UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-3790
PEAR TREE FUNDS
Pear Tree Quality Fund
55 Old Bedford Road
Lincoln, MA 01773
Willard L. Umphrey
Pear Tree Funds
55 Old Bedford Road
Lincoln, MA 01773
(Name and address of agent for service)
Registrant’s telephone number, including area code: 781-259-1144
Date of fiscal year end: MARCH 31
Date of reporting period: JULY 1, 2020 – JUNE 30, 2021
Company Name | Ticker | CUSIP | Meeting Date | Proposal Text | Proponent | Management Recommendation | Vote Instruction | Voted | Vote Against Management |
Unilever NV | UNA | 904784709 | 21-Sep-20 | Amend Articles Re: Unification | Management | For | For | Yes | No |
Unilever NV | UNA | 904784709 | 21-Sep-20 | Approve Unification | Management | For | For | Yes | No |
Unilever NV | UNA | 904784709 | 21-Sep-20 | Approve Discharge of Executive Directors | Management | For | For | Yes | No |
Unilever NV | UNA | 904784709 | 21-Sep-20 | Approve Discharge of Non-Executive Directors | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 12-Oct-20 | Approve the Cross-Border Merger between Unilever PLC and Unilever N.V. | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 12-Oct-20 | Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Jeffrey S. Berg | Management | For | Withhold | Yes | Yes |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Michael J. Boskin | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Safra A. Catz | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Bruce R. Chizen | Management | For | Withhold | Yes | Yes |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director George H. Conrades | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Lawrence J. Ellison | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Rona A. Fairhead | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Jeffrey O. Henley | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Renee J. James | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Charles W. Moorman, IV | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Leon E. Panetta | Management | For | Withhold | Yes | Yes |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director William G. Parrett | Management | For | Withhold | Yes | Yes |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Naomi O. Seligman | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Elect Director Vishal Sikka | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | Against | Yes | Yes |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Approve Omnibus Stock Plan | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Report on Gender Pay Gap | Share Holder | Against | For | Yes | Yes |
Oracle Corporation | ORCL | 68389X105 | 04-Nov-20 | Require Independent Board Chair | Share Holder | Against | For | Yes | Yes |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Reid G. Hoffman | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Hugh F. Johnston | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Teri L. List-Stoll | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Satya Nadella | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Sandra E. Peterson | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Penny S. Pritzker | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Charles W. Scharf | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Arne M. Sorenson | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director John W. Stanton | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director John W. Thompson | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Emma N. Walmsley | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Elect Director Padmasree Warrior | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | Yes | No |
Microsoft Corporation | MSFT | 594918104 | 02-Dec-20 | Report on Employee Representation on the Board of Directors | Share Holder | Against | Against | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director M. Michele Burns | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Wesley G. Bush | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Michael D. Capellas | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Mark Garrett | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Kristina M. Johnson | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Roderick C. McGeary | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Charles H. Robbins | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Arun Sarin - Withdrawn | Management | Yes | No | ||
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Brenton L. Saunders | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Elect Director Lisa T. Su | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Change State of Incorporation from California to Delaware | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Amend Omnibus Stock Plan | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 10-Dec-20 | Require Independent Board Chair | Share Holder | Against | For | Yes | Yes |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Richard H. Anderson | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Craig Arnold | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Scott C. Donnelly | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Andrea J. Goldsmith | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Randall J. Hogan, III | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Michael O. Leavitt | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director James T. Lenehan | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Kevin E. Lofton | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Geoffrey S. Martha | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Elizabeth G. Nabel | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Denise M. O’Leary | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Kendall J. Powell | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Renew the Board’s Authority to Issue Shares Under Irish Law | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For | Yes | No |
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Lloyd A. Carney | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Mary B. Cranston | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Alfred F. Kelly, Jr. | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Ramon Laguarta | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director John F. Lundgren | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Robert W. Matschullat | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Denise M. Morrison | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Suzanne Nora Johnson | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Linda J. Rendle | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director John A. C. Swainson | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Elect Director Maynard G. Webb, Jr. | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Ratify KPMG LLP as Auditors | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Amend Omnibus Stock Plan | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For | Yes | No |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Provide Right to Act by Written Consent | Share Holder | Against | For | Yes | Yes |
Visa Inc. | V | 92826C839 | 26-Jan-21 | Amend Principles of Executive Compensation Program | Share Holder | Against | Against | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Jaime Ardila | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Herbert Hainer | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Nancy McKinstry | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Beth E. Mooney | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Gilles C. Pelisson | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Paula A. Price | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Venkata (Murthy) Renduchintala | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director David Rowland | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Arun Sarin | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Julie Sweet | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Frank K. Tang | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Elect Director Tracey T. Travis | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Renew the Board’s Authority to Issue Shares Under Irish Law | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For | Yes | No |
