For | Withhold |
| 1.4 | Elect Director Richard J. Swift | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KBR, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: KBR SECURITY ID: 48242W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.2 | Elect Director William P. Utt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
KELLOGG COMPANY
MEETING DATE: APR 23, 2010 |
TICKER: K SECURITY ID: 487836108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Carson | Management | For | For |
| 1.2 | Elect Director Gordon Gund | Management | For | For |
| 1.3 | Elect Director Dorothy Johnson | Management | For | For |
| 1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KENEDIX INC.
MEETING DATE: MAR 30, 2010 |
TICKER: 4321 SECURITY ID: J3243N100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Increase Authorized Capital | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Appoint External Audit Firm | Management | For | For |
| |
|---|
KERRY GROUP PLC
MEETING DATE: MAY 5, 2010 |
TICKER: KRZ SECURITY ID: G52416107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3ai | Reelect Denis Buckley as Director | Management | For | For |
| 3aii | Reelect Michael Dowling as Director | Management | For | For |
| 3bi | Reelect Michael J Fleming as Director | Management | For | For |
| 3bii | Reelect John Twomey as Director | Management | For | For |
| 3ci | Reelect Denis Carroll as Director | Management | For | For |
| 3cii | Reelect Stan McCarthy as Director | Management | For | For |
| 3ciii | Reelect Donal O'Donoghue as Director | Management | For | For |
| 3civ | Reelect Gerard O' Hanlon as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase up to five Percent of Issued Share Capital | Management | For | For |
| |
|---|
KEYENCE CORP.
MEETING DATE: JUN 17, 2010 |
TICKER: 6861 SECURITY ID: J32491102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Takemitsu Takizaki | Management | For | For |
| 2.2 | Elect Director Michio Sasaki | Management | For | For |
| 2.3 | Elect Director Akira Kanzawa | Management | For | For |
| 2.4 | Elect Director Akinori Yamamoto | Management | For | For |
| 2.5 | Elect Director Tsuyoshi Kimura | Management | For | For |
| 2.6 | Elect Director Yoshihiro Ueda | Management | For | For |
| 2.7 | Elect Director Yuji Ogishi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kensho Hashimoto | Management | For | For |
| |
|---|
KFORCE INC.
MEETING DATE: JUN 25, 2010 |
TICKER: KFRC SECURITY ID: 493732101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elaine D. Rosen | Management | For | Withhold |
| 1.2 | Elect Director Ralph E. Struzziero | Management | For | Withhold |
| 1.3 | Elect Director Howard W. Sutter | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
KINETIC CONCEPTS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: KCI SECURITY ID: 49460W208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Dollens | Management | For | For |
| 1.2 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.3 | Elect Director John P. Byrnes | Management | For | For |
| 1.4 | Elect Director Harry R. Jacobson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KONINKLIJKE PHILIPS ELECTRONICS
MEETING DATE: MAR 25, 2010 |
TICKER: PHIA SECURITY ID: N6817P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | Did Not Vote |
| 2a | Approve 2009 Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2b | Receive Explanation on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2d | Approve Dividends of EUR 0.70 Per Share | Management | For | Did Not Vote |
| 2e | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 2f | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 3a | Reelect G.H.A. Dutine to Management Board | Management | For | Did Not Vote |
| 3b | Reelect R.S. Provoost to Management Board | Management | For | Did Not Vote |
| 3c | Reelect A. Ragnetti to Management Board | Management | For | Did Not Vote |
| 3d | Reelect S.H. Rusckowski to Management Board | Management | For | Did Not Vote |
| 4a | Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | Did Not Vote |
| 5 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 6 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
KULICKE & SOFFA INDUSTRIES, INC.
MEETING DATE: FEB 9, 2010 |
TICKER: KLIC SECURITY ID: 501242101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. O'Steen | Management | For | For |
| 1.2 | Elect Director MacDonell Roehm Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: LAMR SECURITY ID: 512815101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | Withhold |
| 1.2 | Elect Director John E. Koerner, III | Management | For | Withhold |
| 1.3 | Elect Director Edward H. McDermott | Management | For | Withhold |
| 1.4 | Elect Director Stephen P. Mumblow | Management | For | Withhold |
| 1.5 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.6 | Elect Director Anna Reilly | Management | For | Withhold |
| 1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LEAP SECURITY ID: 521863308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Chapple | Management | For | For |
| 1.2 | Elect Director John D. Harkey, Jr. | Management | For | For |
| 1.3 | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1.4 | Elect Director Ronald J. Kramer | Management | For | For |
| 1.5 | Elect Director Robert V. LaPenta | Management | For | For |
| 1.6 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.7 | Elect Director William A. Roper, Jr. | Management | For | For |
| 1.8 | Elect Director Michael B. Targoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LEROY SEAFOOD GROUP ASA
MEETING DATE: NOV 26, 2009 |
TICKER: LSG SECURITY ID: R4279D108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Elect Helge Singelstad as Chairman of the Board | Management | For | Did Not Vote |
| 5 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
LEROY SEAFOOD GROUP ASA
MEETING DATE: MAY 26, 2010 |
TICKER: LSG SECURITY ID: R4279D108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income; Approve Remuneration of Directors, Auditors, and Nominating Committee | Management | For | Did Not Vote |
| 6 | Reelect Britt Drivenes and Hege Bakken as Directors | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Approve Creation of NOK 1.2 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 9 | Approve Creation of NOK 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 10 | Amend Articles Regarding Right to Sign for the Company | Management | For | Did Not Vote |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: LINTA SECURITY ID: 53071M500
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Redemption Proposal | Management | For | For |
| 2.1 | Approve Spin-Off Agreement | Management | For | For |
| 2.2 | Approve Merger Agreement | Management | For | For |
| 2.3 | Approve Contribution Proposal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: LINTA SECURITY ID: 53071M708
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.4 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LIHIR GOLD LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: LGL SECURITY ID: Y5285N149
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Elect Peter Cassidy as a Director | Management | For | For |
| 3 | Elect Mike Etheridge as a Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
| 5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | Management | For | For |
| 6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LMI AEROSPACE, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: LMIA SECURITY ID: 502079106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald S. Saks | Management | For | For |
| 1.2 | Elect Director Joseph Burstein | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LO SECURITY ID: 544147101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.2 | Elect Director Richard W. Roedel | Management | For | For |
| 1.3 | Elect Director David H. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 9, 2009 |
TICKER: LTXC SECURITY ID: 502403108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger W. Blethen | Management | For | For |
| 1.2 | Elect Director Roger J. Maggs | Management | For | For |
| 1.3 | Elect Director Ping Yang | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: LL SECURITY ID: 55003T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Macon F. Brock | Management | For | For |
| 1.2 | Elect Director John M. Presley | Management | For | For |
| 1.3 | Elect Director Thomas D. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS
MEETING DATE: APR 5, 2010 |
TICKER: MDIA3 SECURITY ID: P64876108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Amend Articles | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: APR 26, 2010 |
TICKER: MDC SECURITY ID: 552676108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
| 1.3 | Elect Director Larry A. Mizel | Management | For | For |
| 2 | Require Independent Board Chairman | Shareholder | Against | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MACERICH COMPANY, THE
MEETING DATE: MAY 27, 2010 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur M. Coppola | Management | For | For |
| 2 | Elect Director Edward C. Coppola | Management | For | For |
| 3 | Elect Director James S. Cownie | Management | For | For |
| 4 | Elect Director Fred S. Hubbell | Management | For | For |
| 5 | Elect Director Mason G. Ross | Management | For | For |
| 6 | Elect Director Dr. William P. Sexton | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: NOV 6, 2009 |
TICKER: MHG SECURITY ID: R2326D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: MAY 27, 2010 |
TICKER: MHG SECURITY ID: R2326D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Receive President's Report | Management | None | Did Not Vote |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Allocation of Income and Dividends of NOK 0.35 per Share | Management | For | Did Not Vote |
| 6 | Authorize Repurchase of Shares with Aggregate Nominal Value of NOK 268.1 Million and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Approve Issuance of 357.5 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors and Nominating Committee for 2009/2010; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9 | Elect Directors | Management | For | Did Not Vote |
| 10 | Elect Members of Nominating Committee; Approve Remuneration for Nominating Committee Work | Management | For | Did Not Vote |
| 11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12 | Approve NOK 5.9 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
| 13 | Instruct Board to Approve Funding for Commercial-Scale Closed Containment Project for Farmed Salmon in British Columbia | Shareholder | Against | Did Not Vote |
| |
|---|
MARINEMAX, INC.
MEETING DATE: FEB 17, 2010 |
TICKER: HZO SECURITY ID: 567908108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hillard M. Eure, III | Management | For | For |
| 2 | Elect Director Joseph A. Watters | Management | For | For |
| 3 | Elect Director Dean S. Woodman | Management | For | For |
| 4 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Dan R. Moore | Management | For | For |
| 1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
| 4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MTZ SECURITY ID: 576323109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Dwyer | Management | For | Withhold |
| 1.2 | Elect Director Frank E. Jaumot | Management | For | Withhold |
| 1.3 | Elect Director Jose S. Sorzano | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MATTSON TECHNOLOGY, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: MTSN SECURITY ID: 577223100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Kannappan | Management | For | For |
| 1.2 | Elect Director John C. Bolger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MXIM SECURITY ID: 57772K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
| 1.3 | Elect Director James R. Bergman | Management | For | Withhold |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MAXYGEN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MAXY SECURITY ID: 577776107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis G. Lange | Management | For | Withhold |
| 1.2 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
| 1.3 | Elect Director Ernest Mario | Management | For | Withhold |
| 1.4 | Elect Director Gordon Ringold | Management | For | For |
| 1.5 | Elect Director Isaac Stein | Management | For | For |
| 1.6 | Elect Director James R. Sulat | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAZDA MOTOR CORP.
MEETING DATE: JUN 24, 2010 |
TICKER: 7261 SECURITY ID: J41551102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
| 2.1 | Elect Director Takashi Yamanouchi | Management | For | For |
| 2.2 | Elect Director Kiyoshi Ozaki | Management | For | For |
| 2.3 | Elect Director Seita Kanai | Management | For | For |
| 2.4 | Elect Director Masazumi Wakayama | Management | For | For |
| 2.5 | Elect Director Thomas A. H. Pixton | Management | For | For |
| 2.6 | Elect Director Akira Marumoto | Management | For | For |
| 2.7 | Elect Director Masamichi Kogai | Management | For | For |
| 3 | Appoint Statutory Auditor Kazuyuki Mitate | Management | For | For |
| |
|---|
MBIA INC.
MEETING DATE: MAY 4, 2010 |
TICKER: MBI SECURITY ID: 55262C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect Director Theodore Shasta | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: MCK SECURITY ID: 58155Q103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andy D. Bryant | Management | For | Against |
| 1.2 | Elect Director Wayne A. Budd | Management | For | Against |
| 1.3 | Elect Director John H. Hammergren | Management | For | Against |
| 1.4 | Elect Director Alton F. Irby, III | Management | For | Against |
| 1.5 | Elect Director M. Christine Jacobs | Management | For | Against |
| 1.6 | Elect Director Marie L. Knowles | Management | For | Against |
| 1.7 | Elect Director David M. Lawrence | Management | For | Against |
| 1.8 | Elect Director Edward A. Mueller | Management | For | Against |
| 1.9 | Elect Director Jane E. Shaw | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
MDC PARTNERS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: MDZ.A SECURITY ID: 552697104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Miles S. Nadal as Director | Management | For | For |
| 1.2 | Elect Robert J. Kamerschen as Director | Management | For | For |
| 1.3 | Elect Clare Copeland as Director | Management | For | For |
| 1.4 | Elect Thomas N. Davidson as Director | Management | For | For |
| 1.5 | Elect Scott L. Kauffman as Director | Management | For | For |
| 1.6 | Elect Michael J.L. Kirby as Director | Management | For | For |
| 1.7 | Elect Stephen M. Pustil as Director | Management | For | For |
| 2 | Approve BDO Seidman, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 20, 2010 |
TICKER: WFR SECURITY ID: 552715104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Elect Director John Marren | Management | For | For |
| 3 | Elect Director William E. Stevens | Management | For | For |
| 4 | Elect Director James B. Williams | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
METAVANTE TECHNOLOGIES, INC.
MEETING DATE: SEP 4, 2009 |
TICKER: MV SECURITY ID: 591407101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MICROMET, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: MITI SECURITY ID: 59509C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry C. Benjamin | Management | For | For |
| 1.2 | Elect Director Kapil Dhingra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MISYS PLC
MEETING DATE: SEP 30, 2009 |
TICKER: MSY SECURITY ID: G61572148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir James Crosby as Director | Management | For | For |
| 4 | Elect Philip Rowley as Director | Management | For | For |
| 5 | Re-elect John King as Director | Management | For | For |
| 6 | Re-elect John Ormerod as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,823,670 | Management | For | For |
| 9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 297,292 | Management | For | For |
| 10 | Authorise up to GBP 547,101 for Market Purchase | Management | For | For |
| 11 | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Management | For | For |
| 12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
MITSUBISHI MATERIALS CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: 5711 SECURITY ID: J44024107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Akihiko Ide | Management | For | For |
| 1.2 | Elect Director Mayuki Hashimoto | Management | For | For |
| 1.3 | Elect Director Toshinori Kato | Management | For | For |
| 1.4 | Elect Director Makoto Miki | Management | For | For |
| 1.5 | Elect Director Akira Takeuchi | Management | For | For |
| 1.6 | Elect Director Yukio Okamoto | Management | For | For |
| 1.7 | Elect Director Hiroshi Yao | Management | For | For |
| 1.8 | Elect Director Keisuke Yamanobe | Management | For | For |
| 1.9 | Elect Director Toshimichi Fujii | Management | For | For |
| 2.1 | Appoint Statutory Auditor Akio Utsumi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Hiroshi Kanemoto | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Akiyasu Nakano | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2010 |
TICKER: 8306 SECURITY ID: J44497105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Takamune Okihara | Management | For | For |
| 2.2 | Elect Director Kinya Okauchi | Management | For | For |
| 2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
| 2.4 | Elect Director Kyouta Ohmori | Management | For | For |
| 2.5 | Elect Director Hiroshi Saitou | Management | For | For |
| 2.6 | Elect Director Nobushige Kamei | Management | For | For |
| 2.7 | Elect Director Masao Hasegawa | Management | For | For |
| 2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
| 2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
| 2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
| 2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
| 2.12 | Elect Director Kaoru Wachi | Management | For | For |
| 2.13 | Elect Director Takashi Oyamada | Management | For | For |
| 2.14 | Elect Director Ryuuji Araki | Management | For | For |
| 2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
| 2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: MHK SECURITY ID: 608190104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
| 1.2 | Elect Director David L. Kolb | Management | For | For |
| 1.3 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.4 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 2, 2010 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MONSANTO CO.
MEETING DATE: JAN 26, 2010 |
TICKER: MON SECURITY ID: 61166W101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank V. AtLee III | Management | For | For |
| 2 | Elect Director David L. Chicoine | Management | For | For |
| 3 | Elect Director Arthur H. Harper | Management | For | For |
| 4 | Elect Director Gwendolyn S. King | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MOTOROLA, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MOT SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director David W. Dorman | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | Against |
| 4 | Elect Director Sanjay K. Jha | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | Against |
| 8 | Elect Director James R. Stengel | Management | For | Against |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Douglas A. Warner III | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
MYR GROUP INC.
MEETING DATE: MAY 21, 2010 |
TICKER: MYRG SECURITY ID: 55405W104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry F. Altenbaumer | Management | For | For |
| 1.2 | Elect Director William A. Koertner | Management | For | For |
| 1.3 | Elect Director William D. Patterson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben A. Guill | Management | For | For |
| 1.2 | Elect Director Roger L. Jarvis | Management | For | For |
| 1.3 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NBTY, INC.
MEETING DATE: FEB 26, 2010 |
TICKER: NTY SECURITY ID: 628782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ashner | Management | For | For |
| 1.2 | Elect Director Glenn Cohen | Management | For | For |
| 1.3 | Elect Director Arthur Rudolph | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: NCR SECURITY ID: 62886E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Quincy Allen | Management | For | For |
| 1.2 | Elect Director Edward Boykin | Management | For | For |
| 1.3 | Elect Director Linda Fayne Levinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NBIX SECURITY ID: 64125C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: Q6651B114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NH HOTELES S.A
MEETING DATE: DEC 3, 2009 |
TICKER: NHH SECURITY ID: E7650R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Ratify Appointment of D. Javier Illa Ruiz as Director for a Three-year Term | Management | For | Against |
| 1.2 | Ratify Appointment of D. Juan Antonio Samaranch Salisachs as External Director for a Three-year Term | Management | For | For |
| 2 | Approve Modification of Article 15 Re: Regulation of Limits of Shareholders' Voting Rights | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NH HOTELES S.A
MEETING DATE: JUN 24, 2010 |
TICKER: NHH SECURITY ID: E7650R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended Dec. 31, 2009; Approve Allocation of Income, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Miguel Rodriguez Dominguez as Director | Management | For | For |
| 2.2 | Reelect Caja de Ahorros de Valencia, Castellon y Alicante as Director | Management | For | Against |
| 2.3 | Reelect Hoteles Participados SL as Director | Management | For | Against |
| 2.4 | Ratify Roberto Cibeira Moreiras as Director | Management | For | Against |
| 2.5 | Ratify Juan Llopart Perez as Director | Management | For | Against |
| 3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance with Article 153.1b of Spanish Company Law | Management | For | For |
| 4.1 | Amend Article 20 of Company Bylaws Re: Board of Directors | Management | For | For |
| 4.2 | Fix Annual Remuneration of Directors and Committees | Management | For | For |
| 5 | Authorize Issuance of Simple Bonds, Promisory Notes, Other Fixed Income Securities, and Preferred Stocks, Including Convertible Bonds and Warrants Without Preemptive Rights for a Period of 5 Years; Void Authorization Granted at AGM Held on June 16, 2009 | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Elect Deloitte SL as Auditor of the Company and its Consolidated Group | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NOBEL BIOCARE HOLDING AG
MEETING DATE: MAR 25, 2010 |
TICKER: NOBN SECURITY ID: H5783Q130
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 6.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
| 7.1 | Elect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
| 7.2 | Elect Raymund Breu as Director | Management | For | Did Not Vote |
| 7.3 | Elect Heino von Prondynski as Director | Management | For | Did Not Vote |
| 7.4 | Elect Oern Stuge as Director | Management | For | Did Not Vote |
| 8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: NSC SECURITY ID: 655844108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Landon Hilliard | Management | For | For |
| 4 | Elect Director Burton M. Joyce | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: NOG SECURITY ID: 665531109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Reger | Management | For | Withhold |
| 1.2 | Elect Director Robert Grabb | Management | For | For |
| 1.3 | Elect Director Ryan R. Gilbertson | Management | For | For |
| 1.4 | Elect Director Loren J. O'Toole | Management | For | For |
| 1.5 | Elect Director Jack King | Management | For | For |
| 1.6 | Elect Director Lisa Bromiley Meier | Management | For | For |
| 1.7 | Elect Director Carter Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change State of Incorporation [Nevada to Minnesota] | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NOVARTIS AG
MEETING DATE: FEB 26, 2010 |
TICKER: NOVN SECURITY ID: 66987V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.10 per Share | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Compliance with Swiss Federal Act on Intermediated Securites | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Introduction of a Consultative Resolution on the Remuneration System | Management | For | Did Not Vote |
| 5.1 | Reelect Marjorie M.T. Yang as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Daniel Vasella as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Hans-Joerg Rudloff as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7 | Additional And/or Counter-proposals Presented At The Meeting | Management | For | Did Not Vote |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 24, 2010 |
TICKER: NOVO B SECURITY ID: K7314N152
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | Management | For | Did Not Vote |
| 5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
| 5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
| 5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
| 5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
| 5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 5f | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 7.1.1 | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | Management | For | Did Not Vote |
| 7.1.2 | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements | Management | For | Did Not Vote |
| 7.1.3 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 7.1.4 | Amend Articles Re: Appointment of Chairman and Vice Chairman | Management | For | Did Not Vote |
| 7.1.5 | Amend Articles Re: Right to Sign for the Company | Management | For | Did Not Vote |
| 7.1.6 | Amend Articles Re: Specify that the Corporate Language is English | Management | For | Did Not Vote |
| 7.1.7 | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | Management | For | Did Not Vote |
| 7.1.8 | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | Management | For | Did Not Vote |
| 7.2 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | Management | For | Did Not Vote |
| 7.3 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | Did Not Vote |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
NSK LTD.
MEETING DATE: JUN 25, 2010 |
TICKER: 6471 SECURITY ID: J55505101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Plan | Management | For | For |
| 2.1 | Elect Director Seiichi Asaka | Management | For | Against |
| 2.2 | Elect Director Norio Ohtsuka | Management | For | Against |
| 2.3 | Elect Director Michio Hara | Management | For | Against |
| 2.4 | Elect Director Kazuo Matsuda | Management | For | Against |
| 2.5 | Elect Director Yukio Takebe | Management | For | Against |
| 2.6 | Elect Director Tsutomu Komori | Management | For | Against |
| 2.7 | Elect Director Yoshio Shoda | Management | For | Against |
| 2.8 | Elect Director Masami Tazawa | Management | For | Against |
| 2.9 | Elect Director Toyohiko Sanari | Management | For | For |
| 2.10 | Elect Director Michio Ueno | Management | For | For |
| 2.11 | Elect Director Yoshikazu Sashida | Management | For | For |
| 2.12 | Elect Director Toshitaka Hagiwara | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 29, 2010 |
TICKER: NUAN SECURITY ID: 67020Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | For |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
O'CHARLEY'S INC.
MEETING DATE: MAY 12, 2010 |
TICKER: CHUX SECURITY ID: 670823103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnaud Ajdler | Management | For | For |
| 2 | Elect Director William F. Andrews | Management | For | For |
| 3 | Elect Director Douglas Benham | Management | For | For |
| 4 | Elect Director Philip J. Hickey, Jr. | Management | For | For |
| 5 | Elect Director Gregory Monahan | Management | For | For |
| 6 | Elect Director Dale W. Polley | Management | For | For |
| 7 | Elect Director Richard Reiss, Jr. | Management | For | For |
| 8 | Elect Director H. Steve Tidwell | Management | For | For |
| 9 | Elect Director Robert J. Walker | Management | For | For |
| 10 | Elect Director Jeffrey D. Warne | Management | For | For |
| 11 | Elect Director Shirley A. Zeitlin | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: OCN SECURITY ID: 675746309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 1.6 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: APR 14, 2010 |
TICKER: OMX SECURITY ID: 67622P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
| 2 | Elect Director Warren F. Bryant | Management | For | For |
| 3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
| 4 | Elect Director Sam K. Duncan | Management | For | For |
| 5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
| 6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 7 | Elect Director William J. Montgoris | Management | For | Withhold |
| 8 | Elect Director David M. Szymanski | Management | For | Withhold |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OMRON CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: 6645 SECURITY ID: J61374120
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2.1 | Elect Director Yoshio Tateishi | Management | For | For |
| 2.2 | Elect Director Fumio Tateishi | Management | For | For |
| 2.3 | Elect Director Hisao Sakuta | Management | For | For |
| 2.4 | Elect Director Keiichirou Akahoshi | Management | For | For |
| 2.5 | Elect Director Yutaka Takigawa | Management | For | For |
| 2.6 | Elect Director Kazuhiko Toyama | Management | For | For |
| 2.7 | Elect Director Masamitsu Sakurai | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ONNN SECURITY ID: 682189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: 683715106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
OPTI CANADA INC.
MEETING DATE: APR 29, 2010 |
TICKER: OPC SECURITY ID: 68383K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian W. Delaney | Management | For | For |
| 1.2 | Elect Director Charles L. Dunlap | Management | For | For |
| 1.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
| 1.4 | Elect Director Christopher Slubicki | Management | For | For |
| 1.5 | Elect Director James M. Stanford | Management | For | For |
| 1.6 | Elect Director Bruce Waterman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
OPTIONSXPRESS HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OXPS SECURITY ID: 684010101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Fisher | Management | For | For |
| 1.2 | Elect Director Michael J. Soenen | Management | For | For |
| 1.3 | Elect Director S. Scott Wald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ORBITAL SCIENCES CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: ORB SECURITY ID: 685564106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward F. Crawley | Management | For | For |
| 1.2 | Elect Director Lennard A. Fisk | Management | For | For |
| 1.3 | Elect Director Ronald T. Kadish | Management | For | For |
| 1.4 | Elect Director Garrett E. Pierce | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OREX SECURITY ID: 686164104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Dovey | Management | For | For |
| 1.2 | Elect Director Michael F. Powell | Management | For | Withhold |
| 1.3 | Elect Director Daniel K. Turner III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORIX CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: 8591 SECURITY ID: J61933123
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yoshihiko Miyauchi | Management | For | Against |
| 1.2 | Elect Director Yukio Yanase | Management | For | Against |
| 1.3 | Elect Director Hiroaki Nishina | Management | For | Against |
| 1.4 | Elect Director Haruyuki Urata | Management | For | Against |
| 1.5 | Elect Director Kazuo Kojima | Management | For | Against |
| 1.6 | Elect Director Yoshiyuki Yamaya | Management | For | Against |
| 1.7 | Elect Director Makoto Inoue | Management | For | Against |
| 1.8 | Elect Director Yoshinori Yokoyama | Management | For | Against |
| 1.9 | Elect Director Hirotaka Takeuchi | Management | For | Against |
| 1.10 | Elect Director Takeshi Sasaki | Management | For | Against |
| 1.11 | Elect Director Eiko Tsujiyama | Management | For | For |
| 1.12 | Elect Director Robert Feldman | Management | For | Against |
| 1.13 | Elect Director Takeshi Niinami | Management | For | Against |
| |
|---|
ORTHOFIX INTERNATIONAL
MEETING DATE: MAY 27, 2010 |
TICKER: OFIX SECURITY ID: N6748L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James F. Gero as Director | Management | For | For |
| 1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
| 1.3 | Elect Guy J. Jordan as Director | Management | For | For |
| 1.4 | Elect Thomas J. Kester as Director | Management | For | For |
| 1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
| 1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
| 1.7 | Elect Maria Sainz as Director | Management | For | For |
| 1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
| 1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PALM INC
MEETING DATE: SEP 30, 2009 |
TICKER: PALM SECURITY ID: 696643105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hagerty | Management | For | For |
| 1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1.3 | Elect Director Paul S. Mountford | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAN ORIENT ENERGY CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: POE SECURITY ID: 69806Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Fix Number of Directors at Six | Management | For | For |
| 3.1 | Elect Director Jeff Chisholm | Management | For | For |
| 3.2 | Elect Director Michael Hibberd | Management | For | For |
| 3.3 | Elect Director Waleed Jazrawi | Management | For | For |
| 3.4 | Elect Director Gerald Macey | Management | For | For |
| 3.5 | Elect Director Cameron Taylor | Management | For | For |
| 3.6 | Elect Director Paul Wright | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
PARKER DRILLING COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: PKD SECURITY ID: 701081101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Direcctor Robert E. Mckee III | Management | For | For |
| 1.2 | Elect Direcctor George J. Donnelly | Management | For | For |
| 1.3 | Elect Direcctor Gary R. King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: APR 26, 2010 |
TICKER: PTEN SECURITY ID: 703481101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Kenneth N. Berns | Management | For | For |
| 1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
| 1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
| 1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
| 1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
| 1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
PERFECT WORLD CO., LTD.
MEETING DATE: NOV 14, 2009 |
TICKER: PWRD SECURITY ID: 71372U104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amendment Of Section 3.1 (a) Of The Amended And Restated Shareincentive Plan Of The Company By Replacing It With The Following paragraph, All As More Fully Described In The Proxy Statement. | Management | For | Against |
| 2 | Amendment Of Section 5.2 (a) (ii) And (iii) Of The Amended And restated Share Incentive Plan Of The Company. | Management | For | For |
| 3 | Ratification Of The Appointment Of Mr. Han Zhang As An independent Director Of The Company. | Management | For | For |
| 4 | Ratification Of The Appointment Of Mr. Daniel Dong Yang As An independent Director Of The Company. | Management | For | For |
| 5 | Ratification Of The Appointment Of The Independent Auditor PricewaterhouseCoopers For The Fiscal Year 2008. | Management | For | For |
| 6 | Appointment Of The Independent Auditor PricewaterhouseCoopers for The Fiscal Year 2009. | Management | For | For |
| 7 | Amendment Of Article 1 Of The Amended And Restated Memorandum and Articles Of Association By Adding The Following Definition: designated Stock Exchange Means The Nasdaq Stock Market. | Management | For | For |
| 8 | Amendment Of Article 111 Of The Amended And Restated Memorandum and Articles Of Association Of The Company. | Management | For | For |
| 9 | Inclusion Of Financial Statements Of Fiscal Year 2008 In The company S 2008 Annual Report. | Management | For | For |
| 10 | To Authorize Each Of Directors To Take Any & Every Action That might Be Necessary To Effect Foregoing Resolutions 1 To 9. | Management | For | Against |
| |
|---|
PETROBAKKEN ENERGY LTD.
MEETING DATE: MAY 26, 2010 |
TICKER: PBN SECURITY ID: 71645A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian S. Brown as Director | Management | For | For |
| 1.2 | Elect E. Craig Lothian as Director | Management | For | For |
| 1.3 | Elect Corey C. Ruttan as Director | Management | For | For |
| 1.4 | Elect John D. Wright as Director | Management | For | For |
| 1.5 | Elect Martin Hislop as Director | Management | For | For |
| 1.6 | Elect Kenneth R. McKinnon as Director | Management | For | For |
| 1.7 | Elect Dan Themig as Director | Management | For | For |
| 2 | Approve Deloite & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PETROBAKKEN ENERGY LTD.
MEETING DATE: MAY 26, 2010 |
TICKER: PBN SECURITY ID: 71645A208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian S. Brown as Director | Management | For | For |
| 1.2 | Elect E. Craig Lothian as Director | Management | For | For |
| 1.3 | Elect Corey C. Ruttan as Director | Management | For | For |
| 1.4 | Elect John D. Wright as Director | Management | For | For |
| 1.5 | Elect Martin Hislop as Director | Management | For | For |
| 1.6 | Elect Kenneth R. McKinnon as Director | Management | For | For |
| 1.7 | Elect Dan Themig as Director | Management | For | For |
| 2 | Approve Deloite & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PICO HOLDINGS, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: PICO SECURITY ID: 693366205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carlos C. Campbell | Management | For | For |
| 2 | Elect Director Kristina M. Leslie | Management | For | For |
| 3 | Elect Director Kenneth J. Slepicka | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS LTD
MEETING DATE: APR 29, 2010 |
TICKER: PTP SECURITY ID: G7127P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
| 1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.3 | Elect A. John Hass as Director | Management | For | For |
| 1.4 | Elect Antony P. D. Lancaster as Director | Management | For | For |
| 1.5 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.6 | Elect Michael D. Price as Director | Management | For | For |
| 1.7 | Elect Peter T. Pruitt as Director | Management | For | For |
| 1.9 | Elect James P. Slattery as Director | Management | For | For |
| 1.9 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2A. | Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Attribution of Income to U.S. Shareholders | Management | For | For |
| 2B. | Amend Bylaws Re: Director and Officer Liability | Management | For | For |
| 2C. | Amend Bylaws Re: Jurisdictional Limits of Corporate Action | Management | For | For |
| 2D. | Amend Bylaws Re: Director Actions | Management | For | For |
| 2E. | Amend Bylaws Re: Casting of Votes | Management | For | For |
| 2F. | Amend Bylaws Re: Transfer of Shares | Management | For | For |
| 2G. | Amend Bylaws Re: Number of Directors | Management | For | For |
| 2H. | Amend Bylaws Re: Editorial Changes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve the Material Terms of the Performance Goals Under Performance Incentive Plan | Management | For | For |
| 5 | Approve KPMG Bermuda as Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PRICESMART, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: PSMT SECURITY ID: 741511109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gonzalo Barrutieta | Management | For | For |
| 1.2 | Elect Director Katherine L. Hensley | Management | For | For |
| 1.3 | Elect Director Leon C. Janks | Management | For | For |
| 1.4 | Elect Director Lawrence B. Krause | Management | For | For |
| 1.5 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.6 | Elect Director Robert E. Price | Management | For | For |
| 1.7 | Elect Director Keene Wolcott | Management | For | For |
| 1.8 | Elect Director Edgar A. Zurcher | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
PROLOGIS
MEETING DATE: MAY 14, 2010 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
| 1.2 | Elect Director George L. Fotiades | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
| 1.5 | Elect Director Donald P. Jacobs | Management | For | For |
| 1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director J. Andre Teixeira | Management | For | For |
| 1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PRONOVA BIOPHARMA ASA
MEETING DATE: MAY 7, 2010 |
TICKER: PRON SECURITY ID: R7042F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Receive President's Report | Management | None | Did Not Vote |
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Auditors for 2009 | Management | For | Did Not Vote |
| 9a | Reelect Gert Munthe as Member and Chair to the Nominating Committee | Management | For | Did Not Vote |
| 9b | Reelect Alexandra Morris as Member of Nominating Committee | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12 | Approve Creation of NOK 602,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 14 | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
PROTECTIVE LIFE CORPORATION
MEETING DATE: MAY 10, 2010 |
TICKER: PL SECURITY ID: 743674103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. M. French | Management | For | For |
| 1.2 | Elect Director Thomas L. Hamby | Management | For | For |
| 1.3 | Elect Director John D. Johns | Management | For | For |
| 1.4 | Elect Director Vanessa Leonard | Management | For | For |
| 1.5 | Elect Director Charles D. McCrary | Management | For | For |
| 1.6 | Elect Director John J. McMahon, Jr. | Management | For | For |
| 1.7 | Elect Director Hans H. Miller | Management | For | For |
| 1.8 | Elect Director Malcolm Portera | Management | For | For |
| 1.9 | Elect Director C. Dowd Ritter | Management | For | For |
| 1.10 | Elect Director William A. Terry | Management | For | For |
| 1.11 | Elect Director W. Michael Warren, Jr. | Management | For | For |
| 1.12 | Elect Director Vanessa Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRYSMIAN S.P.A.
MEETING DATE: APR 13, 2010 |
TICKER: PRY SECURITY ID: T7630L105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Appoint Internal Statutory Auditors and Approve Auditors' Remuneration | Management | For | Did Not Vote |
| 3 | Elect Stefano Bulletti as Director | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 5 | Approve Equity Compensation Plans | Management | For | Did Not Vote |
| 1 | Amend Stock Option Schemes | Management | For | Did Not Vote |
| |
|---|
PSYCHIATRIC SOLUTIONS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: PSYS SECURITY ID: 74439H108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark P. Clein | Management | For | Withhold |
| 1.2 | Elect Director Richard D. Gore | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 6, 2010 |
TICKER: DGX SECURITY ID: 74834L100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Baldwin | Management | For | For |
| 1.2 | Elect Director Surya N. Mohapatra | Management | For | For |
| 1.3 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: RRD SECURITY ID: 257867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 2 | Elect Director Stephen M. Wolf | Management | For | For |
| 3 | Elect Director Lee A. Chaden | Management | For | For |
| 4 | Elect Director Judith H. Hamilton | Management | For | For |
| 5 | Elect Director Susan M. Ivey | Management | For | For |
| 6 | Elect Director Thomas S. Johnson | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Michael T. Riordan | Management | For | For |
| 9 | Elect Director Oliver R. Sockwell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Adopt Sustainable Paper Purchasing | Shareholder | Against | Abstain |
| 12 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 13 | Other Business | Management | For | Against |
| |
|---|
RADIANT SYSTEMS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: RADS SECURITY ID: 75025N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Balloun | Management | For | For |
| 1.2 | Elect Director John H. Heyman | Management | For | For |
| 1.3 | Elect Director Donna A. Lee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RALCORP HOLDINGS, INC.
MEETING DATE: JAN 26, 2010 |
TICKER: RAH SECURITY ID: 751028101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bill G. Armstrong | Management | For | For |
| 1.2 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.3 | Elect Director William P. Stiritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 4, 2010 |
TICKER: RRS SECURITY ID: 752344309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Kadri Dagdelen as Director | Management | For | For |
| 3 | Re-elect Philippe Lietard as Director | Management | For | For |
| 4 | Re-elect Robert Israel as Director | Management | For | For |
| 5 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 6 | Re-elect Karl Voltaire as Director | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Non-executive Director Fees | Management | For | For |
| 9 | Reappoint BDO LLP as Auditors | Management | For | For |
| 10a | Amend Memorandum of Association Re: Approval of Increase in Authorised Ordinary Shares | Management | For | For |
| 10b | Amend Memorandum of Association Re: Increased Authorised Share Capital | Management | For | For |
| 10c | Amend Articles of Association Re: Increased Authorised Share Capital | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REX ENERGY CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: REXX SECURITY ID: 761565100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lance T. Shaner | Management | For | For |
| 1.2 | Elect Director Benjamin W. Hulburt | Management | For | For |
| 1.3 | Elect Director Daniel J. Churay | Management | For | For |
| 1.4 | Elect Director John A. Lombardi | Management | For | For |
| 1.5 | Elect Director John W. Higbee | Management | For | For |
| 1.6 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RHEINMETALL AG
MEETING DATE: MAY 11, 2010 |
TICKER: RHM SECURITY ID: D65111102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 50 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: RIGL SECURITY ID: 766559603
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Deleage | Management | For | For |
| 1.2 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.3 | Elect Director Bradford S. Goodwin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 6, 2010 |
TICKER: RHI SECURITY ID: 770323103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Edward W. Gibbons | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director J. Stephen Schaub | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 29, 2010 |
TICKER: RKT SECURITY ID: 772739207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Anderson | Management | For | For |
| 1.2 | Elect Director Robert B. Currey | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director John W. Spiegel | Management | For | For |
| 1.5 | Elect Director J. Powell Brown | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 7, 2010 |
TICKER: ROSE SECURITY ID: 777779307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Beckler | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director D. Henry Houston | Management | For | For |
| 1.5 | Elect Director Randy L. Limbacher | Management | For | For |
| 1.6 | Elect Director Josiah O. Low, III | Management | For | For |
| 1.7 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SAIA, INC.
MEETING DATE: APR 27, 2010 |
TICKER: SAIA SECURITY ID: 78709Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John J. Holland | Management | For | For |
| 2 | Elect Director Richard D. O'Dell | Management | For | For |
| 3 | Elect Director Douglas W. Rockel | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 1.4 | Elect Director Richard J. Schnall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SANDRIDGE ENERGY, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: SD SECURITY ID: 80007P307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Gilliland | Management | For | For |
| 1.2 | Elect Director D. Dwight Scott | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Serota | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANOFI AVENTIS
MEETING DATE: MAY 17, 2010 |
TICKER: SAN SECURITY ID: F5548N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
| 6 | Elect Catherine Brechignac as Director | Management | For | For |
| 7 | Reelect Robert Castaigne as Director | Management | For | Against |
| 8 | Reelect Lord Douro as Director | Management | For | Against |
| 9 | Reelect Christian Mulliez as Director | Management | For | Against |
| 10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCHAWK, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SGK SECURITY ID: 806373106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarence W. Schawk | Management | For | For |
| 1.2 | Elect Director David A. Schawk | Management | For | Withhold |
| 1.3 | Elect Director A. Alex Sarkisian | Management | For | For |
| 1.4 | Elect Director Leonard S. Caronia | Management | For | For |
| 1.5 | Elect Director Judith W. McCue | Management | For | For |
| 1.6 | Elect Director Hollis W. Rademacher | Management | For | For |
| 1.7 | Elect Director John T. McEnroe | Management | For | For |
| 1.8 | Elect Director Michael G. O'Rourke | Management | For | For |
| 1.9 | Elect Director Stanley N. Logan | Management | For | For |
| 2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
MEETING DATE: APR 22, 2010 |
TICKER: SU SECURITY ID: F86921107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.05 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme | Management | For | For |
| 6 | Reelect Henri Lachmann as Supervisory Board Member | Management | For | For |
| 7 | Reelect Serge Weinberg as Supervisory Board Member | Management | For | For |
| 8 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
| 9 | Reelect Noel Forgeard as Supervisory Board Member | Management | For | For |
| 10 | Reelect Cathy Kopp as Supervisory Board Member | Management | For | For |
| 11 | Reelect James Ross as Supervisory Board Member | Management | For | For |
| 12 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
| 13 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 14 | Reelect Mazars as Primary Auditor | Management | For | For |
| 15 | Ratify Thierry Blanchetier as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Issuance of Shares without Preemptive Rights up to EUR 100 Million for a Private Placement | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | For |
| 19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCIENTIFIC GAMES CORPORATION
MEETING DATE: JUN 8, 2010 |
TICKER: SGMS SECURITY ID: 80874P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lorne Weil | Management | For | For |
| 1.2 | Elect Director Michael R. Chambrello | Management | For | For |
| 1.3 | Elect Director Peter A. Cohen | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director David L. Kennedy | Management | For | For |
| 1.6 | Elect Director J. Robert Kerrey | Management | For | For |
| 1.7 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.8 | Elect Director Michael J. Regan | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Frances F. Townsend | Management | For | For |
| 1.11 | Elect Director Eric M. Turner | Management | For | For |
| 1.12 | Elect Director Joseph R. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SCORPION OFFSHORE LTD
MEETING DATE: DEC 8, 2009 |
TICKER: SCORE SECURITY ID: G78676106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Roger Herbert As a Class I Director For a Two Year Term | Management | For | For |
| 1.2 | Elect Christopher Paus As a Class I Director For a Two Year Term | Management | For | For |
| 1.3 | Elect Erling Lind As a Class I Director For a Two Year Term | Management | For | For |
| 1.4 | Elect Christian Sveaas As a Class I Director For a Two Year Term | Management | For | For |
| 1.5 | Elect Robert B. Woods As a Class I Director For a Two Year Term | Management | For | For |
| 2 | Reappoint Ernst & Young As Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEABRIDGE GOLD INC.
MEETING DATE: JUN 29, 2010 |
TICKER: SEA SECURITY ID: 811916105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Anthony | Management | For | For |
| 1.2 | Elect Director A. Frederick Banfield | Management | For | For |
| 1.3 | Elect Director William M. Calhoun | Management | For | For |
| 1.4 | Elect Director Thomas C. Dawson | Management | For | For |
| 1.5 | Elect Director Louis J. Fox | Management | For | For |
| 1.6 | Elect Director Rudi P. Fronk | Management | For | For |
| 1.7 | Elect Director Eliseo Gonzalez-Urien | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: OCT 28, 2009 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Stephen J. Luczo as Director | Management | For | For |
| 1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
| 1c | Election William W. Bradley as Director | Management | For | For |
| 1d | Election David F. Marquardt as Director | Management | For | For |
| 1e | Election Lydia M. Marshall as Director | Management | For | For |
| 1f | Election Albert A. Pimentel as Director | Management | For | For |
| 1g | Election C.S. Park as Director | Management | For | For |
| 1h | Election Gregorio Reyes as Director | Management | For | For |
| 1i | Election John W. Thompson as Director | Management | For | For |
| 1j | Election Edward J. Zander as Director | Management | For | For |
| 2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
| 3 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: APR 14, 2010 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
| 2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
| 1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
| 2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
| 3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
| |
|---|
SEAHAWK DRILLING, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: HAWK SECURITY ID: 81201R107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall D. Stilley | Management | For | Withhold |
| 1.2 | Elect Director Stephen A. Snider | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SEGRO PLC
MEETING DATE: APR 29, 2010 |
TICKER: SGRO SECURITY ID: G80277141
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Ian Coull as Director | Management | For | For |
| 5 | Re-elect David Sleath as Director | Management | For | For |
| 6 | Re-elect Thom Wernink as Director | Management | For | For |
| 7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Approve Scrip Dividend Program | Management | For | For |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 12, 2010 |
TICKER: SCI SECURITY ID: 817565104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
| 1.2 | Elect Director Victor L. Lund | Management | For | For |
| 1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SIGMA-ALDRICH CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SIAL SECURITY ID: 826552101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rebecca M. Bergman | Management | For | For |
| 2 | Elect Director George M. Church | Management | For | For |
| 3 | Elect Director David R. Harvey | Management | For | For |
| 4 | Elect Director W. Lee McCollum | Management | For | For |
| 5 | Elect Director Jai P. Nagarkatti | Management | For | For |
| 6 | Elect Director Avi M. Nash | Management | For | For |
| 7 | Elect Director Steven M. Paul | Management | For | For |
| 8 | Elect Director J. Pedro Reinhard | Management | For | For |
| 9 | Elect Director D. Dean Spatz | Management | For | For |
| 10 | Elect Director Barrett A. Toan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
SILVER WHEATON CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: SLW SECURITY ID: 828336107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Peter D. Barnes as Director | Management | For | For |
| 1.2 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.3 | Elect George L. Brack as Director | Management | For | For |
| 1.4 | Elect John A. Brough as Director | Management | For | For |
| 1.5 | Elect R. Peter Gillin as Director | Management | For | For |
| 1.6 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.7 | Elect Eduardo Luna as Director | Management | For | Withhold |
| 1.8 | Elect Wade D. Nesmith as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SINO GOLD MINING LTD.
MEETING DATE: DEC 2, 2009 |
TICKER: ELD SECURITY ID: Q8505T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Scheme of Arrangement Between Sino Gold Mining Ltd and Its Shareholders | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SMARTHEAT, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: HEAT SECURITY ID: 83172F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jun Wang | Management | For | For |
| 1.2 | Elect Director Weiguo Wang | Management | For | For |
| 1.3 | Elect Director Wenbin Lin | Management | For | For |
| 1.4 | Elect Director Arnold Staloff | Management | For | For |
| 1.5 | Elect Director Xin Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOL MELIA SA
MEETING DATE: JUN 1, 2010 |
TICKER: SOL SECURITY ID: E89049154
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2009 | Management | For | For |
| 2 | Approve Allocation of Income For Fiscal Year 2009 | Management | For | For |
| 3 | Approve Discharge of Board of Directors for Fiscal Year 2009 | Management | For | For |
| 4.1 | Re-Elect Gabriel Escarrer Julia as Director | Management | For | For |
| 4.2 | Re-Elect Juan Vives Cerda as Director | Management | For | For |
| 4.3 | Re-Election of Caja de Ahorros del Mediterraneo as Director | Management | For | For |
| 4.4 | Re-Elect Alfredo Pastor Bodmer as Director | Management | For | For |
| 5 | Authorize Issuance of New Shares without Preemptive Rights in Accordance with Art. 153.1.b) of Spanish Companies Law; Void Authorization Granted by the AGM on June 2, 2009 | Management | For | For |
| 6 | Authorize Issuance of Bonds, Convertible Debt Securities of up to EUR 1.5 Billion without Preemptive Rights in Accordance with Articles 153.1.b) and 159.2 of Spanish Companies Law; Void Authorization Granted by the AGM on June 2, 2009 | Management | For | For |
| 7 | Authorize Repurchase of Shares in Accordance with the Limits Defined by Spanish Companies Law | Management | For | For |
| 8 | Receive Report on Issuance of Bonds Approved by Board on Nov. 4, 2009 by Virtue of the Powers Granted on the AGM on June 2, 2009 | Management | None | None |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 10 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SONIC AUTOMOTIVE, INC.
MEETING DATE: AUG 19, 2009 |
TICKER: SAH SECURITY ID: 83545G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 14, 2010 |
TICKER: SONC SECURITY ID: 835451105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Clifford Hudson | Management | For | For |
| 1.2 | Elect Director Federico F. Pena | Management | For | For |
| 1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
| 1.4 | Elect Director Douglas N. Benham | Management | For | For |
| 1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPARTECH CORP.
MEETING DATE: MAR 11, 2010 |
TICKER: SEH SECURITY ID: 847220209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Dineen | Management | For | For |
| 1.2 | Elect Director Victoria M. Holt | Management | For | For |
| 1.3 | Elect Director Walter J. Klein | Management | For | For |
| 1.4 | Elect Director Pamela F. Lenehan | Management | For | For |
| 1.5 | Elect Director Myles S. Odaniell | Management | For | For |
| 1.6 | Elect Director Craig A. Wolfanger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director Barbara B. Hill | Management | For | For |
| 1.3 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY FURNITURE COMPANY, INC.
MEETING DATE: APR 29, 2010 |
TICKER: STLY SECURITY ID: 854305208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Millner | Management | For | For |
| 1.2 | Elect Director Glenn Prillaman | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: STLD SECURITY ID: 858119100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Busse | Management | For | For |
| 1.2 | Elect Director Mark D. Millett | Management | For | For |
| 1.3 | Elect Director Ricahrd P. Teets, Jr. | Management | For | For |
| 1.4 | Elect Director John C. Bates | Management | For | For |
| 1.5 | Elect Director Frank D. Byrne | Management | For | For |
| 1.6 | Elect Director Paul B. Edgerley | Management | For | For |
| 1.7 | Elect Director Richard J. Freeland | Management | For | For |
| 1.8 | Elect Director Dr. Jurgen Kolb | Management | For | For |
| 1.9 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.10 | Elect Director Joseph D. Ruffolo | Management | For | For |
| 1.11 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
STEELCASE INC.
MEETING DATE: JUN 24, 2010 |
TICKER: SCS SECURITY ID: 858155203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.2 | Elect Director James P. Hackett | Management | For | For |
| 1.3 | Elect Director David W. Joos | Management | For | For |
| 1.4 | Elect Director P. Craig Welch, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
STEWART ENTERPRISES, INC.
MEETING DATE: APR 8, 2010 |
TICKER: STEI SECURITY ID: 860370105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Crawford | Management | For | For |
| 1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
| 1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
| 1.4 | Elect Director James W. McFarland | Management | For | For |
| 1.5 | Elect Director Ronald H. Patron | Management | For | For |
| 1.6 | Elect Director Michael O. Read | Management | For | For |
| 1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STONERIDGE, INC.
MEETING DATE: MAY 17, 2010 |
TICKER: SRI SECURITY ID: 86183P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Corey | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director Ira C. Kaplan | Management | For | For |
| 1.5 | Elect Director Kim Korth | Management | For | For |
| 1.6 | Elect Director William M. Lasky | Management | For | For |
| 1.7 | Elect Director Paul J. Schlather | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
| |
|---|
STR HOLDINGS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: STRI SECURITY ID: 78478V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis L. Jilot | Management | For | For |
| 1.2 | Elect Director Andrew M. Leitch | Management | For | For |
| 1.3 | Elect Director Susan C. Schnabel | Management | For | For |
| 1.4 | Elect Director Scott S. Brown | Management | For | For |
| 1.5 | Elect Director Jason L. Metakis | Management | For | For |
| 1.6 | Elect Director Ryan M. Sprott | Management | For | For |
| 1.7 | Elect Director John A. Janitz | Management | For | For |
| 1.8 | Elect Director Dominick J. Schiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: SYK SECURITY ID: 863667101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
| 1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Howard L. Lance | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director William U. Parfet | Management | For | For |
| 1.8 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERIOR WELL SERVICES, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: SWSI SECURITY ID: 86837X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Staley, IV | Management | For | For |
| 1.2 | Elect Director David E. Snyder | Management | For | For |
| 1.3 | Elect Director Edward J. DiPaolo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTEL, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: SYNT SECURITY ID: 87162H103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.5 | Elect Director Raj Mashruwala | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 28, 2010 |
TICKER: 669 SECURITY ID: Y8563B159
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.045 Per Share | Management | For | For |
| 3a | Reelect Roy Chi Ping Chung as Group Executive Director | Management | For | Against |
| 3b | Reelect Patrick Kin Wah Chan as Group Executive Director | Management | For | Against |
| 3c | Reelect Vincent Ting Kau Cheung Non-Executive Director | Management | For | Against |
| 3d | Reelect Joel Arthur Schleicher as Independent Non-Executive Director | Management | For | For |
| 3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TELEFONICA S.A.
MEETING DATE: JUN 2, 2010 |
TICKER: TEF SECURITY ID: 879382208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 | Management | For | For |
| 2 | Approve Distribution of Dividend Charged to Unrestricted Reserves | Management | For | For |
| 3 | Authorize Repurchase of Shares | Management | For | For |
| 4 | Authorize Issuance of Convertible Bonds and Other Debt Securities Without Preemptive Rights | Management | For | For |
| 5 | Reelect Auditors for Fiscal Year 2010 | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THERAVANCE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: THRX SECURITY ID: 88338T104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Drazan | Management | For | Withhold |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Arnold J. Levine, Ph.D. | Management | For | Withhold |
| 1.5 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
| 1.6 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
| 1.7 | Elect Director William H. Waltrip | Management | For | For |
| 1.8 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
| 1.9 | Elect Director William D. Young, Ph.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TMO SECURITY ID: 883556102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc N. Casper | Management | For | For |
| 2 | Elect Director Tyler Jacks | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THOR INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: THO SECURITY ID: 885160101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil D. Chrisman | Management | For | For |
| 1.2 | Elect Director Alan Siegel | Management | For | For |
| 1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
| |
|---|
TIDEWATER INC.
MEETING DATE: JUL 9, 2009 |
TICKER: TDW SECURITY ID: 886423102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
| 1.2 | Elect Director James C. Day | Management | For | Withhold |
| 1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
| 1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
| 1.5 | Elect Director Jon C. Madonna | Management | For | Withhold |
| 1.6 | Elect Director Joseph H. Netherland | Management | For | For |
| 1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
| 1.8 | Elect Director Nicholas Sutton | Management | For | Withhold |
| 1.9 | Elect Director Cindy B. Taylor | Management | For | Withhold |
| 1.10 | Elect Director Dean E. Taylor | Management | For | Withhold |
| 1.11 | Elect Director Jack E. Thompson | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TWC SECURITY ID: 88732J207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratification Of Auditors | Management | For | For |
| |
|---|
TIMKEN COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Griffith | Management | For | Withhold |
| 1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| |
|---|
TIMMINCO LIMITED
MEETING DATE: MAY 18, 2010 |
TICKER: TIM SECURITY ID: 887404101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Heinz C. Schimmelbusch as Director | Management | For | For |
| 1.2 | Elect Arthur R. Spector as Director | Management | For | For |
| 1.3 | Elect John C. Fox as Director | Management | For | For |
| 1.4 | Elect John W. W. Hick as Director | Management | For | For |
| 1.5 | Elect Jack L. Messman as Director | Management | For | For |
| 1.6 | Elect Michael D. Winfield as Director | Management | For | For |
| 1.7 | Elect Mickey M. Yaksich as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
MEETING DATE: JUN 9, 2010 |
TICKER: 322 SECURITY ID: G8878S103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Takeshi Ida as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3a2 | Reelect Wei Ying-Chiao as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3a3 | Reelect Lee Tiong-Hock as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Elect Michihiko Ota as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Reappoint Mazars CPA Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TREEHOUSE FOODS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: THS SECURITY ID: 89469A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.2 | Elect Director George V. Bayly | Management | For | For |
| 1.3 | Elect Director Gary D. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TRINITY INDUSTRIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: TRN SECURITY ID: 896522109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director David W. Biegler | Management | For | For |
| 1.4 | Elect Director Leldon E. Echols | Management | For | For |
| 1.5 | Elect Director Ronald J. Gafford | Management | For | For |
| 1.6 | Elect Director Ronald W. Haddock | Management | For | For |
| 1.7 | Elect Director Jess T. Hay | Management | For | For |
| 1.8 | Elect Director Adrian Lajous | Management | For | For |
| 1.9 | Elect Director Charles W. Matthews | Management | For | For |
| 1.10 | Elect Director Diana S. Natalicio | Management | For | For |
| 1.11 | Elect Director Timothy R. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRINITY LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 891 SECURITY ID: G90624100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Victor Fung Kwok Kin as Director | Management | For | Against |
| 3b | Reelect Wong Yat Ming as Director | Management | For | Against |
| 3c | Reelect Jose Hosea Cheng Hor Yin as Director | Management | For | Against |
| 3d | Reelect Bruno Li Kwok Ho as Director | Management | For | Against |
| 3e | Reelect Jean-Marc Loubier as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TRISTAR OIL & GAS LTD. (FORMERLY REAL RESOURCES INC)
MEETING DATE: SEP 30, 2009 |
TICKER: TOG SECURITY ID: 89677E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Arrangement - Acquired by PetroBakken Energy Ltd | Management | For | For |
| 2 | Approve PetroBakken Share Based Compensation Plans | Management | For | Against |
| |
|---|
TWEEN BRANDS INC
MEETING DATE: NOV 25, 2009 |
TICKER: TWB SECURITY ID: 901166108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 2, 2010 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
| 1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
| 1.5 | Elect Director Dean Jernigan | Management | For | For |
| 1.6 | Elect Director Marianne M. Keler | Management | For | For |
| 1.7 | Elect Director David J. LaRue | Management | For | For |
| 1.8 | Elect Director John F. Remondi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UBISOFT ENTERTAINMENT SA
MEETING DATE: JUL 10, 2009 |
TICKER: UBI SECURITY ID: F9396N106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
| 10 | Approve Employee Stock Purchase Plan | Management | For | For |
| 11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
| 14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ULTIMATE SOFTWARE GROUP, INC., THE
MEETING DATE: MAY 11, 2010 |
TICKER: ULTI SECURITY ID: 90385D107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Scherr | Management | For | For |
| 1.2 | Elect Director Alois T. Leiter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNILEVER NV
MEETING DATE: MAY 11, 2010 |
TICKER: UNA SECURITY ID: N8981F271
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Discharge of Executive Directors | Management | For | Did Not Vote |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | Did Not Vote |
| 5 | Reelect P.G.J.M. Polman to Executive Board | Management | For | Did Not Vote |
| 6 | Elect R.J-M.S. Huet to Executive Board | Management | For | Did Not Vote |
| 7 | Reelect L.O. Fresco as Non-Executive Director | Management | For | Did Not Vote |
| 8 | Reelect A.M. Fudge as Non-Executive Director | Management | For | Did Not Vote |
| 9 | Reelect C.E. Golden as Non-Executive Director | Management | For | Did Not Vote |
| 10 | Reelect B.E. Grote as Non-Executive Director | Management | For | Did Not Vote |
| 11 | Reelect H. Nyasulu as Non-Executive Director | Management | For | Did Not Vote |
| 12 | Reelect K.J. Storm as Non-Executive Director | Management | For | Did Not Vote |
| 13 | Reelect M. Treschow as Non-Executive Director | Management | For | Did Not Vote |
| 14 | Reelect J. van der Veer as Non-Executive Director | Management | For | Did Not Vote |
| 15 | Elect P. Walsh as Non-Executive Director | Management | For | Did Not Vote |
| 16 | Elect M. Rifkind as Non-Executive Director | Management | For | Did Not Vote |
| 17 | Approve Management Co-Investment Plan | Management | For | Did Not Vote |
| 18 | Amend Performance Criteria of the Annual Bonus | Management | For | Did Not Vote |
| 19 | Amend Performance Criteria of the Long-Term Incentive Plan | Management | For | Did Not Vote |
| 20 | Approve Cancellation of 4 Percent Cumulative Preference Shares | Management | For | Did Not Vote |
| 21 | Authorize Repurchase of 6% Cumulative Preference Shares and 7% Cumulative Preference Shares | Management | For | Did Not Vote |
| 22 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 23 | Approve Authorization to Cancel Ordinary Shares | Management | For | Did Not Vote |
| 24 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
| 25 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 26 | Allow Questions and Close Meeting | Management | None | Did Not Vote |
| |
|---|
UNION DRILLING, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: UDRL SECURITY ID: 90653P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard I. Hoffen | Management | For | Withhold |
| 1.2 | Elect Director T.J. Glauthier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: OCT 5, 2009 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorise the Board to Issue Shares in Connection with the Placing at a Price Representing a Discount Greater than 10 Percent | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with and without Pre-emptive Rights up to GBP 8,204,993 in Connection with the Firm Placing and Placing and Open Offer | Management | For | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: MAY 18, 2010 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Richard Walker as Director | Management | For | For |
| 4 | Re-elect John Tonkiss as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 9 | Adopt New Articles of Association | Management | For | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: MAY 18, 2010 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Savings Related Share Option Scheme | Management | For | For |
| |
|---|
UNITED BUSINESS MEDIA LTD
MEETING DATE: MAY 13, 2010 |
TICKER: UBM SECURITY ID: G9226Z104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Robert Gray as Director | Management | For | For |
| 6 | Elect Terry Neill as Director | Management | For | For |
| 7 | Elect Greg Lock as Director | Management | For | For |
| 8 | Re-elect Pradeep Kar as Director | Management | For | For |
| 9 | Re-elect Karen Thomson as Director | Management | For | For |
| 10 | Re-elect John Botts as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| |
|---|
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: X SECURITY ID: 912909108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Drosdick | Management | For | For |
| 1.2 | Elect Director Charles R. Lee | Management | For | For |
| 1.3 | Elect Director Jeffrey M. Lipton | Management | For | For |
| 1.4 | Elect Director Dan O. Dinges | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 28, 2010 |
TICKER: UTHR SECURITY ID: 91307C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Causey | Management | For | For |
| 1.2 | Elect Director Richard Giltner | Management | For | For |
| 1.3 | Elect Director R. Paul Gray | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: UHS SECURITY ID: 913903100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Hotz | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UNIVERSAL TRUCKLOAD SERVICES, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: UACL SECURITY ID: 91388P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald B. Cochran | Management | For | For |
| 1.2 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.3 | Elect Director Manuel J. Moroun | Management | For | For |
| 1.4 | Elect Director Frederick P. Calderone | Management | For | For |
| 1.5 | Elect Director Joseph J. Casaroll | Management | For | For |
| 1.6 | Elect Director Daniel J. Deane | Management | For | For |
| 1.7 | Elect Director Daniel C. Sullivan | Management | For | For |
| 1.8 | Elect Director Richard P. Urban | Management | For | For |
| 1.9 | Elect Director Ted B. Wahby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VAIL RESORTS, INC.
MEETING DATE: DEC 4, 2009 |
TICKER: MTN SECURITY ID: 91879Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.2 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
| 1.4 | Elect Director Robert A. Katz | Management | For | For |
| 1.5 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.6 | Elect Director John T. Redmond | Management | For | For |
| 1.7 | Elect Director John F. Sorte | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
VALASSIS COMMUNICATIONS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VCI SECURITY ID: 918866104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Patrick F. Brennan | Management | For | Against |
| 3 | Elect Director Kenneth V. Darish | Management | For | For |
| 4 | Elect Director Walter H. Ku, Ph.D. | Management | For | Against |
| 5 | Elect Director Robert L. Recchia | Management | For | For |
| 6 | Elect Director Marcella A. Sampson | Management | For | Against |
| 7 | Elect Director Alan F. Schultz | Management | For | For |
| 8 | Elect Director Wallace S. Snyder | Management | For | For |
| 9 | Elect Director Faith Whittlesey | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
VALIDUS HOLDINGS LTD
MEETING DATE: SEP 4, 2009 |
TICKER: VR SECURITY ID: G9319H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VALIDUS HOLDINGS, LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: VR SECURITY ID: G9319H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Edward J. Noonan as Director | Management | For | For |
| 1.2 | Elect Jeffrey W. Greenberg as Director | Management | For | For |
| 1.3 | Elect John J. Hendrickson as Director | Management | For | For |
| 1.4 | Elect Sumit Rajpal as Director | Management | For | For |
| 2.5 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
| 2.6 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
| 2.7 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
| 2.8 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
| 2.9 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
| 2.10 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
| 2.11 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
| 2.12 | Elect Joseph E. (Jeff) Consolino as Subsidiary Director | Management | For | For |
| 2.13 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
| 2.14 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
| 2.15 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
| 2.16 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
| 2.17 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
| 2.18 | Elect Michael Greene as Subsidiary Director | Management | For | For |
| 2.19 | Elect Nicholas J. Hales as Subsidiary Director | Management | For | For |
| 2.20 | Elect Mark S. Johnson as Subsidiary Director | Management | For | For |
| 2.21 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
| 2.22 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
| 2.23 | Elect Gillian S. Langford as Subsidiary Director | Management | For | For |
| 2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
| 2.25 | Elect Paul J. Miller as Subsidiary Director | Management | For | For |
| 2.26 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
| 2.27 | Elect George P. Reeth as Subsidiary Director | Management | For | For |
| 2.28 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
| 2.29 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
| 2.30 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
| 2.31 | Elect Guiseppe Venesiani as Subsidiary Director | Management | For | For |
| 2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
| 2.33 | Elect Conan M. Ward as Subsidiary Director | Management | For | For |
| 2.34 | Elect Lixin Xeng as Subsidiary Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
| |
|---|
VALLOUREC
MEETING DATE: MAY 31, 2010 |
TICKER: VK SECURITY ID: F95922104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
| 6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
| 7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
| 8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
| 9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
| 13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: FEB 8, 2010 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
| 1.2 | Elect Director Dennis G. Schmal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: WOOF SECURITY ID: 918194101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VENOCO, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: VQ SECURITY ID: 92275P307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Marquez | Management | For | For |
| 1.2 | Elect Director Mark A. Snell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERIGY LIMITED
MEETING DATE: APR 6, 2010 |
TICKER: VRGY SECURITY ID: Y93691106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Eric Meurice as Director | Management | For | For |
| 2 | Reelect Steven W. Berglund as Director | Management | For | For |
| 3 | Reelect Claudine Simson as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Management | For | For |
| 6 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Management | For | For |
| 9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VIVO PARTICIPACOES SA (FRMLY TELESP CELULAR PARTICIPACOES)
MEETING DATE: JUL 27, 2009 |
TICKER: VIVO3 SECURITY ID: 92855S200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a | Approve Acquisition Agreement between the Company and Telemig Celular Participacoes SA | Management | For | For |
| b | Appoint Independent Firms to Appraise Proposed Acquisition | Management | For | For |
| c | Approve Appraisal Reports by Independent Firms, and Amend Article 5 Accordingly | Management | For | For |
| d | Approve Acquisition of Telemig Celular Participacoes SA | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 13, 2010 |
TICKER: VNO SECURITY ID: 929042109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.2 | Elect Director Robert P. Kogod | Management | For | For |
| 1.3 | Elect Director David Mandelbaum | Management | For | For |
| 1.4 | Elect Director Richard R. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 20, 2010 |
TICKER: WFSL SECURITY ID: 938824109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Derek L. Chinn | Management | For | For |
| 1.2 | Elect Director Thomas J. Kelley | Management | For | For |
| 1.3 | Elect Director Barbara L. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESTFIELD GROUP
MEETING DATE: MAY 27, 2010 |
TICKER: WDC SECURITY ID: Q97062105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | None | None |
| 2 | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | Management | For | For |
| 3 | Elect Frederick G Hilmer as Director | Management | For | For |
| 4 | Elect John McFarlane as Director | Management | For | For |
| 5 | Elect Judith Sloan as Director | Management | For | For |
| 6 | Elect Mark Johnson as Director | Management | For | For |
| 7 | Elect Frank P Lowy as Director | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WILLIAM DEMANT HOLDINGS
MEETING DATE: APR 7, 2010 |
TICKER: WDH SECURITY ID: K9898W129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
| 5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 6a | Amend Articles Re: Right to Convene EGM, Publication of Meeting Notice, Right to Submit Proposals to General Meeting, Publication of Meeting Material, Proxy Voting, Other Amendments, Editorial Amendments | Management | For | Did Not Vote |
| 6b | Authorize Repurchase of 10 Percent of Issued Shares | Management | For | Did Not Vote |
| 6c | Approve Reduction in Share Capital | Management | For | Did Not Vote |
| 6d | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | Did Not Vote |
| |
|---|
WILMINGTON TRUST CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: WL SECURITY ID: 971807102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Keith Elliott | Management | For | For |
| 1.2 | Elect Director Gailen Krug | Management | For | For |
| 1.3 | Elect Director Michele M. Rollins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 15, 2009 |
TICKER: WGO SECURITY ID: 974637100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irvin E. Aal | Management | For | For |
| 1.2 | Elect Director Joseph W. England | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WOLSELEY PLC
MEETING DATE: NOV 18, 2009 |
TICKER: WOS SECURITY ID: G97278116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect John Whybrow as Director | Management | For | For |
| 4 | Re-elect Gareth Davis as Director | Management | For | For |
| 5 | Re-elect Frank Roach as Director | Management | For | For |
| 6 | Re-elect Nigel Stein as Director | Management | For | For |
| 7 | Elect Ian Meakins as Director | Management | For | For |
| 8 | Elect Alain Le Goff as Director | Management | For | For |
| 9 | Elect Michael Wareing as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 125,000 | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 9,461,312 and an Additional Amount Pursuant to a Rights Issue of up to GBP 18,922,625 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,419,196 | Management | For | For |
| 15 | Authorise 28,300,000 Ordinary Shares for Market Purchase | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Approve That General Meetings of the Company, Other Than an Annual General Meeting, May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
WORLD COLOR PRESS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: WC SECURITY ID: 981442106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Arrangement | Management | For | For |
| |
|---|
WRIGHT EXPRESS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: WXS SECURITY ID: 98233Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Director Kirk P. Pond | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP
MEETING DATE: MAY 13, 2010 |
TICKER: WMGI SECURITY ID: 98235T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Blackford | Management | For | For |
| 1.2 | Elect Director Carmen L. Dierson | Management | For | For |
| 1.3 | Elect Director Martin J. Emerson | Management | For | For |
| 1.4 | Elect Director Lawrence W. Hamilton | Management | For | For |
| 1.5 | Elect Director Gary D. Henley | Management | For | For |
| 1.6 | Elect Director John L. Miclot | Management | For | For |
| 1.7 | Elect Director Amy S. Paul | Management | For | For |
| 1.8 | Elect Director Robert J. Quillinan | Management | For | For |
| 1.9 | Director David D. Stevens | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: FEB 5, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XINAO GAS HOLDINGS LTD.
MEETING DATE: JUN 30, 2010 |
TICKER: 2688 SECURITY ID: G9826J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Cheung Yip Sang as Director | Management | For | Against |
| 3b | Reelect Zhao Baoju as Director | Management | For | Against |
| 3c | Reelect Jin Yongsheng as Director | Management | For | Against |
| 3d | Reelect Wang Guangtian as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Change Company Name to ENN Energy Holdings Ltd. and Adopt Company's Chinese Name | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph Mauriello as Director | Management | For | For |
| 1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 1.3 | Elect Clayton S. Rose as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
| 1.2 | Adjourn Special Scheme Meeting | Management | For | For |
| 2 | Approve Distributable Reserves Proposal | Management | For | For |
| 3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
| 4 | Change Company Name to XL Group Ltd. | Management | For | For |
| 5 | Adjourn Extraordinary General Meeting | Management | For | For |
| |
|---|
XTO ENERGY INC.
MEETING DATE: JUN 25, 2010 |
TICKER: XTO SECURITY ID: 98385X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ZALE CORPORATION
MEETING DATE: DEC 7, 2009 |
TICKER: ZLC SECURITY ID: 988858106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yuval Braverman | Management | For | For |
| 1.2 | Elect Director Richard C. Breeden | Management | For | For |
| 1.3 | Elect Director James M. Cotter | Management | For | For |
| 1.4 | Elect Director Neal L. Goldberg | Management | For | For |
| 1.5 | Elect Director John B. Lowe, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas C. Shull | Management | For | For |
| 1.7 | Elect Director Charles M. Sonsteby | Management | For | For |
| 1.8 | Elect Director David M. Szymanski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: ZIOP SECURITY ID: 98973P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director George B. Abercrombie | Management | For | For |
| 1.5 | Elect Director James A. Cannon | Management | For | For |
| 1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY GROWTH FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MMM SECURITY ID: 88579Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: AUG 5, 2009 |
TICKER: ACN SECURITY ID: G1150G111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve the Creation of Distributable Reserves for Accenture plc | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 4, 2010 |
TICKER: ACN SECURITY ID: G1151C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect William L. Kimsey as a Director | Management | For | For |
| 1.2 | Reelect Robert I. Lipp as a Director | Management | For | For |
| 1.3 | Reelect Wulf von Schimmelmann as a Director | Management | For | For |
| 2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2010 Share Incentive Plan | Management | For | Against |
| 4 | Approve 2010 Employee Share Purchase Plan | Management | For | Against |
| 5 | Change Location of Annual Meeting | Management | For | For |
| 6 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 7 | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | Management | For | For |
| |
|---|
ADVENT SOFTWARE, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ADVS SECURITY ID: 007974108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Scully | Management | For | For |
| 1.2 | Elect Director Stephanie G. DiMarco | Management | For | For |
| 1.3 | Elect Director A. George Battle | Management | For | For |
| 1.4 | Elect Director James D. Kirsner | Management | For | For |
| 1.5 | Elect Director James P. Roemer | Management | For | For |
| 1.6 | Elect Director Wendell G. Van Auken | Management | For | For |
| 1.7 | Elect Director Christine S. Manfredi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Eliminate Right to Act by Written Consent | Management | For | For |
| |
|---|
AGA MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: AGAM SECURITY ID: 008368102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: APD SECURITY ID: 009158106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Davis, III | Management | For | For |
| 1.2 | Elect Director W. Douglas Ford | Management | For | For |
| 1.3 | Elect Director Evert Henkes | Management | For | For |
| 1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ALXN SECURITY ID: 015351109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 21, 2010 |
TICKER: DOX SECURITY ID: G02602103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Bruce K. Anderson as a Director | Management | For | For |
| 1.2 | Elect Adrian Gardner as a Director | Management | For | For |
| 1.3 | Elect Charles E. Foster as a Director | Management | For | For |
| 1.4 | Elect James S. Kahan as a Director | Management | For | For |
| 1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
| 1.6 | Elect Dov Baharav as a Director | Management | For | For |
| 1.7 | Elect Julian A. Brodsky as a Director | Management | For | For |
| 1.8 | Elect Eli Gelman as a Director | Management | For | For |
| 1.9 | Elect Nehemia Lemelbaum as a Director | Management | For | For |
| 1.10 | Elect John T. McLennan as a Director | Management | For | For |
| 1.11 | Elect Robert A. Minicucci as a Director | Management | For | For |
| 1.12 | Elect Simon Olswang as a Director | Management | For | For |
| 1.13 | Elect Giora Yaron as a Director | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AME SECURITY ID: 031100100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Klein | Management | For | For |
| 1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
ASIAINFO HOLDINGS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: ASIA SECURITY ID: 04518A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares/Cash in Connection with Acquisition | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: BLK SECURITY ID: 09247X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1.3 | Elect Director Dennis D. Dammerman | Management | For | For |
| 1.4 | Elect Director Robert E. Diamond, Jr. | Management | For | For |
| 1.5 | Elect Director David H. Komansky | Management | For | For |
| 1.6 | Elect Director James E. Rohr | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLUEBAY ASSET MANAGEMENT PLC
MEETING DATE: NOV 25, 2009 |
TICKER: BBAY SECURITY ID: GB00B1G52761
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 4.8 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Terence Eccles as Director | Management | For | For |
| 5 | Re-elect Nick Williams as Director | Management | For | For |
| 6 | Re-elect Alex Khein as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| 9 | Approve that a General Meeting Other than an Annual General Meeting May be Called on not Less than 14 Clear Day Notice | Management | For | For |
| 10 | Authorise 19,419,250 Ordinary Shares for Market Purchase | Management | For | For |
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 64,730.83 and an Additional Amount Pursuant to a Rights Issue of up to GBP 64,730.83 | Management | For | For |
| 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,709.62 | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: BRCM SECURITY ID: 111320107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director John E. Major | Management | For | For |
| 1.5 | Elect Director Scott A. McGregor | Management | For | For |
| 1.6 | Elect Director William T. Morrow | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
| 6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CHRW SECURITY ID: 12541W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven L. Polacek | Management | For | For |
| 2 | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 3 | Elect Director Michael W. Wickham | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: CELG SECURITY ID: 151020104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Robert J. Hugin | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Gilla Kaplan | Management | For | For |
| 1.7 | Elect Director James J. Loughlin | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director Walter L. Robb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHEESECAKE FACTORY, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: CAKE SECURITY ID: 163072101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Allen J. Bernstein | Management | For | For |
| 2 | Elect Director Thomas L. Gregory | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD
MEETING DATE: JAN 15, 2010 |
TICKER: 658 SECURITY ID: G2112D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amended and Restated Equity Swap and Related Transactions | Management | For | For |
| 2 | Approve Potential Off-Market Repurchase of Up to 12.6 Million Shares as Contemplated by the Amended and Restated Equity Swap | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL INC
MEETING DATE: DEC 21, 2009 |
TICKER: CMG SECURITY ID: 169656204
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Eliminate Class of Common Stock | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: CMG SECURITY ID: 169656105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.3 | Elect Director Darlene J. Friedman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: COH SECURITY ID: 189754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: CL SECURITY ID: 194162103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cahill | Management | For | For |
| 2 | Elect Director Ian Cook | Management | For | For |
| 3 | Elect Director Helene D. Gayle | Management | For | For |
| 4 | Elect Director Ellen M. Hancock | Management | For | For |
| 5 | Elect Director Joseph Jimenez | Management | For | For |
| 6 | Elect Director David W. Johnson | Management | For | For |
| 7 | Elect Director Richard J. Kogan | Management | For | For |
| 8 | Elect Director Delano E. Lewis | Management | For | For |
| 9 | Elect Director J. Pedro Reinhard | Management | For | For |
| 10 | Elect Director Stephen I. Sadove | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CMP SECURITY ID: 20451N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
| 1.2 | Elect Director Timothy R. Snider | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONCEPTUS, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: CPTS SECURITY ID: 206016107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Sieczkarek | Management | For | For |
| 1.2 | Elect Director John L. Bishop | Management | For | For |
| 1.3 | Elect Director Thomas F. Bonadio | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CONSOLIDATED THOMPSON IRON MINES LIMITED
MEETING DATE: MAY 6, 2010 |
TICKER: CLM SECURITY ID: 210206108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jean Dipatie as Director | Management | For | For |
| 1.2 | Elect Pierre Lortie as Director | Management | For | For |
| 1.3 | Elect C. Kevin McArthur as Director | Management | For | For |
| 1.4 | Elect Gerald McCarvill as Director | Management | For | For |
| 1.5 | Elect Yin Xiao Peng as Director | Management | For | For |
| 1.6 | Elect Richard Quesnel as Director | Management | For | For |
| 1.7 | Elect V. James Sardo as Director | Management | For | For |
| 1.8 | Elect Brian V. Tobin as Director | Management | For | For |
| 1.9 | Elect Bernard R. Wilson as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Articles: Change Registered Office from Toronto to Quebec | Management | For | For |
| 4 | Amend Articles: Include the French Language Name of the Corporation | Management | For | For |
| 5 | Allow Board to Appoint Additional Directors Between Annual Meetings | Management | For | For |
| 6 | Amend Stock Option Plan | Management | For | Against |
| 7 | Adopt By-Law No. 2 and Repeal By-Law No.1 | Management | For | For |
| |
|---|
CONSTANT CONTACT, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: CTCT SECURITY ID: 210313102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Badavas | Management | For | For |
| 1.2 | Elect Director Gail F. Goodman | Management | For | For |
| 1.3 | Elect Director William S. Kaiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COSTAR GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CSGP SECURITY ID: 22160N109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Klein | Management | For | For |
| 1.2 | Elect Director Andrew C. Florance | Management | For | For |
| 1.3 | Elect Director David Bonderman | Management | For | Withhold |
| 1.4 | Elect Director Michael J. Glosserman | Management | For | For |
| 1.5 | Elect Director Warren H. Haber | Management | For | For |
| 1.6 | Elect Director Josiah O. Low, III | Management | For | For |
| 1.7 | Elect Director Christopher J. Nassetta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CROMPTON GREAVES LTD.
MEETING DATE: FEB 24, 2010 |
TICKER: 500093 SECURITY ID: Y1788L144
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorized Share Capital from INR 1.25 Billion to INR 2.6 Billion by the Creation of 675 Million New Equity Shares of INR 2.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | Did Not Vote |
| 2 | Authorize Capitalization of Reserves for Bonus Issue in the Ratio of Three New Equity Shares for Every Four Existing Shares Held | Management | For | Did Not Vote |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAR 9, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gareth Roberts | Management | For | For |
| 1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.3 | Elect Director Michael L. Beatty | Management | For | For |
| 1.4 | Elect Director Michael B. Decker | Management | For | For |
| 1.5 | Elect Director Ronald G. Greene | Management | For | For |
| 1.6 | Elect Director David I. Heather | Management | For | For |
| 1.7 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.8 | Elect Director Randy Stein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DENNY'S CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: DENN SECURITY ID: 24869P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.2 | Elect Director Nelson J. Marchioli | Management | For | For |
| 1.3 | Elect Director Robert E. Marks | Management | For | For |
| 1.4 | Elect Director Louis P. Neeb | Management | For | For |
| 1.5 | Elect Director Donald C. Robinson | Management | For | For |
| 1.6 | Elect Director Donald R. Shepherd | Management | For | For |
| 1.7 | Elect Director Debra Smithhard-Oglesby | Management | For | For |
| 1.8 | Elect Director Laysha Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Patrick H. Arbor | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Jonathan Dash | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director David Makula | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - Brenda J. Lauderback | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Louis P. Neeb | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Donald C. Robinson | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Donald R. Shepherd | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Laysha Ward | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
DENTSPLY INTERNATIONAL INC.
MEETING DATE: MAY 11, 2010 |
TICKER: XRAY SECURITY ID: 249030107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paula H. Cholmondeley | Management | For | For |
| 1.2 | Elect Director Michael J. Coleman | Management | For | For |
| 1.3 | Elect Director John C. Miles II | Management | For | For |
| 1.4 | Elect Director John L. Miclot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
DOLLARAMA INC
MEETING DATE: JUN 10, 2010 |
TICKER: DOL SECURITY ID: 25675T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Rossy as Director | Management | For | Withhold |
| 1.2 | Elect Joshua Bekenstein as Director | Management | For | Withhold |
| 1.3 | Elect Gregory David as Director | Management | For | Withhold |
| 1.4 | Elect Stephen Gunn as Director | Management | For | For |
| 1.5 | Elect Matthew Levin as Director | Management | For | Withhold |
| 1.6 | Elect Nicholas Nomicos as Director | Management | For | Withhold |
| 1.7 | Elect Donald Gray Reid as Director | Management | For | For |
| 1.8 | Elect Neil Rossy as Director | Management | For | Withhold |
| 1.9 | Elect John J. Swidler as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DOLLARAMA INC
MEETING DATE: JUN 10, 2010 |
TICKER: DOL SECURITY ID: 25675T206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Rossy as Director | Management | For | Withhold |
| 1.2 | Elect Joshua Bekenstein as Director | Management | For | Withhold |
| 1.3 | Elect Gregory David as Director | Management | For | Withhold |
| 1.4 | Elect Stephen Gunn as Director | Management | For | For |
| 1.5 | Elect Matthew Levin as Director | Management | For | Withhold |
| 1.6 | Elect Nicholas Nomicos as Director | Management | For | Withhold |
| 1.7 | Elect Donald Gray Reid as Director | Management | For | For |
| 1.8 | Elect Neil Rossy as Director | Management | For | Withhold |
| 1.9 | Elect John J. Swidler as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DYNEGY INC.
MEETING DATE: MAY 21, 2010 |
TICKER: DYN SECURITY ID: 26817G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Williamson | Management | For | For |
| 1.2 | Elect Director David W. Biegler | Management | For | For |
| 1.3 | Elect Director Thomas D. Clark, Jr. | Management | For | For |
| 1.4 | Elect Director Victor E. Grijalva | Management | For | For |
| 1.5 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.6 | Elect Director Howard B. Sheppard | Management | For | For |
| 1.7 | Elect Director William L. Trubeck | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Eliminate Class of Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
EAGLE MATERIALS INC.
MEETING DATE: AUG 6, 2009 |
TICKER: EXP SECURITY ID: 26969P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. William Barnett | Management | For | For |
| 1.2 | Elect Director David W. Quinn | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EBIX, INC.
MEETING DATE: OCT 30, 2009 |
TICKER: EBIX SECURITY ID: 278715206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin Raina | Management | For | Against |
| 2 | Elect Director Hans U. Benz | Management | For | Against |
| 3 | Elect Director Pavan Bhalla | Management | For | Against |
| 4 | Elect Director Neil D. Eckert | Management | For | Against |
| 5 | Elect Director Rolf Herter | Management | For | Against |
| 6 | Elect Director Hans Ueli Keller | Management | For | Against |
| |
|---|
EBIX, INC.
MEETING DATE: DEC 21, 2009 |
TICKER: EBIX SECURITY ID: 278715206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 6, 2010 |
TICKER: ECL SECURITY ID: 278865100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur J. Higgins | Management | For | For |
| 2 | Elect Director Joel W. Johnson | Management | For | For |
| 3 | Elect Director C. Scott O'Hara | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert A. Ingram | Management | For | For |
| 2 | Election Director William J. Link, Ph.d. | Management | For | For |
| 3 | Election Director Wesley W. Von Schack | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: EMC SECURITY ID: 268648102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
EMERGENCY MEDICAL SERVICES CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: EMS SECURITY ID: 29100P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven B. Epstein | Management | For | For |
| 1.2 | Elect Director Paul B. Iannini | Management | For | For |
| 1.3 | Elect Director James T. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ESTEE LAUDER COMPANIES INC., THE
MEETING DATE: NOV 13, 2009 |
TICKER: EL SECURITY ID: 518439104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rose Marie Bravo | Management | For | Withhold |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | Withhold |
| 1.3 | Elect Director Mellody Hobson | Management | For | Withhold |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: EXPE SECURITY ID: 30212P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
| 1.2 | Elect Director Barry Diller | Management | For | For |
| 1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1.4 | Elect Director William R. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Peter M. Kern | Management | For | For |
| 1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
| 1.9 | Elect Director John C. Malone | Management | For | For |
| 1.10 | Elect Director Jose A. Tazon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: SEP 4, 2009 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 16, 2010 |
TICKER: BEN SECURITY ID: 354613101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.2 | Elect Director Charles Crocker | Management | For | For |
| 1.3 | Elect Director Joseph R. Hardiman | Management | For | For |
| 1.4 | Elect Director Robert D. Joffe | Management | For | For |
| 1.5 | Elect Director Charles B. Johnson | Management | For | For |
| 1.6 | Elect Director Gregory E. Johnson | Management | For | For |
| 1.7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas H. Kean | Management | For | For |
| 1.9 | Elect Director Chutta Ratnathicam | Management | For | For |
| 1.10 | Elect Director Peter M. Sacerdote | Management | For | For |
| 1.11 | Elect Director Laura Stein | Management | For | For |
| 1.12 | Elect Director Anne M. Tatlock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
MEETING DATE: DEC 7, 2009 |
TICKER: 175 SECURITY ID: KYG3777B1032
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Chengdu Gaoyuan Agreement and Related Transactions | Management | For | For |
| 2 | Approve the Jinan Geely Agreement and Related Transactions | Management | For | For |
| 3 | Approve the Lanzhou Geely Agreement and Related Transactions | Management | For | For |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: GNTX SECURITY ID: 371901109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Mulder | Management | For | For |
| 1.2 | Elect Director Frederick Sotok | Management | For | For |
| 1.3 | Elect Director Wallace Tsuha | Management | For | For |
| 2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Berg | Management | For | For |
| 1.2 | Elect Director John F. Cogan | Management | For | For |
| 1.3 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.4 | Elect Director James M. Denny | Management | For | For |
| 1.5 | Elect Director Carla A. Hills | Management | For | For |
| 1.6 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.7 | Elect Director John W. Madigan | Management | For | For |
| 1.8 | Elect Director John C. Martin | Management | For | For |
| 1.9 | Elect Director Gordon E. Moore | Management | For | For |
| 1.10 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.11 | Elect Director Richard J. Whitley | Management | For | For |
| 1.12 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.13 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
GIMV
MEETING DATE: JUN 1, 2010 |
TICKER: GIMB SECURITY ID: B4567G117
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Did Not Vote |
| 2a | Receive Special Board Report | Management | None | Did Not Vote |
| 2b | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Did Not Vote |
| 3 | Authorize Coordination of Articles | Management | For | Did Not Vote |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: OCT 27, 2009 |
TICKER: HTWR SECURITY ID: AU000000HIN4
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: HTWR SECURITY ID: U4229L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Godshall | Management | For | For |
| 1.2 | Elect Director Seth Harrison | Management | For | For |
| 1.3 | Elect Director Robert Stockman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Award to Executive Douglas Godshall | Management | For | For |
| 4 | Approve Stock Grant to Robert Thomas | Management | For | For |
| 5 | Approve Stock Grant to Seth Harrison | Management | For | For |
| 6 | Approve Stock Grant to Timothy Barberich | Management | For | For |
| 7 | Approve Stock Grant to Christine Bennett | Management | For | For |
| 8 | Approve Stock Grant to Charles Raymond Larkin, Jr. | Management | For | For |
| 9 | Approve Stock Grant to Robert Stockman | Management | For | For |
| 10 | Approve Stock Grant to Denis Wade | Management | For | For |
| 11 | Increase Maximum Aggregate Directors' Fees | Management | For | For |
| 12 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 3-11 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | Against |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HLTH CORP.
MEETING DATE: OCT 23, 2009 |
TICKER: HLTH SECURITY ID: 40422Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director Paul A. Brooke | Management | For | For |
| 2.2 | Elect Director James V. Manning | Management | For | For |
| 2.3 | Elect Director Martin J. Wygod | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: INCY SECURITY ID: 45337C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director John F. Niblack | Management | For | Withhold |
| 1.7 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTUIT INC.
MEETING DATE: DEC 15, 2009 |
TICKER: INTU SECURITY ID: 461202103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Batchelder | Management | For | For |
| 1.2 | Elect Director Christopher W. Brody | Management | For | For |
| 1.3 | Elect Director William V. Campbell | Management | For | For |
| 1.4 | Elect Director Scott D. Cook | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director Michael R. Hallman | Management | For | For |
| 1.7 | Elect Director Edward A. Kangas | Management | For | For |
| 1.8 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.9 | Elect Director Dennis D. Powell | Management | For | For |
| 1.10 | Elect Director Stratton D. Sclavos | Management | For | For |
| 1.11 | Elect Director Brad D. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
IPG PHOTONICS CORPORATION
MEETING DATE: JUN 8, 2010 |
TICKER: IPGP SECURITY ID: 44980X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Shcherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Robert A. Blair | Management | For | For |
| 1.5 | Elect Director Michael C. Child | Management | For | For |
| 1.6 | Elect Director John H. Dalton | Management | For | For |
| 1.7 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.8 | Elect Director William S. Hurley | Management | For | For |
| 1.9 | Elect Director William F. Krupke | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JMP GROUP INC.
MEETING DATE: JUN 7, 2010 |
TICKER: JMP SECURITY ID: 46629U107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Jolson | Management | For | For |
| 1.2 | Elect Director Craig R. Johnson | Management | For | For |
| 1.3 | Elect Director Mark L. Lehmann | Management | For | For |
| 1.4 | Elect Director Carter D. Mack | Management | For | For |
| 1.5 | Elect Director Edward J. Sebastian | Management | For | For |
| 1.6 | Elect Director Glenn H. Tongue | Management | For | For |
| 1.7 | Elect Director Kenneth M. Karmin | Management | For | For |
| 1.8 | Elect Director Harris S. Barton | Management | For | For |
| 1.9 | Elect Director H. Mark Lunenburg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KNOT, INC., THE
MEETING DATE: MAY 19, 2010 |
TICKER: KNOT SECURITY ID: 499184109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Baker | Management | For | For |
| 1.2 | Elect Director Peter Sachse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KORN/FERRY INTERNATIONAL
MEETING DATE: SEP 10, 2009 |
TICKER: KFY SECURITY ID: 500643200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Whipple | Management | For | For |
| 1.2 | Elect Director Baroness Denise Kingsmill | Management | For | For |
| 1.3 | Elect Director George Shaheen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 9, 2010 |
TICKER: LULU SECURITY ID: 550021109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. Stemberg | Management | For | For |
| 1.2 | Elect Director Dennis J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MTB SECURITY ID: 55261F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director Robert J. Bennett | Management | For | For |
| 1.3 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.4 | Elect Director Robert T. Brady | Management | For | For |
| 1.5 | Elect Director Michael D. Buckley | Management | For | For |
| 1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.8 | Elect Director Colm E. Doherty | Management | For | For |
| 1.9 | Elect Director Gary N. Geisel | Management | For | For |
| 1.10 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.11 | Elect Director Richard G. King | Management | For | For |
| 1.12 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.13 | Elect Director Michael P. Pinto | Management | For | For |
| 1.14 | Elect Director Melinda R. Rich | Management | For | For |
| 1.15 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.16 | Elect Director Herbert L. Washington | Management | For | For |
| 1.17 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: MAR SECURITY ID: 571903202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 2 | Elect Director John W. Marriott, III | Management | For | For |
| 3 | Elect Director Mary K. Bush | Management | For | For |
| 4 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5 | Elect Director Debra L. Lee | Management | For | For |
| 6 | Elect Director George Munoz | Management | For | For |
| 7 | Elect Director Harry J. Pearce | Management | For | For |
| 8 | Elect Director Steven S Reinemund | Management | For | For |
| 9 | Elect Director W. Mitt Romney | Management | For | For |
| 10 | Elect Director William J. Shaw | Management | For | For |
| 11 | Elect Director Lawrence M. Small | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 10, 2009 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Sehat Sutardja as Director | Management | For | For |
| 1b | Elect Pantas Sutardja as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MXIM SECURITY ID: 57772K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
| 1.3 | Elect Director James R. Bergman | Management | For | Withhold |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MJN SECURITY ID: 582839106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director James M. Cornelius | Management | For | For |
| 1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
| 1.7 | Elect Director Robert S. Singer | Management | For | For |
| 1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.9 | Elect Director Anna C. Catalano | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
METAVANTE TECHNOLOGIES, INC.
MEETING DATE: SEP 4, 2009 |
TICKER: MV SECURITY ID: 591407101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: MHK SECURITY ID: 608190104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
| 1.2 | Elect Director David L. Kolb | Management | For | For |
| 1.3 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.4 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: MPWR SECURITY ID: 609839105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Hsing | Management | For | For |
| 1.2 | Elect Director Herbert Chang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 8, 2010 |
TICKER: MXB SECURITY ID: 55354G100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Benjamin F. duPont | Management | For | For |
| 2 | Elect Director Henry A. Fernandez | Management | For | For |
| 3 | Elect Director Alice W. Handy | Management | For | For |
| 4 | Elect Director Catherine R. Kinney | Management | For | For |
| 5 | Elect Director Linda H. Riefler | Management | For | For |
| 6 | Elect Director George W. Siguler | Management | For | For |
| 7 | Elect Director Scott M. Sipprelle | Management | For | For |
| 8 | Elect Director Rodolphe M. Vallee | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NAVITAS LTD.
MEETING DATE: NOV 20, 2009 |
TICKER: NVT SECURITY ID: AU000000NVT2
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 2 | Elect Harvey Collins as a Director | Management | For | For |
| 3 | Elect Ted Evans as a Director | Management | For | For |
| |
|---|
NBTY, INC.
MEETING DATE: FEB 26, 2010 |
TICKER: NTY SECURITY ID: 628782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ashner | Management | For | For |
| 1.2 | Elect Director Glenn Cohen | Management | For | For |
| 1.3 | Elect Director Arthur Rudolph | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETEASE COM INC
MEETING DATE: SEP 4, 2009 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: William Ding | Management | For | Against |
| 2 | Re-election Of Director: Alice Cheng | Management | For | For |
| 3 | Re-election Of Director: Denny Lee | Management | For | Against |
| 4 | Re-election Of Director: Joseph Tong | Management | For | For |
| 5 | Re-election Of Director: Lun Feng | Management | For | Against |
| 6 | Re-election Of Director: Michael Leung | Management | For | For |
| 7 | Re-election Of Director: Michael Tong | Management | For | Against |
| 8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
| |
|---|
NICE SYSTEMS LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: NICE SECURITY ID: 653656108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ron Gutler as Director | Management | For | For |
| 1.2 | Elect Joseph Atsmon as Director | Management | For | For |
| 1.3 | Elect Rimon Ben-Shaoul as Director | Management | For | For |
| 1.4 | Elect Yoseph Dauber as Director | Management | For | For |
| 1.5 | Elect John Hughes as Director | Management | For | For |
| 1.6 | Elect David Kostman as Director | Management | For | For |
| 2.1 | Elect Dan Falk as External Director | Management | For | For |
| 2.2 | Elect Yocheved Dvir as External Director | Management | For | For |
| 3 | Approve Grant of Options | Management | For | For |
| 4 | Approve Payment of Chairman | Management | For | For |
| 5 | Amend Articles | Management | For | Against |
| 6 | Approve Director Liability and Indemnification Agreements | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 21, 2009 |
TICKER: NKE SECURITY ID: 654106103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jill K. Conway | Management | For | For |
| 1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.3 | Elect Director John C. Lechleiter | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 24, 2010 |
TICKER: NOVO B SECURITY ID: K7314N152
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | Management | For | Did Not Vote |
| 5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
| 5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
| 5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
| 5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
| 5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 5f | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 7.1.1 | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | Management | For | Did Not Vote |
| 7.1.2 | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements | Management | For | Did Not Vote |
| 7.1.3 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 7.1.4 | Amend Articles Re: Appointment of Chairman and Vice Chairman | Management | For | Did Not Vote |
| 7.1.5 | Amend Articles Re: Right to Sign for the Company | Management | For | Did Not Vote |
| 7.1.6 | Amend Articles Re: Specify that the Corporate Language is English | Management | For | Did Not Vote |
| 7.1.7 | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | Management | For | Did Not Vote |
| 7.1.8 | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | Management | For | Did Not Vote |
| 7.2 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | Management | For | Did Not Vote |
| 7.3 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | Did Not Vote |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NUVA SECURITY ID: 670704105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.2 | Elect Director Jack R. Blair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PACCAR INC
MEETING DATE: APR 20, 2010 |
TICKER: PCAR SECURITY ID: 693718108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison J. Carnwath | Management | For | For |
| 1.2 | Elect Director Robert T. Parry | Management | For | For |
| 1.3 | Elect Director John M. Pigott | Management | For | For |
| 1.4 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 4 | Limit Composition of Committee(s) to Independent Directors | Shareholder | Against | Against |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PMC-SIERRA, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: PMCS SECURITY ID: 69344F106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
| 1.4 | Elect Director Michael R. Farese | Management | For | For |
| 1.5 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.6 | Elect Director William H. Kurtz | Management | For | For |
| 1.7 | Elect Director Gregory S. Lang | Management | For | For |
| 1.8 | Elect Director Frank J. Marshall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Performance-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 2, 2010 |
TICKER: PCLN SECURITY ID: 741503403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RVBD SECURITY ID: 768573107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Floyd | Management | For | For |
| 1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
| 1.3 | Elect Director James R. Swartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 6, 2010 |
TICKER: RHI SECURITY ID: 770323103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Edward W. Gibbons | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director J. Stephen Schaub | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ROST SECURITY ID: 778296103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
| 1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
| 1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RUBICON TECHNOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: RBCN SECURITY ID: 78112T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don N. Aquilano | Management | For | For |
| 1.2 | Elect Director Donald R. Caldwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: CRM SECURITY ID: 79466L302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stratton Sclavos | Management | For | For |
| 1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.3 | Elect Director Shirley Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 19, 2010 |
TICKER: 5930 SECURITY ID: Y74718100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
| 2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SHANDA INTERACTIVE ENTERTAINMENT LIMITED
MEETING DATE: OCT 28, 2009 |
TICKER: SNDA SECURITY ID: 81941Q203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tianqiao Chen as Director | Management | For | Against |
| 1.2 | Elect Danian Chen as Director | Management | For | Against |
| 1.3 | Elect Qianqian Luo as Director | Management | For | Against |
| 1.4 | Elect Jisheng Huang as Director | Management | For | For |
| 1.5 | Elect Chengyu Xiong as Director | Management | For | For |
| 1.6 | Elect Kai Zhao as Director | Management | For | For |
| 1.7 | Elect Qunzhao Tan as Director | Management | For | Against |
| 1.8 | Elect Grace Wu as Director | Management | For | Against |
| |
|---|
SHERWIN-WILLIAMS COMPANY, THE
MEETING DATE: APR 20, 2010 |
TICKER: SHW SECURITY ID: 824348106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Fix Number of Directors at 11 and Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director James C. Boland | Management | For | For |
| 1.3 | Elect Director Christopher M. Connor | Management | For | For |
| 1.4 | Elect Director David F. Hodnik | Management | For | For |
| 1.5 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director Gary E. McCullough | Management | For | For |
| 1.8 | Elect Director A. Malachi Mixon, III | Management | For | For |
| 1.9 | Elect Director Curtis E. Moll | Management | For | For |
| 1.10 | Elect Director Richard K. Smucker | Management | For | For |
| 1.11 | Elect Director John M. Stropki, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: SLH SECURITY ID: 83421A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SONOVA HOLDING AG (FORMERLY PHONAK HOLDING AG)
MEETING DATE: JUN 15, 2010 |
TICKER: SOON SECURITY ID: H8024W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.20 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Elect John Zei as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6 | Amend Articles Re: New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: FIRE SECURITY ID: 83616T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Becker | Management | For | For |
| 1.2 | Elect Director Arnold L. Punaro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: SRCL SECURITY ID: 858912108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Miller | Management | For | For |
| 1.2 | Elect Director Jack W. Schuler | Management | For | For |
| 1.3 | Elect Director Thomas D. Brown | Management | For | For |
| 1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 1.5 | Elect Director William K. Hall | Management | For | For |
| 1.6 | Elect Director Jonathan T. Lord | Management | For | For |
| 1.7 | Elect Director John Patience | Management | For | For |
| 1.8 | Elect Director J.W.P. Reid-Anderson | Management | For | For |
| 1.9 | Elect Director Ronald G. Spaeth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STRA SECURITY ID: 863236105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Silberman | Management | For | For |
| 2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
| 3 | Elect Director William E. Brock | Management | For | For |
| 4 | Elect Director David A. Coulter | Management | For | For |
| 5 | Elect Director Robert R. Grusky | Management | For | For |
| 6 | Elect Director Robert L. Johnson | Management | For | For |
| 7 | Elect Director Todd A. Milano | Management | For | For |
| 8 | Elect Director G. Thomas Waite, III | Management | For | For |
| 9 | Elect Director J. David Wargo | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 14, 2010 |
TICKER: TROW SECURITY ID: 74144T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward C. Bernard | Management | For | For |
| 2 | Elect Director James T. Brady | Management | For | For |
| 3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
| 5 | Elect Director James A.C. Kennedy | Management | For | For |
| 6 | Elect Director Brian C. Rogers | Management | For | For |
| 7 | Elect Director Alfred Sommer, PHD | Management | For | For |
| 8 | Elect Director Dwight S. Taylor | Management | For | For |
| 9 | Elect Director Anne Marie Whittemore | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TALEO CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: TLEO SECURITY ID: 87424N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Gregoire | Management | For | For |
| 1.2 | Elect Director Michael Tierney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TECHNE CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: TECH SECURITY ID: 878377100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Oland | Management | For | For |
| 1.2 | Elect Director Roger C. Lucas | Management | For | For |
| 1.3 | Elect Director Howard V. O'Connell | Management | For | For |
| 1.4 | Elect Director Randolph C Steer | Management | For | For |
| 1.5 | Elect Director Robert V. Baumgartner | Management | For | For |
| 1.6 | Elect Director Charles A. Dinarello | Management | For | For |
| 1.7 | Elect Director Karen A. Holbrook | Management | For | For |
| 1.8 | Elect Director John L. Higgins | Management | For | For |
| 2 | Fix Number of Directors at Eight | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 700 SECURITY ID: G87572148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
| 3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TJX COMPANIES, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: TJX SECURITY ID: 872540109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jose B. Alvarez | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director David A. Brandon | Management | For | For |
| 4 | Elect Director Bernard Cammarata | Management | For | For |
| 5 | Elect Director David T. Ching | Management | For | For |
| 6 | Elect Director Michael F. Hines | Management | For | For |
| 7 | Elect Director Amy B. Lane | Management | For | For |
| 8 | Elect Director Carol Meyrowitz | Management | For | For |
| 9 | Elect Director John F. O'Brien | Management | For | For |
| 10 | Elect Director Willow B. Shire | Management | For | For |
| 11 | Elect Director Fletcher H. Wiley | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 28, 2010 |
TICKER: UTHR SECURITY ID: 91307C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Causey | Management | For | For |
| 1.2 | Elect Director Richard Giltner | Management | For | For |
| 1.3 | Elect Director R. Paul Gray | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: URBN SECURITY ID: 917047102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Belair | Management | For | For |
| 1.2 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 13, 2009 |
TICKER: VIT SECURITY ID: 921564100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Hao Chen As A Class B Director of the Company | Management | For | For |
| 2 | Re-election Of Ruby Lu As A Class B Director of the Company | Management | For | For |
| 3 | Re-election Of Kui Zhou As A Class B Director of the Company | Management | For | For |
| 4 | Ratification Of The Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2008 at a fee Agreed By The Directors | Management | For | For |
| 5 | Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2009 at a Fee Agreed By Directors | Management | For | For |
| 6 | Ratification Of Inclusion Of Financial Statements Of Fiscal Year2008 in the Company's 2008 Annual Report | Management | For | For |
| 7 | Authorization of the Directors to take any and every action that might be necessary to effect the foregoing Resolutions 1 To 6 as such Director, in his or her absolute discretion, thinks fit | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC
MEETING DATE: AUG 27, 2009 |
TICKER: VNDA SECURITY ID: 921659108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
| 1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: WOOF SECURITY ID: 918194101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WASTE CONNECTIONS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: WCN SECURITY ID: 941053100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 2 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: OCT 23, 2009 |
TICKER: WBMD SECURITY ID: 94770V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director Mark J. Adler | Management | For | For |
| 2.2 | Elect Director Neil F. Dimick | Management | For | For |
| 2.3 | Elect Director James V. Manning | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WEG SA
MEETING DATE: APR 27, 2010 |
TICKER: WEGE3 SECURITY ID: P9832B129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 5 | Elect Fiscal Council Members and Determine Their Remuneration | Management | For | For |
| 6 | Amend Articles | Management | For | Against |
| 7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESTERN UNION COMPANY, THE
MEETING DATE: MAY 14, 2010 |
TICKER: WU SECURITY ID: 959802109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 2 | Elect Director Christina A. Gold | Management | For | For |
| 3 | Elect Director Betsy D. Holden | Management | For | For |
| 4 | Elect Director Wulf Von Schimmelmann | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY INCOME FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACE LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore Shasta as Director | Management | For | For |
| 2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
| 7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
| 9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ALCOA INC.
MEETING DATE: APR 23, 2010 |
TICKER: AA SECURITY ID: 013817101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur D. Collins, Jr | Management | For | For |
| 1.2 | Elect Director Carlos Ghosn | Management | For | For |
| 1.3 | Elect Director Michael G. Morris | Management | For | For |
| 1.4 | Elect Director E. Stanley O'Neal | Management | For | For |
| 2 | Ratify Auditor | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
ALLEGHENY ENERGY, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: AYE SECURITY ID: 017361106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Furlong Baldwin | Management | For | For |
| 1.2 | Elect Director Eleanor Baum | Management | For | For |
| 1.3 | Elect Director Paul J. Evanson | Management | For | For |
| 1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.7 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.8 | Elect Director Steven H. Rice | Management | For | For |
| 1.9 | Elect Director Gunnar E. Sarsten | Management | For | For |
| 1.10 | Elect Director Michael H. Sutton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALLGREEN PROPERTIES LTD
MEETING DATE: APR 28, 2010 |
TICKER: A16 SECURITY ID: Y00398100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.04 Per Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 490,400 for the Year Ended Dec. 31, 2009 (2008 : SGD 404,000) | Management | For | For |
| 4 | Reelect Khor Thong Meng as Director | Management | For | Against |
| 5 | Reelect Ang Keng Lam as Director | Management | For | Against |
| 6 | Reelect Wan Fook Kong as Director | Management | For | Against |
| 7 | Reelect Jimmy Seet Keong Huat as Director | Management | For | For |
| 8 | Reappoint Foo Kon Tan Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Pursuant to the Allgreen Share Option Scheme | Management | For | For |
| |
|---|
ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. R. Brooks | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director James F. Cordes | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Morris | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 1.10 | Elect Director Richard L. Sandor | Management | For | For |
| 1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.13 | Elect Director John F. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: APA SECURITY ID: 037411105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Eugene C. Fiedorek | Management | For | For |
| 2 | Elect Director Patricia Albjerg Graham | Management | For | For |
| 3 | Elect Director F.H. Merelli | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARW SECURITY ID: 042735100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director John N. Hanson | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.6 | Elect Director Roger King | Management | For | For |
| 1.7 | Elect Director Michael J. Long | Management | For | For |
| 1.8 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.9 | Elect Director Barry W. Perry | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 30, 2010 |
TICKER: T SECURITY ID: 00206R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect Director James H. Blanchard | Management | For | For |
| 5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director Lynn M. Martin | Management | For | For |
| 9 | Elect Director John B. McCoy | Management | For | For |
| 10 | Elect Director Joyce M. Roche | Management | For | For |
| 11 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 12 | Elect Director Patricia P. Upton | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 15 | Exclude Pension Credits from Calculations of Performance-Based Pay | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANK SARASIN & CIE AG
MEETING DATE: APR 27, 2010 |
TICKER: BSAN SECURITY ID: H3822H286
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
| 4 | Elect Christoph Ammann, Hubertus Heemskerk, and Sipko Schat as Directors | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 30, 2010 |
TICKER: BARC SECURITY ID: G08036124
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Reuben Jeffery III as Director | Management | For | For |
| 4 | Re-elect Marcus Agius as Director | Management | For | For |
| 5 | Re-elect David Booth as Director | Management | For | For |
| 6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
| 7 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 9 | Re-elect Chris Lucas as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| 18 | Approve SAYE Share Option Scheme | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BELO CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: BLC SECURITY ID: 080555105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judith L. Craven, M.D. | Management | For | For |
| 1.2 | Elect Director Dealey D. Herndon | Management | For | For |
| 1.3 | Elect Director Wayne R. Sanders | Management | For | For |
| 1.4 | Elect Director McHenry T. Tichenor, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BJ SERVICES COMPANY
MEETING DATE: MAR 31, 2010 |
TICKER: BJS SECURITY ID: 055482103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BOEING COMPANY, THE
MEETING DATE: APR 26, 2010 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Biggs | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director David L. Calhoun | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Linda Z. Cook | Management | For | For |
| 6 | Elect Director William M. Daley | Management | For | For |
| 7 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 9 | Elect Director John F. McDonnell | Management | For | For |
| 10 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 11 | Elect Director Susan C. Schwab | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
BOSTON SCIENTIFIC CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: BSX SECURITY ID: 101137107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Abele | Management | For | For |
| 1.2 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.4 | Elect Director Nelda J. Connors | Management | For | For |
| 1.5 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.6 | Elect Director Marye Anne Fox | Management | For | For |
| 1.7 | Elect Director Ray J. Groves | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.10 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.11 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.12 | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
BRIGGS & STRATTON CORP.
MEETING DATE: OCT 21, 2009 |
TICKER: BGG SECURITY ID: 109043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. O'Toole | Management | For | Withhold |
| 1.2 | Elect Director John S. Shiely | Management | For | Withhold |
| 1.3 | Elect Director Charles I. Story | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAREER EDUCATION CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CECO SECURITY ID: 141665109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis H. Chookaszian | Management | For | For |
| 2 | Elect Director David W. Devonshire | Management | For | For |
| 3 | Elect Director Patrick W. Gross | Management | For | For |
| 4 | Elect Director Gregory L. Jackson | Management | For | For |
| 5 | Elect Director Thomas B. Lally | Management | For | For |
| 6 | Elect Director Steven H. Lesnik | Management | For | For |
| 7 | Elect Director Gary E. McCullough | Management | For | For |
| 8 | Elect Director Edward A. Snyder | Management | For | For |
| 9 | Elect Director Leslie T. Thornton | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
CARLSBERG
MEETING DATE: MAR 25, 2010 |
TICKER: CARL B SECURITY ID: K36628137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 3.50 per Share | Management | For | Did Not Vote |
| 4 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 5a | Amend Articles Regarding Registered Office | Management | For | Did Not Vote |
| 5b | Amend Articles Re: Set Corporate Laguage as English | Management | For | Did Not Vote |
| 5c | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
| 5d | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
| 5e | Amend Articles Re: Right to Call General Meeting | Management | For | Did Not Vote |
| 5f | Amend Articles Regarding Adjournment of Commenced General Meeting | Management | For | Did Not Vote |
| 5g | Amend Articles Regarding Publication of Material Pertaining to General Meeting | Management | For | Did Not Vote |
| 5h | Amend Articles Regarding Right to Attend General Meeting | Management | For | Did Not Vote |
| 5i | Amend Articles Regarding Submission of Subjects for Agenda of General Meeting | Management | For | Did Not Vote |
| 5j | Amend Articles Regarding Right to be Represented by Proxy | Management | For | Did Not Vote |
| 5k | Amend Articles Regarding Accountants | Management | For | Did Not Vote |
| 5l | Amend Articles Regarding Publication of Minutes of General Meeting | Management | For | Did Not Vote |
| 5m | Amend Articles Re: Authorize Board to Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency | Management | For | Did Not Vote |
| 6a | Reelect Jess Soderberg as Director | Management | For | Did Not Vote |
| 6b | Reelect Flemming Besenbacher as Director | Management | For | Did Not Vote |
| 6c | Reelect Per Ohrgaard as Director | Management | For | Did Not Vote |
| 6d | Elect Lars Stemmerik as Director | Management | For | Did Not Vote |
| 7 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Dillon | Management | For | For |
| 1.2 | Elect Director Juan Gallardo | Management | For | For |
| 1.3 | Elect Director William A. Osborn | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.5 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.H. Armacost | Management | For | For |
| 2 | Elect Director L.F. Deily | Management | For | For |
| 3 | Elect Director R.E. Denham | Management | For | For |
| 4 | Elect Director R.J. Eaton | Management | For | For |
| 5 | Elect Director C. Hagel | Management | For | For |
| 6 | Elect Director E. Hernandez | Management | For | For |
| 7 | Elect Director F.G. Jenifer | Management | For | For |
| 8 | Elect Director G.L. Kirkland | Management | For | For |
| 9 | Elect Director S. Nunn | Management | For | For |
| 10 | Elect Director D.B. Rice | Management | For | For |
| 11 | Elect Director K.W. Sharer | Management | For | For |
| 12 | Elect Director C.R. Shoemate | Management | For | For |
| 13 | Elect Director J.G. Stumpf | Management | For | For |
| 14 | Elect Director R.D. Sugar | Management | For | For |
| 15 | Elect Director C. Ware | Management | For | For |
| 16 | Elect Director J.S. Watson | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 20 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
| 22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
| 24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: JUL 24, 2009 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Management | For | For |
| 2 | Amend Certificate of Incorporation to Approve Director Amendment | Management | For | For |
| 3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Management | For | Against |
| 4 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: SEP 2, 2009 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Amend Certificate of Incorporation to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock | Management | For | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 29, 2010 |
TICKER: CLN SECURITY ID: H14843165
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
| 5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CLOUD PEAK ENERGY INC.
MEETING DATE: JUN 8, 2010 |
TICKER: CLD SECURITY ID: 18911Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Keith Bailey | Management | For | For |
| 2 | Elect Director William Owens | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2010 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Jacqueline P. Kane | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 10 | Pay For Superior Performance | Shareholder | Against | Against |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
MEETING DATE: MAY 7, 2010 |
TICKER: ML SECURITY ID: F61824144
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Transaction with a Related Party | Management | For | For |
| 5 | Reelect Laurence Parisot as Supervisory Board Member | Management | For | For |
| 6 | Reelect Pat Cox as Supervisory Board Member | Management | For | For |
| 7 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 8 | Reelect Pierre Coll as Alternate Auditor | Management | For | For |
| 9 | Ratify Deloitte & Associes as Auditor | Management | For | For |
| 10 | Ratify BEAS as Alternate Auditor | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 1 Billion | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 118 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
| 15 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | For |
| 20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Set Global Limit for Capital Increase to Result from Issuance Requests Under Items 13, 14, 15, 16 and 18 Above at EUR 118 Million | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2010 |
TICKER: COP SECURITY ID: 20825C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Armitage | Management | For | For |
| 1.2 | Elect Director Richard H. Auchinleck | Management | For | For |
| 1.3 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.5 | Elect Director Ruth R. Harkin | Management | For | For |
| 1.6 | Elect Director Harold W. Mcgraw III | Management | For | For |
| 1.7 | Elect Director James J. Mulva | Management | For | For |
| 1.8 | Elect Director Robert A. Niblock | Management | For | For |
| 1.9 | Elect Director Harald J. Norvik | Management | For | For |
| 1.10 | Elect Director William K. Reilly | Management | For | For |
| 1.11 | Elect Director Bobby S. Shackouls | Management | For | For |
| 1.12 | Elect Director Victoria J. Tschinkel | Management | For | For |
| 1.13 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.14 | Elect Director William E. Wade, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Board Risk Management Oversight | Shareholder | Against | Against |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 5 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 8 | Adopt Goals to Reduce Emission of TRI Chemicals | Shareholder | Against | Abstain |
| 9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CONSOL ENERGY INC.
MEETING DATE: MAY 4, 2010 |
TICKER: CNX SECURITY ID: 20854P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Whitmire | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
| 1.4 | Elect Director Philip W. Baxter | Management | For | For |
| 1.5 | Elect Director William E. Davis | Management | For | For |
| 1.6 | Elect Director Raj K. Gupta | Management | For | For |
| 1.7 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Mills | Management | For | For |
| 1.10 | Elect Director William P. Powell | Management | For | For |
| 1.11 | Elect Director Joseph T. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
MEETING DATE: APR 30, 2010 |
TICKER: CSGN SECURITY ID: 225401108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.1.1 | Reelect Noreen Doyle as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Aziz Syriani as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect David Syz as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Peter Weibel as Director | Management | For | Did Not Vote |
| 5.1.5 | Elect Jassim Al Thani as Director | Management | For | Did Not Vote |
| 5.1.6 | Elect Robert Benmosche as Director | Management | For | Did Not Vote |
| 5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
DAIMLER AG
MEETING DATE: APR 14, 2010 |
TICKER: DAI SECURITY ID: D1668R123
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Remuneration System for Management Board Members | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 10 | Amend Articles Re: Board-Related | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| |
|---|
DELL INC.
MEETING DATE: JUL 17, 2009 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
| 1.6 | Elect Director Judy C. Lewent | Management | For | For |
| 1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.8 | Elect Director Klaus S. Luft | Management | For | For |
| 1.9 | Elect Director Alex J. Mandl | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DEVELOPERS DIVERSIFIED REALTY CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DDR SECURITY ID: 251591103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terrance R. Ahern | Management | For | For |
| 2 | Elect Director James C. Boland | Management | For | For |
| 3 | Elect Director Thomas Finne | Management | For | For |
| 4 | Elect Director Robert H. Gidel | Management | For | For |
| 5 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 6 | Elect Director Volker Kraft | Management | For | For |
| 7 | Elect Director Victor B. MacFarlane | Management | For | For |
| 8 | Elect Director Craig Macnab | Management | For | For |
| 9 | Elect Director Scott D. Roulston | Management | For | For |
| 10 | Elect Director Barry A. Sholem | Management | For | For |
| 11 | Elect Director William B. Summers, Jr. | Management | For | For |
| 12 | Elect Director Scott A. Wolstein | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DEVON ENERGY CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: DVN SECURITY ID: 25179M103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Richels | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: DD SECURITY ID: 263534109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bodman | Management | For | For |
| 2 | Elect Director Richard H. Brown | Management | For | For |
| 3 | Elect Director Robert A. Brown | Management | For | For |
| 4 | Elect Director Bertrand P. Collomb | Management | For | For |
| 5 | Elect Director Curtis J. Crawford | Management | For | For |
| 6 | Elect Director Alexander M. Cutler | Management | For | For |
| 7 | Elect Director John T. Dillon | Management | For | For |
| 8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
| 9 | Elect Director Marillyn A. Hewson | Management | For | For |
| 10 | Elect Director Lois D. Juliber | Management | For | For |
| 11 | Elect Director Ellen J. Kullman | Management | For | For |
| 12 | Elect Director William K. Reilly | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Human Rights Policy to Address Seed Saving | Shareholder | Against | Abstain |
| |
|---|
EATON CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: ETN SECURITY ID: 278058102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 2 | Elect Director Christopher M. Connor | Management | For | For |
| 3 | Elect Director Michael J. Critelli | Management | For | For |
| 4 | Elect Director Charles E. Golden | Management | For | For |
| 5 | Elect Director Ernie Green | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: EOG SECURITY ID: 26875P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FIAT SPA
MEETING DATE: MAR 25, 2010 |
TICKER: F SECURITY ID: T4210N122
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 3 | Amend 2009-2010 Retricted Stock Plan | Management | For | Did Not Vote |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIRST AMERICAN CORP.
MEETING DATE: DEC 8, 2009 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | For |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | Withhold |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director Roslyn B. Payne | Management | For | For |
| 1.14 | Elect Director John W. Peace | Management | For | For |
| 1.15 | Elect Director D. Van Skilling | Management | For | For |
| 1.16 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.18 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST AMERICAN CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | Withhold |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | For |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director John W. Peace | Management | For | Withhold |
| 1.14 | Elect Director D. Van Skilling | Management | For | For |
| 1.15 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.17 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FONDIARIA SAI SPA (FORMERLY SAI)
MEETING DATE: APR 21, 2010 |
TICKER: FSA SECURITY ID: T4689Q127
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Board Representative for Holders of Saving Shares | Management | For | Did Not Vote |
| 2 | Approve Representative Remuneration | Management | For | Did Not Vote |
| 3 | Set Up Fund for Covering Common Expenses for Holders of Savings Shares | Management | For | Did Not Vote |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director William M. Castell | Management | For | For |
| 4 | Elect Director Ann M. Fudge | Management | For | For |
| 5 | Elect Director Susan Hockfield | Management | For | For |
| 6 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 7 | Elect Director Andrea Jung | Management | For | For |
| 8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
| 9 | Elect Director Robert W. Lane | Management | For | For |
| 10 | Elect Director Ralph S. Larsen | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director Sam Nunn | Management | For | For |
| 14 | Elect Director Roger S. Penske | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Report on Pay Disparity | Shareholder | Against | Against |
| 22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
| 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GENTA INCORPORATED
MEETING DATE: JUN 15, 2010 |
TICKER: GETA SECURITY ID: 37245M603
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond P. Warrell, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Christopher P. Parios | Management | For | Withhold |
| 1.3 | Elect Director Daniel D. Von Hoff | Management | For | Withhold |
| 1.4 | Elect Director Douglas G. Watson | Management | For | Withhold |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: HRB SECURITY ID: 093671105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director Thomas M. Bloch | Management | For | For |
| 1.3 | Elect Director Richard C. Breeden | Management | For | For |
| 1.4 | Elect Director Robert A. Gerard | Management | For | For |
| 1.5 | Elect Director Len J. Lauer | Management | For | For |
| 1.6 | Elect Director David B. Lewis | Management | For | For |
| 1.7 | Elect Director Tom D. Seip | Management | For | For |
| 1.8 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 1.9 | Elect Director Russell P. Smyth | Management | For | For |
| 1.10 | Elect Director Christianna Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A.M. Bennett | Management | For | For |
| 2 | Elect Director J.R. Boyd | Management | For | For |
| 3 | Elect Director M. Carroll | Management | For | For |
| 4 | Elect Director N.K. Dicciani | Management | For | For |
| 5 | Elect Director S.M. Gillis | Management | For | For |
| 6 | Elect Director J.T. Hackett | Management | For | For |
| 7 | Elect Director D.J. Lesar | Management | For | For |
| 8 | Elect Director R.A. Malone | Management | For | For |
| 9 | Elect Director J.L. Martin | Management | For | For |
| 10 | Elect Director D.L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: MAY 19, 2010 |
TICKER: HIG SECURITY ID: 416515104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert B. Allardice, III | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 4 | Elect Director Liam E. McGee | Management | For | For |
| 5 | Elect Director Gail J. McGovern | Management | For | For |
| 6 | Elect Director Michael G. Morris | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Charles B. Strauss | Management | For | For |
| 9 | Elect Director H. Patrick Swygert | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| |
|---|
HCP, INC.
MEETING DATE: APR 22, 2010 |
TICKER: HCP SECURITY ID: 40414L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Flaherty III | Management | For | For |
| 1.2 | Elect Director Christine N. Garvey | Management | For | For |
| 1.3 | Elect Director David B. Henry | Management | For | For |
| 1.4 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.5 | Elect Director Michael D. Mckee | Management | For | For |
| 1.6 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.7 | Elect Director Peter L. Rhein | Management | For | For |
| 1.8 | Elect Director Kenneth B. Roath | Management | For | For |
| 1.9 | Elect Director Richard M. Rosenberg | Management | For | For |
| 1.10 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HOME DEPOT, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director David H. Batchelder | Management | For | For |
| 3 | Elect Director Francis S. Blake | Management | For | For |
| 4 | Elect Director Ari Bousbib | Management | For | For |
| 5 | Elect Director Gregory D. Brenneman | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INFORMA PLC
MEETING DATE: APR 27, 2010 |
TICKER: INF SECURITY ID: G4770C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Derek Mapp as Director | Management | For | For |
| 3 | Re-elect Peter Rigby as Director | Management | For | For |
| 4 | Re-elect Adam Walker as Director | Management | For | For |
| 5 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
| 6 | Re-elect John Davis as Director | Management | For | For |
| 7 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: IBM SECURITY ID: 459200101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director C. Black | Management | For | For |
| 3 | Elect Director W. R. Brody | Management | For | For |
| 4 | Elect Director K. I. Chenault | Management | For | For |
| 5 | Elect Director M. L. Eskew | Management | For | For |
| 6 | Elect Director S. A. Jackson | Management | For | For |
| 7 | Elect Director A. N. Liveris | Management | For | For |
| 8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 9 | Elect Director T. Nishimuro | Management | For | For |
| 10 | Elect Director J. W. Owens | Management | For | For |
| 11 | Elect Director S. J. Palmisano | Management | For | For |
| 12 | Elect Director J. E. Spero | Management | For | For |
| 13 | Elect Director S. Taurel | Management | For | For |
| 14 | Elect Director L. H. Zambrano | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
INTERPUBLIC GROUP OF COMPANIES, INC., THE
MEETING DATE: MAY 27, 2010 |
TICKER: IPG SECURITY ID: 460690100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reginald K. Brack | Management | For | For |
| 2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 3 | Elect Director Jill M. Considine | Management | For | For |
| 4 | Elect Director Richard A. Goldstein | Management | For | For |
| 5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 6 | Elect Director H. John Greeniaus | Management | For | For |
| 7 | Elect Director William T. Kerr | Management | For | For |
| 8 | Elect Director Michael I. Roth | Management | For | For |
| 9 | Elect Director David M. Thomas | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KBR, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: KBR SECURITY ID: 48242W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.2 | Elect Director William P. Utt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
KENNAMETAL, INC.
MEETING DATE: OCT 27, 2009 |
TICKER: KMT SECURITY ID: 489170100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. DeFeo | Management | For | For |
| 1.2 | Elect Director William R. Newlin | Management | For | For |
| 1.3 | Elect Director Lawrence W. Stranghoener | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 20, 2010 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
| 1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
| 1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
| 1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: KSS SECURITY ID: 500255104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Boneparth | Management | For | For |
| 2 | Elect Director Steven A. Burd | Management | For | For |
| 3 | Elect Director John F. Herma | Management | For | For |
| 4 | Elect Director Dale E. Jones | Management | For | For |
| 5 | Elect Director William S. Kellogg | Management | For | For |
| 6 | Elect Director Kevin Mansell | Management | For | For |
| 7 | Elect Director Frank V. Sica | Management | For | For |
| 8 | Elect Director Peter M. Sommerhauser | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director Nina G. Vaca | Management | For | For |
| 11 | Elect Director Stephen E. Watson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Irving Bolotin | Management | For | For |
| 1.2 | Director Steven L. Gerard | Management | For | For |
| 1.3 | Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Director R. Kirk Landon | Management | For | For |
| 1.5 | Director Sidney Lapidus | Management | For | For |
| 1.6 | Director Stuart A. Miller | Management | For | For |
| 1.7 | Director Donna E. Shalala | Management | For | For |
| 1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: LINTA SECURITY ID: 53071M104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.4 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: LMT SECURITY ID: 539830109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
| 2 | Elect Director Nolan D. Archibald | Management | For | For |
| 3 | Elect Director David B. Burritt | Management | For | For |
| 4 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 5 | Elect Director Gwendolyn S. King | Management | For | For |
| 6 | Elect Director James M. Loy | Management | For | Against |
| 7 | Elect Director Douglas H. McCorkindale | Management | For | For |
| 8 | Elect Director Joseph W. Ralston | Management | For | For |
| 9 | Elect Director James Schneider | Management | For | For |
| 10 | Elect Director Anne Stevens | Management | For | For |
| 11 | Elect Director Robert J. Stevens | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: M SECURITY ID: 55616P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MARSHALL & ILSLEY CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: MI SECURITY ID: 571837103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon F. Chait | Management | For | For |
| 1.2 | Elect Director John W. Daniels, Jr. | Management | For | For |
| 1.3 | Elect Director Mark F. Furlong | Management | For | For |
| 1.4 | Elect Director Ted D. Kellner | Management | For | For |
| 1.5 | Elect Director Dennis J. Kuester | Management | For | For |
| 1.6 | Elect Director David J. Lubar | Management | For | For |
| 1.7 | Elect Director Katharine C. Lyall | Management | For | For |
| 1.8 | Elect Director John A. Mellowes | Management | For | For |
| 1.9 | Elect Director San W. Orr, Jr. | Management | For | For |
| 1.10 | Elect Director Robert J. O'Toole | Management | For | For |
| 1.11 | Elect Director Peter M. Platten, III | Management | For | For |
| 1.12 | Elect Director John S. Shiely | Management | For | For |
| 1.13 | Elect Director George E. Wardeberg | Management | For | For |
| 1.14 | Elect Director James B. Wigdale | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
| 1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director James M. Kilts | Management | For | For |
| 1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2010 |
TICKER: 8306 SECURITY ID: 606822104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Takamune Okihara | Management | For | For |
| 2.2 | Elect Director Kinya Okauchi | Management | For | For |
| 2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
| 2.4 | Elect Director Kyouta Ohmori | Management | For | For |
| 2.5 | Elect Director Hiroshi Saitou | Management | For | For |
| 2.6 | Elect Director Nobushige Kamei | Management | For | For |
| 2.7 | Elect Director Masao Hasegawa | Management | For | For |
| 2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
| 2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
| 2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
| 2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
| 2.12 | Elect Director Kaoru Wachi | Management | For | For |
| 2.13 | Elect Director Takashi Oyamada | Management | For | For |
| 2.14 | Elect Director Ryuuji Araki | Management | For | For |
| 2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
| 2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
| |
|---|
MONEYGRAM INTERNATIONAL, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: MGI SECURITY ID: 60935Y109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Coley Clark | Management | For | For |
| 2 | Elect Director Victor W. Dahir | Management | For | For |
| 3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 4 | Elect Director Scott L. Jaeckel | Management | For | Against |
| 5 | Elect Director Seth W. Lawry | Management | For | Against |
| 6 | Elect Director Ann Mather | Management | For | For |
| 7 | Elect Director Pamela H. Patsley | Management | For | For |
| 8 | Elect Director Ganesh B. Rao | Management | For | For |
| 9 | Elect Director W. Bruce Turner | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONTPELIER RE HOLDINGS LTD.
MEETING DATE: MAY 19, 2010 |
TICKER: MRH SECURITY ID: G62185106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John G. Bruton as Director | Management | For | For |
| 1.2 | Elect John F. Shettle as Director | Management | For | For |
| 1.3 | Elect Morgan W. Davis as Director | Management | For | For |
| 1.4 | Elect Thomas G. S. Busher as Director | Management | For | For |
| 1.5 | Elect Heinrich Burgi as Director | Management | For | For |
| 2.1 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.2 | Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.3 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 2.4 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd | Management | For | For |
| 3A | Approve Amendments on Advance Notice Provisions | Management | For | For |
| 3B | Approve Amendments on Limits on Board Size | Management | For | For |
| 3C | Approve Amendments on Reductions in Subsidiary Board Elections | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOTOROLA, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MOT SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director David W. Dorman | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | Against |
| 4 | Elect Director Sanjay K. Jha | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | Against |
| 8 | Elect Director James R. Stengel | Management | For | Against |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Douglas A. Warner III | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NOMURA HOLDINGS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: 8604 SECURITY ID: J59009159
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Junichi Ujiie | Management | For | For |
| 1.2 | Elect Director Kenichi Watanabe | Management | For | For |
| 1.3 | Elect Director Takumi Shibata | Management | For | For |
| 1.4 | Elect Director Masanori Itatani | Management | For | For |
| 1.5 | Elect Director Masanori Nishimatsu | Management | For | For |
| 1.6 | Elect Director Haruo Tsuji | Management | For | For |
| 1.7 | Elect Director Hajime Sawabe | Management | For | For |
| 1.8 | Elect Director Tsuguoki Fujinuma | Management | For | For |
| 1.9 | Elect Director Hideaki Kubori | Management | For | For |
| 1.10 | Elect Director Masahiro Sakane | Management | For | For |
| 1.11 | Elect Director Colin Marshall | Management | For | For |
| 1.12 | Elect Director Clara Furse | Management | For | For |
| |
|---|
NOVELLUS SYSTEMS, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NVLS SECURITY ID: 670008101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Neil R. Bonke | Management | For | For |
| 1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.4 | Elect Director Yoshio Nishi | Management | For | For |
| 1.5 | Elect Director Glen G. Possley | Management | For | For |
| 1.6 | Elect Director Ann D. Rhoads | Management | For | For |
| 1.7 | Elect Director William R. Spivey | Management | For | For |
| 1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NUCOR CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: NUE SECURITY ID: 670346105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.2 | Elect Director James D. Hlavacek | Management | For | For |
| 1.3 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: APR 14, 2010 |
TICKER: OMX SECURITY ID: 67622P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
| 2 | Elect Director Warren F. Bryant | Management | For | For |
| 3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
| 4 | Elect Director Sam K. Duncan | Management | For | For |
| 5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
| 6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 7 | Elect Director William J. Montgoris | Management | For | Withhold |
| 8 | Elect Director David M. Szymanski | Management | For | Withhold |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ORBITAL SCIENCES CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: ORB SECURITY ID: 685564106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward F. Crawley | Management | For | For |
| 1.2 | Elect Director Lennard A. Fisk | Management | For | For |
| 1.3 | Elect Director Ronald T. Kadish | Management | For | For |
| 1.4 | Elect Director Garrett E. Pierce | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
RHEINMETALL AG
MEETING DATE: MAY 11, 2010 |
TICKER: RHM SECURITY ID: D65111102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 50 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 19, 2010 |
TICKER: 5930 SECURITY ID: Y74718100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
| 2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANDS CHINA LTD.
MEETING DATE: JUN 19, 2010 |
TICKER: 1928 SECURITY ID: G7800X107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Sheldon Gary Adelson as Non-Executive Director | Management | For | For |
| 2b | Reelect Steven Craig as Executive Director | Management | For | For |
| 2c | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
SANOFI AVENTIS
MEETING DATE: MAY 17, 2010 |
TICKER: SAN SECURITY ID: F5548N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
| 6 | Elect Catherine Brechignac as Director | Management | For | For |
| 7 | Reelect Robert Castaigne as Director | Management | For | Against |
| 8 | Reelect Lord Douro as Director | Management | For | Against |
| 9 | Reelect Christian Mulliez as Director | Management | For | Against |
| 10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
MEETING DATE: APR 22, 2010 |
TICKER: SU SECURITY ID: F86921107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.05 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme | Management | For | For |
| 6 | Reelect Henri Lachmann as Supervisory Board Member | Management | For | For |
| 7 | Reelect Serge Weinberg as Supervisory Board Member | Management | For | For |
| 8 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
| 9 | Reelect Noel Forgeard as Supervisory Board Member | Management | For | For |
| 10 | Reelect Cathy Kopp as Supervisory Board Member | Management | For | For |
| 11 | Reelect James Ross as Supervisory Board Member | Management | For | For |
| 12 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
| 13 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 14 | Reelect Mazars as Primary Auditor | Management | For | For |
| 15 | Ratify Thierry Blanchetier as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Issuance of Shares without Preemptive Rights up to EUR 100 Million for a Private Placement | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | For |
| 19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEGRO PLC
MEETING DATE: APR 29, 2010 |
TICKER: SGRO SECURITY ID: G80277141
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Ian Coull as Director | Management | For | For |
| 5 | Re-elect David Sleath as Director | Management | For | For |
| 6 | Re-elect Thom Wernink as Director | Management | For | For |
| 7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Approve Scrip Dividend Program | Management | For | For |
| |
|---|
SIEMENS AG
MEETING DATE: JAN 26, 2010 |
TICKER: SIE SECURITY ID: 826197501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4a | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 | Management | For | For |
| 4b | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 | Management | For | For |
| 4c | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 | Management | For | For |
| 4d | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 | Management | For | For |
| 4e | Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 | Management | For | For |
| 4f | Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 | Management | For | For |
| 4g | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 | Management | For | For |
| 4h | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 | Management | For | For |
| 4i | Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 | Management | For | For |
| 5a | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 | Management | For | For |
| 5b | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 | Management | For | For |
| 5c | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 | Management | For | For |
| 5d | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 | Management | For | For |
| 5e | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 | Management | For | For |
| 5f | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 | Management | For | For |
| 5g | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 | Management | For | For |
| 5h | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 | Management | For | For |
| 5i | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 | Management | For | For |
| 5j | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 | Management | For | For |
| 5k | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 | Management | For | For |
| 5l | Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 | Management | For | For |
| 5m | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 | Management | For | For |
| 5n | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 | Management | For | For |
| 5o | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 | Management | For | For |
| 5p | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 | Management | For | For |
| 5q | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 | Management | For | For |
| 5r | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 | Management | For | For |
| 5s | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 | Management | For | For |
| 5t | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 | Management | For | For |
| 5u | Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 | Management | For | For |
| 5v | Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7a | Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 | Management | For | For |
| 7b | Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12a | Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 | Management | For | For |
| 12b | Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 | Management | For | For |
| 12c | Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 | Management | For | For |
| 12d | Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 | Management | For | For |
| 12e | Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 | Management | For | For |
| 12f | Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 | Management | For | For |
| 12g | Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 | Management | For | For |
| 12h | Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 | Management | For | For |
| 12i | Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 | Management | For | For |
| 13 | Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 | Management | For | For |
| 14 | Approve Amendments to Remuneration of Supervisory Board | Shareholder | Against | Against |
| 15 | Amend Corporate Purpose | Shareholder | Against | Against |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director William M. Diefenderfer, III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Approve Stock Option Exchange Program | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPIRIT AEROSYSTEMS HOLDINGS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: SPR SECURITY ID: 848574109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Chadwell | Management | For | For |
| 1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
| 1.3 | Elect Director Paul Fulchino | Management | For | For |
| 1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
| 1.5 | Elect Director Robert Johnson | Management | For | For |
| 1.6 | Elect Director Ronald Kadish | Management | For | For |
| 1.7 | Elect Director Francis Raborn | Management | For | For |
| 1.8 | Elect Director Jeff L. Turner | Management | For | For |
| 1.9 | Elect Director James Welch | Management | For | For |
| 1.10 | Elect Director Nigel Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STANDARD CHARTERED PLC
MEETING DATE: MAY 7, 2010 |
TICKER: STAN SECURITY ID: G84228157
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Jamie Dundas as Director | Management | For | For |
| 5 | Re-elect Val Gooding as Director | Management | For | For |
| 6 | Re-elect Rudy Markham as Director | Management | For | For |
| 7 | Re-elect John Peace as Director | Management | For | For |
| 8 | Re-elect Peter Sands as Director | Management | For | For |
| 9 | Re-elect Paul Skinner as Director | Management | For | For |
| 10 | Re-elect Oliver Stocken as Director | Management | For | For |
| 11 | Elect Jaspal Bindra as Director | Management | For | For |
| 12 | Elect Richard Delbridge as Director | Management | For | For |
| 13 | Elect Dr Han Seung-soo as Director | Management | For | For |
| 14 | Elect Simon Lowth as Director | Management | For | For |
| 15 | Elect Mike Rees as Director | Management | For | For |
| 16 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase | Management | For | For |
| 25 | Authorise Market Purchase | Management | For | For |
| 26 | Adopt New Articles of Association | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Amend Restricted Share Scheme | Management | For | For |
| 29 | Approve Waiver on the Reporting and Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek | Management | For | For |
| 30 | Approve the Waiver in Respect of the Requirement to Enter into Fixed-term Written Agreements with Temasek | Management | For | For |
| 31 | Approve Future Ongoing Banking Transactions with Temasek | Management | For | For |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | Against |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | Against |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | Against |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Logue | Management | For | For |
| 11 | Elect Director R. Sergel | Management | For | Against |
| 12 | Elect Director R. Skates | Management | For | For |
| 13 | Elect Director G. Summe | Management | For | For |
| 14 | Elect Director R. Weissman | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 8316 SECURITY ID: J7771X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
| 2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
| 3.1 | Elect Director Teisuke Kitayama | Management | For | For |
| 3.2 | Elect Director Wataru Ohara | Management | For | For |
| 3.3 | Elect Director Hideo Shimada | Management | For | For |
| 3.4 | Elect Director Junsuke Fujii | Management | For | For |
| 3.5 | Elect Director Koichi Miyata | Management | For | For |
| 3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| 5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 14, 2010 |
TICKER: TROW SECURITY ID: 74144T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward C. Bernard | Management | For | For |
| 2 | Elect Director James T. Brady | Management | For | For |
| 3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
| 5 | Elect Director James A.C. Kennedy | Management | For | For |
| 6 | Elect Director Brian C. Rogers | Management | For | For |
| 7 | Elect Director Alfred Sommer, PHD | Management | For | For |
| 8 | Elect Director Dwight S. Taylor | Management | For | For |
| 9 | Elect Director Anne Marie Whittemore | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 28, 2010 |
TICKER: 669 SECURITY ID: Y8563B159
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.045 Per Share | Management | For | For |
| 3a | Reelect Roy Chi Ping Chung as Group Executive Director | Management | For | Against |
| 3b | Reelect Patrick Kin Wah Chan as Group Executive Director | Management | For | Against |
| 3c | Reelect Vincent Ting Kau Cheung Non-Executive Director | Management | For | Against |
| 3d | Reelect Joel Arthur Schleicher as Independent Non-Executive Director | Management | For | For |
| 3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 21, 2010 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Deborah C. Wright | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Provide Right to Call Special Meeting | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 17 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 17, 2010 |
TICKER: TOL SECURITY ID: 889478103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zvi Barzilay | Management | For | For |
| 1.2 | Elect Director Edward G. Boehne | Management | For | For |
| 1.3 | Elect Director Richard J. Braemer | Management | For | For |
| 1.4 | Elect Director Carl B. Marbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Ownership Limitations | Management | For | For |
| 4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
TRAVELERS COMPANIES, INC., THE
MEETING DATE: MAY 4, 2010 |
TICKER: TRV SECURITY ID: 89417E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Beller | Management | For | For |
| 1.2 | Elect Director John H. Dasburg | Management | For | For |
| 1.3 | Elect Director Janet M. Dolan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Lawrence G. Graev | Management | For | For |
| 1.7 | Elect Director Patricia L. Higgins | Management | For | For |
| 1.8 | Elect Director Thomas R. Hodgson | Management | For | For |
| 1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
| 1.10 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.11 | Elect Director Donald J. Shepard | Management | For | For |
| 1.12 | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO INTERNATIONAL LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TYC SECURITY ID: H89128104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Edward Breen as Director | Management | For | For |
| 3.2 | Elect Michael Daniels as Director | Management | For | For |
| 3.3 | Reelect Timothy Donahue as Director | Management | For | For |
| 3.4 | Reelect Brian Duperreault as Director | Management | For | For |
| 3.5 | Reelect Bruce Gordon as Director | Management | For | For |
| 3.6 | Reelect Rajiv Gupta as Director | Management | For | For |
| 3.7 | Reelect John Krol as Director | Management | For | For |
| 3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
| 3.9 | Reelect William Stavropoulos as Director | Management | For | For |
| 3.10 | Reelect Sandra Wijnberg as Director | Management | For | For |
| 3.11 | Reelect R. David Yost as Director | Management | For | For |
| 4a | Ratify Deloitte AG as Auditors | Management | For | For |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 5a | Approve Carrying Forward of Net Loss | Management | For | For |
| 5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Management | For | For |
| 6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UBS AG
MEETING DATE: APR 14, 2010 |
TICKER: UBSN SECURITY ID: H89231338
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | Management | For | Did Not Vote |
| 3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | Management | For | Did Not Vote |
| 3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 5.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Sally Bott as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 5.1h | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 5.1i | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 5.1j | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 5.2 | Elect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
| 5.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: MAY 18, 2010 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Richard Walker as Director | Management | For | For |
| 4 | Re-elect John Tonkiss as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 9 | Adopt New Articles of Association | Management | For | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: MAY 18, 2010 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Savings Related Share Option Scheme | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VALLOUREC
MEETING DATE: MAY 31, 2010 |
TICKER: VK SECURITY ID: F95922104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
| 6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
| 7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
| 8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
| 9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
| 13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: FEB 8, 2010 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
| 1.2 | Elect Director Dennis G. Schmal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VIVENDI
MEETING DATE: APR 29, 2010 |
TICKER: VIV SECURITY ID: F97982106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Allocation of Dividends of EUR 1.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Elect Dominique Hediard Dubreuil as Supervisory Board Member | Management | For | For |
| 6 | Elect Aliza Jabes as Supervisory Board Member | Management | For | For |
| 7 | Elect Jacqueline Tammenoms Bakker as Supervisory Board Member | Management | For | For |
| 8 | Elect Daniel Camus as Supervisory Board Member | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 28, 2009 |
TICKER: VOD SECURITY ID: 92857W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Elect Samuel Jonah as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 11 | Re-elect Simon Murray as Director | Management | For | For |
| 12 | Elect Stephen Pusey as Director | Management | For | For |
| 13 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 14 | Re-elect Anthony Watson as Director | Management | For | For |
| 15 | Re-elect Philip Yea as Director | Management | For | For |
| 16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | Management | For | For |
| 21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | Management | For | For |
| 22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
WACKER CHEMIE AG
MEETING DATE: MAY 21, 2010 |
TICKER: WCH SECURITY ID: D9540Z106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: FEB 5, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY VALUE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABOVENET, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ABVT SECURITY ID: 00374N107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Brodsky | Management | For | For |
| 1.2 | Elect Director Michael J. Embler | Management | For | For |
| 1.3 | Elect Director William G. LaPerch | Management | For | For |
| 1.4 | Elect Director Richard Postma | Management | For | For |
| 1.5 | Elect Director Richard Shorten, Jr. | Management | For | For |
| 1.6 | Elect Director Stuart Subotnick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: AYI SECURITY ID: 00508Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Guynn | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ADTN SECURITY ID: 00738A106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS INC
MEETING DATE: MAY 19, 2010 |
TICKER: AAP SECURITY ID: 00751Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AETNA INC.
MEETING DATE: MAY 21, 2010 |
TICKER: AET SECURITY ID: 00817Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank M. Clark | Management | For | For |
| 2 | Elect Director Betsy Z. Cohen | Management | For | For |
| 3 | Elect Director Molly J. Coye | Management | For | For |
| 4 | Elect Director Roger N. Farah | Management | For | For |
| 5 | Elect Director Barbara Hackman Franklin | Management | For | For |
| 6 | Elect Director Jeffrey E. Garten | Management | For | For |
| 7 | Elect Director Earl G. Graves | Management | For | For |
| 8 | Elect Director Gerald Greenwald | Management | For | For |
| 9 | Elect Director Ellen M. Hancock | Management | For | For |
| 10 | Elect Director Richard J. Harrington | Management | For | For |
| 11 | Elect Director Edward J. Ludwig | Management | For | For |
| 12 | Elect Director Joseph P. Newhouse | Management | For | For |
| 13 | Elect Director Ronald A. Williams | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AGA MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: AGAM SECURITY ID: 008368102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT ENERGY CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Bennett | Management | For | For |
| 1.2 | Elect Director Darryl B. Hazel | Management | For | For |
| 1.3 | Elect Director David A. Perdue | Management | For | For |
| 1.4 | Elect Director Judith D. Pyle | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. R. Brooks | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director James F. Cordes | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Morris | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 1.10 | Elect Director Richard L. Sandor | Management | For | For |
| 1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.13 | Elect Director John F. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMPHENOL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: APH SECURITY ID: 032095101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director Andrew E. Lietz | Management | For | For |
| 1.3 | Elect Director Martin H. Loeffler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AMR SECURITY ID: 001765106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RDEA SECURITY ID: 03969P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.2 | Elect Director Craig A. Johnson | Management | For | For |
| 1.3 | Elect Director John W. Poyhonen | Management | For | For |
| 1.4 | Elect Director Barry D. Quart | Management | For | For |
| 1.5 | Elect Director Jack S. Remington | Management | For | For |
| 1.6 | Elect Director Kevin C. Tang | Management | For | For |
| 1.7 | Elect Director Felix J. Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARKANSAS BEST CORP.
MEETING DATE: APR 22, 2010 |
TICKER: ABFS �� SECURITY ID: 040790107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alden | Management | For | For |
| 1.2 | Elect Director Frank Edelstein | Management | For | For |
| 1.3 | Elect Director Robert A. Young III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARW SECURITY ID: 042735100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director John N. Hanson | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.6 | Elect Director Roger King | Management | For | For |
| 1.7 | Elect Director Michael J. Long | Management | For | For |
| 1.8 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.9 | Elect Director Barry W. Perry | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 28, 2010 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Rohr | Management | For | For |
| 1.2 | Elect Director Theodore M. Solso | Management | For | For |
| 1.3 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
AXIS CAPITAL HOLDINGS LTD
MEETING DATE: MAY 6, 2010 |
TICKER: AXS SECURITY ID: G0692U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Geoffrey Bell as Director | Management | For | For |
| 1.2 | Elect Christopher V. Greetham as Director | Management | For | For |
| 1.3 | Elect Maurice A. Keane as Director | Management | For | For |
| 1.4 | Elect Henry B. Smith as Director | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2010 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jere A. Drummond | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
| 1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: EAT SECURITY ID: 109641100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Marvin J. Girouard | Management | For | For |
| 1.4 | Elect Director John W. Mims | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic | Management | For | For |
| 1.6 | Elect Director Erle Nye | Management | For | For |
| 1.7 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BURGER KING HOLDINGS, INC.
MEETING DATE: NOV 19, 2009 |
TICKER: BKC SECURITY ID: 121208201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Richard W. Boyce | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Ronald M. Dykes | Management | For | For |
| 1.5 | Elect Director Peter R. Formanek | Management | For | For |
| 1.6 | Elect Director Manuel A. Garcia | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Brian T. Swette | Management | For | For |
| 1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CVC SECURITY ID: 12686C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | Withhold |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: COG SECURITY ID: 127097103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Carmichael | Management | For | For |
| 1.2 | Elect Director Robert L. Keiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: CADX SECURITY ID: 12738T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Todd W. Rich | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAREER EDUCATION CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CECO SECURITY ID: 141665109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis H. Chookaszian | Management | For | For |
| 2 | Elect Director David W. Devonshire | Management | For | For |
| 3 | Elect Director Patrick W. Gross | Management | For | For |
| 4 | Elect Director Gregory L. Jackson | Management | For | For |
| 5 | Elect Director Thomas B. Lally | Management | For | For |
| 6 | Elect Director Steven H. Lesnik | Management | For | For |
| 7 | Elect Director Gary E. McCullough | Management | For | For |
| 8 | Elect Director Edward A. Snyder | Management | For | For |
| 9 | Elect Director Leslie T. Thornton | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 17, 2010 |
TICKER: CATY SECURITY ID: 149150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly L. Chan | Management | For | For |
| 1.2 | Elect Director Dunson K. Cheng | Management | For | For |
| 1.3 | Elect Director Thomas C.T. Chiu | Management | For | For |
| 1.4 | Elect Director Joseph C.H. Poon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBEYOND, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: CBEY SECURITY ID: 149847105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Chapple | Management | For | For |
| 1.2 | Elect Director Douglas C. Grissom | Management | For | For |
| 1.3 | Elect Director David A. Rogan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CHINA UNICOM (HONG KONG) LTD
MEETING DATE: MAY 12, 2010 |
TICKER: 762 SECURITY ID: 16945R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Zuo Xunsheng as Director | Management | For | Against |
| 3a2 | Reelect Tong Jilu as Director | Management | For | Against |
| 3a3 | Reelect Cheung Wing Lam Linus as Director | Management | For | For |
| 3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: CYN SECURITY ID: 178566105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
| 1.2 | Elect Director Ronald L. Olson | Management | For | Withhold |
| 1.3 | Elect DirectorRobert H. Tuttle | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 29, 2010 |
TICKER: CLN SECURITY ID: H14843165
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
| 5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2010 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Jacqueline P. Kane | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 10 | Pay For Superior Performance | Shareholder | Against | Against |
| |
|---|
CON-WAY INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CNW SECURITY ID: 205944101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Anton | Management | For | For |
| 1.2 | Elect Director William R. Corbin | Management | For | For |
| 1.3 | Elect Director Robert Jaunich, II | Management | For | For |
| 1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.7 | Elect Director Peter W. Stott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COVANCE INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CVD SECURITY ID: 222816100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Herring | Management | For | For |
| 1.2 | Elect Director John McCartney | Management | For | For |
| 1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: DHI SECURITY ID: 23331A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Horton | Management | For | For |
| 1.2 | Elect Director Bradley S. Anderson | Management | For | For |
| 1.3 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.4 | Elect Director Michael W. Hewatt | Management | For | For |
| 1.5 | Elect Director Bob G. Scott | Management | For | For |
| 1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
| 1.7 | Elect Director Bill W. Wheat | Management | For | For |
| 2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 25, 2009 |
TICKER: DRI SECURITY ID: 237194105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard L. Berry | Management | For | For |
| 1.2 | Elect Director Odie C. Donald | Management | For | For |
| 1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Director David H. Hughes | Management | For | For |
| 1.5 | Elect Director Charles A Ledsinger, Jr | Management | For | For |
| 1.6 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.7 | Elect Director Senator Connie Mack III | Management | For | For |
| 1.8 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
| 1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.10 | Elect Director Michael D. Rose | Management | For | For |
| 1.11 | Elect Director Maria A. Sastre | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DELPHI FINANCIAL GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: DFG SECURITY ID: 247131105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip R. O'Connor | Management | For | For |
| 1.2 | Elect Director Robert Rosenkranz | Management | For | For |
| 1.3 | Elect Director Donald A. Sherman | Management | For | For |
| 1.4 | Elect Director Kevin R. Brine | Management | For | For |
| 1.5 | Elect Director Edward A. Fox | Management | For | For |
| 1.6 | Elect Director Steven A. Hirsh | Management | For | For |
| 1.7 | Elect Director Harold F. Ilg | Management | For | For |
| 1.8 | Elect Director James M. Litvack | Management | For | For |
| 1.9 | Elect Director James N. Meehan | Management | For | For |
| 1.10 | Elect Director Robert F. Wright | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EMERITUS CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: ESC SECURITY ID: 291005106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Baty | Management | For | For |
| 1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
| 1.3 | Elect Director Granger Cobb | Management | For | For |
| 1.4 | Elect Director Richard W. Macedonia | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: SEP 4, 2009 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: MAY 27, 2010 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephan A. James | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Frank R. Martire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: FISV SECURITY ID: 337738108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim M. Robak | Management | For | For |
| 1.2 | Elect Director Doyle R. Simons | Management | For | For |
| 1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 13, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
FOUNDATION COAL HLDGS INC
MEETING DATE: JUL 31, 2009 |
TICKER: FCL SECURITY ID: 35039W100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
FRONTIER OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: FTO SECURITY ID: 35914P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director James H. Lee | Management | For | For |
| 1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.5 | Elect Director Franklin Myers | Management | For | For |
| 1.6 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director William M. Castell | Management | For | For |
| 4 | Elect Director Ann M. Fudge | Management | For | For |
| 5 | Elect Director Susan Hockfield | Management | For | For |
| 6 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 7 | Elect Director Andrea Jung | Management | For | For |
| 8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
| 9 | Elect Director Robert W. Lane | Management | For | For |
| 10 | Elect Director Ralph S. Larsen | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director Sam Nunn | Management | For | For |
| 14 | Elect Director Roger S. Penske | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Report on Pay Disparity | Shareholder | Against | Against |
| 22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
| 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 19, 2010 |
TICKER: G SECURITY ID: 380956409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian W. Telfer as Director | Management | For | For |
| 1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
| 1.4 | Elect John P. Bell as Director | Management | For | For |
| 1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
| 1.7 | Elect Peter J. Dey as Director | Management | For | For |
| 1.8 | Elect P. Randy Reifel as Director | Management | For | For |
| 1.9 | Elect A. Dan Rovig as Director | Management | For | For |
| 1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Community - Environment Impact | Shareholder | Against | Against |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GROUP 1 AUTOMOTIVE, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: GPI SECURITY ID: 398905109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director J. Terry Strange | Management | For | For |
| 1.3 | Elect Director Max P. Watson, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GYMBOREE CORPORATION, THE
MEETING DATE: JUN 8, 2010 |
TICKER: GYMB SECURITY ID: 403777105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blair W. Lambert | Management | For | For |
| 1.2 | Elect Director Daniel R. Lyle | Management | For | For |
| 1.3 | Elect Director Scott A. Ryles | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILIAD
MEETING DATE: MAY 25, 2010 |
TICKER: ILD SECURITY ID: F4958P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 9 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7 and 8 | Management | For | For |
| 11 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
INGRAM MICRO INC.
MEETING DATE: JUN 9, 2010 |
TICKER: IM SECURITY ID: 457153104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Certificate of Incorporation to Provide Directors May be Removed Without Cause | Management | For | For |
| 3.1 | Elect Director Howard I. Atkins | Management | For | For |
| 3.2 | Elect Director Leslie Stone Heisz | Management | For | For |
| 3.3 | Elect Director John R. Ingram | Management | For | For |
| 3.4 | Elect Director Orrin H. Ingram, II | Management | For | For |
| 3.5 | Elect Director Dale R. Laurance | Management | For | For |
| 3.6 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3.7 | Elect Director Michael T. Smith | Management | For | For |
| 3.8 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 3.9 | Elect Director Joe B. Wyatt | Management | For | For |
| 3.10 | Elect Director Orrin H. Ingram, II | Management | For | For |
| 3.11 | Elect Director Michael T. Smith | Management | For | For |
| 3.12 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 3.13 | Elect Director Joe B. Wyatt | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ITRI SECURITY ID: 465741106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas S. Glanville | Management | For | Against |
| 2 | Elect Director Sharon L. Nelson | Management | For | Against |
| 3 | Elect Director Malcolm Unsworth | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JONES LANG LASALLE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: JLL SECURITY ID: 48020Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Colin Dyer | Management | For | For |
| 2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 3 | Elect Director DeAnne Julius | Management | For | For |
| 4 | Elect Director Ming Lu | Management | For | For |
| 5 | Elect Director Lauralee E. Martin | Management | For | For |
| 6 | Elect Director Sheila A. Penrose | Management | For | For |
| 7 | Elect Director David B. Rickard | Management | For | For |
| 8 | Elect Director Roger T. Staubach | Management | For | For |
| 9 | Elect Director Thomas C. Theobald | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LEAP SECURITY ID: 521863308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Chapple | Management | For | For |
| 1.2 | Elect Director John D. Harkey, Jr. | Management | For | For |
| 1.3 | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1.4 | Elect Director Ronald J. Kramer | Management | For | For |
| 1.5 | Elect Director Robert V. LaPenta | Management | For | For |
| 1.6 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.7 | Elect Director William A. Roper, Jr. | Management | For | For |
| 1.8 | Elect Director Michael B. Targoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Irving Bolotin | Management | For | For |
| 1.2 | Director Steven L. Gerard | Management | For | For |
| 1.3 | Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Director R. Kirk Landon | Management | For | For |
| 1.5 | Director Sidney Lapidus | Management | For | For |
| 1.6 | Director Stuart A. Miller | Management | For | For |
| 1.7 | Director Donna E. Shalala | Management | For | For |
| 1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MACERICH COMPANY, THE
MEETING DATE: MAY 27, 2010 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur M. Coppola | Management | For | For |
| 2 | Elect Director Edward C. Coppola | Management | For | For |
| 3 | Elect Director James S. Cownie | Management | For | For |
| 4 | Elect Director Fred S. Hubbell | Management | For | For |
| 5 | Elect Director Mason G. Ross | Management | For | For |
| 6 | Elect Director Dr. William P. Sexton | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
MANPOWER INC.
MEETING DATE: APR 27, 2010 |
TICKER: MAN SECURITY ID: 56418H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gina R. Boswell | Management | For | For |
| 1.2 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.3 | Elect Director Terry A. Hueneke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben A. Guill | Management | For | For |
| 1.2 | Elect Director Roger L. Jarvis | Management | For | For |
| 1.3 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 27, 2010 |
TICKER: NPBC SECURITY ID: 637138108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna D. Holton | Management | For | For |
| 1.2 | Elect Director Christian F. Martin, IV | Management | For | For |
| 1.3 | Elect Director R. Chadwick Paul, Jr. | Management | For | For |
| 1.4 | Elect Director C. Robert Roth | Management | For | For |
| 1.5 | Elect Director Wayne R. Weidner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: Q6651B114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NEWMONT MINING CORPORATION
MEETING DATE: APR 23, 2010 |
TICKER: NEM SECURITY ID: 651639106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glen A. Barton | Management | For | For |
| 2 | Elect Director Vincent A. Calarco | Management | For | For |
| 3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 4 | Elect Director Noreen Doyle | Management | For | For |
| 5 | Elect Director Veronica M. Hagen | Management | For | For |
| 6 | Elect Director Michael S. Hamson | Management | For | For |
| 7 | Elect Director Richard T. O'Brien | Management | For | For |
| 8 | Elect Director John B. Prescott | Management | For | For |
| 9 | Elect Director Donald C. Roth | Management | For | For |
| 10 | Elect Director James V. Taranik | Management | For | For |
| 11 | Elect Director Simon Thompson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE ENERGY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: NBL SECURITY ID: 655044105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey L. Berenson | Management | For | Against |
| 2 | Elect Director Michael A. Cawley | Management | For | For |
| 3 | Elect Director Edward F. Cox | Management | For | Against |
| 4 | Elect Director Charles D. Davidson | Management | For | For |
| 5 | Elect Director Thomas J. Edelman | Management | For | Against |
| 6 | Elect Director Eric P. Grubman | Management | For | For |
| 7 | Elect Director Kirby L. Hedrick | Management | For | Against |
| 8 | Elect Director Scott D. Urban | Management | For | For |
| 9 | Elect Director William T. Van Kleef | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ONNN SECURITY ID: 682189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OPTIMER PHARMACEUTICALS, INC
MEETING DATE: MAY 5, 2010 |
TICKER: OPTR SECURITY ID: 68401H104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Auerbach | Management | For | For |
| 1.2 | Elect Director Joseph Y. Chang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHASE FORWARD INCORPORATED
MEETING DATE: APR 30, 2010 |
TICKER: PFWD SECURITY ID: 71721R406
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert K. Weiler | Management | For | For |
| 1.2 | Elect Director Axel Bichara | Management | For | For |
| 1.3 | Elect Director Paul A. Bleicher, M.D., Ph.D. | Management | For | For |
| 1.4 | Elect Director Richard A. D'Amore | Management | For | For |
| 1.5 | Elect Director Gary E. Haroian | Management | For | For |
| 1.6 | Elect Director Paul G. Joubert | Management | For | For |
| 1.7 | Elect Director Kenneth I. Kaitin, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis R. Shaughnessy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS LTD
MEETING DATE: APR 29, 2010 |
TICKER: PTP SECURITY ID: G7127P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
| 1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.3 | Elect A. John Hass as Director | Management | For | For |
| 1.4 | Elect Antony P. D. Lancaster as Director | Management | For | For |
| 1.5 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.6 | Elect Michael D. Price as Director | Management | For | For |
| 1.7 | Elect Peter T. Pruitt as Director | Management | For | For |
| 1.9 | Elect James P. Slattery as Director | Management | For | For |
| 1.9 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2A. | Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Attribution of Income to U.S. Shareholders | Management | For | For |
| 2B. | Amend Bylaws Re: Director and Officer Liability | Management | For | For |
| 2C. | Amend Bylaws Re: Jurisdictional Limits of Corporate Action | Management | For | For |
| 2D. | Amend Bylaws Re: Director Actions | Management | For | For |
| 2E. | Amend Bylaws Re: Casting of Votes | Management | For | For |
| 2F. | Amend Bylaws Re: Transfer of Shares | Management | For | For |
| 2G. | Amend Bylaws Re: Number of Directors | Management | For | For |
| 2H. | Amend Bylaws Re: Editorial Changes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve the Material Terms of the Performance Goals Under Performance Incentive Plan | Management | For | For |
| 5 | Approve KPMG Bermuda as Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLO RALPH LAUREN CORP.
MEETING DATE: AUG 6, 2009 |
TICKER: RL SECURITY ID: 731572103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUESTCOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: QCOR SECURITY ID: 74835Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Bailey | Management | For | For |
| 1.2 | Elect Director Neal C. Bradsher | Management | For | For |
| 1.3 | Elect Director Stephen C. Farrell | Management | For | For |
| 1.4 | Elect Director Louis Silverman | Management | For | For |
| 1.5 | Elect Director Virgil D. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 26, 2010 |
TICKER: RBC SECURITY ID: 758750103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Doerr | Management | For | For |
| 2 | Elect Director Mark J. Gliebe | Management | For | For |
| 3 | Elect Director Curtis W. Stoelting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 2, 2010 |
TICKER: ROK SECURITY ID: 773903109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry C. Johnson | Management | For | For |
| 1.2 | Elect Director William T. McCormick, Jr. | Management | For | For |
| 1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
RYLAND GROUP, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: RYL SECURITY ID: 783764103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Frecon | Management | For | For |
| 1.2 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.3 | Elect Director William L. Jews | Management | For | For |
| 1.4 | Elect Director Ned Mansour | Management | For | For |
| 1.5 | Elect Director Robert E. Mellor | Management | For | For |
| 1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.7 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.8 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.9 | Elect Director Robert G van Schoonenberg | Management | For | For |
| 2 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 19, 2010 |
TICKER: 5930 SECURITY ID: Y74718100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
| 2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ST. JOE COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: JOE SECURITY ID: 790148100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ainslie | Management | For | For |
| 1.2 | Elect Director Hugh M. Durden | Management | For | For |
| 1.3 | Elect Director Thomas A. Fanning | Management | For | For |
| 1.4 | Elect Director Wm. Britton Greene | Management | For | For |
| 1.5 | Elect Director Delores M. Kesler | Management | For | For |
| 1.6 | Elect Director John S. Lord | Management | For | For |
| 1.7 | Elect Director Walter L. Revell | Management | For | For |
| 2 | Establish Range For Board Size | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STANLEY, INC.
MEETING DATE: AUG 7, 2009 |
TICKER: SXE SECURITY ID: 854532108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip O. Nolan | Management | For | For |
| 1.2 | Elect Director George H. Wilson | Management | For | For |
| 1.3 | Elect Director William E. Karlson | Management | For | For |
| 1.4 | Elect Director James C. Hughes | Management | For | For |
| 1.5 | Elect Director Richard L. Kelly | Management | For | For |
| 1.6 | Elect Director Charles S. Ream | Management | For | For |
| 1.7 | Elect Director John P. Riceman | Management | For | For |
| 1.8 | Elect Director Jimmy D. Ross | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: SYK SECURITY ID: 863667101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
| 1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Howard L. Lance | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director William U. Parfet | Management | For | For |
| 1.8 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYMRISE AG
MEETING DATE: MAY 11, 2010 |
TICKER: SY1 SECURITY ID: D827A1108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Approve Creation of EUR 59 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Remuneration System for Management Board Members | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TEN SECURITY ID: 880349105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Frank E. Macher | Management | For | For |
| 4 | Elect Director Hari N. Nair | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director David B. Price, Jr. | Management | For | For |
| 7 | Elect Director Gregg M. Sherrill | Management | For | For |
| 8 | ElectDirector Paul T. Stecko | Management | For | For |
| 9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 10 | Elect Director Jane L. Warner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TWC SECURITY ID: 88732J207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratification Of Auditors | Management | For | For |
| |
|---|
TIMKEN COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Griffith | Management | For | Withhold |
| 1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 14, 2010 |
TICKER: RIG SECURITY ID: H8817H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
| 5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
| 8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
| 8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
| 8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
| 8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
| 9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
TRAVELERS COMPANIES, INC., THE
MEETING DATE: MAY 4, 2010 |
TICKER: TRV SECURITY ID: 89417E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Beller | Management | For | For |
| 1.2 | Elect Director John H. Dasburg | Management | For | For |
| 1.3 | Elect Director Janet M. Dolan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Lawrence G. Graev | Management | For | For |
| 1.7 | Elect Director Patricia L. Higgins | Management | For | For |
| 1.8 | Elect Director Thomas R. Hodgson | Management | For | For |
| 1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
| 1.10 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.11 | Elect Director Donald J. Shepard | Management | For | For |
| 1.12 | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 2, 2010 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
| 1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
| 1.5 | Elect Director Dean Jernigan | Management | For | For |
| 1.6 | Elect Director Marianne M. Keler | Management | For | For |
| 1.7 | Elect Director David J. LaRue | Management | For | For |
| 1.8 | Elect Director John F. Remondi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UAL CORPORATION
MEETING DATE: JUN 10, 2010 |
TICKER: UAUA SECURITY ID: 902549807
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Almeida | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jane C. Garvey | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director Robert D. Krebs | Management | For | For |
| 1.7 | Elect Director Robert S. Miller | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | For |
| 1.9 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.10 | Elect Director David J. Vitale | Management | For | For |
| 1.11 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Securities Transfer Restrictions | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 28, 2010 |
TICKER: UTHR SECURITY ID: 91307C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Causey | Management | For | For |
| 1.2 | Elect Director Richard Giltner | Management | For | For |
| 1.3 | Elect Director R. Paul Gray | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
USANA HEALTH SCIENCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: USNA SECURITY ID: 90328M107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Myron W. Wentz, Ph.D. | Management | For | For |
| 1.2 | Elect Director Robert Anciaux | Management | For | For |
| 1.3 | Elect Director Gilbert A. Fuller | Management | For | For |
| 1.4 | Elect Director Ronald S. Poelman | Management | For | For |
| 1.5 | Elect Director Jerry G. McClain | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VF CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: VFC SECURITY ID: 918204108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director George Fellows | Management | For | For |
| 1.4 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIRGIN MEDIA INC.
MEETING DATE: JUN 9, 2010 |
TICKER: VMED SECURITY ID: 92769L101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Allen | Management | For | For |
| 1.2 | Elect Director Andrew J. Cole | Management | For | For |
| 1.3 | Elect Director Gordon D. McCallum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WELLPOINT, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: WLP SECURITY ID: 94973V107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sheila P. Burke | Management | For | Against |
| 2 | Elect Director George A. Schaefer, Jr. | Management | For | Against |
| 3 | Elect Director Jackie M. Ward | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Conversion to Non-Profit Status | Shareholder | Against | Against |
| 6 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Reincorporate in Another State [from Indiana to Delaware] | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2009 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | Against |
| 2 | Elect Director Kathleen A. Cote | Management | For | Against |
| 3 | Elect Director John F. Coyne | Management | For | Against |
| 4 | Elect Director Henry T. DeNero | Management | For | Against |
| 5 | Elect Director William L. Kimsey | Management | For | Against |
| 6 | Elect Director Michael D. Lambert | Management | For | Against |
| 7 | Elect Director Matthew E. Massengill | Management | For | Against |
| 8 | Elect Director Roger H. Moore | Management | For | Against |
| 9 | Elect Director Thomas E. Pardun | Management | For | Against |
| 10 | Elect Director Arif Shakeel | Management | For | Against |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WILMINGTON TRUST CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: WL SECURITY ID: 971807102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Keith Elliott | Management | For | For |
| 1.2 | Elect Director Gailen Krug | Management | For | For |
| 1.3 | Elect Director Michele M. Rollins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WMS INDUSTRIES INC.
MEETING DATE: DEC 10, 2009 |
TICKER: WMS SECURITY ID: 929297109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. Bahash | Management | For | For |
| 1.3 | Elect Director Brian R. Gamache | Management | For | For |
| 1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.5 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.6 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
| 1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.9 | Elect Director Bobby L. Siller | Management | For | For |
| 1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph Mauriello as Director | Management | For | For |
| 1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 1.3 | Elect Clayton S. Rose as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
| 1.2 | Adjourn Special Scheme Meeting | Management | For | For |
| 2 | Approve Distributable Reserves Proposal | Management | For | For |
| 3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
| 4 | Change Company Name to XL Group Ltd. | Management | For | For |
| 5 | Adjourn Extraordinary General Meeting | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: ZIOP SECURITY ID: 98973P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director George B. Abercrombie | Management | For | For |
| 1.5 | Elect Director James A. Cannon | Management | For | For |
| 1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FIFTY FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3COM CORP.
MEETING DATE: SEP 23, 2009 |
TICKER: COMS SECURITY ID: 885535104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.2 | Elect Director David H.Y. Ho | Management | For | For |
| 1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
| 1.4 | Elect Director J. Donald Sherman | Management | For | For |
| 1.5 | Elect Director Dominique Trempont | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ALL AMERCIA LATINA LOGISTICA S.A.
MEETING DATE: OCT 2, 2009 |
TICKER: ALLL3 SECURITY ID: 01643R606
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Private Offering of Up to BRL 1.3 Billion in Convertible Debentures | Management | For | For |
| 2 | Authorize Board of Directors to Set the Terms of the Debenture Issuance | Management | For | For |
| 3 | Approve Increase in Authorized Capital to BRL 5 Billion and Amend Article 5 Accordingly | Management | For | For |
| |
|---|
ALL AMERICA LATINA LOGISTICA S.A.
MEETING DATE: APR 30, 2010 |
TICKER: ALLL3 SECURITY ID: 01643R606
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Corporate Bodies | Management | For | Against |
| |
|---|
ALL AMERICA LATINA LOGISTICA S.A.
MEETING DATE: APR 30, 2010 |
TICKER: ALLL3 SECURITY ID: 01643R606
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| 2 | Amend Articles 17, 31 and 25 | Management | For | For |
| 3 | Consolidate Company's Bylaws | Management | For | For |
| |
|---|
ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
ASHMORE GLOBAL OPPORTUNITES LTD
MEETING DATE: SEP 28, 2009 |
TICKER: AGOU SECURITY ID: G0608P103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Nigel de la Rue as a Director | Management | For | For |
| 5 | Reelect John Roper as a Director | Management | For | For |
| 6 | Reelect Graeme Dell as a Director | Management | For | For |
| 1 | Approve Share Repurchase Program | Management | For | For |
| 2 | Adopt New Articles of Incorporation | Management | For | For |
| |
|---|
ASHMORE GROUP PLC
MEETING DATE: OCT 29, 2009 |
TICKER: ASHM SECURITY ID: G0609C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 8.34 Pence Per Ordinary Share | Management | For | For |
| 3 | Elect Melda Donnelly as Director | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 6 | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Political Candidates up to GBP 20,000, to Political Org. Other Than Political Parties up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 23,451.89 and an Additional Amount Pursuant to a Rights Issue of up to GBP 46,903.78 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,540,000 | Management | For | For |
| 9 | Authorise 70,355,600 Ordinary Shares for Market Purchase | Management | For | For |
| 10 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| 11 | Approve that a General Meeting of the Company, other than an AGM, May be Called on Not Less than 14 Clear Day's Notice | Management | For | For |
| 12 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ASIAINFO HOLDINGS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: ASIA SECURITY ID: 04518A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares/Cash in Connection with Acquisition | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
DEVRY INC.
MEETING DATE: NOV 11, 2009 |
TICKER: DV SECURITY ID: 251893103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darren R. Huston | Management | For | For |
| 1.2 | Elect Director William T. Keevan | Management | For | For |
| 1.3 | Elect Director Lyle Logan | Management | For | For |
| 1.4 | Elect Director Julia A. McGee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy Prohibiting Medically Unnecessary Veterinary Training Surgeries | Shareholder | Against | Abstain |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert A. Ingram | Management | For | For |
| 2 | Election Director William J. Link, Ph.d. | Management | For | For |
| 3 | Election Director Wesley W. Von Schack | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS �� SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: FISV SECURITY ID: 337738108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim M. Robak | Management | For | For |
| 1.2 | Elect Director Doyle R. Simons | Management | For | For |
| 1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
MEETING DATE: SEP 30, 2009 |
TICKER: IGT SECURITY ID: 459902102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP
MEETING DATE: JUN 3, 2010 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
MACARTHUR COAL LTD
MEETING DATE: NOV 18, 2009 |
TICKER: MCC SECURITY ID: Q5689Z101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2A | Elect Roger Marshall as a Director | Management | For | For |
| 2B | Elect Chen Zeng as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 4 | Ratify the Past Issuance of 31.8 Million Ordinary Shares to Existing and New Institutional Investors Following a Book Build Process Undertaken by JP Morgan Australia Limited Made on June 24, 2009 | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: MCD SECURITY ID: 580135101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Walter E. Massey | Management | For | For |
| 2 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 3 | Elect Director Roger W. Stone | Management | For | For |
| 4 | Elect Director Miles D. White | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MGM MIRAGE
MEETING DATE: JUN 15, 2010 |
TICKER: MGM SECURITY ID: 552953101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Willie D. Davis | Management | For | For |
| 1.5 | Elect Director Kenny C. Guinn | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Kirk Kerkorian | Management | For | Withhold |
| 1.9 | Elect Director Anthony Mandekic | Management | For | For |
| 1.10 | Elect Director Rose McKinney-James | Management | For | For |
| 1.11 | Elect Director James J. Murren | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 1.13 | Elect Director Melvin B. Wolzinger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
MONSANTO CO.
MEETING DATE: JAN 26, 2010 |
TICKER: MON SECURITY ID: 61166W101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank V. AtLee III | Management | For | For |
| 2 | Elect Director David L. Chicoine | Management | For | For |
| 3 | Elect Director Arthur H. Harper | Management | For | For |
| 4 | Elect Director Gwendolyn S. King | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 2330 SECURITY ID: 874039100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Operating Procedures for Derivatives Transactions | Management | For | For |
| 5 | Transact Other Business | Management | None | None |
| |
|---|
TEXAS INDUSTRIES INCORPORATED
MEETING DATE: OCT 22, 2009 |
TICKER: TXI SECURITY ID: 882491103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Card) |
| 1.1 | Elect Director Gordon E. Forward | Management | For | For |
| 1.2 | Elect Director Keith W. Hughes | Management | For | For |
| 1.3 | Elect Director Henry H. Mauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Marjorie L. Bowen | Shareholder | For | None |
| 1.2 | Elect Director Dennis A. Johnson | Shareholder | For | None |
| 1.3 | Elect Director Gary L. Pechota | Shareholder | For | None |
| 2 | Ratify Auditors | Management | For | None |
| 3 | Declassify the Board of Directors | Shareholder | For | None |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | For | None |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | None |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
VOLKSWAGEN AG (VW)
MEETING DATE: APR 22, 2010 |
TICKER: VOW SECURITY ID: D94523103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WILLIAMS COMPANIES, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: WMB SECURITY ID: 969457100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen B. Cooper | Management | For | For |
| 2 | Elect Director William R. Granberry | Management | For | For |
| 3 | Elect Director William G. Lowrie | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CPN SECURITY ID: 131347304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.8 | Elect Director William J. Patterson | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR GROWTH & INCOME FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MMM SECURITY ID: 88579Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore Shasta as Director | Management | For | For |
| 2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
| 7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
| 9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 16, 2010 |
TICKER: ADBE SECURITY ID: 00724F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward W. Barnholt | Management | For | For |
| 2 | Elect Director Michael R. Cannon | Management | For | For |
| 3 | Elect Director James E. Daley | Management | For | For |
| 4 | Elect Director Charles M. Geschke | Management | For | For |
| 5 | Elect Director Shantanu Narayen | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 3, 2010 |
TICKER: AFL SECURITY ID: 001055102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. Amos | Management | For | For |
| 1.2 | Elect Director John Shelby Amos II | Management | For | For |
| 1.3 | Elect Director Paul S. Amos II | Management | For | For |
| 1.4 | Elect Director Michael H. Armacost | Management | For | For |
| 1.5 | Elect Director Kriss Cloninger III | Management | For | For |
| 1.6 | Elect Director Joe Frank Harris | Management | For | For |
| 1.7 | Elect Director Elizabeth J. Hudson | Management | For | For |
| 1.8 | Elect Director Douglas W. Johnson | Management | For | For |
| 1.9 | Elect Director Robert B. Johnson | Management | For | For |
| 1.10 | Elect Director Charles B. Knapp | Management | For | For |
| 1.11 | Elect Director E. Stephen Purdom, M.d. | Management | For | For |
| 1.12 | Elect Director Barbara K. Rimer, PhD | Management | For | For |
| 1.13 | Elect Director Marvin R. Schuster | Management | For | For |
| 1.14 | Elect Director David Gary Thompson | Management | For | For |
| 1.15 | Elect Director Robert L. Wright | Management | For | For |
| 1.16 | Elect Director Takuro Yoshida | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 18, 2009 |
TICKER: ARG SECURITY ID: 009363102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Hovey | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 1.3 | Elect Director David M. Stout | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AMP SECURITY ID: 03076C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James M. Cracchiolo | Management | For | For |
| 2 | Elect Director H. Jay Sarles | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AMR SECURITY ID: 001765106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCELORMITTAL
MEETING DATE: MAY 11, 2010 |
TICKER: MT SECURITY ID: 03938L104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive and Approve Directors' and Auditors' Reports | Management | None | Did Not Vote |
| 2 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
| 3 | Accept Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 7 | Acknowledge Cooptation of Jeannot Krecke as Director | Management | For | Did Not Vote |
| 8 | Reelect Vanisha Mittal Bhatia as Director | Management | For | Did Not Vote |
| 9 | Elect Jeannot Krecke as Director | Management | For | Did Not Vote |
| 10 | Approve Share Repurchase Program | Management | For | Did Not Vote |
| 11 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
| 12 | Approve Share Plan Grant | Management | For | Did Not Vote |
| 13 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 14 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | Did Not Vote |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BARRICK GOLD CORP.