Accenture plc | ACN | G1151C101 | 03-Feb-21 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director James Bell | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Tim Cook | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Al Gore | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Andrea Jung | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Art Levinson | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Monica Lozano | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Ron Sugar | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Elect Director Sue Wagner | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Proxy Access Amendments | Share Holder | Against | For | Yes | Yes |
Apple Inc. | AAPL | 037833100 | 23-Feb-21 | Improve Principles of Executive Compensation Program | Share Holder | Against | Against | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Richard E. Allison, Jr. | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | Yes | No | ||
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Andrew Campion | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Mary N. Dillon | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Isabel Ge Mahe | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Mellody Hobson | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Kevin R. Johnson | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Jorgen Vig Knudstorp | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Satya Nadella | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Joshua Cooper Ramo | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Clara Shih | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Elect Director Javier G. Teruel | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | Against | Yes | Yes |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | Yes | No |
Starbucks Corporation | SBUX | 855244109 | 17-Mar-21 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Against | Against | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Accept Financial Statements and Statutory Reports | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Approve Remuneration Report | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Approve Discharge of Board and Senior Management | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Ulf Schneider as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Henri de Castries as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Renato Fassbind as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Pablo Isla as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Ann Veneman as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Eva Cheng as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Patrick Aebischer as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Kasper Rorsted as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Kimberly Ross as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Dick Boer as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Dinesh Paliwal as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Reelect Hanne Jimenez de Mora as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Elect Lindiwe Sibanda as Director | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Appoint Kasper Rorsted as Member of the Compensation Committee | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Ratify Ernst & Young AG as Auditors | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Approve Climate Action Plan | Management | For | For | Yes | No |
Nestle SA | NESN | 641069406 | 15-Apr-21 | Transact Other Business (Voting) | Management | Against | Against | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director Amy Banse | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director Melanie Boulden | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director Frank Calderoni | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director James Daley | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director Laura Desmond | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director Shantanu Narayen | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director Kathleen Oberg | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director Dheeraj Pandey | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director David Ricks | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director Daniel Rosensweig | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Elect Director John Warnock | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Amend Omnibus Stock Plan | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Ratify KPMG LLP as Auditors | Management | For | For | Yes | No |
Adobe Inc. | ADBE | 00724F101 | 20-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Herbert A. Allen | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Marc Bolland | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Ana Botin | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Christopher C. Davis | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Barry Diller | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Helene D. Gayle | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Alexis M. Herman | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Robert A. Kotick | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Maria Elena Lagomasino | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director James Quincey | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director Caroline J. Tsay | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Elect Director David B. Weinberg | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Ratify Ernst & Young LLP as Auditor | Management | For | For | Yes | No |
The Coca-Cola Company | KO | 191216100 | 20-Apr-21 | Report on Sugar and Public Health | Share Holder | Against | For | Yes | Yes |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Warner L. Baxter | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Dorothy J. Bridges | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Elizabeth L. Buse | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Andrew Cecere | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Kimberly N. Ellison-Taylor | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Kimberly J. Harris | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Roland A. Hernandez | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Olivia F. Kirtley | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Karen S. Lynch | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Richard P. McKenney | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Yusuf I. Mehdi | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director John P. Wiehoff | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Elect Director Scott W. Wine | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
U.S. Bancorp | USB | 902973304 | 20-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Mary C. Beckerle | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director D. Scott Davis | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Ian E. L. Davis | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Jennifer A. Doudna | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Alex Gorsky | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Marillyn A. Hewson | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Hubert Joly | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Mark B. McClellan | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Anne M. Mulcahy | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Charles Prince | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director A. Eugene Washington | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Mark A. Weinberger | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Nadja Y. West | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Elect Director Ronald A. Williams | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | Against | Yes | Yes |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Share Holder | Against | For | Yes | Yes |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Require Independent Board Chair | Share Holder | Against | For | Yes | Yes |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Report on Civil Rights Audit | Share Holder | Against | For | Yes | Yes |