MEETING DATE: APR 28, 2010 |
TICKER: ABX SECURITY ID: 067901108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H.L. Beck as Director | Management | For | For |
| 1.2 | Elect C.W.D. Birchall as Director | Management | For | For |
| 1.3 | Elect D.J. Carty as Director | Management | For | For |
| 1.4 | Elect G.Cisneros as Director | Management | For | For |
| 1.5 | Elect M.A. Cohen as Director | Management | For | For |
| 1.6 | Elect P.A. Cossgrove as Director | Management | For | For |
| 1.7 | Elect R.M. Franklin as Director | Management | For | For |
| 1.8 | Elect J.B. Harvey as Director | Management | For | For |
| 1.9 | Elect B. Mulroney as Director | Management | For | For |
| 1.10 | Elect A. Munk as Director | Management | For | For |
| 1.11 | Elect P. Munk as Director | Management | For | For |
| 1.12 | Elect A.W. Regent as Director | Management | For | For |
| 1.13 | Elect N.P. Rothschild as Director | Management | For | For |
| 1.14 | Elect S.J. Shaprio as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: BAX SECURITY ID: 071813109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Blake E. Devitt | Management | For | For |
| 2 | Elect Director John D. Forsyth | Management | For | For |
| 3 | Elect Director Gail D. Fosler | Management | For | For |
| 4 | Elect Director Carole J. Shapazian | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: JAN 20, 2010 |
TICKER: BRK.A SECURITY ID: 084670108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Split | Management | For | For |
| 2 | Approve Split of Class B Stock Without Splitting Class A Stock | Management | For | For |
| 3 | Adjust Par Value of Common Stock | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Remove Requirement of Issuing Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BOEING COMPANY, THE
MEETING DATE: APR 26, 2010 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Biggs | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director David L. Calhoun | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Linda Z. Cook | Management | For | For |
| 6 | Elect Director William M. Daley | Management | For | For |
| 7 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 9 | Elect Director John F. McDonnell | Management | For | For |
| 10 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 11 | Elect Director Susan C. Schwab | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2010 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jere A. Drummond | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
| 1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 4, 2010 |
TICKER: BMY SECURITY ID: 110122108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lamberto Andreotti | Management | For | For |
| 2 | Elect Director Lewis B. Campbell | Management | For | For |
| 3 | Elect Director James M. Cornelius | Management | For | For |
| 4 | Elect Director Louis J. Freeh | Management | For | For |
| 5 | Elect Director Laurie H. Glimcher, M.D | Management | For | For |
| 6 | Elect Director Michael Grobstein | Management | For | For |
| 7 | Elect Director Leif Johansson | Management | For | For |
| 8 | Elect Director Alan J. Lacy | Management | For | For |
| 9 | Elect Director Vicki L. Sato, Ph.D. | Management | For | For |
| 10 | Elect Director Togo D. West, Jr. | Management | For | For |
| 11 | Elect Director R. Sanders Williams, M.D. | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide Right to Call Special Meeting | Management | For | For |
| 14 | Reduce Supermajority Vote Requirements Applicable to Common Stock | Management | For | For |
| 15 | Reduce Supermajority Vote Requirement Applicable to Preferred Stock | Management | For | For |
| 16 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report and Set Goals Related to Animal Use and Testing | Shareholder | Against | Abstain |
| |
|---|
BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: BWLD SECURITY ID: 119848109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director Dale M. Applequist | Management | For | For |
| 1.3 | Elect Director Robert W. MacDonald | Management | For | For |
| 1.4 | Elect Director Warren E. Mack | Management | For | For |
| 1.5 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director James M. Damian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CHRW SECURITY ID: 12541W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven L. Polacek | Management | For | For |
| 2 | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 3 | Elect Director Michael W. Wickham | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CAM SECURITY ID: 13342B105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Patrick | Management | For | For |
| 1.2 | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 1.3 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CARNIVAL CORP.
MEETING DATE: APR 13, 2010 |
TICKER: CCL SECURITY ID: 143658300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | Management | For | For |
| 16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | Management | For | For |
| 17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
| 18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
| 19 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Shares for Market Purchase | Management | For | For |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 23 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: CELG SECURITY ID: 151020104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Robert J. Hugin | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Gilla Kaplan | Management | For | For |
| 1.7 | Elect Director James J. Loughlin | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director Walter L. Robb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: CL SECURITY ID: 194162103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cahill | Management | For | For |
| 2 | Elect Director Ian Cook | Management | For | For |
| 3 | Elect Director Helene D. Gayle | Management | For | For |
| 4 | Elect Director Ellen M. Hancock | Management | For | For |
| 5 | Elect Director Joseph Jimenez | Management | For | For |
| 6 | Elect Director David W. Johnson | Management | For | For |
| 7 | Elect Director Richard J. Kogan | Management | For | For |
| 8 | Elect Director Delano E. Lewis | Management | For | For |
| 9 | Elect Director J. Pedro Reinhard | Management | For | For |
| 10 | Elect Director Stephen I. Sadove | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: DHI SECURITY ID: 23331A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Horton | Management | For | For |
| 1.2 | Elect Director Bradley S. Anderson | Management | For | For |
| 1.3 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.4 | Elect Director Michael W. Hewatt | Management | For | For |
| 1.5 | Elect Director Bob G. Scott | Management | For | For |
| 1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
| 1.7 | Elect Director Bill W. Wheat | Management | For | For |
| 2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 25, 2009 |
TICKER: DRI SECURITY ID: 237194105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard L. Berry | Management | For | For |
| 1.2 | Elect Director Odie C. Donald | Management | For | For |
| 1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Director David H. Hughes | Management | For | For |
| 1.5 | Elect Director Charles A Ledsinger, Jr | Management | For | For |
| 1.6 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.7 | Elect Director Senator Connie Mack III | Management | For | For |
| 1.8 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
| 1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.10 | Elect Director Michael D. Rose | Management | For | For |
| 1.11 | Elect Director Maria A. Sastre | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DELL INC.
MEETING DATE: JUL 17, 2009 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
| 1.6 | Elect Director Judy C. Lewent | Management | For | For |
| 1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.8 | Elect Director Klaus S. Luft | Management | For | For |
| 1.9 | Elect Director Alex J. Mandl | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAR 25, 2010 |
TICKER: EWBC SECURITY ID: 27579R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EATON CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: ETN SECURITY ID: 278058102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 2 | Elect Director Christopher M. Connor | Management | For | For |
| 3 | Elect Director Michael J. Critelli | Management | For | For |
| 4 | Elect Director Charles E. Golden | Management | For | For |
| 5 | Elect Director Ernie Green | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 6, 2010 |
TICKER: ECL SECURITY ID: 278865100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur J. Higgins | Management | For | For |
| 2 | Elect Director Joel W. Johnson | Management | For | For |
| 3 | Elect Director C. Scott O'Hara | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: EMC SECURITY ID: 268648102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
ETHAN ALLEN INTERIORS INC.
MEETING DATE: NOV 16, 2009 |
TICKER: ETH SECURITY ID: 297602104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FALKLAND OIL AND GAS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: FOGL SECURITY ID: P3984C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect David Hudd as Director | Management | For | Against |
| 3 | Reappoint BDO LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 4 | Approve Increase in Authorized Common Stock | Management | For | For |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 28, 2009 |
TICKER: FDX SECURITY ID: 31428X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
| 1.4 | Elect Director J.R. Hyde, III | Management | For | For |
| 1.5 | Elect Director Shirley A. Jackson | Management | For | For |
| 1.6 | Elect Director Steven R. Loranger | Management | For | For |
| 1.7 | Elect Director Gary W. Loveman | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director Frederick W. Smith | Management | For | For |
| 1.10 | Elect Director Joshua I. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 13, 2010 |
TICKER: F SECURITY ID: 345370860
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.8 | Elect Director Richard A. Manoogian | Management | For | For |
| 1.9 | Elect Director Ellen R. Marram | Management | For | For |
| 1.10 | Elect Director Alan Mulally | Management | For | For |
| 1.11 | Elect Director Homer A. Neal | Management | For | For |
| 1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.13 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Disclose Prior Government Service | Shareholder | Against | Against |
| 5 | Adopt Recapitalization Plan | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 9, 2010 |
TICKER: FCX SECURITY ID: 35671D857
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
FUEL SYSTEMS SOLUTIONS, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: FSYS SECURITY ID: 35952W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marco Di Toro | Management | For | For |
| 1.2 | Elect Director James W. Nall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director William M. Castell | Management | For | For |
| 4 | Elect Director Ann M. Fudge | Management | For | For |
| 5 | Elect Director Susan Hockfield | Management | For | For |
| 6 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 7 | Elect Director Andrea Jung | Management | For | For |
| 8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
| 9 | Elect Director Robert W. Lane | Management | For | For |
| 10 | Elect Director Ralph S. Larsen | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director Sam Nunn | Management | For | For |
| 14 | Elect Director Roger S. Penske | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Report on Pay Disparity | Shareholder | Against | Against |
| 22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
| 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Berg | Management | For | For |
| 1.2 | Elect Director John F. Cogan | Management | For | For |
| 1.3 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.4 | Elect Director James M. Denny | Management | For | For |
| 1.5 | Elect Director Carla A. Hills | Management | For | For |
| 1.6 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.7 | Elect Director John W. Madigan | Management | For | For |
| 1.8 | Elect Director John C. Martin | Management | For | For |
| 1.9 | Elect Director Gordon E. Moore | Management | For | For |
| 1.10 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.11 | Elect Director Richard J. Whitley | Management | For | For |
| 1.12 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.13 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A.M. Bennett | Management | For | For |
| 2 | Elect Director J.R. Boyd | Management | For | For |
| 3 | Elect Director M. Carroll | Management | For | For |
| 4 | Elect Director N.K. Dicciani | Management | For | For |
| 5 | Elect Director S.M. Gillis | Management | For | For |
| 6 | Elect Director J.T. Hackett | Management | For | For |
| 7 | Elect Director D.J. Lesar | Management | For | For |
| 8 | Elect Director R.A. Malone | Management | For | For |
| 9 | Elect Director J.L. Martin | Management | For | For |
| 10 | Elect Director D.L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: MAY 19, 2010 |
TICKER: HIG SECURITY ID: 416515104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert B. Allardice, III | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 4 | Elect Director Liam E. McGee | Management | For | For |
| 5 | Elect Director Gail J. McGovern | Management | For | For |
| 6 | Elect Director Michael G. Morris | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Charles B. Strauss | Management | For | For |
| 9 | Elect Director H. Patrick Swygert | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HOSPIRA, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: HSP SECURITY ID: 441060100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Connie R. Curran | Management | For | For |
| 2 | Elect Director Heino von Prondzynski | Management | For | For |
| 3 | Elect Director Mark F. Wheeler | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: INCY SECURITY ID: 45337C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director John F. Niblack | Management | For | Withhold |
| 1.7 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JEFFERIES GROUP, INC.
MEETING DATE: MAY 17, 2010 |
TICKER: JEF SECURITY ID: 472319102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard B. Handler | Management | For | For |
| 1.2 | Elect Director Brian P. Friedman | Management | For | For |
| 1.3 | Elect Director W. Patrick Campbell | Management | For | For |
| 1.4 | Elect Director Ian M. Cumming | Management | For | Withhold |
| 1.5 | Elect Director Richard G. Dooley | Management | For | For |
| 1.6 | Elect Director Robert E. Joyal | Management | For | For |
| 1.7 | Elect Director Michael T. O?Kane | Management | For | For |
| 1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: KSS SECURITY ID: 500255104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Boneparth | Management | For | For |
| 2 | Elect Director Steven A. Burd | Management | For | For |
| 3 | Elect Director John F. Herma | Management | For | For |
| 4 | Elect Director Dale E. Jones | Management | For | For |
| 5 | Elect Director William S. Kellogg | Management | For | For |
| 6 | Elect Director Kevin Mansell | Management | For | For |
| 7 | Elect Director Frank V. Sica | Management | For | For |
| 8 | Elect Director Peter M. Sommerhauser | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director Nina G. Vaca | Management | For | For |
| 11 | Elect Director Stephen E. Watson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KRAFT FOODS INC
MEETING DATE: MAY 18, 2010 |
TICKER: KFT SECURITY ID: 50075N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajaypal S. Banga | Management | For | For |
| 2 | Elect Director Myra M. Hart | Management | For | For |
| 3 | Elect Director Lois D. Juliber | Management | For | For |
| 4 | Elect Director Mark D. Ketchum | Management | For | For |
| 5 | Elect Director Richard A. Lerner | Management | For | For |
| 6 | Elect Director Mackey J. McDonald | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Fredric G. Reynolds | Management | For | For |
| 9 | Elect Director Irene B. Rosenfeld | Management | For | For |
| 10 | Elect Director J.F. Van Boxmeer | Management | For | For |
| 11 | Elect Director Deborah C. Wright | Management | For | For |
| 12 | Elect Director Frank G. Zarb | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: LAMR SECURITY ID: 512815101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | Withhold |
| 1.2 | Elect Director John E. Koerner, III | Management | For | Withhold |
| 1.3 | Elect Director Edward H. McDermott | Management | For | Withhold |
| 1.4 | Elect Director Stephen P. Mumblow | Management | For | Withhold |
| 1.5 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.6 | Elect Director Anna Reilly | Management | For | Withhold |
| 1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LANDSTAR SYSTEM, INC.
MEETING DATE: APR 29, 2010 |
TICKER: LSTR SECURITY ID: 515098101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William S. Elston | Management | For | For |
| 1.2 | Elect Director Diana M. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LI & FUNG LIMITED
MEETING DATE: MAY 18, 2010 |
TICKER: 494 SECURITY ID: G5485F144
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$0.49 Per Share | Management | For | For |
| 3a | Reelect Victor Fung Kwok King as Director | Management | For | Against |
| 3b | Reelect Bruce Philip Rockowitz as Director | Management | For | Against |
| 3c | Reelect Paul Edward Selway-Swift as Director | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LITTLE SHEEP GROUP LTD
MEETING DATE: MAY 20, 2010 |
TICKER: 968 SECURITY ID: G55069101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Zhang Gang as Director | Management | For | Against |
| 4 | Reelect Wang Daizong as Director | Management | For | Against |
| 5 | Reelect Su Jing Shyh Samuel as Director | Management | For | Against |
| 6 | Reelect Koo Benjamin Henry Ho Chung as Director | Management | For | Against |
| 7 | Reelect Hsieh Hui-yun Lily as Director | Management | For | Against |
| 8 | Reelect Yeung Ka Keung as Director | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: LMT SECURITY ID: 539830109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
| 2 | Elect Director Nolan D. Archibald | Management | For | For |
| 3 | Elect Director David B. Burritt | Management | For | For |
| 4 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 5 | Elect Director Gwendolyn S. King | Management | For | For |
| 6 | Elect Director James M. Loy | Management | For | Against |
| 7 | Elect Director Douglas H. McCorkindale | Management | For | For |
| 8 | Elect Director Joseph W. Ralston | Management | For | For |
| 9 | Elect Director James Schneider | Management | For | For |
| 10 | Elect Director Anne Stevens | Management | For | For |
| 11 | Elect Director Robert J. Stevens | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: MAR SECURITY ID: 571903202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 2 | Elect Director John W. Marriott, III | Management | For | For |
| 3 | Elect Director Mary K. Bush | Management | For | For |
| 4 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5 | Elect Director Debra L. Lee | Management | For | For |
| 6 | Elect Director George Munoz | Management | For | For |
| 7 | Elect Director Harry J. Pearce | Management | For | For |
| 8 | Elect Director Steven S Reinemund | Management | For | For |
| 9 | Elect Director W. Mitt Romney | Management | For | For |
| 10 | Elect Director William J. Shaw | Management | For | For |
| 11 | Elect Director Lawrence M. Small | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: MDR SECURITY ID: 580037109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John F. Bookout, III as Director | Management | For | For |
| 1.2 | Elect Roger A. Brown as Director | Management | For | For |
| 1.3 | Elect Ronald C. Cambre as Director | Management | For | For |
| 1.4 | Elect John A. Fees as Director | Management | For | For |
| 1.5 | Elect Robert W. Goldman as Director | Management | For | For |
| 1.6 | Elect Stephen G. Hanks as Director | Management | For | For |
| 1.7 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | For |
| 1.8 | Elect D. Bradley McWilliams as Director | Management | For | For |
| 1.9 | Elect Richard W. Mies as Director | Management | For | For |
| 1.10 | Elect Thomas C. Schievelbein as Director | Management | For | For |
| 1.11 | Elect David A. Trice as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MJN SECURITY ID: 582839106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director James M. Cornelius | Management | For | For |
| 1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
| 1.7 | Elect Director Robert S. Singer | Management | For | For |
| 1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.9 | Elect Director Anna C. Catalano | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 20, 2010 |
TICKER: WFR SECURITY ID: 552715104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Elect Director John Marren | Management | For | For |
| 3 | Elect Director William E. Stevens | Management | For | For |
| 4 | Elect Director James B. Williams | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
| 1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director James M. Kilts | Management | For | For |
| 1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MOVE, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: MOVE SECURITY ID: 62458M108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe F. Hanauer | Management | For | Withhold |
| 1.2 | Elect Director Steven H. Berkowitz | Management | For | Withhold |
| 1.3 | Elect Director Kenneth K. Klein | Management | For | Withhold |
| 1.4 | Elect Director Geraldine B. Laybourne | Management | For | Withhold |
| 1.5 | Elect Director V. Paul Unruh | Management | For | Withhold |
| 1.6 | Elect Director Bruce G. Willison | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: MYGN SECURITY ID: 62855J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Henderson | Management | For | For |
| 1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: OII SECURITY ID: 675232102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Hooker | Management | For | For |
| 1.2 | Elect Director Harris J. Pappas | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OPENTABLE, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: OPEN SECURITY ID: 68372A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Jordan | Management | For | For |
| 1.2 | Elect Director Thomas H. Layton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ORION MARINE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: ORN SECURITY ID: 68628V308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Austin J. Shanfelter | Management | For | For |
| 2 | Elect Director Gene Stoever | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: SEP 24, 2009 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
| 2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
| 3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 13, 2009 |
TICKER: PAYX SECURITY ID: 704326107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director B. Thomas Golisano | Management | For | For |
| 2 | Elect Director David J.S. Flaschen | Management | For | For |
| 3 | Elect Director Grant M. Inman | Management | For | For |
| 4 | Elect Director Pamela A. Joseph | Management | For | For |
| 5 | Elect Director Jonathan J. Judge | Management | For | For |
| 6 | Elect Director Joseph M. Tucci | Management | For | For |
| 7 | Elect Director Joseph M. Velli | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
PDL BIOPHARMA, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: PDLI SECURITY ID: 69329Y104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold E. Selick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLO RALPH LAUREN CORP.
MEETING DATE: AUG 6, 2009 |
TICKER: RL SECURITY ID: 731572103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRAXAIR, INC.
MEETING DATE: APR 27, 2010 |
TICKER: PX SECURITY ID: 74005P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.3 | Elect Director Edward G. Galante | Management | For | For |
| 1.4 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.5 | Elect Director Ira D. Hall | Management | For | For |
| 1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.7 | Elect Director Larry D. Mcvay | Management | For | For |
| 1.8 | Elect Director Wayne T. Smith | Management | For | For |
| 1.9 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: APR 28, 2010 |
TICKER: RAX SECURITY ID: 750086100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lanham Napier | Management | For | For |
| 1.2 | Elect Director George J. Still Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: 760975102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: CA7609751028
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 6, 2010 |
TICKER: RHI SECURITY ID: 770323103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Edward W. Gibbons | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director J. Stephen Schaub | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 2, 2010 |
TICKER: ROK SECURITY ID: 773903109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry C. Johnson | Management | For | For |
| 1.2 | Elect Director William T. McCormick, Jr. | Management | For | For |
| 1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: CRM SECURITY ID: 79466L302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stratton Sclavos | Management | For | For |
| 1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.3 | Elect Director Shirley Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCRIPPS NETWORKS INTERACTIVE, INC.
MEETING DATE: APR 28, 2010 |
TICKER: SNI SECURITY ID: 811065101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Galloway | Management | For | For |
| 1.2 | Elect Director Dale Pond | Management | For | For |
| 1.3 | Elect Director Ronald W. Tysoe | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SPG SECURITY ID: 828806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 3 | Elect Director Larry C. Glasscock | Management | For | For |
| 4 | Elect Director Karen N. Horn, PhD | Management | For | For |
| 5 | Elect Director Allan Hubbard | Management | For | For |
| 6 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 7 | Elect Director Daniel C. Smith, PhD | Management | For | For |
| 8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director William M. Diefenderfer, III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Approve Stock Option Exchange Program | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 14, 2010 |
TICKER: SONC SECURITY ID: 835451105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Clifford Hudson | Management | For | For |
| 1.2 | Elect Director Federico F. Pena | Management | For | For |
| 1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
| 1.4 | Elect Director Douglas N. Benham | Management | For | For |
| 1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director Barbara B. Hill | Management | For | For |
| 1.3 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | Against |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | Against |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | Against |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Logue | Management | For | For |
| 11 | Elect Director R. Sergel | Management | For | Against |
| 12 | Elect Director R. Skates | Management | For | For |
| 13 | Elect Director G. Summe | Management | For | For |
| 14 | Elect Director R. Weissman | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 8316 SECURITY ID: J7771X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
| 2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
| 3.1 | Elect Director Teisuke Kitayama | Management | For | For |
| 3.2 | Elect Director Wataru Ohara | Management | For | For |
| 3.3 | Elect Director Hideo Shimada | Management | For | For |
| 3.4 | Elect Director Junsuke Fujii | Management | For | For |
| 3.5 | Elect Director Koichi Miyata | Management | For | For |
| 3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| 5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTECH POWER HOLDINGS CO LTD
MEETING DATE: AUG 14, 2009 |
TICKER: STP SECURITY ID: 86800C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Chairman and CEO Reports | Management | None | None |
| 2 | Amend Equity Incentive Plan Re: Shares Limit | Management | For | For |
| 3 | Amend Equity Incentive Plan Re: Term Limit | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 22, 2010 |
TICKER: SNV SECURITY ID: 87161C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel P. Amos | Management | For | For |
| 2 | Elect Director Richard E. Anthony | Management | For | For |
| 3 | Elect Director James H. Blanchard | Management | For | For |
| 4 | Elect Director Richard Y. Bradley | Management | For | For |
| 5 | Elect Director Frank W. Brumley | Management | For | For |
| 6 | Elect Director Elizabeth W. Camp | Management | For | For |
| 7 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 8 | Elect Director T. Michael Goodrich | Management | For | For |
| 9 | Elect Director V. Nathaniel Hansford | Management | For | For |
| 10 | Elect Director Mason H. Lampton | Management | For | For |
| 11 | Elect Director Elizabeth C. Ogie | Management | For | For |
| 12 | Elect Director H. Lynn Page | Management | For | For |
| 13 | Elect Director J. Neal Purcell | Management | For | For |
| 14 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
| 15 | Elect Director Melvin T. Stith | Management | For | For |
| 16 | Elect Director Philip W. Tomlinson | Management | For | For |
| 17 | Elect Director William B. Turner, Jr. | Management | For | For |
| 18 | Elect Director James D. Yancey | Management | For | For |
| 19 | Increase Authorized Common Stock | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Ratify Auditors | Management | For | For |
| 22 | Broadridge Note: If you Own, in all Capacities, Less than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, Less than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
| 23 | Broadridge Note: If you voted FOR item 22, Please vote FOR this item to confirm that you have read the Description of Voting Rights in Proxy and Certify that you meet Requirement to be Entitled to Ten Votes per share | Management | None | Abstain |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 14, 2010 |
TICKER: TROW SECURITY ID: 74144T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward C. Bernard | Management | For | For |
| 2 | Elect Director James T. Brady | Management | For | For |
| 3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
| 5 | Elect Director James A.C. Kennedy | Management | For | For |
| 6 | Elect Director Brian C. Rogers | Management | For | For |
| 7 | Elect Director Alfred Sommer, PHD | Management | For | For |
| 8 | Elect Director Dwight S. Taylor | Management | For | For |
| 9 | Elect Director Anne Marie Whittemore | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 700 SECURITY ID: G87572148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
| 3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TEN SECURITY ID: 880349105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Frank E. Macher | Management | For | For |
| 4 | Elect Director Hari N. Nair | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director David B. Price, Jr. | Management | For | For |
| 7 | Elect Director Gregg M. Sherrill | Management | For | For |
| 8 | ElectDirector Paul T. Stecko | Management | For | For |
| 9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 10 | Elect Director Jane L. Warner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 21, 2010 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Deborah C. Wright | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Provide Right to Call Special Meeting | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 17 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 17, 2010 |
TICKER: TOL SECURITY ID: 889478103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zvi Barzilay | Management | For | For |
| 1.2 | Elect Director Edward G. Boehne | Management | For | For |
| 1.3 | Elect Director Richard J. Braemer | Management | For | For |
| 1.4 | Elect Director Carl B. Marbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Ownership Limitations | Management | For | For |
| 4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UBISOFT ENTERTAINMENT SA
MEETING DATE: JUL 10, 2009 |
TICKER: UBI SECURITY ID: FR0000054470
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
| 10 | Approve Employee Stock Purchase Plan | Management | For | For |
| 11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
| 14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: JUN 14, 2010 |
TICKER: UPL SECURITY ID: 903914109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael D. Watford as Director | Management | For | For |
| 1.2 | Elect W. Charles Helton as Director | Management | For | For |
| 1.3 | Elect Robert E. Rigney as Director | Management | For | For |
| 1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
| 1.5 | Elect Roger A. Brown as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Charles A. Sanders | Management | For | For |
| 1.3 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VESTAS WIND SYSTEM AS
MEETING DATE: JAN 14, 2010 |
TICKER: VWS SECURITY ID: K9773J128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Amend Deadline for Shareholders' Right to Include Matters on Agenda of Annual General Meeting to Six Weeks | Management | For | Did Not Vote |
| 2 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| |
|---|
VESTAS WIND SYSTEM AS
MEETING DATE: MAR 17, 2010 |
TICKER: VWS SECURITY ID: K9773J128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
| 4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
| 4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
| 4d | Reelect Hakan Eriksson as Director | Management | For | Did Not Vote |
| 4e | Reelect Jorgen Rasmussen as Director | Management | For | Did Not Vote |
| 4f | Reelect Jorn Thomsen as Director | Management | For | Did Not Vote |
| 4g | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 4h | Reelect Ola Rollen as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 6.1 | Amend Articles Re: Right to Convene an Extraordinary General Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes | Management | For | Did Not Vote |
| 6.2 | Amend Articles Re: Information Contained in Notice to General Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes | Management | For | Did Not Vote |
| 6.3 | Amend Articles Re: Delete Secondary Company Name | Management | For | Did Not Vote |
| 6.4 | Amend Articles Re: Delete Reference to Company Address | Management | For | Did Not Vote |
| 6.5 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 6.6 | Amend Articles Re: Delete Board's Authorization to Cancel Unregistered Shares | Management | For | Did Not Vote |
| 6.7 | Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6.8 | Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 | Management | For | Did Not Vote |
| 6.9 | Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members | Management | For | Did Not Vote |
| 6.10 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 6.11 | Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark | Management | For | Did Not Vote |
| 6.12 | Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors | Management | For | Did Not Vote |
| 6.13 | Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English | Management | For | Did Not Vote |
| 6.14 | Amend Articles Re: Stipulate that the Corporate Language is English | Management | For | Did Not Vote |
| 6.15 | Authorize Repurchase Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 6.16 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants | Management | For | Did Not Vote |
| 6.17 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | Did Not Vote |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
W.W. GRAINGER, INC.
MEETING DATE: APR 28, 2010 |
TICKER: GWW SECURITY ID: 384802104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director William K. Hall | Management | For | For |
| 1.5 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
| 1.7 | Elect Director Neil S. Novich | Management | For | For |
| 1.8 | Elect Director Michael J. Roberts | Management | For | For |
| 1.9 | Elect Director Gary L. Rogers | Management | For | For |
| 1.10 | Elect Director James T. Ryan | Management | For | For |
| 1.11 | Elect Director E. Scott Santi | Management | For | For |
| 1.12 | Elect Director James D. Slavik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLPOINT, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: WLP SECURITY ID: 94973V107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sheila P. Burke | Management | For | Against |
| 2 | Elect Director George A. Schaefer, Jr. | Management | For | Against |
| 3 | Elect Director Jackie M. Ward | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Conversion to Non-Profit Status | Shareholder | Against | Against |
| 6 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Reincorporate in Another State [from Indiana to Delaware] | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 24, 2010 |
TICKER: YHOO SECURITY ID: 984332106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol Bartz | Management | For | For |
| 2 | Elect Director Roy J. Bostock | Management | For | For |
| 3 | Elect Director Pati S. Hart | Management | For | For |
| 4 | Elect Director Eric Hippeau | Management | For | For |
| 5 | Elect Director Susan M. James | Management | For | For |
| 6 | Elect Director Vyomesh Joshi | Management | For | For |
| 7 | Elect Director Arthur H. Kern | Management | For | For |
| 8 | Elect Director Brad D. Smith | Management | For | For |
| 9 | Elect Director Gary L. Wilson | Management | For | For |
| 10 | Elect Director Jerry Yang | Management | For | For |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY ADVISOR GROWTH OPPORTUNITIES FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MMM SECURITY ID: 88579Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMD SECURITY ID: 007903107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Craig A. Conway | Management | For | For |
| 5 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 6 | Elect Director H. Paulett Eberhart | Management | For | For |
| 7 | Elect Director Derrick R. Meyer | Management | For | For |
| 8 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ALXN SECURITY ID: 015351109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ALNY SECURITY ID: 02043Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor J. Dzau | Management | For | For |
| 1.2 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN SUPERCONDUCTOR CORP.
MEETING DATE: AUG 6, 2009 |
TICKER: AMSC SECURITY ID: 030111108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Yurek | Management | For | For |
| 1.2 | Elect Director Vikram S. Budhraja | Management | For | For |
| 1.3 | Elect Director Peter O. Crisp | Management | For | For |
| 1.4 | Elect Director Richard Drouin | Management | For | For |
| 1.5 | Elect Director David R. Oliver, Jr. | Management | For | For |
| 1.6 | Elect Director John B. Vander Sande | Management | For | For |
| 1.7 | Elect Director John W. Wood, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray Stata | Management | For | Against |
| 1.2 | Elect Director Jerald G. Fishman | Management | For | Against |
| 1.3 | Elect Director James A. Champy | Management | For | Against |
| 1.4 | Elect Director John L. Doyle | Management | For | Against |
| 1.5 | Elect Director John C. Hodgson | Management | For | Against |
| 1.6 | Elect Director Yves-Andre Istel | Management | For | Against |
| 1.7 | Elect Director Neil Novich | Management | For | Against |
| 1.8 | Elect Director F. Grant Saviers | Management | For | Against |
| 1.9 | Elect Director Paul J. Severino | Management | For | Against |
| 1.10 | Elect Director Kenton J. Sicchitano | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCSIGHT, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: ARST SECURITY ID: 039666102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Bergeron | Management | For | For |
| 1.2 | Elect Director Craig Ramsey | Management | For | For |
| 1.3 | Elect Director Ernest Von Simon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ATHEROS COMMUNICATIONS, INC
MEETING DATE: MAY 21, 2010 |
TICKER: ATHR SECURITY ID: 04743P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Harris | Management | For | For |
| 1.2 | Elect Director Marshall L. Mohr | Management | For | For |
| 1.3 | Elect Director Andrew S. Rappaport | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BARRICK GOLD CORP.
MEETING DATE: APR 28, 2010 |
TICKER: ABX SECURITY ID: 067901108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H.L. Beck as Director | Management | For | For |
| 1.2 | Elect C.W.D. Birchall as Director | Management | For | For |
| 1.3 | Elect D.J. Carty as Director | Management | For | For |
| 1.4 | Elect G.Cisneros as Director | Management | For | For |
| 1.5 | Elect M.A. Cohen as Director | Management | For | For |
| 1.6 | Elect P.A. Cossgrove as Director | Management | For | For |
| 1.7 | Elect R.M. Franklin as Director | Management | For | For |
| 1.8 | Elect J.B. Harvey as Director | Management | For | For |
| 1.9 | Elect B. Mulroney as Director | Management | For | For |
| 1.10 | Elect A. Munk as Director | Management | For | For |
| 1.11 | Elect P. Munk as Director | Management | For | For |
| 1.12 | Elect A.W. Regent as Director | Management | For | For |
| 1.13 | Elect N.P. Rothschild as Director | Management | For | For |
| 1.14 | Elect S.J. Shaprio as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: BAX SECURITY ID: 071813109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Blake E. Devitt | Management | For | For |
| 2 | Elect Director John D. Forsyth | Management | For | For |
| 3 | Elect Director Gail D. Fosler | Management | For | For |
| 4 | Elect Director Carole J. Shapazian | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
BED BATH & BEYOND INC.
MEETING DATE: JUN 29, 2010 |
TICKER: BBBY SECURITY ID: 075896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Warren Eisenberg | Management | For | For |
| 2 | Elect Director Leonard Feinstein | Management | For | For |
| 3 | Elect Director Steven H. Temares | Management | For | For |
| 4 | Elect Director Dean S. Adler | Management | For | For |
| 5 | Elect Director Stanley F. Barshay | Management | For | For |
| 6 | Elect Director Klaus Eppler | Management | For | For |
| 7 | Elect Director Patrick R. Gaston | Management | For | For |
| 8 | Elect Director Jordan Heller | Management | For | For |
| 9 | Elect Director Victoria A. Morrison | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD)
MEETING DATE: JUL 7, 2009 |
TICKER: 532454 SECURITY ID: Y0885K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Two-for-One Stock Split and Amend Clause V of the Memorandum of Association to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Articles of Association Re: Changes to the Shareholders Agreement among SingTel, Bharti Telecom, Brentwood Investments, and Bharti Airtel Ltd | Management | For | For |
| 3 | Approve Commission Remuneration for Independent Non-Executive Directors | Management | For | For |
| |
|---|
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD)
MEETING DATE: AUG 21, 2009 |
TICKER: 532454 SECURITY ID: ADPV12481
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 1.00 Per Share | Management | For | For |
| 3 | Reappoint A.K. Gupta as Director | Management | For | For |
| 4 | Reappoint A. Lal as Director | Management | For | For |
| 5 | Reappoint A.B. Ram as Director | Management | For | For |
| 6 | Reappoint N. Kumar as Director | Management | For | For |
| 7 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Appoint K.Y. Quah as Director | Management | For | For |
| 9 | Appoint N. Arora as Director | Management | For | For |
| 10 | Appoint C.E. Ehrlich as Director | Management | For | For |
| |
|---|
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: BJRI SECURITY ID: 09180C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
| 1.2 | Elect Director James ('Jim') A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director John ('Jack') F. Grundhofer | Management | For | For |
| 1.6 | Elect Director Peter ('Pete') A. Bassi | Management | For | For |
| 1.7 | Elect Director William ('Bill') L. Hyde, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: APR 20, 2010 |
TICKER: BVMF3 SECURITY ID: P73232103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 4 | Approve Acquisition of CME Group, Inc. by BM&FBovespa | Management | For | For |
| |
|---|
BOEING COMPANY, THE
MEETING DATE: APR 26, 2010 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Biggs | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director David L. Calhoun | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Linda Z. Cook | Management | For | For |
| 6 | Elect Director William M. Daley | Management | For | For |
| 7 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 9 | Elect Director John F. McDonnell | Management | For | For |
| 10 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 11 | Elect Director Susan C. Schwab | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: BRCM SECURITY ID: 111320107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director John E. Major | Management | For | For |
| 1.5 | Elect Director Scott A. McGregor | Management | For | For |
| 1.6 | Elect Director William T. Morrow | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: BWLD SECURITY ID: 119848109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director Dale M. Applequist | Management | For | For |
| 1.3 | Elect Director Robert W. MacDonald | Management | For | For |
| 1.4 | Elect Director Warren E. Mack | Management | For | For |
| 1.5 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director James M. Damian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| |
|---|
BURLINGTON NORTHERN SANTA FE CORP.
MEETING DATE: FEB 11, 2010 |
TICKER: BNI SECURITY ID: 12189T104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CAMECO CORP.
MEETING DATE: MAY 26, 2010 |
TICKER: CCO SECURITY ID: 13321L108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Abstain |
| 2.1 | Elect Director John H. Clappison | Management | For | For |
| 2.2 | Elect Director Joe F. Colvin | Management | For | For |
| 2.3 | Elect Director James R. Curtiss | Management | For | For |
| 2.4 | Elect Director Donald H.F. Deranger | Management | For | For |
| 2.5 | Elect Director James K. Gowans | Management | For | For |
| 2.6 | Elect Director Gerald W. Grandey | Management | For | For |
| 2.7 | Elect Director Nancy E. Hopkins | Management | For | For |
| 2.8 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.9 | Elect Director J.W. George Ivany | Management | For | For |
| 2.10 | Elect Director A. Anne McLellan | Management | For | For |
| 2.11 | Elect Director A. Neill McMillan | Management | For | For |
| 2.12 | Elect Director Victor J. Zaleschuk | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Dillon | Management | For | For |
| 1.2 | Elect Director Juan Gallardo | Management | For | For |
| 1.3 | Elect Director William A. Osborn | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.5 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: CELG SECURITY ID: 151020104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Robert J. Hugin | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Gilla Kaplan | Management | For | For |
| 1.7 | Elect Director James J. Loughlin | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director Walter L. Robb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CEPHEID
MEETING DATE: APR 29, 2010 |
TICKER: CPHD SECURITY ID: 15670R107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Gutshall | Management | For | For |
| 1.2 | Elect Director Cristina H. Kepner | Management | For | For |
| 1.3 | Elect Director David H. Persing | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: CERN SECURITY ID: 156782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
| 1.2 | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHEESECAKE FACTORY, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: CAKE SECURITY ID: 163072101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Allen J. Bernstein | Management | For | For |
| 2 | Elect Director Thomas L. Gregory | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: COH SECURITY ID: 189754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COINSTAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: CSTR SECURITY ID: 19259P300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arik A. Ahitov | Management | For | For |
| 2 | Elect Director Ronald B. Woodard | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: CREE SECURITY ID: 225447101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director John W. Palmour | Management | For | For |
| 1.3 | Elect Director Dolph W. von Arx | Management | For | For |
| 1.4 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.5 | Elect Director Robert A. Ingram | Management | For | For |
| 1.6 | Elect Director Franco Plastina | Management | For | For |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 14, 2010 |
TICKER: CY SECURITY ID: 232806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel Mccranie | Management | For | For |
| 1.7 | Elect Director Evert Van De Ven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DEERE & CO.
MEETING DATE: FEB 24, 2010 |
TICKER: DE SECURITY ID: 244199105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Aulana L. Peters | Management | For | For |
| 3 | Elect Director David B. Speer | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Limit Executive Compensation | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DREAMWORKS ANIMATION SKG, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: DWA SECURITY ID: 26153C103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
| 1.2 | Elect Director Roger A. Enrico | Management | For | For |
| 1.3 | Elect Director Lewis Coleman | Management | For | For |
| 1.4 | Elect Director Harry Brittenham | Management | For | For |
| 1.5 | Elect Director Thomas Freston | Management | For | Withhold |
| 1.6 | Elect Director Judson C. Green | Management | For | For |
| 1.7 | Director Mellody Hobson | Management | For | Withhold |
| 1.8 | Elect Director Michael Montgomery | Management | For | For |
| 1.9 | Elect Director Nathan Myhrvold | Management | For | Withhold |
| 1.10 | Elect Director Richard Sherman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: JUL 16, 2009 |
TICKER: DRX SECURITY ID: 284131208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
| 2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
| 3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | For |
| 9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
| 11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
| 12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
| 13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
| 14 | Authorise Electronic Communications With Shareholders | Management | For | For |
| 15 | Authorise The Directors To Issue Securities | Management | For | For |
| 16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
| 17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
| 18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
| 19 | Approve Amendments To The Articles Of Association | Management | For | For |
| 20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: MAY 27, 2010 |
TICKER: DRX SECURITY ID: 284131208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Kieran McGowan Director | Management | For | For |
| 3 | Reelect Kyran McLaughlin Director | Management | For | For |
| 4 | Elect Dennis Selkoe Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Increase Authorised Share Capital | Management | For | For |
| 8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Authorise Shares for Market Purchase | Management | For | For |
| 11 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: EOG SECURITY ID: 26875P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: EXEL SECURITY ID: 30161Q104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
| 1.2 | Elect Director Alan M. Garber | Management | For | For |
| 1.3 | Elect Director Vincent T. Marchesi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 11, 2010 |
TICKER: FFIV SECURITY ID: 315616102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Deborah L. Bevier | Management | For | For |
| 2 | Elect Director Alan J. Higginson | Management | For | For |
| 3 | Elect Director John McAdam | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: FSLR SECURITY ID: 336433107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Robert J. Gillette | Management | For | For |
| 1.3 | Elect Director Craig Kennedy | Management | For | For |
| 1.4 | Elect Director James F. Nolan | Management | For | For |
| 1.5 | Elect Director William J. Post | Management | For | For |
| 1.6 | Elect Director J. Thomas Presby | Management | For | For |
| 1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
| 1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
| 1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FMC TECHNOLOGIES, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: FTI SECURITY ID: 30249U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thorleif Enger | Management | For | For |
| 1.2 | Elect Director Claire S. Farley | Management | For | For |
| 1.3 | Elect Director Joseph H. Netherland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: FTNT SECURITY ID: 34959E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pehong Chen | Management | For | For |
| 1.2 | Elect Director Christopher B. Paisley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 9, 2010 |
TICKER: FCX SECURITY ID: 35671D857
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GAFISA S.A.
MEETING DATE: FEB 22, 2010 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorized Capital and Amend Article 6 Accordingly | Management | For | For |
| 2 | Approve 2-to-1 Stock Split and Amend Article 5 Accordingly | Management | For | For |
| 3 | Pending Approval of Item 2, Approve Further Increase in Authorized Capital to Reflect Stock Split | Management | For | For |
| |
|---|
GAFISA S.A.
MEETING DATE: APR 27, 2010 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 1.2 | Approve Allocation of Income and Dividends | Management | For | For |
| 1.3 | Elect Directors | Management | For | For |
| 1.4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 2.1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2.2 | Amend Articles | Management | For | For |
| 2.3 | Consolidate Company's Bylaws | Management | For | For |
| 2.4 | Authorize Issuance of Bonds/Debentures | Management | For | For |
| |
|---|
GAFISA S.A.
MEETING DATE: MAY 27, 2010 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreement to Absorb Shertis Empreendimentos e Participacoes SA | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
| 3 | Approve Appraisal Report from Independent Firm | Management | For | For |
| 4 | Approve Increase in Share Capital as a Result of the Proposed Absorption | Management | For | For |
| 5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 6 | Consolidate Company's Bylaws | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GAFISA SA
MEETING DATE: NOV 16, 2009 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Issuance of Non-Convertible Bonds in the Amount up to BRL 600 Million | Management | For | For |
| 2 | Authorize Board of Directors to Set the Terms of the Debenture Issuance | Management | For | For |
| 3 | Authorize Executive Officers to Execute Resolutions to Issue Debentures | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GAFISA SA
MEETING DATE: DEC 23, 2009 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Protocol of Justification and Incorporation of Construtora Tenda S.A. by Gafisa S.A. | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
| 3 | Approve Appraisal Report | Management | For | For |
| 4 | Approve Incorporation of Shares and Subsequently Increase in Capital by Issuance of Shares to be Suscribed by Constructora Tenda S.A.; Amend Article 5 Accordingly | Management | For | For |
| 5 | Approve Assumption by Gafisa S.A. of Oustanding Options Granted and Not Exercised within Constructora Tenda S.A. Stock Option Plan | Management | For | Against |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Berg | Management | For | For |
| 1.2 | Elect Director John F. Cogan | Management | For | For |
| 1.3 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.4 | Elect Director James M. Denny | Management | For | For |
| 1.5 | Elect Director Carla A. Hills | Management | For | For |
| 1.6 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.7 | Elect Director John W. Madigan | Management | For | For |
| 1.8 | Elect Director John C. Martin | Management | For | For |
| 1.9 | Elect Director Gordon E. Moore | Management | For | For |
| 1.10 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.11 | Elect Director Richard J. Whitley | Management | For | For |
| 1.12 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.13 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 11, 2010 |
TICKER: GMCR SECURITY ID: 393122106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara D. Carlini | Management | For | For |
| 1.2 | Elect Director Douglas N. Daft | Management | For | For |
| 1.3 | Elect Director Hinda Miller | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HOME DEPOT, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director David H. Batchelder | Management | For | For |
| 3 | Elect Director Francis S. Blake | Management | For | For |
| 4 | Elect Director Ari Bousbib | Management | For | For |
| 5 | Elect Director Gregory D. Brenneman | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HYATT HOTELS CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: H SECURITY ID: 448579102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard W. Aronson | Management | For | For |
| 1.2 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.3 | Elect Director Penny Pritzker | Management | For | For |
| 1.4 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: IMGN SECURITY ID: 45253H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
| 2.2 | Elect Director David W. Carter | Management | For | For |
| 2.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2.4 | Elect Director J.j. Villafranca | Management | For | For |
| 2.5 | Elect Director Nicole Onetto | Management | For | For |
| 2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
| 2.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2.8 | Elect Director Daniel M. Junius | Management | For | For |
| 2.9 | Elect Director Howard H. Pien | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
IMMUNOMEDICS, INC.
MEETING DATE: DEC 2, 2009 |
TICKER: IMMU SECURITY ID: 452907108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Goldenberg | Management | For | For |
| 2 | Elect Director Cynthia L. Sullivan | Management | For | For |
| 3 | Elect Director Morton Coleman | Management | For | For |
| 4 | Elect Director Brian A. Markison | Management | For | For |
| 5 | Elect Director Mary E. Paetzold | Management | For | For |
| 6 | Elect Director Don C. Stark | Management | For | For |
| 7 | Elect Director Edward T. Wolynic | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
INFINERA CORP
MEETING DATE: MAY 19, 2010 |
TICKER: INFN SECURITY ID: 45667G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
| 1.2 | Elect Director Carl Redfield | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: ITMN SECURITY ID: 45884X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Kabakoff | Management | For | For |
| 1.2 | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: IBM SECURITY ID: 459200101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director C. Black | Management | For | For |
| 3 | Elect Director W. R. Brody | Management | For | For |
| 4 | Elect Director K. I. Chenault | Management | For | For |
| 5 | Elect Director M. L. Eskew | Management | For | For |
| 6 | Elect Director S. A. Jackson | Management | For | For |
| 7 | Elect Director A. N. Liveris | Management | For | For |
| 8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 9 | Elect Director T. Nishimuro | Management | For | For |
| 10 | Elect Director J. W. Owens | Management | For | For |
| 11 | Elect Director S. J. Palmisano | Management | For | For |
| 12 | Elect Director J. E. Spero | Management | For | For |
| 13 | Elect Director S. Taurel | Management | For | For |
| 14 | Elect Director L. H. Zambrano | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
INTERNATIONAL RECTIFIER CORP.
MEETING DATE: NOV 9, 2009 |
TICKER: IRF SECURITY ID: 460254105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
| 1.2 | Elect Director Oleg Khaykin | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: IRBT SECURITY ID: 462726100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Helen Greiner | Management | For | For |
| 1.2 | Elect Director George C. McNamee | Management | For | For |
| 1.3 | Elect Director Peter T. Meekin | Management | For | For |
| 1.4 | Elect Director Paul Sagan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ISIS SECURITY ID: 464330109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley T. Crooke | Management | For | For |
| 1.2 | Elect Director Joseph Klein, III | Management | For | For |
| 1.3 | Elect Director John C. Reed | Management | For | For |
| 2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ITT CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: ITT SECURITY ID: 450911102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Loranger | Management | For | For |
| 1.2 | Elect Director Curtis J. Crawford | Management | For | For |
| 1.3 | Elect Director Christina A. Gold | Management | For | For |
| 1.4 | Elect Director Ralph F. Hake | Management | For | For |
| 1.5 | Elect Director John J. Hamre | Management | For | For |
| 1.6 | Elect Director Paul J. Kern | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Surya N. Mohapatra | Management | For | For |
| 1.9 | Elect Director Linda S. Sanford | Management | For | For |
| 1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JOS. A. BANK CLOTHIERS, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: JOSB SECURITY ID: 480838101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Ferstl | Management | For | For |
| 1.2 | Elect Director Sidney H. Ritman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KNIGHT CAPITAL GROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NITE SECURITY ID: 499005106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Bolster | Management | For | For |
| 1.2 | Elect Director Gary R. Griffith | Management | For | For |
| 1.3 | Elect Director Thomas M. Joyce | Management | For | For |
| 1.4 | Elect Director James W. Lewis | Management | For | For |
| 1.5 | Elect Director Thomas C. Lockburner | Management | For | For |
| 1.6 | Elect Director James T. Milde | Management | For | For |
| 1.7 | Elect Director Christopher C. Quick | Management | For | For |
| 1.8 | Elect Director Laurie M. Shahon | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEXMARK INTERNATIONAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: LXK SECURITY ID: 529771107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul J. Curlander | Management | For | For |
| 2 | Elect Director Kathi P. Seifert | Management | For | For |
| 3 | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LOGMEIN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: LOGM SECURITY ID: 54142L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David E. Barrett | Management | For | For |
| 1.2 | Elect Director Irfan Salim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 9, 2010 |
TICKER: LULU SECURITY ID: 550021109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. Stemberg | Management | For | For |
| 1.2 | Elect Director Dennis J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: LL SECURITY ID: 55003T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Macon F. Brock | Management | For | For |
| 1.2 | Elect Director John M. Presley | Management | For | For |
| 1.3 | Elect Director Thomas D. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAP PHARMACEUTICALS, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: MAPP SECURITY ID: 56509R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerri A. Henwood | Management | For | Withhold |
| 1.2 | Elect Director Matthew V. McPherron | Management | For | For |
| 1.3 | Elect Director Timothy S. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: MCD SECURITY ID: 580135101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Walter E. Massey | Management | For | For |
| 2 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 3 | Elect Director Roger W. Stone | Management | For | For |
| 4 | Elect Director Miles D. White | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MEDTRONIC, INC.
MEETING DATE: AUG 27, 2009 |
TICKER: MDT SECURITY ID: 585055106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Anderson | Management | For | For |
| 1.2 | Elect Director Victor J. Dzau | Management | For | For |
| 1.3 | Elect Director William A. Hawkins | Management | For | For |
| 1.4 | Elect Director S. Ann Jackson | Management | For | For |
| 1.5 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.6 | Elect Director Robert C. Pozen | Management | For | For |
| 1.7 | Elect Director Jean-pierre Rosso | Management | For | For |
| 1.8 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
METABOLIX, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MBLX SECURITY ID: 591018809
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter N. Kellogg | Management | For | Withhold |
| 1.2 | Elect Director Edward M. Muller | Management | For | Withhold |
| 1.3 | Elect Director Matthew Strobeck | Management | For | Withhold |
| 1.4 | Elect Director Robert L. Van Nostrand | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MICROMET, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: MITI SECURITY ID: 59509C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry C. Benjamin | Management | For | For |
| 1.2 | Elect Director Kapil Dhingra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MONSANTO CO.
MEETING DATE: JAN 26, 2010 |
TICKER: MON SECURITY ID: 61166W101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank V. AtLee III | Management | For | For |
| 2 | Elect Director David L. Chicoine | Management | For | For |
| 3 | Elect Director Arthur H. Harper | Management | For | For |
| 4 | Elect Director Gwendolyn S. King | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: MYGN SECURITY ID: 62855J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Henderson | Management | For | For |
| 1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MYRIAD PHARMACEUTICALS, INC.
MEETING DATE: APR 22, 2010 |
TICKER: MYRX SECURITY ID: 62856H107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben A. Guill | Management | For | For |
| 1.2 | Elect Director Roger L. Jarvis | Management | For | For |
| 1.3 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETAPP, INC.
MEETING DATE: OCT 14, 2009 |
TICKER: NTAP SECURITY ID: 64110D104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 1.2 | Elect Director Donald T. Valentine | Management | For | For |
| 1.3 | Elect Director Jeffry R. Allen | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director Thomas Georgens | Management | For | For |
| 1.6 | Elect Director Mark Leslie | Management | For | For |
| 1.7 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.8 | Elect Director George T. Shaheen | Management | For | For |
| 1.9 | Elect Director Robert T. Wall | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 21, 2009 |
TICKER: NKE SECURITY ID: 654106103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jill K. Conway | Management | For | For |
| 1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.3 | Elect Director John C. Lechleiter | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NU SKIN ENTERPRISES, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: NUS SECURITY ID: 67018T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.3 | Elect Director E.J. "Jake" Garn | Management | For | For |
| 1.4 | Elect Director M. Truman Hunt | Management | For | For |
| 1.5 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.6 | Elect Director Steven J. Lund | Management | For | For |
| 1.7 | Elect Director Patricia A. Negron | Management | For | For |
| 1.8 | Elect Director Thomas R. Pisano | Management | For | For |
| 1.9 | Elect Director Blake M. Roney | Management | For | For |
| 1.10 | Elect Director Sandra N. Tillotson | Management | For | For |
| 1.11 | Elect Director David D. Ussery | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NUCOR CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: NUE SECURITY ID: 670346105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.2 | Elect Director James D. Hlavacek | Management | For | For |
| 1.3 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OPENTABLE, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: OPEN SECURITY ID: 68372A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Jordan | Management | For | For |
| 1.2 | Elect Director Thomas H. Layton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PALM INC
MEETING DATE: SEP 30, 2009 |
TICKER: PALM SECURITY ID: 696643105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hagerty | Management | For | For |
| 1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1.3 | Elect Director Paul S. Mountford | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PALM INC
MEETING DATE: JUN 25, 2010 |
TICKER: PALM SECURITY ID: 696643105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shona L. Brown | Management | For | For |
| 2 | Elect Director Ian M. Cook | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Victor J. Dzau | Management | For | For |
| 5 | Elect Director Ray L. Hunt | Management | For | For |
| 6 | Elect Director Alberto Ibarguen | Management | For | For |
| 7 | Elect Director Arthur C. Martinez | Management | For | For |
| 8 | Elect Director Indra K. Nooyi | Management | For | For |
| 9 | Elect Director Sharon P. Rockefeller | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Elect Director Lloyd G. Trotter | Management | For | For |
| 12 | Elect Director Daniel Vasella | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PETROLEO BRASILEIRO
MEETING DATE: APR 22, 2010 |
TICKER: PBR SECURITY ID: 71654V408
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Directors | Management | For | Against |
| 5 | Elect Board Chairman | Management | For | Against |
| 6 | Elect Fiscal Council Members | Management | For | Against |
| 7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| 1 | Authorize Capitalization of Reserves | Management | For | For |
| 2 | Eliminate Preemptive Rights | Management | For | For |
| |
|---|
PETROLEO BRASILEIRO
MEETING DATE: JUN 22, 2010 |
TICKER: PBR SECURITY ID: 71654V408
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Company's Bylaws to Increase the Number of Authorized Preferred Shares | Management | For | For |
| 2 | Amend Company's Bylaws to Increase the Number of Authorized Common Shares | Management | For | For |
| 3 | Amend Company's Bylaws to Include Transitory Provision to Issue Shares with or without Preemptive Rights | Management | For | For |
| 4 | Amend Article 4 of Company's Bylaws to Reflect the Changes in its Capital Structure | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
POWER INTEGRATIONS, INC.
MEETING DATE: JUN 18, 2010 |
TICKER: POWI SECURITY ID: 739276103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Fiebiger | Management | For | For |
| 1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.4 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.5 | Elect Director Alan D. Bickell | Management | For | For |
| 1.6 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.7 | Elect Director William George | Management | For | For |
| 1.8 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIME VIEW INTERNATIONAL CO., LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 8069 SECURITY ID: 74164E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Directors and Their Representatives | Management | For | For |
| 5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUANTA SERVICES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PWR SECURITY ID: 74762E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ball | Management | For | For |
| 1.2 | Elect Director John R. Colson | Management | For | For |
| 1.3 | Elect Director J. Michal Conaway | Management | For | For |
| 1.4 | Elect Director Ralph R. DiSibio | Management | For | For |
| 1.5 | Elect Director Bernard Fried | Management | For | For |
| 1.6 | Elect Director Louis C. Golm | Management | For | For |
| 1.7 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.8 | Elect Director Bruce Ranck | Management | For | For |
| 1.9 | Elect Director John R. Wilson | Management | For | For |
| 1.10 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
RAMBUS INC.
MEETING DATE: APR 29, 2010 |
TICKER: RMBS SECURITY ID: 750917106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sunlin Chou, Ph.D. | Management | For | For |
| 1.2 | Elect Director Bruce Dunlevie | Management | For | For |
| 1.3 | Elect Director Mark Horowitz, Ph.D. | Management | For | For |
| 1.4 | Elect Director Harold Hughes | Management | For | For |
| 1.5 | Elect Director Abraham D. Sofaer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: RHT SECURITY ID: 756577102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Micheline Chau | Management | For | For |
| 1.2 | Elect Director Marye Anne Fox | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: REGN SECURITY ID: 75886F107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard S. Schleifer | Management | For | For |
| 1.2 | Elect Director Eric M. Shooter | Management | For | For |
| 1.3 | Elect Director George D. Yancopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: 760975102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: RIGL SECURITY ID: 766559603
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Deleage | Management | For | For |
| 1.2 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.3 | Elect Director Bradford S. Goodwin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RVBD SECURITY ID: 768573107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Floyd | Management | For | For |
| 1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
| 1.3 | Elect Director James R. Swartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RUBICON TECHNOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: RBCN SECURITY ID: 78112T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don N. Aquilano | Management | For | For |
| 1.2 | Elect Director Donald R. Caldwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: CRM SECURITY ID: 79466L302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stratton Sclavos | Management | For | For |
| 1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.3 | Elect Director Shirley Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: SGEN SECURITY ID: 812578102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc E. Lippman | Management | For | For |
| 1.2 | Elect Director Franklin M. Berger | Management | For | For |
| 1.3 | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIGNATURE BANK
MEETING DATE: APR 21, 2010 |
TICKER: SBNY SECURITY ID: 82669G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Tamberlane | Management | For | For |
| 1.2 | Elect Director Yacov Levy | Management | For | For |
| 1.3 | Elect Director Frank R. Selvaggi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SPG SECURITY ID: 828806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 3 | Elect Director Larry C. Glasscock | Management | For | For |
| 4 | Elect Director Karen N. Horn, PhD | Management | For | For |
| 5 | Elect Director Allan Hubbard | Management | For | For |
| 6 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 7 | Elect Director Daniel C. Smith, PhD | Management | For | For |
| 8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SKECHERS U.S.A., INC.
MEETING DATE: JUN 2, 2010 |
TICKER: SKX SECURITY ID: 830566105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Greenberg | Management | For | For |
| 1.2 | Elect Director David Weinberg | Management | For | For |
| 1.3 | Elect Director Jeffrey Greenberg | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: SLH SECURITY ID: 83421A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SUCCESSFACTORS, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: SFSF SECURITY ID: 864596101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. Burgum | Management | For | For |
| 1.2 | Elect Director Lars Dalgaard | Management | For | For |
| 1.3 | Elect Director Elizabeth A. Nelson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYBASE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: SY SECURITY ID: 871130100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Chen | Management | For | For |
| 1.2 | Elect Director Richard C. Alberding | Management | For | For |
| 1.3 | Elect Director Cecilia Claudio | Management | For | For |
| 1.4 | Elect Director Michael A. Daniels | Management | For | For |
| 1.5 | Elect Director L. William Krause | Management | For | For |
| 1.6 | Elect Director Alan B. Salisbury | Management | For | For |
| 1.7 | Elect Director Jack E. Sum | Management | For | For |
| 1.8 | Elect Director Robert P. Wayman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TEN SECURITY ID: 880349105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Frank E. Macher | Management | For | For |
| 4 | Elect Director Hari N. Nair | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director David B. Price, Jr. | Management | For | For |
| 7 | Elect Director Gregg M. Sherrill | Management | For | For |
| 8 | ElectDirector Paul T. Stecko | Management | For | For |
| 9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 10 | Elect Director Jane L. Warner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TSRA SECURITY ID: 88164L100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J Boehlke | Management | For | For |
| 1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.3 | Elect Director John B. Goodrich | Management | For | For |
| 1.4 | Elect Director Bruce M. McWilliams | Management | For | For |
| 1.5 | Elect Director David C. Nagel | Management | For | For |
| 1.6 | Elect Director Henry R. Nothhaft | Management | For | For |
| 1.7 | Elect Director Robert A. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 15, 2010 |
TICKER: TXN SECURITY ID: 882508104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R.W. Babb, Jr. | Management | For | For |
| 2 | Elect Director D.L. Boren | Management | For | For |
| 3 | Elect Director D.A. Carp | Management | For | For |
| 4 | Elect Director C.S. Cox | Management | For | For |
| 5 | Elect Director D.R. Goode | Management | For | For |
| 6 | Elect Director S.P. MacMillan | Management | For | For |
| 7 | Elect Director P.H. Patsley | Management | For | For |
| 8 | Elect Director W.R. Sanders | Management | For | For |
| 9 | Elect Director R.J. Simmons | Management | For | For |
| 10 | Elect Director R.K. Templeton | Management | For | For |
| 11 | Elect Director C.T. Whitman | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
THORATEC CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: THOR SECURITY ID: 885175307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil F. Dimick | Management | For | For |
| 1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
| 1.3 | Elect Director J. Daniel Cole | Management | For | For |
| 1.4 | Elect Director Steven H. Collis | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director D. Keith Grossman | Management | For | For |
| 1.7 | Elect Director Paul A. LaViolette | Management | For | For |
| 1.8 | Elect Director Daniel M. Mulvena | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIVO INC.
MEETING DATE: SEP 2, 2009 |
TICKER: TIVO SECURITY ID: 888706108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy Komisar | Management | For | For |
| 1.2 | Elect Director Thomas Wolzien | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TRANSITION THERAPEUTICS INC.
MEETING DATE: DEC 8, 2009 |
TICKER: TTH SECURITY ID: 893716209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael Ashton, Paul Baehr, Tony Cruz, Christopher M. Henley and Gary W. Pace as Directors | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 14, 2010 |
TICKER: RIG SECURITY ID: H8817H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
| 5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
| 8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
| 8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
| 8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
| 8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
| 9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: ULTA SECURITY ID: 90384S303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Heilbronn | Management | For | For |
| 1.2 | Elect Director Carl "Chuck" Rubin | Management | For | For |
| 1.3 | Elect Director Lynelle P. Kirby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: UPS SECURITY ID: 911312106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Michael J. Burns | Management | For | For |
| 1.3 | Elect Director D. Scott Davis | Management | For | For |
| 1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.5 | Elect Director Michael L. Eskew | Management | For | For |
| 1.6 | Elect Director William R. Johnson | Management | For | For |
| 1.7 | Elect Director Ann M. Livermore | Management | For | Withhold |
| 1.8 | Elect Director Rudy Markham | Management | For | For |
| 1.9 | Elect Director John W. Thompson | Management | For | For |
| 1.10 | Elect Director Carol B. Tome | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PANL SECURITY ID: 91347P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven V. Abramson | Management | For | For |
| 1.2 | Elect Director Leonard Becker | Management | For | Withhold |
| 1.3 | Elect Director Elizabeth H. Gemmill | Management | For | Withhold |
| 1.4 | Elect Director C. Keith Hartley | Management | For | Withhold |
| 1.5 | Elect Director Lawrence Lacerte | Management | For | Withhold |
| 1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Increase Authorized Common and Capital Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: PAY SECURITY ID: 92342Y109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
| 1.3 | Elect Director Leslie G. Denend | Management | For | For |
| 1.4 | Elect Director Alex W. Hart | Management | For | For |
| 1.5 | Elect Director Robert B. Henske | Management | For | For |
| 1.6 | Elect Director Richard A. McGinn | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Charles A. Sanders | Management | For | For |
| 1.3 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 12, 2009 |
TICKER: XLNX SECURITY ID: 983919101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip T. Gianos | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director John L. Doyle | Management | For | For |
| 1.4 | Elect Director Jerald G. Fishman | Management | For | For |
| 1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
| 1.6 | Elect Director J. Michael Patterson | Management | For | For |
| 1.7 | Elect Director Marshall C. Turner | Management | For | For |
| 1.8 | Elect Director E.W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HIGH INCOME ADVANTAGE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN ITALIAN PASTA CO.
MEETING DATE: FEB 25, 2010 |
TICKER: AIPC SECURITY ID: 027070101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Allen | Management | For | For |
| 1.2 | Elect Director Cathleen S. Curless | Management | For | For |
| 1.3 | Elect Director Tim M. Pollak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: AMKR SECURITY ID: 031652100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Roger A. Carolin | Management | For | For |
| 1.3 | Elect Director Winston J. Churchill | Management | For | For |
| 1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.7 | Elect Director John F. Osborne | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
CENVEO, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CVO SECURITY ID: 15670S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Burton, Sr. | Management | For | For |
| 1.2 | Elect Director Gerald S. Armstrong | Management | For | For |
| 1.3 | Elect Director Leonard C. Green | Management | For | For |
| 1.4 | Elect Director Dr. Mark J. Griffin | Management | For | For |
| 1.5 | Elect Director Robert B. Obernier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CLOUD PEAK ENERGY INC.
MEETING DATE: JUN 8, 2010 |
TICKER: CLD SECURITY ID: 18911Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Keith Bailey | Management | For | For |
| 2 | Elect Director William Owens | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DOMINO'S PIZZA, INC.
MEETING DATE: APR 28, 2010 |
TICKER: DPZ SECURITY ID: 25754A201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.2 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.3 | Elect Director James A. Goldman | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EL PASO CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: EP SECURITY ID: 28336L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Juan Carlos Braniff | Management | For | For |
| 2 | Elect Director David W. Crane | Management | For | For |
| 3 | Elect Director Douglas L. Foshee | Management | For | For |
| 4 | Elect Director Robert W. Goldman | Management | For | For |
| 5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 6 | Elect Director Thomas R. Hix | Management | For | For |
| 7 | Elect Director Ferrell P. McClean | Management | For | For |
| 8 | Elect Director Timothy J. Probert | Management | For | For |
| 9 | Elect Director Steven J. Shapiro | Management | For | For |
| 10 | Elect Director J. Michael Talbert | Management | For | For |
| 11 | Elect Director Robert F. Vagt | Management | For | For |
| 12 | Elect Director John L. Whitmire | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EXIDE TECHNOLOGIES
MEETING DATE: SEP 16, 2009 |
TICKER: XIDE SECURITY ID: 302051206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert F. Aspbury | Management | For | Withhold |
| 1.2 | Elect Director Michael R. D'appolonia | Management | For | Withhold |
| 1.3 | Elect Director David S. Ferguson | Management | For | Withhold |
| 1.4 | Elect Director Paul W. Jennings | Management | For | Withhold |
| 1.5 | Elect Director Joseph V. Lash | Management | For | Withhold |
| 1.6 | Elect Director John P. Reilly | Management | For | Withhold |
| 1.7 | Elect Director Michael P. Ressner | Management | For | Withhold |
| 1.8 | Elect Director Gordon A. Ulsh | Management | For | Withhold |
| 1.9 | Elect Director Carroll R. Wetzel | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 13, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
GEORGIA GULF CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: GGC SECURITY ID: 373200302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Noetzel | Management | For | For |
| 1.2 | Elect Director Stephen E. Macadam | Management | For | For |
| 1.3 | Elect Director David N. Weinstein | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GRAY TELEVISION, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: GTN SECURITY ID: 389375106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Boger | Management | For | For |
| 1.2 | Elect Director Ray M. Deaver | Management | For | For |
| 1.3 | Elect Director T.L. (Gene) Elder | Management | For | For |
| 1.4 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
| 1.5 | Elect Director William E. Mayher, III | Management | For | For |
| 1.6 | Elect Director Zell B. Miller | Management | For | For |
| 1.7 | Elect Director Howell W. Newton | Management | For | For |
| 1.8 | Elect Director Hugh E. Norton | Management | For | For |
| 1.9 | Elect Director Robert S. Prather, Jr. | Management | For | For |
| 1.10 | Elect Director Harriett J. Robinson | Management | For | For |
| 1.11 | Elect Director J. Mack Robinson | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 20, 2010 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
| 1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
| 1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
| 1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| |
|---|
KINETIC CONCEPTS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: KCI SECURITY ID: 49460W208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Dollens | Management | For | For |
| 1.2 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.3 | Elect Director John P. Byrnes | Management | For | For |
| 1.4 | Elect Director Harry R. Jacobson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LVLT SECURITY ID: 52729N100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.2 | Elect Director James Q. Crowe | Management | For | For |
| 1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
| 1.4 | Elect Director Douglas C. Eby | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Richard R. Jaros | Management | For | For |
| 1.7 | Elect Director Robert E. Julian | Management | For | For |
| 1.8 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.9 | Elect Director Rahul N. Merchant | Management | For | For |
| 1.10 | Elect Director Charles C. Miller, III | Management | For | For |
| 1.11 | Elect Director Arun Netravali | Management | For | For |
| 1.12 | Elect Director John T. Reed | Management | For | For |
| 1.13 | Elect Director Michael B. Yanney | Management | For | For |
| 1.14 | Elect Director Albert C. Yates | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
OPTI CANADA INC.
MEETING DATE: APR 29, 2010 |
TICKER: OPC SECURITY ID: 68383K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian W. Delaney | Management | For | For |
| 1.2 | Elect Director Charles L. Dunlap | Management | For | For |
| 1.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
| 1.4 | Elect Director Christopher Slubicki | Management | For | For |
| 1.5 | Elect Director James M. Stanford | Management | For | For |
| 1.6 | Elect Director Bruce Waterman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PAETEC HOLDING CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: PAET SECURITY ID: 695459107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shelley Diamond | Management | For | For |
| 1.2 | Elect Director H. Russell Frisby | Management | For | For |
| 1.3 | Elect Director Michael C. Mac Donald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PENSKE AUTOMOTIVE GROUP, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: PAG SECURITY ID: 70959W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Barr | Management | For | For |
| 1.2 | Elect Director Michael R. Eisenson | Management | For | For |
| 1.3 | Elect Director Hiroshi Ishikawa | Management | For | For |
| 1.4 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
| 1.5 | Elect Director William J. Lovejoy | Management | For | For |
| 1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Roger S. Penske | Management | For | For |
| 1.9 | Elect Director Richard J. Peters | Management | For | For |
| 1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
| 1.11 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REVLON, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: REV SECURITY ID: 761525609
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Paul J. Bohan | Management | For | For |
| 1.4 | Elect Director Alan T. Ennis | Management | For | For |
| 1.5 | Elect Director Meyer Feldberg | Management | For | For |
| 1.6 | Elect Director David L. Kennedy | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Tamara Mellon | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Richard J. Santagati | Management | For | For |
| 1.11 | Elect Director Kathi P. Seifert | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REVLON, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: REV SECURITY ID: 761525708
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Paul J. Bohan | Management | For | For |
| 1.4 | Elect Director Alan T. Ennis | Management | For | For |
| 1.5 | Elect Director Meyer Feldberg | Management | For | For |
| 1.6 | Elect Director David L. Kennedy | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Tamara Mellon | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Richard J. Santagati | Management | For | For |
| 1.11 | Elect Director Kathi P. Seifert | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEALY CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: ZZ SECURITY ID: 812139301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Johnston | Management | For | For |
| 1.2 | Elect Director Matthew W. King | Management | For | For |
| 1.3 | Elect Director Stephen Ko | Management | For | For |
| 1.4 | Elect Director Gary E. Morin | Management | For | For |
| 1.5 | Elect Director Dean B. Nelson | Management | For | For |
| 1.6 | Elect Director Paul J. Norris | Management | For | For |
| 1.7 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Bonus Plan | Management | For | For |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 12, 2010 |
TICKER: SCI SECURITY ID: 817565104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
| 1.2 | Elect Director Victor L. Lund | Management | For | For |
| 1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEEKAY CORP.
MEETING DATE: SEP 9, 2009 |
TICKER: TK SECURITY ID: Y8564W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Relect Ian D. Blackburne as Director | Management | For | For |
| 1.2 | Relect J. Rod Clark as Director | Management | For | For |
| 1.3 | Relect C. Sean Day as Director | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TEEKAY CORP.
MEETING DATE: JUN 23, 2010 |
TICKER: TK SECURITY ID: Y8564W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Peter S. Janson as Director | Management | For | For |
| 1.2 | Reelect Eileen A. Mercier as Director | Management | For | For |
| 1.3 | Reelect Tore I. Sandvold as Director | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TEEKAY TANKERS LTD.
MEETING DATE: SEP 9, 2009 |
TICKER: TNK SECURITY ID: Y8565N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard J.F. Bronks as a Director | Management | For | For |
| 1.2 | Elect C. Sean Day as a Director | Management | For | For |
| 1.3 | Elect Richard T. Du Moulin as a Director | Management | For | For |
| 1.4 | Elect Peter Evensen as a Director | Management | For | For |
| 1.5 | Elect William Lawes as a Director | Management | For | For |
| 1.6 | Elect Bjorn Moller as a Director | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TEEKAY TANKERS LTD.
MEETING DATE: JUN 23, 2010 |
TICKER: TNK SECURITY ID: Y8565N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard J.F. Bronks as a Director | Management | For | For |
| 1.2 | Elect C. Sean Day as a Director | Management | For | For |
| 1.3 | Elect Richard T. Du Moulin as a Director | Management | For | For |
| 1.4 | Elect Peter Evensen as a Director | Management | For | For |
| 1.5 | Elect William Lawes as a Director | Management | For | For |
| 1.6 | Elect Bjorn Moller as a Director | Management | For | For |
| 2 | Transact Other Business | Management | For | Against |
| |
|---|
TENET HEALTHCARE CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: THC SECURITY ID: 88033G100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Brenda J. Gaines | Management | For | For |
| 4 | Elect Director Karen M. Garrison | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director J. Robert Kerrey | Management | For | For |
| 7 | Elect Director Floyd D. Loop, M.D. | Management | For | For |
| 8 | Elect Director Richard R. Pettingill | Management | For | For |
| 9 | Elect Director James A. Unruh | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
VIASYSTEMS GROUP, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: VIAS SECURITY ID: 92553H803
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Sindelar | Management | For | For |
| 1.2 | Elect Director Timothy L. Conlon | Management | For | For |
| 1.3 | Elect Director Christopher J. Steffen | Management | For | For |
| 1.4 | Elect Director Michael D. Burger | Management | For | For |
| 1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.6 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.7 | Elect Director Peter Frank | Management | For | For |
| 1.8 | Elect Director Jack D. Furst | Management | For | For |
| 1.9 | Elect Director Edward Herring | Management | For | For |
| 1.10 | Elect Director William C. McCormick | Management | For | For |
| 1.11 | Elect Director Richard A. McGinn | Management | For | For |
| 1.12 | Elect Director Richard W. Vieser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Other Business | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HIGH INCOME FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR LARGE CAP FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ABIOMED, INC.
MEETING DATE: AUG 12, 2009 |
TICKER: ABMD SECURITY ID: 003654100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
| 1.2 | Elect Director Eric A. Rose | Management | For | Withhold |
| 1.3 | Elect Director Henri A. Termeer | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: AUG 5, 2009 |
TICKER: ACN SECURITY ID: G1150G111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve the Creation of Distributable Reserves for Accenture plc | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 4, 2010 |
TICKER: ACN SECURITY ID: G1151C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect William L. Kimsey as a Director | Management | For | For |
| 1.2 | Reelect Robert I. Lipp as a Director | Management | For | For |
| 1.3 | Reelect Wulf von Schimmelmann as a Director | Management | For | For |
| 2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2010 Share Incentive Plan | Management | For | Against |
| 4 | Approve 2010 Employee Share Purchase Plan | Management | For | Against |
| 5 | Change Location of Annual Meeting | Management | For | For |
| 6 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 7 | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | Management | For | For |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore Shasta as Director | Management | For | For |
| 2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
| 7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
| 9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: DEC 17, 2009 |
TICKER: ATVI SECURITY ID: 00507V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 16, 2010 |
TICKER: ADBE SECURITY ID: 00724F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward W. Barnholt | Management | For | For |
| 2 | Elect Director Michael R. Cannon | Management | For | For |
| 3 | Elect Director James E. Daley | Management | For | For |
| 4 | Elect Director Charles M. Geschke | Management | For | For |
| 5 | Elect Director Shantanu Narayen | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
AERCAP HOLDINGS NV
MEETING DATE: MAY 27, 2010 |
TICKER: AER SECURITY ID: N00985106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Board of Directors (Non-Voting) | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 5 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
| 6a | Elect M. Gradon as Director | Management | For | Did Not Vote |
| 6b | Elect N. Greene as Director | Management | For | Did Not Vote |
| 6c | Elect P.T Dacier as Director | Management | For | Did Not Vote |
| 6d | Reelect R.G. Warden as Director | Management | For | Did Not Vote |
| 6e | Reelect G.P. Strong as Director | Management | For | Did Not Vote |
| 6f | Reelect W.B. Ingersoll as Director | Management | For | Did Not Vote |
| 6g | Reelect K. W. Heineman as Director | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Non-Executive Board | Management | For | Did Not Vote |
| 8 | Proposal to Designate Keith A. Helming as the Person Responsible for the Management of the Company in Case All Directors Are Absent or Prevented from Acting | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
| 10 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 11 | Amend Articles of Association | Management | For | Did Not Vote |
| 12 | Allow Questions | Management | None | Did Not Vote |
| 13 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARM HOLDINGS PLC
MEETING DATE: MAY 14, 2010 |
TICKER: ARM SECURITY ID: 042068106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Kathleen O'Donovan as Director | Management | For | Against |
| 5 | Re-elect Young Sohn as Director | Management | For | For |
| 6 | Re-elect Warren East as Director | Management | For | Against |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 20, 2010 |
TICKER: ASM SECURITY ID: N07045102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
| 8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
| 9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
| 9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
| 10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
| 11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
| 14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
| 14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| 17 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: ADSK SECURITY ID: 052769106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carl Bass | Management | For | For |
| 2 | Elect Director Crawford W. Beveridge | Management | For | For |
| 3 | Elect Director J. Hallam Dawson | Management | For | For |
| 4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 5 | Elect Director Sean M. Maloney | Management | For | For |
| 6 | Elect Director Mary T. McDowell | Management | For | For |
| 7 | Elect Director Charles J. Robel | Management | For | For |
| 8 | Elect Director Steven M. West | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AUTONOMY CORPORATION PLC
MEETING DATE: MAR 24, 2010 |
TICKER: AU. SECURITY ID: G0669T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Robert Webb as Director | Management | For | For |
| 4 | Re-elect Sushovan Hussain as Director | Management | For | For |
| 5 | Re-elect Michael Lynch as Director | Management | For | For |
| 6 | Re-elect John McMonigall as Director | Management | For | For |
| 7 | Re-elect Richard Perle as Director | Management | For | For |
| 8 | Re-elect Barry Ariko as Director | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | Management | For | For |
| 12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | Management | For | For |
| 13 | Authorise 24,087,628 Ordinary Shares for Market Purchase | Management | For | For |
| 14 | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BE AEROSPACE, INC.
MEETING DATE: JUL 30, 2009 |
TICKER: BEAV SECURITY ID: 073302101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Chadwell | Management | For | Withhold |
| 1.2 | Elect Director Richard G. Hamermesh | Management | For | Withhold |
| 1.3 | Elect Director Amin J. Khoury | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Implement MacBride Principles | Shareholder | Against | Abstain |
| 5 | Other Business | Management | For | Against |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BOEING COMPANY, THE
MEETING DATE: APR 26, 2010 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Biggs | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director David L. Calhoun | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Linda Z. Cook | Management | For | For |
| 6 | Elect Director William M. Daley | Management | For | For |
| 7 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 9 | Elect Director John F. McDonnell | Management | For | For |
| 10 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 11 | Elect Director Susan C. Schwab | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: BC SECURITY ID: 117043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
| 1.3 | Elect Director Graham H. Phillips | Management | For | For |
| 1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
| 6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CHRW SECURITY ID: 12541W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven L. Polacek | Management | For | For |
| 2 | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 3 | Elect Director Michael W. Wickham | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.H. Armacost | Management | For | For |
| 2 | Elect Director L.F. Deily | Management | For | For |
| 3 | Elect Director R.E. Denham | Management | For | For |
| 4 | Elect Director R.J. Eaton | Management | For | For |
| 5 | Elect Director C. Hagel | Management | For | For |
| 6 | Elect Director E. Hernandez | Management | For | For |
| 7 | Elect Director F.G. Jenifer | Management | For | For |
| 8 | Elect Director G.L. Kirkland | Management | For | For |
| 9 | Elect Director S. Nunn | Management | For | For |
| 10 | Elect Director D.B. Rice | Management | For | For |
| 11 | Elect Director K.W. Sharer | Management | For | For |
| 12 | Elect Director C.R. Shoemate | Management | For | For |
| 13 | Elect Director J.G. Stumpf | Management | For | For |
| 14 | Elect Director R.D. Sugar | Management | For | For |
| 15 | Elect Director C. Ware | Management | For | For |
| 16 | Elect Director J.S. Watson | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 20 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
| 22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
| 24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CYH SECURITY ID: 203668108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Elect Director W. Larry Cash | Management | For | For |
| 3 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CON-WAY INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CNW SECURITY ID: 205944101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Anton | Management | For | For |
| 1.2 | Elect Director William R. Corbin | Management | For | For |
| 1.3 | Elect Director Robert Jaunich, II | Management | For | For |
| 1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.7 | Elect Director Peter W. Stott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 23, 2009 |
TICKER: STZ SECURITY ID: 21036P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.3 | Elect Director James A. Locke III | Management | For | For |
| 1.4 | Elect Director Peter M. Perez | Management | For | For |
| 1.5 | Elect Director Richard Sands | Management | For | For |
| 1.6 | Elect Director Robert Sands | Management | For | For |
| 1.7 | Elect Director Paul L. Smith | Management | For | For |
| 1.8 | Elect Director Peter H. Soderberg | Management | For | For |
| 1.9 | Elect Director Mark Zupan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
DANONE
MEETING DATE: APR 22, 2010 |
TICKER: BN SECURITY ID: F12033134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 4 | Reelect Franck Riboud as Director | Management | For | For |
| 5 | Reelect Emmanuel Faber as Director | Management | For | For |
| 6 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 7 | Ratify Ernst & Young et Autres as Auditor | Management | For | For |
| 8 | Ratify Yves Nicolas as Alternate Auditor | Management | For | For |
| 9 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 10 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 11 | Approve Transaction with Franck Riboud | Management | For | For |
| 12 | Approve Transaction with Emmanuel Faber | Management | For | For |
| 13 | Approve Transaction with Bernard Hours | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 16 | Amend Stock Ownership Limitations | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DEERE & CO.
MEETING DATE: FEB 24, 2010 |
TICKER: DE SECURITY ID: 244199105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Aulana L. Peters | Management | For | For |
| 3 | Elect Director David B. Speer | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Limit Executive Compensation | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELL INC.
MEETING DATE: JUL 17, 2009 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
| 1.6 | Elect Director Judy C. Lewent | Management | For | For |
| 1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.8 | Elect Director Klaus S. Luft | Management | For | For |
| 1.9 | Elect Director Alex J. Mandl | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: DD SECURITY ID: 263534109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bodman | Management | For | For |
| 2 | Elect Director Richard H. Brown | Management | For | For |
| 3 | Elect Director Robert A. Brown | Management | For | For |
| 4 | Elect Director Bertrand P. Collomb | Management | For | For |
| 5 | Elect Director Curtis J. Crawford | Management | For | For |
| 6 | Elect Director Alexander M. Cutler | Management | For | For |
| 7 | Elect Director John T. Dillon | Management | For | For |
| 8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
| 9 | Elect Director Marillyn A. Hewson | Management | For | For |
| 10 | Elect Director Lois D. Juliber | Management | For | For |
| 11 | Elect Director Ellen J. Kullman | Management | For | For |
| 12 | Elect Director William K. Reilly | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Human Rights Policy to Address Seed Saving | Shareholder | Against | Abstain |
| |
|---|
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ECHO SECURITY ID: 27875T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.2 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.3 | Elect Director John R. Walter | Management | For | For |
| 1.4 | Elect Director John F. Sandner | Management | For | For |
| 1.5 | Elect Director Peter J. Barris | Management | For | For |
| 1.6 | Elect Director Anthony R. Bobulinski | Management | For | For |
| 1.7 | Elect Director Eric P. Lefkofsky | Management | For | For |
| 1.8 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.9 | Elect Director Matthew Ferguson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: JUL 16, 2009 |
TICKER: DRX SECURITY ID: 284131208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
| 2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
| 3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | For |
| 9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
| 11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
| 12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
| 13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
| 14 | Authorise Electronic Communications With Shareholders | Management | For | For |
| 15 | Authorise The Directors To Issue Securities | Management | For | For |
| 16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
| 17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
| 18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
| 19 | Approve Amendments To The Articles Of Association | Management | For | For |
| 20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: EMC SECURITY ID: 268648102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 2, 2010 |
TICKER: EMR SECURITY ID: 291011104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. A. H. Boersig | Management | For | For |
| 1.2 | Elect Director C. Fernandez G. | Management | For | For |
| 1.3 | Elect Director W. J. Galvin | Management | For | For |
| 1.4 | Elect Director R. L. Stephenson | Management | For | For |
| 1.5 | Elect Director V. R. Loucks, Jr. | Management | For | For |
| 1.6 | Elect Director R. L. Ridgway | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ESTEE LAUDER COMPANIES INC., THE
MEETING DATE: NOV 13, 2009 |
TICKER: EL SECURITY ID: 518439104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rose Marie Bravo | Management | For | Withhold |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | Withhold |
| 1.3 | Elect Director Mellody Hobson | Management | For | Withhold |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 28, 2009 |
TICKER: FDX SECURITY ID: 31428X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
| 1.4 | Elect Director J.R. Hyde, III | Management | For | For |
| 1.5 | Elect Director Shirley A. Jackson | Management | For | For |
| 1.6 | Elect Director Steven R. Loranger | Management | For | For |
| 1.7 | Elect Director Gary W. Loveman | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director Frederick W. Smith | Management | For | For |
| 1.10 | Elect Director Joshua I. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director Michael D. Fraizer | Management | For | For |
| 3 | Elect Director Nancy J. Karch | Management | For | For |
| 4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 6 | Elect Director Christine B. Mead | Management | For | For |
| 7 | Elect Director Thomas E. Moloney | Management | For | For |
| 8 | Elect Director James A. Parke | Management | For | For |
| 9 | Elect Director James S. Riepe | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 27, 2010 |
TICKER: HBI SECURITY ID: 410345102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee A. Chaden | Management | For | For |
| 1.2 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.3 | Elect Director James C. Johnson | Management | For | For |
| 1.4 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: JUL 30, 2009 |
TICKER: HTWR SECURITY ID: U4229L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christine Bennett | Management | For | For |
| 2 | Elect Director Denis Wade | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Stock Grant to Douglas Godshall | Management | For | For |
| 5 | Approve Stock Grant to C. Raymond Larkin, Jr. | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS INC
MEETING DATE: MAY 12, 2010 |
TICKER: HLX SECURITY ID: 42330P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Owen Kratz | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HOME DEPOT, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director David H. Batchelder | Management | For | For |
| 3 | Elect Director Francis S. Blake | Management | For | For |
| 4 | Elect Director Ari Bousbib | Management | For | For |
| 5 | Elect Director Gregory D. Brenneman | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: IBM SECURITY ID: 459200101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director C. Black | Management | For | For |
| 3 | Elect Director W. R. Brody | Management | For | For |
| 4 | Elect Director K. I. Chenault | Management | For | For |
| 5 | Elect Director M. L. Eskew | Management | For | For |
| 6 | Elect Director S. A. Jackson | Management | For | For |
| 7 | Elect Director A. N. Liveris | Management | For | For |
| 8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 9 | Elect Director T. Nishimuro | Management | For | For |
| 10 | Elect Director J. W. Owens | Management | For | For |
| 11 | Elect Director S. J. Palmisano | Management | For | For |
| 12 | Elect Director J. E. Spero | Management | For | For |
| 13 | Elect Director S. Taurel | Management | For | For |
| 14 | Elect Director L. H. Zambrano | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KKR FINANCIAL HOLDINGS LLC
MEETING DATE: APR 29, 2010 |
TICKER: KFN SECURITY ID: 48248A306
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tracy L. Collins | Management | For | For |
| 1.2 | Elect Director Vincent Paul Finigan | Management | For | For |
| 1.3 | Elect Director Paul M. Hazen | Management | For | For |
| 1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.5 | Elect Director Ross J. Kari | Management | For | For |
| 1.6 | Elect Director Ely L. Licht | Management | For | For |
| 1.7 | Elect Director Deborah H. McAneny | Management | For | For |
| 1.8 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.9 | Elect Director Scott A. Ryles | Management | For | For |
| 1.10 | Elect Director William C. Sonneborn | Management | For | For |
| 1.11 | Elect Director Willy R. Strothotte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Irving Bolotin | Management | For | For |
| 1.2 | Director Steven L. Gerard | Management | For | For |
| 1.3 | Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Director R. Kirk Landon | Management | For | For |
| 1.5 | Director Sidney Lapidus | Management | For | For |
| 1.6 | Director Stuart A. Miller | Management | For | For |
| 1.7 | Director Donna E. Shalala | Management | For | For |
| 1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 13, 2010 |
TICKER: LII SECURITY ID: 526107107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 1.2 | Elect Director Janet K. Cooper | Management | For | For |
| 1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For |
| 1.4 | Elect Director Terry D. Stinson | Management | For | For |
| 1.5 | Elect Director Richard L. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LI & FUNG LIMITED
MEETING DATE: MAY 18, 2010 |
TICKER: 494 SECURITY ID: G5485F144
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$0.49 Per Share | Management | For | For |
| 3a | Reelect Victor Fung Kwok King as Director | Management | For | Against |
| 3b | Reelect Bruce Philip Rockowitz as Director | Management | For | Against |
| 3c | Reelect Paul Edward Selway-Swift as Director | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LONZA GROUP LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: LONN SECURITY ID: H50524133
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 1.75 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities, Group Auditors, Contributions in Kind | Management | For | Did Not Vote |
| 7.1 | Reelect Julia Higgins as Director | Management | For | Did Not Vote |
| 7.2 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 7.3 | Reelect Gerhard Mayr as Director | Management | For | Did Not Vote |
| 7.4 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
| 7.5 | Reelect Richard Sykes as Director | Management | For | Did Not Vote |
| 7.6 | Reelect Peter Wilden as Director | Management | For | Did Not Vote |
| 8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LO SECURITY ID: 544147101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.2 | Elect Director Richard W. Roedel | Management | For | For |
| 1.3 | Elect Director David H. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: MCK SECURITY ID: 58155Q103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andy D. Bryant | Management | For | Against |
| 1.2 | Elect Director Wayne A. Budd | Management | For | Against |
| 1.3 | Elect Director John H. Hammergren | Management | For | Against |
| 1.4 | Elect Director Alton F. Irby, III | Management | For | Against |
| 1.5 | Elect Director M. Christine Jacobs | Management | For | Against |
| 1.6 | Elect Director Marie L. Knowles | Management | For | Against |
| 1.7 | Elect Director David M. Lawrence | Management | For | Against |
| 1.8 | Elect Director Edward A. Mueller | Management | For | Against |
| 1.9 | Elect Director Jane E. Shaw | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MJN SECURITY ID: 582839106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director James M. Cornelius | Management | For | For |
| 1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
| 1.7 | Elect Director Robert S. Singer | Management | For | For |
| 1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.9 | Elect Director Anna C. Catalano | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 20, 2010 |
TICKER: WFR SECURITY ID: 552715104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Elect Director John Marren | Management | For | For |
| 3 | Elect Director William E. Stevens | Management | For | For |
| 4 | Elect Director James B. Williams | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MGIC INVESTMENT CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: MTG SECURITY ID: 552848103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James A. Abbott | Management | For | For |
| 2 | Elect Director Thomas M. Hagerty | Management | For | For |
| 3 | Elect Director Michael E. Lehman | Management | For | For |
| 4 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MONSANTO CO.
MEETING DATE: JAN 26, 2010 |
TICKER: MON SECURITY ID: 61166W101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank V. AtLee III | Management | For | For |
| 2 | Elect Director David L. Chicoine | Management | For | For |
| 3 | Elect Director Arthur H. Harper | Management | For | For |
| 4 | Elect Director Gwendolyn S. King | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NIKO RESOURCES LTD.
MEETING DATE: SEP 10, 2009 |
TICKER: NKO SECURITY ID: 653905109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol and Wendell W. Robinson as Directors | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ORLY SECURITY ID: 686091109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence P. O'Reilly | Management | For | For |
| 2 | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
| 3 | Elect Director Thomas T. Hendrickson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: OCT 14, 2009 |
TICKER: ODP SECURITY ID: 676220106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: 683715106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 20, 2010 |
TICKER: PCAR SECURITY ID: 693718108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison J. Carnwath | Management | For | For |
| 1.2 | Elect Director Robert T. Parry | Management | For | For |
| 1.3 | Elect Director John M. Pigott | Management | For | For |
| 1.4 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 4 | Limit Composition of Committee(s) to Independent Directors | Shareholder | Against | Against |
| |
|---|
PENN WEST ENERGY TRUST
MEETING DATE: JUN 8, 2010 |
TICKER: PWT.U SECURITY ID: 707885109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify KPMG LLP as Auditors of Penn West | Management | For | For |
| 2 | Elect James E. Allard, William E. Andrew, Robert G. Brawn, George H. Brookman, John A. Brussa, Daryl Gilbert, Shirley A. McClellan, Murray R. Nunns, Frank Potter, R. Gregory Rich, Jack Schanck and James C. Smith as Directors of PWPL | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 12, 2010 |
TICKER: RDN SECURITY ID: 750236101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert Wender | Management | For | For |
| 2 | Elect Director David C. Carney | Management | For | For |
| 3 | Elect Director Howard B. Culang | Management | For | For |
| 4 | Elect Director Stephen T. Hopkins | Management | For | For |
| 5 | Elect Director Sanford A. Ibrahim | Management | For | For |
| 6 | Elect Director James W. Jennings | Management | For | For |
| 7 | Elect Director Ronald W. Moore | Management | For | For |
| 8 | Elect Director Jan Nicholson | Management | For | For |
| 9 | Elect Director Robert W. Richards | Management | For | For |
| 10 | Elect Director Anthony W. Schweiger | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Amend Securities Transfer Restrictions | Management | For | For |
| 13 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RITCHIE BROS. AUCTIONEERS INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: RBA SECURITY ID: 767744105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Waugh Murdoch | Management | For | For |
| 1.2 | Elect Director Peter James Blake | Management | For | For |
| 1.3 | Elect Director Eric Patel | Management | For | For |
| 1.4 | Elect Director Beverley Anne Briscoe | Management | For | For |
| 1.5 | Elect Director Edward Baltazar Pitoniak | Management | For | For |
| 1.6 | Elect Director Christopher Zimmerman | Management | For | For |
| 1.7 | Elect Director James Michael Micali | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
ROPER INDUSTRIES, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ROP SECURITY ID: 776696106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Devonshire | Management | For | For |
| 1.2 | Elect Director John F. Fort, III | Management | For | For |
| 1.3 | Elect Director Brian D. Jellison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
RTI INTERNATIONAL METALS, INC.
MEETING DATE: APR 30, 2010 |
TICKER: RTI SECURITY ID: 74973W107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel I. Booker | Management | For | For |
| 1.2 | Elect Director Donald P. Fusilli, Jr. | Management | For | For |
| 1.3 | Elect Director Ronald L. Gallatin | Management | For | For |
| 1.4 | Elect Director Charles C. Gedeon | Management | For | For |
| 1.5 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.6 | Elect Director Dawne S. Hickton | Management | For | For |
| 1.7 | Elect Director Edith E. Holiday | Management | For | For |
| 1.8 | Elect Director Bryan T. Moss | Management | For | For |
| 1.9 | Elect Director James A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: CRM SECURITY ID: 79466L302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stratton Sclavos | Management | For | For |
| 1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.3 | Elect Director Shirley Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 19, 2010 |
TICKER: 5930 SECURITY ID: Y74718100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
| 2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: OCT 28, 2009 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Stephen J. Luczo as Director | Management | For | For |
| 1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
| 1c | Election William W. Bradley as Director | Management | For | For |
| 1d | Election David F. Marquardt as Director | Management | For | For |
| 1e | Election Lydia M. Marshall as Director | Management | For | For |
| 1f | Election Albert A. Pimentel as Director | Management | For | For |
| 1g | Election C.S. Park as Director | Management | For | For |
| 1h | Election Gregorio Reyes as Director | Management | For | For |
| 1i | Election John W. Thompson as Director | Management | For | For |
| 1j | Election Edward J. Zander as Director | Management | For | For |
| 2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
| 3 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 2325 SECURITY ID: 827084864
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Transact Other Business | Management | None | None |
| |
|---|
SMARTHEAT, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: HEAT SECURITY ID: 83172F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jun Wang | Management | For | For |
| 1.2 | Elect Director Weiguo Wang | Management | For | For |
| 1.3 | Elect Director Wenbin Lin | Management | For | For |
| 1.4 | Elect Director Arnold Staloff | Management | For | For |
| 1.5 | Elect Director Xin Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SPX CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: SPW SECURITY ID: 784635104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Michael Fitzpatrick | Management | For | Against |
| 2 | Elect Director Albert A. Koch | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SSL INTERNATIONAL PLC
MEETING DATE: APR 26, 2010 |
TICKER: SSL SECURITY ID: G8401X108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Completion of the Exercise of Option A Under the Amendmend Aggrement | Management | For | For |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director Barbara B. Hill | Management | For | For |
| 1.3 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STRA SECURITY ID: 863236105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Silberman | Management | For | For |
| 2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
| 3 | Elect Director William E. Brock | Management | For | For |
| 4 | Elect Director David A. Coulter | Management | For | For |
| 5 | Elect Director Robert R. Grusky | Management | For | For |
| 6 | Elect Director Robert L. Johnson | Management | For | For |
| 7 | Elect Director Todd A. Milano | Management | For | For |
| 8 | Elect Director G. Thomas Waite, III | Management | For | For |
| 9 | Elect Director J. David Wargo | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SUNTECH POWER HOLDINGS CO LTD
MEETING DATE: AUG 14, 2009 |
TICKER: STP SECURITY ID: 86800C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Chairman and CEO Reports | Management | None | None |
| 2 | Amend Equity Incentive Plan Re: Shares Limit | Management | For | For |
| 3 | Amend Equity Incentive Plan Re: Term Limit | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 2330 SECURITY ID: Y84629107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Operating Procedures for Derivatives Transactions | Management | For | For |
| 5 | Transact Other Business | Management | None | None |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 2330 SECURITY ID: 874039100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Operating Procedures for Derivatives Transactions | Management | For | For |
| 5 | Transact Other Business | Management | None | None |
| |
|---|
TARGACEPT, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: TRGT SECURITY ID: 87611R306
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Blixt | Management | For | For |
| 1.2 | Elect Director Alan W. Dunton | Management | For | For |
| 1.3 | Elect Director Ralph Snyderman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: JUN 14, 2010 |
TICKER: UPL SECURITY ID: 903914109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael D. Watford as Director | Management | For | For |
| 1.2 | Elect W. Charles Helton as Director | Management | For | For |
| 1.3 | Elect Robert E. Rigney as Director | Management | For | For |
| 1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
| 1.5 | Elect Roger A. Brown as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: UPS SECURITY ID: 911312106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Michael J. Burns | Management | For | For |
| 1.3 | Elect Director D. Scott Davis | Management | For | For |
| 1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.5 | Elect Director Michael L. Eskew | Management | For | For |
| 1.6 | Elect Director William R. Johnson | Management | For | For |
| 1.7 | Elect Director Ann M. Livermore | Management | For | Withhold |
| 1.8 | Elect Director Rudy Markham | Management | For | For |
| 1.9 | Elect Director John W. Thompson | Management | For | For |
| 1.10 | Elect Director Carol B. Tome | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Charles A. Sanders | Management | For | For |
| 1.3 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VOLKSWAGEN AG (VW)
MEETING DATE: APR 22, 2010 |
TICKER: VOW SECURITY ID: D94523103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WASTE MANAGEMENT, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: WM SECURITY ID: 94106L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
| 2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
| 3 | Elect Director Patrick W. Gross | Management | For | For |
| 4 | Elect Director John C. Pope | Management | For | For |
| 5 | Elect Director W. Robert Reum | Management | For | For |
| 6 | Elect Director Steven G. Rothmeier | Management | For | For |
| 7 | Elect Director David P. Steiner | Management | For | For |
| 8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Reduce Supermajority Vote Requirement | Management | For | For |
| 11 | Report on Political Contributions | Shareholder | Against | Abstain |
| 12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESTERN UNION COMPANY, THE
MEETING DATE: MAY 14, 2010 |
TICKER: WU SECURITY ID: 959802109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 2 | Elect Director Christina A. Gold | Management | For | For |
| 3 | Elect Director Betsy D. Holden | Management | For | For |
| 4 | Elect Director Wulf Von Schimmelmann | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACCO BRANDS CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ABD SECURITY ID: 00081T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.3 | Elect Director G. Thomas Hargrove | Management | For | For |
| 1.4 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.5 | Elect Director Robert J. Keller | Management | For | For |
| 1.6 | Elect Director Thomas Kroeger | Management | For | For |
| 1.7 | Elect Director Michael Norkus | Management | For | For |
| 1.8 | Elect Director Sheila Talton | Management | For | For |
| 1.9 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: AYI SECURITY ID: 00508Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Guynn | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AFFILIATED COMPUTER SERVICES, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: ACS SECURITY ID: 008190100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
AIRTRAN HOLDINGS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: AAI SECURITY ID: 00949P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director Alexis P. Michas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALCATEL LUCENT
MEETING DATE: JUN 1, 2010 |
TICKER: ALU SECURITY ID: 013904305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Reelect Philippe Camus as Director | Management | For | For |
| 5 | Reelect Ben Verwaayen as Director | Management | For | For |
| 6 | Reelect Daniel Bernard as Director | Management | For | For |
| 7 | Reelect Frank Blount as Director | Management | For | For |
| 8 | Reelect Stuart E. Eizenstat as Director | Management | For | For |
| 9 | Reeect Louis R. Hughes as Director | Management | For | For |
| 10 | Reelect Jean C. Monty as Director | Management | For | For |
| 11 | Reelect Olivier Piou as Director | Management | For | For |
| 12 | Elect Carla Cico as Director | Management | For | For |
| 13 | Subject to Approval of Item 12 Above, Approve Remuneration of Directors in the Aggregate Amount of EUR 990,000 | Management | For | For |
| 14 | Reappoint Jean-Pierre Desbois as Censor | Management | For | For |
| 15 | Appoint Bertrand Lapraye as Censor | Management | For | For |
| 16 | Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions | Management | For | For |
| 17 | Approve Transaction with Philippe Camus Re: Vesting of Free Shares in the Event of Termination of Corporate Mandate | Management | For | For |
| 18 | Approve Transaction with Ben Verwaayen Re: Vesting of Equity Based Plans in the Event of Termination of Corporate Mandate, and Pension Scheme | Management | For | For |
| 19 | Ratify Change of Registered Office to 3, Avenue Octave Greard, 75007 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
| 24 | Approve Issuance of Shares Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 24 | Management | For | For |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 27 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 22 to 26 at EUR 1.620 Million | Management | For | For |
| 28 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 29 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 30 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 31 | Approve Employee Stock Purchase Plan | Management | For | For |
| 32 | Amend Articles 13 and 14 of Bylaws Re: Length of Terms for Directors and Censors | Management | For | For |
| 33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALLEGHENY ENERGY, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: AYE SECURITY ID: 017361106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Furlong Baldwin | Management | For | For |
| 1.2 | Elect Director Eleanor Baum | Management | For | For |
| 1.3 | Elect Director Paul J. Evanson | Management | For | For |
| 1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.7 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.8 | Elect Director Steven H. Rice | Management | For | For |
| 1.9 | Elect Director Gunnar E. Sarsten | Management | For | For |
| 1.10 | Elect Director Michael H. Sutton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORP.
MEETING DATE: JUN 8, 2010 |
TICKER: ADS SECURITY ID: 018581108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.2 | Elect Director D. Keith Cobb | Management | For | For |
| 1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: JUL 31, 2009 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN SCIENCE AND ENGINEERING, INC.
MEETING DATE: SEP 10, 2009 |
TICKER: ASEI SECURITY ID: 029429107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony R. Fabiano | Management | For | For |
| 1.2 | Elect Director Denis R. Brown | Management | For | For |
| 1.3 | Elect Director John A. Gordon | Management | For | For |
| 1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
| 1.5 | Elect Director Ernest J. Moniz | Management | For | For |
| 1.6 | Elect Director Mark Thompson | Management | For | For |
| 1.7 | Elect Director Carl W. Vogt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: AMKR SECURITY ID: 031652100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Roger A. Carolin | Management | For | For |
| 1.3 | Elect Director Winston J. Churchill | Management | For | For |
| 1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.7 | Elect Director John F. Osborne | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AMR SECURITY ID: 001765106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| |
|---|
ARCH CHEMICALS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARJ SECURITY ID: 03937R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E.Cavanagh | Management | For | For |
| 1.2 | Elect Director Douglas J. Wetmore | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: ABG SECURITY ID: 043436104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.2 | Elect Director Philip F. Maritz | Management | For | For |
| 1.3 | Elect Director Jeffrey I. Wooley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 28, 2010 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Rohr | Management | For | For |
| 1.2 | Elect Director Theodore M. Solso | Management | For | For |
| 1.3 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
ATLAS PIPELINE PARTNERS, L.P.
MEETING DATE: JUN 15, 2010 |
TICKER: APL SECURITY ID: 049392103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: ADSK SECURITY ID: 052769106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carl Bass | Management | For | For |
| 2 | Elect Director Crawford W. Beveridge | Management | For | For |
| 3 | Elect Director J. Hallam Dawson | Management | For | For |
| 4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 5 | Elect Director Sean M. Maloney | Management | For | For |
| 6 | Elect Director Mary T. McDowell | Management | For | For |
| 7 | Elect Director Charles J. Robel | Management | For | For |
| 8 | Elect Director Steven M. West | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BADGER METER, INC.
MEETING DATE: APR 30, 2010 |
TICKER: BMI SECURITY ID: 056525108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald H. Dix | Management | For | For |
| 1.2 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.3 | Elect Director Gale E. Klappa | Management | For | For |
| 1.4 | Elect Director Richard A. Meeusen | Management | For | For |
| 1.5 | Elect Director Andrew J. Policano | Management | For | For |
| 1.6 | Elect Director Steven J. Smith | Management | For | For |
| 1.7 | Elect Director John J. Stollenwerk | Management | For | For |
| 1.8 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BALDOR ELECTRIC COMPANY
MEETING DATE: MAY 1, 2010 |
TICKER: BEZ SECURITY ID: 057741100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean A. Mauldin | Management | For | For |
| 1.2 | Elect Director R.L. Qualls | Management | For | For |
| 1.3 | Elect Director Barry K. Rogstad | Management | For | For |
| 1.4 | Elect Director Ronald E. Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BALLY TECHNOLOGIES, INC
MEETING DATE: DEC 2, 2009 |
TICKER: BYI SECURITY ID: 05874B107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Robbins | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BECKMAN COULTER, INC.
MEETING DATE: APR 22, 2010 |
TICKER: BEC SECURITY ID: 075811109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Funari | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director William N. Kelly, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BELDEN INC.
MEETING DATE: MAY 19, 2010 |
TICKER: BDC SECURITY ID: 077454106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Aldrich | Management | For | For |
| 1.2 | Elect Director Lorne D. Bain | Management | For | For |
| 1.3 | Elect Director Lance C. Balk | Management | For | For |
| 1.4 | Elect Director Judy L. Brown | Management | For | For |
| 1.5 | Elect Director Bryan C. Cressey | Management | For | For |
| 1.6 | Elect Director Glenn Kalnasy | Management | For | For |
| 1.7 | Elect Director Mary S. McLeod | Management | For | For |
| 1.8 | Elect Director John M. Monter | Management | For | For |
| 1.9 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.10 | Elect Director John S. Stroup | Management | For | For |
| |
|---|
BELL MICROPRODUCTS INC.
MEETING DATE: JUN 28, 2010 |
TICKER: BELM SECURITY ID: 078137106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BELL MICROPRODUCTS, INC.
MEETING DATE: AUG 19, 2009 |
TICKER: BELM SECURITY ID: 078137106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Donald Bell | Management | For | For |
| 2 | Elect Director Gordon A. Campbell | Management | For | For |
| 3 | Elect Director Eugene B. Chaiken | Management | For | For |
| 4 | Elect Director David M. Ernsberger | Management | For | For |
| 5 | Elect Director Edward L. Gelbach | Management | For | For |
| 6 | Elect Director Peter G. Hanelt | Management | For | For |
| 7 | Elect Director James E. Ousley | Management | For | For |
| 8 | Elect Director Mark L. Sanders | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BELO CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: BLC SECURITY ID: 080555105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judith L. Craven, M.D. | Management | For | For |
| 1.2 | Elect Director Dealey D. Herndon | Management | For | For |
| 1.3 | Elect Director Wayne R. Sanders | Management | For | For |
| 1.4 | Elect Director McHenry T. Tichenor, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: BHE SECURITY ID: 08160H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cary T. Fu | Management | For | For |
| 1.2 | Elect Director Michael R. Dawson | Management | For | For |
| 1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
| 1.4 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.5 | Elect Director Laura W. Lang | Management | For | For |
| 1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
| 1.7 | Elect Director Clay C. Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: BSX SECURITY ID: 101137107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Abele | Management | For | For |
| 1.2 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.4 | Elect Director Nelda J. Connors | Management | For | For |
| 1.5 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.6 | Elect Director Marye Anne Fox | Management | For | For |
| 1.7 | Elect Director Ray J. Groves | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.10 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.11 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.12 | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
BRINK'S COMPANY, THE
MEETING DATE: MAY 7, 2010 |
TICKER: BCO SECURITY ID: 109696104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director Murray D. Martin | Management | For | For |
| 1.3 | Elect Director Ronald L. Turner | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRINK'S HOME SECURITY HOLDINGS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: CFL SECURITY ID: 109699108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CVC SECURITY ID: 12686C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | Withhold |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CACI INTERNATIONAL, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: CACI SECURITY ID: 127190304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan R. Bannister | Management | For | For |
| 1.2 | Elect Director Paul M. Cofoni | Management | For | For |
| 1.3 | Elect Director Gordon R. England | Management | For | For |
| 1.4 | Elect Director James S. Gilmore III | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director Richard L. Leatherwood | Management | For | For |
| 1.7 | Elect Director J. Phillip London | Management | For | For |
| 1.8 | Elect Director James L. Pavitt | Management | For | For |
| 1.9 | Elect Director Warren R. Phillips | Management | For | For |
| 1.10 | Elect Director Charles P. Revoile | Management | For | For |
| 1.11 | Elect Director William S. Wallace | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CALLAWAY GOLF CO.
MEETING DATE: SEP 10, 2009 |
TICKER: ELY SECURITY ID: 131193104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| |
|---|
CALLAWAY GOLF COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: ELY SECURITY ID: 131193104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Fellows | Management | For | For |
| 1.2 | Elect Director Samuel H. Armacost | Management | For | Withhold |
| 1.3 | Elect Director Ronald S. Beard | Management | For | Withhold |
| 1.4 | Elect Director John C. Cushman, III | Management | For | Withhold |
| 1.5 | Elect Director Yotaro Kobayashi | Management | For | For |
| 1.6 | Elect Director John F. Lundgren | Management | For | For |
| 1.7 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.8 | Elect Director Richard L. Rosenfield | Management | For | Withhold |
| 1.9 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CPN SECURITY ID: 131347304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.8 | Elect Director William J. Patterson | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 14, 2010 |
TICKER: CSL SECURITY ID: 142339100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Robin S. Callahan | Management | For | For |
| 3 | Elect Director David A. Roberts | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARRIAGE SERVICES, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CSV SECURITY ID: 143905107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent D. Foster | Management | For | For |
| 1.2 | Elect Director L. William Heiligbrodt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENVEO, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CVO SECURITY ID: 15670S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Burton, Sr. | Management | For | For |
| 1.2 | Elect Director Gerald S. Armstrong | Management | For | For |
| 1.3 | Elect Director Leonard C. Green | Management | For | For |
| 1.4 | Elect Director Dr. Mark J. Griffin | Management | For | For |
| 1.5 | Elect Director Robert B. Obernier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: CERN SECURITY ID: 156782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
| 1.2 | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CHARMING SHOPPES, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: CHRS SECURITY ID: 161133103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnaud Ajdler | Management | For | For |
| 1.2 | Elect Director Michael C. Appel | Management | For | For |
| 1.3 | Elect Director Richard W. Bennet, III | Management | For | For |
| 1.4 | Elect Director James P. Fogarty | Management | For | For |
| 1.5 | Elect Director Michael Goldstein | Management | For | For |
| 1.6 | Elect Director Katherine M. Hudson | Management | For | For |
| 1.7 | Elect Director Bruce J. Klatsky | Management | For | For |
| 1.8 | Elect Director Alan Rosskamm | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CNK SECURITY ID: 17243V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
| 1.2 | Elect Director Lee Roy Mitchell | Management | For | For |
| 1.3 | Elect Director Raymond W. Syufy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CIT SECURITY ID: 125581801
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: John A. Thain | Management | For | For |
| 1.2 | Elect Director: Michael J. Embler | Management | For | For |
| 1.3 | Elect Director William M. Freeman | Management | For | For |
| 1.4 | Elect Director: Arthur B. Newman | Management | For | For |
| 1.5 | Elect Director: Daniel A. Ninivaggi | Management | For | For |
| 1.6 | Elect Director: R. Brad Oates | Management | For | For |
| 1.7 | Elect Director: Marianne Miller Parrs | Management | For | For |
| 1.8 | Elect Director: Gerald Rosenfeld | Management | For | For |
| 1.9 | Elect Director: John R. Ryan | Management | For | For |
| 1.10 | Elect Director: Seymour Sternberg | Management | For | For |
| 1.11 | Elect Director: Peter J. Tobin | Management | For | For |
| 1.12 | Elect Director: Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: CLH SECURITY ID: 184496107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. DeVillars | Management | For | For |
| 1.2 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.3 | Elect Director Andrea Robertson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CLIFFS NATURAL RESOURCES INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CLF SECURITY ID: 18683K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald C. Cambre | Management | For | For |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.3 | Elect Director Susan M. Cunningham | Management | For | For |
| 1.4 | Elect Director Barry J. Eldridge | Management | For | For |
| 1.5 | Elect Director Susan M. Green | Management | For | For |
| 1.6 | Elect Director Janice K. Henry | Management | For | For |
| 1.7 | Elect Director James F. Kirsch | Management | For | For |
| 1.8 | Elect Director Francis R. McAllister | Management | For | For |
| 1.9 | Elect Director Roger Phillips | Management | For | For |
| 1.10 | Elect Director Richard K. Riederer | Management | For | For |
| 1.11 | Elect Director Alan Schwartz | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COACH, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: COH SECURITY ID: 189754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMMSCOPE, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CTV SECURITY ID: 203372107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd L. George | Management | For | For |
| 1.2 | Elect Director George N. Hutton | Management | For | For |
| 1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CYH SECURITY ID: 203668108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Elect Director W. Larry Cash | Management | For | For |
| 3 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CMP SECURITY ID: 20451N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
| 1.2 | Elect Director Timothy R. Snider | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2010 |
TICKER: COP SECURITY ID: 20825C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Armitage | Management | For | For |
| 1.2 | Elect Director Richard H. Auchinleck | Management | For | For |
| 1.3 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.5 | Elect Director Ruth R. Harkin | Management | For | For |
| 1.6 | Elect Director Harold W. Mcgraw III | Management | For | For |
| 1.7 | Elect Director James J. Mulva | Management | For | For |
| 1.8 | Elect Director Robert A. Niblock | Management | For | For |
| 1.9 | Elect Director Harald J. Norvik | Management | For | For |
| 1.10 | Elect Director William K. Reilly | Management | For | For |
| 1.11 | Elect Director Bobby S. Shackouls | Management | For | For |
| 1.12 | Elect Director Victoria J. Tschinkel | Management | For | For |
| 1.13 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.14 | Elect Director William E. Wade, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Board Risk Management Oversight | Shareholder | Against | Against |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 5 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 8 | Adopt Goals to Reduce Emission of TRI Chemicals | Shareholder | Against | Abstain |
| 9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CONSOL ENERGY INC.
MEETING DATE: MAY 4, 2010 |
TICKER: CNX SECURITY ID: 20854P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Whitmire | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
| 1.4 | Elect Director Philip W. Baxter | Management | For | For |
| 1.5 | Elect Director William E. Davis | Management | For | For |
| 1.6 | Elect Director Raj K. Gupta | Management | For | For |
| 1.7 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Mills | Management | For | For |
| 1.10 | Elect Director William P. Powell | Management | For | For |
| 1.11 | Elect Director Joseph T. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORN PRODUCTS INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: CPO SECURITY ID: 219023108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ilene S. Gordon | Management | For | Withhold |
| 1.2 | Elect Director Karen L. Hendricks | Management | For | Withhold |
| 1.3 | Elect Director Barbara A. Klein | Management | For | Withhold |
| 1.4 | Elect Director Dwayne A. Wilson | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: CCI SECURITY ID: 228227104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward C. Hutcheson, Jr | Management | For | For |
| 1.2 | Elect Director J. Landis Martin | Management | For | For |
| 1.3 | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 14, 2010 |
TICKER: CY SECURITY ID: 232806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel Mccranie | Management | For | For |
| 1.7 | Elect Director Evert Van De Ven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DAIMLER AG
MEETING DATE: APR 14, 2010 |
TICKER: DAI SECURITY ID: D1668R123
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Remuneration System for Management Board Members | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 10 | Amend Articles Re: Board-Related | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| |
|---|
DARLING INTERNATIONAL INC.
MEETING DATE: MAY 11, 2010 |
TICKER: DAR SECURITY ID: 237266101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall C. Stuewe | Management | For | For |
| 2 | Elect Director O. Thomas Albrecht | Management | For | For |
| 3 | Elect Director C. Dean Carlson | Management | For | For |
| 4 | Elect Director Marlyn Jorgensen | Management | For | For |
| 5 | Elect Director John D. March | Management | For | For |
| 6 | Elect Director Charles Macaluso | Management | For | For |
| 7 | Elect Director Michael Urbut | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DAVITA INC.
MEETING DATE: JUN 7, 2010 |
TICKER: DVA SECURITY ID: 23918K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela M. Arway | Management | For | For |
| 2 | Elect Director Charles G. Berg | Management | For | For |
| 3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 4 | Elect Director Paul J. Diaz | Management | For | For |
| 5 | Elect Director Peter T. Grauer | Management | For | For |
| 6 | Elect Director John M. Nehra | Management | For | For |
| 7 | Elect Director William L. Roper | Management | For | For |
| 8 | Elect Director Kent J. Thiry | Management | For | For |
| 9 | Elect Director Roger J. Valine | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DDI CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: DDIC SECURITY ID: 233162502
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Amman | Management | For | For |
| 1.2 | Elect Director Jay B. Hunt | Management | For | For |
| 1.3 | Elect Director Andrew E. Lietz | Management | For | For |
| 1.4 | Elect Director Bryant R. Riley | Management | For | For |
| 1.5 | Elect Director Steven C. Schlepp | Management | For | For |
| 1.6 | Elect Director Carl R. Vertuca Jr. | Management | For | For |
| 1.7 | Elect Director Mikel H. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEALERTRACK HOLDINGS, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TRAK SECURITY ID: 242309102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann B. Lane | Management | For | For |
| 1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
| 1.3 | Elect Director Barry Zwarenstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Gregg L. Engles | Management | For | For |
| 1.3 | Elect Director Jim L. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: DECK SECURITY ID: 243537107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director Rex A. Licklider | Management | For | For |
| 1.3 | Elect Director John M. Gibbons | Management | For | For |
| 1.4 | Elect Director John G. Perenchio | Management | For | For |
| 1.5 | Elect Director Maureen Conners | Management | For | For |
| 1.6 | Elect Director Tore Steen | Management | For | For |
| 1.7 | Elect Director Ruth M. Owades | Management | For | For |
| 1.8 | Elect Director Karyn O. Barsa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DELUXE CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: DLX SECURITY ID: 248019101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.4 | Elect Director Don J. McGrath | Management | For | For |
| 1.5 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.6 | Elect Director Neil J. Metviner | Management | For | For |
| 1.7 | Elect Director Stephen P. Nachtsheim | Management | For | For |
| 1.8 | Elect Director Mary Ann O'Dwyer | Management | For | For |
| 1.9 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.10 | Elect Director Lee J. Schram | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DOMINO'S PIZZA, INC.
MEETING DATE: APR 28, 2010 |
TICKER: DPZ SECURITY ID: 25754A201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.2 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.3 | Elect Director James A. Goldman | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DOMTAR CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: UFS SECURITY ID: 257559203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jack C. Bingleman | Management | For | For |
| 2 | Elect Director Louis P. Gignac | Management | For | For |
| 3 | Elect Director Brian M. Levitt | Management | For | For |
| 4 | Elect Director Harold H. MacKay | Management | For | For |
| 5 | Elect Director W. Henson Moore | Management | For | For |
| 6 | Elect Director Michael R. Onustock | Management | For | For |
| 7 | Elect Director Robert J. Steacy | Management | For | For |
| 8 | Elect Director William C. Stivers | Management | For | For |
| 9 | Elect Director Pamela B. Strobel | Management | For | For |
| 10 | Elect Director Richard Tan | Management | For | Against |
| 11 | Elect Director Denis Turcotte | Management | For | For |
| 12 | Elect Director John D. Williams | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
EL PASO CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: EP SECURITY ID: 28336L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Juan Carlos Braniff | Management | For | For |
| 2 | Elect Director David W. Crane | Management | For | For |
| 3 | Elect Director Douglas L. Foshee | Management | For | For |
| 4 | Elect Director Robert W. Goldman | Management | For | For |
| 5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 6 | Elect Director Thomas R. Hix | Management | For | For |
| 7 | Elect Director Ferrell P. McClean | Management | For | For |
| 8 | Elect Director Timothy J. Probert | Management | For | For |
| 9 | Elect Director Steven J. Shapiro | Management | For | For |
| 10 | Elect Director J. Michael Talbert | Management | For | For |
| 11 | Elect Director Robert F. Vagt | Management | For | For |
| 12 | Elect Director John L. Whitmire | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: EMC SECURITY ID: 268648102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
ENERSYS
MEETING DATE: JUL 23, 2009 |
TICKER: ENS SECURITY ID: 29275Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hwan-yoon F. Chung | Management | For | For |
| 1.2 | Elect Director Arthur T. Katsaros | Management | For | For |
| 1.3 | Elect Director Gen. Robert Magnus | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
EXTERRAN HOLDINGS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: EXH SECURITY ID: 30225X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet F. Clark | Management | For | For |
| 1.2 | Elect Director Ernie L. Danner | Management | For | For |
| 1.3 | Elect Director Uriel E. Dutton | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
| 1.6 | Elect Director John E. Jackson | Management | For | For |
| 1.7 | Elect Director Mark A. McCollum | Management | For | For |
| 1.8 | Elect Director William C. Pate | Management | For | For |
| 1.9 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.10 | Elect Director Christopher T. Seaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FCS SECURITY ID: 303726103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Anthony Lear | Management | For | For |
| 1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
| 1.6 | Elect Director Bryan R. Roub | Management | For | For |
| 1.7 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.8 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: FOE SECURITY ID: 315405100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: FNFG SECURITY ID: 33582V108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara S. Jeremiah | Management | For | For |
| 1.2 | Elect Director John R. Koelmel | Management | For | For |
| 1.3 | Elect Director George M. Philip | Management | For | For |
| 1.4 | Elect Director Louise Woerner | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 13, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST OIL CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: FST SECURITY ID: 346091705
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Loren K. Carroll | Management | For | For |
| 1.2 | Elect Director Patrick R. McDonald | Management | For | For |
| 1.3 | Elect Director Raymond. I. Wilcox | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FORESTAR GROUP INC.
MEETING DATE: MAY 11, 2010 |
TICKER: FOR SECURITY ID: 346233109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.2 | Elect Director James M. DeCosmo | Management | For | For |
| 1.3 | Elect Director James A. Johnson | Management | For | For |
| 1.4 | Elect Director Richard M. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FRONTIER OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: FTO SECURITY ID: 35914P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director James H. Lee | Management | For | For |
| 1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.5 | Elect Director Franklin Myers | Management | For | For |
| 1.6 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: GME SECURITY ID: 36467W109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Richard Fontaine | Management | For | Withhold |
| 1.2 | Elect Director Jerome L. Davis | Management | For | Withhold |
| 1.3 | Elect Director Steven R. Koonin | Management | For | Withhold |
| 1.4 | Elect Director Stephanie M. Shern | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GAP, INC., THE
MEETING DATE: MAY 18, 2010 |
TICKER: GPS SECURITY ID: 364760108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian D.P. Bellamy | Management | For | For |
| 1.2 | Elect Director Domenico De Sole | Management | For | For |
| 1.3 | Elect Director Robert J. Fisher | Management | For | For |
| 1.4 | Elect Director William S. Fisher | Management | For | For |
| 1.5 | Elect Director Bob L. Martin | Management | For | For |
| 1.6 | Elect Director Jorge P. Montoya | Management | For | For |
| 1.7 | Elect Director Glenn K. Murphy | Management | For | For |
| 1.8 | Elect Director James M. Schneider | Management | For | For |
| 1.9 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
GENCO SHIPPING & TRADING LTD
MEETING DATE: MAY 13, 2010 |
TICKER: GNK SECURITY ID: Y2685T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Nathaniel C. A. Kramer as Director | Management | For | For |
| 1.2 | Elect Mark F. Polzin as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GENERAL CABLE CORP.
MEETING DATE: MAY 13, 2010 |
TICKER: BGC SECURITY ID: 369300108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Provide Directors Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director William M. Castell | Management | For | For |
| 4 | Elect Director Ann M. Fudge | Management | For | For |
| 5 | Elect Director Susan Hockfield | Management | For | For |
| 6 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 7 | Elect Director Andrea Jung | Management | For | For |
| 8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
| 9 | Elect Director Robert W. Lane | Management | For | For |
| 10 | Elect Director Ralph S. Larsen | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director Sam Nunn | Management | For | For |
| 14 | Elect Director Roger S. Penske | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Report on Pay Disparity | Shareholder | Against | Against |
| 22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
| 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GEORGIA GULF CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: GGC SECURITY ID: 373200302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Noetzel | Management | For | For |
| 1.2 | Elect Director Stephen E. Macadam | Management | For | For |
| 1.3 | Elect Director David N. Weinstein | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GLOBAL CASH ACCESS HOLDINGS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: GCA SECURITY ID: 378967103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoff Judge | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GRAY TELEVISION, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: GTN SECURITY ID: 389375106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Boger | Management | For | For |
| 1.2 | Elect Director Ray M. Deaver | Management | For | For |
| 1.3 | Elect Director T.L. (Gene) Elder | Management | For | For |
| 1.4 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
| 1.5 | Elect Director William E. Mayher, III | Management | For | For |
| 1.6 | Elect Director Zell B. Miller | Management | For | For |
| 1.7 | Elect Director Howell W. Newton | Management | For | For |
| 1.8 | Elect Director Hugh E. Norton | Management | For | For |
| 1.9 | Elect Director Robert S. Prather, Jr. | Management | For | For |
| 1.10 | Elect Director Harriett J. Robinson | Management | For | For |
| 1.11 | Elect Director J. Mack Robinson | Management | For | For |
| |
|---|
GREAT LAKES DREDGE & DOCK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: GLDD SECURITY ID: 390607109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jonathan W. Berger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GREAT PLAINS ENERGY INCORPORATED
MEETING DATE: MAY 4, 2010 |
TICKER: GXP SECURITY ID: 391164100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Bodde | Management | For | For |
| 1.2 | Elect Director Michael J. Chesser | Management | For | For |
| 1.3 | Elect Director William H. Downey | Management | For | For |
| 1.4 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
| 1.5 | Elect Director Gary D. Forsee | Management | For | For |
| 1.6 | Elect Director James A. Mitchell | Management | For | For |
| 1.7 | Elect Director William C. Nelson | Management | For | For |
| 1.8 | Elect Director John J. Sherman | Management | For | For |
| 1.9 | Elect Director Linda H. Talbott | Management | For | For |
| 1.10 | Elect Director Robert H. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
H&E EQUIPMENT SERVICES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: HEES SECURITY ID: 404030108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary W. Bagley | Management | For | For |
| 1.2 | Elect Director John M. Engquist | Management | For | For |
| 1.3 | Elect Director Keith E. Alessi | Management | For | For |
| 1.4 | Elect Director Paul N. Arnold | Management | For | For |
| 1.5 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.6 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.7 | Elect Director John T. Sawyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
H.B. FULLER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: FUL SECURITY ID: 359694106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director John C. Van Roden, Jr. | Management | For | For |
| 1.2 | Director Michele Volpi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 27, 2010 |
TICKER: HBI SECURITY ID: 410345102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee A. Chaden | Management | For | For |
| 1.2 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.3 | Elect Director James C. Johnson | Management | For | For |
| 1.4 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERCULES OFFSHORE, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: HERO SECURITY ID: 427093109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Suzanne V. Baer | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas M. Hamilton | Management | For | For |
| 1.4 | Elect Director Thomas J. Madonna | Management | For | For |
| 1.5 | Elect Director Thierry Pilenko | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HOSPIRA, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: HSP SECURITY ID: 441060100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Connie R. Curran | Management | For | For |
| 2 | Elect Director Heino von Prondzynski | Management | For | For |
| 3 | Elect Director Mark F. Wheeler | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: HST SECURITY ID: 44107P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roberts M. Baylis | Management | For | For |
| 1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 3 | Elect Director Terence C. Golden | Management | For | For |
| 4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 5 | Elect Director Richard E. Marriott | Management | For | For |
| 6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
HOUSTON WIRE & CABLE COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: HWCC SECURITY ID: 44244K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Campbell | Management | For | For |
| 1.2 | Elect Director I. Stewart Farwell | Management | For | For |
| 1.3 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.4 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.5 | Elect Director William H. Sheffield | Management | For | For |
| 1.6 | Elect Director Charles A. Sorrentino | Management | For | For |
| 1.7 | Elect Director Scott L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL COAL GROUP, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ICO SECURITY ID: 45928H106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia B. Bezik | Management | For | Withhold |
| 1.2 | Elect Director William J. Catacosinos | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: AUG 3, 2009 |
TICKER: JASO SECURITY ID: 466090107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
KELLOGG COMPANY
MEETING DATE: APR 23, 2010 |
TICKER: K SECURITY ID: 487836108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Carson | Management | For | For |
| 1.2 | Elect Director Gordon Gund | Management | For | For |
| 1.3 | Elect Director Dorothy Johnson | Management | For | For |
| 1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 20, 2010 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
| 1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
| 1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
| 1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| |
|---|
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 12, 2010 |
TICKER: LH SECURITY ID: 50540R409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David P. King | Management | For | For |
| 2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 3 | Elect Director Jean-Luc Belingard | Management | For | For |
| 4 | Elect Director Wendy E. Lane | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 7 | Elect Director Arthur H. Rubenstein | Management | For | For |
| 8 | Elect Director M. Keith Weikel | Management | For | For |
| 9 | Elect Director R. Sanders Williams | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP
MEETING DATE: JUN 3, 2010 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Irving Bolotin | Management | For | For |
| 1.2 | Director Steven L. Gerard | Management | For | For |
| 1.3 | Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Director R. Kirk Landon | Management | For | For |
| 1.5 | Director Sidney Lapidus | Management | For | For |
| 1.6 | Director Stuart A. Miller | Management | For | For |
| 1.7 | Director Donna E. Shalala | Management | For | For |
| 1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LVLT SECURITY ID: 52729N100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.2 | Elect Director James Q. Crowe | Management | For | For |
| 1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
| 1.4 | Elect Director Douglas C. Eby | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Richard R. Jaros | Management | For | For |
| 1.7 | Elect Director Robert E. Julian | Management | For | For |
| 1.8 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.9 | Elect Director Rahul N. Merchant | Management | For | For |
| 1.10 | Elect Director Charles C. Miller, III | Management | For | For |
| 1.11 | Elect Director Arun Netravali | Management | For | For |
| 1.12 | Elect Director John T. Reed | Management | For | For |
| 1.13 | Elect Director Michael B. Yanney | Management | For | For |
| 1.14 | Elect Director Albert C. Yates | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: JUL 15, 2009 |
TICKER: LXRX SECURITY ID: 528872104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: LXRX SECURITY ID: 528872104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Debbane | Management | For | For |
| 1.2 | Elect Director Robert J. Lefkowitz, M.D. | Management | For | For |
| 1.3 | Elect Director Alan S. Nies, M.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY GLOBAL, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: LBTYA SECURITY ID: 530555101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miranda Curtis | Management | For | For |
| 1.2 | Elect Director John W. Dick | Management | For | For |
| 1.3 | Elect Director J.C. Sparkman | Management | For | For |
| 1.4 | Elect Director J. David Wargo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINDSAY CORP.
MEETING DATE: JAN 25, 2010 |
TICKER: LNN SECURITY ID: 535555106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard G. Buffett | Management | For | For |
| 1.2 | Elect Director William F. Welsh II | Management | For | For |
| 1.3 | Elect Director Michael C. Nahl | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LODGENET INTERACTIVE CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: LNET SECURITY ID: 540211109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Scott Kirby | Management | For | For |
| 1.2 | Elect Director Scott C. Petersen | Management | For | For |
| 1.3 | Elect Director Scott H. Shlecter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MARINER ENERGY, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ME SECURITY ID: 56845T305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Crain, Jr. | Management | For | For |
| 1.2 | Elect Director John F. Greene | Management | For | For |
| 1.3 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Dan R. Moore | Management | For | For |
| 1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
| 4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
MERIX CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: MERX SECURITY ID: 590049102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. McCormick | Management | For | For |
| 1.2 | Elect Director Michael D. Burger | Management | For | For |
| 1.3 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.4 | Elect Director Donald D. Jobe | Management | For | For |
| 1.5 | Elect Director George H. Kerckhove | Management | For | For |
| 1.6 | Elect Director Dr. William W. Lattin | Management | For | For |
| 1.7 | Elect Director Francis Yuen Kin Pheng | Management | For | For |
| 1.8 | Elect Director Robert C. Strandberg | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MERIX CORP.
MEETING DATE: FEB 8, 2010 |
TICKER: MERX SECURITY ID: 590049102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MIDDLEBY CORPORATION, THE
MEETING DATE: MAY 4, 2010 |
TICKER: MIDD SECURITY ID: 596278101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Selim A. Bassoul | Management | For | For |
| 2 | Elect Director Robert B. Lamb | Management | For | For |
| 3 | Elect Director Ryan Levenson | Management | For | Against |
| 4 | Elect Director John R. Miller, III | Management | For | Against |
| 5 | Elect Director Gordon O'Brien | Management | For | Against |
| 6 | Elect Director Philip G. Putnam | Management | For | For |
| 7 | Elect Director Sabin C. Streeter | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOTOROLA, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MOT SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director David W. Dorman | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | Against |
| 4 | Elect Director Sanjay K. Jha | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | Against |
| 8 | Elect Director James R. Stengel | Management | For | Against |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Douglas A. Warner III | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
MUELLER WATER PRODUCTS, INC.,
MEETING DATE: JAN 28, 2010 |
TICKER: MWA SECURITY ID: 624758108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald N. Boyce | Management | For | Withhold |
| 1.2 | Elect Director Howard L. Clark, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Gregory E. Hyland | Management | For | Withhold |
| 1.4 | Elect Director Jerry W. Kolb | Management | For | Withhold |
| 1.5 | Elect Director Joseph B. Leonard | Management | For | Withhold |
| 1.6 | Elect Director Mark J. O'Brien | Management | For | Withhold |
| 1.7 | Elect Director Bernard G. Rethore | Management | For | Withhold |
| 1.8 | Elect Director Neil A. Springer | Management | For | Withhold |
| 1.9 | Elect Director Lydia W. Thomas | Management | For | Withhold |
| 1.10 | Elect Director Michael T. Tokarz | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NALCO HOLDING COMPANY
MEETING DATE: APR 30, 2010 |
TICKER: NLC SECURITY ID: 62985Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl M. Casale | Management | For | For |
| 1.2 | Elect Director Rodney F. Chase | Management | For | For |
| 1.3 | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NAVIOS MARITIME HOLDINGS INC
MEETING DATE: DEC 15, 2009 |
TICKER: NM SECURITY ID: Y62196103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Rex Harringtone as Director | Management | For | For |
| 1b | Elect Allan Shaw Director | Management | For | For |
| 1c | Elect John Stratakis as Director | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NEENAH PAPER, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: NP SECURITY ID: 640079109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sean T. Erwin | Management | For | For |
| 1.2 | Elect Director Edward Grzedzinski | Management | For | For |
| 1.3 | Elect Director John F. McGovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETEASE COM INC
MEETING DATE: SEP 4, 2009 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: William Ding | Management | For | Against |
| 2 | Re-election Of Director: Alice Cheng | Management | For | For |
| 3 | Re-election Of Director: Denny Lee | Management | For | Against |
| 4 | Re-election Of Director: Joseph Tong | Management | For | For |
| 5 | Re-election Of Director: Lun Feng | Management | For | Against |
| 6 | Re-election Of Director: Michael Leung | Management | For | For |
| 7 | Re-election Of Director: Michael Tong | Management | For | Against |
| 8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NEXEN INC.
MEETING DATE: APR 27, 2010 |
TICKER: NXY SECURITY ID: 65334H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect W.B. Berry as Director | Management | For | For |
| 1.2 | Elect R.G. Bertram as Director | Management | For | For |
| 1.3 | Elect D.G. Flanagan as Director | Management | For | For |
| 1.4 | Elect S.B. Jackson as Director | Management | For | For |
| 1.5 | Elect K.J. Jenkins as Director | Management | For | For |
| 1.6 | Elect A.A. McLellan as Director | Management | For | For |
| 1.7 | Elect E.P. Newell as Director | Management | For | For |
| 1.8 | Elect T.C. O?Neill as Director | Management | For | For |
| 1.9 | Elect M.F. Romanow as Director | Management | For | For |
| 1.10 | Elect F.M. Saville as Director | Management | For | For |
| 1.11 | Elect J.M. Willson as Director | Management | For | For |
| 1.12 | Elect V.J. Zaleschuk as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NEXSTAR BROADCASTING GROUP, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: NXST SECURITY ID: 65336K103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Perry A. Sook | Management | For | For |
| 1.2 | Elect Director Erik Brooks | Management | For | For |
| 1.3 | Elect Director Jay M. Grossman | Management | For | For |
| 1.4 | Elect Director Brent Stone | Management | For | Withhold |
| 1.5 | Elect Director Tomer Yosef-Or | Management | For | For |
| 1.6 | Elect Director Royce Yudkoff | Management | For | For |
| 1.7 | Elect Director Geoff Armstrong | Management | For | For |
| 1.8 | Elect Director Michael Donovan | Management | For | Withhold |
| 1.9 | Elect Director I. Martin Pompadur | Management | For | For |
| 1.10 | Elect Director Lisbeth McNabb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
OCEANFREIGHT INC.
MEETING DATE: JUL 13, 2009 |
TICKER: OCNF SECURITY ID: Y64202107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Antonis Kandylidis | Management | For | For |
| 1b | Elect Panagiotis A. Korakas | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Ratify Ernst & Young (Hellas), Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
OCEANFREIGHT INC.
MEETING DATE: JUN 10, 2010 |
TICKER: OCNF SECURITY ID: Y64202107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Konstandinos Kandylidis as Director | Management | For | For |
| 1b | Elect George Biniaris as Director | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Amend Quorum Requirements | Management | For | For |
| 4 | Ratify Ernst & Young (Hellas), Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: OIS SECURITY ID: 678026105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin A. Lambert | Management | For | For |
| 1.2 | Elect Director Mark G. Papa | Management | For | For |
| 1.3 | Elect Director Stephen A. Wells | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ONNN SECURITY ID: 682189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: OKE SECURITY ID: 682680103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Day | Management | For | For |
| 2 | Elect Director Julie H. Edwards | Management | For | For |
| 3 | Elect Director William L. Ford | Management | For | For |
| 4 | Elect Director John W. Gibson | Management | For | For |
| 5 | Elect Director David L. Kyle | Management | For | For |
| 6 | Elect Director Bert H. Mackie | Management | For | For |
| 7 | Elect Director Jim W. Mogg | Management | For | For |
| 8 | Elect Director Pattye L. Moore | Management | For | For |
| 9 | Elect Director Gary D. Parker | Management | For | For |
| 10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 11 | Elect Director Gerald B. Smith | Management | For | For |
| 12 | Elect Director David J. Tippeconnic | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
ORMET CORP.
MEETING DATE: NOV 6, 2009 |
TICKER: ORMT SECURITY ID: 686701103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Burakow | Management | For | For |
| 1.2 | Elect Director Benjamin Duster | Management | For | For |
| 1.3 | Elect Director Jeffrey Marshall | Management | For | For |
| 1.4 | Elect Director Robert Prusak | Management | For | For |
| 1.5 | Elect Director David Robertson | Management | For | For |
| 1.6 | Elect Director Michael F. Tanchuk | Management | For | For |
| |
|---|
OVERSEAS SHIPHOLDING GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: OSG SECURITY ID: 690368105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morten Arntzen | Management | For | For |
| 1.2 | Elect Director Oudi Recanati | Management | For | For |
| 1.3 | Elect Director G. Allen Andreas, III | Management | For | For |
| 1.4 | Elect Director Alan R. Batkin | Management | For | For |
| 1.5 | Elect Director Thomas B. Coleman | Management | For | For |
| 1.6 | Elect Director Charles A. Fribourg | Management | For | For |
| 1.7 | Elect Director Stanley Komaroff | Management | For | For |
| 1.8 | Elect Director Solomon N. Merkin | Management | For | For |
| 1.9 | Elect Director Joel I. Picket | Management | For | For |
| 1.10 | Elect Director Ariel Recanati | Management | For | For |
| 1.11 | Elect Director Thomas F. Robards | Management | For | For |
| 1.12 | Elect Director Jean-Paul Vettier | Management | For | For |
| 1.13 | Elect Director Michael J. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PACKAGING CORPORATION OF AMERICA
MEETING DATE: MAY 11, 2010 |
TICKER: PKG SECURITY ID: 695156109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Henry F. Frigon | Management | For | For |
| 1.3 | Elect Director Hasan Jameel | Management | For | For |
| 1.4 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.5 | Elect Director Roger B. Porter | Management | For | For |
| 1.6 | Elect Director Paul T. Stecko | Management | For | For |
| 1.7 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
PAETEC HOLDING CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: PAET SECURITY ID: 695459107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shelley Diamond | Management | For | For |
| 1.2 | Elect Director H. Russell Frisby | Management | For | For |
| 1.3 | Elect Director Michael C. Mac Donald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PALADIN ENERGY LTD
MEETING DATE: NOV 25, 2009 |
TICKER: PDN SECURITY ID: AU000000PDN8
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 2 | Elect Donald Myron Shumka as a Director | Management | For | For |
| 3 | Approve the Paladin Energy Ltd Employee Performance Share Rights Plan | Management | For | Against |
| 4 | Approve the Paladin Energy Ltd Contractor Performance Share Rights Plan | Management | For | Against |
| 5 | Approve the Grant of Up to 1 Million Performance Rights to John Borshoff, Managing Director and CEO, Pursuant to the Paladin Energy Ltd Employee Performance Share Rights Plan | Management | For | For |
| 6 | Ratify the Past Issuance of 93.45 Million Shares at an Issue Price of A$4.60 Each to Institutional and Sophisticated Investors Made on Sept. 15, 2009 | Management | For | For |
| 7 | Renew the Company's Proportional Takeover Approval Provisions | Management | For | For |
| |
|---|
PARK-OHIO HOLDINGS CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: PKOH SECURITY ID: 700666100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick V. Auletta | Management | For | For |
| 1.2 | Elect Director Edward F. Crawford | Management | For | For |
| 1.3 | Elect Director James W. Wert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PARKER DRILLING COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: PKD SECURITY ID: 701081101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Direcctor Robert E. Mckee III | Management | For | For |
| 1.2 | Elect Direcctor George J. Donnelly | Management | For | For |
| 1.3 | Elect Direcctor Gary R. King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: PENN SECURITY ID: 707569109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Robert P. Levy | Management | For | Withhold |
| 1.3 | Elect Director Barbara Z. Shattuck | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PEP BOYS - MANNY, MOE AND JACK, THE
MEETING DATE: JUN 17, 2010 |
TICKER: PBY SECURITY ID: 713278109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jane Scaccetti | Management | For | For |
| 2 | Elect Director John T. Sweetwood | Management | For | For |
| 3 | Elect Director M. Shan Atkins | Management | For | For |
| 4 | Elect Director Robert H. Hotz | Management | For | For |
| 5 | Elect Director James A. Mitarotonda | Management | For | For |
| 6 | Elect Director Nick White | Management | For | For |
| 7 | Elect Director James A. Williams | Management | For | For |
| 8 | Elect Director Irvin D. Reid | Management | For | For |
| 9 | Elect Director Michael R. Odell | Management | For | For |
| 10 | Elect Director Max L. Lukens | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PHOSPHATE HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: PHOS SECURITY ID: 71922F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Jones | Management | For | For |
| 1.2 | Elect Director Ronald M. Bringewatt | Management | For | For |
| 1.3 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.4 | Elect Director Andrew J. Redleaf | Management | For | For |
| 1.5 | Elect Director C. Trent Lott, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLYPORE INTERNATIONAL, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: PPO SECURITY ID: 73179V103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Barr | Management | For | For |
| 1.2 | Elect Director Charles L. Cooney | Management | For | For |
| 1.3 | Elect Director Robert B. Toth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: RRD SECURITY ID: 257867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 2 | Elect Director Stephen M. Wolf | Management | For | For |
| 3 | Elect Director Lee A. Chaden | Management | For | For |
| 4 | Elect Director Judith H. Hamilton | Management | For | For |
| 5 | Elect Director Susan M. Ivey | Management | For | For |
| 6 | Elect Director Thomas S. Johnson | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Michael T. Riordan | Management | For | For |
| 9 | Elect Director Oliver R. Sockwell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Adopt Sustainable Paper Purchasing | Shareholder | Against | Abstain |
| 12 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 13 | Other Business | Management | For | Against |
| |
|---|
REGAL ENTERTAINMENT GROUP
MEETING DATE: MAY 5, 2010 |
TICKER: RGC SECURITY ID: 758766109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1.2 | Elect Director David H. Keyte | Management | For | For |
| 1.3 | Elect Director Amy E. Miles | Management | For | For |
| 1.4 | Elect Director Lee M. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REHABCARE GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: RHB SECURITY ID: 759148109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colleen Conway-Welch, Ph.D. | Management | For | For |
| 1.2 | Elect Director Christopher T. Hjelm | Management | For | For |
| 1.3 | Elect Director Anthony S. Piszel | Management | For | For |
| 1.4 | Elect Director Suzan L. Rayner, M.D. | Management | For | For |
| 1.5 | Elect Director Harry E. Rich | Management | For | For |
| 1.6 | Elect Director John H. Short, Ph.D. | Management | For | For |
| 1.7 | Elect Director Larry Warren | Management | For | For |
| 1.8 | Elect Director Theodore M. Wight | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 19, 2010 |
TICKER: RS SECURITY ID: 759509102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Hannah | Management | For | For |
| 1.2 | Elect Director Mark V. Kaminski | Management | For | For |
| 1.3 | Elect Director Gregg J. Mollins | Management | For | For |
| 1.4 | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 2 | Declassify the Board of Directors | Shareholder | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REVLON, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: REV SECURITY ID: 761525609
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Paul J. Bohan | Management | For | For |
| 1.4 | Elect Director Alan T. Ennis | Management | For | For |
| 1.5 | Elect Director Meyer Feldberg | Management | For | For |
| 1.6 | Elect Director David L. Kennedy | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Tamara Mellon | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Richard J. Santagati | Management | For | For |
| 1.11 | Elect Director Kathi P. Seifert | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REVLON, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: REV SECURITY ID: 761525708
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Paul J. Bohan | Management | For | For |
| 1.4 | Elect Director Alan T. Ennis | Management | For | For |
| 1.5 | Elect Director Meyer Feldberg | Management | For | For |
| 1.6 | Elect Director David L. Kennedy | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Tamara Mellon | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Richard J. Santagati | Management | For | For |
| 1.11 | Elect Director Kathi P. Seifert | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RITE AID CORPORATION
MEETING DATE: JUN 23, 2010 |
TICKER: RAD SECURITY ID: 767754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | Against |
| 2 | Elect Director Andre Belzile | Management | For | Against |
| 3 | Elect Director Michel Coutu | Management | For | Against |
| 4 | Elect Director James L. Donald | Management | For | Against |
| 5 | Elect Director David R. Jessick | Management | For | Against |
| 6 | Elect Director Mary F. Sammons | Management | For | Against |
| 7 | Elect Director Philip G. Satre | Management | For | Against |
| 8 | Elect Director John T. Standley | Management | For | Against |
| 9 | Elect Director Marcy Syms | Management | For | Against |
| 10 | Approve Stock Option Exchange | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 29, 2010 |
TICKER: RKT SECURITY ID: 772739207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Anderson | Management | For | For |
| 1.2 | Elect Director Robert B. Currey | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director John W. Spiegel | Management | For | For |
| 1.5 | Elect Director J. Powell Brown | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROWAN COMPANIES, INC.
MEETING DATE: APR 29, 2010 |
TICKER: RDC SECURITY ID: 779382100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William T. Fox III | Management | For | For |
| 2 | Elect Director Sir Graham Hearne | Management | For | For |
| 3 | Elect Director H. E. Lentz | Management | For | For |
| 4 | Elect Director P. Dexter Peacock | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
RURAL/METRO CORP.
MEETING DATE: DEC 10, 2009 |
TICKER: RURL SECURITY ID: 781748108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene I. Davis | Management | For | For |
| 1.2 | Elect Director Henry G. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 1.4 | Elect Director Richard J. Schnall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEAHAWK DRILLING, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: HAWK SECURITY ID: 81201R107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall D. Stilley | Management | For | Withhold |
| 1.2 | Elect Director Stephen A. Snider | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SEALED AIR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: SEE SECURITY ID: 81211K100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hank Brown | Management | For | For |
| 2 | Elect Director Michael Chu | Management | For | For |
| 3 | Elect Director Lawrence R. Codey | Management | For | For |
| 4 | Elect Director Patrick Duff | Management | For | For |
| 5 | Elect Director T. J. Dermot Dunphy | Management | For | For |
| 6 | Elect Director Charles F. Farrell, Jr. | Management | For | For |
| 7 | Elect Director William V. Hickey | Management | For | For |
| 8 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 9 | Elect Director Kenneth P. Manning | Management | For | For |
| 10 | Elect Director William J. Marino | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 12, 2010 |
TICKER: SCI SECURITY ID: 817565104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
| 1.2 | Elect Director Victor L. Lund | Management | For | For |
| 1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SMTC CORPORATION
MEETING DATE: JUL 6, 2009 |
TICKER: SMTX SECURITY ID: 832682207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Cowan | Management | For | For |
| 1.2 | Elect Director Alex Walker | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SPX CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: SPW SECURITY ID: 784635104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Michael Fitzpatrick | Management | For | Against |
| 2 | Elect Director Albert A. Koch | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STEAK N SHAKE COMPANY, THE
MEETING DATE: APR 8, 2010 |
TICKER: SNS SECURITY ID: 857873202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sardar Biglari | Management | For | For |
| 1.2 | Elect Director Philip L. Cooley | Management | For | For |
| 1.3 | Elect Director Ruth J. Person | Management | For | For |
| 1.4 | Elect Director William J. Regan, Jr. | Management | For | For |
| 1.5 | Elect Director John W. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Delete Post Office Address, Revise Business' Purpose and Change Company Name | Management | For | For |
| |
|---|
STEWART ENTERPRISES, INC.
MEETING DATE: APR 8, 2010 |
TICKER: STEI SECURITY ID: 860370105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Crawford | Management | For | For |
| 1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
| 1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
| 1.4 | Elect Director James W. McFarland | Management | For | For |
| 1.5 | Elect Director Ronald H. Patron | Management | For | For |
| 1.6 | Elect Director Michael O. Read | Management | For | For |
| 1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUN HEALTHCARE GROUP, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: SUNH SECURITY ID: 866933401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory S. Anderson | Management | For | For |
| 2 | Elect Director Tony M. Astorga | Management | For | For |
| 3 | Elect Director Christian K. Bement | Management | For | For |
| 4 | Elect Director Michael J. Foster | Management | For | For |
| 5 | Elect Director Barbara B. Kennelly | Management | For | For |
| 6 | Elect Director Steven M. Looney | Management | For | For |
| 7 | Elect Director Richard K. Matros | Management | For | For |
| 8 | Elect Director Milton J. Walters | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SUPERVALU INC.
MEETING DATE: JUN 24, 2010 |
TICKER: SVU SECURITY ID: 868536103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Chappel | Management | For | For |
| 2 | Elect Director Irwin S. Cohen | Management | For | For |
| 3 | Elect Director Ronald E. Daly | Management | For | For |
| 4 | Elect Director Susan E. Engel | Management | For | For |
| 5 | Elect Director Craig R. Herkert | Management | For | For |
| 6 | Elect Director Charles M. Lillis | Management | For | For |
| 7 | Elect Director Steven S. Rogers | Management | For | For |
| 8 | Elect Director Matthew E. Rubel | Management | For | For |
| 9 | Elect Director Wayne C. Sales | Management | For | For |
| 10 | Elect Director Kathi P. Seifert | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Company Request on Advisory Vote on Executive Compensation | Management | For | Abstain |
| |
|---|
SYNIVERSE HOLDINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SVR SECURITY ID: 87163F106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Marino | Management | For | For |
| 1.2 | Elect Director Tony G. Holcombe | Management | For | For |
| 1.3 | Elect Director Jason Few | Management | For | For |
| 1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Lipham | Management | For | For |
| 1.6 | Elect Director Wendy J. Murdock | Management | For | For |
| 1.7 | Elect Director Jack Pearlstein | Management | For | For |
| 1.8 | Elect Director Timothy A. Samples | Management | For | For |
| 1.9 | Elect Director Fritz E. von Mering | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TECK RESOURCES LTD
MEETING DATE: APR 22, 2010 |
TICKER: TCK.B SECURITY ID: 878742204
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect M.M. Ashar as Director | Management | For | For |
| 1.2 | Elect J.B. Aune as Director | Management | For | For |
| 1.3 | Elect J.H. Bennett as Director | Management | For | For |
| 1.4 | Elect H.J. Bolton as Director | Management | For | For |
| 1.5 | Elect F.P. Chee as Director | Management | For | For |
| 1.6 | Elect J.L. Cockwell as Director | Management | For | For |
| 1.7 | Elect N.B. Keevil as Director | Management | For | For |
| 1.8 | Elect N.B. Keevil III as Director | Management | For | For |
| 1.9 | Elect T. Kuriyama as Director | Management | For | For |
| 1.10 | Elect D.R. Lindsay as Director | Management | For | For |
| 1.11 | Elect T. Mochihara as Director | Management | For | For |
| 1.12 | Elect J.G. Rennie as Director | Management | For | For |
| 1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
| 1.14 | Elect C.M. Thompson as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
TEEKAY TANKERS LTD.
MEETING DATE: SEP 9, 2009 |
TICKER: TNK SECURITY ID: Y8565N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard J.F. Bronks as a Director | Management | For | For |
| 1.2 | Elect C. Sean Day as a Director | Management | For | For |
| 1.3 | Elect Richard T. Du Moulin as a Director | Management | For | For |
| 1.4 | Elect Peter Evensen as a Director | Management | For | For |
| 1.5 | Elect William Lawes as a Director | Management | For | For |
| 1.6 | Elect Bjorn Moller as a Director | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TEEKAY TANKERS LTD.
MEETING DATE: JUN 23, 2010 |
TICKER: TNK SECURITY ID: Y8565N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard J.F. Bronks as a Director | Management | For | For |
| 1.2 | Elect C. Sean Day as a Director | Management | For | For |
| 1.3 | Elect Richard T. Du Moulin as a Director | Management | For | For |
| 1.4 | Elect Peter Evensen as a Director | Management | For | For |
| 1.5 | Elect William Lawes as a Director | Management | For | For |
| 1.6 | Elect Bjorn Moller as a Director | Management | For | For |
| 2 | Transact Other Business | Management | For | Against |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 21, 2010 |
TICKER: TDY SECURITY ID: 879360105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TENET HEALTHCARE CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: THC SECURITY ID: 88033G100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Brenda J. Gaines | Management | For | For |
| 4 | Elect Director Karen M. Garrison | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director J. Robert Kerrey | Management | For | For |
| 7 | Elect Director Floyd D. Loop, M.D. | Management | For | For |
| 8 | Elect Director Richard R. Pettingill | Management | For | For |
| 9 | Elect Director James A. Unruh | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TEN SECURITY ID: 880349105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Frank E. Macher | Management | For | For |
| 4 | Elect Director Hari N. Nair | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director David B. Price, Jr. | Management | For | For |
| 7 | Elect Director Gregg M. Sherrill | Management | For | For |
| 8 | ElectDirector Paul T. Stecko | Management | For | For |
| 9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 10 | Elect Director Jane L. Warner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TEREX CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: TEX SECURITY ID: 880779103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. DeFeo | Management | For | For |
| 1.2 | Elect Director G. Chris Andersen | Management | For | For |
| 1.3 | Elect Director Paula H. J. Cholmondeley | Management | For | For |
| 1.4 | Elect Director Don DeFosset | Management | For | For |
| 1.5 | Elect Director William H. Fike | Management | For | For |
| 1.6 | Elect Director Thomas J. Hansen | Management | For | For |
| 1.7 | Elect Director David A. Sachs | Management | For | For |
| 1.8 | Elect Director Oren G. Shaffer | Management | For | For |
| 1.9 | Elect Director David C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEXAS PETROCHEMICALS, INC.
MEETING DATE: DEC 4, 2009 |
TICKER: TXPI SECURITY ID: 88265P208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Ducey | Management | For | For |
| 1.2 | Elect Director Charles W. Shaver | Management | For | For |
| 1.3 | Elect Director James A. Cacioppo | Management | For | For |
| 1.4 | Elect Director Kenneth E. Glassman | Management | For | For |
| 1.5 | Elect Director Richard B. Marchese | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Nodland | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Strong | Management | For | For |
| 1.8 | Elect Director Sergey Vasnetsov | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THERMADYNE HOLDINGS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: THMD SECURITY ID: 883435307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Melnuk | Management | For | For |
| 1.2 | Elect Director J. Joe Adorjan | Management | For | For |
| 1.3 | Elect Director Andrew L. Berger | Management | For | For |
| 1.4 | Elect Director James B. Gamache | Management | For | For |
| 1.5 | Elect Director Marnie S. Gordon | Management | For | For |
| 1.6 | Elect Director Christopher P. Hartmann | Management | For | For |
| 1.7 | Elect Director Bradley G. Pattelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TIMKEN COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Griffith | Management | For | Withhold |
| 1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: TRW SECURITY ID: 87264S106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jody G. Miller | Management | For | For |
| 1.2 | Elect Director John C. Plant | Management | For | For |
| 1.3 | Elect Director Neil P. Simpkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: MAR 12, 2010 |
TICKER: TTMI SECURITY ID: 87305R109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TTMI SECURITY ID: 87305R109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Bass | Management | For | For |
| 1.2 | Elect Director Thomas T. Edman | Management | For | For |
| 1.3 | Elect Director Tang Chung Yen, Tom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TW TELECOM INC.
MEETING DATE: JUN 3, 2010 |
TICKER: TWTC SECURITY ID: 87311L104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Spencer B. Hays | Management | For | For |
| 1.3 | Elect Director Larissa L. Herda | Management | For | For |
| 1.4 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.5 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.6 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UAL CORPORATION
MEETING DATE: JUN 10, 2010 |
TICKER: UAUA SECURITY ID: 902549807
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Almeida | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jane C. Garvey | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director Robert D. Krebs | Management | For | For |
| 1.7 | Elect Director Robert S. Miller | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | For |
| 1.9 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.10 | Elect Director David J. Vitale | Management | For | For |
| 1.11 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Securities Transfer Restrictions | Management | For | For |
| |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: LCC SECURITY ID: 90341W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.2 | Elect Director George M. Philip | Management | For | For |
| 1.3 | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: WOOF SECURITY ID: 918194101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIASYSTEMS GROUP, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: VIAS SECURITY ID: 92553H803
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Sindelar | Management | For | For |
| 1.2 | Elect Director Timothy L. Conlon | Management | For | For |
| 1.3 | Elect Director Christopher J. Steffen | Management | For | For |
| 1.4 | Elect Director Michael D. Burger | Management | For | For |
| 1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.6 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.7 | Elect Director Peter Frank | Management | For | For |
| 1.8 | Elect Director Jack D. Furst | Management | For | For |
| 1.9 | Elect Director Edward Herring | Management | For | For |
| 1.10 | Elect Director William C. McCormick | Management | For | For |
| 1.11 | Elect Director Richard A. McGinn | Management | For | For |
| 1.12 | Elect Director Richard W. Vieser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Other Business | Management | For | Against |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
WABCO HOLDINGS INC.
MEETING DATE: MAY 27, 2010 |
TICKER: WBC SECURITY ID: 92927K102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacques Esculier | Management | For | For |
| 1.2 | Elect Director Kenneth J. Martin | Management | For | For |
| 1.3 | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WASTE MANAGEMENT, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: WM SECURITY ID: 94106L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
| 2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
| 3 | Elect Director Patrick W. Gross | Management | For | For |
| 4 | Elect Director John C. Pope | Management | For | For |
| 5 | Elect Director W. Robert Reum | Management | For | For |
| 6 | Elect Director Steven G. Rothmeier | Management | For | For |
| 7 | Elect Director David P. Steiner | Management | For | For |
| 8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Reduce Supermajority Vote Requirement | Management | For | For |
| 11 | Report on Political Contributions | Shareholder | Against | Abstain |
| 12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WENDY'S/ARBY'S GROUP, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: WEN SECURITY ID: 950587105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Peltz | Management | For | For |
| 1.2 | Elect Director Peter W. May | Management | For | For |
| 1.3 | Elect Director Clive Chajet | Management | For | For |
| 1.4 | Elect Director Edward P. Garden | Management | For | For |
| 1.5 | Elect Director Janet Hill | Management | For | For |
| 1.6 | Elect Director Joseph A. Levato | Management | For | For |
| 1.7 | Elect Director J. Randolph Lewis | Management | For | For |
| 1.8 | Elect Director Peter H. Rothschild | Management | For | For |
| 1.9 | Elect Director David E. Schwab, II | Management | For | For |
| 1.10 | Elect Director Roland C. Smith | Management | For | For |
| 1.11 | Elect Director Raymond S. Troubh | Management | For | For |
| 1.12 | Elect Director Jack G. Wasserman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
WINDSTREAM CORP.
MEETING DATE: MAY 5, 2010 |
TICKER: WIN SECURITY ID: 97381W104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol B. Armitage | Management | For | For |
| 2 | Elect Director Samuel E. Beall, III | Management | For | For |
| 3 | Elect Director Dennis E. Foster | Management | For | For |
| 4 | Elect Director Francis X. Frantz | Management | For | For |
| 5 | Elect Director Jeffery R. Gardner | Management | For | For |
| 6 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 7 | Elect Director Judy K. Jones | Management | For | For |
| 8 | Elect Director William A. Montgomery | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR MID CAP FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3COM CORP.
MEETING DATE: SEP 23, 2009 |
TICKER: COMS SECURITY ID: 885535104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.2 | Elect Director David H.Y. Ho | Management | For | For |
| 1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
| 1.4 | Elect Director J. Donald Sherman | Management | For | For |
| 1.5 | Elect Director Dominique Trempont | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 9, 2010 |
TICKER: ANF SECURITY ID: 002896207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward F. Limato | Management | For | For |
| 2 | Elect Director Robert A. Rosholt | Management | For | For |
| 3 | Elect Director Craig R. Stapleton | Management | For | For |
| 4 | Elect Director Elizabeth M. Lee | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| 9 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
AGCO CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: AGCO SECURITY ID: 001084102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francisco R. Gros | Management | For | Withhold |
| 1.2 | Elect Director Gerald B. Johanneson | Management | For | Withhold |
| 1.3 | Elect Director George E. Minnich | Management | For | Withhold |
| 1.4 | Elect Director Curtis E. Moll | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: AKAM SECURITY ID: 00971T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Thomson Leighton | Management | For | For |
| 2 | Elect Director Paul Sagan | Management | For | For |
| 3 | Elect Director Naomi O. Seligman | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALL AMERCIA LATINA LOGISTICA S.A.
MEETING DATE: OCT 2, 2009 |
TICKER: ALLL3 SECURITY ID: 01643R606
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Private Offering of Up to BRL 1.3 Billion in Convertible Debentures | Management | For | For |
| 2 | Authorize Board of Directors to Set the Terms of the Debenture Issuance | Management | For | For |
| 3 | Approve Increase in Authorized Capital to BRL 5 Billion and Amend Article 5 Accordingly | Management | For | For |
| |
|---|
ALL AMERICA LATINA LOGISTICA S.A.
MEETING DATE: APR 30, 2010 |
TICKER: ALLL3 SECURITY ID: 01643R606
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Corporate Bodies | Management | For | Against |
| |
|---|
ALL AMERICA LATINA LOGISTICA S.A.
MEETING DATE: APR 30, 2010 |
TICKER: ALLL3 SECURITY ID: 01643R606
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| 2 | Amend Articles 17, 31 and 25 | Management | For | For |
| 3 | Consolidate Company's Bylaws | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
ASCIANO GROUP
MEETING DATE: OCT 23, 2009 |
TICKER: AIO SECURITY ID: Q0557G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 3a | Elect Malcolm Broomhead as a Director | Management | For | For |
| 3b | Elect Robert (Bob) Edgar as a Director | Management | For | For |
| 3c | Elect Geoff Kleemann as a Director | Management | For | For |
| 4 | Approve the Grant of Up to 3.86 Million Options at an Exercise Price of A$1.52 Each to Mark Rowsthorn, Managing Director and CEO, Pursuant to the Asciano Options and Rights Plan | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration for Non-Executive Directors of Asciano Ltd from A$1 Million to A$1.5 Million per Annum | Management | For | For |
| |
|---|
ASHMORE GLOBAL OPPORTUNITES LTD
MEETING DATE: SEP 28, 2009 |
TICKER: AGOU SECURITY ID: G0608P103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Nigel de la Rue as a Director | Management | For | For |
| 5 | Reelect John Roper as a Director | Management | For | For |
| 6 | Reelect Graeme Dell as a Director | Management | For | For |
| 1 | Approve Share Repurchase Program | Management | For | For |
| 2 | Adopt New Articles of Incorporation | Management | For | For |
| |
|---|
ASHMORE GLOBAL OPPORTUNITES LTD
MEETING DATE: MAY 26, 2010 |
TICKER: AGOL SECURITY ID: G0608P103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 3 | Ratify KPMG Channel Islands Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Reelect Jonathan Agnew as a Director | Management | For | For |
| 6 | Approve Share Repurchase Program | Management | For | For |
| |
|---|
ASHMORE GLOBAL OPPORTUNITES LTD
MEETING DATE: MAY 26, 2010 |
TICKER: AGOL SECURITY ID: G0608P103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Voluntary Winding-Up of Company | Management | Against | Against |
| |
|---|
ASHMORE GROUP PLC
MEETING DATE: OCT 29, 2009 |
TICKER: ASHM SECURITY ID: G0609C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 8.34 Pence Per Ordinary Share | Management | For | For |
| 3 | Elect Melda Donnelly as Director | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 6 | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Political Candidates up to GBP 20,000, to Political Org. Other Than Political Parties up to GBP 20,000 and to Incur EU Political Expenditure up to GBP 20,000 | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 23,451.89 and an Additional Amount Pursuant to a Rights Issue of up to GBP 46,903.78 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,540,000 | Management | For | For |
| 9 | Authorise 70,355,600 Ordinary Shares for Market Purchase | Management | For | For |
| 10 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| 11 | Approve that a General Meeting of the Company, other than an AGM, May be Called on Not Less than 14 Clear Day's Notice | Management | For | For |
| 12 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ASIAINFO HOLDINGS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: ASIA SECURITY ID: 04518A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares/Cash in Connection with Acquisition | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CRL SECURITY ID: 159864107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Foster | Management | For | For |
| 1.2 | Elect Director Nancy T. Chang | Management | For | For |
| 1.3 | Elect Director Stephen D. Chubb | Management | For | For |
| 1.4 | Elect Director Deborah T. Kochevar | Management | For | For |
| 1.5 | Elect Director George E. Massaro | Management | For | For |
| 1.6 | Elect Director George M. Milne, Jr. | Management | For | For |
| 1.7 | Elect Director C. Richard Reese | Management | For | For |
| 1.8 | Elect Director Douglas E. Rogers | Management | For | For |
| 1.9 | Elect Director Samuel O. Thier | Management | For | For |
| 1.10 | Elect Director William H. Waltrip | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COCA-COLA HELLENIC BOTTLING CO.
MEETING DATE: OCT 16, 2009 |
TICKER: EEEK SECURITY ID: 1912EP104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves for Increase in Par Value | Management | For | Did Not Vote |
| 2 | Approve Reduction in Issued Share Capital | Management | For | Did Not Vote |
| 3 | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| |
|---|
COCA-COLA HELLENIC BOTTLING CO.
MEETING DATE: JUN 21, 2010 |
TICKER: EEEK SECURITY ID: 1912EP104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Financial Statements | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 4 | Approve Director Remuneration for 2009 and Preapprove Director Remuneration for 2010 | Management | For | Did Not Vote |
| 5 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
| 6 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 7 | Ratify Director Appointment | Management | For | Did Not Vote |
| 8 | Amend Corporate Purpose | Management | For | Did Not Vote |
| 9 | Amend Stock Option Plans | Management | For | Did Not Vote |
| |
|---|
COVANCE INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CVD SECURITY ID: 222816100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Herring | Management | For | For |
| 1.2 | Elect Director John McCartney | Management | For | For |
| 1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
DEVRY INC.
MEETING DATE: NOV 11, 2009 |
TICKER: DV SECURITY ID: 251893103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darren R. Huston | Management | For | For |
| 1.2 | Elect Director William T. Keevan | Management | For | For |
| 1.3 | Elect Director Lyle Logan | Management | For | For |
| 1.4 | Elect Director Julia A. McGee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy Prohibiting Medically Unnecessary Veterinary Training Surgeries | Shareholder | Against | Abstain |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert A. Ingram | Management | For | For |
| 2 | Election Director William J. Link, Ph.d. | Management | For | For |
| 3 | Election Director Wesley W. Von Schack | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: FISV SECURITY ID: 337738108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim M. Robak | Management | For | For |
| 1.2 | Elect Director Doyle R. Simons | Management | For | For |
| 1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLOWSERVE CORPORATION
MEETING DATE: MAY 14, 2010 |
TICKER: FLS SECURITY ID: 34354P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gayla Delly | Management | For | For |
| 1.2 | Elect Director Rick Mills | Management | For | For |
| 1.3 | Elect Director Charles Rampacek | Management | For | For |
| 1.4 | Elect Director William Rusnack | Management | For | For |
| 1.5 | Elect Director Mark Blinn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GEM DIAMONDS LTD
MEETING DATE: JUN 9, 2010 |
TICKER: GEMD SECURITY ID: G37959106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Clifford Elphick as Director | Management | For | For |
| 6 | Re-elect Gavin Beevers as Director | Management | For | For |
| 7 | Re-elect Glenn Turner as Director | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Amend Employee Share Option Plan | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase | Management | For | For |
| 12 | Adopt New Memorandum and Articles of Association | Management | For | For |
| |
|---|
GREENHILL & CO., INC.
MEETING DATE: APR 21, 2010 |
TICKER: GHL SECURITY ID: 395259104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Greenhill | Management | For | For |
| 1.2 | Elect Director Scott L. Bok | Management | For | For |
| 1.3 | Elect Director Simon A. Borrows | Management | For | For |
| 1.4 | Elect Director John C. Danforth | Management | For | For |
| 1.5 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.6 | Elect Director Stephen L. Key | Management | For | For |
| 1.7 | Elect Director Robert T. Blakely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 27, 2010 |
TICKER: HBI SECURITY ID: 410345102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee A. Chaden | Management | For | For |
| 1.2 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.3 | Elect Director James C. Johnson | Management | For | For |
| 1.4 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: MAY 19, 2010 |
TICKER: HIG SECURITY ID: 416515104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert B. Allardice, III | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 4 | Elect Director Liam E. McGee | Management | For | For |
| 5 | Elect Director Gail J. McGovern | Management | For | For |
| 6 | Elect Director Michael G. Morris | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Charles B. Strauss | Management | For | For |
| 9 | Elect Director H. Patrick Swygert | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
MEETING DATE: SEP 30, 2009 |
TICKER: IGT SECURITY ID: 459902102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
MEETING DATE: MAR 2, 2010 |
TICKER: IGT SECURITY ID: 459902102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paget L. Alves | Management | For | For |
| 1.2 | Elect Director Patti S. Hart | Management | For | For |
| 1.3 | Elect Director Robert A. Mathewson | Management | For | For |
| 1.4 | Elect Director Thomas J. Matthews | Management | For | For |
| 1.5 | Elect Director Robert J. Miller | Management | For | For |
| 1.6 | Elect Director Frederick B. Rentschler | Management | For | For |
| 1.7 | Elect Director David E. Roberson | Management | For | For |
| 1.8 | Elect Director Philip G. Satre | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: SEP 23, 2009 |
TICKER: IRDM.1 SECURITY ID: 36172H108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | For |
| 2 | If you vote FOR Proposal 1 you should also vote FOR this proposal. If you voted AGAINST Proposal 1 and wish to Exercise your Conversion Rights, you should vote AGAINST this proposal and follow the instructions in the company's filing with the SEC | Management | None | For |
| 3 | Amend Certificate of Incorporation to Make Certain Changes | Management | For | Against |
| 4 | Issue Shares in Connection with Acquisition | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: SEP 23, 2009 |
TICKER: IRDM.1 SECURITY ID: 36172H207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | For |
| 2 | If you vote FOR Proposal 1 you should also vote FOR this proposal. If you voted AGAINST Proposal 1 and wish to Exercise your Conversion Rights, you should vote AGAINST this proposal and follow the instructions in the company's filing with the SEC | Management | None | For |
| 3 | Amend Certificate of Incorporation to Make Certain Changes | Management | For | Against |
| 4 | Issue Shares in Connection with Acquisition | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: MAY 25, 2010 |
TICKER: IRDM SECURITY ID: 46269C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director J. Darrel Barros | Management | For | For |
| 1.3 | Elect Director Scott L. Bok | Management | For | For |
| 1.4 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.5 | Elect Director Peter M. Dawkins | Management | For | For |
| 1.6 | Elect Director Matthew J. Desch | Management | For | For |
| 1.7 | Elect Director Terry L. Jones | Management | For | For |
| 1.8 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.9 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.10 | Elect Director Parker W. Rush | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: MAY 25, 2010 |
TICKER: IRDM SECURITY ID: 46269C201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director J. Darrel Barros | Management | For | For |
| 1.3 | Elect Director Scott L. Bok | Management | For | For |
| 1.4 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.5 | Elect Director Peter M. Dawkins | Management | For | For |
| 1.6 | Elect Director Matthew J. Desch | Management | For | For |
| 1.7 | Elect Director Terry L. Jones | Management | For | For |
| 1.8 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.9 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.10 | Elect Director Parker W. Rush | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JOY GLOBAL, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: JOYG SECURITY ID: 481165108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Gerard | Management | For | For |
| 1.2 | Elect Director John Nils Hanson | Management | For | For |
| 1.3 | Elect Director Ken C. Johnsen | Management | For | For |
| 1.4 | Elect Director Gale E. Klappa | Management | For | For |
| 1.5 | Elect Director Richard B. Loynd | Management | For | For |
| 1.6 | Elect Director P. Eric Siegert | Management | For | For |
| 1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
| 1.8 | Elect Director James H. Tate | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 20, 2010 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
| 1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
| 1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
| 1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 13, 2010 |
TICKER: LII SECURITY ID: 526107107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 1.2 | Elect Director Janet K. Cooper | Management | For | For |
| 1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For |
| 1.4 | Elect Director Terry D. Stinson | Management | For | For |
| 1.5 | Elect Director Richard L. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIZ CLAIBORNE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: LIZ SECURITY ID: 539320101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raul J. Fernandez | Management | For | Against |
| 2 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 3 | Elect Director Arthur C. Martinez | Management | For | Against |
| 4 | Elect Director Doreen A. Toben | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
MACARTHUR COAL LTD
MEETING DATE: NOV 18, 2009 |
TICKER: MCC SECURITY ID: Q5689Z101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2A | Elect Roger Marshall as a Director | Management | For | For |
| 2B | Elect Chen Zeng as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 4 | Ratify the Past Issuance of 31.8 Million Ordinary Shares to Existing and New Institutional Investors Following a Book Build Process Undertaken by JP Morgan Australia Limited Made on June 24, 2009 | Management | For | For |
| |
|---|
MACARTHUR COAL LTD.
MEETING DATE: APR 19, 2010 |
TICKER: MCC SECURITY ID: Q5689Z101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Issuance of Shares to Noble Group Members | Management | For | For |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 20, 2010 |
TICKER: WFR SECURITY ID: 552715104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Elect Director John Marren | Management | For | For |
| 3 | Elect Director William E. Stevens | Management | For | For |
| 4 | Elect Director James B. Williams | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MGM MIRAGE
MEETING DATE: JUN 15, 2010 |
TICKER: MGM SECURITY ID: 552953101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Willie D. Davis | Management | For | For |
| 1.5 | Elect Director Kenny C. Guinn | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Kirk Kerkorian | Management | For | Withhold |
| 1.9 | Elect Director Anthony Mandekic | Management | For | For |
| 1.10 | Elect Director Rose McKinney-James | Management | For | For |
| 1.11 | Elect Director James J. Murren | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 1.13 | Elect Director Melvin B. Wolzinger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: RUTH SECURITY ID: 783332109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SEACOR HOLDINGS INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CKH SECURITY ID: 811904101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Fabrikant | Management | For | For |
| 1.2 | Elect Director Pierre de Demandolx | Management | For | For |
| 1.3 | Elect Director Richard Fairbanks | Management | For | For |
| 1.4 | Elect Director John C. Hadjipateras | Management | For | For |
| 1.5 | Elect Director Oivind Lorentzen | Management | For | For |
| 1.6 | Elect Director Andrew R. Morse | Management | For | For |
| 1.7 | Elect Director Christopher Regan | Management | For | For |
| 1.8 | Elect Director Steven Webster | Management | For | For |
| 1.9 | Elect Director Steven J. Wisch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHERN UNION COMPANY
MEETING DATE: MAY 5, 2010 |
TICKER: SUG SECURITY ID: 844030106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Lindemann | Management | For | For |
| 1.2 | Elect Director Eric D. Herschmann | Management | For | For |
| 1.3 | Elect Director Michal Barzuza | Management | For | For |
| 1.4 | Elect Director David Brodsky | Management | For | For |
| 1.5 | Elect Director Frank W. Denius | Management | For | For |
| 1.6 | Elect Director Kurt A. Gitter, M.D. | Management | For | For |
| 1.7 | Elect Director Herbert H. Jacobi | Management | For | For |
| 1.8 | Elect Director Thomas N. McCarter, III | Management | For | For |
| 1.9 | Elect Director George Rountree, III | Management | For | For |
| 1.10 | Elect Director Allan D. Scherer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
TEKELEC
MEETING DATE: MAY 14, 2010 |
TICKER: TKLC SECURITY ID: 879101103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Buckly | Management | For | For |
| 1.2 | Elect Director Hubert de Pesquidoux | Management | For | For |
| 1.3 | Elect Director Mark A. Floyd | Management | For | For |
| 1.4 | Elect Director David R. Laube | Management | For | For |
| 1.5 | Elect Director Carol G. Mills | Management | For | For |
| 1.6 | Elect Director Franco Plastina | Management | For | For |
| 1.7 | Elect Director Krish A. Prabhu | Management | For | For |
| 1.8 | Elect Director Michael P. Ressner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TERADATA CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: TDC SECURITY ID: 88076W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward P. Boykin | Management | For | For |
| 2 | Elect Director Cary T. Fu | Management | For | For |
| 3 | Elect Director Victor L. Lund | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TEXAS INDUSTRIES INCORPORATED
MEETING DATE: OCT 22, 2009 |
TICKER: TXI SECURITY ID: 882491103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Card) |
| 1.1 | Elect Director Gordon E. Forward | Management | For | None |
| 1.2 | Elect Director Keith W. Hughes | Management | For | None |
| 1.3 | Elect Director Henry H. Mauz | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| 3 | Declassify the Board of Directors | Shareholder | Against | None |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | None |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 1.2 | Elect Director Dennis A. Johnson | Shareholder | For | For |
| 1.3 | Elect Director Gary L. Pechota | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | For | For |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
VOLKSWAGEN AG (VW)
MEETING DATE: APR 22, 2010 |
TICKER: VOW SECURITY ID: D94523103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WENDY'S/ARBY'S GROUP, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: WEN SECURITY ID: 950587105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Peltz | Management | For | For |
| 1.2 | Elect Director Peter W. May | Management | For | For |
| 1.3 | Elect Director Clive Chajet | Management | For | For |
| 1.4 | Elect Director Edward P. Garden | Management | For | For |
| 1.5 | Elect Director Janet Hill | Management | For | For |
| 1.6 | Elect Director Joseph A. Levato | Management | For | For |
| 1.7 | Elect Director J. Randolph Lewis | Management | For | For |
| 1.8 | Elect Director Peter H. Rothschild | Management | For | For |
| 1.9 | Elect Director David E. Schwab, II | Management | For | For |
| 1.10 | Elect Director Roland C. Smith | Management | For | For |
| 1.11 | Elect Director Raymond S. Troubh | Management | For | For |
| 1.12 | Elect Director Jack G. Wasserman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
WILLIAMS COMPANIES, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: WMB SECURITY ID: 969457100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen B. Cooper | Management | For | For |
| 2 | Elect Director William R. Granberry | Management | For | For |
| 3 | Elect Director William G. Lowrie | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY ADVISOR MID CAP II FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3SBIO INC.