Johnson & Johnson | JNJ | 478160104 | 22-Apr-21 | Adopt Policy on Bonus Banking | Share Holder | Against | Against | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Mark A. Blinn | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Todd M. Bluedorn | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Janet F. Clark | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Carrie S. Cox | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Martin S. Craighead | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Jean M. Hobby | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Michael D. Hsu | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Ronald Kirk | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Pamela H. Patsley | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Robert E. Sanchez | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Elect Director Richard K. Templeton | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
Texas Instruments Incorporated | TXN | 882508104 | 22-Apr-21 | Provide Right to Act by Written Consent | Share Holder | Against | For | Yes | Yes |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Robert J. Alpern | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Roxanne S. Austin | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Sally E. Blount | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Robert B. Ford | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Michelle A. Kumbier | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Darren W. McDew | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Nancy McKinstry | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director William A. Osborn | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Michael F. Roman | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Daniel J. Starks | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director John G. Stratton | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Glenn F. Tilton | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Elect Director Miles D. White | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Adopt Majority Voting Standard for Certain Extraordinary Transactions | Management | For | For | Yes | No |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Report on Lobbying Payments and Policy | Share Holder | Against | For | Yes | Yes |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Report on Racial Justice | Share Holder | Against | For | Yes | Yes |
Abbott Laboratories | ABT | 002824100 | 23-Apr-21 | Require Independent Board Chair | Share Holder | Against | For | Yes | Yes |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Tracy A. Atkinson | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Gregory J. Hayes | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Thomas A. Kennedy | Management | For | Against | Yes | Yes |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Marshall O. Larsen | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director George R. Oliver | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Robert K. (Kelly) Ortberg | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Margaret L. O’Sullivan | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Dinesh C. Paliwal | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Ellen M. Pawlikowski | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Denise L. Ramos | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Fredric G. Reynolds | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Brian C. Rogers | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director James A. Winnefeld, Jr. | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Elect Director Robert O. Work | Management | For | Against | Yes | Yes |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Approve Executive Incentive Bonus Plan | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Amend Omnibus Stock Plan | Management | For | For | Yes | No |
Raytheon Technologies Corporation | RTX | 75513E101 | 26-Apr-21 | Amend Proxy Access Right | Share Holder | Against | For | Yes | Yes |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director Jeffrey H. Black | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director Kathy Hopinkah Hannan | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director Shailesh G. Jejurikar | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director Christopher J. Kearney | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director Judith F. Marks | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director Harold W. McGraw, III | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director Margaret M. V. Preston | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director Shelley Stewart, Jr. | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Elect Director John H. Walker | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | Yes | No |
Otis Worldwide Corporation | OTIS | 68902V107 | 27-Apr-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Steven D. Black | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Mark A. Chancy | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Celeste A. Clark | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Theodore F. Craver, Jr. | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Wayne M. Hewett | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Maria R. Morris | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Charles H. Noski | Management | For | Against | Yes | Yes |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Richard B. Payne, Jr. | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Juan A. Pujadas | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Ronald L. Sargent | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Charles W. Scharf | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Elect Director Suzanne M. Vautrinot | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | Against | Yes | Yes |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Ratify KPMG LLP as Auditors | Management | For | For | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Amend Proxy Access Right | Share Holder | Against | For | Yes | Yes |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation | Share Holder | Against | Against | Yes | No |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Report on Incentive-Based Compensation and Risks of Material Losses | Share Holder | Against | For | Yes | Yes |
Wells Fargo & Company | WFC | 949746101 | 27-Apr-21 | Report on Racial Equity Audit | Share Holder | Against | For | Yes | Yes |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Open Meeting | Management | Yes | No | ||
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Discuss the Company’s Business, Financial Situation and Sustainability | Management | Yes | No | ||
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Approve Remuneration Report | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Adopt Financial Statements and Statutory Reports | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Receive Clarification on Company’s Reserves and Dividend Policy | Management | Yes | No | ||
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Approve Dividends of EUR 2.75 Per Share | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Approve Discharge of Management Board | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Approve Discharge of Supervisory Board | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Approve Number of Shares for Management Board | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Receive Information on the Composition of the Management Board | Management | Yes | No | ||
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Elect B. Conix to Supervisory Board | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Receive Information on the Composition of the Supervisory Board | Management | Yes | No | ||
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Authorize Cancellation of Repurchased Shares | Management | For | For | Yes | No |