MEETING DATE: OCT 12, 2009 |
TICKER: SSRX SECURITY ID: 88575Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Dr. Jing Lou As Director | Management | For | Against |
| 2 | Reelect Moujia Qi As Director | Management | For | For |
| 3 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
| |
|---|
ABCAM PLC
MEETING DATE: NOV 2, 2009 |
TICKER: ABC SECURITY ID: G0060R100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 9.40 Pence Per Ordinary Share | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
| 5 | Re-elect Tony Kouzarides as Director | Management | For | For |
| 6 | Re-elect Peter Keen as Director | Management | For | For |
| 7 | Re-elect Tim Dye as Director | Management | For | For |
| 8 | Re-elect Mark Webster as Director | Management | For | For |
| 9 | Elect Michael Redmond as Director | Management | For | For |
| 10 | Adopt New Articles of Association | Management | For | For |
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 106,900 | Management | For | For |
| 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,800 | Management | For | For |
| 13 | Authorise 3,550,000 Ordinary Shares for Market Purchase | Management | For | For |
| |
|---|
ADMIRAL GROUP PLC
MEETING DATE: APR 28, 2010 |
TICKER: ADM SECURITY ID: G0110T106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Alastair Lyons as Director | Management | For | For |
| 4 | Re-elect Martin Jackson as Director | Management | For | For |
| 5 | Re-elect Keith James as Director | Management | For | For |
| 6 | Re-elect Margaret Johnson as Director | Management | For | For |
| 7 | Re-elect Lucy Kellaway as Director | Management | For | For |
| 8 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Amend Senior Executive Restricted Share Plan | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS INC
MEETING DATE: MAY 19, 2010 |
TICKER: AAP SECURITY ID: 00751Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AFFILIATED COMPUTER SERVICES, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: ACS SECURITY ID: 008190100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 3, 2010 |
TICKER: AFL SECURITY ID: 001055102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. Amos | Management | For | For |
| 1.2 | Elect Director John Shelby Amos II | Management | For | For |
| 1.3 | Elect Director Paul S. Amos II | Management | For | For |
| 1.4 | Elect Director Michael H. Armacost | Management | For | For |
| 1.5 | Elect Director Kriss Cloninger III | Management | For | For |
| 1.6 | Elect Director Joe Frank Harris | Management | For | For |
| 1.7 | Elect Director Elizabeth J. Hudson | Management | For | For |
| 1.8 | Elect Director Douglas W. Johnson | Management | For | For |
| 1.9 | Elect Director Robert B. Johnson | Management | For | For |
| 1.10 | Elect Director Charles B. Knapp | Management | For | For |
| 1.11 | Elect Director E. Stephen Purdom, M.d. | Management | For | For |
| 1.12 | Elect Director Barbara K. Rimer, PhD | Management | For | For |
| 1.13 | Elect Director Marvin R. Schuster | Management | For | For |
| 1.14 | Elect Director David Gary Thompson | Management | For | For |
| 1.15 | Elect Director Robert L. Wright | Management | For | For |
| 1.16 | Elect Director Takuro Yoshida | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AFRICA CELLULAR TOWERS LTD
MEETING DATE: AUG 26, 2009 |
TICKER: ATR SECURITY ID: S0104J103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended February 28, 2009 | Management | For | For |
| 2.1 | Reelect David van Staden as Director | Management | For | For |
| 2.2 | Reelect Jacques de Villiers as Director | Management | For | For |
| 3.1 | Elect Mitesh Patel as Director | Management | For | For |
| 3.2 | Elect Vuyisa Nkonyeni as Director | Management | For | For |
| 3.3 | Elect Martin Potgieter as Director | Management | For | For |
| 4 | Ratify SAB&T Chartered Accountants Incorporated as Auditors and to Appoint Bashier Adams as the Individual Registered Auditor | Management | For | For |
| 5 | Ratification of Executive Directors' Remuneration for the Financial Year Ended February 28, 2009 | Management | For | For |
| 6 | Approve Remuneration of Non-Executive Directors for the Financial Year Ended February 28, 2009 | Management | For | For |
| 7 | Place Authorized But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorize Issuance of Shares for Cash up to a Maximum of 50 Percent of Issued Capital | Management | For | For |
| 9 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| |
|---|
AGCO CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: AGCO SECURITY ID: 001084102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francisco R. Gros | Management | For | Withhold |
| 1.2 | Elect Director Gerald B. Johanneson | Management | For | Withhold |
| 1.3 | Elect Director George E. Minnich | Management | For | Withhold |
| 1.4 | Elect Director Curtis E. Moll | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2010 |
TICKER: AEM SECURITY ID: 008474108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | For | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Garofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board to Fifteen | Management | For | For |
| |
|---|
AIXTRON AG
MEETING DATE: MAY 18, 2010 |
TICKER: AIXA SECURITY ID: D0198L143
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.15 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Creation of EUR 40.3 Million Pool of Capital I without Preemptive Rights | Management | For | For |
| 9 | Approve Creation of EUR 10.1 Million Pool of Capital II with Partial Exclussion of Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 11 | Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| |
|---|
ALBANY MOLECULAR RESEARCH, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: AMRI SECURITY ID: 012423109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. D'Ambra | Management | For | For |
| 1.2 | Elect Director Veronica G.H. Jordan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALLGREEN PROPERTIES LTD
MEETING DATE: APR 28, 2010 |
TICKER: A16 SECURITY ID: Y00398100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.04 Per Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 490,400 for the Year Ended Dec. 31, 2009 (2008 : SGD 404,000) | Management | For | For |
| 4 | Reelect Khor Thong Meng as Director | Management | For | Against |
| 5 | Reelect Ang Keng Lam as Director | Management | For | Against |
| 6 | Reelect Wan Fook Kong as Director | Management | For | Against |
| 7 | Reelect Jimmy Seet Keong Huat as Director | Management | For | For |
| 8 | Reappoint Foo Kon Tan Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Pursuant to the Allgreen Share Option Scheme | Management | For | For |
| |
|---|
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: OCT 8, 2009 |
TICKER: MDRX SECURITY ID: 01988P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly J. Barlow | Management | For | Withhold |
| 1.2 | Elect Director Sir Dominic Cadbury | Management | For | Withhold |
| 1.3 | Elect Director Cory A. Eaves | Management | For | Withhold |
| 1.4 | Elect Director Marcel L. "Gus" Gamache | Management | For | Withhold |
| 1.5 | Elect Director Philip D. Green | Management | For | Withhold |
| 1.6 | Elect Director John King | Management | For | Withhold |
| 1.7 | Elect Director Michael J. Kluger | Management | For | Withhold |
| 1.8 | Elect Director Mike Lawrie | Management | For | Withhold |
| 1.9 | Elect Director Glen E. Tullman | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMAG SECURITY ID: 00163U106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
| 1.2 | Elect Director Michael Narachi | Management | For | Withhold |
| 1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
| 1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
| 1.5 | Elect Director Lesley Russell | Management | For | Withhold |
| 1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
| 1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERIGON INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: ARGN SECURITY ID: 03070L300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lon E. Bell | Management | For | For |
| 1.2 | Elect Director Francois J. Castaing | Management | For | For |
| 1.3 | Elect Director Daniel R. Coker | Management | For | For |
| 1.4 | Elect Director John M. Devine | Management | For | For |
| 1.5 | Elect Director Maurice E.P. Gunderson | Management | For | For |
| 1.6 | Elect Director Oscar B. Marx III | Management | For | For |
| 1.7 | Elect Director James J. Paulsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AMP SECURITY ID: 03076C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James M. Cracchiolo | Management | For | For |
| 2 | Elect Director H. Jay Sarles | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AOZORA BANK, LTD.
MEETING DATE: JUN 24, 2010 |
TICKER: 8304 SECURITY ID: J0172K107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yuji Shirakawa | Management | For | For |
| 1.2 | Elect Director Brian F. Prince | Management | For | For |
| 1.3 | Elect Director Kunimi Tokuoka | Management | For | For |
| 1.4 | Elect Director Shinsuke Baba | Management | For | For |
| 1.5 | Elect Director James Danforth Quayle | Management | For | For |
| 1.6 | Elect Director Frank W. Bruno | Management | For | For |
| 1.7 | Elect Director Lawrence B. Lindsey | Management | For | For |
| 1.8 | Elect Director Kiyoshi Tsugawa | Management | For | For |
| 1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
| 1.10 | Elect Director Lee Millstein | Management | For | For |
| 1.11 | Elect Director Shunsuke Takeda | Management | For | For |
| 1.12 | Elect Director Cornelis Maas | Management | For | For |
| 2 | Appoint Statutory Auditor Shinichi Fujihira | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Tomiaki Nagase | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RDEA SECURITY ID: 03969P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.2 | Elect Director Craig A. Johnson | Management | For | For |
| 1.3 | Elect Director John W. Poyhonen | Management | For | For |
| 1.4 | Elect Director Barry D. Quart | Management | For | For |
| 1.5 | Elect Director Jack S. Remington | Management | For | For |
| 1.6 | Elect Director Kevin C. Tang | Management | For | For |
| 1.7 | Elect Director Felix J. Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASAHI GLASS CO. LTD.
MEETING DATE: MAR 30, 2010 |
TICKER: 5201 SECURITY ID: J02394120
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 8 | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | Against |
| |
|---|
ASIAN PAINTS LTD.
MEETING DATE: AUG 3, 2009 |
TICKER: 500820 SECURITY ID: Y03637116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Transfer of Register of Members, Documents and Certificates to New Registered Office of Sharepro Services (India) Pvt Ltd, Registrar and Transfer Agent | Management | For | For |
| |
|---|
ASPEN PHARMACARE HOLDINGS LTD
MEETING DATE: DEC 4, 2009 |
TICKER: APN SECURITY ID: S0754A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
| 2.a | Re-elect Archie Aaron as Director | Management | For | Against |
| 2.b | Re-elect Chris Mortimer as Director | Management | For | For |
| 2.c | Re-elect David Nurek as Director | Management | For | Against |
| 2.d | Re-elect Sindi Zilwa as Director | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Eric MacKeown as the Audit Partner | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of the Auditors | Management | For | For |
| 5 | Approve Non-executive Director Fees for the Year Ending 30 June 2010 | Management | For | For |
| 6 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 2 | Authorise the Directors to Approve the Repurchase by the Company of 681,301 Treasury Shares of ZAR 62.5 Each in the Issued Share Capital from Pharmacare Ltd | Management | For | For |
| |
|---|
ASUSTEK COMPUTER INC.
MEETING DATE: FEB 9, 2010 |
TICKER: 2357 SECURITY ID: Y04327105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Proposed Spin-off of the ODM Business Held through Long-term Equity Investment by the Company | Management | For | For |
| 2 | Capital Reduction by the Company Arising from the Spin-off | Management | For | For |
| |
|---|
ASUSTEK COMPUTER INC.
MEETING DATE: APR 22, 2010 |
TICKER: 2357 SECURITY ID: Y04327105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: ATHN SECURITY ID: 04685W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Kane | Management | For | For |
| 1.2 | Elect Director Ruben J. King-Shaw, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | None | Against |
| |
|---|
AUTOLIV INC.
MEETING DATE: MAY 6, 2010 |
TICKER: ALV SECURITY ID: 052800109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Walter Kunerth | Management | For | For |
| 1.3 | Elect Director Lars Nyberg | Management | For | For |
| 1.4 | Elect Director Lars Westerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AXIS CAPITAL HOLDINGS LTD
MEETING DATE: MAY 6, 2010 |
TICKER: AXS SECURITY ID: G0692U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Geoffrey Bell as Director | Management | For | For |
| 1.2 | Elect Christopher V. Greetham as Director | Management | For | For |
| 1.3 | Elect Maurice A. Keane as Director | Management | For | For |
| 1.4 | Elect Henry B. Smith as Director | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BLL SECURITY ID: 058498106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.3 | Elect Director John F. Lehman | Management | For | For |
| 1.4 | Elect Director Georgia R. Nelson | Management | For | For |
| 1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANK OF BARODA LTD
MEETING DATE: JUL 2, 2009 |
TICKER: 532134 SECURITY ID: Y06451119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 9.00 Per Share | Management | For | For |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 30, 2010 |
TICKER: BARC SECURITY ID: 06738E204
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Reuben Jeffery III as Director | Management | For | For |
| 4 | Re-elect Marcus Agius as Director | Management | For | For |
| 5 | Re-elect David Booth as Director | Management | For | For |
| 6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
| 7 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 9 | Re-elect Chris Lucas as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorize the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| 18 | Approve SAYE Share Option Scheme | Management | For | For |
| |
|---|
BARRICK GOLD CORP.
MEETING DATE: APR 28, 2010 |
TICKER: ABX SECURITY ID: 067901108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H.L. Beck as Director | Management | For | For |
| 1.2 | Elect C.W.D. Birchall as Director | Management | For | For |
| 1.3 | Elect D.J. Carty as Director | Management | For | For |
| 1.4 | Elect G.Cisneros as Director | Management | For | For |
| 1.5 | Elect M.A. Cohen as Director | Management | For | For |
| 1.6 | Elect P.A. Cossgrove as Director | Management | For | For |
| 1.7 | Elect R.M. Franklin as Director | Management | For | For |
| 1.8 | Elect J.B. Harvey as Director | Management | For | For |
| 1.9 | Elect B. Mulroney as Director | Management | For | For |
| 1.10 | Elect A. Munk as Director | Management | For | For |
| 1.11 | Elect P. Munk as Director | Management | For | For |
| 1.12 | Elect A.W. Regent as Director | Management | For | For |
| 1.13 | Elect N.P. Rothschild as Director | Management | For | For |
| 1.14 | Elect S.J. Shaprio as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BELL EQUIPMENT LTD
MEETING DATE: MAY 6, 2010 |
TICKER: BEL SECURITY ID: S1047R111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2.1 | Reelect Karen van Haght as Director | Management | For | Against |
| 2.2 | Reelect Barry Schaffter as Director | Management | For | Against |
| 2.3 | Reelect Kelan Manning as Director | Management | For | Against |
| 2.4 | Reelect Michael Mun-Gavin as Director | Management | For | For |
| 3 | Elect John Barton as Director | Management | For | For |
| 4 | Reappoint Deloitte & Touche as Auditors of the Company and Camilla Howard-Browne as the Individual Registered Auditor | Management | For | For |
| 5 | Place Authorised but Unissued Shares of the Company in Respect of the Share Option Schemes Under the Control of the Directors | Management | For | For |
| |
|---|
BIO-RAD LABORATORIES, INC.
MEETING DATE: APR 27, 2010 |
TICKER: BIO SECURITY ID: 090572207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis Drapeau | Management | For | For |
| 1.2 | Elect Director Albert J. Hillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BJ SERVICES COMPANY
MEETING DATE: MAR 31, 2010 |
TICKER: BJS SECURITY ID: 055482103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BJ WHOLESALE CLUB, INC
MEETING DATE: MAY 25, 2010 |
TICKER: BJ SECURITY ID: 05548J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard A. Schlesinger | Management | For | For |
| 2 | Elect Director Thomas J. Shields | Management | For | For |
| 3 | Elect Director Herbert J Zarkin | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
BLUE STAR LIMITED
MEETING DATE: JUL 27, 2009 |
TICKER: 500067 SECURITY ID: Y09172159
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 7.00 Per Share | Management | For | For |
| 3 | Reappoint S. Jamdar as Director | Management | For | For |
| 4 | Reappoint P. Mallick as Director | Management | For | For |
| 5 | Approve S.R. Batliboi & Associates as Auditors in Place of the Retiring Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Appointment and Remuneration of S. Jamdar, Managing Director | Management | For | For |
| 7 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| 8 | Approve Appointment and Remuneration of V.S. Advani, Relative of a Director, as President for Corporate Affairs and Special Projects | Management | For | For |
| |
|---|
BRIDGEPOINT EDUCATION, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BPI SECURITY ID: 10807M105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan Craig | Management | For | For |
| 1.2 | Elect Director Robert Hartman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRITANNIA INDUSTRIES LTD.
MEETING DATE: AUG 31, 2009 |
TICKER: 500825 SECURITY ID: Y0969R110
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint A.K. Hirjee as Director | Management | For | For |
| 3 | Reappoint J.N. Wadia as Director | Management | For | For |
| 4 | Reappoint K. Dadiseth as Director | Management | For | For |
| 5 | Approve Lovelock & Lewes as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Capitalization of up to INR 4.06 Billion from the General Reserves for Bonus Issue in the Proportion of One Bonus Debenture for Every One Equity Share Held | Management | For | For |
| 7 | Approve Increase in Borrowing Powers to INR 20 Billion | Management | For | For |
| 8 | Approve Pledging of Assets for Debt | Management | For | For |
| |
|---|
BRITANNIA INDUSTRIES LTD.
MEETING DATE: AUG 31, 2009 |
TICKER: 500825 SECURITY ID: Y0969R110
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement Between Britannia Industries Ltd and its Members | Management | For | For |
| |
|---|
CADILA HEALTHCARE LIMITED
MEETING DATE: MAR 22, 2010 |
TICKER: 532321 SECURITY ID: Y10448101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorized Share Capital to INR 1.1 Billion Divided into 220 Million Equity Shares of INR 5.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 2 | Authorize Capitalization of up to INR 341 Million from the Company's Reserves for Bonus Issue in the Proportion of One Bonus Share for Every Two Equity Shares Held | Management | For | For |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CPN SECURITY ID: 131347304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.8 | Elect Director William J. Patterson | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CAMPBELL SOUP CO.
MEETING DATE: NOV 19, 2009 |
TICKER: CPB SECURITY ID: 134429109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Paul R. Charron | Management | For | For |
| 1.3 | Elect Director Douglas R. Conant | Management | For | For |
| 1.4 | Elect Director Bennett Dorrance | Management | For | For |
| 1.5 | Elect Director Harvey Golub | Management | For | For |
| 1.6 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.7 | Elect Director Randall W. Larrimore | Management | For | For |
| 1.8 | Elect Director Mary Alice D. Malone | Management | For | For |
| 1.9 | Elect Director Sara Mathew | Management | For | For |
| 1.10 | Elect Director William D. Perez | Management | For | For |
| 1.11 | Elect Director Charles R. Perrin | Management | For | For |
| 1.12 | Elect Director A. Barry Rand | Management | For | For |
| 1.13 | Elect Director Nick Schreiber | Management | For | For |
| 1.14 | Elect Director Archbold D. Van Beuren | Management | For | For |
| 1.15 | Elect Director Les C. Vinney | Management | For | For |
| 1.16 | Elect Director Charlotte C. Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CENTENE CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: CNC SECURITY ID: 15135B101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela A. Joseph | Management | For | For |
| 1.2 | Elect Director Tommy G. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CENTERRA GOLD INC.
MEETING DATE: MAY 19, 2010 |
TICKER: CG SECURITY ID: 152006102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian G. Austin as Director | Management | For | For |
| 1.2 | Elect William J. Braithwaite as Director | Management | For | For |
| 1.3 | Elect Patrick M. James as Director | Management | For | For |
| 1.4 | Elect Stephen A. Lang as Director | Management | For | For |
| 1.5 | Elect John W. Lill as Director | Management | For | For |
| 1.6 | Elect Sheryl K. Pressler as Director | Management | For | For |
| 1.7 | Elect Terry V. Rogers as Director | Management | For | For |
| 1.8 | Elect Anthony J. Webb as Director | Management | For | For |
| 1.9 | Elect Bruce V. Walter as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: CERN SECURITY ID: 156782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
| 1.2 | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CHINA AUTOMOTIVE SYSTEMS, INC.
MEETING DATE: DEC 17, 2009 |
TICKER: CAAS SECURITY ID: 16936R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hanlin Chen | Management | For | For |
| 1.2 | Elect Director Qizhou Wu | Management | For | For |
| 1.3 | Elect Director Guangxun Xu | Management | For | For |
| 1.4 | Elect Director Bruce Carlton Richardson | Management | For | For |
| 1.5 | Elect Director Robert Tung | Management | For | For |
| 1.6 | Elect Director William E. Thomson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHINA DISTANCE EDUCATION HOLDINGS LTD.
MEETING DATE: MAY 28, 2010 |
TICKER: DL SECURITY ID: 16944W104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Baohong Yin, Anabelle Yu Long, and Xiaoshu Chen as Directors | Management | For | Against |
| 2 | Approve Deloitte Touche CPA Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Other Business (Voting) | Management | For | Against |
| |
|---|
CHINA DONGXIANG (GROUP) CO LTD
MEETING DATE: SEP 25, 2009 |
TICKER: 3818 SECURITY ID: G2112Y109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Subscription By Shanghai Gabanna Sporting Goods Co., Ltd. of a 30 Percent Equity Interest in Shanghai Yi Bo Tu Li Co. Ltd. Under the Cooperation Agreement | Management | For | For |
| 2 | Approve New Framework Agreement | Management | For | For |
| 3 | Approve Annual Caps Under the New Framework Agreement | Management | For | For |
| |
|---|
CHINA FIRE & SECURITY GROUP, INC
MEETING DATE: OCT 16, 2009 |
TICKER: CFSG SECURITY ID: 16938R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gangjin Li | Management | For | For |
| 1.2 | Elect Director Brian Lin | Management | For | For |
| 1.3 | Elect Director Weishe Zhang | Management | For | For |
| 1.4 | Elect Director Guoyou Zhang | Management | For | For |
| 1.5 | Elect Director Xuewen Xiao | Management | For | For |
| 1.6 | Elect Director Xianghua Li | Management | For | For |
| 1.7 | Elect Director Albert McLelland | Management | For | For |
| |
|---|
CHUBB CORPORATION, THE
MEETING DATE: APR 27, 2010 |
TICKER: CB SECURITY ID: 171232101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Zoe Baird | Management | For | For |
| 2 | Elect Director Sheila P. Burke | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director John D. Finnegan | Management | For | For |
| 5 | Elect Director Martin G. Mcguinn | Management | For | For |
| 6 | Elect Director Lawrence M. Small | Management | For | For |
| 7 | Elect Director Jess Soderberg | Management | For | For |
| 8 | Elect Director Daniel E. Somers | Management | For | For |
| 9 | Elect Director Karen Hastie Williams | Management | For | For |
| 10 | Elect Director James M. Zimmerman | Management | For | For |
| 11 | Elect Director Alfred W. Zollar | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
CINEMAX INDIA LTD
MEETING DATE: SEP 10, 2009 |
TICKER: 532807 SECURITY ID: Y16365101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend on Preference Shares | Management | For | For |
| 3 | Approve Dividend on Equity Shares of INR 1.20 Per Share | Management | For | For |
| 4 | Reappoint G. Dave as Director | Management | For | For |
| 5 | Approve Vacancy on the Board of Directors Resulting from the Retirement of H.H. Kanakia | Management | For | For |
| 6 | Approve Walker, Chandiok & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CINTAS CORP.
MEETING DATE: OCT 20, 2009 |
TICKER: CTAS SECURITY ID: 172908105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gerald S. Adolph | Management | For | For |
| 2 | Elect Director Paul R. Carter | Management | For | For |
| 3 | Elect Director Gerald V. Dirvin | Management | For | For |
| 4 | Elect Director Richard T. Farmer | Management | For | For |
| 5 | Elect Director Scott D. Farmer | Management | For | For |
| 6 | Elect Director Joyce Hergenhan | Management | For | For |
| 7 | Elect Director James J. Johnson | Management | For | For |
| 8 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 9 | Elect Director David C. Phillips | Management | For | For |
| 10 | Elect Director Ronald W. Tysoe | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
CLICKS GROUP LTD
MEETING DATE: MAY 14, 2010 |
TICKER: CLS SECURITY ID: S17249111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
| 2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
COLUMBIA SPORTSWEAR CO.
MEETING DATE: MAY 25, 2010 |
TICKER: COLM SECURITY ID: 198516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gertrude Boyle | Management | For | For |
| 1.2 | Elect Director Timothy P. Boyle | Management | For | For |
| 1.3 | Elect Director Sarah A. Bany | Management | For | For |
| 1.4 | Elect Director Murrey R. Albers | Management | For | For |
| 1.5 | Elect Director Stephen E. Babson | Management | For | For |
| 1.6 | Elect Director Andy D. Bryant | Management | For | For |
| 1.7 | Elect Director Edward S. George | Management | For | For |
| 1.8 | Elect Director Walter T. Klenz | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMPAGNIE INDUSTRIELLE ET FINANCIERE D INGENIERIE INGENICO
MEETING DATE: MAY 11, 2010 |
TICKER: ING SECURITY ID: F51723116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000 | Management | For | For |
| 5 | Reelect Philippe Lazare as Director | Management | For | Against |
| 6 | Reelect Allan Green as Director | Management | For | Against |
| 7 | Appoint KPMG Audit IS SAS as Auditor and KPMG Audit ID SAS as Alternate Auditor | Management | For | For |
| 8 | Renew Appointment of C.G.E.C. as Auditor and Daniel Boulay as Alternate Auditor | Management | For | For |
| 9 | Approve Transaction with Philippe Lazare Re: Sevarance Payments | Management | For | For |
| 10 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 14 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Item 14 | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12, 13, and 14 | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 18 | Authorize Capital Increase of Up to 10 Percent of Issued Share Capital for Future Exchange Offers | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 20 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 22 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Allow Board to Use All Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| 25 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
| 26 | Amend Article 11 of Bylaws Re: Loyalty Dividend | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CPSI SECURITY ID: 205306103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Boyd Douglas | Management | For | For |
| 1.2 | Elect Director Charles P. Huffman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMPUTER TASK GROUP, INCORPORATED
MEETING DATE: MAY 12, 2010 |
TICKER: CTGX SECURITY ID: 205477102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director, Randolph A. Marks | Management | For | For |
| 1.2 | Elect Director, Randall L. Clark | Management | For | For |
| 2 | Approve Non-Employee Director Deferred Compensation Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: DEC 9, 2009 |
TICKER: CMTL SECURITY ID: 205826209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Goldberg | Management | For | Withhold |
| 1.2 | Elect Director Robert G. Paul | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONAGRA FOODS INC.
MEETING DATE: SEP 25, 2009 |
TICKER: CAG SECURITY ID: 205887102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mogens C. Bay | Management | For | For |
| 1.2 | Elect Director Stephen G. Butler | Management | For | For |
| 1.3 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.4 | Elect Director Joie A. Gregor | Management | For | For |
| 1.5 | Elect Director Rajive Johri | Management | For | For |
| 1.6 | Elect Director W.g. Jurgensen | Management | For | For |
| 1.7 | Elect Director Richard H. Lenny | Management | For | For |
| 1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.10 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CONSTANT CONTACT, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: CTCT SECURITY ID: 210313102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Badavas | Management | For | For |
| 1.2 | Elect Director Gail F. Goodman | Management | For | For |
| 1.3 | Elect Director William S. Kaiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CORPORATE EXECUTIVE BOARD COMPANY, THE
MEETING DATE: JUN 10, 2010 |
TICKER: EXBD SECURITY ID: 21988R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Monahan, III | Management | For | For |
| 1.2 | Elect Director Gregor S. Bailar | Management | For | For |
| 1.3 | Elect Director Stephen M. Carter | Management | For | For |
| 1.4 | Elect Director Gordon J. Coburn | Management | For | For |
| 1.5 | Elect Director Nancy J. Karch | Management | For | For |
| 1.6 | Elect Director David W. Kenny | Management | For | For |
| 1.7 | Elect Director Daniel O. Leemon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: CREE SECURITY ID: 225447101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director John W. Palmour | Management | For | For |
| 1.3 | Elect Director Dolph W. von Arx | Management | For | For |
| 1.4 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.5 | Elect Director Robert A. Ingram | Management | For | For |
| 1.6 | Elect Director Franco Plastina | Management | For | For |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CRISIL LTD. (FRMRLY. CREDIT RATING INF. SERVICE OF INDIA)
MEETING DATE: APR 16, 2010 |
TICKER: 500092 SECURITY ID: Y1791U107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividends of INR 75 Per Share and Approve Final Dividend of INR 25 Per Share | Management | For | For |
| 3 | Reappoint R. Bijapurkar as Director | Management | For | For |
| 4 | Reappoint H. N. Sinor as Director | Management | For | For |
| 5 | Approve S.R. Batliboi & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Appoint D. Sharma as Director | Management | For | Against |
| |
|---|
CYRELA COMMERCIAL PROPERTIES S.A EMPREENDIMENTOS E PARTICIPACOES
MEETING DATE: APR 29, 2010 |
TICKER: CCPR3 SECURITY ID: P34093107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| |
|---|
CYRELA COMMERCIAL PROPERTIES S.A EMPREENDIMENTOS E PARTICIPACOES
MEETING DATE: APR 29, 2010 |
TICKER: CCPR3 SECURITY ID: P34093107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Article 5 and 30 | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| |
|---|
DAIKOKUTENBUSSAN CO. LTD.
MEETING DATE: AUG 20, 2009 |
TICKER: 2791 SECURITY ID: J1012U107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 14 | Management | For | For |
| 2 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines | Management | For | For |
| 3.1 | Elect Director | Management | For | For |
| 3.2 | Elect Director | Management | For | For |
| 3.3 | Elect Director | Management | For | For |
| 3.4 | Elect Director | Management | For | For |
| 3.5 | Elect Director | Management | For | For |
| 4 | Appoint Statutory Auditor | Management | For | For |
| |
|---|
DAPHNE INTERNATIONAL HOLDINGS LTD
MEETING DATE: DEC 7, 2009 |
TICKER: 210 SECURITY ID: G2830J103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Share Option Scheme | Management | For | For |
| |
|---|
DAPHNE INTERNATIONAL HOLDINGS LTD.
MEETING DATE: MAY 19, 2010 |
TICKER: 210 SECURITY ID: G2830J103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Huang Shun-Tsai as Director | Management | For | Against |
| 3b | Reelect Kuo Jung-Cheng as Director | Management | For | Against |
| 3c | Reelect Chang Chih-Chiao as Director | Management | For | Against |
| 3d | Reelect Ma Xuezheng as Director | Management | For | Against |
| 3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
DEMANDTEC, INC
MEETING DATE: AUG 5, 2009 |
TICKER: DMAN SECURITY ID: 24802R506
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor L. Lund | Management | For | For |
| 1.2 | Elect Director Joshua W.R. Pickus | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL CHINA HOLDINGS LIMITED
MEETING DATE: AUG 25, 2009 |
TICKER: 861 SECURITY ID: G2759B107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Hu Zhaoguang as Director | Management | For | For |
| 3b | Reelect Qiu Zhongwei as Director | Management | For | For |
| 3c | Reelect Wong Man Chung, Francis as Director | Management | For | For |
| 3d | Reelect Kwan Ming Heung, Peter as Director | Management | For | For |
| 3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
DIGITAL CHINA HOLDINGS LIMITED
MEETING DATE: NOV 24, 2009 |
TICKER: 861 SECURITY ID: G2759B107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Execution of the Equity Interest Transfer Agreement, DCITS Share Pledge Agreement, Beijing DCITACL Share Pledge Agreement, Beijing DCITACL Equity Interest Transfer and Pre-emptive Right Agreement | Management | For | For |
| |
|---|
DRESSER-RAND GROUP INC.
MEETING DATE: MAY 11, 2010 |
TICKER: DRC SECURITY ID: 261608103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Macaulay | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EBIX, INC.
MEETING DATE: DEC 21, 2009 |
TICKER: EBIX SECURITY ID: 278715206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
ECLIPSYS CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ECLP SECURITY ID: 278856109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan L. Crippen | Management | For | For |
| 1.2 | Elect Director Edward A. Kangas | Management | For | For |
| 1.3 | Elect Director Craig Macnab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert A. Ingram | Management | For | For |
| 2 | Election Director William J. Link, Ph.d. | Management | For | For |
| 3 | Election Director Wesley W. Von Schack | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ELDORADO GOLD CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ELD SECURITY ID: 284902103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John S. Auston as Director | Management | For | For |
| 2 | Elect K. Ross Cory as Director | Management | For | For |
| 3 | Elect Robert R. Gilmore as Director | Management | For | For |
| 4 | Elect Geoffrey A. Handley as Director | Management | For | For |
| 5 | Elect Wayne D. Lenton as Director | Management | For | For |
| 6 | Elect Jonathan A. Rubenstein as Director | Management | For | For |
| 7 | Elect Donald M. Shumka as Director | Management | For | For |
| 8 | Elect Paul N. Wright as Director | Management | For | For |
| 9 | Ratify KPMG LLP as Auditors | Management | For | For |
| 10 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
ELECTRO-OPTICAL SCIENCES, INC.
MEETING DATE: APR 30, 2010 |
TICKER: MELA SECURITY ID: 285192100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph V. Gulfo | Management | For | For |
| 1.2 | Elect Director Breaux Castleman | Management | For | For |
| 1.3 | Elect Director Sidney Braginsky | Management | For | For |
| 1.4 | Elect Director George C. Chryssis | Management | For | For |
| 1.5 | Elect Director Martin D. Cleary | Management | For | For |
| 1.6 | Elect Director Anne Egger | Management | For | For |
| 1.7 | Elect Director Charles Stiefel | Management | For | For |
| 1.8 | Elect Director Gerald Wagner, Ph.D | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
ENDO PHARMACEUTICALS HOLDINGS INC.
MEETING DATE: MAY 26, 2010 |
TICKER: ENDP SECURITY ID: 29264F205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Delucca | Management | For | For |
| 1.2 | Elect Director David P. Holveck | Management | For | For |
| 1.3 | Elect Director Nancy J Hutson | Management | For | For |
| 1.4 | Elect Director Michael Hyatt | Management | For | For |
| 1.5 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.6 | Elect Director William P. Montague | Management | For | For |
| 1.7 | Elect Director Joseph C. Scodari | Management | For | For |
| 1.8 | Elect Director William F. Spengler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
ENTERTAINMENT NETWORK INDIA LTD
MEETING DATE: SEP 4, 2009 |
TICKER: 532700 SECURITY ID: Y22993102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint R. Dhariwal as Director | Management | For | For |
| 3 | Reappoint V. Jain as Director | Management | For | For |
| 4 | Approve Price Waterhouse & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
EPICOR SOFTWARE CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: EPIC SECURITY ID: 29426L108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. George Klaus | Management | For | For |
| 1.2 | Elect Director Michael Kelly | Management | For | For |
| 1.3 | Elect Director Robert H. Smith | Management | For | For |
| 1.4 | Elect Director Michael L. Hackworth | Management | For | For |
| 1.5 | Elect Director John M. Dillon | Management | For | For |
| 1.6 | Elect Director Richard H. Pickup | Management | For | For |
| 1.7 | Elect Director W. Douglas Hajjar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EROS INTERNATIONAL PLC, DOUGLAS
MEETING DATE: SEP 24, 2009 |
TICKER: EROS SECURITY ID: G3193P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Reelect Kishore Lulla as a Director | Management | For | For |
| 3 | Reelect Jyoti Deshpande as a Director | Management | For | For |
| 4 | Ratify Grant Thornton as Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Share Repurchase Program | Management | For | For |
| |
|---|
EVA PRECISION INDUSTRIAL HOLDINGS LTD.
MEETING DATE: MAY 13, 2010 |
TICKER: 838 SECURITY ID: G32148101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Zhang Jian Hua as Executive Director | Management | For | Against |
| 2b | Reelect Zhang Yaohua as Executive Director | Management | For | Against |
| 2c | Reelect Lui Sun Wing as Independent Non-Executive Director | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
F@N COMMUNICATIONS INC.
MEETING DATE: MAR 30, 2010 |
TICKER: 2461 SECURITY ID: J14092100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 1700 | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor | Management | For | For |
| 5 | Approve Stock Option Plan for Directors | Management | For | For |
| 6 | Approve Stock Option Plan | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FORTUNE ELECTRIC CO., LTD.
MEETING DATE: JUN 30, 2010 |
TICKER: 1519 SECURITY ID: Y26168107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
| 4 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
| |
|---|
FRANCO-NEVADA CORP.
MEETING DATE: MAY 12, 2010 |
TICKER: FNV SECURITY ID: 351858105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Derek W. Evans | Management | For | For |
| 1.4 | Elect Director Graham Farquharson | Management | For | For |
| 1.5 | Elect Director Louis Gignac | Management | For | For |
| 1.6 | Elect Director Randall Oliphant | Management | For | For |
| 1.7 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Share Compensation Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
FUEL SYSTEMS SOLUTIONS, INC
MEETING DATE: AUG 27, 2009 |
TICKER: FSYS SECURITY ID: 35952W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mariano Costamagna | Management | For | Withhold |
| 1.2 | Elect Director William Young | Management | For | Withhold |
| 1.3 | Elect Director Aldo Zanvercelli | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | Against |
| |
|---|
FUEL SYSTEMS SOLUTIONS, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: FSYS SECURITY ID: 35952W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marco Di Toro | Management | For | For |
| 1.2 | Elect Director James W. Nall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
MEETING DATE: SEP 23, 2009 |
TICKER: 175 SECURITY ID: G3777B103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve R and D Agreement and Related Annual Caps | Management | For | For |
| 2 | Approve Services Agreement and Related Annual Caps | Management | For | For |
| 3 | Approve CBU Agreement and Related Annual Caps | Management | For | For |
| 4 | Approve Supplemental Parts and Components Agreement and Related Annual Caps | Management | For | For |
| |
|---|
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
MEETING DATE: DEC 7, 2009 |
TICKER: 175 SECURITY ID: G3777B103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Chengdu Gaoyuan Agreement and Related Transactions | Management | For | For |
| 2 | Approve the Jinan Geely Agreement and Related Transactions | Management | For | For |
| 3 | Approve the Lanzhou Geely Agreement and Related Transactions | Management | For | For |
| |
|---|
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
MEETING DATE: DEC 31, 2009 |
TICKER: 175 SECURITY ID: G3777B103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Services Agreement and Related Annual Caps | Management | For | For |
| 2 | Approve Loan Guarantee Agreement and Related Annual Caps | Management | For | For |
| 3 | Approve Shanghai LTI Supply and Purchase Agreement and Related Annual Caps | Management | For | For |
| 4 | Approve Supplemental Services Agreement and Related Annual Caps | Management | For | For |
| |
|---|
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
MEETING DATE: MAY 25, 2010 |
TICKER: 175 SECURITY ID: G3777B103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect Yang Jian as Director | Management | For | For |
| 4 | Reelect Yin Da Qing, Richard as Director | Management | For | For |
| 5 | Reelect Liu Jun Liang as Director | Management | For | For |
| 6 | Reelect Zhao Fuquan as Director | Management | For | For |
| 7 | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 8 | Reappoint Grant Thornton as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Refreshment of Mandate Limit Under Share Option Scheme | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
GEMALTO
MEETING DATE: MAY 19, 2010 |
TICKER: GTO SECURITY ID: N3465M108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Annual Report 2009 | Management | None | Did Not Vote |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 4 | Approve Financial Statements | Management | For | Did Not Vote |
| 5a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 5b | Approve Dividends of EUR 0.25 Per Share | Management | For | Did Not Vote |
| 6a | Approve Discharge of CEO | Management | For | Did Not Vote |
| 6b | Approve Discharge of Non-Excecutive Directors | Management | For | Did Not Vote |
| 7 | Elect P. Alfroid to Board of Directors | Management | For | Did Not Vote |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
| 10 | Allow Questions | Management | None | Did Not Vote |
| 11 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: GNTX SECURITY ID: 371901109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Mulder | Management | For | For |
| 1.2 | Elect Director Frederick Sotok | Management | For | For |
| 1.3 | Elect Director Wallace Tsuha | Management | For | For |
| 2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GODREJ CONSUMER PRODUCT LTD
MEETING DATE: JUL 25, 2009 |
TICKER: 532424 SECURITY ID: Y2732X135
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 0.75 Per Share | Management | For | For |
| 3 | Reappoint J. Godrej as Director | Management | For | For |
| 4 | Reappoint B. Balachandran as Director | Management | For | For |
| 5 | Reappoint A. Mehta as Director | Management | For | For |
| 6 | Approve Kalyaniwalla & Mistry as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Appoint D. Sehgal as Director | Management | For | For |
| 8 | Approve Appointment and Remuneration of D. Sehgal, Managing Director | Management | For | For |
| 9 | Appoint D. Shivakumar as Director | Management | For | For |
| 10 | Approve Redesignation of A.B. Godrej as Chairman for the Remainder of His Term Until March 31, 2010 | Management | For | For |
| 11 | Approve Redesignation of H. Press as Vice Chairman for the Remainder of His Term Until April 30, 2010 | Management | For | For |
| 12 | Approve Reappointment and Remuneration of A.B. Godrej as Chairman from April 1, 2010 to March 31, 2013 | Management | For | For |
| 13 | Amend Utilization of Proceeds from Rights Issue | Management | For | For |
| 14 | Amend Employee Stock Option Plan Re: Maximum Number of Options Granted per Employee per Year | Management | For | Against |
| |
|---|
GOLDCREST CO. LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 8871 SECURITY ID: J17451105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hidetoshi Yasukawa | Management | For | For |
| 1.2 | Elect Director Keiko Umeda | Management | For | For |
| 1.3 | Elect Director Takeaki Yamaguchi | Management | For | For |
| |
|---|
GOLDEN EAGLE RETAIL GROUP LTD
MEETING DATE: DEC 18, 2009 |
TICKER: 3308 SECURITY ID: G3958R109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Framework Agreement Between Golden Eagle International Retail Group (China) Co., Ltd. and Nanjing Golden Eagle International Group Ltd. | Management | For | For |
| 2 | Approve Lease Agreement | Management | For | For |
| 3 | Approve Annual Caps for the Rental in Respect of the Lease Agreement | Management | For | For |
| |
|---|
GOLDEN EAGLE RETAIL GROUP LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 3308 SECURITY ID: G3958R109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of RMB 0.108 Per Share | Management | For | For |
| 3a | Reelect Wang Hung, Roger as Director | Management | For | For |
| 3b | Reelect Han Xiang Li as Director | Management | For | For |
| 3c | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HARVARD BIOSCIENCE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HBIO SECURITY ID: 416906105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Dishman | Management | For | For |
| 1.2 | Elect Director Neal J. Harte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HAS SECURITY ID: 418056107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W.o. Garrett | Management | For | For |
| 1.7 | Elect Director Brian Goldner | Management | For | For |
| 1.8 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.9 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.10 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.11 | Elect Director Edward M. Philip | Management | For | For |
| 1.12 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS INC
MEETING DATE: MAY 12, 2010 |
TICKER: HLX SECURITY ID: 42330P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Owen Kratz | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HENG TAI CONSUMABLES GROUP LTD
MEETING DATE: DEC 21, 2009 |
TICKER: 197 SECURITY ID: G44035106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Lee Choi Lin, Joecy as Director | Management | For | Abstain |
| 2b | Reelect Poon Yiu Cheung, Newman as Independent Non-Executive Director | Management | For | For |
| 2c | Reelect Mak Yun Chu as Independent Non-Executive Director | Management | For | For |
| 2d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 7 | Approve the New Share Option Scheme of the Company | Management | For | Against |
| |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 24, 2010 |
TICKER: 1044 SECURITY ID: G4402L151
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Sze Man Bok as Director | Management | For | Against |
| 3b | Reelect Hung Ching Shan as Director | Management | For | Against |
| 3c | Reelect Loo Hong Shing Vincent as Director | Management | For | For |
| 3d | Reelect Wang Ming Fu as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HLTH CORP.
MEETING DATE: OCT 23, 2009 |
TICKER: HLTH SECURITY ID: 40422Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director Paul A. Brooke | Management | For | For |
| 2.2 | Elect Director James V. Manning | Management | For | For |
| 2.3 | Elect Director Martin J. Wygod | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOLLYSYS AUTOMATION TECHNOLOGIES LTD
MEETING DATE: JUN 25, 2010 |
TICKER: HOLI SECURITY ID: G45667105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Changli Wang as a Director | Management | For | For |
| 1.2 | Elect Colin Sung as a Director | Management | For | For |
| 1.3 | Elect Jerry Zhang as a Director | Management | For | For |
| 1.4 | Elect Jianyun Chai as a Director | Management | For | For |
| 1.5 | Elect Qingtai Chen as a Director | Management | For | For |
| 2 | Ratify BDO as Auditors | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
HORMEL FOODS CORP.
MEETING DATE: JAN 26, 2010 |
TICKER: HRL SECURITY ID: 440452100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrell K. Crews | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1.3 | Elect Director Jody H. Feragen | Management | For | For |
| 1.4 | Elect Director Susan I. Marvin | Management | For | For |
| 1.5 | Elect Director John L. Morrison | Management | For | For |
| 1.6 | Elect Director Elsa A. Murano | Management | For | For |
| 1.7 | Elect Director Robert C. Nakasone | Management | For | For |
| 1.8 | Elect Director Susan K. Nestergard | Management | For | For |
| 1.9 | Elect Director Ronald D. Pearson | Management | For | For |
| 1.10 | Elect Director Dakota A. Pippins | Management | For | For |
| 1.11 | Elect Director Huch C. Smith | Management | For | For |
| 1.12 | Elect Director John G. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Implement Specific Animal Welfare Policies and Practices for Suppliers | Shareholder | Against | Abstain |
| |
|---|
HOT TOPIC, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: HOTT SECURITY ID: 441339108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn D'An | Management | For | For |
| 1.2 | Elect Director Lisa Harper | Management | For | For |
| 1.3 | Elect Director W. Scott Hedrick | Management | For | For |
| 1.4 | Elect Director Elizabeth McLaughlin | Management | For | For |
| 1.5 | Elect Director Bruce Quinnell | Management | For | For |
| 1.6 | Elect Director Andrew Schuon | Management | For | For |
| 1.7 | Elect Director Thomas G. Vellios | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOUSING DEVELOPMENT FINANCE CORP. LTD.
MEETING DATE: JUL 22, 2009 |
TICKER: 500010 SECURITY ID: Y37246157
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 30.00 Per Share | Management | For | For |
| 3 | Reappoint S.B. Patel as Director | Management | For | For |
| 4 | Reappoint B.S. Mehta as Director | Management | For | For |
| 5 | Reappoint S.A. Dave as Director | Management | For | For |
| 6 | Approve Deloitte Haskins & Sells as Auditors and Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Pannell Kerr Forster as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Reappointment and Remuneration of D.S. Parekh, Chairman and Managing Director | Management | For | For |
| 9 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| 10 | Authorize Issuance of Warrants Convertible into 10.95 Million Equity Shares with Secured Redeemable Non-Convertible Debentures without Preemptive Rights to Qualified Institutional Buyers | Management | For | For |
| |
|---|
IAMGOLD CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: IMG SECURITY ID: 450913108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Derek Bullock as Director | Management | For | For |
| 1.2 | Elect John E. Caldwell as Director | Management | For | For |
| 1.3 | Elect Donald K. Charter as Director | Management | For | For |
| 1.4 | Elect W. Robert Dengler as Director | Management | For | For |
| 1.5 | Elect Guy G. Dufresne as Director | Management | For | For |
| 1.6 | Elect Peter C. Jones as Director | Management | For | For |
| 1.7 | Elect Mahendra Naik as Director | Management | For | For |
| 1.8 | Elect William D. Pugliese as Director | Management | For | For |
| 1.9 | Elect John Shaw as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
IGUATEMI EMPRESA SHOPPING CENTERS S.A
MEETING DATE: JAN 29, 2010 |
TICKER: IGTA3 SECURITY ID: P5352J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Deloitte Touche Tohmatsu Independent Auditors to Appraise Proposed Absorption of Midia Mall Consultoria Promocional | Management | For | Did Not Vote |
| 2 | Approve the Appraisal Report Produced by Deloitte Touche Tohmatsu Independent Auditors | Management | For | Did Not Vote |
| 3 | Examine Absorption Agreement | Management | For | Did Not Vote |
| 4 | Approve Absorption Agreement | Management | For | Did Not Vote |
| 5 | Approve the Proposal to Expand Company Objectives Following Absorption of Midia Mall Consultoria Promocional | Management | For | Did Not Vote |
| 6 | Amend Article 5 to Reflect Changes in Company Objectives | Management | For | Did Not Vote |
| |
|---|
IGUATEMI EMPRESA SHOPPING CENTERS S.A
MEETING DATE: APR 28, 2010 |
TICKER: IGTA3 SECURITY ID: P5352J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: IMGN SECURITY ID: 45253H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
| 2.2 | Elect Director David W. Carter | Management | For | For |
| 2.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2.4 | Elect Director J.j. Villafranca | Management | For | For |
| 2.5 | Elect Director Nicole Onetto | Management | For | For |
| 2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
| 2.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2.8 | Elect Director Daniel M. Junius | Management | For | For |
| 2.9 | Elect Director Howard H. Pien | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: MAR 12, 2010 |
TICKER: SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
| 2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
| 4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
| |
|---|
INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 14, 2009 |
TICKER: ITX SECURITY ID: E6282J109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended January 31, 2009 | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended January 31, 2009 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.1 | Reelect Carlos Espinosa de los Monteros as Director | Management | For | For |
| 4.2 | Reelect Francisco Luzon Lopez as Director | Management | For | For |
| 5 | Reelect Auditors | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
INFO EDGE INDIA LTD
MEETING DATE: JUL 23, 2009 |
TICKER: 532777 SECURITY ID: Y40353107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 0.75 Per Share | Management | For | For |
| 3 | Reappoint K. Kapoor as Director | Management | For | For |
| 4 | Reappoint B. Deshpande as Director | Management | For | Against |
| 5 | Reappoint A. Raghuvanshi as Director | Management | For | For |
| 6 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Variation in the Utilization of IPO Proceeds | Management | For | For |
| |
|---|
INTERNET BRANDS, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: INET SECURITY ID: 460608102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert N. Brisco | Management | For | For |
| 1.2 | Elect Director Howard Lee Morgan | Management | For | For |
| 1.3 | Elect Director W. Allen Beasley | Management | For | For |
| 1.4 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.5 | Elect Director Marcia Goodstein | Management | For | For |
| 1.6 | Elect Director William Gross | Management | For | For |
| 1.7 | Elect Director Martin R. Melone | Management | For | For |
| 1.8 | Elect Director James R. Ukropina | Management | For | For |
| |
|---|
INTERVAL LEISURE GROUP, INC.
MEETING DATE: JUN 15, 2010 |
TICKER: IILG SECURITY ID: 46113M108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Nash | Management | For | Withhold |
| 1.2 | Elect Director Gregory R. Blatt | Management | For | Withhold |
| 1.3 | Elect Director David Flowers | Management | For | Withhold |
| 1.4 | Elect Director Gary S. Howard | Management | For | Withhold |
| 1.5 | Elect Director Lewis J. Korman | Management | For | Withhold |
| 1.6 | Elect Director Thomas J. Kuhn | Management | For | Withhold |
| 1.7 | Elect Director Thomas J. McInerney | Management | For | Withhold |
| 1.8 | Elect Director Thomas P. Murphy, Jr. | Management | For | Withhold |
| 1.9 | Elect Director Avy H. Stein | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IPC THE HOSPITALIST COMPANY, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: IPCM SECURITY ID: 44984A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francesco Federico | Management | For | For |
| 1.2 | Elect Director Patrick G. Hays | Management | For | For |
| 1.3 | Elect Director C. Thomas Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 28, 2010 |
TICKER: JEC SECURITY ID: 469814107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1.2 | Elect Director Edward V. Fritzky | Management | For | For |
| 1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
| 1.4 | Elect Director Peter J. Robertson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JAMMU & KASHMIR BANK LTD. (THE)
MEETING DATE: SEP 26, 2009 |
TICKER: 532209 SECURITY ID: Y8743F112
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 16.90 Per Share | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JOBSTREET CORPORATION BHD
MEETING DATE: JAN 6, 2010 |
TICKER: JOBST SECURITY ID: Y44474107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Additional Ordinary Shares of NTD 10 Each in 104 Corp (Taiwan) from the Open Market of the Taiwan Stock Exchange for a Purchase Consideration of up to MYR 50 Million | Management | For | For |
| 2 | Amend Bye-Laws of the Employee Share Option Scheme (ESOS) | Management | For | For |
| 3 | Approve Grant of Options to Subscribe for up to 1 Million New Shares to Chang Mun Kee, Executive Director and CEO, under the ESOS | Management | For | For |
| 4 | Approve Grant of Options to Subscribe for up to 700,000 New Shares to Suresh A/L Thirugnanam, Executive Director and COO, under the ESOS | Management | For | For |
| 5 | Approve Grant of Options to Subscribe for up to 350,000 New Shares to Ali Bin Abdul Kadir, Independent Non-Executive Director, under the ESOS | Management | For | For |
| 6 | Approve Grant of Options to Subscribe for up to 350,000 New Shares to Lin See Yan, Independent Non-Executive Director, under the ESOS | Management | For | For |
| |
|---|
JOBSTREET CORPORATION BHD
MEETING DATE: JUN 9, 2010 |
TICKER: JOBST SECURITY ID: Y44474107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Tax Exempt Final Dividend of MYR 0.02 Per Share for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
| 3 | Approve Remuneration of Directors for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
| 4 | Elect Lin See Yan as Director | Management | For | For |
| 5 | Elect Ali bin Abdul Kadir as Director | Management | For | For |
| 6 | Elect Suresh A/L Thirugnanam as Director | Management | For | Against |
| 7 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued and Paid-Up Share Capital | Management | For | For |
| |
|---|
JOLLIBEE FOODS CORPORATION
MEETING DATE: JUN 25, 2010 |
TICKER: JFC SECURITY ID: Y4466S100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Call to Order | Management | None | None |
| 2 | Certification by the Corporate Secretary on Notice and Quorum | Management | None | None |
| 3 | Approve the Minutes of the Last Annual Stockholders' Meeting Held on June 26, 2009 | Management | For | For |
| 4 | Receive the President's Report | Management | For | For |
| 5 | Ratify Actions by the Board of Directors and Officers of the Corporation | Management | For | For |
| 6.1 | Elect Tony Tan Caktiong as a Director | Management | For | Against |
| 6.2 | Elect William Tan Untiong as a Director | Management | For | Against |
| 6.3 | Elect Ernesto Tanmantiong as a Director | Management | For | Against |
| 6.4 | Elect Ang Cho Sit as a Director | Management | For | Against |
| 6.5 | Elect Antonio Chua Poe Eng as a Director | Management | For | Against |
| 6.6 | Elect Felipe B. Alfonso as a Director | Management | For | Against |
| 6.7 | Elect Monico Jacob as a Director | Management | For | For |
| 6.8 | Elect Cezar P. Consing as a Director | Management | For | For |
| 7 | Appoint SyCip Gorres and Velayo as External Auditors | Management | For | For |
| 8 | Other Matters | Management | For | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KALINA CONCERN
MEETING DATE: OCT 7, 2009 |
TICKER: KLNA SECURITY ID: 678128109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 5.50 per Share for First Half Fiscal 2009 | Management | For | For |
| |
|---|
KALINA CONCERN
MEETING DATE: APR 28, 2010 |
TICKER: KLNA SECURITY ID: 678128109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report on Company's Operations in 2009 and Company Strategy in 2010; Approve Annual Report, Financial Statements, and Allocation of Income; Approve Audit Commission Report and Auditor's Report | Management | For | For |
| 2 | Approve Interim Dividends of RUB 10.66 for Second Half of Fiscal 2009 | Management | For | For |
| 3.1 | Elect Aleksey Averkiev as Director | Management | None | Against |
| 3.2 | Elect Andreas Boesenberg as Director | Management | None | Against |
| 3.3 | Elect Miklhail Vasiliev as Director | Management | None | Against |
| 3.4 | Elect Nikolay Geller as Director | Management | None | Against |
| 3.5 | Elect Marat Goryayev as Director | Management | None | Against |
| 3.6 | Elect Timur Goryayev as Director | Management | None | Against |
| 3.7 | Elect Roman Ishbulatov as Director | Management | None | For |
| 3.8 | Elect Johan Vreeman as Director | Management | None | Against |
| 3.9 | Elect Jochen Wermuth as Director | Management | None | Against |
| 3.10 | Elect Aleksandr Yurievich as Director | Management | None | Against |
| 3.11 | Elect Elena Suslova as Director | Management | None | Against |
| 3.12 | Elect Valery Chuvatin as Director | Management | None | Against |
| 4.1 | Elect as Elena Petrichenko Member of Audit Commission | Management | For | For |
| 4.2 | Elect Marina Buinova as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Olga Federova as Member of Audit Commission | Management | For | For |
| 5 | Ratify OAO Listik & Partners as Auditor | Management | For | For |
| 6 | Amend Regulations on Board of Directors | Management | For | For |
| |
|---|
KAPPA CREATE CO. LTD.
MEETING DATE: MAY 26, 2010 |
TICKER: 7421 SECURITY ID: J30675102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 40 | Management | For | Did Not Vote |
| 2 | Appoint Statutory Auditor | Management | For | Did Not Vote |
| |
|---|
KENEDIX INC.
MEETING DATE: MAR 30, 2010 |
TICKER: 4321 SECURITY ID: J3243N100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Increase Authorized Capital | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Appoint External Audit Firm | Management | For | For |
| |
|---|
KINETIC CONCEPTS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: KCI SECURITY ID: 49460W208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Dollens | Management | For | For |
| 1.2 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.3 | Elect Director John P. Byrnes | Management | For | For |
| 1.4 | Elect Director Harry R. Jacobson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 268 SECURITY ID: G52568147
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Xu Shao Chun as Director | Management | For | Against |
| 3b | Reelect Chen Deng Kun as Director | Management | For | Against |
| 3c | Reelect Yang Zhou Nan as Director | Management | For | Against |
| 4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
KINROSS GOLD CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: K SECURITY ID: 496902404
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John A. Brough as Director | Management | For | For |
| 1.2 | Elect Tye W. Burt as Director | Management | For | For |
| 1.3 | Elect John K. Carrington as Director | Management | For | For |
| 1.4 | Elect John M.H. Huxley as Director | Management | For | For |
| 1.5 | Elect John A. Keyes as Director | Management | For | For |
| 1.6 | Elect Catherin McLeod-Seltzer as Director | Management | For | For |
| 1.7 | Elect George F. Michals as Director | Management | For | For |
| 1.8 | Elect John E. Oliver as Director | Management | For | For |
| 1.9 | Elect Terence C.W. Reid as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
KONTRON AG
MEETING DATE: JUN 9, 2010 |
TICKER: KBC SECURITY ID: D2233E118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Reelect Lars Singbartl to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Amend 2003 Stock Option Plan | Management | For | For |
| 9 | Amend 2007 Stock Option Plan | Management | For | For |
| 10 | Approve Creation of EUR 27.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Amend Articles Re: New German Legislation (Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 16.9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 12, 2010 |
TICKER: LH SECURITY ID: 50540R409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David P. King | Management | For | For |
| 2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 3 | Elect Director Jean-Luc Belingard | Management | For | For |
| 4 | Elect Director Wendy E. Lane | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 7 | Elect Director Arthur H. Rubenstein | Management | For | For |
| 8 | Elect Director M. Keith Weikel | Management | For | For |
| 9 | Elect Director R. Sanders Williams | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
MEETING DATE: JAN 22, 2010 |
TICKER: 992 SECURITY ID: 526250105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale and Purchase Agreement and the Issue of Consideration Shares | Management | For | For |
| |
|---|
LG DACOM CORPORATION (FRMLY DACOM CORP.)
MEETING DATE: NOV 27, 2009 |
TICKER: DACOM SECURITY ID: Y5252V108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with LG Telecom Limited and LG Powercom Corporation | Management | For | For |
| |
|---|
LIHIR GOLD LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: LGL SECURITY ID: Y5285N149
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Elect Peter Cassidy as a Director | Management | For | For |
| 3 | Elect Mike Etheridge as a Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
| 5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | Management | For | For |
| 6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LITTLE SHEEP GROUP LTD
MEETING DATE: MAY 20, 2010 |
TICKER: 968 SECURITY ID: G55069101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Zhang Gang as Director | Management | For | Against |
| 4 | Reelect Wang Daizong as Director | Management | For | Against |
| 5 | Reelect Su Jing Shyh Samuel as Director | Management | For | Against |
| 6 | Reelect Koo Benjamin Henry Ho Chung as Director | Management | For | Against |
| 7 | Reelect Hsieh Hui-yun Lily as Director | Management | For | Against |
| 8 | Reelect Yeung Ka Keung as Director | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
LONGTOP FINANCIAL TECHNOLOGIES LTD
MEETING DATE: MAR 26, 2010 |
TICKER: LFT SECURITY ID: 54318P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| I.1 | Elect Thomas Gurnee as Director | Management | For | For |
| I.2 | Elect Zuyun Xue as Director | Management | For | For |
| II | Ratify Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
| |
|---|
LOOPNET, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: LOOP SECURITY ID: 543524300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Byrnes | Management | For | For |
| 1.2 | Elect Director Thomas E. Unterman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LUMAX INTERNATIONAL CORP. LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 6192 SECURITY ID: Y5360C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
| 6.1 | Elect Ck Lin with ID Number B100059783 as Director | Management | For | Against |
| 6.2 | Elect Wayne Su with ID Number R101334500 as Director | Management | For | Against |
| 6.3 | Elect Eric Chou with ID Number H100078506 as Director | Management | For | Against |
| 6.4 | Elect Lr Huang with ID Number H101205954 as Director | Management | For | Against |
| 6.5 | Elect Cw Huang with ID Number A126670969 as Director | Management | For | Against |
| 6.6 | Elect Mike Yu with ID Number A102800509 as Independent Director | Management | For | For |
| 6.7 | Elect Fred Chiu with ID Number K120841525 as Independent Director | Management | For | For |
| 6.8 | Elect Shel Lin with ID Number N220116263 as Supervisor | Management | For | For |
| 6.9 | Elect Po-Yung Chen with ID Number B100098342 as Supervisor | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
MARUSAN SECURITIES CO. LTD.
MEETING DATE: JUN 23, 2010 |
TICKER: 8613 SECURITY ID: J40476103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7.5 | Management | For | For |
| 2 | Approve Reduction in Capital Reserves | Management | For | For |
| 3.1 | Elect Director Eijiro Nagao | Management | For | For |
| 3.2 | Elect Director Zenshiro Mizuno | Management | For | For |
| 3.3 | Elect Director Shigeru Nakano | Management | For | For |
| 3.4 | Elect Director Mamoru Kobayashi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Isamu Mori | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 6 | Approve Stock Option Plan | Management | For | For |
| |
|---|
MASIMO CORP.
MEETING DATE: JUN 2, 2010 |
TICKER: MASI SECURITY ID: 574795100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe Kiani | Management | For | For |
| 1.2 | Elect Director Jack Lasersohn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MTZ SECURITY ID: 576323109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Dwyer | Management | For | Withhold |
| 1.2 | Elect Director Frank E. Jaumot | Management | For | Withhold |
| 1.3 | Elect Director Jose S. Sorzano | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAX INDIA LIMITED
MEETING DATE: JUL 28, 2009 |
TICKER: 500271 SECURITY ID: Y5903C145
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 4.5 Billion to Qualified Institutional Buyers | Management | For | For |
| |
|---|
MAX INDIA LIMITED
MEETING DATE: SEP 8, 2009 |
TICKER: 500271 SECURITY ID: Y5903C145
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Corporate Guarantee of up to INR 5 Billion to Max Healthcare Institute Ltd. | Management | For | For |
| 2 | Approve Investment of up to INR 1.5 Billion in Max Healthcare Institute Ltd. | Management | For | For |
| |
|---|
MAX INDIA LIMITED
MEETING DATE: SEP 23, 2009 |
TICKER: 500271 SECURITY ID: Y5903C145
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint N. Rangachary as Director | Management | For | For |
| 3 | Reappoint P. Mankad as Director | Management | For | For |
| 4 | Reappoint Anuroop Singh as Director | Management | For | For |
| 5 | Reappoint N.C. Singhal as Director | Management | For | For |
| 6 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Appoint S.K. Bijlani as Director | Management | For | For |
| 8 | Appoint A. Mehta as Director | Management | For | For |
| 9 | Approve Remuneration of Analjit Singh, Chairman & Managing Director | Management | For | For |
| 10 | Approve Charitable Donations up to INR 170 Million to Indian School of Business | Management | For | For |
| 11 | Approve Investment of up to INR 10 Billion in Max New York Life Insurance Co. Ltd. | Management | For | For |
| 12 | Approve Investment of up to INR 1 Billion in Max Bupa Health Insurance Co. Ltd. | Management | For | For |
| 13 | Approve Corporate Guarantees of up to INR 5 Billion to Max Healthcare Institute Ltd. | Management | For | For |
| 14 | Approve Investment of up to INR 1.5 Billion in Max Healthcare Istitute Ltd. | Management | For | For |
| |
|---|
MAX INDIA LIMITED
MEETING DATE: JAN 22, 2010 |
TICKER: 500271 SECURITY ID: Y5903C145
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of 12 Percent Fully and Compulsorily Convertible Debentures up to an Aggregate Amount of $115 Million to Xenok Ltd, Private Equity Investor | Management | For | For |
| 2 | Approve Issuance of 2 Million Warrants up to an Aggregate Amount of INR 1.73 Billion to A. Singh, Promoter of the Company | Management | For | For |
| 3 | Approve Investment of up to INR 2 Billion in the Equity Shares of Max Bupa Health Insurance Co Ltd | Management | For | For |
| 4 | Approve Appointment and Remuneration of T. Singh, a Relative of a Director, as Management Trainee | Management | For | For |
| 5 | Approve Increase in Board Size from 12 to 15 Members | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: MCD SECURITY ID: 580135101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Walter E. Massey | Management | For | For |
| 2 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 3 | Elect Director Roger W. Stone | Management | For | For |
| 4 | Elect Director Miles D. White | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
| |
|---|
MEDIAL SAUDE S.A
MEETING DATE: DEC 18, 2009 |
TICKER: MEDI3 SECURITY ID: P6499S106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors | Management | For | For |
| 2 | Remove Firm from the Public Company Registry and Approve Delisting of Shares from Stock Exchange | Management | For | For |
| 3 | Designate Risk Assessment Companies | Management | For | For |
| |
|---|
MEGASTUDY CO.
MEETING DATE: MAR 19, 2010 |
TICKER: 72870 SECURITY ID: Y59327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Dividend of KRW 2300 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Reelect Hong Seok-Beom as Inside Director | Management | For | Against |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| |
|---|
MERIDIAN BIOSCIENCE, INC.
MEETING DATE: JAN 21, 2010 |
TICKER: VIVO SECURITY ID: 589584101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James M. Anderson | Management | For | For |
| 2 | Elect Director James A. Buzard | Management | For | For |
| 3 | Elect Director John A. Kraeutler | Management | For | For |
| 4 | Elect Director Gary P. Kreider | Management | For | For |
| 5 | Elect Director William J. Motto | Management | For | For |
| 6 | Elect Director David C. Phillips | Management | For | For |
| 7 | Elect Director Robert J. Ready | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
MESSAGE CO. LTD.
MEETING DATE: JUN 24, 2010 |
TICKER: 2400 SECURITY ID: J4277J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3400 | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Yoshinobu Akiyama | Management | For | For |
| |
|---|
MIC ELECTRONICS LTD.
MEETING DATE: SEP 9, 2009 |
TICKER: 532850 SECURITY ID: Y6020Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of up to 7.13 Million Warrants at a Price of INR 44.36 Each to Investors | Management | For | For |
| 2 | Approve Issuance of up to 9.38 Million Warrants at a Price of INR 44.36 Each to Promoters | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $30 Million to Qualified Institutional Buyers | Management | For | For |
| |
|---|
MIC ELECTRONICS LTD.
MEETING DATE: DEC 30, 2009 |
TICKER: 532850 SECURITY ID: Y6020Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 0.40 Per Share | Management | For | For |
| 3 | Reappoint A. Goyal as Director | Management | For | For |
| 4 | Reappoint V.S. Anisingaraju as Director | Management | For | For |
| 5 | Approve Pinnamaneni & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MIC ELECTRONICS LTD.
MEETING DATE: FEB 4, 2010 |
TICKER: 532850 SECURITY ID: Y6020Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of 6 Million Warrants at a Price of INR 45.5 Per Warrant to M.C. Pavan, Promoter | Management | For | For |
| |
|---|
MICHAEL PAGE INTERNATIONAL PLC
MEETING DATE: MAY 21, 2010 |
TICKER: MPI SECURITY ID: G68694119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Adrian Montague as Director | Management | For | For |
| 4 | Re-elect Charles-Henri Dumon as Director | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 13 | Approve 2010 Executive Share Option Scheme | Management | For | For |
| |
|---|
MINEFINDERS CORPORATION LTD.
MEETING DATE: MAY 19, 2010 |
TICKER: MFL SECURITY ID: 602900102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark H. Bailey | Management | For | For |
| 1.2 | Elect Director James M. Dawson | Management | For | For |
| 1.3 | Elect Director H. Leo King | Management | For | For |
| 1.4 | Elect Director Robert L. Leclerc | Management | For | For |
| 1.5 | Elect Director Anthonie Lutejin | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA
MEETING DATE: JUN 22, 2010 |
TICKER: 233 SECURITY ID: G6179J103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends of HK$0.01 Per Share | Management | For | For |
| 3a | Reelect Iu Chung as Executive Director | Management | For | Against |
| 3b | Reelect Yu Ti Jun as Executive Director | Management | For | Against |
| 3c | Reelect Lee Sze Ho, Henry as Independent Non-Executive Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
MINOR INTERNATIONAL PCL
MEETING DATE: APR 26, 2010 |
TICKER: MINT SECURITY ID: Y6069M133
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous AGM | Management | For | For |
| 2 | Acknowledge 2009 Directors' Report | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Payment of Dividend of THB 0.15 Per Share | Management | For | For |
| 5.1 | Elect Paul Charles Kenny as Director | Management | For | Against |
| 5.2 | Elect Kenneth Lee White as Director | Management | For | Against |
| 5.3 | Elect Michael David Selby as Director | Management | For | Against |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve PricewaterhouseCoopers ABAS Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Reduction in Registered Capital to THB 3.35 Billion Via the Cancellation of the 1.1 Million Unissued Shares | Management | For | For |
| 9 | Amend Clause 4 of the Memorandum of Association to Reflect Decrease in Registered Capital | Management | For | For |
| 10 | Approve Issuance of up to 327 Million Units of Warrants to Existing Shareholders at the Ratio of One Unit of Warrant for Every 10 Ordinary Share Held | Management | For | For |
| 11 | Approve Increase in Registered Capital from THB 3.35 Billion to THB 3.68 Billion by Issuing 327 Million New Ordinary Shares of THB 1.00 Each | Management | For | For |
| 12 | Amend Clause 4 of the Memorandum of Association to Reflect Increase in Registered Capital | Management | For | For |
| 13 | Approve Allotment of 327 Million New Ordinary Shares for the Exercise of Warrants to be Offered to Existing Shareholders | Management | For | For |
| |
|---|
MINTH GROUP LTD
MEETING DATE: JUL 27, 2009 |
TICKER: 425 SECURITY ID: G6145U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale and Purchase Agreements in Relation to the Acquisition by Decade (HK) Ltd. from Talentlink Development Ltd. and Hsu of the Entire Shareholding Interests in Talentlink Development Ltd. and Magic Figure Investments Ltd. and Related Transactions | Management | For | For |
| |
|---|
MINTH GROUP LTD.
MEETING DATE: MAY 18, 2010 |
TICKER: 425 SECURITY ID: G6145U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Chin Jong Hwa as Executive Director | Management | For | Against |
| 3b | Reelect Shi Jian Hui as Executive Director | Management | For | Against |
| 3c | Reelect Mu Wei Zhong as Executive Director | Management | For | Against |
| 4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 2, 2010 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: NFLX SECURITY ID: 64110L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Haley | Management | For | Withhold |
| 1.2 | Elect Director Gregory S. Stanger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NEW FOCUS AUTO TECH HOLDINGS LIMITED
MEETING DATE: NOV 23, 2009 |
TICKER: 360 SECURITY ID: G64545109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 2 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
NEW FOCUS AUTO TECH HOLDINGS LIMITED
MEETING DATE: JUN 9, 2010 |
TICKER: 360 SECURITY ID: G64545109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Reelect Hung Ying-Lien as Executive Director | Management | For | Against |
| 2a2 | Reelect Wu Kwan-Hong as Executive Director | Management | For | Against |
| 2a3 | Reelect Low Hsiao-Ping as Non-Executive Director | Management | For | Against |
| 2a4 | Reelect Hsu Ming Chyuan as Non-Executive Director | Management | For | Against |
| 2b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 3 | Appoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
NEW WORLD CHINA LAND LTD.
MEETING DATE: DEC 9, 2009 |
TICKER: 917 SECURITY ID: G6493A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Cheng Kar-shing, Peter as Director | Management | For | Against |
| 3b | Reelect Fong Shing-kwong, Michael as Director | Management | For | For |
| 3c | Reelect Ngan Man-ying, Lynda as Director | Management | For | For |
| 3d | Reelect Cheng Wai-chee, Christopher as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: Q6651B114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NEWPARK RESOURCES, INC.
MEETING DATE: NOV 3, 2009 |
TICKER: NR SECURITY ID: 651718504
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NEWPARK RESOURCES, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: NR SECURITY ID: 651718504
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Anderson | Management | For | For |
| 1.2 | Elect Director Jerry W. Box | Management | For | For |
| 1.3 | Elect Director G. Stephen Finley | Management | For | For |
| 1.4 | Elect Director Paul L. Howes | Management | For | For |
| 1.5 | Elect Director James W. McFarland | Management | For | For |
| 1.6 | Elect Director Gary L. Warren | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NHN CORP.
MEETING DATE: MAR 19, 2010 |
TICKER: 35420 SECURITY ID: Y6347M103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Elect Doh Hyun-Soon as Outside Director | Management | For | For |
| 3 | Elect Doh Hyun-Soon as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NIPPON THOMPSON CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 6480 SECURITY ID: J56257116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
| 2 | Amend Articles to Reduce Directors' Term - Indemnify Directors and Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Akira Yamashita | Management | For | For |
| 3.2 | Elect Director Kohei Sueda | Management | For | For |
| 3.3 | Elect Director Kiyoshi Komaba | Management | For | For |
| 3.4 | Elect Director Toshio Kondo | Management | For | For |
| 3.5 | Elect Director Kiyoharu Tanaka | Management | For | For |
| 3.6 | Elect Director Shinichi Hattori | Management | For | For |
| 3.7 | Elect Director Kazuhiko Tanaka | Management | For | For |
| 3.8 | Elect Director Shigeki Miyachi | Management | For | For |
| 3.9 | Elect Director Toshitaka Akimoto | Management | For | For |
| 3.10 | Elect Director Toshinao Kimura | Management | For | For |
| |
|---|
NOBEL BIOCARE HOLDING AG
MEETING DATE: MAR 25, 2010 |
TICKER: NOBN SECURITY ID: H5783Q130
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 6.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
| 7.1 | Elect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
| 7.2 | Elect Raymund Breu as Director | Management | For | Did Not Vote |
| 7.3 | Elect Heino von Prondynski as Director | Management | For | Did Not Vote |
| 7.4 | Elect Oern Stuge as Director | Management | For | Did Not Vote |
| 8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OLD REPUBLIC INTERNATIONAL CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: ORI SECURITY ID: 680223104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy A. Dew | Management | For | For |
| 1.2 | Elect Director John M. Dixon | Management | For | For |
| 1.3 | Elect Director Dennis P. Van Mieghem | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PAPA JOHN'S INTERNATIONAL, INC.
MEETING DATE: APR 28, 2010 |
TICKER: PZZA SECURITY ID: 698813102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norborne P. Cole, Jr. | Management | For | For |
| 1.2 | Elect Director William M. Street | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PARKER DRILLING COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: PKD SECURITY ID: 701081101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Direcctor Robert E. Mckee III | Management | For | For |
| 1.2 | Elect Direcctor George J. Donnelly | Management | For | For |
| 1.3 | Elect Direcctor Gary R. King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: APR 26, 2010 |
TICKER: PTEN SECURITY ID: 703481101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Kenneth N. Berns | Management | For | For |
| 1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
| 1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
| 1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
| 1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
| 1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
PIRAMAL HEALTHCARE LIMITED
MEETING DATE: JUN 23, 2010 |
TICKER: 500302 SECURITY ID: Y6941N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Domestic Formulations Business to Abbott Healthcare Pvt. Ltd. for a Total Consideration of $3.72 Billion | Management | For | For |
| 2 | Approve Payment to Piramal Enterprises Ltd. and its Associates the Sum of INR 3.5 Billion in Consideration for Providing Guarantee and Non-Compete and Other Undertakings | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PMC-SIERRA, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: PMCS SECURITY ID: 69344F106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
| 1.4 | Elect Director Michael R. Farese | Management | For | For |
| 1.5 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.6 | Elect Director William H. Kurtz | Management | For | For |
| 1.7 | Elect Director Gregory S. Lang | Management | For | For |
| 1.8 | Elect Director Frank J. Marshall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Performance-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
POLYCOM, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: PLCM SECURITY ID: 73172K104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hagerty | Management | For | For |
| 1.2 | Elect Director Michael R. Kourey | Management | For | For |
| 1.3 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.4 | Elect Director David G. DeWalt | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRESIDENTIAL LIFE CORP.
MEETING DATE: FEB 8, 2010 |
TICKER: PLFE SECURITY ID: 740884101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Card) |
| 1.1 | Revoke Consent to Remove Existing Director Donald Barnes | Shareholder | For | Did Not Vote |
| 1.2 | Revoke Consent to Remove Existing Director W. Thomas Knight | Shareholder | For | Did Not Vote |
| 1.3 | Revoke Consent to Remove Existing Director Stanley Rubin | Shareholder | For | Did Not Vote |
| 1.4 | Revoke Consent to Remove Existing Director William M. Trust, Jr | Shareholder | For | Did Not Vote |
| 1.5 | Revoke Consent to Remove Existing Director Lawrence Read | Shareholder | For | Did Not Vote |
| 1.6 | Revoke Consent to Remove Existing Director Lawrence Rivkin | Shareholder | For | Did Not Vote |
| 1.7 | Revoke Consent to Remove Existing Director William DeMilt | Shareholder | For | Did Not Vote |
| 1.8 | Revoke Consent to Remove Existing Director John D. McMahon | Shareholder | For | Did Not Vote |
| 2 | Revoke Consent to Fix Number of Directors at Nine | Shareholder | For | Did Not Vote |
| 3 | Revoke Consent to Elect Director Donna L. Brazile | Shareholder | For | Did Not Vote |
| 4 | Revoke Consent to Elect Director William J. Flynn | Shareholder | For | Did Not Vote |
| 5 | Revoke Consent to Elect Director John F. X. Mannion | Shareholder | For | Did Not Vote |
| 6 | Revoke Consent to Elect Director Donald Shaffer | Shareholder | For | Did Not Vote |
| 7 | Revoke Consent to Elect Director Douglas B. Sosnik | Shareholder | For | Did Not Vote |
| 8 | Revoke Consent to Elect Director Daniel M. Theriault | Shareholder | For | Did Not Vote |
| 9 | Revoke Consent to Elect Director Jerry Warshaw | Shareholder | For | Did Not Vote |
| 10 | Revoke Consent to Elect Director Cliff L. Wood | Shareholder | For | Did Not Vote |
| 11 | Revoke Consent to Repeal Each Provision of Bylaws or Amendments Adopted after November 6, 2009 | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Consent to Remove Existing Director Donald Barnes | Shareholder | For | For |
| 1.2 | Consent to Remove Existing Director W. Thomas Knight | Shareholder | For | For |
| 1.3 | Consent to Remove Existing Director Stanley Rubin | Shareholder | For | For |
| 1.4 | Consent to Remove Existing Director William M. Trust, Jr | Shareholder | For | For |
| 1.5 | Consent to Remove Existing Director Lawrence Read | Shareholder | For | For |
| 1.6 | Consent to Remove Existing Director Lawrence Rivkin | Shareholder | For | For |
| 1.7 | Consent to Remove Existing Director William DeMilt | Shareholder | For | For |
| 1.8 | Consent to Remove Existing Director John D. McMahon | Shareholder | For | For |
| 2 | Consent to Fix Number of Directors at Nine | Shareholder | For | For |
| 3 | Consent to Elect Director Donna L. Brazile | Shareholder | For | For |
| 4 | Consent to Elect Director William J. Flynn | Shareholder | For | For |
| 5 | Consent to Elect Director John F. X. Mannion | Shareholder | For | For |
| 6 | Consent to Elect Director Donald Shaffer | Shareholder | For | For |
| 7 | Consent to Elect Director Douglas B. Sosnik | Shareholder | For | For |
| 8 | Consent to Elect Director Daniel M. Theriault | Shareholder | For | For |
| 9 | Consent to Elect Director Jerry Warshaw | Shareholder | For | For |
| 10 | Consent to Elect Director Cliff L. Wood | Shareholder | For | For |
| 11 | Consent to Repeal Each Provision of Bylaws or Amendments Adopted after November 6, 2009 | Shareholder | For | For |
| |
|---|
PROGRESSIVE CORPORATION, THE
MEETING DATE: APR 23, 2010 |
TICKER: PGR SECURITY ID: 743315103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 2 | Elect Director Lawton W. Fitt | Management | For | For |
| 3 | Elect Director Peter B. Lewis | Management | For | For |
| 4 | Elect Director Patrick H. Nettles, Ph.D | Management | For | For |
| 5 | Elect Director Glenn M. Renwick | Management | For | For |
| 6 | Approve Omnibus Stock Plan and Performance Criteria | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
PROTECTIVE LIFE CORPORATION
MEETING DATE: MAY 10, 2010 |
TICKER: PL SECURITY ID: 743674103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. M. French | Management | For | For |
| 1.2 | Elect Director Thomas L. Hamby | Management | For | For |
| 1.3 | Elect Director John D. Johns | Management | For | For |
| 1.4 | Elect Director Vanessa Leonard | Management | For | For |
| 1.5 | Elect Director Charles D. McCrary | Management | For | For |
| 1.6 | Elect Director John J. McMahon, Jr. | Management | For | For |
| 1.7 | Elect Director Hans H. Miller | Management | For | For |
| 1.8 | Elect Director Malcolm Portera | Management | For | For |
| 1.9 | Elect Director C. Dowd Ritter | Management | For | For |
| 1.10 | Elect Director William A. Terry | Management | For | For |
| 1.11 | Elect Director W. Michael Warren, Jr. | Management | For | For |
| 1.12 | Elect Director Vanessa Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PROTO CORPORATION
MEETING DATE: JUN 28, 2010 |
TICKER: 4298 SECURITY ID: J6409J102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hiroichi Yokoyama | Management | For | For |
| 1.2 | Elect Director Tatsuzou Irikawa | Management | For | For |
| 1.3 | Elect Director Minoru Saito | Management | For | For |
| 1.4 | Elect Director Motohisa Yokoyama | Management | For | For |
| 1.5 | Elect Director Fujio Iimura | Management | For | For |
| 1.6 | Elect Director Atsuya Okimura | Management | For | For |
| 1.7 | Elect Director Susumu Kuramoto | Management | For | For |
| 1.8 | Elect Director Kenji Kamiya | Management | For | For |
| 1.9 | Elect Director Mitsuhiro Munehira | Management | For | For |
| 1.10 | Elect Director Tooru Shiraki | Management | For | For |
| 1.11 | Elect Director Shigeyoshi Shimizu | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Hiroko Ino | Management | For | For |
| |
|---|
PURECIRCLE LTD.
MEETING DATE: NOV 24, 2009 |
TICKER: PURE SECURITY ID: G7300G109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reelect Magomet Malsagov as Director | Management | For | Against |
| 4 | Reelect Peter Milsted as Director | Management | For | Against |
| 5 | Ratify Horwarth (Malaysia) as Auditors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUALITY SYSTEMS, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: QSII SECURITY ID: 747582104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dr. Murray Brennan | Management | For | For |
| 1.2 | Elect Director George Bristol | Management | For | For |
| 1.3 | Elect Director Patrick Cline | Management | For | For |
| 1.4 | Elect Director Joseph Davis | Management | For | For |
| 1.5 | Elect Director Ahmed Hussein | Management | For | For |
| 1.6 | Elect Director Philip Kaplan | Management | For | For |
| 1.7 | Elect Director Russell Pflueger | Management | For | For |
| 1.8 | Elect Director Steven Plochocki | Management | For | For |
| 1.9 | Elect Director Sheldon Razin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 6, 2010 |
TICKER: DGX SECURITY ID: 74834L100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Baldwin | Management | For | For |
| 1.2 | Elect Director Surya N. Mohapatra | Management | For | For |
| 1.3 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: RRD SECURITY ID: 257867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 2 | Elect Director Stephen M. Wolf | Management | For | For |
| 3 | Elect Director Lee A. Chaden | Management | For | For |
| 4 | Elect Director Judith H. Hamilton | Management | For | For |
| 5 | Elect Director Susan M. Ivey | Management | For | For |
| 6 | Elect Director Thomas S. Johnson | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Michael T. Riordan | Management | For | For |
| 9 | Elect Director Oliver R. Sockwell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Adopt Sustainable Paper Purchasing | Shareholder | Against | Abstain |
| 12 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 13 | Other Business | Management | For | Against |
| |
|---|
R. STAHL AG
MEETING DATE: JUN 18, 2010 |
TICKER: RSL1 SECURITY ID: D6607M119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ebner Stolz Moenning Bachem GmbH & Co. KG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Creation of EUR 3.3 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7a | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Transposition of EU Sharholder's Rights Directive) | Management | For | For |
| 7b | Amend Articles Re: Registration for General Meeting due to New German Legislation (Transposition of EU Sharholder's Rights Directive) | Management | For | For |
| 7c | Amend Articles Re: Participation in General Meeting due to New German Legislation (Transposition of EU Sharholder's Rights Directive) | Management | For | For |
| 7d | Amend Articles Re: Voting Rights Representation at General Meeting due to New German Legislation (Transposition of EU Sharholder's Rights Directive) | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| |
|---|
RANDSTAD HOLDING NV
MEETING DATE: MAR 25, 2010 |
TICKER: RAND SECURITY ID: N7291Y137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 2b | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2d | Approve Dividends | Management | For | Did Not Vote |
| 2e | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 3a | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 3b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 4a | Reelect M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
| 4b | Reelect G. Kampouri Monnas to Supervisory Board | Management | For | Did Not Vote |
| 5a | Grant Board Authority to Issue Shares | Management | For | Did Not Vote |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | Did Not Vote |
| 5c | Approve Performance Related Remuneration in Performance Shares and Performance Options | Management | For | Did Not Vote |
| 6 | Allow Questions | Management | None | Did Not Vote |
| 7 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
REDIFF.COM INDIA LTD.
MEETING DATE: SEP 30, 2009 |
TICKER: REDF SECURITY ID: 757479100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint A. Narasimhan as Director | Management | For | For |
| 3 | Reappoint R. Shah as Director | Management | For | For |
| 4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
REI AGRO LTD
MEETING DATE: SEP 23, 2009 |
TICKER: 532106 SECURITY ID: Y7253S134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend on Preference Shares | Management | For | For |
| 3 | Approve Dividend on Equity Shares of INR 0.10 Per Share | Management | For | For |
| 4 | Reappoint I.N.K. Gupta as Director | Management | For | For |
| 5 | Reappoint K.D. Ghosh as Director | Management | For | For |
| 6 | Approve P.K. Lilha & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Increase of Authorized Share Capital from INR 1.20 Billion to INR 2 Billion by the Creation of 800 Million New Equity Shares of INR 1.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 8 | Approve Increase in Borrowing Powers to INR 100 Billion | Management | For | For |
| 9 | Approve Pledging of Assets for Debt | Management | For | For |
| 10 | Approve Increase in Limit on Foreign Shareholdings to 40 Percent | Management | For | For |
| |
|---|
REI AGRO LTD.
MEETING DATE: FEB 11, 2010 |
TICKER: 532106 SECURITY ID: Y7253S134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Limit on Foreign Shareholdings to 75 Percent | Management | For | For |
| 2 | Approve Increase in Remuneration of S. Jhunjhunwala, Managing Director | Management | For | For |
| |
|---|
REI SIX TEN RETAIL LIMITED
MEETING DATE: SEP 23, 2009 |
TICKER: 533065 SECURITY ID: Y7225W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 1.00 Per Share | Management | For | For |
| 3 | Reappoint A. Chatterjee as Director | Management | For | For |
| 4 | Reappoint M. Mishra as Director | Management | For | For |
| 5 | Approve P.K. Lilha & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Increase in Authorized Share Capital from INR 357 Million to INR 500 Million by the Creation of 14.3 Million New Equity Shares of INR 10.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 7 | Approve Five-for-One Stock Split and Amend Clause V of the Memorandum of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 1 Billion | Management | For | For |
| |
|---|
REI SIX TEN RETAIL LIMITED
MEETING DATE: NOV 11, 2009 |
TICKER: 533065 SECURITY ID: Y7225W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Convertible Debentures or Non-Convertible Debentures with Warrants up to an Aggregate Amount of INR 1 Billion to HT Media Ltd and Writers and Publishers Pvt Ltd | Management | For | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 19, 2010 |
TICKER: RGA SECURITY ID: 759351604
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Bartlett | Management | For | For |
| 1.2 | Elect Director Alan C. Henderson | Management | For | For |
| 1.3 | Elect Director Rachel Lomax | Management | For | For |
| 1.4 | Elect Director Fred Sievert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RES-CARE, INC.
MEETING DATE: JUN 25, 2010 |
TICKER: RSCR SECURITY ID: 760943100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald G. Geary | Management | For | For |
| 1.2 | Elect Director David Braddock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RICHTEK TECHNOLOGY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: 6286 SECURITY ID: Y7286Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
| 5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
| 7 | Transact Other Business | Management | None | None |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ROST SECURITY ID: 778296103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
| 1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
| 1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAIC, INC.
MEETING DATE: JUN 18, 2010 |
TICKER: SAI SECURITY ID: 78390X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director France A. Cordova | Management | For | For |
| 1.2 | Elect Director Jere A. Drummond | Management | For | For |
| 1.3 | Elect Director Thomas F. First, III | Management | For | For |
| 1.4 | Elect Director John J. Hamre | Management | For | For |
| 1.5 | Elect Director Walter P. Havenstein | Management | For | For |
| 1.6 | Elect Director Miriam E. John | Management | For | For |
| 1.7 | Elect Director Anita K. Jones | Management | For | For |
| 1.8 | Elect Director John P. Jumper | Management | For | For |
| 1.9 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1.10 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 1.11 | Elect Director Louis A. Simpson | Management | For | For |
| 1.12 | Elect Director A. Thomas Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 1.4 | Elect Director Richard J. Schnall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SANGAMO BIOSCIENCES, INC
MEETING DATE: JUN 2, 2010 |
TICKER: SGMO SECURITY ID: 800677106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
| 1.2 | Elect Director Paul B. Cleveland | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director William G. Gerber | Management | For | For |
| 1.5 | Elect Director John W. Larson | Management | For | For |
| 1.6 | Elect Director Steven J. Mento | Management | For | For |
| 1.7 | Elect Director William R. Ringo | Management | For | For |
| 1.8 | Elect Director Thomas G. Wiggans | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SAZABY LEAGUE LTD
MEETING DATE: JUN 23, 2010 |
TICKER: 7553 SECURITY ID: J69833101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Masatoku Mori | Management | For | For |
| 3.2 | Elect Director Rikuzou Suzuki | Management | For | For |
| 3.3 | Elect Director Kaoru Shindou | Management | For | For |
| 3.4 | Elect Director Shin Mizuto | Management | For | For |
| 3.5 | Elect Director Toshinori Ito | Management | For | For |
| 3.6 | Elect Director Ryota Tsunoda | Management | For | For |
| |
|---|
SEI INVESTMENT COMPANY
MEETING DATE: MAY 25, 2010 |
TICKER: SEIC SECURITY ID: 784117103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred P. West | Management | For | For |
| 1.2 | Elect Director William M. Doran | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 12, 2010 |
TICKER: SRE SECURITY ID: 816851109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 2 | Elect Director Donald E. Felsinger | Management | For | For |
| 3 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 4 | Elect Director William D. Jones | Management | For | For |
| 5 | Elect Director William G. Ouchi | Management | For | For |
| 6 | Elect Director Carlos Ruiz | Management | For | For |
| 7 | Elect Director William C. Rusnack | Management | For | For |
| 8 | Elect Director William P. Rutledge | Management | For | For |
| 9 | Elect Director Lynn Schenk | Management | For | For |
| 10 | Elect Director Neal E. Schmale | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
SENSIENT TECHNOLOGIES CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: SXT SECURITY ID: 81725T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hank Brown | Management | For | For |
| 1.2 | Elect Director Fergus M. Clydesdale | Management | For | For |
| 1.3 | Elect Director James A. D. Croft | Management | For | For |
| 1.4 | Elect Director William V. Hickey | Management | For | For |
| 1.5 | Elect Director Kenneth P. Manning | Management | For | For |
| 1.6 | Elect Director Peter M. Salmon | Management | For | For |
| 1.7 | Elect Director Elaine R. Wedral | Management | For | For |
| 1.8 | Elect Director Essie Whitelaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SHANDA INTERACTIVE ENTERTAINMENT LIMITED
MEETING DATE: OCT 28, 2009 |
TICKER: SNDA SECURITY ID: 81941Q203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tianqiao Chen as Director | Management | For | Against |
| 1.2 | Elect Danian Chen as Director | Management | For | Against |
| 1.3 | Elect Qianqian Luo as Director | Management | For | Against |
| 1.4 | Elect Jisheng Huang as Director | Management | For | For |
| 1.5 | Elect Chengyu Xiong as Director | Management | For | For |
| 1.6 | Elect Kai Zhao as Director | Management | For | For |
| 1.7 | Elect Qunzhao Tan as Director | Management | For | Against |
| 1.8 | Elect Grace Wu as Director | Management | For | Against |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
MEETING DATE: AUG 10, 2009 |
TICKER: 8199 SECURITY ID: Y76810103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lo Wai Hung as Independent Non-Executive Director | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
MEETING DATE: OCT 9, 2009 |
TICKER: 8199 SECURITY ID: Y76810103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividend of RMB 0.072 Per Share | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: MAY 10, 2010 |
TICKER: 8199 SECURITY ID: Y76810103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report of the Board of Directors | Management | For | For |
| 3 | Accept Report of the Supervisory Committee | Management | For | For |
| 4 | Approve Profit Distribution Plan, Final Distribution Plan, and Distribution of the Final Dividend | Management | For | For |
| 5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Reelect Chen Xue Li as Non-Executive Director | Management | For | Against |
| 6b | Reelect Zhou Shu Hua as Non-Executive Director | Management | For | Against |
| 6c | Reelect Zhang Hua Wei as Executive Director | Management | For | Against |
| 6d | Reelect Wang Yi as Executive Director | Management | For | Against |
| 6e | Reelect Miao Yan Guo as Executive Director | Management | For | Against |
| 6f | Reelect Wang Zhi Fan as Executive Director | Management | For | Against |
| 6g | Reelect Wu Chuan Ming as Executive Director | Management | For | Against |
| 6h | Reelect Shi Huan as Independent Non-Executive Director | Management | For | Against |
| 6i | Reelect Luan Jian Ping as Independent Non-Executive Director | Management | For | For |
| 6j | Reelect Li Jia Miao as Independent Non-Executive Director | Management | For | For |
| 7a | Reelect Bi Dong Mei as Supervisor | Management | For | For |
| 7b | Reelect Miao Hai Sheng as Supervisor | Management | For | For |
| 8 | Authorize Board to Fix the Remuneration of Directors and Supervisors | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD.
MEETING DATE: MAY 28, 2010 |
TICKER: 2313 SECURITY ID: G8087W101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect Chen Zhongjing as Director | Management | For | Against |
| 4 | Reelect Ma Renhe as Director | Management | For | Against |
| 5 | Reelect Dai Xiangbo as Director | Management | For | Against |
| 6 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 7 | Appoint Ernst and Young as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 2325 SECURITY ID: 827084864
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Transact Other Business | Management | None | None |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: SLH SECURITY ID: 83421A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SONGBIRD ESTATES PLC
MEETING DATE: OCT 13, 2009 |
TICKER: SBD SECURITY ID: G8279H128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Art. of Assoc.; Reorganise Share Capital; Issue Equity with and without Pre-emptive Rights (Proposals); Issue Equity with and without Pre-emptive Rights; Consolidate Shares; Approve the Proposals, Citi Loan Repurchase and CWG Share Purchase | Management | For | For |
| 2 | Ratify and Approve the Steps Taken by the Board Prior to the Date of this Meeting in Connection with the Proposals, the Citi Loan Repurchase and the CWG Share Purchase Notwithstanding Any Conflicts of Interests or Duties of the Board | Management | For | For |
| |
|---|
SONGBIRD ESTATES PLC
MEETING DATE: OCT 13, 2009 |
TICKER: SBD SECURITY ID: G8279H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Any Variation of the Rights Attaching to Ordinary Class B Shares Occasioned by the Adoption of the Final New Articles of the Company | Management | For | Against |
| |
|---|
SONGBIRD ESTATES PLC
MEETING DATE: MAY 26, 2010 |
TICKER: SBD SECURITY ID: G8279H136
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect David Pritchard as Director | Management | For | Against |
| 3 | Elect John Botts as Director | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 14, 2010 |
TICKER: SONC SECURITY ID: 835451105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Clifford Hudson | Management | For | For |
| 1.2 | Elect Director Federico F. Pena | Management | For | For |
| 1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
| 1.4 | Elect Director Douglas N. Benham | Management | For | For |
| 1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SPG LAND HOLDINGS LIMITED
MEETING DATE: MAY 10, 2010 |
TICKER: 337 SECURITY ID: G8350R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Wang Xuling as an Executive Director | Management | For | Against |
| 2b | Reelect Lai Kin, Jerome as a Non-Executive Director | Management | For | Against |
| 2c | Reelect Cheong Ying Chew, Henry as an Independent Non-Executive Director | Management | For | For |
| 3 | Approve Remuneration of All Independent Non-Executive Directors at HK$303,600 for the Year Ending Dec. 31, 2010 | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6d | Approve Convertible Bond Repurchase | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Bonus Issue on the Basis of One Bonus Share for Every 40 Existing Shares | Management | For | For |
| |
|---|
SPICE PLC
MEETING DATE: AUG 26, 2009 |
TICKER: SPIX SECURITY ID: G834BB116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 1.14 Pence Per Ordinary Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Chris Lee as Director | Management | For | For |
| 7 | Elect Martin Towers as Director | Management | For | For |
| 8 | Elect Julie Baddeley as Director | Management | For | For |
| 9 | Re-elect Simon Rigby as Director | Management | For | For |
| 10 | Re-elect Michael Shallow as Director | Management | For | For |
| 11 | Approve The Spice plc 2009 Employee Stock Purchase Plan | Management | For | For |
| 12 | Approve Increase in Authorised Share Capital from GBP 8,000,000 to GBP 10,000,000 | Management | For | For |
| 13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,303,795.86 | Management | For | For |
| 14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 349,059.98 | Management | For | For |
| 15 | Amend Art. of Assoc. by Deleting All the Provisions of the Company's Memorandum of Assoc. Which by Virtue of Section 28 of the Companies Act 2006 are to be Treated as Provisions of the Company's Art. of Assoc.; Adopt New Articles of Association | Management | For | For |
| 16 | Subject to the Passing of Resolution 15, Approve That a General Meeting Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STERIS CORP.
MEETING DATE: JUL 23, 2009 |
TICKER: STE SECURITY ID: 859152100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Breeden | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Robert H. Fields | Management | For | For |
| 1.4 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.5 | Elect Director Kevin M. McMullen | Management | For | For |
| 1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
| 1.7 | Elect Director Mohsen M. Sohi | Management | For | Withhold |
| 1.8 | Elect Director John P. Wareham | Management | For | For |
| 1.9 | Elect Director Loyal W. Wilson | Management | For | For |
| 1.10 | Elect Director Michael B. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUGI HOLDINGS CO. LTD.
MEETING DATE: MAY 20, 2010 |
TICKER: 7649 SECURITY ID: J7687M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director | Management | For | For |
| 1.2 | Elect Director | Management | For | For |
| 1.3 | Elect Director | Management | For | For |
| 1.4 | Elect Director | Management | For | For |
| 1.5 | Elect Director | Management | For | For |
| 2 | Appoint Statutory Auditor | Management | For | For |
| 3 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 8316 SECURITY ID: J7771X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
| 2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
| 3.1 | Elect Director Teisuke Kitayama | Management | For | For |
| 3.2 | Elect Director Wataru Ohara | Management | For | For |
| 3.3 | Elect Director Hideo Shimada | Management | For | For |
| 3.4 | Elect Director Junsuke Fujii | Management | For | For |
| 3.5 | Elect Director Koichi Miyata | Management | For | For |
| 3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| 5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
| |
|---|
TAIWAN SECOM CO. LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 9917 SECURITY ID: Y8461H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
| 4 | Transact Other Business | Management | None | None |
| |
|---|
TAJ GVK HOTELS & RESORTS LTD
MEETING DATE: JUL 25, 2009 |
TICKER: 532390 SECURITY ID: Y8485R126
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
| 3 | Reappoint R.N. Bickson as Director | Management | For | For |
| 4 | Reappoint Somanadri Bhupal as Director | Management | For | For |
| 5 | Reappoint A.P. Goel as Director | Management | For | For |
| 6 | Reappoint D.R. Kaarthikeyan as Director | Management | For | For |
| 7 | Reappoint A.K. Misra as Director | Management | For | For |
| 8 | Approve Brahmayya & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Appoint C.D. Arha as Director | Management | For | For |
| 10 | Appoint A. Singh as Director | Management | For | For |
| 11 | Appoint P. Abraham as Director | Management | For | For |
| 12 | Appoint K.J. Reddy as Director | Management | For | For |
| 13 | Approve Reappointment and Remuneration of Shalini Bhupal, Executive Director | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TMO SECURITY ID: 883556102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc N. Casper | Management | For | For |
| 2 | Elect Director Tyler Jacks | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THERMOGENESIS CORP.
MEETING DATE: DEC 7, 2009 |
TICKER: KOOL SECURITY ID: 883623209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hubert E. Huckel | Management | For | For |
| 1.2 | Elect Director Patrick McEnany | Management | For | For |
| 1.3 | Elect Director Tiffany Olson | Management | For | For |
| 1.4 | Elect Director Mahendra Rao | Management | For | For |
| 1.5 | Elect Director J. Melville Engle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TJX COMPANIES, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: TJX SECURITY ID: 872540109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jose B. Alvarez | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director David A. Brandon | Management | For | For |
| 4 | Elect Director Bernard Cammarata | Management | For | For |
| 5 | Elect Director David T. Ching | Management | For | For |
| 6 | Elect Director Michael F. Hines | Management | For | For |
| 7 | Elect Director Amy B. Lane | Management | For | For |
| 8 | Elect Director Carol Meyrowitz | Management | For | For |
| 9 | Elect Director John F. O'Brien | Management | For | For |
| 10 | Elect Director Willow B. Shire | Management | For | For |
| 11 | Elect Director Fletcher H. Wiley | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TOYO SUISAN KAISHA LTD.
MEETING DATE: JUN 25, 2010 |
TICKER: 2875 SECURITY ID: J92547132
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Tadasu Tsutsumi | Management | For | For |
| 2.2 | Elect Director Mutsuhiko Oda | Management | For | For |
| 2.3 | Elect Director Kazuo Obata | Management | For | For |
| 2.4 | Elect Director Jinichi Mera | Management | For | For |
| 2.5 | Elect Director Fumio Taniguchi | Management | For | For |
| 2.6 | Elect Director Katsuhide Sato | Management | For | For |
| 2.7 | Elect Director Hiroshi Yamauchi | Management | For | For |
| 2.8 | Elect Director Toru Yamashita | Management | For | For |
| 2.9 | Elect Director Hiroyuki Minami | Management | For | For |
| 2.10 | Elect Director Kenji Sugawara | Management | For | For |
| 2.11 | Elect Director Senichi Teshima | Management | For | For |
| 2.12 | Elect Director Hiroji Yoshino | Management | For | For |
| 2.13 | Elect Director Eiji Kondo | Management | For | For |
| 2.14 | Elect Director Atsumi Shimoi | Management | For | For |
| 2.15 | Elect Director Masaharu Oikawa | Management | For | For |
| 2.16 | Elect Director Kiyoshi Fukagawa | Management | For | For |
| 3 | Appoint Statutory Auditor Isamu Mori | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Tsutomu Ushijima | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: TRMB SECURITY ID: 896239100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director William Hart | Management | For | For |
| 1.4 | Elect Director Merit E. Janow | Management | For | For |
| 1.5 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
| 1.7 | Elect Director Mark S. Peek | Management | For | For |
| 1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
TSUTSUMI JEWELRY CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 7937 SECURITY ID: J93558104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2.1 | Elect Director Katsumi Okano | Management | For | For |
| 2.2 | Elect Director Satoshi Tagai | Management | For | For |
| 2.3 | Elect Director Atsuhide Mizutani | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Toshio Miyahara | Management | For | For |
| |
|---|
TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: TUP SECURITY ID: 899896104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rita Bornstein, Ph.D. | Management | For | For |
| 2 | Elect Director Kriss Cloninger, III | Management | For | For |
| 3 | Elect Director E.V. Goings | Management | For | For |
| 4 | Elect Director Joe R. Lee | Management | For | For |
| 5 | Elect Director Bob Marbut | Management | For | For |
| 6 | Elect Director Antonio Monteiro de Castro | Management | For | For |
| 7 | Elect Director David R. Parker | Management | For | For |
| 8 | Elect Director Joyce M. Roche | Management | For | For |
| 9 | Elect Director J. Patrick Spainhour | Management | For | For |
| 10 | Elect Director M. Anne Szostak | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
U.S. PHYSICAL THERAPY, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: USPH SECURITY ID: 90337L108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel C. Arnold | Management | For | For |
| 1.2 | Elect Director Christopher J. Reading | Management | For | For |
| 1.3 | Elect Director Lawrance W. McAfee | Management | For | For |
| 1.4 | Elect Director Mark J. Brookner | Management | For | For |
| 1.5 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.6 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
| 1.7 | Elect Director Martin W. Johnston | Management | For | For |
| 1.8 | Elect Director Jerald L. Pullins | Management | For | For |
| 1.9 | Elect Director Reginald E. Swanson | Management | For | For |
| 1.10 | Elect Director Clayton K. Trier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UBISOFT ENTERTAINMENT SA
MEETING DATE: JUL 10, 2009 |
TICKER: UBI SECURITY ID: F9396N106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
| 10 | Approve Employee Stock Purchase Plan | Management | For | For |
| 11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
| 14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
UNDER ARMOUR, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: UA SECURITY ID: 904311107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin A. Plank | Management | For | For |
| 1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
| 1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
| 1.4 | Elect Director Anthony W. Deering | Management | For | For |
| 1.5 | Elect Director A.B. Krongard | Management | For | For |
| 1.6 | Elect Director William R. McDermott | Management | For | For |
| 1.7 | Elect Director Harvey L. Sanders | Management | For | For |
| 1.8 | Elect Director Thomas J. Sippel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UZEL MAKINA SANAYI AS
MEETING DATE: DEC 31, 2009 |
TICKER: UZEL.E SECURITY ID: M9648Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Presiding Council of Meeting | Management | For | Did Not Vote |
| 3 | Authorize Chairmanship to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Receive Board and Internal Audit Reports | Management | None | Did Not Vote |
| 5 | Accept Financial Statements | Management | For | Did Not Vote |
| 6 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 7 | Elect Director | Management | For | Did Not Vote |
| 8 | Elect Directors | Management | For | Did Not Vote |
| 9 | Appoint Internal Statutory Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
| 12 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
| 13 | Ratify External Auditors | Management | For | Did Not Vote |
| 14 | Express Wishes | Management | None | Did Not Vote |
| 15 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
UZEL MAKINA SANAYI AS
MEETING DATE: DEC 31, 2009 |
TICKER: UZEL.E SECURITY ID: M9648Y142
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Presiding Council of Meeting | Management | For | Did Not Vote |
| 3 | Authorize Chairmanship to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Receive Board and Internal Audit Reports | Management | None | Did Not Vote |
| 5 | Accept Financial Statements | Management | For | Did Not Vote |
| 6 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 7 | Elect Director | Management | For | Did Not Vote |
| 8 | Elect Directors | Management | For | Did Not Vote |
| 9 | Appoint Internal Statutory Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
| 12 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
| 13 | Ratify External Auditors | Management | For | Did Not Vote |
| 14 | Express Wishes | Management | None | Did Not Vote |
| 15 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
UZEL MAKINA SANAYI AS
MEETING DATE: APR 21, 2010 |
TICKER: UZEL.E SECURITY ID: M9648Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Receive Board and Internal Audit Reports | Management | None | Did Not Vote |
| 4 | Accept Financial Statements | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 6 | Ratify Director Appointments | Management | For | Did Not Vote |
| 7 | Ratify Internal Statutory Auditor Appointments | Management | For | Did Not Vote |
| 8 | Elect Directors | Management | For | Did Not Vote |
| 9 | Appoint Internal Statutory Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
| 12 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
| 13 | Ratify External Auditors | Management | For | Did Not Vote |
| 14 | Wishes | Management | None | Did Not Vote |
| 15 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
UZEL MAKINA SANAYI AS
MEETING DATE: APR 21, 2010 |
TICKER: UZEL.E SECURITY ID: M9648Y142
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Receive Board and Internal Audit Reports | Management | None | Did Not Vote |
| 4 | Accept Financial Statements | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 6 | Ratify Director Appointments | Management | For | Did Not Vote |
| 7 | Ratify Internal Statutory Auditor Appointments | Management | For | Did Not Vote |
| 8 | Elect Directors | Management | For | Did Not Vote |
| 9 | Appoint Internal Statutory Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
| 12 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
| 13 | Ratify External Auditors | Management | For | Did Not Vote |
| 14 | Wishes | Management | None | Did Not Vote |
| 15 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
VALUECLICK, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VCLK SECURITY ID: 92046N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Zarley | Management | For | For |
| 1.2 | Elect Director David S. Buzby | Management | For | For |
| 1.3 | Elect Director Martin T. Hart | Management | For | For |
| 1.4 | Elect Director Tom A. Vadnais | Management | For | For |
| 1.5 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 1.6 | Elect Director James R. Peters | Management | For | For |
| 1.7 | Elect Director James A. Crouthamel | Management | For | For |
| |
|---|
VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 13, 2009 |
TICKER: VIT SECURITY ID: 921564100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Hao Chen As A Class B Director of the Company | Management | For | For |
| 2 | Re-election Of Ruby Lu As A Class B Director of the Company | Management | For | For |
| 3 | Re-election Of Kui Zhou As A Class B Director of the Company | Management | For | For |
| 4 | Ratification Of The Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2008 at a fee Agreed By The Directors | Management | For | For |
| 5 | Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2009 at a Fee Agreed By Directors | Management | For | For |
| 6 | Ratification Of Inclusion Of Financial Statements Of Fiscal Year2008 in the Company's 2008 Annual Report | Management | For | For |
| 7 | Authorization of the Directors to take any and every action that might be necessary to effect the foregoing Resolutions 1 To 6 as such Director, in his or her absolute discretion, thinks fit | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC
MEETING DATE: AUG 27, 2009 |
TICKER: VNDA SECURITY ID: 921659108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
| 1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VASCULAR SOLUTIONS, INC.
MEETING DATE: APR 22, 2010 |
TICKER: VASC SECURITY ID: 92231M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Erb | Management | For | For |
| 1.2 | Elect Director Michael Kopp | Management | For | For |
| 1.3 | Elect Director Richard Nigon | Management | For | For |
| 1.4 | Elect Director Paul O'Connell | Management | For | For |
| 1.5 | Elect Director Howard Root | Management | For | For |
| 1.6 | Elect Director Jorge Saucedo | Management | For | For |
| 1.7 | Elect Director Charmaine Sutton | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VEECO INSTRUMENTS INC.
MEETING DATE: MAY 14, 2010 |
TICKER: VECO SECURITY ID: 922417100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger D. McDaniel | Management | For | For |
| 1.2 | Elect Director John R. Peeler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Charles A. Sanders | Management | For | For |
| 1.3 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VESTAS WIND SYSTEM AS
MEETING DATE: JAN 14, 2010 |
TICKER: VWS SECURITY ID: K9773J128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Amend Deadline for Shareholders' Right to Include Matters on Agenda of Annual General Meeting to Six Weeks | Management | For | Did Not Vote |
| 2 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| |
|---|
VESTAS WIND SYSTEM AS
MEETING DATE: MAR 17, 2010 |
TICKER: VWS SECURITY ID: K9773J128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
| 4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
| 4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
| 4d | Reelect Hakan Eriksson as Director | Management | For | Did Not Vote |
| 4e | Reelect Jorgen Rasmussen as Director | Management | For | Did Not Vote |
| 4f | Reelect Jorn Thomsen as Director | Management | For | Did Not Vote |
| 4g | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 4h | Reelect Ola Rollen as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 6.1 | Amend Articles Re: Right to Convene an Extraordinary General Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes | Management | For | Did Not Vote |
| 6.2 | Amend Articles Re: Information Contained in Notice to General Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes | Management | For | Did Not Vote |
| 6.3 | Amend Articles Re: Delete Secondary Company Name | Management | For | Did Not Vote |
| 6.4 | Amend Articles Re: Delete Reference to Company Address | Management | For | Did Not Vote |
| 6.5 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 6.6 | Amend Articles Re: Delete Board's Authorization to Cancel Unregistered Shares | Management | For | Did Not Vote |
| 6.7 | Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6.8 | Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 | Management | For | Did Not Vote |
| 6.9 | Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members | Management | For | Did Not Vote |
| 6.10 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 6.11 | Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark | Management | For | Did Not Vote |
| 6.12 | Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors | Management | For | Did Not Vote |
| 6.13 | Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English | Management | For | Did Not Vote |
| 6.14 | Amend Articles Re: Stipulate that the Corporate Language is English | Management | For | Did Not Vote |
| 6.15 | Authorize Repurchase Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 6.16 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants | Management | For | Did Not Vote |
| 6.17 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | Did Not Vote |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WANT WANT CHINA HOLDINGS LTD.
MEETING DATE: APR 28, 2010 |
TICKER: 151 SECURITY ID: G9431R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Tsai Shao-Chung as Director | Management | For | Against |
| 3b | Reelect Toh David Ka Hock as Director | Management | For | Against |
| 3c | Reelect Lin Feng-I as Director | Management | For | Against |
| 3d | Reelect Chien Wen-Guey as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
WASION GROUP HOLDINGS LTD.
MEETING DATE: MAY 10, 2010 |
TICKER: 3393 SECURITY ID: G9463P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3(a) | Elect Mr. Ji Wei as Director | Management | For | For |
| 3(b) | Elect Ms. Zheng Xiao Ping as Director | Management | For | For |
| 3(c) | Elect Mr. Pan Yuan as Director | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: OCT 23, 2009 |
TICKER: WBMD SECURITY ID: 94770V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director Mark J. Adler | Management | For | For |
| 2.2 | Elect Director Neil F. Dimick | Management | For | For |
| 2.3 | Elect Director James V. Manning | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WHARF (HOLDINGS) LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: 4 SECURITY ID: Y8800U127
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Edward K. Y. Chen as Director | Management | For | Against |
| 3b | Reelect Raymond K. F. Ch'ien as Director | Management | For | Against |
| 3c | Reelect T. Y. Ng as Director | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
YAMANA GOLD INC.
MEETING DATE: MAY 5, 2010 |
TICKER: YRI SECURITY ID: 98462Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Peter Marrone as Director | Management | For | For |
| 1.2 | Elect Patrick J. Mars as Director | Management | For | For |
| 1.3 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
| 1.4 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
| 1.5 | Elect Nigel Lees as Director | Management | For | For |
| 1.6 | Elect Dino Titaro as Director | Management | For | For |
| 1.7 | Elect John Begeman as Director | Management | For | For |
| 1.8 | Elect Robert Horn as Director | Management | For | For |
| 1.9 | Elect Richard Graff as Director | Management | For | For |
| 1.10 | Elect Carl Renzoni as Director | Management | For | For |
| 1.11 | Elect Alexander Davidson as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
YANLORD LAND GROUP LTD
MEETING DATE: APR 29, 2010 |
TICKER: Z25 SECURITY ID: Y9729A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.0168 Per Share | Management | For | For |
| 3 | Approve Directors' Fees SGD 400,000 for the Year Ended Dec. 31, 2009 (2008: SGD 400,000) | Management | For | For |
| 4a | Reelect Zhong Sheng Jian as Director | Management | For | For |
| 4b | Reelect Hong Zhi Hua as Director | Management | For | For |
| 4c | Reelect Ng Jui Ping as Director | Management | For | For |
| 5 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | Management | For | For |
| 8 | Approve Issuance of Shares and Grant of Options Pursuant to the Yanlord Land Group Share Option Scheme 2006 | Management | For | Against |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
YD ONLINE CORP
MEETING DATE: SEP 16, 2009 |
TICKER: 52770 SECURITY ID: Y2289V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Incorporation regarding Company Name, Number of Authorized Shares, Number of Directors, Notice for Board Meeting, and Sub-Committee | Management | For | For |
| 2 | Elect Yu Hyeon-Oh as Inside Director | Management | For | For |
| |
|---|
YD ONLINE CORP
MEETING DATE: MAR 26, 2010 |
TICKER: 52770 SECURITY ID: Y2289V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2.1 | Reelect Yoo Jung-Hyun as Inside Director | Management | For | Against |
| 2.2 | Elect Sung Yik-Hwan as Outside Director | Management | For | For |
| 2.3 | Elect Lee Jae-Hyuk as Outside Director | Management | For | For |
| 3 | Appoint Song Young-Joon as Internal Auditor | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| 6 | Approve Stock Option Grants | Management | For | For |
| |
|---|
ZELTIA S.A.
MEETING DATE: JUN 29, 2010 |
TICKER: ZEL SECURITY ID: E98743227
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge Directors for the Fiscal Year 2009 | Management | For | For |
| 2.1 | Amend Articles 16, 17, 21 and 28 of Section 1 of Chapter III of Company Bylaws Re: Notice of Meeting, Authorization and Obligation to Call a Meeting, Consitution of the Meeting and Minutes of the Meeting | Management | For | For |
| 2.2 | Amend Article 38 of Section 2 of Chapter III of Company Bylaws Re: Directors' Remuneration | Management | For | For |
| 2.3 | Amend Article 43 of Chapter IV of Company Bylaws Re: Annual Financial Statements | Management | For | For |
| 3 | Amend Articles 4, 8 and 15 of the General Meeting Guidelines | Management | For | For |
| 4.1 | Fix Number of Directors | Management | For | For |
| 4.2 | Re-elect Jose Ma. Fernandez de Sousa-Faro as Director | Management | For | Against |
| 4.3 | Re-elect Pedro Fernandez Puentes as Director | Management | For | Against |
| 4.4 | Re-elect JEFPO, S.L. as Director | Management | For | Against |
| 4.5 | Re-elect Jose Antonio Urquizu Iturrarte as Director | Management | For | Against |
| 4.6 | Re-elect Santiago Fernandez Puentes as Director | Management | For | Against |
| 4.7 | Ratify and Elect Ion Jauregui Bereciartua as Director | Management | For | Against |
| 4.8 | Elect Carlos Solchaga Catalan as Director | Management | For | For |
| 4.9 | Elect Jose Maria Bergareche Busquet as Director | Management | For | For |
| 5 | Re-elect Auditors for the Company and Consolidated Group | Management | For | For |
| 6 | Approve Delivery of Shares in Fiscal Year 2011 to Executive Officers and Employees who Receive Variable Compensation and Meet 50 Percent of their Objectives for Fiscal Year 2010 | Management | For | For |
| 7 | Authorize Repurchase of Shares | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Receive Management Report in Compliance with Article 116 Bis of the Spanish Securities Market Law | Management | None | None |
| |
|---|
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: DEC 29, 2009 |
TICKER: 63 SECURITY ID: Y0004F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Specific System for the Selection and Appointment of Accountants' Firms of the Company | Management | For | For |
| 2 | Approve Connected Transaction with a Related Party and the Related Annual Caps | Management | For | For |
| 3 | Approve Provision of Performance Guarantee for a Wholly-Owned Subsidiary ZTE Telecom India Private Ltd. | Management | For | For |
| |
|---|
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: MAR 30, 2010 |
TICKER: 763 SECURITY ID: Y0004F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Hou Weigui as Non-Independent Director | Management | For | Against |
| 1b | Elect Xie Weiliang as Non-Independent Director | Management | For | Against |
| 1c | Elect Lei Fanpei as Non-Independent Director | Management | For | Against |
| 1d | Elect Zhang Junchao as Non-Independent Director | Management | For | Against |
| 1e | Elect Wang Zhanchen as Non-Independent Director | Management | For | Against |
| 1f | Elect Dang Lianbo as Non-Independent Director | Management | For | Against |
| 1g | Elect Yin Yimin as Non-Independent Director | Management | For | Against |
| 1h | Elect Shi Lirong as Non-Independent Director | Management | For | Against |
| 1i | Elect He Shiyou as Non-Independent Director | Management | For | Against |
| 1j | Elect Li Jin as Independent Director | Management | For | For |
| 1k | Elect Qu Xiaohui as Independent Director | Management | For | For |
| 1l | Elect Wei Wei as Independent Director | Management | For | For |
| 1m | Elect Chen Naiwei as Independent Director | Management | For | For |
| 1n | Elect Tan Zhenhui as Independent Director | Management | For | For |
| 2a | Elect Wang Yan as Shareholders' Representative Supervisor | Management | For | For |
| 2b | Elect Xu Weiyan as Shareholders' Representative Supervisor | Management | For | For |
| |
|---|
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: JUN 3, 2010 |
TICKER: 763 SECURITY ID: Y0004F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report of the Board of Directors | Management | For | For |
| 3 | Accept Report of the Supervisory Committee | Management | For | For |
| 4 | Accept Report of the President of the Company | Management | For | For |
| 5 | Accept Final Financial Accounts | Management | For | For |
| 6 | Approve Application to the Bank of China Ltd., Shenzhen Branch for a RMB 24.9 Billion Composite Credit Facility | Management | For | For |
| 7a | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7b | Reappoint Ernst & Young as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Reelect Timothy Alexander Steinart as Independent Director | Management | For | For |
| 9 | Approve Adjustment of Allowance Granted to the Independent Directors | Management | For | For |
| 10 | Approve the 2010 Investment Quota for Fixed-income Derivatives | Shareholder | None | Against |
| 11 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2009 | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 13a | Amend Articles Re: Issued Share Capital and Registered Capital | Management | For | For |
| 13b | Ammend Articles of Association and Process Any Changes in Registration Capital | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR SMALL CAP FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
A. M. CASTLE & CO.
MEETING DATE: APR 22, 2010 |
TICKER: CAS SECURITY ID: 148411101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas A. Donahoe | Management | For | For |
| 1.3 | Elect Director Ann M. Drake | Management | For | For |
| 1.4 | Elect Director Michael. H. Goldberg | Management | For | For |
| 1.5 | Elect Director William K. Hall | Management | For | For |
| 1.6 | Elect Director Robert S. Hamada | Management | For | For |
| 1.7 | Elect Director Patrick J. Herbert, III | Management | For | For |
| 1.8 | Elect Director Terrence J. Keating | Management | For | For |
| 1.9 | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1.10 | Elect Director John McCartney | Management | For | For |
| 1.11 | Elect Director Michael Simpson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ABM INDUSTRIES INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: ABM SECURITY ID: 000957100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luke S. Helms | Management | For | For |
| 1.2 | Elect Director Henry L. Kotkins, Jr. | Management | For | For |
| 1.3 | Elect Director William W. Steele | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ABOVENET, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ABVT SECURITY ID: 00374N107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Brodsky | Management | For | For |
| 1.2 | Elect Director Michael J. Embler | Management | For | For |
| 1.3 | Elect Director William G. LaPerch | Management | For | For |
| 1.4 | Elect Director Richard Postma | Management | For | For |
| 1.5 | Elect Director Richard Shorten, Jr. | Management | For | For |
| 1.6 | Elect Director Stuart Subotnick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
AFC ENTERPRISES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: AFCE SECURITY ID: 00104Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor Arias, Jr. | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director Carolyn Hogan Byrd | Management | For | For |
| 1.4 | Elect Director John M. Cranor, III | Management | For | For |
| 1.5 | Elect Director John F. Hoffner | Management | For | For |
| 1.6 | Elect Director R. William Ide, III | Management | For | For |
| 1.7 | Elect Director Kelvin J. Pennington | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AFFILIATED COMPUTER SERVICES, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: ACS SECURITY ID: 008190100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 18, 2009 |
TICKER: ARG SECURITY ID: 009363102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Hovey | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 1.3 | Elect Director David M. Stout | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ALLIANCEBERNSTEIN HOLDING L.P.
MEETING DATE: JUN 30, 2010 |
TICKER: AB SECURITY ID: 01881G106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 4, 2009 |
TICKER: ATK SECURITY ID: 018804104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frances D. Cook | Management | For | For |
| 1.2 | Elect Director Martin C. Faga | Management | For | For |
| 1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.4 | Elect Director Douglas L. Maine | Management | For | For |
| 1.5 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.6 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.7 | Elect Director Mark H. Ronald | Management | For | For |
| 1.8 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AMN HEALTHCARE SERVICES INC.
MEETING DATE: DEC 9, 2009 |
TICKER: AHS SECURITY ID: 001744101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
AMSURG CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: AMSG SECURITY ID: 03232P405
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Deal | Management | For | For |
| 1.2 | Elect Director Steven I. Geringer | Management | For | For |
| 1.3 | Elect Director Claire M. Gulmi | Management | For | For |
| 1.4 | Elect Director John W. Popp, Jr., | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AXELL CORP.
MEETING DATE: JUN 20, 2010 |
TICKER: 6730 SECURITY ID: J03704103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
| 2 | Amend Articles to Indemnify Directors | Management | For | For |
| 3.1 | Elect Director Yuzuru Sasaki | Management | For | For |
| 3.2 | Elect Director Sumihiko Ichihara | Management | For | For |
| 3.3 | Elect Director Takayuki Shibata | Management | For | For |
| 3.4 | Elect Director Nobuhiro Sendai | Management | For | For |
| 3.5 | Elect Director Kazunori Matsuura | Management | For | For |
| 3.6 | Elect Director Akihiro Saitou | Management | For | For |
| 3.7 | Elect Director Masao Suzuki | Management | For | For |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| |
|---|
BABCOCK INTERNATIONAL GROUP PLC
MEETING DATE: JUL 9, 2009 |
TICKER: BAB SECURITY ID: G0689Q152
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 10.40 Pence Per Ordinary Share | Management | For | For |
| 3 | Re-elect Sir Nigel Essenhigh as Director | Management | For | For |
| 4 | Re-elect Justin Crookenden as Director | Management | For | For |
| 5 | Re-elect Lord Alexander Hesketh as Director | Management | For | For |
| 6 | Elect Sir David Omand as Director | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Approve Babcock International Group plc Performance Share Plan 2009 | Management | For | For |
| 11 | Approve Babcock International Group plc Company Share Option Plan 2009 | Management | For | For |
| 12 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Party or Independent Election Candidates up to GBP 0.1M,to Political Organisations Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M | Management | For | For |
| 13 | Auth. Issue of Equity with Rights Under a General Authority up to Aggregate Nominal Amount of GBP 45,869,076 and an Additional Amount Pursuant to a Rights Issue of up to GBP 91,738,153 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,887,248 | Management | For | For |
| 15 | Authorise 22,950,000 Ordinary Shares for Market Purchase | Management | For | For |
| 16 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
BABCOCK INTERNATIONAL GROUP PLC
MEETING DATE: JUN 9, 2010 |
TICKER: BAB SECURITY ID: G0689Q152
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of VT Group plc | Management | For | For |
| |
|---|
BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: BHE SECURITY ID: 08160H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cary T. Fu | Management | For | For |
| 1.2 | Elect Director Michael R. Dawson | Management | For | For |
| 1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
| 1.4 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.5 | Elect Director Laura W. Lang | Management | For | For |
| 1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
| 1.7 | Elect Director Clay C. Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BENEFIT ONE INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 2412 SECURITY ID: J0447X108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 2500 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Norio Shiraishi | Management | For | For |
| 3.2 | Elect Director Masako Suzuki | Management | For | For |
| 3.3 | Elect Director Tsutomu Ohta | Management | For | For |
| 3.4 | Elect Director Shigekazu Koyama | Management | For | For |
| 3.5 | Elect Director Hironori Aihara | Management | For | For |
| 3.6 | Elect Director Yasuyuki Nanbu | Management | For | For |
| 3.7 | Elect Director Hirotaka Wakamoto | Management | For | For |
| 3.8 | Elect Director Hajime Hirasawa | Management | For | For |
| 3.9 | Elect Director Yuko Sakata | Management | For | For |
| 3.10 | Elect Director Akira Kamitomai | Management | For | For |
| 4 | Appoint Statutory Auditor Takeshi Goto | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| |
|---|
BEST BRIDAL INC
MEETING DATE: MAR 30, 2010 |
TICKER: 2418 SECURITY ID: J04486106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 2500 | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| |
|---|
BJ WHOLESALE CLUB, INC
MEETING DATE: MAY 25, 2010 |
TICKER: BJ SECURITY ID: 05548J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard A. Schlesinger | Management | For | For |
| 2 | Elect Director Thomas J. Shields | Management | For | For |
| 3 | Elect Director Herbert J Zarkin | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
BRISTOW GROUP INC
MEETING DATE: AUG 5, 2009 |
TICKER: BRS SECURITY ID: 110394103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas N. Amonett | Management | For | For |
| 1.2 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
| 1.3 | Elect Director Stephen J. Cannon | Management | For | For |
| 1.4 | Elect Director Jonathan H. Cartwright | Management | For | For |
| 1.5 | Elect Director William E. Chiles | Management | For | For |
| 1.6 | Elect Director Michael A. Flick | Management | For | For |
| 1.7 | Elect Director Thomas C. Knudson | Management | For | For |
| 1.8 | Elect Director Ken C. Tamblyn | Management | For | For |
| 1.9 | Elect Director William P. Wyatt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: BR SECURITY ID: 11133T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Richard J. Daly | Management | For | For |
| 3 | Elect Director Robert N. Duelks | Management | For | For |
| 4 | Elect Director Richard J. Haviland | Management | For | For |
| 5 | Elect Director Alexandra Lebenthal | Management | For | For |
| 6 | Elect Director Stuart R. Levine | Management | For | For |
| 7 | Elect Director Thomas J. Perna | Management | For | For |
| 8 | Elect Director Alan J. Weber | Management | For | For |
| 9 | Elect Director Arthur F. Weinbach | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CACI INTERNATIONAL, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: CACI SECURITY ID: 127190304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan R. Bannister | Management | For | For |
| 1.2 | Elect Director Paul M. Cofoni | Management | For | For |
| 1.3 | Elect Director Gordon R. England | Management | For | For |
| 1.4 | Elect Director James S. Gilmore III | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director Richard L. Leatherwood | Management | For | For |
| 1.7 | Elect Director J. Phillip London | Management | For | For |
| 1.8 | Elect Director James L. Pavitt | Management | For | For |
| 1.9 | Elect Director Warren R. Phillips | Management | For | For |
| 1.10 | Elect Director Charles P. Revoile | Management | For | For |
| 1.11 | Elect Director William S. Wallace | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CBIZ, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CBZ SECURITY ID: 124805102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rick L. Burdick | Management | For | For |
| 2 | Elect Director Steven L. Gerard | Management | For | For |
| 3 | Elect Director Benaree Pratt Wiley | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
CEC ENTERTAINMENT, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: CEC SECURITY ID: 125137109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Magusiak | Management | For | For |
| 1.2 | Elect Director Larry T. Mcdowell | Management | For | For |
| 1.3 | Elect Director Walter Tyree | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CENTROTHERM PHOTOVOLTAICS AG
MEETING DATE: JUN 22, 2010 |
TICKER: CTN SECURITY ID: D1498H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
CGI GROUP INC
MEETING DATE: JAN 27, 2010 |
TICKER: GIB.A SECURITY ID: 39945C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claude Boivin | Management | For | For |
| 1.2 | Elect Director Bernard Bourigeaud | Management | For | For |
| 1.3 | Elect Director Jean Brassard | Management | For | For |
| 1.4 | Elect Director Robert Chevrier | Management | For | For |
| 1.5 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.6 | Elect Director Thomas P. d'Aquino | Management | For | For |
| 1.7 | Elect Director Paule Dore | Management | For | For |
| 1.8 | Elect Director Richard B. Evans | Management | For | For |
| 1.9 | Elect Director Serge Godin | Management | For | For |
| 1.10 | Elect Director Andre Imbeau | Management | For | For |
| 1.11 | Elect Director David L. Johnston | Management | For | For |
| 1.12 | Elect Director Gilles Labbe | Management | For | For |
| 1.13 | Elect Director Eileen A. Mercier | Management | For | For |
| 1.14 | Elect Director Michael E. Roach | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
CHARMING SHOPPES, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: CHRS SECURITY ID: 161133103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnaud Ajdler | Management | For | For |
| 1.2 | Elect Director Michael C. Appel | Management | For | For |
| 1.3 | Elect Director Richard W. Bennet, III | Management | For | For |
| 1.4 | Elect Director James P. Fogarty | Management | For | For |
| 1.5 | Elect Director Michael Goldstein | Management | For | For |
| 1.6 | Elect Director Katherine M. Hudson | Management | For | For |
| 1.7 | Elect Director Bruce J. Klatsky | Management | For | For |
| 1.8 | Elect Director Alan Rosskamm | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CLOUD PEAK ENERGY INC.
MEETING DATE: JUN 8, 2010 |
TICKER: CLD SECURITY ID: 18911Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Keith Bailey | Management | For | For |
| 2 | Elect Director William Owens | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COLTENE HOLDING AG (FORMERLY MEDISIZE HOLDING AG)
MEETING DATE: APR 28, 2010 |
TICKER: CLTN SECURITY ID: H1554J116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 3.10 per Share | Management | For | Did Not Vote |
| 3 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5.1.1 | Reelect Niklaus Huber as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Robert Heberlein as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Erwin Locher as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Matthew Robin as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Jerry Sullivan as Director | Management | For | Did Not Vote |
| 5.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CONVERGYS CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: CVG SECURITY ID: 212485106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zoe Baird | Management | For | For |
| 1.2 | Elect Director Richard R. Devenuti | Management | For | For |
| 1.3 | Elect Director Thomas L. Monahan Iii | Management | For | For |
| 1.4 | Elect Director Philip A. Odeen | Management | For | For |
| 1.5 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| |
|---|
COOPER COMPANIES, INC., THE
MEETING DATE: MAR 17, 2010 |
TICKER: COO SECURITY ID: 216648402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Donald Press | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
CUTERA, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: CUTR SECURITY ID: 232109108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Mark Lortz | Management | For | For |
| 1.2 | Elect Director Jerry P. Widman | Management | For | For |
| 1.3 | Elect Director A. J. Campbell-White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CYNOSURE, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: CYNO SECURITY ID: 232577205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marina Hatsopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DAIMEI TELECOM ENGINEERING CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: 1943 SECURITY ID: J10290120
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Approve Formation of Joint Holding Company with Commuture Corp. and Todentsu Corp. | Management | For | For |
| 3.1 | Elect Director Gorou Yagihashi | Management | For | For |
| 3.2 | Elect Director Hiroshi Yagi | Management | For | For |
| 3.3 | Elect Director Rikio Tajika | Management | For | For |
| 3.4 | Elect Director Haruo Hasebe | Management | For | For |
| 3.5 | Elect Director Kenji Wakou | Management | For | For |
| 3.6 | Elect Director Junichi Nomura | Management | For | For |
| 3.7 | Elect Director Hideki Katou | Management | For | For |
| 3.8 | Elect Director Nobuyoshi Tanaka | Management | For | For |
| 3.9 | Elect Director Katsuhiko Murota | Management | For | Against |
| 4 | Appoint Alternate Statutory Auditor Yasuhiro Ishihara | Management | For | For |
| |
|---|
DCC PLC
MEETING DATE: JUL 17, 2009 |
TICKER: DCC SECURITY ID: G2689P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Reelect Tommy Breen as Director | Management | For | For |
| 4b | Reelect Roisin Brennan as Director | Management | For | For |
| 4c | Reelect Michael Buckley as Director | Management | For | For |
| 4d | Reelect David Byrne as Director | Management | For | For |
| 4e | Reelect Maurice Keane as Director | Management | For | For |
| 4f | Reelect Kevin Melia as Director | Management | For | For |
| 4g | Reelect John Moloney as Director | Management | For | For |
| 4h | Reelect Donal Murphy as Director | Management | For | For |
| 4i | Reelect Fergal O'Dwyer as Director | Management | For | For |
| 4j | Reelect Bernard Somers as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 10 | Approve Notice of Period for Extraordinary General Meetings (Transposition of EU Shareholder Rights Directive) | Management | For | For |
| 11 | Approve DCC plc Long Term Incentive Plan 2009 | Management | For | For |
| |
|---|
DELPHI FINANCIAL GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: DFG SECURITY ID: 247131105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip R. O'Connor | Management | For | For |
| 1.2 | Elect Director Robert Rosenkranz | Management | For | For |
| 1.3 | Elect Director Donald A. Sherman | Management | For | For |
| 1.4 | Elect Director Kevin R. Brine | Management | For | For |
| 1.5 | Elect Director Edward A. Fox | Management | For | For |
| 1.6 | Elect Director Steven A. Hirsh | Management | For | For |
| 1.7 | Elect Director Harold F. Ilg | Management | For | For |
| 1.8 | Elect Director James M. Litvack | Management | For | For |
| 1.9 | Elect Director James N. Meehan | Management | For | For |
| 1.10 | Elect Director Robert F. Wright | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DELTEK, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: PROJ SECURITY ID: 24784L105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nanci E. Caldwell | Management | For | For |
| 2 | Elect Director Edward R. Grubb | Management | For | For |
| 3 | Elect Director Joseph M. Kampf | Management | For | For |
| 4 | Elect Director Steven B. Klinsky | Management | For | Against |
| 5 | Elect Director Thomas M. Manley | Management | For | For |
| 6 | Elect Director Albert A. Notini | Management | For | For |
| 7 | Elect Director Kevin T. Parker | Management | For | For |
| 8 | Elect Director Janet R. Perna | Management | For | For |
| 9 | Elect Director Alok Singh | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
DIAMOND MANAGEMENT & TECHNOLOGY CONSULTANTS, INC.
MEETING DATE: SEP 22, 2009 |
TICKER: DTPI SECURITY ID: 25269L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Caldwell | Management | For | For |
| 1.2 | Elect Director Michael H. Moskow | Management | For | For |
| 1.3 | Elect Director Samuel K. Skinner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
DIPLOMA PLC
MEETING DATE: JAN 13, 2010 |
TICKER: DPLM SECURITY ID: G27664112
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 5.3 Pence Per Ordinary Share | Management | For | For |
| 3 | Re-elect John Matthews as Director | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,887,326 | Management | For | For |
| 8 | Subject to the Passing of Resolution 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 283,099 | Management | For | For |
| 9 | Authorise 11,323,956 Ordinary Shares for Market Purchase | Management | For | For |
| 10 | Adopt New Articles of Association | Management | For | For |
| 11 | Approve that the Period of Notice Required for General Meetings of the Company (Other than Annual General Meetings) Shall be Not Less than 14 Clear Days Notice | Management | For | For |
| |
|---|
DSP GROUP, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: DSPG SECURITY ID: 23332B106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
| 1.2 | Elect Director Zvi Limon | Management | For | For |
| 1.3 | Elect Director Louis Silver | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DST SYSTEMS, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: DST SECURITY ID: 233326107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Edward Allinson | Management | For | For |
| 1.2 | Elect Director Michael G. Fitt | Management | For | For |
| 1.3 | Elect Director Robert T. Jackson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DYNAMEX INC.
MEETING DATE: JAN 5, 2010 |
TICKER: DDMX SECURITY ID: 26784F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Hughes | Management | For | Withhold |
| 1.2 | Elect Director Wayne Kern | Management | For | Withhold |
| 1.3 | Elect Director Craig R. Lentzsch | Management | For | Withhold |
| 1.4 | Elect Director Richard K. McClelland | Management | For | Withhold |
| 1.5 | Elect Director Bruce E. Ranck | Management | For | Withhold |
| 1.6 | Elect Director Stephen P. Smiley | Management | For | Withhold |
| 1.7 | Elect Director James L. Welch | Management | For | Withhold |
| 2 | Other Business | Management | For | Against |
| |
|---|
EBIX, INC.
MEETING DATE: OCT 30, 2009 |
TICKER: EBIX SECURITY ID: 278715206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin Raina | Management | For | Against |
| 2 | Elect Director Hans U. Benz | Management | For | Against |
| 3 | Elect Director Pavan Bhalla | Management | For | Against |
| 4 | Elect Director Neil D. Eckert | Management | For | Against |
| 5 | Elect Director Rolf Herter | Management | For | Against |
| 6 | Elect Director Hans Ueli Keller | Management | For | Against |
| |
|---|
EBIX, INC.
MEETING DATE: DEC 21, 2009 |
TICKER: EBIX SECURITY ID: 278715206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| |
|---|
EINSTEIN NOAH RESTAURANT GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: BAGL SECURITY ID: 28257U104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Arthur | Management | For | For |
| 1.2 | Elect Director E. Nelson Heumann | Management | For | For |
| 1.3 | Elect Director Frank C. Meyer | Management | For | For |
| 1.4 | Elect Director Thomas J. Mueller | Management | For | For |
| 1.5 | Elect Director Jeffrey J. O'Neill | Management | For | For |
| 1.6 | Elect Director S. Garrett Stonehouse, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRO SCIENTIFIC INDUSTRIES, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: ESIO SECURITY ID: 285229100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon D. Tompkins | Management | For | Withhold |
| 1.2 | Elect Director Richard J. Faubert | Management | For | Withhold |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EMULEX CORPORATION
MEETING DATE: JUL 10, 2009 |
TICKER: ELX SECURITY ID: 292475209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Revoke Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
| 2 | Revoke Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
| 3 | Revoke Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
| 4 | Revoke Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
| 5 | Revoke Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1 | Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
| 2 | Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
| 3 | Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
| 4 | Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
| 5 | Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
| |
|---|
EMULEX CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: ELX SECURITY ID: 292475209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred B. Cox | Management | For | For |
| 1.2 | Elect Director Michael P. Downey | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Robert H. Goon | Management | For | For |
| 1.6 | Elect Director Don M. Lyle | Management | For | For |
| 1.7 | Elect Director James M. McCluney | Management | For | For |
| 1.8 | Elect Director Dean A. Yoost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EN-JAPAN INC.
MEETING DATE: MAR 30, 2010 |
TICKER: 4849 SECURITY ID: J1312X108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 800 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor | Management | For | For |
| |
|---|
ENERGY CONVERSION DEVICES, INC.
MEETING DATE: NOV 17, 2009 |
TICKER: ENER SECURITY ID: 292659109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Avila | Management | For | Withhold |
| 1.2 | Elect Director Alan E. Barton | Management | For | Withhold |
| 1.3 | Elect Director Christopher P. Belden | Management | For | Withhold |
| 1.4 | Elect Director Robert I. Frey | Management | For | Withhold |
| 1.5 | Elect Director William J. Ketelhut | Management | For | Withhold |
| 1.6 | Elect Director Mark D. Morelli | Management | For | Withhold |
| 1.7 | Elect Director Stephen Rabinowitz | Management | For | Withhold |
| 1.8 | Elect Director George A. Schreiber Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSIGN GROUP, INC., THE
MEETING DATE: MAY 19, 2010 |
TICKER: ENSG SECURITY ID: 29358P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Antoinette T. Hubenette | Management | For | For |
| 1.2 | Elect Director Thomas A. Maloof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EPIQ SYSTEMS, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: EPIQ SECURITY ID: 26882D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom W. Olofson | Management | For | For |
| 1.2 | Elect Director Christopher E. Olofson | Management | For | For |
| 1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
| 1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
| 1.5 | Elect Director James A. Byrnes | Management | For | For |
| 1.6 | Elect Director Joel Pelofsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ERESEARCH TECHNOLOGY, INC.
MEETING DATE: APR 28, 2010 |
TICKER: ERES SECURITY ID: 29481V108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.2 | Elect Director Gerald A. Faich, MD, MPH | Management | For | For |
| 1.3 | Elect Director Elam M. Hitchner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ESTERLINE TECHNOLOGIES CORP.
MEETING DATE: MAR 3, 2010 |
TICKER: ESL SECURITY ID: 297425100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul V. Haack | Management | For | For |
| 1.2 | Elect Director R. Bradley Lawrence | Management | For | For |
| 1.3 | Elect Director Leroy D. Nosbaum | Management | For | For |
| 1.4 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.5 | Elect Director John F. Clearman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FGX INTERNATIONAL HOLDINGS LTD, TORTOLA
MEETING DATE: MAR 9, 2010 |
TICKER: FGXI SECURITY ID: G3396L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with Essilor International and 1234 Acquisition Sub Inc. | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: SEP 4, 2009 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: MAY 27, 2010 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephan A. James | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Frank R. Martire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST MERCURY FINANCIAL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: FMR SECURITY ID: 320841109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Shapiro | Management | For | Withhold |
| 1.2 | Elect Director Jerome M. Shaw | Management | For | Withhold |
| 1.3 | Elect Director Richard H. Smith | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FTI CONSULTING, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: FCN SECURITY ID: 302941109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.2 | Elect Director James W. Crownover | Management | For | For |
| 1.3 | Elect Director Dennis J. Shaughnessy | Management | For | For |
| 1.4 | Elect Director George P. Stamas | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FUJIKURA KASEI CO., LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 4620 SECURITY ID: J14742100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
| |
|---|
GEO GROUP, INC., THE
MEETING DATE: MAY 5, 2010 |
TICKER: GEO SECURITY ID: 36159R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarence E. Anthony | Management | For | For |
| 1.2 | Elect Director Wayne H. Calabrese | Management | For | For |
| 1.3 | Elect Director Norman A. Carlson | Management | For | For |
| 1.4 | Elect Director Anne N. Foreman | Management | For | For |
| 1.5 | Elect Director Richard H. Glanton | Management | For | For |
| 1.6 | Elect Director Christopher C. Wheeler | Management | For | For |
| 1.7 | Elect Director George C. Zoley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
GLOBAL CASH ACCESS HOLDINGS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: GCA SECURITY ID: 378967103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoff Judge | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GLOBAL PAYMENTS, INC.
MEETING DATE: SEP 30, 2009 |
TICKER: GPN SECURITY ID: 37940X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alex W. Hart | Management | For | Withhold |
| 1.2 | Elect Director William I. Jacobs | Management | For | Withhold |
| 1.3 | Elect Director Alan M. Silberstein | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GROUPE STERIA SCA
MEETING DATE: MAY 28, 2010 |
TICKER: RIA SECURITY ID: F9892P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 6 | Approve Transaction with Francois Enaud Re: Severance Payment | Management | For | For |
| 7 | Reelect Pierre-Henri Gourgeon as Supervisory Board Member | Management | For | Against |
| 8 | Reelect Patrick Boissier as Supervisory Board Member | Management | For | Against |
| 9 | Appoint IDF Expertise et Conseil as Alternate Auditor | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.2 Million | Management | For | For |
| 13 | Approve Issuance of Shares Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 4.2 Million | Management | For | For |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12 and 13 Above | Management | For | For |
| 15 | Authorize up to 1.02 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 16 | Approve Employee Stock Purchase Plan | Management | For | For |
| 17 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
GUERBET
MEETING DATE: MAY 21, 2010 |
TICKER: GBT SECURITY ID: F46788109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Management Board Members, Supervisory Board Members, and Auditors | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 2.25 per Share | Management | For | For |
| 3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 166,200 for Fiscal Year 2009 | Management | For | For |
| 5 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 6 | Renew Appointments of Horwath Audit France as Auditor and of Jean-Jacques Becouze as Alternate Auditor | Management | For | For |
| 7 | Amend Articles 17, 18, and 20 of Bylaws Re: Auditors, Record Date, Attendance to General Meetings Through Videoconference and Telecommunication, and General Meetings Quorum Requirement | Management | For | For |
| 8 | Adopt One-Tiered Board Structure | Management | For | For |
| 9 | Pursuant to Approval of Item 8 Above, Amend Bylaws to Reflect Change of Board Structure | Management | For | For |
| 10 | Pursuant to Approval of Item 8 Above, Transfer All Authorizations and Delegations Under Items 7 to 9 from Supervisory Board to Board of Directors | Management | For | For |
| 11 | Pursuant to Approval of Item 8 Above, Elect Jean-Jacques Bertrand as Director | Management | For | For |
| 12 | Pursuant to Approval of Item 8 Above, Elect Bernard Massiot as Director | Management | For | For |
| 13 | Pursuant to Approval of Item 8 Above, Elect Philippe Biju-Duval as Director | Management | For | For |
| 14 | Pursuant to Approval of Item 8 Above, Elect Jacques Biot as Director | Management | For | For |
| 15 | Pursuant to Approval of Item 8 Above, Elect Jacky Boudeville as Director | Management | For | For |
| 16 | Pursuant to Approval of Item 8 Above, Elect Olivier Guerbet as Director | Management | For | For |
| 17 | Pursuant to Approval of Item 8 Above, Elect Christian Louvet as Director | Management | For | For |
| 18 | Pursuant to Approval of Item 8 Above, Elect Vincent Dagommer as Director | Management | For | For |
| 19 | Pursuant to Approval of Item 8 Above, Transfer Share Repurchase Authorization Granted to Management Board under Item 5 of this AGM to Board of Directors | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
GULLIVER INTERNATIONAL
MEETING DATE: OCT 21, 2009 |
TICKER: 7599 SECURITY ID: J17714106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Exchange Agreement with G-Trading | Management | For | For |
| |
|---|
GULLIVER INTERNATIONAL
MEETING DATE: MAY 26, 2010 |
TICKER: 7599 SECURITY ID: J17714106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 38 | Management | For | For |
| 2 | Amend Articles To Indemnify Directors and Statutory Auditors - Amend Business Lines | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
HEALTHWAYS, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: HWAY SECURITY ID: 422245100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. O'Neil, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Ben R. Leedle, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Alison Taunton-Rigby | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HEARTLAND PAYMENT SYSTEMS, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: HPY SECURITY ID: 42235N108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert O. Carr | Management | For | For |
| 1.2 | Elect Director Mitchell L. Hollin | Management | For | For |
| 1.3 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.4 | Elect Director Marc J. Ostro | Management | For | For |
| 1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
| 1.6 | Elect Director George F. Raymond | Management | For | For |
| 1.7 | Elect Director Richard W. Vague | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 29, 2010 |
TICKER: HLF SECURITY ID: G4412G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For |
| 1.2 | Elect Richard P. Bermingham as Director | Management | For | For |
| 1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For |
| 2 | Amend 2005 Stock Incentive Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INFOGROUP INC.
MEETING DATE: OCT 29, 2009 |
TICKER: IUSA SECURITY ID: 45670G108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vinod Gupta | Management | For | Withhold |
| 1.2 | Elect Director Gary Morin | Management | For | Withhold |
| 1.3 | Elect Director Roger S. Siboni | Management | For | Withhold |
| 1.4 | Elect Director Thomas L. Thomas | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INFOTECH ENTERPRISES LIMITED
MEETING DATE: MAY 7, 2010 |
TICKER: 532175 SECURITY ID: Y4082D131
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Remuneration of B.A. Reddy, President (Global HR and CA) | Management | For | For |
| 2 | Approve Increase in Remuneration of K. Bodanapu, President (Engineering) | Management | For | For |
| |
|---|
INFOTECH ENTERPRISES LIMITED
MEETING DATE: MAY 28, 2010 |
TICKER: 532175 SECURITY ID: Y4082D131
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorized Share Capital to INR 1.35 Billion Divided into 270 Million Equity Shares of INR 5.00 Each and Amend Clause V of the Memorandum of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
| 2 | Authorize Capitalization of Reserves for Bonus Issue in the Proportion of One New Equity Share for Every One Existing Equity Share Held | Management | For | For |
| |
|---|
INGLES MARKETS, INC.
MEETING DATE: FEB 9, 2010 |
TICKER: IMKTA SECURITY ID: 457030104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Ayers | Management | For | For |
| 1.2 | Elect Director John O. Pollard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INSIGHT ENTERPRISES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: NSIT SECURITY ID: 45765U103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett Dorrance | Management | For | For |
| 1.2 | Elect Director Michael M. Fisher | Management | For | For |
| 1.3 | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRAL SYSTEMS, INC.
MEETING DATE: FEB 17, 2010 |
TICKER: ISYS SECURITY ID: 45810H107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Albertine | Management | For | For |
| 1.2 | Elect Director James B. Armor, Jr. | Management | For | For |
| 1.3 | Elect Director Alan W. Baldwin | Management | For | For |
| 1.4 | Elect Director Paul G. Casner, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Leimkuhler | Management | For | For |
| 1.6 | Elect Director Bruce L. Lev | Management | For | For |
| 1.7 | Elect Director R. Doss McComas | Management | For | For |
| 1.8 | Elect Director Bonnie K. Wachtel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INVENTIV HEALTH, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: VTIV SECURITY ID: 46122E105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eran Broshy | Management | For | For |
| 1.2 | Elect Director R. Blane Walter | Management | For | For |
| 1.3 | Elect Director Terrell G. Herring | Management | For | For |
| 1.4 | Elect Director Mark E. Jennings | Management | For | For |
| 1.5 | Elect Director Per G.H. Lofberg | Management | For | For |
| 1.6 | Elect Director A. Clayton Perfall | Management | For | For |
| 1.7 | Elect Director Craig Saxton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JACKSON HEWITT TAX SERVICE INC.
MEETING DATE: SEP 23, 2009 |
TICKER: JTX SECURITY ID: 468202106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Margaret Milner Richardson | Management | For | For |
| 2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 3 | Elect Director Harry W. Buckley | Management | For | For |
| 4 | Elect Director Rodman L. Drake | Management | For | For |
| 5 | Elect Director Peter F. Reilly | Management | For | For |
| 6 | Elect Director Louis P. Salvatore | Management | For | For |
| 7 | Elect Director James C. Spira | Management | For | For |
| 8 | Eliminate Preemptive Rights | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
JDA SOFTWARE GROUP, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: JDAS SECURITY ID: 46612K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas G. Marlin | Management | For | For |
| 2 | Elect Director Jock Patton | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JOHN BEAN TECHNOLOGIES CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: JBT SECURITY ID: 477839104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Feldman | Management | For | For |
| 1.2 | Elect Director James E. Goodwin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JUMBO SA
MEETING DATE: DEC 9, 2009 |
TICKER: BELA SECURITY ID: X4114P129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 4 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
| 5 | Approve Director Remuneration for 2008-2009 Fiscal Year | Management | For | Did Not Vote |
| 6 | Elect Directors | Management | For | Did Not Vote |
| 7 | Elect Members of Audit Committee | Management | For | Did Not Vote |
| 8 | Preapprove Director Remuneration for 2009-2010 Fiscal Year | Management | For | Did Not Vote |
| |
|---|
MACROMILL INC.
MEETING DATE: SEP 29, 2009 |
TICKER: 3730 SECURITY ID: J3925Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 1800 | Management | For | For |
| 2 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines | Management | For | For |
| 3.1 | Elect Director | Management | For | For |
| 3.2 | Elect Director | Management | For | For |
| 3.3 | Elect Director | Management | For | For |
| 3.4 | Elect Director | Management | For | For |
| 3.5 | Elect Director | Management | For | For |
| 3.6 | Elect Director | Management | For | For |
| 4 | Appoint Statutory Auditor | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor | Management | For | For |
| |
|---|
MANZ AUTOMATION AG
MEETING DATE: JUN 22, 2010 |
TICKER: M5Z SECURITY ID: D5110E101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify alltax gmbh as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Peter Leibinger to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| |
|---|
MEIKO NETWORK JAPAN CO. LTD.
MEETING DATE: NOV 20, 2009 |
TICKER: 4668 SECURITY ID: J4194F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Reflect Digitalization of Share Certificates - Change Location of Head Office - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 3 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
| |
|---|
MERCER INSURANCE GROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MIGP SECURITY ID: 587902107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George T. Hornyak, Jr. | Management | For | For |
| 1.2 | Elect Director Samuel J. Malizia | Management | For | For |
| 1.3 | Elect Director Andrew R. Speaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
METAVANTE TECHNOLOGIES, INC.
MEETING DATE: SEP 4, 2009 |
TICKER: MV SECURITY ID: 591407101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MICROTUNE, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: TUNE SECURITY ID: 59514P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Clardy | Management | For | For |
| 1.2 | Elect Director Steven Craddock | Management | For | For |
| 1.3 | Elect Director James A. Fontaine | Management | For | For |
| 1.4 | Elect Director Anthony J. LeVecchio | Management | For | For |
| 1.5 | Elect Director Bernard T. Marren | Management | For | For |
| 1.6 | Elect Director A. Travis White | Management | For | For |
| 1.7 | Elect Director Robert M. Rast | Management | For | For |
| 1.8 | Elect Director Raghavendra (Raghu) Rau | Management | For | For |
| 1.9 | Elect Director Drew Peck | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MITSUI KNOWLEDGE INDUSTRY CO. LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 2665 SECURITY ID: J53572111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hiraku Shimomaki | Management | For | For |
| 1.2 | Elect Director Akio Sano | Management | For | For |
| 1.3 | Elect Director Shigeo Suzuki | Management | For | For |
| 1.4 | Elect Director Tetsuo Kawashima | Management | For | For |
| 1.5 | Elect Director Shigeki Tsukue | Management | For | For |
| 1.6 | Elect Director Yukihisa Kato | Management | For | For |
| 1.7 | Elect Director Katsuhisa Nakatani | Management | For | For |
| 1.8 | Elect Director Kenji Kawachi | Management | For | For |
| 1.9 | Elect Director Shinichiro Konishi | Management | For | For |
| 2.1 | Appoint Statutory Auditor Teruo Takada | Management | For | For |
| 2.2 | Appoint Statutory Auditor Katsuhisa Kiyotsuka | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Hidekazu Tamiya | Management | For | For |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| |
|---|
MOOG INC.
MEETING DATE: JAN 13, 2010 |
TICKER: MOG.A SECURITY ID: 615394202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Banta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MOVADO GROUP, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: MOV SECURITY ID: 624580106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Hayes Adame | Management | For | For |
| 1.2 | Elect Director Richard Cote | Management | For | For |
| 1.3 | Elect Director Efraim Grinberg | Management | For | For |
| 1.4 | Elect Director Alan H. Howard | Management | For | For |
| 1.5 | Elect Director Richard Isserman | Management | For | For |
| 1.6 | Elect Director Nathan Leventhal | Management | For | For |
| 1.7 | Elect Director Donald Oresman | Management | For | For |
| 1.8 | Elect Director Leonard L. Silverstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MULTI-COLOR CORP.
MEETING DATE: AUG 13, 2009 |
TICKER: LABL SECURITY ID: 625383104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Charles B. Connolly | Management | For | For |
| 1.3 | Elect Director Francis D. Gerace | Management | For | For |
| 1.4 | Elect Director Lorrence T. Kellar | Management | For | For |
| 1.5 | Elect Director Roger A. Keller | Management | For | For |
| 1.6 | Elect Director Thomas M. Mohr | Management | For | For |
| 1.7 | Elect Director Nigel A. Vinecombe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATURAL GAS SERVICES GROUP, INC
MEETING DATE: JUN 15, 2010 |
TICKER: NGS SECURITY ID: 63886Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chisholm | Management | For | For |
| 1.2 | Elect Director Richard L. Yadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OMNIVISION TECHNOLOGIES, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: OVTI SECURITY ID: 682128103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Jeng | Management | For | For |
| 1.2 | Elect Director Dwight Steffensen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 5 | Approve Officer Stock Option Exchange Program | Management | For | Against |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: 683715106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
OPLINK COMMUNICATIONS, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: OPLK SECURITY ID: 68375Q403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Christoffersen | Management | For | For |
| 1.2 | Elect Director Jesse W. Jack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
OPNEXT, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: OPXT SECURITY ID: 68375V105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry L. Bosco | Management | For | For |
| 1.2 | Elect Director William L. Smith | Management | For | For |
| 1.3 | Elect Director Shinjiro Iwata | Management | For | For |
| 1.4 | Elect Director John F. Otto, Jr. | Management | For | For |
| 1.5 | Elect Director Gilles Bouchard | Management | For | For |
| 1.6 | Elect Director Isamu Kuru | Management | For | For |
| 2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PALOMAR MEDICAL TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: PMTI SECURITY ID: 697529303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph P. Caruso | Management | For | Withhold |
| 1.2 | Elect Director Jeanne Cohane | Management | For | Withhold |
| 1.3 | Elect Director Nicholas P. Economou | Management | For | Withhold |
| 1.4 | Elect Director James G. Martin | Management | For | Withhold |
| 1.5 | Elect Director A. Neil Pappalardo | Management | For | Withhold |
| 1.6 | Elect Director Louis P. Valente | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
PATNI COMPUTER SYSTEMS LTD.
MEETING DATE: JUN 23, 2010 |
TICKER: 532517 SECURITY ID: 703248203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
| 3 | Reappoint R. Venkateswaran as Director | Management | For | For |
| 4 | Reappoint M.A. Cusumano as Director | Management | For | For |
| 5 | Reappoint L.T. van den Boog as Director | Management | For | Against |
| 6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Revideco AB as Sweden Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Appoint V. Bhandari as Director | Management | For | For |
| |
|---|
PC CONNECTION, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: PCCC SECURITY ID: 69318J100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia Gallup | Management | For | For |
| 1.2 | Elect Director David Hall | Management | For | For |
| 1.3 | Elect Director Joseph Baute | Management | For | For |
| 1.4 | Elect Director David Beffa-Negrini | Management | For | For |
| 1.5 | Elect Director Barbara Duckett | Management | For | For |
| 1.6 | Elect Director Donald Weatherson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PERFICIENT, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: PRFT SECURITY ID: 71375U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. McDonald | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Davis | Management | For | For |
| 1.3 | Elect Director Ralph C. Derrickson | Management | For | For |
| 1.4 | Elect Director John S. Hamlin | Management | For | For |
| 1.5 | Elect Director David S. Lundeen | Management | For | For |
| 1.6 | Elect Director David D. May | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PETROLEUM DEVELOPMENT CORPORATION
MEETING DATE: JUN 4, 2010 |
TICKER: PETD SECURITY ID: 716578109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry F. Mazza | Management | For | For |
| 1.2 | Elect Director James M. Trimble | Management | For | For |
| 1.3 | Elect Director Richard W. McCullough | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PREMIERE GLOBAL SERVICES, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: PGI SECURITY ID: 740585104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boland T. Jones | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Arnold | Management | For | For |
| 1.3 | Elect Director Wilkie S. Colyer | Management | For | Withhold |
| 1.4 | Elect Director John R. Harris | Management | For | Withhold |
| 1.5 | Elect Director W. Steven Jones | Management | For | For |
| 1.6 | Elect Director Raymond H. Pirtle, Jr. | Management | For | For |
| 1.7 | Elect Director J. Walker Smith, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
PRICESMART, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: PSMT SECURITY ID: 741511109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gonzalo Barrutieta | Management | For | For |
| 1.2 | Elect Director Katherine L. Hensley | Management | For | For |
| 1.3 | Elect Director Leon C. Janks | Management | For | For |
| 1.4 | Elect Director Lawrence B. Krause | Management | For | For |
| 1.5 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.6 | Elect Director Robert E. Price | Management | For | For |
| 1.7 | Elect Director Keene Wolcott | Management | For | For |
| 1.8 | Elect Director Edgar A. Zurcher | Management | For | For |
| |
|---|
PROGRESS SOFTWARE CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: PRGS SECURITY ID: 743312100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry N. Bycoff | Management | For | For |
| 1.2 | Elect Director Ram Gupta | Management | For | For |
| 1.3 | Elect Director Charles F. Kane | Management | For | For |
| 1.4 | Elect Director David A. Krall | Management | For | For |
| 1.5 | Elect Director Michael L. Mark | Management | For | For |
| 1.6 | Elect Director Richard D. Reidy | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROSEGUR COMPANIA DE SEGURIDAD S.A.
MEETING DATE: JUN 28, 2010 |
TICKER: PSG SECURITY ID: E83453162
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3.1 | Re-elect Helena Irene Revoredo Delvecchio as Director | Management | For | For |
| 3.2 | Re-elect Isidro Fernandez Barreiro as Director | Management | For | For |
| 3.3 | Re-elect Christian Gut Revoredo as Director | Management | For | For |
| 3.4 | Re-elect Mirta Maria Giesso Cazenave as Director | Management | For | For |
| 3.5 | Re-elect Chantal Gut Revoredo as Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Elect Auditors of Company and Consolidated Group | Management | For | For |
| 6 | Fix Aggregate Limit for Remuneration of Directors | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
QINETIQ GROUP PLC
MEETING DATE: AUG 4, 2009 |
TICKER: QQ. SECURITY ID: G7303P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 3.25 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Colin Balmer as Director | Management | For | For |
| 5 | Re-elect Sir John Chisholm as Director | Management | For | For |
| 6 | Re-elect Noreen Doyle as Director | Management | For | For |
| 7 | Elect Mark Elliott as Director | Management | For | For |
| 8 | Re-elect Edmund Giambastiani as Director | Management | For | For |
| 9 | Re-elect Sir David Lees as Director | Management | For | For |
| 10 | Re-elect Graham Love as Director | Management | For | For |
| 11 | Re-elect Nick Luff as Director | Management | For | For |
| 12 | Elect David Mellors as Director | Management | For | For |
| 13 | Reappoint KPMG Audit plc as Auditors and Authorise the Audit Committee to Determine Their Remuneration | Management | For | For |
| 14 | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
| 15 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 2,201,587 and an Additional Amount Pursuant to a Rights Issue of up to GBP 2,201,587 | Management | For | For |
| 16 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 330,238 | Management | For | For |
| 17 | Authorise 66,047,637 Ordinary Shares for Market Purchase | Management | For | For |
| 18 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
RAFFLES EDUCATION CORP LTD. (FRMRLY RAFFLES LASALLE LTD)
MEETING DATE: OCT 22, 2009 |
TICKER: E6D SECURITY ID: ADPV11509
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Directors' Fees of SGD 250,000 for the Year Ended June 30, 2009 (2008: SGD 150,000) | Management | For | For |
| 3 | Reelect Henry Tan Song Kok as Director | Management | For | For |
| 4 | Reelect Tan Chin Nam as Director | Management | For | For |
| 5 | Reelect Teo Cheng Lok John as Director | Management | For | For |
| 6 | Reelect Lim Tien Lock, Christopher as Director | Management | For | For |
| 7 | Reappoint BDO Raffles as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Shares Pursuant to the Raffles Education Corporation Employees' Share Option Scheme (Year 2001) and Raffles Education Corporation Performance Share Plan | Management | For | Against |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Approve Issuance of Shares Pursuant to the Raffles Education Corporation Scrip Dividend Scheme | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 19, 2010 |
TICKER: RS SECURITY ID: 759509102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Hannah | Management | For | For |
| 1.2 | Elect Director Mark V. Kaminski | Management | For | For |
| 1.3 | Elect Director Gregg J. Mollins | Management | For | For |
| 1.4 | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 2 | Declassify the Board of Directors | Shareholder | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
RELO HOLDINGS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: 8876 SECURITY ID: J6436V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Makoto Tsuchiya | Management | For | For |
| 1.2 | Elect Director Yasushi Kadota | Management | For | For |
| 1.3 | Elect Director Eiji Iwao | Management | For | For |
| 1.4 | Elect Director Kenichi Nakamura | Management | For | For |
| 1.5 | Elect Director Kenji Koshinaga | Management | For | For |
| 1.6 | Elect Director Yasuji Shimizu | Management | For | For |
| 1.7 | Elect Director Masanori Sasada | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RCII SECURITY ID: 76009N100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mitchel E. Fadel | Management | For | For |
| 2 | Elect Director Kerney Laday | Management | For | For |
| 3 | Elect Director Paula Stern | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RIMAGE CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: RIMG SECURITY ID: 766721104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherman L. Black | Management | For | For |
| 1.2 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.3 | Elect Director Philip D. Hotchkiss | Management | For | For |
| 1.4 | Elect Director Thomas F. Madison | Management | For | For |
| 1.5 | Elect Director Steven M. Quist | Management | For | For |
| 1.6 | Elect Director James L. Reissner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROTH & RAU AG
MEETING DATE: MAY 21, 2010 |
TICKER: R8R SECURITY ID: D66040102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Remuneration System for Management Board Members | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 7 | Approve Creation of EUR 1.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Creation of EUR 3.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
RUDOLPH TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: RTEC SECURITY ID: 781270103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel H. Berry | Management | For | For |
| 2 | Elect Director Thomas G. Greig | Management | For | For |
| 3 | Elect Director Richard F. Spanier | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
S1 CORPORATION
MEETING DATE: MAY 24, 2010 |
TICKER: SONE SECURITY ID: 78463B101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johann Dreyer | Management | For | For |
| 1.2 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.3 | Elect Director Edward Terino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANEI-INTERNATIONAL CO. LTD.
MEETING DATE: NOV 27, 2009 |
TICKER: 3605 SECURITY ID: J67124107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 2.8 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Statutory Auditors | Management | For | Against |
| |
|---|
SHINKAWA LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 6274 SECURITY ID: J72982101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Elect Director Koichi Uehara | Management | For | For |
| 2.2 | Elect Director Hiroshi Nishimura | Management | For | For |
| 2.3 | Elect Director Sadashi Iida | Management | For | For |
| 2.4 | Elect Director Masateru Hino | Management | For | For |
| 2.5 | Elect Director Takashi Nagano | Management | For | For |
| 2.6 | Elect Director Itaru Shimamori | Management | For | For |
| 2.7 | Elect Director Tetsuya Tanabe | Management | For | For |
| 2.8 | Elect Director Kuniyuki Takahashi | Management | For | For |
| 2.9 | Elect Director Osamu Kakutani | Management | For | For |
| 2.10 | Elect Director Kenji Sugimoto | Management | For | For |
| |
|---|
SILICON IMAGE, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SIMG SECURITY ID: 82705T102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Masood Jabbar | Management | For | For |
| 1.2 | Elect Director John Hodge | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SIMPLEX TECHNOLOGY INC.
MEETING DATE: JUN 20, 2010 |
TICKER: 4340 SECURITY ID: J7552G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 400 | Management | For | For |
| 2 | Approve Adoption of Holding Company Structure and Transfer of Operations to New Wholly-Owned Subsidiary | Management | For | For |
| 3 | Amend Articles to Change Company Name | Management | For | For |
| 4.1 | Elect Director Hideki Kaneko | Management | For | For |
| 4.2 | Elect Director Mitsuru Igarashi | Management | For | For |
| 4.3 | Elect Director Kenichi Tanaka | Management | For | For |
| 4.4 | Elect Director Yasuhito Fukui | Management | For | For |
| 4.5 | Elect Director Toshiki Yotsuzuka | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| 6 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SKILLSOFT PLC
MEETING DATE: MAY 3, 2010 |
TICKER: SKIL SECURITY ID: 830928107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve The Scheme Of Arrangement | Management | For | For |
| 2 | To Approve The Scheme Of Arrangement | Management | For | For |
| 3 | Cancellation Of Cancellation Shares And Application Of Reserves | Management | For | For |
| 4 | Amendment To Articles | Management | For | For |
| 5 | Adjournment Of Egm | Management | For | For |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: SLH SECURITY ID: 83421A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOPRA GROUP
MEETING DATE: JUN 22, 2010 |
TICKER: SOP SECURITY ID: F20906115
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 150,000 | Management | For | For |
| 6 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 7 | Renew Appointment of Auditeurs et Conseils Associes as Auditor and AEG Finances as Alternate Auditor | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 7 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 7 Million | Management | For | For |
| 10 | Approve Issuance of Shares up to 15 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
| 11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 8, 9 and 10 Above | Management | For | For |
| 12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 13 | Authorize Capital Increase for Future Exchange Offers or Future Acquisitions | Management | For | For |
| 14 | Approve Employee Stock Purchase Plan | Management | For | For |
| 15 | Amend Article 19 of Bylaws Re: Age Limit for CEO | Management | For | For |
| 16 | Remove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 28 of Bylaws Accordingly | Management | For | For |
| 17 | Add Article 23 to Bylaws Re: Censors | Management | For | For |
| 18 | Appoint Bernard Michel as Censor | Management | For | For |
| 19 | Ratify Appointment of Jean-Francois Sammarcelli as Director | Management | For | Against |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SPICE PLC
MEETING DATE: AUG 26, 2009 |
TICKER: SPIX SECURITY ID: G834BB116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 1.14 Pence Per Ordinary Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Chris Lee as Director | Management | For | For |
| 7 | Elect Martin Towers as Director | Management | For | For |
| 8 | Elect Julie Baddeley as Director | Management | For | For |
| 9 | Re-elect Simon Rigby as Director | Management | For | For |
| 10 | Re-elect Michael Shallow as Director | Management | For | For |
| 11 | Approve The Spice plc 2009 Employee Stock Purchase Plan | Management | For | For |
| 12 | Approve Increase in Authorised Share Capital from GBP 8,000,000 to GBP 10,000,000 | Management | For | For |
| 13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,303,795.86 | Management | For | For |
| 14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 349,059.98 | Management | For | For |
| 15 | Amend Art. of Assoc. by Deleting All the Provisions of the Company's Memorandum of Assoc. Which by Virtue of Section 28 of the Companies Act 2006 are to be Treated as Provisions of the Company's Art. of Assoc.; Adopt New Articles of Association | Management | For | For |
| 16 | Subject to the Passing of Resolution 15, Approve That a General Meeting Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
SPICE PLC
MEETING DATE: MAY 17, 2010 |
TICKER: SPIX SECURITY ID: G834BB116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Proposed Disposals | Management | For | For |
| |
|---|
SWORD GROUP
MEETING DATE: DEC 2, 2009 |
TICKER: SWP SECURITY ID: F90282108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Location of Registered Office To Grand Duche de Luxembourg, 105 Route d'Arlon, 8009 Strassen | Management | For | Against |
| 2 | Adopt New Articles of Association | Management | For | Against |
| 3 | Acknowledge Change in Registered Office's Address | Management | For | Against |
| 4 | Elect Jacques Mottard, Francoise Fillot, Heath Davies, Nicolas Mottard, and Francois Barbier as Directors | Management | For | Against |
| 5 | Ratify Mazars S.A. as Auditor | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SWORD GROUP SE
MEETING DATE: APR 28, 2010 |
TICKER: SWP SECURITY ID: F90282108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 150,000 | Management | For | For |
| 6 | Reelect Jacques Mottard, Nicolas Mottard as Directors and Elect Francois Barbier as Director | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 9 | Amend Article 13 of Bylaws Re: Length of terms for Directors | Management | For | For |
| 10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SYBASE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: SY SECURITY ID: 871130100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Chen | Management | For | For |
| 1.2 | Elect Director Richard C. Alberding | Management | For | For |
| 1.3 | Elect Director Cecilia Claudio | Management | For | For |
| 1.4 | Elect Director Michael A. Daniels | Management | For | For |
| 1.5 | Elect Director L. William Krause | Management | For | For |
| 1.6 | Elect Director Alan B. Salisbury | Management | For | For |
| 1.7 | Elect Director Jack E. Sum | Management | For | For |
| 1.8 | Elect Director Robert P. Wayman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SYNIVERSE HOLDINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SVR SECURITY ID: 87163F106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Marino | Management | For | For |
| 1.2 | Elect Director Tony G. Holcombe | Management | For | For |
| 1.3 | Elect Director Jason Few | Management | For | For |
| 1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Lipham | Management | For | For |
| 1.6 | Elect Director Wendy J. Murdock | Management | For | For |
| 1.7 | Elect Director Jack Pearlstein | Management | For | For |
| 1.8 | Elect Director Timothy A. Samples | Management | For | For |
| 1.9 | Elect Director Fritz E. von Mering | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SYNTEL, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: SYNT SECURITY ID: 87162H103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.5 | Elect Director Raj Mashruwala | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 21, 2010 |
TICKER: TDY SECURITY ID: 879360105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TELVENT GIT SA
MEETING DATE: NOV 19, 2009 |
TICKER: TLVT SECURITY ID: E90215109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Amendment to Article 24 of Company Bylaws to Allow Directors to Receive Remuneration in Shares | Management | For | For |
| 2 | Approve Sale or Allocation of Treasury Shares to Workers, Employees and Managers of the Company | Management | For | For |
| 3 | Ratify Amendment to the Extraordinary Variable Compensation Plan to Include Directors in the Delivery of Shares | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 5 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
TELVENT GIT SA
MEETING DATE: MAR 16, 2010 |
TICKER: TLVT SECURITY ID: E90215109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 24 of Bylaws Re: Increase Board Size to Twelve Members | Management | For | Abstain |
| 2 | Elect Directors | Management | For | Abstain |
| 3 | Authorize Capital Increase in Accordance with Art. 153 of Company Law with the Possibility of Excluding Preemptive Rights | Management | For | Abstain |
| 4 | Authorize Issuance of Convertible Bonds, Debentures, Warrants or Any Other Debt up to EUR 500 Million within a Three-Year Period | Management | For | Abstain |
| 5 | Authorize Issuance of Convertible Bonds, Debentures, Warrants or Any Other Debt up to EUR 500 Million without Preemptive Rights within a Three-Year Period | Management | For | Abstain |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Abstain |
| 7 | Approve Minutes of Meeting | Management | For | Abstain |
| |
|---|
TELVENT GIT SA
MEETING DATE: MAY 24, 2010 |
TICKER: TLVT SECURITY ID: E90215109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities up to EUR 149.26 Million Without Preemptive Rights; Consequently Approve Increase in Capital | Management | For | For |
| 2 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2009 | Management | For | For |
| 3 | Approve Allocation of Income for Fiscal Year 2009 | Management | For | For |
| 4 | Approve Discharge of Directors for Fiscal Year 2009 | Management | For | For |
| 5 | Approve Remuneration of Directors for Fiscal Year 2009 | Management | For | For |
| 6 | Re-elect or Appoint External Auditor of Individual and Consolidated Accounts For Fiscal Year 2010 | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
TETRA TECHNOLOGIES, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: TTI SECURITY ID: 88162F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.2 | Elect Director Paul D. Coombs | Management | For | For |
| 1.3 | Elect Director Ralph S. Cunningham | Management | For | For |
| 1.4 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.5 | Elect Director Geoffrey M. Hertel | Management | For | For |
| 1.6 | Elect Director Allen T. McInnes | Management | For | For |
| 1.7 | Elect Director Kenneth P. Mitchell | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 1.9 | Elect Director Kenneth E. White, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TITANIUM METALS CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: TIE SECURITY ID: 888339207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Coogan | Management | For | For |
| 1.2 | Elect Director Glenn R. Simmons | Management | For | For |
| 1.3 | Elect Director Harold C. Simmons | Management | For | For |
| 1.4 | Elect Director Thomas P. Stafford | Management | For | For |
| 1.5 | Elect Director Steven L. Watson | Management | For | For |
| 1.6 | Elect Director Terry N. Worrell | Management | For | For |
| 1.7 | Elect Director Paul J. Zucconi | Management | For | For |
| |
|---|
TORIDOLL.CORP
MEETING DATE: JUN 29, 2010 |
TICKER: 3397 SECURITY ID: J8963E107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 2300 | Management | For | For |
| 2 | Amend Articles to Reduce Directors' Term | Management | For | For |
| 3.1 | Elect Director Takaya Awata | Management | For | For |
| 3.2 | Elect Director Takashi Nagasawa | Management | For | For |
| 3.3 | Elect Director Yoshiaki Kobatake | Management | For | For |
| 3.4 | Elect Director Kuniaki Suzuki | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Toshiyasu Hino | Management | For | For |
| |
|---|
TOUPARGEL GROUPE
MEETING DATE: APR 27, 2010 |
TICKER: TOU SECURITY ID: F9222C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 4 | Reelect Pierre Novarina as Director | Management | For | For |
| 5 | Ratify Appointment of Caroline Weber as Director | Management | For | For |
| 6 | Elect Edouard Charret as Director | Management | For | For |
| 7.1 | Approve Transaction with l'ASVEL Basket | Management | For | For |
| 7.2 | Approve Transaction with Toupargel and Place du Marche Re: Treasury | Management | For | For |
| 7.3 | Approve Transaction with Toupargel Re: Trademark Licensing | Management | For | For |
| 7.4 | Approve Transaction with Toupargel Re: Management Services | Management | For | For |
| 7.5 | Approve Transaction with Place du Marche Re: Management Services | Management | For | For |
| 7.6 | Approve Transaction with Toupargel and Place du Marche Re: Fiscal Integration | Management | For | For |
| 7.7 | Approve Transaction with Apax Partners | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 80,000 | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TREEHOUSE FOODS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: THS SECURITY ID: 89469A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.2 | Elect Director George V. Bayly | Management | For | For |
| 1.3 | Elect Director Gary D. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: TUP SECURITY ID: 899896104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rita Bornstein, Ph.D. | Management | For | For |
| 2 | Elect Director Kriss Cloninger, III | Management | For | For |
| 3 | Elect Director E.V. Goings | Management | For | For |
| 4 | Elect Director Joe R. Lee | Management | For | For |
| 5 | Elect Director Bob Marbut | Management | For | For |
| 6 | Elect Director Antonio Monteiro de Castro | Management | For | For |
| 7 | Elect Director David R. Parker | Management | For | For |
| 8 | Elect Director Joyce M. Roche | Management | For | For |
| 9 | Elect Director J. Patrick Spainhour | Management | For | For |
| 10 | Elect Director M. Anne Szostak | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
UNIFIRST CORP.
MEETING DATE: JAN 12, 2010 |
TICKER: UNF SECURITY ID: 904708104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia Croatti | Management | For | For |
| 1.2 | Elect Director Phillip L. Cohen | Management | For | For |
| 1.3 | Elect Director Michael Iandoli | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNIT CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: UNT SECURITY ID: 909218109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Morgan | Management | For | For |
| 1.2 | Elect Director John H. Williams | Management | For | For |
| 1.3 | Elect Director Larry D. Pinkston | Management | For | For |
| 2 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED DRUG PLC
MEETING DATE: FEB 9, 2010 |
TICKER: UN6A SECURITY ID: G9230Q157
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Reelect C. Corbin as Director | Management | For | For |
| 4b | Reelect L. FitzGerald as Director | Management | For | For |
| 4c | Reelect H. Friel as Director | Management | For | For |
| 4d | Reelect R. Kells as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 10 | Approve the Convening of a General Meeting on 14 Days Notice | Management | For | For |
| 11 | Amend Articles Re: Implementation of Shareholder Rights | Management | For | For |
| 12 | Approve 2010 Long Term Incentive Plan | Management | For | For |
| 13 | Approve 2010 Executive Share Option Plan | Management | For | For |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: UHS SECURITY ID: 913903100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Hotz | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UTI WORLDWIDE INC.
MEETING DATE: JUN 14, 2010 |
TICKER: UTIW SECURITY ID: G87210103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect C. John Langley, Jr. as Director | Management | For | For |
| 1.2 | Elect Allan M. Rosenzweig as Director | Management | For | For |
| 1.3 | Elect Donald W. Slager as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
VETOQUINOL SA
MEETING DATE: MAY 7, 2010 |
TICKER: VETO SECURITY ID: F97121101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.29 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment agreement for Dominique Henryon | Management | For | For |
| 6 | Reelect Martine Frechin as Director | Management | For | For |
| 7 | Ratify Appointment of Louis Champel as Director | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 52,000 | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: OCT 1, 2009 |
TICKER: VSAT SECURITY ID: 92552V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Johnson | Management | For | For |
| 1.2 | Elect Director John P. Stenbit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
VIGNETTE CORP.
MEETING DATE: JUL 21, 2009 |
TICKER: VIGN SECURITY ID: 926734401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
VIRTUSA CORPORATION
MEETING DATE: SEP 1, 2009 |
TICKER: VRTU SECURITY ID: 92827P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin Trust | Management | For | For |
| 1.2 | Elect Director Izhar Armony | Management | For | For |
| 1.3 | Elect Director Rowland T. Moriarty | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VISHAY INTERTECHNOLOGY, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: VSH SECURITY ID: 928298108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Felix Zandman | Management | For | Withhold |
| 1.2 | Elect Director Gerald Paul | Management | For | Withhold |
| 1.3 | Elect Director Frank Maier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
VSE CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: VSEC SECURITY ID: 918284100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.2 | Elect Director Donald M. Ervine | Management | For | For |
| 1.3 | Elect Director Maurice A. Gauthier | Management | For | For |
| 1.4 | Elect Director Clifford M. Kendall | Management | For | For |
| 1.5 | Elect Director Calvin S. Koonce | Management | For | For |
| 1.6 | Elect Director James F. Lafond | Management | For | For |
| 1.7 | Elect Director David M. Osnos | Management | For | For |
| 1.8 | Elect Director Jimmy D. Ross | Management | For | For |
| 1.9 | Elect Director Bonnie K. Wachtel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VT GROUP PLC
MEETING DATE: JUL 30, 2009 |
TICKER: VTG SECURITY ID: G9401M100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 10.5 Pence Per Ordinary Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Paul Lester as Director | Management | For | For |
| 5 | Re-elect David Barclay as Director | Management | For | For |
| 6 | Re-elect Andrew Given as Director | Management | For | For |
| 7 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,046,396 | Management | For | For |
| 9 | Subject to and Conditionally Upon the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 446,743 | Management | For | For |
| 10 | Authorise 17,750,000 Ordinary Shares for Market Purchase | Management | For | For |
| 11 | Adopt New Articles of Association | Management | For | For |
| 12 | Amend Articles of Association by Deleting All the Provisions of the Memorandum of Association of the Company | Management | For | For |
| 13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
VT GROUP PLC
MEETING DATE: OCT 19, 2009 |
TICKER: VTG SECURITY ID: G9401M100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Proposed Sale by the Company of its JV Shares to BAE Systems and Certain Amendments Relating to the Deferred Consideration Under the Flagship Acquisition Agreement in Accordance with the Sale and Purchase Agreement | Management | For | For |
| |
|---|
VT GROUP PLC
MEETING DATE: JUN 10, 2010 |
TICKER: VTG SECURITY ID: G9401M100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
VT GROUP PLC
MEETING DATE: JUN 10, 2010 |
TICKER: VTG SECURITY ID: G9401M100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of the Company by Babcock International Group plc | Management | For | For |
| |
|---|
WATSON WYATT WORLDWIDE INC
MEETING DATE: DEC 18, 2009 |
TICKER: WW SECURITY ID: 942712100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR STOCK SELECTOR ALL CAP FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MMM SECURITY ID: 88579Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ADTN SECURITY ID: 00738A106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: ATSG SECURITY ID: 00922R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Bushman | Management | For | For |
| 1.2 | Elect Director Randy D. Rademacher | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Dominick | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMETEK, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AME SECURITY ID: 031100100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Klein | Management | For | For |
| 1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAVIUM NETWORKS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CAVM SECURITY ID: 14965A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Syed B. Ali | Management | For | For |
| 1.2 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CNA FINANCIAL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CNA SECURITY ID: 126117100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Liska | Management | For | For |
| 1.2 | Elect Director Jose O. Montemayor | Management | For | For |
| 1.3 | Elect Director Thomas F. Motamed | Management | For | For |
| 1.4 | Elect Director Don M. Randel | Management | For | For |
| 1.5 | Elect Director Joseph Rosenberg | Management | For | For |
| 1.6 | Elect Director Andrew H. Tisch | Management | For | For |
| 1.7 | Elect Director James S. Tisch | Management | For | For |
| 1.8 | Elect Director Marvin Zonis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 11, 2010 |
TICKER: COKE SECURITY ID: 191098102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director H.W. McKay Belk | Management | For | For |
| 1.3 | Elect Alexander B. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Sharon A. Decker | Management | For | For |
| 1.5 | Elect Director William B. Elmore | Management | For | For |
| 1.6 | Elect Director Deborah H. Everhart | Management | For | For |
| 1.7 | Elect Director Henry W. Flint | Management | For | For |
| 1.8 | Elect Director Ned R. McWherter | Management | For | For |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director John W. Murrey, III | Management | For | For |
| 1.11 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2010 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Jacqueline P. Kane | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 10 | Pay For Superior Performance | Shareholder | Against | Against |
| |
|---|
CONSOL ENERGY INC.
MEETING DATE: MAY 4, 2010 |
TICKER: CNX SECURITY ID: 20854P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Whitmire | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
| 1.4 | Elect Director Philip W. Baxter | Management | For | For |
| 1.5 | Elect Director William E. Davis | Management | For | For |
| 1.6 | Elect Director Raj K. Gupta | Management | For | For |
| 1.7 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Mills | Management | For | For |
| 1.10 | Elect Director William P. Powell | Management | For | For |
| 1.11 | Elect Director Joseph T. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: JUL 16, 2009 |
TICKER: DRX SECURITY ID: 284131208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
| 2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
| 3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | Against |
| 8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | Against |
| 9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
| 11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
| 12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
| 13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
| 14 | Authorise Electronic Communications With Shareholders | Management | For | For |
| 15 | Authorise The Directors To Issue Securities | Management | For | For |
| 16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
| 17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
| 18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
| 19 | Approve Amendments To The Articles Of Association | Management | For | For |
| 20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: APR 19, 2010 |
TICKER: LLY SECURITY ID: 532457108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. Alvarez | Management | For | For |
| 2 | Elect Director W. Bischoff | Management | For | For |
| 3 | Elect Director R.D. Hoover | Management | For | For |
| 4 | Elect Director F.G. Prendergast | Management | For | For |
| 5 | Elect Director K.P. Seifert | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Management | For | For |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 10 | Prohibit CEOs from Serving on Compensation Committee | Shareholder | Against | Against |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ESTEE LAUDER COMPANIES INC., THE
MEETING DATE: NOV 13, 2009 |
TICKER: EL SECURITY ID: 518439104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rose Marie Bravo | Management | For | Withhold |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | Withhold |
| 1.3 | Elect Director Mellody Hobson | Management | For | Withhold |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FAIR ISAAC CORP.
MEETING DATE: FEB 2, 2010 |
TICKER: FICO SECURITY ID: 303250104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George Battle | Management | For | For |
| 1.2 | Elect Director Nicholas F. Graziano | Management | For | For |
| 1.3 | Elect Director Mark N. Greene | Management | For | For |
| 1.4 | Elect Director Alex W. Hart | Management | For | For |
| 1.5 | Elect Director James D. Kirsner | Management | For | For |
| 1.6 | Elect Director William J. Lansing | Management | For | For |
| 1.7 | Elect Director Rahul N. Merchant | Management | For | For |
| 1.8 | Elect Director Margaret L. Taylor | Management | For | For |
| 1.9 | Elect Director Duane E. White | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FCS SECURITY ID: 303726103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Anthony Lear | Management | For | For |
| 1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
| 1.6 | Elect Director Bryan R. Roub | Management | For | For |
| 1.7 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.8 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FINISH LINE, INC., THE
MEETING DATE: JUL 23, 2009 |
TICKER: FINL SECURITY ID: 317923100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bill Kirkendall | Management | For | Withhold |
| 1.2 | Elect Director William P. Carmichael | Management | For | Withhold |
| 2 | Amend Articles of Incorporation Converting High Voting Class B Common Shares into Class A Common Shares | Management | For | For |
| 3 | Amend Articles of Incorporation Automatically Converting Class B Common Shares into Class A Common Shares Upon Death or Termination of Employment | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST BANCORP (PUERTO RICO)
MEETING DATE: APR 27, 2010 |
TICKER: FBP SECURITY ID: 318672102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aurelio Aleman-Bermudez | Management | For | For |
| 2 | Elect Director Jorge L. Diaz-Irizarry | Management | For | For |
| 3 | Elect Director Jose L. Ferrer-Canals | Management | For | For |
| 4 | Elect Director Frank Kolodziej-Castro | Management | For | For |
| 5 | Elect Director Jose Menendez-Cortada | Management | For | For |
| 6 | Elect Director Hector M. Nevares-LaCosta | Management | For | For |
| 7 | Elect Director Fernando Rodriguez-Amaro | Management | For | For |
| 8 | Elect Director Jose F. Rodriguez-Perello | Management | For | For |
| 9 | Elect Sharee Ann Umpierre-Catinchi | Management | For | For |
| 10 | Increase Authorized Common Stock | Management | For | Against |
| 11 | Approve the Issuance of Common Stock | Management | For | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 16, 2010 |
TICKER: BEN SECURITY ID: 354613101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.2 | Elect Director Charles Crocker | Management | For | For |
| 1.3 | Elect Director Joseph R. Hardiman | Management | For | For |
| 1.4 | Elect Director Robert D. Joffe | Management | For | For |
| 1.5 | Elect Director Charles B. Johnson | Management | For | For |
| 1.6 | Elect Director Gregory E. Johnson | Management | For | For |
| 1.7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas H. Kean | Management | For | For |
| 1.9 | Elect Director Chutta Ratnathicam | Management | For | For |
| 1.10 | Elect Director Peter M. Sacerdote | Management | For | For |
| 1.11 | Elect Director Laura Stein | Management | For | For |
| 1.12 | Elect Director Anne M. Tatlock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GENERAL MILLS, INC.
MEETING DATE: SEP 21, 2009 |
TICKER: GIS SECURITY ID: 370334104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bradbury H. Anderson | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Paul Danos | Management | For | For |
| 4 | Elect Director William T. Esrey | Management | For | For |
| 5 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 6 | Elect Director Judith Richards Hope | Management | For | For |
| 7 | Elect Director Heidi G. Miller | Management | For | For |
| 8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 9 | Elect Director Steve Odland | Management | For | For |
| 10 | Elect Director Kendall J. Powell | Management | For | For |
| 11 | Elect Director Lois E. Quam | Management | For | For |
| 12 | Elect Director Michael D. Rose | Management | For | For |
| 13 | Elect Director Robert L. Ryan | Management | For | For |
| 14 | Elect Director Dorothy A. Terrell | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GOLDEN MEDITECH CO., LTD.
MEETING DATE: MAR 15, 2010 |
TICKER: 801 SECURITY ID: G39580108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to Golden Meditech Holdings Ltd. and Adopt New Chinese Name | Management | For | For |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HOLLY CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.5 | Elect Director Jack P. Reid | Management | For | For |
| 1.6 | Elect Director Paul T. Stoffel | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: HST SECURITY ID: 44107P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roberts M. Baylis | Management | For | For |
| 1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 3 | Elect Director Terence C. Golden | Management | For | For |
| 4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 5 | Elect Director Richard E. Marriott | Management | For | For |
| 6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: IBM SECURITY ID: 459200101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director C. Black | Management | For | For |
| 3 | Elect Director W. R. Brody | Management | For | For |
| 4 | Elect Director K. I. Chenault | Management | For | For |
| 5 | Elect Director M. L. Eskew | Management | For | For |
| 6 | Elect Director S. A. Jackson | Management | For | For |
| 7 | Elect Director A. N. Liveris | Management | For | For |
| 8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 9 | Elect Director T. Nishimuro | Management | For | For |
| 10 | Elect Director J. W. Owens | Management | For | For |
| 11 | Elect Director S. J. Palmisano | Management | For | For |
| 12 | Elect Director J. E. Spero | Management | For | For |
| 13 | Elect Director S. Taurel | Management | For | For |
| 14 | Elect Director L. H. Zambrano | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: OCT 6, 2009 |
TICKER: ISIL SECURITY ID: 46069S109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: ISIL SECURITY ID: 46069S109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Bell | Management | For | For |
| 1.2 | Elect Director Dr. Robert W. Conn | Management | For | For |
| 1.3 | Elect Director James V. Diller | Management | For | For |
| 1.4 | Elect Director Gary E. Gist | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Gregory Lang | Management | For | For |
| 1.7 | Elect Director Jan Peeters | Management | For | For |
| 1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
| 1.9 | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ITT EDUCATIONAL SERVICES, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ESI SECURITY ID: 45068B109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John F. Cozzi | Management | For | For |
| 2 | Elect Director Kevin M. Modany | Management | For | For |
| 3 | Elect Director Lloyd G. Waterhouse | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KRAFT FOODS INC
MEETING DATE: MAY 18, 2010 |
TICKER: KFT SECURITY ID: 50075N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajaypal S. Banga | Management | For | For |
| 2 | Elect Director Myra M. Hart | Management | For | For |
| 3 | Elect Director Lois D. Juliber | Management | For | For |
| 4 | Elect Director Mark D. Ketchum | Management | For | For |
| 5 | Elect Director Richard A. Lerner | Management | For | For |
| 6 | Elect Director Mackey J. McDonald | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Fredric G. Reynolds | Management | For | For |
| 9 | Elect Director Irene B. Rosenfeld | Management | For | For |
| 10 | Elect Director J.F. Van Boxmeer | Management | For | For |
| 11 | Elect Director Deborah C. Wright | Management | For | For |
| 12 | Elect Director Frank G. Zarb | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MANITOWOC COMPANY, THE
MEETING DATE: MAY 4, 2010 |
TICKER: MTW SECURITY ID: 563571108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.2 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.3 | Elect Director Robert C. Stift | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NORDSTROM, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: JWN SECURITY ID: 655664100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Phyllis J. Campbell | Management | For | For |
| 2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 3 | Elect Director Robert G. Miller | Management | For | For |
| 4 | Elect Director Blake W. Nordstrom | Management | For | For |
| 5 | Elect Director Erik B. Nordstrom | Management | For | For |
| 6 | Elect Director Peter E. Nordstrom | Management | For | For |
| 7 | Elect Director Philip G. Satre | Management | For | For |
| 8 | Elect Director Robert D. Walter | Management | For | For |
| 9 | Elect Director Alison A. Winter | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
OLD NATIONAL BANCORP
MEETING DATE: MAY 11, 2010 |
TICKER: ONB SECURITY ID: 680033107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph D. Barnette, Jr. | Management | For | For |
| 1.2 | Elect Director Alan W. Braun | Management | For | For |
| 1.3 | Elect Director Larry E. Dunigan | Management | For | For |
| 1.4 | Elect Director Niel C. Ellerbrook | Management | For | For |
| 1.5 | Elect Director Andrew E. Goebel | Management | For | For |
| 1.6 | Elect Director Robert G. Jones | Management | For | For |
| 1.7 | Elect Director Phelps L. Lambert | Management | For | For |
| 1.8 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
| 1.9 | Elect Director Marjorie Z. Soyugenc | Management | For | For |
| 1.10 | Elect Director Kelly N. Stanley | Management | For | For |
| 1.11 | Elect Director Linda E. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OPTIMER PHARMACEUTICALS, INC
MEETING DATE: MAY 5, 2010 |
TICKER: OPTR SECURITY ID: 68401H104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Auerbach | Management | For | For |
| 1.2 | Elect Director Joseph Y. Chang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHASE FORWARD INCORPORATED
MEETING DATE: APR 30, 2010 |
TICKER: PFWD SECURITY ID: 71721R406
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert K. Weiler | Management | For | For |
| 1.2 | Elect Director Axel Bichara | Management | For | For |
| 1.3 | Elect Director Paul A. Bleicher, M.D., Ph.D. | Management | For | For |
| 1.4 | Elect Director Richard A. D'Amore | Management | For | For |
| 1.5 | Elect Director Gary E. Haroian | Management | For | For |
| 1.6 | Elect Director Paul G. Joubert | Management | For | For |
| 1.7 | Elect Director Kenneth I. Kaitin, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis R. Shaughnessy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLARIS INDUSTRIES INC.
MEETING DATE: APR 29, 2010 |
TICKER: PII SECURITY ID: 731068102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Caulk | Management | For | For |
| 1.2 | Elect Director Bernd F. Kessler | Management | For | For |
| 1.3 | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
RESMED INC.
MEETING DATE: NOV 18, 2009 |
TICKER: RMD SECURITY ID: 761152107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Farrell | Management | For | For |
| 2 | Elect Director Gary Pace | Management | For | For |
| 3 | Elect Director Ronald Taylor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: SLH SECURITY ID: 83421A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOTHEBY'S
MEETING DATE: MAY 6, 2010 |
TICKER: BID SECURITY ID: 835898107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Angelo | Management | For | Withhold |
| 1.2 | Elect Director Michael Blakenham | Management | For | Withhold |
| 1.3 | Elect Director The Duke Of Devonshire | Management | For | Withhold |
| 1.4 | Elect Director James Murdoch | Management | For | For |
| 1.5 | Elect Director Allen Questrom | Management | For | Withhold |
| 1.6 | Elect Director William F. Ruprecht | Management | For | Withhold |
| 1.7 | Elect Director Michael I. Sovern | Management | For | Withhold |
| 1.8 | Elect Director Donald M. Stewart | Management | For | Withhold |
| 1.9 | Elect Director Robert S. Taubman | Management | For | Withhold |
| 1.10 | Elect Director Diana L. Taylor | Management | For | Withhold |
| 1.11 | Elect Director Dennis M. Weibling | Management | For | Withhold |
| 1.12 | Elect Director Robin G. Woodhead | Management | For | Withhold |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHERN UNION COMPANY
MEETING DATE: MAY 5, 2010 |
TICKER: SUG SECURITY ID: 844030106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Lindemann | Management | For | For |
| 1.2 | Elect Director Eric D. Herschmann | Management | For | For |
| 1.3 | Elect Director Michal Barzuza | Management | For | For |
| 1.4 | Elect Director David Brodsky | Management | For | For |
| 1.5 | Elect Director Frank W. Denius | Management | For | For |
| 1.6 | Elect Director Kurt A. Gitter, M.D. | Management | For | For |
| 1.7 | Elect Director Herbert H. Jacobi | Management | For | For |
| 1.8 | Elect Director Thomas N. McCarter, III | Management | For | For |
| 1.9 | Elect Director George Rountree, III | Management | For | For |
| 1.10 | Elect Director Allan D. Scherer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SPIRIT AEROSYSTEMS HOLDINGS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: SPR SECURITY ID: 848574109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Chadwell | Management | For | For |
| 1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
| 1.3 | Elect Director Paul Fulchino | Management | For | For |
| 1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
| 1.5 | Elect Director Robert Johnson | Management | For | For |
| 1.6 | Elect Director Ronald Kadish | Management | For | For |
| 1.7 | Elect Director Francis Raborn | Management | For | For |
| 1.8 | Elect Director Jeff L. Turner | Management | For | For |
| 1.9 | Elect Director James Welch | Management | For | For |
| 1.10 | Elect Director Nigel Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STRA SECURITY ID: 863236105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Silberman | Management | For | For |
| 2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
| 3 | Elect Director William E. Brock | Management | For | For |
| 4 | Elect Director David A. Coulter | Management | For | For |
| 5 | Elect Director Robert R. Grusky | Management | For | For |
| 6 | Elect Director Robert L. Johnson | Management | For | For |
| 7 | Elect Director Todd A. Milano | Management | For | For |
| 8 | Elect Director G. Thomas Waite, III | Management | For | For |
| 9 | Elect Director J. David Wargo | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
SUNRISE SENIOR LIVING, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: SRZ SECURITY ID: 86768K106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.3 | Elect Director David I. Fuente | Management | For | For |
| 1.4 | Elect Director Stephen D. Harlan | Management | For | For |
| 1.5 | Elect Director Paul J. Klaassen | Management | For | For |
| 1.6 | Elect Director Lynn Krominga | Management | For | For |
| 1.7 | Elect Director William G. Little | Management | For | For |
| 1.8 | Elect Director Mark S. Ordan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERIOR WELL SERVICES, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: SWSI SECURITY ID: 86837X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Staley, IV | Management | For | For |
| 1.2 | Elect Director David E. Snyder | Management | For | For |
| 1.3 | Elect Director Edward J. DiPaolo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: WLL SECURITY ID: 966387102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director Thomas P. Briggs | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR STRATEGIC GROWTH FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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3COM CORP.
MEETING DATE: SEP 23, 2009 |
TICKER: COMS SECURITY ID: 885535104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.2 | Elect Director David H.Y. Ho | Management | For | For |
| 1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
| 1.4 | Elect Director J. Donald Sherman | Management | For | For |
| 1.5 | Elect Director Dominique Trempont | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: ATVI SECURITY ID: 00507V109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Philippe G.H. Capron | Management | For | For |
| 2 | Elect Director Robert J. Corti | Management | For | For |
| 3 | Elect Director Frederic R. Crepin | Management | For | For |
| 4 | Elect Director Brian G. Kelly | Management | For | For |
| 5 | Elect Director Robert A. Kotick | Management | For | For |
| 6 | Elect Director Jean-Bernard Levy | Management | For | For |
| 7 | Elect Director Robert J. Morgado | Management | For | For |
| 8 | Elect Director Douglas P. Morris | Management | For | For |
| 9 | Elect Director Stephane Roussel | Management | For | For |
| 10 | Elect Director Richard Sarnoff | Management | For | For |
| 11 | Elect Director Regis Turrini | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
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ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 16, 2010 |
TICKER: ADBE SECURITY ID: 00724F101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Edward W. Barnholt | Management | For | For |
| 2 | Elect Director Michael R. Cannon | Management | For | For |
| 3 | Elect Director James E. Daley | Management | For | For |
| 4 | Elect Director Charles M. Geschke | Management | For | For |
| 5 | Elect Director Shantanu Narayen | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
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AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
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AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: APD SECURITY ID: 009158106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William L. Davis, III | Management | For | For |
| 1.2 | Elect Director W. Douglas Ford | Management | For | For |
| 1.3 | Elect Director Evert Henkes | Management | For | For |
| 1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
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ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ALXN SECURITY ID: 015351109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
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ALLIANCE DATA SYSTEMS CORP.
MEETING DATE: JUN 8, 2010 |
TICKER: ADS SECURITY ID: 018581108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.2 | Elect Director D. Keith Cobb | Management | For | For |
| 1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
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AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMAG SECURITY ID: 00163U106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
| 1.2 | Elect Director Michael Narachi | Management | For | Withhold |
| 1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
| 1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
| 1.5 | Elect Director Lesley Russell | Management | For | Withhold |
| 1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
| 1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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AMAZON.COM, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
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AMERICAN SUPERCONDUCTOR CORP.
MEETING DATE: AUG 6, 2009 |
TICKER: AMSC SECURITY ID: 030111108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Gregory J. Yurek | Management | For | For |
| 1.2 | Elect Director Vikram S. Budhraja | Management | For | For |
| 1.3 | Elect Director Peter O. Crisp | Management | For | For |
| 1.4 | Elect Director Richard Drouin | Management | For | For |
| 1.5 | Elect Director David R. Oliver, Jr. | Management | For | For |
| 1.6 | Elect Director John B. Vander Sande | Management | For | For |
| 1.7 | Elect Director John W. Wood, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
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AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2010 |
TICKER: FOLD SECURITY ID: 03152W109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director John F. Crowley | Management | For | For |
| 1.2 | Elect Director James Barrett | Management | For | For |
| 1.3 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.4 | Elect Director Michael G. Raab | Management | For | For |
| 1.5 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
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AMR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AMR SECURITY ID: 001765106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
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ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
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ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
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APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
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ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
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ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
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AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BAWANG INTERNATIONAL (GROUP) HOLDING LTD.
MEETING DATE: MAY 25, 2010 |
TICKER: 1338 SECURITY ID: G09038103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Special Dividend | Management | For | For |
| 4a | Reelect Wan Yuhua as Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4b | Reelect Shen Xiaodi as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4c | Reelect Wong Sin Yung as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4d | Reelect Guo Jing as Non-Independent Non-Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4e | Reelect Ngai Wai Fung as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4f | Reelect Li Bida as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4g | Reelect Chen Kaizhi as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: BIOS SECURITY ID: 09069N108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.2 | Elect Director Louis T. DiFazio | Management | For | For |
| 1.3 | Elect Director Samuel P. Frieder | Management | For | For |
| 1.4 | Elect Director Richard H. Friedman | Management | For | For |
| 1.5 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.6 | Elect Director David R. Hubers | Management | For | For |
| 1.7 | Elect Director Richard L. Robbins | Management | For | For |
| 1.8 | Elect Director Stuart A. Samuels | Management | For | For |
| 1.9 | Elect Director Richard M. Smith | Management | For | For |
| 1.10 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BUCYRUS INTERNATIONAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: BUCY SECURITY ID: 118759109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak K. Kapur | Management | For | For |
| 1.2 | Elect Director Theodore C. Rogers | Management | For | For |
| 1.3 | Elect Director Robert C. Scharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: CADX SECURITY ID: 12738T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Todd W. Rich | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 21, 2010 |
TICKER: CVGW SECURITY ID: 128246105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | For |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director Michael D. Hause | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | For |
| 1.5 | Elect Director Fred J. Ferrazzano | Management | For | For |
| 1.6 | Elect Director Alva V. Snider | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | For |
| 1.8 | Elect Director J. Link Leavens | Management | For | For |
| 1.9 | Elect Director Dorcas H. Mcfarlane | Management | For | For |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | For |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CASUAL MALE RETAIL GROUP, INC.
MEETING DATE: AUG 27, 2009 |
TICKER: CMRG SECURITY ID: 148711104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seymour Holtzman | Management | For | Withhold |
| 1.2 | Elect Director David A. Levin | Management | For | Withhold |
| 1.3 | Elect Director Alan S. Bernikow | Management | For | Withhold |
| 1.4 | Elect Director Jesse Choper | Management | For | Withhold |
| 1.5 | Elect Director Ward K. Mooney | Management | For | Withhold |
| 1.6 | Elect Director George T. Porter, Jr. | Management | For | Withhold |
| 1.7 | Elect Director Mitchell S. Presser | Management | For | Withhold |
| 1.8 | Elect Director Robert L. Sockolov | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Stock Ownership Limitations | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Dillon | Management | For | For |
| 1.2 | Elect Director Juan Gallardo | Management | For | For |
| 1.3 | Elect Director William A. Osborn | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.5 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: CERN SECURITY ID: 156782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
| 1.2 | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CHINA UNICOM (HONG KONG) LTD
MEETING DATE: MAY 12, 2010 |
TICKER: 762 SECURITY ID: 16945R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Zuo Xunsheng as Director | Management | For | Against |
| 3a2 | Reelect Tong Jilu as Director | Management | For | Against |
| 3a3 | Reelect Cheung Wing Lam Linus as Director | Management | For | For |
| 3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: COH SECURITY ID: 189754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVANCE INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CVD SECURITY ID: 222816100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Herring | Management | For | For |
| 1.2 | Elect Director John McCartney | Management | For | For |
| 1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
DANONE
MEETING DATE: APR 22, 2010 |
TICKER: BN SECURITY ID: F12033134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 4 | Reelect Franck Riboud as Director | Management | For | For |
| 5 | Reelect Emmanuel Faber as Director | Management | For | For |
| 6 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 7 | Ratify Ernst & Young et Autres as Auditor | Management | For | For |
| 8 | Ratify Yves Nicolas as Alternate Auditor | Management | For | For |
| 9 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 10 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 11 | Approve Transaction with Franck Riboud | Management | For | For |
| 12 | Approve Transaction with Emmanuel Faber | Management | For | For |
| 13 | Approve Transaction with Bernard Hours | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 16 | Amend Stock Ownership Limitations | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: DECK SECURITY ID: 243537107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director Rex A. Licklider | Management | For | For |
| 1.3 | Elect Director John M. Gibbons | Management | For | For |
| 1.4 | Elect Director John G. Perenchio | Management | For | For |
| 1.5 | Elect Director Maureen Conners | Management | For | For |
| 1.6 | Elect Director Tore Steen | Management | For | For |
| 1.7 | Elect Director Ruth M. Owades | Management | For | For |
| 1.8 | Elect Director Karyn O. Barsa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DELL INC.
MEETING DATE: JUL 17, 2009 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
| 1.6 | Elect Director Judy C. Lewent | Management | For | For |
| 1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.8 | Elect Director Klaus S. Luft | Management | For | For |
| 1.9 | Elect Director Alex J. Mandl | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITALGLOBE, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DGI SECURITY ID: 25389M877
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
| 1.2 | Elect Director Jill D. Smith | Management | For | For |
| 1.3 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 13, 2010 |
TICKER: F SECURITY ID: 345370860
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.8 | Elect Director Richard A. Manoogian | Management | For | For |
| 1.9 | Elect Director Ellen R. Marram | Management | For | For |
| 1.10 | Elect Director Alan Mulally | Management | For | For |
| 1.11 | Elect Director Homer A. Neal | Management | For | For |
| 1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.13 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Disclose Prior Government Service | Shareholder | Against | Against |
| 5 | Adopt Recapitalization Plan | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
HEALTH NET, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: HNT SECURITY ID: 42222G108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Anne Citrino | Management | For | For |
| 2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 3 | Elect Director Vicki B. Escarra | Management | For | For |
| 4 | Elect Director Thomas T. Farley | Management | For | For |
| 5 | Elect Director Gale S. Fitzgerald | Management | For | For |
| 6 | Elect Director Patrick Foley | Management | For | For |
| 7 | Elect Director Jay M. Gellert | Management | For | For |
| 8 | Elect Director Roger F. Greaves | Management | For | For |
| 9 | Elect Director Bruce G. Willison | Management | For | For |
| 10 | Elect Director Frederick C. Yeager | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
HENDERSON LAND DEVELOPMENT CO. LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 12 SECURITY ID: Y31476107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Lee King Yue as Director | Management | For | For |
| 3b | Reelect Li Ning as Director | Management | For | For |
| 3c | Reelect Lee Tat Man as Director | Management | For | Against |
| 3d | Reelect Po-shing Woo as Director | Management | For | For |
| 3e | Reelect Gordon Kwong Che Keung as Director | Management | For | For |
| 3f | Reelect Ko Ping Keung as Director | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 5d | Approve Increase in Authorized Share Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares | Management | For | For |
| |
|---|
HENDERSON LAND DEVELOPMENT CO. LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 12 SECURITY ID: Y31476107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Warrants Issue | Management | For | For |
| |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 24, 2010 |
TICKER: 1044 SECURITY ID: G4402L151
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Sze Man Bok as Director | Management | For | Against |
| 3b | Reelect Hung Ching Shan as Director | Management | For | Against |
| 3c | Reelect Loo Hong Shing Vincent as Director | Management | For | For |
| 3d | Reelect Wang Ming Fu as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 29, 2010 |
TICKER: HLF SECURITY ID: G4412G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For |
| 1.2 | Elect Richard P. Bermingham as Director | Management | For | For |
| 1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For |
| 2 | Amend 2005 Stock Incentive Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 20, 2010 |
TICKER: HUM SECURITY ID: 444859102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Jones, Jr. | Management | For | For |
| 2 | Elect Director Frank A. D'Amelio | Management | For | For |
| 3 | Elect Director W. Roy Dunbar | Management | For | For |
| 4 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Elect Director W. Ann Reynolds | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INGRAM MICRO INC.
MEETING DATE: JUN 9, 2010 |
TICKER: IM SECURITY ID: 457153104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Certificate of Incorporation to Provide Directors May be Removed Without Cause | Management | For | For |
| 3.1 | Elect Director Howard I. Atkins | Management | For | For |
| 3.2 | Elect Director Leslie Stone Heisz | Management | For | For |
| 3.3 | Elect Director John R. Ingram | Management | For | For |
| 3.4 | Elect Director Orrin H. Ingram, II | Management | For | For |
| 3.5 | Elect Director Dale R. Laurance | Management | For | For |
| 3.6 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3.7 | Elect Director Michael T. Smith | Management | For | For |
| 3.8 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 3.9 | Elect Director Joe B. Wyatt | Management | For | For |
| 3.10 | Elect Director Orrin H. Ingram, II | Management | For | For |
| 3.11 | Elect Director Michael T. Smith | Management | For | For |
| 3.12 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 3.13 | Elect Director Joe B. Wyatt | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: IRBT SECURITY ID: 462726100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Helen Greiner | Management | For | For |
| 1.2 | Elect Director George C. McNamee | Management | For | For |
| 1.3 | Elect Director Peter T. Meekin | Management | For | For |
| 1.4 | Elect Director Paul Sagan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JONES LANG LASALLE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: JLL SECURITY ID: 48020Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Colin Dyer | Management | For | For |
| 2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 3 | Elect Director DeAnne Julius | Management | For | For |
| 4 | Elect Director Ming Lu | Management | For | For |
| 5 | Elect Director Lauralee E. Martin | Management | For | For |
| 6 | Elect Director Sheila A. Penrose | Management | For | For |
| 7 | Elect Director David B. Rickard | Management | For | For |
| 8 | Elect Director Roger T. Staubach | Management | For | For |
| 9 | Elect Director Thomas C. Theobald | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KING PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: KG SECURITY ID: 495582108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Gregory D. Jordan | Management | For | For |
| 1.6 | Elect Director Brian A. Markison | Management | For | For |
| 1.7 | Elect Director R. Charles Moyer | Management | For | For |
| 1.8 | Elect Director D. Greg Rooker | Management | For | For |
| 1.9 | Elect Director Derace L. Schaffer | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MTB SECURITY ID: 55261F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director Robert J. Bennett | Management | For | For |
| 1.3 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.4 | Elect Director Robert T. Brady | Management | For | For |
| 1.5 | Elect Director Michael D. Buckley | Management | For | For |
| 1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.8 | Elect Director Colm E. Doherty | Management | For | For |
| 1.9 | Elect Director Gary N. Geisel | Management | For | For |
| 1.10 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.11 | Elect Director Richard G. King | Management | For | For |
| 1.12 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.13 | Elect Director Michael P. Pinto | Management | For | For |
| 1.14 | Elect Director Melinda R. Rich | Management | For | For |
| 1.15 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.16 | Elect Director Herbert L. Washington | Management | For | For |
| 1.17 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAKO SURGICAL CORP.
MEETING DATE: JUN 10, 2010 |
TICKER: MAKO SECURITY ID: 560879108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher C. Dewey | Management | For | For |
| 1.2 | Elect Director John J. Savarese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAP PHARMACEUTICALS, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: MAPP SECURITY ID: 56509R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerri A. Henwood | Management | For | Withhold |
| 1.2 | Elect Director Matthew V. McPherron | Management | For | For |
| 1.3 | Elect Director Timothy S. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 10, 2009 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Sehat Sutardja as Director | Management | For | For |
| 1b | Elect Pantas Sutardja as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Dan R. Moore | Management | For | For |
| 1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
| 4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: MCD SECURITY ID: 580135101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Walter E. Massey | Management | For | For |
| 2 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 3 | Elect Director Roger W. Stone | Management | For | For |
| 4 | Elect Director Miles D. White | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MJN SECURITY ID: 582839106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director James M. Cornelius | Management | For | For |
| 1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
| 1.7 | Elect Director Robert S. Singer | Management | For | For |
| 1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.9 | Elect Director Anna C. Catalano | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: 641069406
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| 7 | Mark the box at the right if you wish to give a Proxy to the independent representative, Mr. Jean-Ludovic Hartmann | Management | None | Did Not Vote |
| |
|---|
NETEASE COM INC
MEETING DATE: SEP 4, 2009 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: William Ding | Management | For | Against |
| 2 | Re-election Of Director: Alice Cheng | Management | For | For |
| 3 | Re-election Of Director: Denny Lee | Management | For | Against |
| 4 | Re-election Of Director: Joseph Tong | Management | For | For |
| 5 | Re-election Of Director: Lun Feng | Management | For | Against |
| 6 | Re-election Of Director: Michael Leung | Management | For | For |
| 7 | Re-election Of Director: Michael Tong | Management | For | Against |
| 8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
| |
|---|
NEWMONT MINING CORPORATION
MEETING DATE: APR 23, 2010 |
TICKER: NEM SECURITY ID: 651639106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glen A. Barton | Management | For | For |
| 2 | Elect Director Vincent A. Calarco | Management | For | For |
| 3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 4 | Elect Director Noreen Doyle | Management | For | For |
| 5 | Elect Director Veronica M. Hagen | Management | For | For |
| 6 | Elect Director Michael S. Hamson | Management | For | For |
| 7 | Elect Director Richard T. O'Brien | Management | For | For |
| 8 | Elect Director John B. Prescott | Management | For | For |
| 9 | Elect Director Donald C. Roth | Management | For | For |
| 10 | Elect Director James V. Taranik | Management | For | For |
| 11 | Elect Director Simon Thompson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
NEWPARK RESOURCES, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: NR SECURITY ID: 651718504
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Anderson | Management | For | For |
| 1.2 | Elect Director Jerry W. Box | Management | For | For |
| 1.3 | Elect Director G. Stephen Finley | Management | For | For |
| 1.4 | Elect Director Paul L. Howes | Management | For | For |
| 1.5 | Elect Director James W. McFarland | Management | For | For |
| 1.6 | Elect Director Gary L. Warren | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 29, 2010 |
TICKER: NUAN SECURITY ID: 67020Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | For |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NUVA SECURITY ID: 670704105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.2 | Elect Director Jack R. Blair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PALM INC
MEETING DATE: SEP 30, 2009 |
TICKER: PALM SECURITY ID: 696643105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hagerty | Management | For | For |
| 1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1.3 | Elect Director Paul S. Mountford | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shona L. Brown | Management | For | For |
| 2 | Elect Director Ian M. Cook | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Victor J. Dzau | Management | For | For |
| 5 | Elect Director Ray L. Hunt | Management | For | For |
| 6 | Elect Director Alberto Ibarguen | Management | For | For |
| 7 | Elect Director Arthur C. Martinez | Management | For | For |
| 8 | Elect Director Indra K. Nooyi | Management | For | For |
| 9 | Elect Director Sharon P. Rockefeller | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Elect Director Lloyd G. Trotter | Management | For | For |
| 12 | Elect Director Daniel Vasella | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLO RALPH LAUREN CORP.
MEETING DATE: AUG 6, 2009 |
TICKER: RL SECURITY ID: 731572103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 11, 2009 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Donegan | Management | For | Withhold |
| 1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
| 1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: RHT SECURITY ID: 756577102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Micheline Chau | Management | For | For |
| 1.2 | Elect Director Marye Anne Fox | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: 760975102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: CA7609751028
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 2, 2010 |
TICKER: ROK SECURITY ID: 773903109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry C. Johnson | Management | For | For |
| 1.2 | Elect Director William T. McCormick, Jr. | Management | For | For |
| 1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 1.4 | Elect Director Richard J. Schnall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: OCT 28, 2009 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Stephen J. Luczo as Director | Management | For | For |
| 1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
| 1c | Election William W. Bradley as Director | Management | For | For |
| 1d | Election David F. Marquardt as Director | Management | For | For |
| 1e | Election Lydia M. Marshall as Director | Management | For | For |
| 1f | Election Albert A. Pimentel as Director | Management | For | For |
| 1g | Election C.S. Park as Director | Management | For | For |
| 1h | Election Gregorio Reyes as Director | Management | For | For |
| 1i | Election John W. Thompson as Director | Management | For | For |
| 1j | Election Edward J. Zander as Director | Management | For | For |
| 2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
| 3 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: APR 14, 2010 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
| 2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
| 1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
| 2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
| 3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 27, 2010 |
TICKER: SHP SECURITY ID: 82481R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect David Stout as Director | Management | For | For |
| 4 | Elect William Burns as Director | Management | For | For |
| 5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Amend the Portfolio Share Plan | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: SWKS SECURITY ID: 83088M102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.2 | Elect Director Timothy R. Furey | Management | For | For |
| 1.3 | Elect Director David J. McLachlan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: FIRE SECURITY ID: 83616T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Becker | Management | For | For |
| 1.2 | Elect Director Arnold L. Punaro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STEELCASE INC.
MEETING DATE: JUN 24, 2010 |
TICKER: SCS SECURITY ID: 858155203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.2 | Elect Director James P. Hackett | Management | For | For |
| 1.3 | Elect Director David W. Joos | Management | For | For |
| 1.4 | Elect Director P. Craig Welch, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STRA SECURITY ID: 863236105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Silberman | Management | For | For |
| 2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
| 3 | Elect Director William E. Brock | Management | For | For |
| 4 | Elect Director David A. Coulter | Management | For | For |
| 5 | Elect Director Robert R. Grusky | Management | For | For |
| 6 | Elect Director Robert L. Johnson | Management | For | For |
| 7 | Elect Director Todd A. Milano | Management | For | For |
| 8 | Elect Director G. Thomas Waite, III | Management | For | For |
| 9 | Elect Director J. David Wargo | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
SYBASE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: SY SECURITY ID: 871130100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Chen | Management | For | For |
| 1.2 | Elect Director Richard C. Alberding | Management | For | For |
| 1.3 | Elect Director Cecilia Claudio | Management | For | For |
| 1.4 | Elect Director Michael A. Daniels | Management | For | For |
| 1.5 | Elect Director L. William Krause | Management | For | For |
| 1.6 | Elect Director Alan B. Salisbury | Management | For | For |
| 1.7 | Elect Director Jack E. Sum | Management | For | For |
| 1.8 | Elect Director Robert P. Wayman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 15, 2010 |
TICKER: 2330 SECURITY ID: 874039100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Operating Procedures for Derivatives Transactions | Management | For | For |
| 5 | Transact Other Business | Management | None | None |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 700 SECURITY ID: G87572148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
| 3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
MEETING DATE: JUN 9, 2010 |
TICKER: 322 SECURITY ID: G8878S103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Takeshi Ida as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3a2 | Reelect Wei Ying-Chiao as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3a3 | Reelect Lee Tiong-Hock as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Elect Michihiko Ota as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Reappoint Mazars CPA Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 28, 2010 |
TICKER: UTHR SECURITY ID: 91307C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Causey | Management | For | For |
| 1.2 | Elect Director Richard Giltner | Management | For | For |
| 1.3 | Elect Director R. Paul Gray | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
VIROPHARMA INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: VPHM SECURITY ID: 928241108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
| 1.2 | Elect Director William D. Claypool | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISHAY INTERTECHNOLOGY, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: VSH SECURITY ID: 928298108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Felix Zandman | Management | For | Withhold |
| 1.2 | Elect Director Gerald Paul | Management | For | Withhold |
| 1.3 | Elect Director Frank Maier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: WCC SECURITY ID: 95082P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Beach Lin | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Stephen A. Van Oss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2009 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | Against |
| 2 | Elect Director Kathleen A. Cote | Management | For | Against |
| 3 | Elect Director John F. Coyne | Management | For | Against |
| 4 | Elect Director Henry T. DeNero | Management | For | Against |
| 5 | Elect Director William L. Kimsey | Management | For | Against |
| 6 | Elect Director Michael D. Lambert | Management | For | Against |
| 7 | Elect Director Matthew E. Massengill | Management | For | Against |
| 8 | Elect Director Roger H. Moore | Management | For | Against |
| 9 | Elect Director Thomas E. Pardun | Management | For | Against |
| 10 | Elect Director Arif Shakeel | Management | For | Against |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
WHOLE FOODS MARKET, INC.
MEETING DATE: MAR 8, 2010 |
TICKER: WFMI SECURITY ID: 966837106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle E. Greene | Management | For | For |
| 1.3 | Elect Director Hass Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John P. Mackey | Management | For | For |
| 1.6 | Elect Director Jonathan A. Seiffer | Management | For | For |
| 1.7 | Elect Director Morris J. Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan D. Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Z. Sorenson | Management | For | For |
| 1.10 | Elect Director W.A. (Kip) Tindell, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 4 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
| 5 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | Shareholder | Against | Against |
| 6 | Adopt and Disclose Succession Planning Policy | Shareholder | Against | Against |
| |
|---|
WMS INDUSTRIES INC.
MEETING DATE: DEC 10, 2009 |
TICKER: WMS SECURITY ID: 929297109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. Bahash | Management | For | For |
| 1.3 | Elect Director Brian R. Gamache | Management | For | For |
| 1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.5 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.6 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
| 1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.9 | Elect Director Bobby L. Siller | Management | For | For |
| 1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
YANLORD LAND GROUP LTD
MEETING DATE: APR 29, 2010 |
TICKER: Z25 SECURITY ID: Y9729A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.0168 Per Share | Management | For | For |
| 3 | Approve Directors' Fees SGD 400,000 for the Year Ended Dec. 31, 2009 (2008: SGD 400,000) | Management | For | For |
| 4a | Reelect Zhong Sheng Jian as Director | Management | For | For |
| 4b | Reelect Hong Zhi Hua as Director | Management | For | For |
| 4c | Reelect Ng Jui Ping as Director | Management | For | For |
| 5 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | Management | For | For |
| 8 | Approve Issuance of Shares and Grant of Options Pursuant to the Yanlord Land Group Share Option Scheme 2006 | Management | For | Against |
| 9 | Authorize Share Repurchase Program | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR VALUE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACCENTURE PLC
MEETING DATE: AUG 5, 2009 |
TICKER: ACN SECURITY ID: G1150G111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 1 | Approve the Creation of Distributable Reserves for Accenture plc | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 4, 2010 |
TICKER: ACN SECURITY ID: G1151C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect William L. Kimsey as a Director | Management | For | For |
| 1.2 | Reelect Robert I. Lipp as a Director | Management | For | For |
| 1.3 | Reelect Wulf von Schimmelmann as a Director | Management | For | For |
| 2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve 2010 Share Incentive Plan | Management | For | Against |
| 4 | Approve 2010 Employee Share Purchase Plan | Management | For | Against |
| 5 | Change Location of Annual Meeting | Management | For | For |
| 6 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 7 | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | Management | For | For |
| |
|---|
ACCO BRANDS CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ABD SECURITY ID: 00081T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.3 | Elect Director G. Thomas Hargrove | Management | For | For |
| 1.4 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.5 | Elect Director Robert J. Keller | Management | For | For |
| 1.6 | Elect Director Thomas Kroeger | Management | For | For |
| 1.7 | Elect Director Michael Norkus | Management | For | For |
| 1.8 | Elect Director Sheila Talton | Management | For | For |
| 1.9 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: AYI SECURITY ID: 00508Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Guynn | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS INC
MEETING DATE: MAY 19, 2010 |
TICKER: AAP SECURITY ID: 00751Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AGCO CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: AGCO SECURITY ID: 001084102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francisco R. Gros | Management | For | Withhold |
| 1.2 | Elect Director Gerald B. Johanneson | Management | For | Withhold |
| 1.3 | Elect Director George E. Minnich | Management | For | Withhold |
| 1.4 | Elect Director Curtis E. Moll | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2010 |
TICKER: AEM SECURITY ID: 008474108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | For | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Garofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board to Fifteen | Management | For | For |
| |
|---|
ALASKA AIR GROUP, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: ALK SECURITY ID: 011659109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William S. Ayer | Management | For | For |
| 2 | Elect Director Patricia M. Bedient | Management | For | For |
| 3 | Elect Director Phyllis J. Campbell | Management | For | For |
| 4 | Elect Director Mark R. Hamilton | Management | For | For |
| 5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 6 | Elect Director R. Marc Langland | Management | For | For |
| 7 | Elect Director Dennis F. Madsen | Management | For | For |
| 8 | Elect Director Byron I. Mallott | Management | For | For |
| 9 | Elect Director J. Kenneth Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ALBANY INTERNATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: AIN SECURITY ID: 012348108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John F. Cassidy, Jr. | Management | For | For |
| 2 | Elect Director Paula H.J. Cholmondeley | Management | For | For |
| 3 | Elect Director Edgar G. Hotard | Management | For | For |
| 4 | Elect Director Erland E. Kailbourne | Management | For | For |
| 5 | Elect Director Joseph G. Morone | Management | For | For |
| 6 | Elect Director Juhani Pakkala | Management | For | For |
| 7 | Elect Director Christine L. Standish | Management | For | For |
| 8 | Elect Director John C. Standish | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: ARE SECURITY ID: 015271109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Richard H. Klein | Management | For | For |
| 1.5 | Elect Director James H. Richardson | Management | For | For |
| 1.6 | Elect Director Martin A. Simonetti | Management | For | For |
| 1.7 | Elect Director Alan G. Walton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLEGHENY ENERGY, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: AYE SECURITY ID: 017361106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Furlong Baldwin | Management | For | For |
| 1.2 | Elect Director Eleanor Baum | Management | For | For |
| 1.3 | Elect Director Paul J. Evanson | Management | For | For |
| 1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.7 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.8 | Elect Director Steven H. Rice | Management | For | For |
| 1.9 | Elect Director Gunnar E. Sarsten | Management | For | For |
| 1.10 | Elect Director Michael H. Sutton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALLGREEN PROPERTIES LTD
MEETING DATE: APR 28, 2010 |
TICKER: A16 SECURITY ID: Y00398100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.04 Per Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 490,400 for the Year Ended Dec. 31, 2009 (2008 : SGD 404,000) | Management | For | For |
| 4 | Reelect Khor Thong Meng as Director | Management | For | Against |
| 5 | Reelect Ang Keng Lam as Director | Management | For | Against |
| 6 | Reelect Wan Fook Kong as Director | Management | For | Against |
| 7 | Reelect Jimmy Seet Keong Huat as Director | Management | For | For |
| 8 | Reappoint Foo Kon Tan Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Pursuant to the Allgreen Share Option Scheme | Management | For | For |
| |
|---|
ALLIANT ENERGY CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Bennett | Management | For | For |
| 1.2 | Elect Director Darryl B. Hazel | Management | For | For |
| 1.3 | Elect Director David A. Perdue | Management | For | For |
| 1.4 | Elect Director Judith D. Pyle | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMAG SECURITY ID: 00163U106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
| 1.2 | Elect Director Michael Narachi | Management | For | Withhold |
| 1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
| 1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
| 1.5 | Elect Director Lesley Russell | Management | For | Withhold |
| 1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
| 1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. R. Brooks | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director James F. Cordes | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Morris | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 1.10 | Elect Director Richard L. Sandor | Management | For | For |
| 1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.13 | Elect Director John F. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
ANNTAYLOR STORES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: ANN SECURITY ID: 036115103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michelle Gass | Management | For | For |
| 2 | Elect Director Michael W. Trapp | Management | For | For |
| 3 | Elect Director Daniel W. Yih | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AON CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: AON SECURITY ID: 037389103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lester B. Knight | Management | For | For |
| 2 | Elect Director Gregory C. Case | Management | For | For |
| 3 | Elect Director Fulvio Conti | Management | For | For |
| 4 | Elect Director Edgar D. Jannotta | Management | For | For |
| 5 | Elect Director Jan Kalff | Management | For | For |
| 6 | Elect Director J. Michael Losh | Management | For | For |
| 7 | Elect Director R. Eden Martin | Management | For | For |
| 8 | Elect Director Andrew J. McKenna | Management | For | For |
| 9 | Elect Director Robert S. Morrison | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director Richard C. Notebaert | Management | For | For |
| 12 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 13 | Elect Director Gloria Santona | Management | For | For |
| 14 | Elect Director Carolyn Y. Woo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
AOZORA BANK, LTD.
MEETING DATE: JUN 24, 2010 |
TICKER: 8304 SECURITY ID: J0172K107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yuji Shirakawa | Management | For | For |
| 1.2 | Elect Director Brian F. Prince | Management | For | For |
| 1.3 | Elect Director Kunimi Tokuoka | Management | For | For |
| 1.4 | Elect Director Shinsuke Baba | Management | For | For |
| 1.5 | Elect Director James Danforth Quayle | Management | For | For |
| 1.6 | Elect Director Frank W. Bruno | Management | For | For |
| 1.7 | Elect Director Lawrence B. Lindsey | Management | For | For |
| 1.8 | Elect Director Kiyoshi Tsugawa | Management | For | For |
| 1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
| 1.10 | Elect Director Lee Millstein | Management | For | For |
| 1.11 | Elect Director Shunsuke Takeda | Management | For | For |
| 1.12 | Elect Director Cornelis Maas | Management | For | For |
| 2 | Appoint Statutory Auditor Shinichi Fujihira | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Tomiaki Nagase | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARISTOCRAT LEISURE LTD.
MEETING DATE: APR 28, 2010 |
TICKER: ALL SECURITY ID: Q0521T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect ID Blackburne as Director | Management | For | For |
| 2 | Elect SW Morro as Director | Management | For | For |
| 3 | Elect DJ Simpson as Director | Management | For | For |
| 4 | Approve the Grant of 449,572 Performance Share Rights to JR Ordell, Chief Executive Officer and Managing Director | Management | For | For |
| 5 | Approve the Grant of 110,174 Performance Share Rights to V Blanco, Senior Vice President, Platform Architecture | Management | For | For |
| 6 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2009 | Management | For | Against |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARW SECURITY ID: 042735100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director John N. Hanson | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.6 | Elect Director Roger King | Management | For | For |
| 1.7 | Elect Director Michael J. Long | Management | For | For |
| 1.8 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.9 | Elect Director Barry W. Perry | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ARTHUR J. GALLAGHER & CO.
MEETING DATE: MAY 11, 2010 |
TICKER: AJG SECURITY ID: 363576109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William L. Bax | Management | For | For |
| 2 | Elect Director Frank E. English, Jr. | Management | For | For |
| 3 | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 4 | Elect Director Ilene S. Gordon | Management | For | For |
| 5 | Elect Director David S. Johnson | Management | For | For |
| 6 | Elect Director James R. Wimmer | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 28, 2010 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Rohr | Management | For | For |
| 1.2 | Elect Director Theodore M. Solso | Management | For | For |
| 1.3 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 20, 2010 |
TICKER: ASM SECURITY ID: N07045102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
| 8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
| 9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
| 9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
| 10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
| 11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
| 14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
| 14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| 17 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
ATOS ORIGIN
MEETING DATE: MAY 27, 2010 |
TICKER: ATO SECURITY ID: F06116101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Lionel Zinsou-Derlin as Director | Management | For | For |
| 6 | Elect Aminata Niane as Director | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10.5 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
| 13 | Authorize Capital Increase of Up to EUR 10.5 Million for Future Exchange Offers | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 at EUR 20 Million | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 18 | Appoint Colette Neuville as Censor | Management | For | For |
| |
|---|
AUTOZONE, INC.
MEETING DATE: DEC 16, 2009 |
TICKER: AZO SECURITY ID: 053332102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Crowley | Management | For | For |
| 1.2 | Elect Director Sue E. Gove | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Robert R. Grusky | Management | For | For |
| 1.5 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.6 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.8 | Elect Director Luis P. Nieto | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVATAR HOLDINGS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: AVTR SECURITY ID: 053494100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P.D. Barnett | Management | For | For |
| 1.2 | Elect Director M. Dresner | Management | For | For |
| 1.3 | Elect Director R.W. Einiger | Management | For | For |
| 1.4 | Elect Director G.D. Kelfer | Management | For | For |
| 1.5 | Elect Director Joshua Nash | Management | For | For |
| 1.6 | Elect Director K.T. Rosen | Management | For | For |
| 1.7 | Elect Director J.M. Simon | Management | For | For |
| 1.8 | Elect Director B.A. Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BALDOR ELECTRIC COMPANY
MEETING DATE: MAY 1, 2010 |
TICKER: BEZ SECURITY ID: 057741100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean A. Mauldin | Management | For | For |
| 1.2 | Elect Director R.L. Qualls | Management | For | For |
| 1.3 | Elect Director Barry K. Rogstad | Management | For | For |
| 1.4 | Elect Director Ronald E. Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BLL SECURITY ID: 058498106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.3 | Elect Director John F. Lehman | Management | For | For |
| 1.4 | Elect Director Georgia R. Nelson | Management | For | For |
| 1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: FEB 3, 2010 |
TICKER: BSBR4 SECURITY ID: 05967A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Of Three (3) New Members Of The Company's Board Of Directors, Being One (1) Of Them Considered Independent Director | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Against |
| |
|---|
BANCO SANTANDER BRASIL SA
MEETING DATE: APR 27, 2010 |
TICKER: BSBR4 SECURITY ID: 05967A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| 4 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BARRICK GOLD CORP.
MEETING DATE: APR 28, 2010 |
TICKER: ABX �� SECURITY ID: 067901108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H.L. Beck as Director | Management | For | For |
| 1.2 | Elect C.W.D. Birchall as Director | Management | For | For |
| 1.3 | Elect D.J. Carty as Director | Management | For | For |
| 1.4 | Elect G.Cisneros as Director | Management | For | For |
| 1.5 | Elect M.A. Cohen as Director | Management | For | For |
| 1.6 | Elect P.A. Cossgrove as Director | Management | For | For |
| 1.7 | Elect R.M. Franklin as Director | Management | For | For |
| 1.8 | Elect J.B. Harvey as Director | Management | For | For |
| 1.9 | Elect B. Mulroney as Director | Management | For | For |
| 1.10 | Elect A. Munk as Director | Management | For | For |
| 1.11 | Elect P. Munk as Director | Management | For | For |
| 1.12 | Elect A.W. Regent as Director | Management | For | For |
| 1.13 | Elect N.P. Rothschild as Director | Management | For | For |
| 1.14 | Elect S.J. Shaprio as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: BECN SECURITY ID: 073685109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director H. Arthur Bellows, Jr. | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.5 | Elect Director Andrew R. Logie | Management | For | For |
| 1.6 | Elect Director Stuart A. Randle | Management | For | For |
| 1.7 | Elect Director Wilson B. Sexton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BJ SERVICES COMPANY
MEETING DATE: MAR 31, 2010 |
TICKER: BJS SECURITY ID: 055482103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BOSIDENG INTERNATIONAL HOLDINGS LTD.
MEETING DATE: APR 20, 2010 |
TICKER: 3998 SECURITY ID: G12652106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transaction with a Related Party and Proposed Annual Caps | Management | For | For |
| |
|---|
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: BPFH SECURITY ID: 101119105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene S. Colangelo | Management | For | For |
| 1.2 | Elect Director Allen L. Sinai | Management | For | For |
| 1.3 | Elect Director Stephen M. Waters | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
BRINK'S COMPANY, THE
MEETING DATE: MAY 7, 2010 |
TICKER: BCO SECURITY ID: 109696104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director Murray D. Martin | Management | For | For |
| 1.3 | Elect Director Ronald L. Turner | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: EAT SECURITY ID: 109641100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Marvin J. Girouard | Management | For | For |
| 1.4 | Elect Director John W. Mims | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic | Management | For | For |
| 1.6 | Elect Director Erle Nye | Management | For | For |
| 1.7 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKFIELD PROPERTIES CORP.
MEETING DATE: MAY 5, 2010 |
TICKER: BPO SECURITY ID: 112900105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Gordon E. Arnell as Director | Management | For | For |
| 2.2 | Elect William T. Cahill as Director | Management | For | For |
| 2.3 | Elect Richard B. Clark as Director | Management | For | For |
| 2.4 | Elect Jack L. Cockwell as Director | Management | For | For |
| 2.5 | Elect Roderick D. Fraser as Director | Management | For | For |
| 2.6 | Elect Paul D. McFarlane as Director | Management | For | For |
| 2.7 | Elect Allan S. Olson as Director | Management | For | For |
| 2.8 | Elect Robert L. Stelzl as Director | Management | For | For |
| 2.9 | Elect Diana L. Taylor as Director | Management | For | For |
| 2.10 | Elect John E. Zuccotti as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: BC SECURITY ID: 117043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
| 1.3 | Elect Director Graham H. Phillips | Management | For | For |
| 1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BURGER KING HOLDINGS, INC.
MEETING DATE: NOV 19, 2009 |
TICKER: BKC SECURITY ID: 121208201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Richard W. Boyce | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Ronald M. Dykes | Management | For | For |
| 1.5 | Elect Director Peter R. Formanek | Management | For | For |
| 1.6 | Elect Director Manuel A. Garcia | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Brian T. Swette | Management | For | For |
| 1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: COG SECURITY ID: 127097103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Carmichael | Management | For | For |
| 1.2 | Elect Director Robert L. Keiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: CADX SECURITY ID: 12738T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Todd W. Rich | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALGON CARBON CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CCC SECURITY ID: 129603106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Cruickshank | Management | For | Withhold |
| 1.2 | Elect Director Julie S. Roberts | Management | For | Withhold |
| 1.3 | Elect Director J. Rich Alexander | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CPN SECURITY ID: 131347304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.8 | Elect Director William J. Patterson | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CANADIAN NATIONAL RAILWAY COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: CNR SECURITY ID: 136375102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael R. Armellino as Director | Management | For | For |
| 1.2 | Elect A. Charles Baillie as Director | Management | For | For |
| 1.3 | Elect Hugh J. Bolton as Director | Management | For | For |
| 1.4 | Elect Gordon D. Giffin as Director | Management | For | For |
| 1.5 | Elect Edith E. Holiday as Director | Management | For | For |
| 1.6 | Elect V. Maureen Kempston Darkes as Director | Management | For | For |
| 1.7 | Elect Denis Losier as Director | Management | For | For |
| 1.8 | Elect Edward C. Lumley as Director | Management | For | For |
| 1.9 | Elect David G.A. McLean as Director | Management | For | For |
| 1.10 | Elect Claude Mongeau as Director | Management | For | For |
| 1.11 | Elect Robert Pace as Director | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CANADIAN NATURAL RESOURCES LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: CNQ SECURITY ID: 136385101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Gary A. Filmon | Management | For | For |
| 1.4 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.5 | Elect Director Steve W. Laut | Management | For | For |
| 1.6 | Elect Director Keith A.J. MacPhail | Management | For | For |
| 1.7 | Elect Director Allan P. Markin | Management | For | For |
| 1.8 | Elect Director Frank J. McKenna | Management | For | For |
| 1.9 | Elect Director James S. Palmer | Management | For | For |
| 1.10 | Elect Director Eldon R. Smith | Management | For | For |
| 1.11 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Stock Split | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: APR 29, 2010 |
TICKER: CSE SECURITY ID: 14055X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.2 | Elect Director C. William Hosler | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 14, 2010 |
TICKER: CSL SECURITY ID: 142339100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Robin S. Callahan | Management | For | For |
| 3 | Elect Director David A. Roberts | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARLSBERG
MEETING DATE: MAR 25, 2010 |
TICKER: CARL B SECURITY ID: K36628137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 3.50 per Share | Management | For | Did Not Vote |
| 4 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 5a | Amend Articles Regarding Registered Office | Management | For | Did Not Vote |
| 5b | Amend Articles Re: Set Corporate Laguage as English | Management | For | Did Not Vote |
| 5c | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
| 5d | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
| 5e | Amend Articles Re: Right to Call General Meeting | Management | For | Did Not Vote |
| 5f | Amend Articles Regarding Adjournment of Commenced General Meeting | Management | For | Did Not Vote |
| 5g | Amend Articles Regarding Publication of Material Pertaining to General Meeting | Management | For | Did Not Vote |
| 5h | Amend Articles Regarding Right to Attend General Meeting | Management | For | Did Not Vote |
| 5i | Amend Articles Regarding Submission of Subjects for Agenda of General Meeting | Management | For | Did Not Vote |
| 5j | Amend Articles Regarding Right to be Represented by Proxy | Management | For | Did Not Vote |
| 5k | Amend Articles Regarding Accountants | Management | For | Did Not Vote |
| 5l | Amend Articles Regarding Publication of Minutes of General Meeting | Management | For | Did Not Vote |
| 5m | Amend Articles Re: Authorize Board to Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency | Management | For | Did Not Vote |
| 6a | Reelect Jess Soderberg as Director | Management | For | Did Not Vote |
| 6b | Reelect Flemming Besenbacher as Director | Management | For | Did Not Vote |
| 6c | Reelect Per Ohrgaard as Director | Management | For | Did Not Vote |
| 6d | Elect Lars Stemmerik as Director | Management | For | Did Not Vote |
| 7 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| |
|---|
CARNIVAL CORP.
MEETING DATE: APR 13, 2010 |
TICKER: CCL SECURITY ID: 143658300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | Management | For | For |
| 16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | Management | For | For |
| 17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
| 18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
| 19 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Shares for Market Purchase | Management | For | For |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 23 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve New Carphone Warehouse Demerger Reduction | Management | For | For |
| 3 | Approve TalkTalk Capital Reduction | Management | For | For |
| 4 | Approve Demerger of the TalkTalk Business | Management | For | For |
| 5 | Approve Grant of Options under the Unapproved Schedule to The Carphone Warehouse Company Share Option Plan to Employees of Best Buy Europe Distributions Ltd | Management | For | For |
| 6 | Amend the Unapproved Schedule to Company Share Option Plan, Performance Share Plan, Executive Incentive Scheme, The TalkTalk Value Enhancement Scheme and the Value Enhancement Scheme | Management | For | For |
| 7 | Approve Adoption by TalkTalk and New Carphone Warehouse of the Unapproved Schedule to Company Share Option Plan, Performance Share Plan and the Executive Incentive Scheme | Management | For | For |
| 8 | Approve Adoption by TalkTalk of The TalkTalk Group Value Enhancement Scheme (TTG VES) | Management | For | For |
| 9 | Approve Adoption by TalkTalk of The Carphone Warehouse Group Value Enhancement Scheme (CPWG VES) | Management | For | For |
| 10 | Approve Adoption by New Carphone Warehouse of the CPWG VES | Management | For | For |
| 11 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc 2010 Discretionary Share Option Plan | Management | For | For |
| 12 | Approve Establishment by New Carphone Warehouse of the Carphone Warehouse Group plc 2010 Share Scheme | Management | For | For |
| 13 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc Savings Related Share Option Scheme | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC, THE
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CENTURYTEL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CTL SECURITY ID: 156700106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.2 | Elect Director C. G. Melville, Jr. | Management | For | For |
| 1.3 | Elect Director William A. Owens | Management | For | For |
| 1.4 | Elect Director Glen F. Post, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Internet Network Management Practices Regarding Privacy and Freedom of Expression | Shareholder | Against | Abstain |
| 6 | Limit Executive Compensation | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 29, 2010 |
TICKER: CLN SECURITY ID: H14843165
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
| 5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: CLH SECURITY ID: 184496107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. DeVillars | Management | For | For |
| 1.2 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.3 | Elect Director Andrea Robertson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2010 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Jacqueline P. Kane | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 10 | Pay For Superior Performance | Shareholder | Against | Against |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMMSCOPE, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CTV SECURITY ID: 203372107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd L. George | Management | For | For |
| 1.2 | Elect Director George N. Hutton | Management | For | For |
| 1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMPTON PETROLEUM CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CMT SECURITY ID: 204940100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Mel F. Belich as Director | Management | For | For |
| 2.2 | Elect Tim S. Granger as Director | Management | For | For |
| 2.3 | Elect J. Stephens Allan as Director | Management | For | For |
| 2.4 | Elect David M. Fitzpatrick as Director | Management | For | For |
| 2.5 | Elect R. Bradley Hurtubise as Director | Management | For | For |
| 2.6 | Elect Irvine J. Koop as Director | Management | For | For |
| 2.7 | Elect Warren M. Shimmerlik as Director | Management | For | For |
| 2.8 | Elect Jeffrey T. Smith as Director | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
| |
|---|
CON-WAY INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CNW SECURITY ID: 205944101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Anton | Management | For | For |
| 1.2 | Elect Director William R. Corbin | Management | For | For |
| 1.3 | Elect Director Robert Jaunich, II | Management | For | For |
| 1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.7 | Elect Director Peter W. Stott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONAGRA FOODS INC.
MEETING DATE: SEP 25, 2009 |
TICKER: CAG SECURITY ID: 205887102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mogens C. Bay | Management | For | For |
| 1.2 | Elect Director Stephen G. Butler | Management | For | For |
| 1.3 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.4 | Elect Director Joie A. Gregor | Management | For | For |
| 1.5 | Elect Director Rajive Johri | Management | For | For |
| 1.6 | Elect Director W.g. Jurgensen | Management | For | For |
| 1.7 | Elect Director Richard H. Lenny | Management | For | For |
| 1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.10 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CONSOLIDATED GRAPHICS, INC.
MEETING DATE: AUG 6, 2009 |
TICKER: CGX SECURITY ID: 209341106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry J. Alexander | Management | For | For |
| 1.2 | Elect Director Brady F. Carruth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COOPER COMPANIES, INC., THE
MEETING DATE: MAR 17, 2010 |
TICKER: COO SECURITY ID: 216648402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Donald Press | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
CORPORATE OFFICE PROPERTIES TRUST
MEETING DATE: MAY 13, 2010 |
TICKER: OFC SECURITY ID: 22002T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay H. Shidler | Management | For | For |
| 1.2 | Elect Director Clay W. Hamlin, III | Management | For | For |
| 1.3 | Elect Director Thomas F. Brady | Management | For | For |
| 1.4 | Elect Director Robert L. Denton | Management | For | For |
| 1.5 | Elect Director Douglas M. Firstenberg | Management | For | For |
| 1.6 | Elect Director Randall M. Griffin | Management | For | For |
| 1.7 | Elect Director David M. Jacobstein | Management | For | For |
| 1.8 | Elect Director Steven D. Kesler | Management | For | For |
| 1.9 | Elect Director Kenneth S. Sweet, Jr. | Management | For | For |
| 1.10 | Elect Director Richard Szafranski | Management | For | For |
| 1.11 | Elect Director Kenneth D. Wethe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORRECTIONS CORPORATION OF AMERICA
MEETING DATE: MAY 13, 2010 |
TICKER: CXW SECURITY ID: 22025Y407
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Ferguson | Management | For | For |
| 1.2 | Elect Director Damon T. Hininger | Management | For | For |
| 1.3 | Elect Director Donna M. Alvarado | Management | For | For |
| 1.4 | Elect Director William F. Andrews | Management | For | For |
| 1.5 | Elect Director John D. Correnti | Management | For | Withhold |
| 1.6 | Elect Director Dennis W. Deconcini | Management | For | For |
| 1.7 | Elect Director John R. Horne | Management | For | Withhold |
| 1.8 | Elect Director C. Michael Jacobi | Management | For | For |
| 1.9 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.10 | Elect Director Charles L. Overby | Management | For | For |
| 1.11 | Elect Director John R. Prann, Jr. | Management | For | Withhold |
| 1.12 | Elect Director Joseph V. Russell | Management | For | Withhold |
| 1.13 | Elect Director Henri L. Wedell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CRANE CO.
MEETING DATE: APR 19, 2010 |
TICKER: CR SECURITY ID: 224399105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Karen E. Dykstra | Management | For | For |
| 2 | Elect Director Richard S. Forte | Management | For | For |
| 3 | Elect Director James L. L. Tullis | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CYTEC INDUSTRIES INC.
MEETING DATE: APR 22, 2010 |
TICKER: CYT SECURITY ID: 232820100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Chris A. Davis | Management | For | For |
| 2 | ElectDirector Shane D. Fleming | Management | For | For |
| 3 | Elect Director William P. Powell | Management | For | For |
| 4 | Elect Director: Louis L. Hoynes, Jr. | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Gregg L. Engles | Management | For | For |
| 1.3 | Elect Director Jim L. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DEERE & CO.
MEETING DATE: FEB 24, 2010 |
TICKER: DE SECURITY ID: 244199105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Aulana L. Peters | Management | For | For |
| 3 | Elect Director David B. Speer | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Limit Executive Compensation | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELPHI FINANCIAL GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: DFG SECURITY ID: 247131105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip R. O'Connor | Management | For | For |
| 1.2 | Elect Director Robert Rosenkranz | Management | For | For |
| 1.3 | Elect Director Donald A. Sherman | Management | For | For |
| 1.4 | Elect Director Kevin R. Brine | Management | For | For |
| 1.5 | Elect Director Edward A. Fox | Management | For | For |
| 1.6 | Elect Director Steven A. Hirsh | Management | For | For |
| 1.7 | Elect Director Harold F. Ilg | Management | For | For |
| 1.8 | Elect Director James M. Litvack | Management | For | For |
| 1.9 | Elect Director James N. Meehan | Management | For | For |
| 1.10 | Elect Director Robert F. Wright | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST INC.
MEETING DATE: APR 27, 2010 |
TICKER: DLR SECURITY ID: 253868103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Magnuson | Management | For | For |
| 1.2 | Elect Director Michael F. Foust | Management | For | For |
| 1.3 | Elect Director Laurence A. Chapman | Management | For | For |
| 1.4 | Elect Director Kathleen Earley | Management | For | For |
| 1.5 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
| 1.6 | Elect Director Dennis E. Singleton | Management | For | For |
| 1.7 | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITALGLOBE, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DGI SECURITY ID: 25389M877
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
| 1.2 | Elect Director Jill D. Smith | Management | For | For |
| 1.3 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DINEEQUITY, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: DIN SECURITY ID: 254423106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard M. Berk | Management | For | For |
| 1.2 | Elect Director Daniel J. Brestle | Management | For | For |
| 1.3 | Elect Director Caroline W. Nahas | Management | For | For |
| 1.4 | Elect Director Gilbert T. Ray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 3, 2010 |
TICKER: DISH SECURITY ID: 25470M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DTE ENERGY COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: DTE SECURITY ID: 233331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.2 | Elect Director Allan D. Gilmour | Management | For | For |
| 1.3 | Elect Director Frank M. Hennessey | Management | For | For |
| 1.4 | Elect Director Gail J. McGovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Baltimore, Jr | Management | For | For |
| 2 | Elect Director Barrington H. Branch | Management | For | For |
| 3 | Elect Director Geoffrey A. Button | Management | For | For |
| 4 | Elect Director William Cavanaugh III | Management | For | For |
| 5 | Elect Director Ngaire E. Cuneo | Management | For | For |
| 6 | Elect Director Charles R. Eitel | Management | For | For |
| 7 | Elect Director Martin C. Jischke, PhD | Management | For | For |
| 8 | Elect Director Dennis D. Oklak | Management | For | For |
| 9 | Elect Director Jack R. Shaw | Management | For | For |
| 10 | Elect Director Lynn C. Thurber | Management | For | For |
| 11 | Elect Director Robert J. Woodward, Jr | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
DYCOM INDUSTRIES, INC.
MEETING DATE: NOV 24, 2009 |
TICKER: DY SECURITY ID: 267475101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen C. Coley | Management | For | Withhold |
| 1.2 | Elect Director Patricia L. Higgins | Management | For | Withhold |
| 1.3 | Elect Director Steven E. Nielsen | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
EATON CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: ETN SECURITY ID: 278058102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 2 | Elect Director Christopher M. Connor | Management | For | For |
| 3 | Elect Director Michael J. Critelli | Management | For | For |
| 4 | Elect Director Charles E. Golden | Management | For | For |
| 5 | Elect Director Ernie Green | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EDUCATION REALTY TRUST, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: EDR SECURITY ID: 28140H104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul O. Bower | Management | For | For |
| 1.2 | Elect Director Monte J. Barrow | Management | For | For |
| 1.3 | Elect Director William J. Cahill, III | Management | For | For |
| 1.4 | Elect Director Randall L. Churchey | Management | For | For |
| 1.5 | Elect Director John L. Ford | Management | For | For |
| 1.6 | Elect Director Howard A. Silver | Management | For | For |
| 1.7 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGEN CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: EGN SECURITY ID: 29265N108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Ban | Management | For | For |
| 1.2 | Elect Director Julian W. Banton | Management | For | For |
| 1.3 | Elect Director T. Michael Goodrich | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: EOG SECURITY ID: 26875P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ETHAN ALLEN INTERIORS INC.
MEETING DATE: NOV 16, 2009 |
TICKER: ETH SECURITY ID: 297602104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EVEREST RE GROUP LTD
MEETING DATE: MAY 19, 2010 |
TICKER: RE SECURITY ID: G3223R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kenneth J. Duffy as Director | Management | For | For |
| 1.2 | Elect Joseph V. Taranto as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPERIAN PLC
MEETING DATE: JUL 15, 2009 |
TICKER: EXPN SECURITY ID: G32655105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Chris Callero as Director | Management | For | For |
| 4 | Re-elect John Peace as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Sir Alan Rudge as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to USD 34,182,528 and an Additional Amount Pursuant to a Rights Issue of up to USD 68,365,057 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 5,127,379 | Management | For | For |
| 11 | Authorise 102,547,586 Ordinary Shares for Market Purchase | Management | For | For |
| |
|---|
EXTERRAN HOLDINGS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: EXH SECURITY ID: 30225X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet F. Clark | Management | For | For |
| 1.2 | Elect Director Ernie L. Danner | Management | For | For |
| 1.3 | Elect Director Uriel E. Dutton | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
| 1.6 | Elect Director John E. Jackson | Management | For | For |
| 1.7 | Elect Director Mark A. McCollum | Management | For | For |
| 1.8 | Elect Director William C. Pate | Management | For | For |
| 1.9 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.10 | Elect Director Christopher T. Seaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FCS SECURITY ID: 303726103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Anthony Lear | Management | For | For |
| 1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
| 1.6 | Elect Director Bryan R. Roub | Management | For | For |
| 1.7 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.8 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: FOE SECURITY ID: 315405100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: MAY 27, 2010 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephan A. James | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Frank R. Martire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: FITB SECURITY ID: 316773100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darryl F. Allen | Management | For | For |
| 1.2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.3 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.4 | Elect Director James P. Hackett | Management | For | For |
| 1.5 | Elect Director Gary R. Heminger | Management | For | For |
| 1.6 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.7 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.8 | Elect Director Mitchel D. Livingston, PhD | Management | For | For |
| 1.9 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.10 | Elect Director John J. Schiff, Jr. | Management | For | For |
| 1.11 | Elect Director Dudley S. Taft | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FIRST AMERICAN CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | Withhold |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | For |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director John W. Peace | Management | For | Withhold |
| 1.14 | Elect Director D. Van Skilling | Management | For | For |
| 1.15 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.17 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST INDUSTRIAL REALTY TRUST, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FR SECURITY ID: 32054K103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.2 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: FISV SECURITY ID: 337738108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim M. Robak | Management | For | For |
| 1.2 | Elect Director Doyle R. Simons | Management | For | For |
| 1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 13, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: FCE.A SECURITY ID: 345550107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.2 | Elect Director Joan K. Shafran | Management | For | For |
| 1.3 | Elect Director Louis Stokes | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Increase Authorized Preferred Stock | Management | For | Against |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 14, 2010 |
TICKER: FSP SECURITY ID: 35471R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. McGillicuddy | Management | For | For |
| 1.2 | Elect Director Janet P. Notopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
FRONTIER OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: FTO SECURITY ID: 35914P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director James H. Lee | Management | For | For |
| 1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.5 | Elect Director Franklin Myers | Management | For | For |
| 1.6 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 19, 2010 |
TICKER: G SECURITY ID: 380956409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian W. Telfer as Director | Management | For | For |
| 1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
| 1.4 | Elect John P. Bell as Director | Management | For | For |
| 1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
| 1.7 | Elect Peter J. Dey as Director | Management | For | For |
| 1.8 | Elect P. Randy Reifel as Director | Management | For | For |
| 1.9 | Elect A. Dan Rovig as Director | Management | For | For |
| 1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Community - Environment Impact | Shareholder | Against | Against |
| |
|---|
GOODRICH CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: GR SECURITY ID: 382388106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Griffith | Management | For | For |
| 1.6 | Elect Director William R. Holland | Management | For | For |
| 1.7 | Elect Director John P. Jumper | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.10 | Elect Director Douglas E. Olesen | Management | For | For |
| 1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GRANITE CONSTRUCTION INCORPORATED
MEETING DATE: MAY 7, 2010 |
TICKER: GVA SECURITY ID: 387328107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William G. Dorey | Management | For | For |
| 2 | Elect Director Rebecca A. McDonald | Management | For | For |
| 3 | Elect Director William H. Powell | Management | For | For |
| 4 | Elect Director Claes G. Bjork | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: HRB SECURITY ID: 093671105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director Thomas M. Bloch | Management | For | For |
| 1.3 | Elect Director Richard C. Breeden | Management | For | For |
| 1.4 | Elect Director Robert A. Gerard | Management | For | For |
| 1.5 | Elect Director Len J. Lauer | Management | For | For |
| 1.6 | Elect Director David B. Lewis | Management | For | For |
| 1.7 | Elect Director Tom D. Seip | Management | For | For |
| 1.8 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 1.9 | Elect Director Russell P. Smyth | Management | For | For |
| 1.10 | Elect Director Christianna Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: HA SECURITY ID: 419879101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Director L. Todd Budge | Management | For | For |
| 1.3 | Elect Director Donald J. Carty | Management | For | For |
| 1.4 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.5 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.6 | Elect Director Randall L. Jenson | Management | For | For |
| 1.7 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
| 1.8 | Elect Director Crystal K. Rose | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HCP, INC.
MEETING DATE: APR 22, 2010 |
TICKER: HCP SECURITY ID: 40414L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Flaherty III | Management | For | For |
| 1.2 | Elect Director Christine N. Garvey | Management | For | For |
| 1.3 | Elect Director David B. Henry | Management | For | For |
| 1.4 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.5 | Elect Director Michael D. Mckee | Management | For | For |
| 1.6 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.7 | Elect Director Peter L. Rhein | Management | For | For |
| 1.8 | Elect Director Kenneth B. Roath | Management | For | For |
| 1.9 | Elect Director Richard M. Rosenberg | Management | For | For |
| 1.10 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
HEICO CORPORATION
MEETING DATE: MAR 29, 2010 |
TICKER: HEI SECURITY ID: 422806208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
| 1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim, Ph.D. | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG)
MEETING DATE: MAY 6, 2010 |
TICKER: HEI SECURITY ID: D31709104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
| 10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
| 11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
| 11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS INC
MEETING DATE: MAY 12, 2010 |
TICKER: HLX SECURITY ID: 42330P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Owen Kratz | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 29, 2010 |
TICKER: HLF SECURITY ID: G4412G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For |
| 1.2 | Elect Richard P. Bermingham as Director | Management | For | For |
| 1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For |
| 2 | Amend 2005 Stock Incentive Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOLLY CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.5 | Elect Director Jack P. Reid | Management | For | For |
| 1.6 | Elect Director Paul T. Stoffel | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOLOGIC, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HOLX SECURITY ID: 436440101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Cumming | Management | For | For |
| 1.2 | Elect Director Robert A. Cascella | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | For |
| 1.4 | Elect Director Sally W. Crawford | Management | For | For |
| 1.5 | Elect Director David R. LaVance Jr. | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.8 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: HST SECURITY ID: 44107P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roberts M. Baylis | Management | For | For |
| 1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 3 | Elect Director Terence C. Golden | Management | For | For |
| 4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 5 | Elect Director Richard E. Marriott | Management | For | For |
| 6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 20, 2010 |
TICKER: HUM SECURITY ID: 444859102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Jones, Jr. | Management | For | For |
| 2 | Elect Director Frank A. D'Amelio | Management | For | For |
| 3 | Elect Director W. Roy Dunbar | Management | For | For |
| 4 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Elect Director W. Ann Reynolds | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IAMGOLD CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: IMG SECURITY ID: 450913108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Derek Bullock as Director | Management | For | For |
| 1.2 | Elect John E. Caldwell as Director | Management | For | For |
| 1.3 | Elect Donald K. Charter as Director | Management | For | For |
| 1.4 | Elect W. Robert Dengler as Director | Management | For | For |
| 1.5 | Elect Guy G. Dufresne as Director | Management | For | For |
| 1.6 | Elect Peter C. Jones as Director | Management | For | For |
| 1.7 | Elect Mahendra Naik as Director | Management | For | For |
| 1.8 | Elect William D. Pugliese as Director | Management | For | For |
| 1.9 | Elect John Shaw as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
IHS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: IHS SECURITY ID: 451734107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Preferred and Common Stock | Management | For | Against |
| 2.1 | Elect Director Steven A. Denning | Management | For | For |
| 2.2 | Elect Director Roger Holtback | Management | For | For |
| 2.3 | Elect Director Michael Klein | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ILIAD
MEETING DATE: MAY 25, 2010 |
TICKER: ILD SECURITY ID: F4958P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 9 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7 and 8 | Management | For | For |
| 11 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTERNATIONAL RECTIFIER CORP.
MEETING DATE: NOV 9, 2009 |
TICKER: IRF SECURITY ID: 460254105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
| 1.2 | Elect Director Oleg Khaykin | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
| |
|---|
INTERPUBLIC GROUP OF COMPANIES, INC., THE
MEETING DATE: MAY 27, 2010 |
TICKER: IPG SECURITY ID: 460690100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reginald K. Brack | Management | For | For |
| 2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 3 | Elect Director Jill M. Considine | Management | For | For |
| 4 | Elect Director Richard A. Goldstein | Management | For | For |
| 5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 6 | Elect Director H. John Greeniaus | Management | For | For |
| 7 | Elect Director William T. Kerr | Management | For | For |
| 8 | Elect Director Michael I. Roth | Management | For | For |
| 9 | Elect Director David M. Thomas | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
INVESCO LTD. (FORMERLY INVESCO PLC)
MEETING DATE: MAY 18, 2010 |
TICKER: IVZ SECURITY ID: G491BT108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph R. Canion as Director | Management | For | For |
| 1.2 | Elect Edward P. Lawrence as Director | Management | For | For |
| 1.3 | Elect James I. Robertson as Director | Management | For | For |
| 1.4 | Elect Phoebe A. Wood as Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ITRI SECURITY ID: 465741106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas S. Glanville | Management | For | Against |
| 2 | Elect Director Sharon L. Nelson | Management | For | Against |
| 3 | Elect Director Malcolm Unsworth | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 28, 2010 |
TICKER: JEC SECURITY ID: 469814107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1.2 | Elect Director Edward V. Fritzky | Management | For | For |
| 1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
| 1.4 | Elect Director Peter J. Robertson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JARDEN CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: JAH SECURITY ID: 471109108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian G.H Ashken | Management | For | Withhold |
| 1.2 | Elect Director Richard L. Molen | Management | For | Withhold |
| 1.3 | Elect Director Robert L. Wood | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JONES APPAREL GROUP, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: JNY SECURITY ID: 480074103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wesley R. Card | Management | For | For |
| 2 | Elect Director Sidney Kimmel | Management | For | For |
| 3 | Elect Director Matthew H. Kamens | Management | For | For |
| 4 | Elect Director J. Robert Kerrey | Management | For | For |
| 5 | Elect Director Ann N. Reese | Management | For | For |
| 6 | Elect Director Gerald C. Crotty | Management | For | For |
| 7 | Elect Director Lowell W. Robinson | Management | For | For |
| 8 | Elect Director Donna F. Zarcone | Management | For | For |
| 9 | Elect Director Robert L. Mettler | Management | For | For |
| 10 | Elect Director Margaret H. Georgiadis | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KBR, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: KBR SECURITY ID: 48242W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.2 | Elect Director William P. Utt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
KENNAMETAL, INC.
MEETING DATE: OCT 27, 2009 |
TICKER: KMT SECURITY ID: 489170100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. DeFeo | Management | For | For |
| 1.2 | Elect Director William R. Newlin | Management | For | For |
| 1.3 | Elect Director Lawrence W. Stranghoener | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 20, 2010 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
| 1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
| 1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
| 1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| |
|---|
KEYENCE CORP.
MEETING DATE: JUN 17, 2010 |
TICKER: 6861 SECURITY ID: J32491102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Takemitsu Takizaki | Management | For | For |
| 2.2 | Elect Director Michio Sasaki | Management | For | For |
| 2.3 | Elect Director Akira Kanzawa | Management | For | For |
| 2.4 | Elect Director Akinori Yamamoto | Management | For | For |
| 2.5 | Elect Director Tsuyoshi Kimura | Management | For | For |
| 2.6 | Elect Director Yoshihiro Ueda | Management | For | For |
| 2.7 | Elect Director Yuji Ogishi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kensho Hashimoto | Management | For | For |
| |
|---|
KING PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: KG SECURITY ID: 495582108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Gregory D. Jordan | Management | For | For |
| 1.6 | Elect Director Brian A. Markison | Management | For | For |
| 1.7 | Elect Director R. Charles Moyer | Management | For | For |
| 1.8 | Elect Director D. Greg Rooker | Management | For | For |
| 1.9 | Elect Director Derace L. Schaffer | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LA-Z-BOY INC.
MEETING DATE: AUG 19, 2009 |
TICKER: LZB SECURITY ID: 505336107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Foss | Management | For | For |
| 1.2 | Elect Director Janet E. Kerr | Management | For | For |
| 1.3 | Elect Director Nido R. Qubein | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEGGETT & PLATT, INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: LEG SECURITY ID: 524660107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert E. Brunner | Management | For | For |
| 2 | Elect Director Ralph W. Clark | Management | For | For |
| 3 | Elect Director R. Ted Enloe, III | Management | For | For |
| 4 | Elect Director Richard T. Fisher | Management | For | For |
| 5 | Elect Director Matthew C. Flanigan | Management | For | For |
| 6 | Elect Director Karl G. Glassman | Management | For | For |
| 7 | Elect Director Ray A. Griffith | Management | For | For |
| 8 | Elect Director David S. Haffner | Management | For | For |
| 9 | Elect Director Joseph W. McClanathan | Management | For | For |
| 10 | Elect Director Judy C. Odom | Management | For | For |
| 11 | Elect Director Maurice E. Purnell, Jr. | Management | For | For |
| 12 | Elect Director Phoebe A. Wood | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
LIHIR GOLD LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: LGL SECURITY ID: Y5285N149
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Elect Peter Cassidy as a Director | Management | For | For |
| 3 | Elect Mike Etheridge as a Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
| 5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | Management | For | For |
| 6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIVE NATION, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: LYV SECURITY ID: 538034109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3.1 | Elect Director Ariel Emanuel | Management | For | Withhold |
| 3.2 | Elect Director Randall T. Mays | Management | For | Withhold |
| 3.3 | Elect Director Connie McCombs McNab | Management | For | Withhold |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | Against |
| 7 | Other Business | Management | For | Against |
| |
|---|
LIZ CLAIBORNE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: LIZ SECURITY ID: 539320101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raul J. Fernandez | Management | For | Against |
| 2 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 3 | Elect Director Arthur C. Martinez | Management | For | Against |
| 4 | Elect Director Doreen A. Toben | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
LOEWS CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: L SECURITY ID: 540424108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann E. Berman | Management | For | For |
| 2 | Elect Director Joseph L. Bower | Management | For | For |
| 3 | Elect Director Charles M. Diker | Management | For | For |
| 4 | Elect Director Jacob A. Frenkel | Management | For | For |
| 5 | Elect Director Paul J. Fribourg | Management | For | For |
| 6 | Elect Director Walter L. Harris | Management | For | For |
| 7 | Elect Director Philip A. Laskawy | Management | For | For |
| 8 | Elect Director Ken Miller | Management | For | For |
| 9 | Elect Director Gloria R. Scott | Management | For | For |
| 10 | Elect Director Andrew H. Tisch | Management | For | For |
| 11 | Elect Director James S. Tisch | Management | For | For |
| 12 | Elect Director Jonathan M. Tisch | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MACERICH COMPANY, THE
MEETING DATE: MAY 27, 2010 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur M. Coppola | Management | For | For |
| 2 | Elect Director Edward C. Coppola | Management | For | For |
| 3 | Elect Director James S. Cownie | Management | For | For |
| 4 | Elect Director Fred S. Hubbell | Management | For | For |
| 5 | Elect Director Mason G. Ross | Management | For | For |
| 6 | Elect Director Dr. William P. Sexton | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
MACQUARIE INFRASTRUCTURE CO LLC
MEETING DATE: JUN 3, 2010 |
TICKER: MIC SECURITY ID: 55608B105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman H. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director George W. Carmany, III | Management | For | For |
| 1.3 | Elect Director William H. Webb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: M SECURITY ID: 55616P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
MANPOWER INC.
MEETING DATE: APR 27, 2010 |
TICKER: MAN SECURITY ID: 56418H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gina R. Boswell | Management | For | For |
| 1.2 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.3 | Elect Director Terry A. Hueneke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: NOV 6, 2009 |
TICKER: MHG SECURITY ID: R2326D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: MMC SECURITY ID: 571748102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Baker | Management | For | For |
| 1.2 | Elect Director Zachary W. Carter | Management | For | For |
| 1.3 | Elect Director Brian Duperreault | Management | For | For |
| 1.4 | Elect Director Oscar Fanjul | Management | For | For |
| 1.5 | Elect Director H. Edward Hanway | Management | For | For |
| 1.6 | Elect Director Gwendolyn S. King | Management | For | For |
| 1.7 | Elect Director Bruce P. Nolop | Management | For | For |
| 1.8 | Elect Director Marc D. Oken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MARSHALL & ILSLEY CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: MI SECURITY ID: 571837103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon F. Chait | Management | For | For |
| 1.2 | Elect Director John W. Daniels, Jr. | Management | For | For |
| 1.3 | Elect Director Mark F. Furlong | Management | For | For |
| 1.4 | Elect Director Ted D. Kellner | Management | For | For |
| 1.5 | Elect Director Dennis J. Kuester | Management | For | For |
| 1.6 | Elect Director David J. Lubar | Management | For | For |
| 1.7 | Elect Director Katharine C. Lyall | Management | For | For |
| 1.8 | Elect Director John A. Mellowes | Management | For | For |
| 1.9 | Elect Director San W. Orr, Jr. | Management | For | For |
| 1.10 | Elect Director Robert J. O'Toole | Management | For | For |
| 1.11 | Elect Director Peter M. Platten, III | Management | For | For |
| 1.12 | Elect Director John S. Shiely | Management | For | For |
| 1.13 | Elect Director George E. Wardeberg | Management | For | For |
| 1.14 | Elect Director James B. Wigdale | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MTZ SECURITY ID: 576323109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Dwyer | Management | For | Withhold |
| 1.2 | Elect Director Frank E. Jaumot | Management | For | Withhold |
| 1.3 | Elect Director Jose S. Sorzano | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MXIM SECURITY ID: 57772K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
| 1.3 | Elect Director James R. Bergman | Management | For | Withhold |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MBIA INC.
MEETING DATE: MAY 4, 2010 |
TICKER: MBI SECURITY ID: 55262C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect Director Theodore Shasta | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: MCK SECURITY ID: 58155Q103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andy D. Bryant | Management | For | Against |
| 1.2 | Elect Director Wayne A. Budd | Management | For | Against |
| 1.3 | Elect Director John H. Hammergren | Management | For | Against |
| 1.4 | Elect Director Alton F. Irby, III | Management | For | Against |
| 1.5 | Elect Director M. Christine Jacobs | Management | For | Against |
| 1.6 | Elect Director Marie L. Knowles | Management | For | Against |
| 1.7 | Elect Director David M. Lawrence | Management | For | Against |
| 1.8 | Elect Director Edward A. Mueller | Management | For | Against |
| 1.9 | Elect Director Jane E. Shaw | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
| 1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director James M. Kilts | Management | For | For |
| 1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2010 |
TICKER: 8306 SECURITY ID: J44497105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Takamune Okihara | Management | For | For |
| 2.2 | Elect Director Kinya Okauchi | Management | For | For |
| 2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
| 2.4 | Elect Director Kyouta Ohmori | Management | For | For |
| 2.5 | Elect Director Hiroshi Saitou | Management | For | For |
| 2.6 | Elect Director Nobushige Kamei | Management | For | For |
| 2.7 | Elect Director Masao Hasegawa | Management | For | For |
| 2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
| 2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
| 2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
| 2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
| 2.12 | Elect Director Kaoru Wachi | Management | For | For |
| 2.13 | Elect Director Takashi Oyamada | Management | For | For |
| 2.14 | Elect Director Ryuuji Araki | Management | For | For |
| 2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
| 2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
| |
|---|
MKS INSTRUMENTS, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MKSI SECURITY ID: 55306N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cristina H. Amon | Management | For | For |
| 1.2 | Elect Director Richard S. Chute | Management | For | For |
| 1.3 | Elect Director Peter R. Hanley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 2, 2010 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOTOROLA, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MOT SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director David W. Dorman | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | Against |
| 4 | Elect Director Sanjay K. Jha | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | Against |
| 8 | Elect Director James R. Stengel | Management | For | Against |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Douglas A. Warner III | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben A. Guill | Management | For | For |
| 1.2 | Elect Director Roger L. Jarvis | Management | For | For |
| 1.3 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: NCR SECURITY ID: 62886E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Quincy Allen | Management | For | For |
| 1.2 | Elect Director Edward Boykin | Management | For | For |
| 1.3 | Elect Director Linda Fayne Levinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NBIX SECURITY ID: 64125C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
NEW YORK COMMUNITY BANCORP, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: NYB SECURITY ID: 649445103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald M. Blake | Management | For | For |
| 1.2 | Elect Director Michael J. Levine | Management | For | For |
| 1.3 | Elect Director Guy V. Molinari | Management | For | For |
| 1.4 | Elect Director John M. Tsimbinos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: Q6651B114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NEWMONT MINING CORPORATION
MEETING DATE: APR 23, 2010 |
TICKER: NEM SECURITY ID: 651639106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glen A. Barton | Management | For | For |
| 2 | Elect Director Vincent A. Calarco | Management | For | For |
| 3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 4 | Elect Director Noreen Doyle | Management | For | For |
| 5 | Elect Director Veronica M. Hagen | Management | For | For |
| 6 | Elect Director Michael S. Hamson | Management | For | For |
| 7 | Elect Director Richard T. O'Brien | Management | For | For |
| 8 | Elect Director John B. Prescott | Management | For | For |
| 9 | Elect Director Donald C. Roth | Management | For | For |
| 10 | Elect Director James V. Taranik | Management | For | For |
| 11 | Elect Director Simon Thompson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
NH HOTELES S.A
MEETING DATE: DEC 3, 2009 |
TICKER: NHH SECURITY ID: E7650R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Ratify Appointment of D. Javier Illa Ruiz as Director for a Three-year Term | Management | For | Against |
| 1.2 | Ratify Appointment of D. Juan Antonio Samaranch Salisachs as External Director for a Three-year Term | Management | For | For |
| 2 | Approve Modification of Article 15 Re: Regulation of Limits of Shareholders' Voting Rights | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
MEETING DATE: MAY 25, 2010 |
TICKER: OZM SECURITY ID: 67551U105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel S. Och | Management | For | For |
| 1.2 | Elect Director Jerome P. Kenney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: APR 14, 2010 |
TICKER: OMX SECURITY ID: 67622P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
| 2 | Elect Director Warren F. Bryant | Management | For | For |
| 3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
| 4 | Elect Director Sam K. Duncan | Management | For | For |
| 5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
| 6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 7 | Elect Director William J. Montgoris | Management | For | Withhold |
| 8 | Elect Director David M. Szymanski | Management | For | Withhold |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OREX SECURITY ID: 686164104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Dovey | Management | For | For |
| 1.2 | Elect Director Michael F. Powell | Management | For | Withhold |
| 1.3 | Elect Director Daniel K. Turner III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORTHOFIX INTERNATIONAL
MEETING DATE: MAY 27, 2010 |
TICKER: OFIX SECURITY ID: N6748L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James F. Gero as Director | Management | For | For |
| 1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
| 1.3 | Elect Guy J. Jordan as Director | Management | For | For |
| 1.4 | Elect Thomas J. Kester as Director | Management | For | For |
| 1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
| 1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
| 1.7 | Elect Maria Sainz as Director | Management | For | For |
| 1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
| 1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OSHKOSH CORP.
MEETING DATE: FEB 4, 2010 |
TICKER: OSK SECURITY ID: 688239201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. William Andersen | Management | For | For |
| 2 | Elect Director Robert G. Bohn | Management | For | For |
| 3 | Elect Director Richard M. Donnelly | Management | For | For |
| 4 | Elect Director Frederick M. Franks, Jr. | Management | For | For |
| 5 | Elect Director Michael W. Grebe | Management | For | For |
| 6 | Elect Director John J. Hamre | Management | For | For |
| 7 | Elect Director Kathleen J. Hempel | Management | For | For |
| 8 | Elect Director Harvey N. Medvin | Management | For | For |
| 9 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
| 10 | Elect Director Craig P. Omtvedt | Management | For | For |
| 11 | Elect Director Richard G. Sim | Management | For | For |
| 12 | Elect Director Charles L. Szews | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: SEP 24, 2009 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
| 2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
| 3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: MAY 12, 2010 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John A. Rollwagen as a Director | Management | For | For |
| 1.2 | Elect Vito H. Baumgartner as a Director | Management | For | For |
| 1.3 | Elect Jean-Paul L. Montupet as a Director | Management | For | For |
| 1.4 | Elect Lucio Stanca as a Director | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: APR 26, 2010 |
TICKER: PTEN SECURITY ID: 703481101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Kenneth N. Berns | Management | For | For |
| 1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
| 1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
| 1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
| 1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
| 1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: PENN SECURITY ID: 707569109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Robert P. Levy | Management | For | Withhold |
| 1.3 | Elect Director Barbara Z. Shattuck | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PETROBAKKEN ENERGY LTD.
MEETING DATE: MAY 26, 2010 |
TICKER: PBN SECURITY ID: 71645A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian S. Brown as Director | Management | For | For |
| 1.2 | Elect E. Craig Lothian as Director | Management | For | For |
| 1.3 | Elect Corey C. Ruttan as Director | Management | For | For |
| 1.4 | Elect John D. Wright as Director | Management | For | For |
| 1.5 | Elect Martin Hislop as Director | Management | For | For |
| 1.6 | Elect Kenneth R. McKinnon as Director | Management | For | For |
| 1.7 | Elect Dan Themig as Director | Management | For | For |
| 2 | Approve Deloite & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PINNACLE WEST CAPITAL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: PNW SECURITY ID: 723484101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Basha, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Donald E. Brandt | Management | For | For |
| 1.3 | Elect Director Susan Clark-Johnson | Management | For | Withhold |
| 1.4 | Elect Director Denis A. Cortese | Management | For | For |
| 1.5 | Elect Director Michael L. Gallagher | Management | For | For |
| 1.6 | Elect Director Pamela Grant | Management | For | Withhold |
| 1.7 | Elect Director Roy A. Herberger, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Humberto S. Lopez | Management | For | Withhold |
| 1.9 | Elect Director Kathryn L. Munro | Management | For | For |
| 1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
| 1.11 | Elect Director W. Douglas Parker | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLARIS INDUSTRIES INC.
MEETING DATE: APR 29, 2010 |
TICKER: PII SECURITY ID: 731068102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Caulk | Management | For | For |
| 1.2 | Elect Director Bernd F. Kessler | Management | For | For |
| 1.3 | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 11, 2009 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Donegan | Management | For | Withhold |
| 1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
| 1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROLOGIS
MEETING DATE: MAY 14, 2010 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
| 1.2 | Elect Director George L. Fotiades | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
| 1.5 | Elect Director Donald P. Jacobs | Management | For | For |
| 1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director J. Andre Teixeira | Management | For | For |
| 1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 6, 2010 |
TICKER: DGX SECURITY ID: 74834L100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Baldwin | Management | For | For |
| 1.2 | Elect Director Surya N. Mohapatra | Management | For | For |
| 1.3 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: RRD SECURITY ID: 257867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 2 | Elect Director Stephen M. Wolf | Management | For | For |
| 3 | Elect Director Lee A. Chaden | Management | For | For |
| 4 | Elect Director Judith H. Hamilton | Management | For | For |
| 5 | Elect Director Susan M. Ivey | Management | For | For |
| 6 | Elect Director Thomas S. Johnson | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Michael T. Riordan | Management | For | For |
| 9 | Elect Director Oliver R. Sockwell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Adopt Sustainable Paper Purchasing | Shareholder | Against | Abstain |
| 12 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 13 | Other Business | Management | For | Against |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RALCORP HOLDINGS, INC.
MEETING DATE: JAN 26, 2010 |
TICKER: RAH SECURITY ID: 751028101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bill G. Armstrong | Management | For | For |
| 1.2 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.3 | Elect Director William P. Stiritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: DEC 16, 2009 |
TICKER: RRS SECURITY ID: 752344309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by Kibali (Jersey) Ltd of Shares in Kibali Goldmines sprl | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 4, 2010 |
TICKER: RRS SECURITY ID: 752344309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Kadri Dagdelen as Director | Management | For | For |
| 3 | Re-elect Philippe Lietard as Director | Management | For | For |
| 4 | Re-elect Robert Israel as Director | Management | For | For |
| 5 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 6 | Re-elect Karl Voltaire as Director | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Non-executive Director Fees | Management | For | For |
| 9 | Reappoint BDO LLP as Auditors | Management | For | For |
| 10a | Amend Memorandum of Association Re: Approval of Increase in Authorised Ordinary Shares | Management | For | For |
| 10b | Amend Memorandum of Association Re: Increased Authorised Share Capital | Management | For | For |
| 10c | Amend Articles of Association Re: Increased Authorised Share Capital | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 26, 2010 |
TICKER: RBC SECURITY ID: 758750103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Doerr | Management | For | For |
| 2 | Elect Director Mark J. Gliebe | Management | For | For |
| 3 | Elect Director Curtis W. Stoelting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REGENCY CENTERS CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: REG SECURITY ID: 758849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond L. Bank | Management | For | For |
| 1.3 | Elect Director C. Ronald Blankenship | Management | For | For |
| 1.4 | Elect Director A.r. Carpenter | Management | For | For |
| 1.5 | Elect Director J. Dix Druce | Management | For | For |
| 1.6 | Elect Director Mary Lou Fiala | Management | For | For |
| 1.7 | Elect Director Bruce M. Johnson | Management | For | For |
| 1.8 | Elect Director Douglas S. Luke | Management | For | For |
| 1.9 | Elect Director John C. Schweitzer | Management | For | For |
| 1.10 | Elect Director Brian M. Smith | Management | For | For |
| 1.11 | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 19, 2010 |
TICKER: RGA SECURITY ID: 759351604
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Bartlett | Management | For | For |
| 1.2 | Elect Director Alan C. Henderson | Management | For | For |
| 1.3 | Elect Director Rachel Lomax | Management | For | For |
| 1.4 | Elect Director Fred Sievert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REXAM PLC
MEETING DATE: MAY 6, 2010 |
TICKER: REX SECURITY ID: G1274K113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peter Ellwood as Director | Management | For | For |
| 5 | Re-elect Graham Chipchase as Director | Management | For | For |
| 6 | Re-elect David Robbie as Director | Management | For | For |
| 7 | Re-elect Carl Symon as Director | Management | For | For |
| 8 | Re-elect Noreen Doyle as Director | Management | For | For |
| 9 | Re-elect John Langston as Director | Management | For | For |
| 10 | Re-elect Wolfgang Meusburger as Director | Management | For | For |
| 11 | Re-elect Jean-Pierre Rodier as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| |
|---|
RHEINMETALL AG
MEETING DATE: MAY 11, 2010 |
TICKER: RHM SECURITY ID: D65111102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 50 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
ROBBINS & MYERS, INC.
MEETING DATE: JAN 6, 2010 |
TICKER: RBN SECURITY ID: 770196103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Giromini | Management | For | Withhold |
| 1.2 | Elect Director Stephen F. Kirk | Management | For | Withhold |
| 1.3 | Elect Director Peter C. Wallace | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 6, 2010 |
TICKER: RHI SECURITY ID: 770323103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Edward W. Gibbons | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director J. Stephen Schaub | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ROYAL CARIBBEAN CRUISES LTD.
MEETING DATE: MAY 20, 2010 |
TICKER: RCL SECURITY ID: V7780T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect William L. Kimsey as Director | Management | For | For |
| 1.2 | Reelect Gert W. Munthe as Director | Management | For | For |
| 1.3 | Reelect Thomas J. Pritzker as Director | Management | For | For |
| 1.4 | Reelect Bernt Reitan as Director | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Executives and Directors to Hold Equity Based Compensation for a Period Beyond Their Tenure | Shareholder | Against | Against |
| |
|---|
RYDER SYSTEM, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: R SECURITY ID: 783549108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David I. Fuente | Management | For | For |
| 2 | Elect Director Eugene A. Renna | Management | For | For |
| 3 | Elect Director Abbie J. Smith | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SANDRIDGE ENERGY, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: SD SECURITY ID: 80007P307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Gilliland | Management | For | For |
| 1.2 | Elect Director D. Dwight Scott | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Serota | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: OCT 28, 2009 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Stephen J. Luczo as Director | Management | For | For |
| 1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
| 1c | Election William W. Bradley as Director | Management | For | For |
| 1d | Election David F. Marquardt as Director | Management | For | For |
| 1e | Election Lydia M. Marshall as Director | Management | For | For |
| 1f | Election Albert A. Pimentel as Director | Management | For | For |
| 1g | Election C.S. Park as Director | Management | For | For |
| 1h | Election Gregorio Reyes as Director | Management | For | For |
| 1i | Election John W. Thompson as Director | Management | For | For |
| 1j | Election Edward J. Zander as Director | Management | For | For |
| 2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
| 3 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: APR 14, 2010 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
| 2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
| 1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
| 2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
| 3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
| |
|---|
SEGRO PLC
MEETING DATE: APR 29, 2010 |
TICKER: SGRO SECURITY ID: G80277141
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Ian Coull as Director | Management | For | For |
| 5 | Re-elect David Sleath as Director | Management | For | For |
| 6 | Re-elect Thom Wernink as Director | Management | For | For |
| 7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Approve Scrip Dividend Program | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 12, 2010 |
TICKER: SRE SECURITY ID: 816851109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 2 | Elect Director Donald E. Felsinger | Management | For | For |
| 3 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 4 | Elect Director William D. Jones | Management | For | For |
| 5 | Elect Director William G. Ouchi | Management | For | For |
| 6 | Elect Director Carlos Ruiz | Management | For | For |
| 7 | Elect Director William C. Rusnack | Management | For | For |
| 8 | Elect Director William P. Rutledge | Management | For | For |
| 9 | Elect Director Lynn Schenk | Management | For | For |
| 10 | Elect Director Neal E. Schmale | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
SHERWIN-WILLIAMS COMPANY, THE
MEETING DATE: APR 20, 2010 |
TICKER: SHW SECURITY ID: 824348106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Fix Number of Directors at 11 and Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director James C. Boland | Management | For | For |
| 1.3 | Elect Director Christopher M. Connor | Management | For | For |
| 1.4 | Elect Director David F. Hodnik | Management | For | For |
| 1.5 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director Gary E. McCullough | Management | For | For |
| 1.8 | Elect Director A. Malachi Mixon, III | Management | For | For |
| 1.9 | Elect Director Curtis E. Moll | Management | For | For |
| 1.10 | Elect Director Richard K. Smucker | Management | For | For |
| 1.11 | Elect Director John M. Stropki, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
SIGNET JEWELERS LTD.
MEETING DATE: JUN 17, 2010 |
TICKER: SIG SECURITY ID: G81276100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Robert Blanchard as Director | Management | For | For |
| 1b | Elect Terry Burman as Director | Management | For | For |
| 2 | Approve KPMG Audit Plc as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SPG SECURITY ID: 828806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 3 | Elect Director Larry C. Glasscock | Management | For | For |
| 4 | Elect Director Karen N. Horn, PhD | Management | For | For |
| 5 | Elect Director Allan Hubbard | Management | For | For |
| 6 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 7 | Elect Director Daniel C. Smith, PhD | Management | For | For |
| 8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOFTBANK CORP
MEETING DATE: JUN 25, 2010 |
TICKER: 9984 SECURITY ID: J75963108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ST. JOE COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: JOE SECURITY ID: 790148100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ainslie | Management | For | For |
| 1.2 | Elect Director Hugh M. Durden | Management | For | For |
| 1.3 | Elect Director Thomas A. Fanning | Management | For | For |
| 1.4 | Elect Director Wm. Britton Greene | Management | For | For |
| 1.5 | Elect Director Delores M. Kesler | Management | For | For |
| 1.6 | Elect Director John S. Lord | Management | For | For |
| 1.7 | Elect Director Walter L. Revell | Management | For | For |
| 2 | Establish Range For Board Size | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director Barbara B. Hill | Management | For | For |
| 1.3 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: SFG SECURITY ID: 852891100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Duane C. McDougall | Management | For | For |
| 1.2 | Elect Director George J. Puentes | Management | For | For |
| 1.3 | Elect Director E. Kay Stepp | Management | For | For |
| 1.4 | Elect Director Michael G. Thorne | Management | For | For |
| 1.5 | Elect Director J. Greg Ness | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
STANDARD MICROSYSTEMS CORP.
MEETING DATE: JUL 8, 2009 |
TICKER: SMSC SECURITY ID: 853626109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew M. Caggia | Management | For | For |
| 1.2 | Elect Director James A. Donahue | Management | For | For |
| 1.3 | Elect Director Kenneth Kin | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STANDARD PACIFIC CORP.
MEETING DATE: MAY 12, 2010 |
TICKER: SPF SECURITY ID: 85375C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth L. Campbell | Management | For | For |
| 1.2 | Elect Director Bruce A. Choate | Management | For | For |
| 1.3 | Elect Director James L. Doti | Management | For | For |
| 1.4 | Elect Director Ronald R. Foell | Management | For | For |
| 1.5 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.6 | Elect Director David J. Matlin | Management | For | For |
| 1.7 | Elect Director F. Patt Schiewitz | Management | For | For |
| 1.8 | Elect Director Peter Schoels | Management | For | For |
| 2 | Approve Stock/Cash Award to Executive | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STR HOLDINGS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: STRI SECURITY ID: 78478V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis L. Jilot | Management | For | For |
| 1.2 | Elect Director Andrew M. Leitch | Management | For | For |
| 1.3 | Elect Director Susan C. Schnabel | Management | For | For |
| 1.4 | Elect Director Scott S. Brown | Management | For | For |
| 1.5 | Elect Director Jason L. Metakis | Management | For | For |
| 1.6 | Elect Director Ryan M. Sprott | Management | For | For |
| 1.7 | Elect Director John A. Janitz | Management | For | For |
| 1.8 | Elect Director Dominick J. Schiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: SYK SECURITY ID: 863667101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
| 1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Howard L. Lance | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director William U. Parfet | Management | For | For |
| 1.8 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SUPERVALU INC.
MEETING DATE: JUN 24, 2010 |
TICKER: SVU SECURITY ID: 868536103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Chappel | Management | For | For |
| 2 | Elect Director Irwin S. Cohen | Management | For | For |
| 3 | Elect Director Ronald E. Daly | Management | For | For |
| 4 | Elect Director Susan E. Engel | Management | For | For |
| 5 | Elect Director Craig R. Herkert | Management | For | For |
| 6 | Elect Director Charles M. Lillis | Management | For | For |
| 7 | Elect Director Steven S. Rogers | Management | For | For |
| 8 | Elect Director Matthew E. Rubel | Management | For | For |
| 9 | Elect Director Wayne C. Sales | Management | For | For |
| 10 | Elect Director Kathi P. Seifert | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Company Request on Advisory Vote on Executive Compensation | Management | For | Abstain |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYMRISE AG
MEETING DATE: MAY 11, 2010 |
TICKER: SY1 SECURITY ID: D827A1108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Approve Creation of EUR 59 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Remuneration System for Management Board Members | Management | For | For |
| |
|---|
SYSCO CORPORATION
MEETING DATE: NOV 18, 2009 |
TICKER: SYY SECURITY ID: 871829107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jonathan Golden | Management | For | For |
| 2 | Elect Director Joseph A. Hafner. Jr. | Management | For | For |
| 3 | Elect Director Nancy S. Newcomb | Management | For | For |
| 4 | Elect Director Kenneth F. Spitler | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: TCB SECURITY ID: 872275102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bell | Management | For | For |
| 1.2 | Elect Director William F. Bieber | Management | For | Withhold |
| 1.3 | Elect Director Theodore J. Bigos | Management | For | Withhold |
| 1.4 | Elect Director William A. Cooper | Management | For | For |
| 1.5 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.6 | Elect Director Luella G. Goldberg | Management | For | Withhold |
| 1.7 | Elect Director George G. Johnson | Management | For | For |
| 1.8 | Elect Director Vance K. Opperman | Management | For | Withhold |
| 1.9 | Elect Director Gregory J. Pulles | Management | For | For |
| 1.10 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Ralph Strangis | Management | For | Withhold |
| 1.13 | Elect Director Barry N. Winslow | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TD AMERITRADE HOLDING CORP.
MEETING DATE: FEB 25, 2010 |
TICKER: AMTD SECURITY ID: 87236Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall A. Cohen | Management | For | For |
| 1.2 | Elect Director William H. Hatanaka | Management | For | For |
| 1.3 | Elect Director J. Peter Ricketts | Management | For | For |
| 1.4 | Elect Director Allan R. Tessler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TMH SECURITY ID: 87817A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lynn Massingale | Management | For | Withhold |
| 1.2 | Elect Director Neil P. Simpkins | Management | For | Withhold |
| 1.3 | Elect Director Earl P. Holland | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXAS INDUSTRIES INCORPORATED
MEETING DATE: OCT 22, 2009 |
TICKER: TXI SECURITY ID: 882491103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Card) |
| 1.1 | Elect Director Gordon E. Forward | Management | For | For |
| 1.2 | Elect Director Keith W. Hughes | Management | For | For |
| 1.3 | Elect Director Henry H. Mauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Marjorie L. Bowen | Shareholder | For | None |
| 1.2 | Elect Director Dennis A. Johnson | Shareholder | For | None |
| 1.3 | Elect Director Gary L. Pechota | Shareholder | For | None |
| 2 | Ratify Auditors | Management | For | None |
| 3 | Declassify the Board of Directors | Shareholder | For | None |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | For | None |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | None |
| |
|---|
THOR INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: THO SECURITY ID: 885160101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil D. Chrisman | Management | For | For |
| 1.2 | Elect Director Alan Siegel | Management | For | For |
| 1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
| |
|---|
TOKYO OHKA KOGYO CO. LTD.
MEETING DATE: JUN 25, 2010 |
TICKER: 4186 SECURITY ID: J87430104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Youichi Nakamura | Management | For | For |
| 2.2 | Elect Director Kouichi Kaihatsu | Management | For | For |
| 2.3 | Elect Director Koubun Iwasaki | Management | For | For |
| 2.4 | Elect Director Hidekatsu Kohara | Management | For | For |
| 2.5 | Elect Director Jirou Makino | Management | For | For |
| 2.6 | Elect Director Hiroshi Asaba | Management | For | For |
| 2.7 | Elect Director Ikuo Akutsu | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kenichi Fujiwara | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 2, 2010 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
| 1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
| 1.5 | Elect Director Dean Jernigan | Management | For | For |
| 1.6 | Elect Director Marianne M. Keler | Management | For | For |
| 1.7 | Elect Director David J. LaRue | Management | For | For |
| 1.8 | Elect Director John F. Remondi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTIMATE SOFTWARE GROUP, INC., THE
MEETING DATE: MAY 11, 2010 |
TICKER: ULTI SECURITY ID: 90385D107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Scherr | Management | For | For |
| 1.2 | Elect Director Alois T. Leiter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: JUN 14, 2010 |
TICKER: UPL SECURITY ID: 903914109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael D. Watford as Director | Management | For | For |
| 1.2 | Elect W. Charles Helton as Director | Management | For | For |
| 1.3 | Elect Robert E. Rigney as Director | Management | For | For |
| 1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
| 1.5 | Elect Roger A. Brown as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: UMPQ SECURITY ID: 904214103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond P. Davis | Management | For | For |
| 1.2 | Elect Director David B. Frohnmayer | Management | For | For |
| 1.3 | Elect Director William A. Lansing | Management | For | For |
| 1.4 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 1.5 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.6 | Elect Director Stephen M. Gambee | Management | For | For |
| 1.7 | Elect Director Luis F. Machuca | Management | For | For |
| 1.8 | Elect Director Bryan L. Timm | Management | For | For |
| 1.9 | Elect Director Allyn C. Ford | Management | For | For |
| 1.10 | Elect Director Jose R. Hermocillo | Management | For | For |
| 1.11 | Elect Director Diane D. Miller | Management | For | For |
| 1.12 | Elect Director Frank R.J. Whittaker | Management | For | For |
| 2 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED BUSINESS MEDIA LTD
MEETING DATE: MAY 13, 2010 |
TICKER: UBM SECURITY ID: G9226Z104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Robert Gray as Director | Management | For | For |
| 6 | Elect Terry Neill as Director | Management | For | For |
| 7 | Elect Greg Lock as Director | Management | For | For |
| 8 | Re-elect Pradeep Kar as Director | Management | For | For |
| 9 | Re-elect Karen Thomson as Director | Management | For | For |
| 10 | Re-elect John Botts as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: UPS SECURITY ID: 911312106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Michael J. Burns | Management | For | For |
| 1.3 | Elect Director D. Scott Davis | Management | For | For |
| 1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.5 | Elect Director Michael L. Eskew | Management | For | For |
| 1.6 | Elect Director William R. Johnson | Management | For | For |
| 1.7 | Elect Director Ann M. Livermore | Management | For | Withhold |
| 1.8 | Elect Director Rudy Markham | Management | For | For |
| 1.9 | Elect Director John W. Thompson | Management | For | For |
| 1.10 | Elect Director Carol B. Tome | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: UHS SECURITY ID: 913903100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Hotz | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VAIL RESORTS, INC.
MEETING DATE: DEC 4, 2009 |
TICKER: MTN SECURITY ID: 91879Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.2 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
| 1.4 | Elect Director Robert A. Katz | Management | For | For |
| 1.5 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.6 | Elect Director John T. Redmond | Management | For | For |
| 1.7 | Elect Director John F. Sorte | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
VALIDUS HOLDINGS LTD
MEETING DATE: SEP 4, 2009 |
TICKER: VR SECURITY ID: G9319H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: WOOF SECURITY ID: 918194101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: APR 30, 2010 |
TICKER: VTR SECURITY ID: 92276F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.3 | Elect Director Ronald G. Geary | Management | For | For |
| 1.4 | Elect Director Jay M. Gellert | Management | For | For |
| 1.5 | Elect Director Robert D. Reed | Management | For | For |
| 1.6 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.7 | Elect Director James D. Shelton | Management | For | For |
| 1.8 | Elect Director Thomas C. Theobald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIRGIN MEDIA INC.
MEETING DATE: JUN 9, 2010 |
TICKER: VMED SECURITY ID: 92769L101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Allen | Management | For | For |
| 1.2 | Elect Director Andrew J. Cole | Management | For | For |
| 1.3 | Elect Director Gordon D. McCallum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VIROPHARMA INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: VPHM SECURITY ID: 928241108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
| 1.2 | Elect Director William D. Claypool | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 13, 2010 |
TICKER: VNO SECURITY ID: 929042109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.2 | Elect Director Robert P. Kogod | Management | For | For |
| 1.3 | Elect Director David Mandelbaum | Management | For | For |
| 1.4 | Elect Director Richard R. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
VULCAN MATERIALS COMPANY
MEETING DATE: MAY 14, 2010 |
TICKER: VMC SECURITY ID: 929160109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. McGregor | Management | For | For |
| 1.2 | Elect Director Vincent J. Trosino | Management | For | For |
| 1.3 | Elect Director Philip J. Carroll, Jr. | Management | For | For |
| 1.4 | Elect Director James V. Napier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: WCC SECURITY ID: 95082P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Beach Lin | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Stephen A. Van Oss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2009 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | Against |
| 2 | Elect Director Kathleen A. Cote | Management | For | Against |
| 3 | Elect Director John F. Coyne | Management | For | Against |
| 4 | Elect Director Henry T. DeNero | Management | For | Against |
| 5 | Elect Director William L. Kimsey | Management | For | Against |
| 6 | Elect Director Michael D. Lambert | Management | For | Against |
| 7 | Elect Director Matthew E. Massengill | Management | For | Against |
| 8 | Elect Director Roger H. Moore | Management | For | Against |
| 9 | Elect Director Thomas E. Pardun | Management | For | Against |
| 10 | Elect Director Arif Shakeel | Management | For | Against |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN UNION COMPANY, THE
MEETING DATE: MAY 14, 2010 |
TICKER: WU SECURITY ID: 959802109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 2 | Elect Director Christina A. Gold | Management | For | For |
| 3 | Elect Director Betsy D. Holden | Management | For | For |
| 4 | Elect Director Wulf Von Schimmelmann | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WILLIS GROUP HOLDINGS PLC
MEETING DATE: DEC 11, 2009 |
TICKER: WSH SECURITY ID: G96655108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland via a Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
WILLIS GROUP HOLDINGS PLC
MEETING DATE: APR 21, 2010 |
TICKER: WSH SECURITY ID: G96666105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William W. Bradley as Director | Management | For | For |
| 1.2 | Elect Joseph A. Califano as Director | Management | For | For |
| 1.3 | Elect Anna C. Catalano as Director | Management | For | For |
| 1.4 | Elect Sir Roy Gardner as Director | Management | For | Against |
| 1.5 | Elect Sir Jeremy Hanley as Director | Management | For | For |
| 1.6 | Elect Robyn S. Kravit as Director | Management | For | For |
| 1.7 | Elect Jeffrey B. Lane as Director | Management | For | Against |
| 1.8 | Elect Wendy E. Lane as Director | Management | For | For |
| 1.9 | Elect James F. McCann as Director | Management | For | Against |
| 1.10 | Elect Joseph J. Plumeri as Director | Management | For | For |
| 1.11 | Elect Douglas B. Roberts as Director | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve the Willis Group Holdings Public Limited Company 2010 North American Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WILMINGTON TRUST CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: WL SECURITY ID: 971807102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Keith Elliott | Management | For | For |
| 1.2 | Elect Director Gailen Krug | Management | For | For |
| 1.3 | Elect Director Michele M. Rollins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 15, 2009 |
TICKER: WGO SECURITY ID: 974637100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irvin E. Aal | Management | For | For |
| 1.2 | Elect Director Joseph W. England | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WMS INDUSTRIES INC.
MEETING DATE: DEC 10, 2009 |
TICKER: WMS SECURITY ID: 929297109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. Bahash | Management | For | For |
| 1.3 | Elect Director Brian R. Gamache | Management | For | For |
| 1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.5 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.6 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
| 1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.9 | Elect Director Bobby L. Siller | Management | For | For |
| 1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WORLD COLOR PRESS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: WC SECURITY ID: 981442106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Arrangement | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: FEB 5, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph Mauriello as Director | Management | For | For |
| 1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 1.3 | Elect Clayton S. Rose as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
| 1.2 | Adjourn Special Scheme Meeting | Management | For | For |
| 2 | Approve Distributable Reserves Proposal | Management | For | For |
| 3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
| 4 | Change Company Name to XL Group Ltd. | Management | For | For |
| 5 | Adjourn Extraordinary General Meeting | Management | For | For |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: ZION SECURITY ID: 989701107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger B. Porter | Management | For | For |
| 2 | Elect Director L.E. Simmons | Management | For | For |
| 3 | Elect Director Steven C. Wheelwright | Management | For | For |
| 4 | Increase Authorized Preferred Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY ADVISOR VALUE STRATEGIES FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: AYI SECURITY ID: 00508Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Guynn | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS INC
MEETING DATE: MAY 19, 2010 |
TICKER: AAP SECURITY ID: 00751Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AETNA INC.
MEETING DATE: MAY 21, 2010 |
TICKER: AET SECURITY ID: 00817Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank M. Clark | Management | For | For |
| 2 | Elect Director Betsy Z. Cohen | Management | For | For |
| 3 | Elect Director Molly J. Coye | Management | For | For |
| 4 | Elect Director Roger N. Farah | Management | For | For |
| 5 | Elect Director Barbara Hackman Franklin | Management | For | For |
| 6 | Elect Director Jeffrey E. Garten | Management | For | For |
| 7 | Elect Director Earl G. Graves | Management | For | For |
| 8 | Elect Director Gerald Greenwald | Management | For | For |
| 9 | Elect Director Ellen M. Hancock | Management | For | For |
| 10 | Elect Director Richard J. Harrington | Management | For | For |
| 11 | Elect Director Edward J. Ludwig | Management | For | For |
| 12 | Elect Director Joseph P. Newhouse | Management | For | For |
| 13 | Elect Director Ronald A. Williams | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AFFILIATED COMPUTER SERVICES, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: ACS SECURITY ID: 008190100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
AGA MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: AGAM SECURITY ID: 008368102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT ENERGY CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Bennett | Management | For | For |
| 1.2 | Elect Director Darryl B. Hazel | Management | For | For |
| 1.3 | Elect Director David A. Perdue | Management | For | For |
| 1.4 | Elect Director Judith D. Pyle | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ALTRA HOLDINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AIMC SECURITY ID: 02208R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Carl R. Christenson | Management | For | For |
| 1.3 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.4 | Elect Director Michael L. Hurt | Management | For | For |
| 1.5 | Elect Director Michael S. Lipscomb | Management | For | For |
| 1.6 | Elect Director Larry McPherson | Management | For | For |
| 1.7 | Elect Director James H. Woodward Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. R. Brooks | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director James F. Cordes | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Morris | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 1.10 | Elect Director Richard L. Sandor | Management | For | For |
| 1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.13 | Elect Director John F. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERISTAR CASINOS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: ASCA SECURITY ID: 03070Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl Brooks | Management | For | For |
| 1.2 | Elect Director Gordon R. Kanofsky | Management | For | For |
| 1.3 | Elect Director J. William Richardson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANIXTER INTERNATIONAL INC.
MEETING DATE: MAY 11, 2010 |
TICKER: AXE SECURITY ID: 035290105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lord James Blyth | Management | For | For |
| 1.2 | Elect Director Frederic F. Brace | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Robert J. Eck | Management | For | For |
| 1.5 | Elect Director Robert W. Grubbs, Jr. | Management | For | For |
| 1.6 | Elect Director F. Philip Handy | Management | For | For |
| 1.7 | Elect Director Melvyn N. Klein | Management | For | For |
| 1.8 | Elect Director George Mu?oz | Management | For | For |
| 1.9 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.10 | Elect Director Matthew Zell | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RDEA SECURITY ID: 03969P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.2 | Elect Director Craig A. Johnson | Management | For | For |
| 1.3 | Elect Director John W. Poyhonen | Management | For | For |
| 1.4 | Elect Director Barry D. Quart | Management | For | For |
| 1.5 | Elect Director Jack S. Remington | Management | For | For |
| 1.6 | Elect Director Kevin C. Tang | Management | For | For |
| 1.7 | Elect Director Felix J. Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARENA RESOURCES, INC.
MEETING DATE: DEC 11, 2009 |
TICKER: ARD SECURITY ID: 040049108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd T. Rochford | Management | For | For |
| 1.2 | Elect Director Stanley M. McCabe | Management | For | For |
| 1.3 | Elect Director Clayton E. Woodrum | Management | For | For |
| 1.4 | Elect Director Anthony B. Petrelli | Management | For | For |
| 1.5 | Elect Director Carl H. Fiddner | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARIBA, INC.
MEETING DATE: FEB 26, 2010 |
TICKER: ARBA SECURITY ID: 04033V203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Monahan | Management | For | For |
| 1.2 | Elect Director Karl E. Newkirk | Management | For | For |
| 1.3 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: ABG SECURITY ID: 043436104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.2 | Elect Director Philip F. Maritz | Management | For | For |
| 1.3 | Elect Director Jeffrey I. Wooley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASSURANT, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: AIZ SECURITY ID: 04621X108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Carver | Management | For | For |
| 1.2 | Elect Director Juan N. Cento | Management | For | For |
| 1.3 | Elect Director Allen R. Freedman | Management | For | For |
| 1.4 | Elect Director Elaine D. Rosen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ATLAS PIPELINE PARTNERS, L.P.
MEETING DATE: JUN 15, 2010 |
TICKER: APL SECURITY ID: 049392103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ATOS ORIGIN
MEETING DATE: MAY 27, 2010 |
TICKER: ATO SECURITY ID: F06116101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Lionel Zinsou-Derlin as Director | Management | For | For |
| 6 | Elect Aminata Niane as Director | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10.5 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
| 13 | Authorize Capital Increase of Up to EUR 10.5 Million for Future Exchange Offers | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 at EUR 20 Million | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 18 | Appoint Colette Neuville as Censor | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BLL SECURITY ID: 058498106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.3 | Elect Director John F. Lehman | Management | For | For |
| 1.4 | Elect Director Georgia R. Nelson | Management | For | For |
| 1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BELL MICROPRODUCTS, INC.
MEETING DATE: AUG 19, 2009 |
TICKER: BELM SECURITY ID: 078137106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Donald Bell | Management | For | For |
| 2 | Elect Director Gordon A. Campbell | Management | For | For |
| 3 | Elect Director Eugene B. Chaiken | Management | For | For |
| 4 | Elect Director David M. Ernsberger | Management | For | For |
| 5 | Elect Director Edward L. Gelbach | Management | For | For |
| 6 | Elect Director Peter G. Hanelt | Management | For | For |
| 7 | Elect Director James E. Ousley | Management | For | For |
| 8 | Elect Director Mark L. Sanders | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BJ WHOLESALE CLUB, INC
MEETING DATE: MAY 25, 2010 |
TICKER: BJ SECURITY ID: 05548J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard A. Schlesinger | Management | For | For |
| 2 | Elect Director Thomas J. Shields | Management | For | For |
| 3 | Elect Director Herbert J Zarkin | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BLOUNT INTERNATIONAL, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: BLT SECURITY ID: 095180105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
| 1.2 | Elect Director R. Eugene Cartledge | Management | For | For |
| 1.3 | Elect Director Andrew C. Clarke | Management | For | For |
| 1.4 | Elect Director Joshua L. Collins | Management | For | For |
| 1.5 | Elect Director Thomas J. Fruechtel | Management | For | For |
| 1.6 | Elect Director E. Daniel James | Management | For | For |
| 1.7 | Elect Director Robert D. Kennedy | Management | For | For |
| 1.8 | Elect Director Harold E. Layman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BLYTH, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: BTH SECURITY ID: 09643P207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Goergen | Management | For | For |
| 1.2 | Elect Director Neal I. Goldman | Management | For | For |
| 1.3 | Elect Director Howard E. Rose | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BRINK'S COMPANY, THE
MEETING DATE: MAY 7, 2010 |
TICKER: BCO SECURITY ID: 109696104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director Murray D. Martin | Management | For | For |
| 1.3 | Elect Director Ronald L. Turner | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: EAT SECURITY ID: 109641100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Marvin J. Girouard | Management | For | For |
| 1.4 | Elect Director John W. Mims | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic | Management | For | For |
| 1.6 | Elect Director Erle Nye | Management | For | For |
| 1.7 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: BC SECURITY ID: 117043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
| 1.3 | Elect Director Graham H. Phillips | Management | For | For |
| 1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BURGER KING HOLDINGS, INC.
MEETING DATE: NOV 19, 2009 |
TICKER: BKC SECURITY ID: 121208201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Richard W. Boyce | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Ronald M. Dykes | Management | For | For |
| 1.5 | Elect Director Peter R. Formanek | Management | For | For |
| 1.6 | Elect Director Manuel A. Garcia | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Brian T. Swette | Management | For | For |
| 1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CVC SECURITY ID: 12686C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | Withhold |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: CADX SECURITY ID: 12738T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Todd W. Rich | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALLAWAY GOLF COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: ELY SECURITY ID: 131193104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Fellows | Management | For | For |
| 1.2 | Elect Director Samuel H. Armacost | Management | For | Withhold |
| 1.3 | Elect Director Ronald S. Beard | Management | For | Withhold |
| 1.4 | Elect Director John C. Cushman, III | Management | For | Withhold |
| 1.5 | Elect Director Yotaro Kobayashi | Management | For | For |
| 1.6 | Elect Director John F. Lundgren | Management | For | For |
| 1.7 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.8 | Elect Director Richard L. Rosenfield | Management | For | Withhold |
| 1.9 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: APR 29, 2010 |
TICKER: CSE SECURITY ID: 14055X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.2 | Elect Director C. William Hosler | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve New Carphone Warehouse Demerger Reduction | Management | For | For |
| 3 | Approve TalkTalk Capital Reduction | Management | For | For |
| 4 | Approve Demerger of the TalkTalk Business | Management | For | For |
| 5 | Approve Grant of Options under the Unapproved Schedule to The Carphone Warehouse Company Share Option Plan to Employees of Best Buy Europe Distributions Ltd | Management | For | For |
| 6 | Amend the Unapproved Schedule to Company Share Option Plan, Performance Share Plan, Executive Incentive Scheme, The TalkTalk Value Enhancement Scheme and the Value Enhancement Scheme | Management | For | For |
| 7 | Approve Adoption by TalkTalk and New Carphone Warehouse of the Unapproved Schedule to Company Share Option Plan, Performance Share Plan and the Executive Incentive Scheme | Management | For | For |
| 8 | Approve Adoption by TalkTalk of The TalkTalk Group Value Enhancement Scheme (TTG VES) | Management | For | For |
| 9 | Approve Adoption by TalkTalk of The Carphone Warehouse Group Value Enhancement Scheme (CPWG VES) | Management | For | For |
| 10 | Approve Adoption by New Carphone Warehouse of the CPWG VES | Management | For | For |
| 11 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc 2010 Discretionary Share Option Plan | Management | For | For |
| 12 | Approve Establishment by New Carphone Warehouse of the Carphone Warehouse Group plc 2010 Share Scheme | Management | For | For |
| 13 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc Savings Related Share Option Scheme | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC, THE
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTER FINANCIAL CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: CLFC SECURITY ID: 15146E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: FEB 5, 2010 |
TICKER: 601998 SECURITY ID: Y1434M116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Angel Cano Fernandez as a Non-Executive Director | Management | For | For |
| 2 | Approve Issuance of Subordinated Bonds and/or Hybrid Capital Bonds | Shareholder | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CINTAS CORP.
MEETING DATE: OCT 20, 2009 |
TICKER: CTAS SECURITY ID: 172908105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gerald S. Adolph | Management | For | For |
| 2 | Elect Director Paul R. Carter | Management | For | For |
| 3 | Elect Director Gerald V. Dirvin | Management | For | For |
| 4 | Elect Director Richard T. Farmer | Management | For | For |
| 5 | Elect Director Scott D. Farmer | Management | For | For |
| 6 | Elect Director Joyce Hergenhan | Management | For | For |
| 7 | Elect Director James J. Johnson | Management | For | For |
| 8 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 9 | Elect Director David C. Phillips | Management | For | For |
| 10 | Elect Director Ronald W. Tysoe | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 29, 2010 |
TICKER: CLN SECURITY ID: H14843165
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
| 5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: CLH SECURITY ID: 184496107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. DeVillars | Management | For | For |
| 1.2 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.3 | Elect Director Andrea Robertson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2010 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Jacqueline P. Kane | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 10 | Pay For Superior Performance | Shareholder | Against | Against |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMMERCIAL VEHICLE GROUP, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CVGI SECURITY ID: 202608105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Arves | Management | For | Withhold |
| 1.2 | Elect Director Robert C. Griffin | Management | For | Withhold |
| 1.3 | Elect Director Richard A. Snell | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CMP SECURITY ID: 20451N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
| 1.2 | Elect Director Timothy R. Snider | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CON-WAY INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CNW SECURITY ID: 205944101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Anton | Management | For | For |
| 1.2 | Elect Director William R. Corbin | Management | For | For |
| 1.3 | Elect Director Robert Jaunich, II | Management | For | For |
| 1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.7 | Elect Director Peter W. Stott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CXO SECURITY ID: 20605P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray M. Poage | Management | For | For |
| 1.2 | Elect Director A. Wellford Tabor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSECO, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CNO SECURITY ID: 208464883
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. Glenn Hilliard | Management | For | For |
| 2 | Elect Director Donna A. James | Management | For | For |
| 3 | Elect Director R. Keith Long | Management | For | For |
| 4 | Elect Director Charles W. Murphy | Management | For | For |
| 5 | Elect Director Debra J. Perry | Management | For | For |
| 6 | Elect Director C. James Prieur | Management | For | For |
| 7 | Elect Director Neal C. Schneider | Management | For | For |
| 8 | Elect Director Michael T. Tokarz | Management | For | For |
| 9 | Elect Director John G. Turner | Management | For | For |
| 10 | Elect Director David K. Zwiener | Management | For | For |
| 11 | Change Company Name | Management | For | For |
| 12 | Amend Securities Transfer Restrictions | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
CONSOLIDATED GRAPHICS, INC.
MEETING DATE: AUG 6, 2009 |
TICKER: CGX SECURITY ID: 209341106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry J. Alexander | Management | For | For |
| 1.2 | Elect Director Brady F. Carruth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CONTRANS GROUP INC.
MEETING DATE: NOV 26, 2009 |
TICKER: CSS SECURITY ID: 212337109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion from Income Trust to Corporation | Management | For | For |
| 2 | If Item #1 is Passed, Approve Subordinate Voting Share Option Plan | Management | For | Against |
| |
|---|
CONTRANS GROUP INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CSS SECURITY ID: 21233T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stanley G. Dunford, Gregory W. Rumble, Robert B. Burgess, Archie M. Leach and G. Ross Amos as Directors | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
COOPER COMPANIES, INC., THE
MEETING DATE: MAR 17, 2010 |
TICKER: COO SECURITY ID: 216648402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Donald Press | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
CORPORATE OFFICE PROPERTIES TRUST
MEETING DATE: MAY 13, 2010 |
TICKER: OFC SECURITY ID: 22002T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay H. Shidler | Management | For | For |
| 1.2 | Elect Director Clay W. Hamlin, III | Management | For | For |
| 1.3 | Elect Director Thomas F. Brady | Management | For | For |
| 1.4 | Elect Director Robert L. Denton | Management | For | For |
| 1.5 | Elect Director Douglas M. Firstenberg | Management | For | For |
| 1.6 | Elect Director Randall M. Griffin | Management | For | For |
| 1.7 | Elect Director David M. Jacobstein | Management | For | For |
| 1.8 | Elect Director Steven D. Kesler | Management | For | For |
| 1.9 | Elect Director Kenneth S. Sweet, Jr. | Management | For | For |
| 1.10 | Elect Director Richard Szafranski | Management | For | For |
| 1.11 | Elect Director Kenneth D. Wethe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
DAVITA INC.
MEETING DATE: JUN 7, 2010 |
TICKER: DVA SECURITY ID: 23918K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela M. Arway | Management | For | For |
| 2 | Elect Director Charles G. Berg | Management | For | For |
| 3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 4 | Elect Director Paul J. Diaz | Management | For | For |
| 5 | Elect Director Peter T. Grauer | Management | For | For |
| 6 | Elect Director John M. Nehra | Management | For | For |
| 7 | Elect Director William L. Roper | Management | For | For |
| 8 | Elect Director Kent J. Thiry | Management | For | For |
| 9 | Elect Director Roger J. Valine | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DEALERTRACK HOLDINGS, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TRAK SECURITY ID: 242309102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann B. Lane | Management | For | For |
| 1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
| 1.3 | Elect Director Barry Zwarenstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEERE & CO.
MEETING DATE: FEB 24, 2010 |
TICKER: DE SECURITY ID: 244199105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Aulana L. Peters | Management | For | For |
| 3 | Elect Director David B. Speer | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Limit Executive Compensation | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELPHI FINANCIAL GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: DFG SECURITY ID: 247131105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip R. O'Connor | Management | For | For |
| 1.2 | Elect Director Robert Rosenkranz | Management | For | For |
| 1.3 | Elect Director Donald A. Sherman | Management | For | For |
| 1.4 | Elect Director Kevin R. Brine | Management | For | For |
| 1.5 | Elect Director Edward A. Fox | Management | For | For |
| 1.6 | Elect Director Steven A. Hirsh | Management | For | For |
| 1.7 | Elect Director Harold F. Ilg | Management | For | For |
| 1.8 | Elect Director James M. Litvack | Management | For | For |
| 1.9 | Elect Director James N. Meehan | Management | For | For |
| 1.10 | Elect Director Robert F. Wright | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAR 9, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gareth Roberts | Management | For | For |
| 1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.3 | Elect Director Michael L. Beatty | Management | For | For |
| 1.4 | Elect Director Michael B. Decker | Management | For | For |
| 1.5 | Elect Director Ronald G. Greene | Management | For | For |
| 1.6 | Elect Director David I. Heather | Management | For | For |
| 1.7 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.8 | Elect Director Randy Stein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DENNY'S CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: DENN SECURITY ID: 24869P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.2 | Elect Director Nelson J. Marchioli | Management | For | For |
| 1.3 | Elect Director Robert E. Marks | Management | For | For |
| 1.4 | Elect Director Louis P. Neeb | Management | For | For |
| 1.5 | Elect Director Donald C. Robinson | Management | For | For |
| 1.6 | Elect Director Donald R. Shepherd | Management | For | For |
| 1.7 | Elect Director Debra Smithhard-Oglesby | Management | For | For |
| 1.8 | Elect Director Laysha Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Patrick H. Arbor | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Jonathan Dash | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director David Makula | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - Brenda J. Lauderback | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Louis P. Neeb | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Donald C. Robinson | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Donald R. Shepherd | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Laysha Ward | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
DEVELOPERS DIVERSIFIED REALTY CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DDR SECURITY ID: 251591103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terrance R. Ahern | Management | For | For |
| 2 | Elect Director James C. Boland | Management | For | For |
| 3 | Elect Director Thomas Finne | Management | For | For |
| 4 | Elect Director Robert H. Gidel | Management | For | For |
| 5 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 6 | Elect Director Volker Kraft | Management | For | For |
| 7 | Elect Director Victor B. MacFarlane | Management | For | For |
| 8 | Elect Director Craig Macnab | Management | For | For |
| 9 | Elect Director Scott D. Roulston | Management | For | For |
| 10 | Elect Director Barry A. Sholem | Management | For | For |
| 11 | Elect Director William B. Summers, Jr. | Management | For | For |
| 12 | Elect Director Scott A. Wolstein | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL CHINA HOLDINGS LIMITED
MEETING DATE: AUG 25, 2009 |
TICKER: 861 SECURITY ID: G2759B107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Hu Zhaoguang as Director | Management | For | For |
| 3b | Reelect Qiu Zhongwei as Director | Management | For | For |
| 3c | Reelect Wong Man Chung, Francis as Director | Management | For | For |
| 3d | Reelect Kwan Ming Heung, Peter as Director | Management | For | For |
| 3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
DIGITAL CHINA HOLDINGS LIMITED
MEETING DATE: NOV 24, 2009 |
TICKER: 861 SECURITY ID: G2759B107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Execution of the Equity Interest Transfer Agreement, DCITS Share Pledge Agreement, Beijing DCITACL Share Pledge Agreement, Beijing DCITACL Equity Interest Transfer and Pre-emptive Right Agreement | Management | For | For |
| |
|---|
DIGITALGLOBE, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DGI SECURITY ID: 25389M877
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
| 1.2 | Elect Director Jill D. Smith | Management | For | For |
| 1.3 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DINEEQUITY, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: DIN SECURITY ID: 254423106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard M. Berk | Management | For | For |
| 1.2 | Elect Director Daniel J. Brestle | Management | For | For |
| 1.3 | Elect Director Caroline W. Nahas | Management | For | For |
| 1.4 | Elect Director Gilbert T. Ray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 3, 2010 |
TICKER: DISH SECURITY ID: 25470M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
EMERITUS CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: ESC SECURITY ID: 291005106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Baty | Management | For | For |
| 1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
| 1.3 | Elect Director Granger Cobb | Management | For | For |
| 1.4 | Elect Director Richard W. Macedonia | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGY SOLUTIONS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: ES SECURITY ID: 292756202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Rogel | Management | For | For |
| 1.2 | Elect Director J. Barnie Beasley Jr. | Management | For | For |
| 1.3 | Elect Director Val John Christensen | Management | For | For |
| 1.4 | Elect Director E. Gail De Planque | Management | For | For |
| 1.5 | Elect Director J.I. 'Chip' Everest II | Management | For | For |
| 1.6 | Elect Director Pascal Colombani | Management | For | For |
| 1.7 | Elect Director Robert A. Whitman | Management | For | For |
| 1.8 | Elect Director David W. Winder | Management | For | For |
| 1.9 | Elect Director Clare Spottiswoode | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EPICOR SOFTWARE CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: EPIC SECURITY ID: 29426L108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. George Klaus | Management | For | For |
| 1.2 | Elect Director Michael Kelly | Management | For | For |
| 1.3 | Elect Director Robert H. Smith | Management | For | For |
| 1.4 | Elect Director Michael L. Hackworth | Management | For | For |
| 1.5 | Elect Director John M. Dillon | Management | For | For |
| 1.6 | Elect Director Richard H. Pickup | Management | For | For |
| 1.7 | Elect Director W. Douglas Hajjar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ESTEE LAUDER COMPANIES INC., THE
MEETING DATE: NOV 13, 2009 |
TICKER: EL SECURITY ID: 518439104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rose Marie Bravo | Management | For | Withhold |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | Withhold |
| 1.3 | Elect Director Mellody Hobson | Management | For | Withhold |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ETHAN ALLEN INTERIORS INC.
MEETING DATE: NOV 16, 2009 |
TICKER: ETH SECURITY ID: 297602104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXPERIAN PLC
MEETING DATE: JUL 15, 2009 |
TICKER: EXPN SECURITY ID: G32655105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Chris Callero as Director | Management | For | For |
| 4 | Re-elect John Peace as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Sir Alan Rudge as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to USD 34,182,528 and an Additional Amount Pursuant to a Rights Issue of up to USD 68,365,057 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 5,127,379 | Management | For | For |
| 11 | Authorise 102,547,586 Ordinary Shares for Market Purchase | Management | For | For |
| |
|---|
FALKLAND OIL AND GAS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: FOGL SECURITY ID: P3984C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect David Hudd as Director | Management | For | Against |
| 3 | Reappoint BDO LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 4 | Approve Increase in Authorized Common Stock | Management | For | For |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: FOE SECURITY ID: 315405100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
| |
|---|
FIAT SPA
MEETING DATE: MAR 25, 2010 |
TICKER: F SECURITY ID: T4210N130
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Board Representative for Holders of Preference Shares; Approve Representative Remuneration | Management | For | Did Not Vote |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: MAY 27, 2010 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephan A. James | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Frank R. Martire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST AMERICAN CORP.
MEETING DATE: ��DEC 8, 2009 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | For |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | Withhold |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director Roslyn B. Payne | Management | For | For |
| 1.14 | Elect Director John W. Peace | Management | For | For |
| 1.15 | Elect Director D. Van Skilling | Management | For | For |
| 1.16 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.18 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST AMERICAN CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | Withhold |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | For |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director John W. Peace | Management | For | Withhold |
| 1.14 | Elect Director D. Van Skilling | Management | For | For |
| 1.15 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.17 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: FCE.A SECURITY ID: 345550107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.2 | Elect Director Joan K. Shafran | Management | For | For |
| 1.3 | Elect Director Louis Stokes | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Increase Authorized Preferred Stock | Management | For | Against |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
GCA SAVVIAN GROUP CORP
MEETING DATE: MAR 25, 2010 |
TICKER: 2174 SECURITY ID: J1766D103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director | Management | For | For |
| 1.2 | Elect Director | Management | For | For |
| 1.3 | Elect Director | Management | For | For |
| 1.4 | Elect Director | Management | For | For |
| 1.5 | Elect Director | Management | For | For |
| 1.6 | Elect Director | Management | For | For |
| 1.7 | Elect Director | Management | For | For |
| 2 | Approve Stock Option Plan for Directors | Management | For | Against |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
GEA GROUP AG (FORMERLY MG TECHNOLOGIES AG)
MEETING DATE: APR 21, 2010 |
TICKER: G1A SECURITY ID: D28304109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009(Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 72 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 48.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: Convocation of, Audio/Video Transmission of, Registration for, Voting Rights Representation at, and Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director Michael D. Fraizer | Management | For | For |
| 3 | Elect Director Nancy J. Karch | Management | For | For |
| 4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 6 | Elect Director Christine B. Mead | Management | For | For |
| 7 | Elect Director Thomas E. Moloney | Management | For | For |
| 8 | Elect Director James A. Parke | Management | For | For |
| 9 | Elect Director James S. Riepe | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: GFRE SECURITY ID: 40251W309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | For |
| 1.2 | Elect Director Xiaobin Liu | Management | For | For |
| 1.3 | Elect Director Naihui Miao | Management | For | For |
| 1.4 | Elect Director Richard Khaleel | Management | For | For |
| 1.5 | Elect Director Biagio Vignolo | Management | For | For |
| 1.6 | Elect Director Shi Tong Jiang | Management | For | For |
| 1.7 | Elect Director Ya Fei Ji | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: GFRE SECURITY ID: 40251W929
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | For |
| 1.2 | Elect Director Xiaobin Liu | Management | For | For |
| 1.3 | Elect Director Naihui Miao | Management | For | For |
| 1.4 | Elect Director Richard Khaleel | Management | For | For |
| 1.5 | Elect Director Biagio Vignolo | Management | For | For |
| 1.6 | Elect Director Shi Tong Jiang | Management | For | For |
| 1.7 | Elect Director Ya Fei Ji | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: HRB SECURITY ID: 093671105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director Thomas M. Bloch | Management | For | For |
| 1.3 | Elect Director Richard C. Breeden | Management | For | For |
| 1.4 | Elect Director Robert A. Gerard | Management | For | For |
| 1.5 | Elect Director Len J. Lauer | Management | For | For |
| 1.6 | Elect Director David B. Lewis | Management | For | For |
| 1.7 | Elect Director Tom D. Seip | Management | For | For |
| 1.8 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 1.9 | Elect Director Russell P. Smyth | Management | For | For |
| 1.10 | Elect Director Christianna Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 27, 2010 |
TICKER: HBI SECURITY ID: 410345102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee A. Chaden | Management | For | For |
| 1.2 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.3 | Elect Director James C. Johnson | Management | For | For |
| 1.4 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HAS SECURITY ID: 418056107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W.o. Garrett | Management | For | For |
| 1.7 | Elect Director Brian Goldner | Management | For | For |
| 1.8 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.9 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.10 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.11 | Elect Director Edward M. Philip | Management | For | For |
| 1.12 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HEICO CORPORATION
MEETING DATE: MAR 29, 2010 |
TICKER: HEI SECURITY ID: 422806208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
| 1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim, Ph.D. | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG)
MEETING DATE: MAY 6, 2010 |
TICKER: HEI SECURITY ID: D31709104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
| 10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
| 11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
| 11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS INC
MEETING DATE: MAY 12, 2010 |
TICKER: HLX SECURITY ID: 42330P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Owen Kratz | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOSPIRA, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: HSP SECURITY ID: 441060100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Connie R. Curran | Management | For | For |
| 2 | Elect Director Heino von Prondzynski | Management | For | For |
| 3 | Elect Director Mark F. Wheeler | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILIAD
MEETING DATE: MAY 25, 2010 |
TICKER: ILD SECURITY ID: F4958P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 9 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7 and 8 | Management | For | For |
| 11 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INNOPHOS HOLDINGS, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: IPHS SECURITY ID: 45774N108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Cappeline | Management | For | Withhold |
| 1.2 | Elect Director Amado Cavazos | Management | For | Withhold |
| 1.3 | Elect Director Randolph Gress | Management | For | For |
| 1.4 | Elect Director Linda Myrick | Management | For | For |
| 1.5 | Elect Director Karen Osar | Management | For | Withhold |
| 1.6 | Elect Director John Steitz | Management | For | Withhold |
| 1.7 | Elect Director Stephen M. Zide | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
INTEGRATED DISTRIBUTION SERVICES GROUP LTD.
MEETING DATE: MAY 13, 2010 |
TICKER: 2387 SECURITY ID: G4841P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.3 Per Share | Management | For | For |
| 3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
| 3b | Reelect Joseph Chua Phi as Director | Management | For | Against |
| 3c | Reelect Jeremy Paul Egerton Hobbins as Director | Management | For | Against |
| 3d | Reelect Fu Yu Ning Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
INTEGRATED DISTRIBUTION SERVICES GROUP LTD.
MEETING DATE: MAY 13, 2010 |
TICKER: 2387 SECURITY ID: G4841P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transaction with a Related Party and Annual Caps | Management | For | For |
| |
|---|
INTEROIL CORPORATION
MEETING DATE: JUN 22, 2010 |
TICKER: IOC SECURITY ID: 460951106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis and Ford Nicholson as Directors | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JONES LANG LASALLE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: JLL SECURITY ID: 48020Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Colin Dyer | Management | For | For |
| 2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 3 | Elect Director DeAnne Julius | Management | For | For |
| 4 | Elect Director Ming Lu | Management | For | For |
| 5 | Elect Director Lauralee E. Martin | Management | For | For |
| 6 | Elect Director Sheila A. Penrose | Management | For | For |
| 7 | Elect Director David B. Rickard | Management | For | For |
| 8 | Elect Director Roger T. Staubach | Management | For | For |
| 9 | Elect Director Thomas C. Theobald | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
JOS. A. BANK CLOTHIERS, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: JOSB SECURITY ID: 480838101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Ferstl | Management | For | For |
| 1.2 | Elect Director Sidney H. Ritman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JUPITER TELECOMMUNICATIONS CO., LTD.
MEETING DATE: MAR 25, 2010 |
TICKER: 4817 SECURITY ID: J28710101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 490 | Management | For | For |
| 2 | Amend Articles To Change Location of Head Office | Management | For | For |
| 3.1 | Elect Director | Management | For | For |
| 3.2 | Elect Director | Management | For | For |
| 3.3 | Elect Director | Management | For | For |
| 3.4 | Elect Director | Management | For | For |
| 3.5 | Elect Director | Management | For | For |
| 3.6 | Elect Director | Management | For | For |
| 3.7 | Elect Director | Management | For | For |
| 3.8 | Elect Director | Management | For | For |
| 3.9 | Elect Director | Management | For | For |
| 3.10 | Elect Director | Management | For | For |
| 3.11 | Elect Director | Management | For | For |
| 4.1 | Appoint Statutory Auditor | Management | For | For |
| 4.2 | Appoint Statutory Auditor | Management | For | For |
| 4.3 | Appoint Statutory Auditor | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KBR, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: KBR SECURITY ID: 48242W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.2 | Elect Director William P. Utt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
KING PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: KG SECURITY ID: 495582108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Gregory D. Jordan | Management | For | For |
| 1.6 | Elect Director Brian A. Markison | Management | For | For |
| 1.7 | Elect Director R. Charles Moyer | Management | For | For |
| 1.8 | Elect Director D. Greg Rooker | Management | For | For |
| 1.9 | Elect Director Derace L. Schaffer | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Irving Bolotin | Management | For | For |
| 1.2 | Director Steven L. Gerard | Management | For | For |
| 1.3 | Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Director R. Kirk Landon | Management | For | For |
| 1.5 | Director Sidney Lapidus | Management | For | For |
| 1.6 | Director Stuart A. Miller | Management | For | For |
| 1.7 | Director Donna E. Shalala | Management | For | For |
| 1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LIBERTY GLOBAL, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: LBTYA SECURITY ID: 530555101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miranda Curtis | Management | For | For |
| 1.2 | Elect Director John W. Dick | Management | For | For |
| 1.3 | Elect Director J.C. Sparkman | Management | For | For |
| 1.4 | Elect Director J. David Wargo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: LINTA SECURITY ID: 53071M104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.4 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LONZA GROUP LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: LONN SECURITY ID: H50524133
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 1.75 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities, Group Auditors, Contributions in Kind | Management | For | Did Not Vote |
| 7.1 | Reelect Julia Higgins as Director | Management | For | Did Not Vote |
| 7.2 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 7.3 | Reelect Gerhard Mayr as Director | Management | For | Did Not Vote |
| 7.4 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
| 7.5 | Reelect Richard Sykes as Director | Management | For | Did Not Vote |
| 7.6 | Reelect Peter Wilden as Director | Management | For | Did Not Vote |
| 8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LO SECURITY ID: 544147101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.2 | Elect Director Richard W. Roedel | Management | For | For |
| 1.3 | Elect Director David H. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 9, 2009 |
TICKER: LTXC SECURITY ID: 502403108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger W. Blethen | Management | For | For |
| 1.2 | Elect Director Roger J. Maggs | Management | For | For |
| 1.3 | Elect Director Ping Yang | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: NOV 6, 2009 |
TICKER: MHG SECURITY ID: R2326D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
MARINEMAX, INC.
MEETING DATE: FEB 17, 2010 |
TICKER: HZO SECURITY ID: 567908108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hillard M. Eure, III | Management | For | For |
| 2 | Elect Director Joseph A. Watters | Management | For | For |
| 3 | Elect Director Dean S. Woodman | Management | For | For |
| 4 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MBIA INC.
MEETING DATE: MAY 4, 2010 |
TICKER: MBI SECURITY ID: 55262C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect Director Theodore Shasta | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MCCORMICK & SCHMICKS SEAFOOD RESTAURANTS, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: MSSR SECURITY ID: 579793100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Rice Edmonds | Management | For | For |
| 2 | Elect Director William T. Freeman | Management | For | For |
| 3 | Elect Director Elliott H. Jurgensen, Jr. | Management | For | For |
| 4 | Elect Director Jeffrey D. Klein | Management | For | For |
| 5 | Elect Director James R. Parish | Management | For | For |
| 6 | Elect Director David B. Pittaway | Management | For | For |
| 7 | Elect Director Douglas L. Schmick | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MDC PARTNERS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: MDZ.A SECURITY ID: 552697104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Miles S. Nadal as Director | Management | For | For |
| 1.2 | Elect Robert J. Kamerschen as Director | Management | For | For |
| 1.3 | Elect Clare Copeland as Director | Management | For | For |
| 1.4 | Elect Thomas N. Davidson as Director | Management | For | For |
| 1.5 | Elect Scott L. Kauffman as Director | Management | For | For |
| 1.6 | Elect Michael J.L. Kirby as Director | Management | For | For |
| 1.7 | Elect Stephen M. Pustil as Director | Management | For | For |
| 2 | Approve BDO Seidman, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 20, 2010 |
TICKER: WFR SECURITY ID: 552715104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Elect Director John Marren | Management | For | For |
| 3 | Elect Director William E. Stevens | Management | For | For |
| 4 | Elect Director James B. Williams | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MENTOR GRAPHICS CORP.
MEETING DATE: DEC 14, 2009 |
TICKER: MENT SECURITY ID: 587200106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
METAVANTE TECHNOLOGIES, INC.
MEETING DATE: SEP 4, 2009 |
TICKER: MV SECURITY ID: 591407101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: MHK SECURITY ID: 608190104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
| 1.2 | Elect Director David L. Kolb | Management | For | For |
| 1.3 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.4 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 2, 2010 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MYR GROUP INC.
MEETING DATE: MAY 21, 2010 |
TICKER: MYRG SECURITY ID: 55405W104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry F. Altenbaumer | Management | For | For |
| 1.2 | Elect Director William A. Koertner | Management | For | For |
| 1.3 | Elect Director William D. Patterson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: NCR SECURITY ID: 62886E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Quincy Allen | Management | For | For |
| 1.2 | Elect Director Edward Boykin | Management | For | For |
| 1.3 | Elect Director Linda Fayne Levinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: Q6651B114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NII HOLDINGS, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NIHD SECURITY ID: 62913F201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven P. Dussek | Management | For | For |
| 1.2 | Elect Director Donald Guthrie | Management | For | For |
| 1.3 | Elect Director Steven M. Shindler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NOVELL, INC.
MEETING DATE: APR 19, 2010 |
TICKER: NOVL SECURITY ID: 670006105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Albert Aiello | Management | For | For |
| 2 | Elect Director Fred Corrado | Management | For | For |
| 3 | Elect Director Richard L. Crandall | Management | For | For |
| 4 | Elect Director Gary G. Greenfield | Management | For | For |
| 5 | Elect Director Judith H. Hamilton | Management | For | For |
| 6 | Elect Director Ronald W. Hovsepian | Management | For | For |
| 7 | Elect Director Patrick S. Jones | Management | For | For |
| 8 | Elect Director Richard L. Nolan | Management | For | For |
| 9 | Elect Director John W. Poduska, Sr. | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
O'CHARLEY'S INC.
MEETING DATE: MAY 12, 2010 |
TICKER: CHUX SECURITY ID: 670823103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnaud Ajdler | Management | For | For |
| 2 | Elect Director William F. Andrews | Management | For | For |
| 3 | Elect Director Douglas Benham | Management | For | For |
| 4 | Elect Director Philip J. Hickey, Jr. | Management | For | For |
| 5 | Elect Director Gregory Monahan | Management | For | For |
| 6 | Elect Director Dale W. Polley | Management | For | For |
| 7 | Elect Director Richard Reiss, Jr. | Management | For | For |
| 8 | Elect Director H. Steve Tidwell | Management | For | For |
| 9 | Elect Director Robert J. Walker | Management | For | For |
| 10 | Elect Director Jeffrey D. Warne | Management | For | For |
| 11 | Elect Director Shirley A. Zeitlin | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: APR 14, 2010 |
TICKER: OMX SECURITY ID: 67622P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
| 2 | Elect Director Warren F. Bryant | Management | For | For |
| 3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
| 4 | Elect Director Sam K. Duncan | Management | For | For |
| 5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
| 6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 7 | Elect Director William J. Montgoris | Management | For | Withhold |
| 8 | Elect Director David M. Szymanski | Management | For | Withhold |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OMNICOM GROUP INC.
MEETING DATE: MAY 25, 2010 |
TICKER: OMC SECURITY ID: 681919106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Bruce Crawford | Management | For | For |
| 1.3 | Elect Director Alan R. Batkin | Management | For | For |
| 1.4 | Elect Director Robert Charles Clark | Management | For | For |
| 1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.6 | Elect Director Errol M. Cook | Management | For | For |
| 1.7 | Elect Director Susan S. Denison | Management | For | For |
| 1.8 | Elect Director Michael A. Henning | Management | For | For |
| 1.9 | Elect Director John R. Murphy | Management | For | For |
| 1.10 | Elect Director John R. Purcell | Management | For | For |
| 1.11 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.12 | Elect Director Gary L. Roubos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ONNN SECURITY ID: 682189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OPTIONSXPRESS HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OXPS SECURITY ID: 684010101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Fisher | Management | For | For |
| 1.2 | Elect Director Michael J. Soenen | Management | For | For |
| 1.3 | Elect Director S. Scott Wald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OREX SECURITY ID: 686164104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Dovey | Management | For | For |
| 1.2 | Elect Director Michael F. Powell | Management | For | Withhold |
| 1.3 | Elect Director Daniel K. Turner III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORTHOFIX INTERNATIONAL
MEETING DATE: MAY 27, 2010 |
TICKER: OFIX SECURITY ID: N6748L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James F. Gero as Director | Management | For | For |
| 1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
| 1.3 | Elect Guy J. Jordan as Director | Management | For | For |
| 1.4 | Elect Thomas J. Kester as Director | Management | For | For |
| 1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
| 1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
| 1.7 | Elect Maria Sainz as Director | Management | For | For |
| 1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
| 1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PDL BIOPHARMA, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: PDLI SECURITY ID: 69329Y104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold E. Selick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PERKINELMER, INC.
MEETING DATE: APR 27, 2010 |
TICKER: PKI SECURITY ID: 714046109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert F. Friel | Management | For | For |
| 2 | Elect Director Nicholas A. Lopardo | Management | For | For |
| 3 | Elect Director Alexis P. Michas | Management | For | For |
| 4 | Elect Director James C. Mullen | Management | For | Against |
| 5 | Elect Director Vicki L. Sato | Management | For | For |
| 6 | Elect Director Gabriel Schmergel | Management | For | Against |
| 7 | Elect Director Kenton J. Sicchitano | Management | For | Against |
| 8 | Elect Director Patrick J. Sullivan | Management | For | For |
| 9 | Elect Director G. Robert Tod | Management | For | Against |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: MAY 26, 2010 |
TICKER: PBG SECURITY ID: 71645P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris J. Bloomer | Management | For | For |
| 1.2 | Elect Director Ian S. Brown | Management | For | For |
| 1.3 | Elect Director Louis L. Frank | Management | For | For |
| 1.4 | Elect Director M. Neil McCrank | Management | For | For |
| 1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
| 1.6 | Elect Director Jerald L. Oaks | Management | For | For |
| 1.7 | Elect Director Harrie Vredenburg | Management | For | For |
| 1.8 | Elect Director John D. Wright | Management | For | For |
| 1.9 | Elect Director Corey C. Ruttan | Management | For | For |
| 1.10 | Elect Director R. Gregg Smith | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Incentive Share Compensation Plan | Management | For | Against |
| 4 | Amend Stock Option Plan | Management | For | Against |
| 5 | Approve Unallocated Options under the Stock Option Plan | Management | For | Against |
| 6 | Approve Stock Option Plan Grants | Management | For | Against |
| 7 | Approve Amendments to the Deferred Common Share Compensation Plan | Management | For | Against |
| 8 | Approve Non-Employee Director Deferred Common Share Compensation Plan | Management | For | Against |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS LTD
MEETING DATE: APR 29, 2010 |
TICKER: PTP SECURITY ID: G7127P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
| 1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.3 | Elect A. John Hass as Director | Management | For | For |
| 1.4 | Elect Antony P. D. Lancaster as Director | Management | For | For |
| 1.5 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.6 | Elect Michael D. Price as Director | Management | For | For |
| 1.7 | Elect Peter T. Pruitt as Director | Management | For | For |
| 1.9 | Elect James P. Slattery as Director | Management | For | For |
| 1.9 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2A. | Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Attribution of Income to U.S. Shareholders | Management | For | For |
| 2B. | Amend Bylaws Re: Director and Officer Liability | Management | For | For |
| 2C. | Amend Bylaws Re: Jurisdictional Limits of Corporate Action | Management | For | For |
| 2D. | Amend Bylaws Re: Director Actions | Management | For | For |
| 2E. | Amend Bylaws Re: Casting of Votes | Management | For | For |
| 2F. | Amend Bylaws Re: Transfer of Shares | Management | For | For |
| 2G. | Amend Bylaws Re: Number of Directors | Management | For | For |
| 2H. | Amend Bylaws Re: Editorial Changes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve the Material Terms of the Performance Goals Under Performance Incentive Plan | Management | For | For |
| 5 | Approve KPMG Bermuda as Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 6, 2010 |
TICKER: DGX SECURITY ID: 74834L100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Baldwin | Management | For | For |
| 1.2 | Elect Director Surya N. Mohapatra | Management | For | For |
| 1.3 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QUESTAR CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: STR SECURITY ID: 748356102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Teresa Beck | Management | For | Withhold |
| 1.2 | Elect Director R.d. Cash | Management | For | Withhold |
| 1.3 | Elect Director James A. Harmon | Management | For | Withhold |
| 1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
| 1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
| 1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
RALCORP HOLDINGS, INC.
MEETING DATE: JAN 26, 2010 |
TICKER: RAH SECURITY ID: 751028101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bill G. Armstrong | Management | For | For |
| 1.2 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.3 | Elect Director William P. Stiritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RANDSTAD HOLDING NV
MEETING DATE: MAR 25, 2010 |
TICKER: RAND SECURITY ID: N7291Y137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 2b | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2d | Approve Dividends | Management | For | Did Not Vote |
| 2e | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 3a | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 3b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 4a | Reelect M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
| 4b | Reelect G. Kampouri Monnas to Supervisory Board | Management | For | Did Not Vote |
| 5a | Grant Board Authority to Issue Shares | Management | For | Did Not Vote |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | Did Not Vote |
| 5c | Approve Performance Related Remuneration in Performance Shares and Performance Options | Management | For | Did Not Vote |
| 6 | Allow Questions | Management | None | Did Not Vote |
| 7 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 19, 2010 |
TICKER: RGA SECURITY ID: 759351604
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Bartlett | Management | For | For |
| 1.2 | Elect Director Alan C. Henderson | Management | For | For |
| 1.3 | Elect Director Rachel Lomax | Management | For | For |
| 1.4 | Elect Director Fred Sievert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REXAM PLC
MEETING DATE: MAY 6, 2010 |
TICKER: REX SECURITY ID: G1274K113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peter Ellwood as Director | Management | For | For |
| 5 | Re-elect Graham Chipchase as Director | Management | For | For |
| 6 | Re-elect David Robbie as Director | Management | For | For |
| 7 | Re-elect Carl Symon as Director | Management | For | For |
| 8 | Re-elect Noreen Doyle as Director | Management | For | For |
| 9 | Re-elect John Langston as Director | Management | For | For |
| 10 | Re-elect Wolfgang Meusburger as Director | Management | For | For |
| 11 | Re-elect Jean-Pierre Rodier as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| |
|---|
RHEINMETALL AG
MEETING DATE: MAY 11, 2010 |
TICKER: RHM SECURITY ID: D65111102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 50 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
RTI INTERNATIONAL METALS, INC.
MEETING DATE: APR 30, 2010 |
TICKER: RTI SECURITY ID: 74973W107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel I. Booker | Management | For | For |
| 1.2 | Elect Director Donald P. Fusilli, Jr. | Management | For | For |
| 1.3 | Elect Director Ronald L. Gallatin | Management | For | For |
| 1.4 | Elect Director Charles C. Gedeon | Management | For | For |
| 1.5 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.6 | Elect Director Dawne S. Hickton | Management | For | For |
| 1.7 | Elect Director Edith E. Holiday | Management | For | For |
| 1.8 | Elect Director Bryan T. Moss | Management | For | For |
| 1.9 | Elect Director James A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RYDER SYSTEM, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: R SECURITY ID: 783549108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David I. Fuente | Management | For | For |
| 2 | Elect Director Eugene A. Renna | Management | For | For |
| 3 | Elect Director Abbie J. Smith | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SAIA, INC.
MEETING DATE: APR 27, 2010 |
TICKER: SAIA SECURITY ID: 78709Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John J. Holland | Management | For | For |
| 2 | Elect Director Richard D. O'Dell | Management | For | For |
| 3 | Elect Director Douglas W. Rockel | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SONIC AUTOMOTIVE, INC.
MEETING DATE: AUG 19, 2009 |
TICKER: SAH SECURITY ID: 83545G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| |
|---|
SONIC AUTOMOTIVE, INC.
MEETING DATE: APR 21, 2010 |
TICKER: SAH SECURITY ID: 83545G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director O. Bruton Smith | Management | For | For |
| 1.2 | Elect Director B. Scott Smith | Management | For | For |
| 1.3 | Elect Director David B. Smith | Management | For | For |
| 1.4 | Elect Director William I. Belk | Management | For | For |
| 1.5 | Elect Director William R. Brooks | Management | For | For |
| 1.6 | Elect Director Victor H. Doolan | Management | For | For |
| 1.7 | Elect Director Robert Heller | Management | For | For |
| 1.8 | Elect Director Robert L. Rewey | Management | For | For |
| 1.9 | Elect Director David C. Vorhoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ST. JOE COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: JOE SECURITY ID: 790148100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ainslie | Management | For | For |
| 1.2 | Elect Director Hugh M. Durden | Management | For | For |
| 1.3 | Elect Director Thomas A. Fanning | Management | For | For |
| 1.4 | Elect Director Wm. Britton Greene | Management | For | For |
| 1.5 | Elect Director Delores M. Kesler | Management | For | For |
| 1.6 | Elect Director John S. Lord | Management | For | For |
| 1.7 | Elect Director Walter L. Revell | Management | For | For |
| 2 | Establish Range For Board Size | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: SFG SECURITY ID: 852891100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Duane C. McDougall | Management | For | For |
| 1.2 | Elect Director George J. Puentes | Management | For | For |
| 1.3 | Elect Director E. Kay Stepp | Management | For | For |
| 1.4 | Elect Director Michael G. Thorne | Management | For | For |
| 1.5 | Elect Director J. Greg Ness | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY, INC.
MEETING DATE: AUG 7, 2009 |
TICKER: SXE SECURITY ID: 854532108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip O. Nolan | Management | For | For |
| 1.2 | Elect Director George H. Wilson | Management | For | For |
| 1.3 | Elect Director William E. Karlson | Management | For | For |
| 1.4 | Elect Director James C. Hughes | Management | For | For |
| 1.5 | Elect Director Richard L. Kelly | Management | For | For |
| 1.6 | Elect Director Charles S. Ream | Management | For | For |
| 1.7 | Elect Director John P. Riceman | Management | For | For |
| 1.8 | Elect Director Jimmy D. Ross | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STEELCASE INC.
MEETING DATE: JUN 24, 2010 |
TICKER: SCS SECURITY ID: 858155203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.2 | Elect Director James P. Hackett | Management | For | For |
| 1.3 | Elect Director David W. Joos | Management | For | For |
| 1.4 | Elect Director P. Craig Welch, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
STEWART ENTERPRISES, INC.
MEETING DATE: APR 8, 2010 |
TICKER: STEI SECURITY ID: 860370105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Crawford | Management | For | For |
| 1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
| 1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
| 1.4 | Elect Director James W. McFarland | Management | For | For |
| 1.5 | Elect Director Ronald H. Patron | Management | For | For |
| 1.6 | Elect Director Michael O. Read | Management | For | For |
| 1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNERON MEDICAL LTD.
MEETING DATE: MAR 2, 2010 |
TICKER: ELOS SECURITY ID: M87245102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Marshall Butler and Yaffa Krindel as Class II Directors | Management | For | For |
| 3 | Increase Authorized Common Stock from 100 Million Shares to 200 Million Shares | Management | For | Against |
| |
|---|
TD AMERITRADE HOLDING CORP.
MEETING DATE: FEB 25, 2010 |
TICKER: AMTD SECURITY ID: 87236Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall A. Cohen | Management | For | For |
| 1.2 | Elect Director William H. Hatanaka | Management | For | For |
| 1.3 | Elect Director J. Peter Ricketts | Management | For | For |
| 1.4 | Elect Director Allan R. Tessler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 28, 2010 |
TICKER: 669 SECURITY ID: Y8563B159
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.045 Per Share | Management | For | For |
| 3a | Reelect Roy Chi Ping Chung as Group Executive Director | Management | For | Against |
| 3b | Reelect Patrick Kin Wah Chan as Group Executive Director | Management | For | Against |
| 3c | Reelect Vincent Ting Kau Cheung Non-Executive Director | Management | For | Against |
| 3d | Reelect Joel Arthur Schleicher as Independent Non-Executive Director | Management | For | For |
| 3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TEN SECURITY ID: 880349105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Frank E. Macher | Management | For | For |
| 4 | Elect Director Hari N. Nair | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director David B. Price, Jr. | Management | For | For |
| 7 | Elect Director Gregg M. Sherrill | Management | For | For |
| 8 | ElectDirector Paul T. Stecko | Management | For | For |
| 9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 10 | Elect Director Jane L. Warner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THOR INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: THO SECURITY ID: 885160101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil D. Chrisman | Management | For | For |
| 1.2 | Elect Director Alan Siegel | Management | For | For |
| 1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TWC SECURITY ID: 88732J207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratification Of Auditors | Management | For | For |
| |
|---|
TIMKEN COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Griffith | Management | For | Withhold |
| 1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| |
|---|
TREEHOUSE FOODS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: THS SECURITY ID: 89469A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.2 | Elect Director George V. Bayly | Management | For | For |
| 1.3 | Elect Director Gary D. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TRISTAR OIL & GAS LTD. (FORMERLY REAL RESOURCES INC)
MEETING DATE: SEP 30, 2009 |
TICKER: TOG SECURITY ID: 89677E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Arrangement - Acquired by PetroBakken Energy Ltd | Management | For | For |
| 2 | Approve PetroBakken Share Based Compensation Plans | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: JUN 14, 2010 |
TICKER: UPL SECURITY ID: 903914109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael D. Watford as Director | Management | For | For |
| 1.2 | Elect W. Charles Helton as Director | Management | For | For |
| 1.3 | Elect Robert E. Rigney as Director | Management | For | For |
| 1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
| 1.5 | Elect Roger A. Brown as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
| |
|---|
ULTRAPETROL BAHAMAS LTD
MEETING DATE: OCT 21, 2009 |
TICKER: ULTR SECURITY ID: P94398107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
| 3 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
| 4 | Reelect James F. Martin as a Director | Management | For | Against |
| 5 | Reelect Teseo Bergoglio as a Director | Management | For | Against |
| 6 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
| 7 | Reelect Michael C. Hagan as a Director | Management | For | For |
| 8 | Reelect George Wood as a Director | Management | For | For |
| 9 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company and Indemnification of Directors, Officers, and Employees of the Company | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED BUSINESS MEDIA LTD
MEETING DATE: MAY 13, 2010 |
TICKER: UBM SECURITY ID: G9226Z104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Robert Gray as Director | Management | For | For |
| 6 | Elect Terry Neill as Director | Management | For | For |
| 7 | Elect Greg Lock as Director | Management | For | For |
| 8 | Re-elect Pradeep Kar as Director | Management | For | For |
| 9 | Re-elect Karen Thomson as Director | Management | For | For |
| 10 | Re-elect John Botts as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: UHS SECURITY ID: 913903100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Hotz | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VAIL RESORTS, INC.
MEETING DATE: DEC 4, 2009 |
TICKER: MTN SECURITY ID: 91879Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.2 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
| 1.4 | Elect Director Robert A. Katz | Management | For | For |
| 1.5 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.6 | Elect Director John T. Redmond | Management | For | For |
| 1.7 | Elect Director John F. Sorte | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
VALASSIS COMMUNICATIONS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VCI SECURITY ID: 918866104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Patrick F. Brennan | Management | For | Against |
| 3 | Elect Director Kenneth V. Darish | Management | For | For |
| 4 | Elect Director Walter H. Ku, Ph.D. | Management | For | Against |
| 5 | Elect Director Robert L. Recchia | Management | For | For |
| 6 | Elect Director Marcella A. Sampson | Management | For | Against |
| 7 | Elect Director Alan F. Schultz | Management | For | For |
| 8 | Elect Director Wallace S. Snyder | Management | For | For |
| 9 | Elect Director Faith Whittlesey | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
VALIDUS HOLDINGS LTD
MEETING DATE: SEP 4, 2009 |
TICKER: VR SECURITY ID: G9319H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VALIDUS HOLDINGS, LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: VR SECURITY ID: G9319H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Edward J. Noonan as Director | Management | For | For |
| 1.2 | Elect Jeffrey W. Greenberg as Director | Management | For | For |
| 1.3 | Elect John J. Hendrickson as Director | Management | For | For |
| 1.4 | Elect Sumit Rajpal as Director | Management | For | For |
| 2.5 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
| 2.6 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
| 2.7 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
| 2.8 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
| 2.9 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
| 2.10 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
| 2.11 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
| 2.12 | Elect Joseph E. (Jeff) Consolino as Subsidiary Director | Management | For | For |
| 2.13 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
| 2.14 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
| 2.15 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
| 2.16 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
| 2.17 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
| 2.18 | Elect Michael Greene as Subsidiary Director | Management | For | For |
| 2.19 | Elect Nicholas J. Hales as Subsidiary Director | Management | For | For |
| 2.20 | Elect Mark S. Johnson as Subsidiary Director | Management | For | For |
| 2.21 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
| 2.22 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
| 2.23 | Elect Gillian S. Langford as Subsidiary Director | Management | For | For |
| 2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
| 2.25 | Elect Paul J. Miller as Subsidiary Director | Management | For | For |
| 2.26 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
| 2.27 | Elect George P. Reeth as Subsidiary Director | Management | For | For |
| 2.28 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
| 2.29 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
| 2.30 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
| 2.31 | Elect Guiseppe Venesiani as Subsidiary Director | Management | For | For |
| 2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
| 2.33 | Elect Conan M. Ward as Subsidiary Director | Management | For | For |
| 2.34 | Elect Lixin Xeng as Subsidiary Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
| |
|---|
VALLOUREC
MEETING DATE: MAY 31, 2010 |
TICKER: VK SECURITY ID: F95922104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
| 6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
| 7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
| 8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
| 9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
| 13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
| |
|---|
VERIGY LIMITED
MEETING DATE: APR 6, 2010 |
TICKER: VRGY SECURITY ID: Y93691106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Eric Meurice as Director | Management | For | For |
| 2 | Reelect Steven W. Berglund as Director | Management | For | For |
| 3 | Reelect Claudine Simson as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Management | For | For |
| 6 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Management | For | For |
| 9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIAD CORP
MEETING DATE: MAY 18, 2010 |
TICKER: VVI SECURITY ID: 92552R406
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Isabella Cunningham | Management | For | For |
| 2 | Elect Director Jess Hay | Management | For | For |
| 3 | Elect Director Albert M. Teplin | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WACKER CHEMIE AG
MEETING DATE: MAY 21, 2010 |
TICKER: WCH SECURITY ID: D9540Z106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESTERN UNION COMPANY, THE
MEETING DATE: MAY 14, 2010 |
TICKER: WU SECURITY ID: 959802109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dinyar S. Devitre | Management | For | For |
| 2 | Elect Director Christina A. Gold | Management | For | For |
| 3 | Elect Director Betsy D. Holden | Management | For | For |
| 4 | Elect Director Wulf Von Schimmelmann | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: WLL SECURITY ID: 966387102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director Thomas P. Briggs | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WILMINGTON TRUST CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: WL SECURITY ID: 971807102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Keith Elliott | Management | For | For |
| 1.2 | Elect Director Gailen Krug | Management | For | For |
| 1.3 | Elect Director Michele M. Rollins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WMS INDUSTRIES INC.
MEETING DATE: DEC 10, 2009 |
TICKER: WMS SECURITY ID: 929297109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. Bahash | Management | For | For |
| 1.3 | Elect Director Brian R. Gamache | Management | For | For |
| 1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.5 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.6 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
| 1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.9 | Elect Director Bobby L. Siller | Management | For | For |
| 1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WORLD COLOR PRESS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: WC SECURITY ID: 981442106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Arrangement | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XINAO GAS HOLDINGS LTD.
MEETING DATE: JUN 30, 2010 |
TICKER: 2688 SECURITY ID: G9826J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Cheung Yip Sang as Director | Management | For | Against |
| 3b | Reelect Zhao Baoju as Director | Management | For | Against |
| 3c | Reelect Jin Yongsheng as Director | Management | For | Against |
| 3d | Reelect Wang Guangtian as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Change Company Name to ENN Energy Holdings Ltd. and Adopt Company's Chinese Name | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph Mauriello as Director | Management | For | For |
| 1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 1.3 | Elect Clayton S. Rose as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
| 1.2 | Adjourn Special Scheme Meeting | Management | For | For |
| 2 | Approve Distributable Reserves Proposal | Management | For | For |
| 3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
| 4 | Change Company Name to XL Group Ltd. | Management | For | For |
| 5 | Adjourn Extraordinary General Meeting | Management | For | For |
| |
|---|
YAMAZEN CORP.
MEETING DATE: JUN 25, 2010 |
TICKER: 8051 SECURITY ID: J96744115
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Toru Yoshii | Management | For | For |
| 1.2 | Elect Director Fumiyoshi Ogata | Management | For | For |
| 1.3 | Elect Director Sadaharu Kasahara | Management | For | For |
| 1.4 | Elect Director Masami Yamamoto | Management | For | For |
| 1.5 | Elect Director Katsuhiko Seiki | Management | For | For |
| 1.6 | Elect Director Mitsuo Terasaka | Management | For | For |
| 1.7 | Elect Director Meguru Nakata | Management | For | For |
| 1.8 | Elect Director Takashi Kakegawa | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Mitsuyuki Tabata | Management | For | For |
| |
|---|
ZALE CORPORATION
MEETING DATE: DEC 7, 2009 |
TICKER: ZLC SECURITY ID: 988858106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yuval Braverman | Management | For | For |
| 1.2 | Elect Director Richard C. Breeden | Management | For | For |
| 1.3 | Elect Director James M. Cotter | Management | For | For |
| 1.4 | Elect Director Neal L. Goldberg | Management | For | For |
| 1.5 | Elect Director John B. Lowe, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas C. Shull | Management | For | For |
| 1.7 | Elect Director Charles M. Sonsteby | Management | For | For |
| 1.8 | Elect Director David M. Szymanski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: ZIOP SECURITY ID: 98973P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director George B. Abercrombie | Management | For | For |
| 1.5 | Elect Director James A. Cannon | Management | For | For |
| 1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE HIGH INCOME FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Covington Trust
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