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Other Business (Non-Voting) | Management | Yes | No | ||
ASML Holding NV | ASML | N07059210 | 29-Apr-21 | Close Meeting | Management | Yes | No | ||
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Elect Director Katherine Baicker | Management | For | For | Yes | No |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Elect Director J. Erik Fyrwald | Management | For | For | Yes | No |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Elect Director Jamere Jackson | Management | For | For | Yes | No |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Elect Director Gabrielle Sulzberger | Management | For | For | Yes | No |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Elect Director Jackson P. Tai | Management | For | Against | Yes | Yes |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Declassify the Board of Directors | Management | For | For | Yes | No |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Eliminate Supermajority Vote Requirement | Management | For | For | Yes | No |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Report on Lobbying Payments and Policy | Share Holder | Against | For | Yes | Yes |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Require Independent Board Chair | Share Holder | Against | For | Yes | Yes |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Adopt Policy on Bonus Banking | Share Holder | Against | For | Yes | Yes |
Eli Lilly and Company | LLY | 532457108 | 03-May-21 | Clawback Disclosure of Recoupment Activity from Senior Officers | Share Holder | Against | For | Yes | Yes |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Thomas J. Baltimore | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Charlene Barshefsky | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director John J. Brennan | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Peter Chernin | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Ralph de la Vega | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Michael O. Leavitt | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Theodore J. Leonsis | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Karen L. Parkhill | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Charles E. Phillips | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Lynn A. Pike | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Stephen J. Squeri | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Daniel L. Vasella | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Lisa W. Wardell | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Ronald A. Williams | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Elect Director Christopher D. Young | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
American Express Company | AXP | 025816109 | 04-May-21 | Provide Right to Act by Written Consent | Share Holder | Against | For | Yes | Yes |
American Express Company | AXP | 025816109 | 04-May-21 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Share Holder | Against | For | Yes | Yes |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Brant Bonin Bough | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Andre Calantzopoulos | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Michel Combes | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Juan Jose Daboub | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Werner Geissler | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Lisa A. Hook | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Jun Makihara | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Kalpana Morparia | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Lucio A. Noto | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Jacek Olczak | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Frederik Paulsen | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Robert B. Polet | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Elect Director Shlomo Yanai | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Philip Morris International Inc. | PM | 718172109 | 05-May-21 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Accept Financial Statements and Statutory Reports | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Approve Remuneration Report | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Approve Remuneration Policy | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Approve Climate Transition Action Plan | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Nils Andersen as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Laura Cha as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Dr Judith Hartmann as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Alan Jope as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Andrea Jung as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Susan Kilsby as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Strive Masiyiwa as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Youngme Moon as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Graeme Pitkethly as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect John Rishton as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Re-elect Feike Sijbesma as Director | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Reappoint KPMG LLP as Auditors | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Authorise UK Political Donations and Expenditure | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Approve SHARES Plan | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Authorise Issue of Equity | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Authorise Market Purchase of Ordinary Shares | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Adopt New Articles of Association | Management | For | For | Yes | No |
Unilever Plc | ULVR | 904767704 | 05-May-21 | Approve Reduction of the Share Premium Account | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Thomas “Tony” K. Brown | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Pamela J. Craig | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director David B. Dillon | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Michael L. Eskew | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director James R. Fitterling | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Herbert L. Henkel | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Amy E. Hood | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Muhtar Kent | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Dambisa F. Moyo | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Gregory R. Page | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Michael F. Roman | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Elect Director Patricia A. Woertz | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Amend Omnibus Stock Plan | Management | For | For | Yes | No |
3M Company | MMM | 88579Y101 | 11-May-21 | Consider Pay Disparity Between Executives and Other Employees | Share Holder | Against | For | Yes | Yes |
3M Company | MMM | 88579Y101 | 11-May-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | Yes | No | ||
SAP SE | SAP | 803054204 | 12-May-21 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Elect Qi Lu to the Supervisory Board | Management | For | For | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Elect Rouven Westphal to the Supervisory Board | Management | For | For | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Amend Corporate Purpose | Management | For | For | Yes | No |
SAP SE | SAP | 803054204 | 12-May-21 | Amend Articles Re: Proof of Entitlement | Management | For | For | Yes | No |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Walter W. Bettinger, II | Management | For | For | Yes | No |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Joan T. Dea | Management | For | For | Yes | No |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Christopher V. Dodds | Management | For | For | Yes | No |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Mark A. Goldfarb | Management | For | Against | Yes | Yes |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Bharat B. Masrani | Management | For | For | Yes | No |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Elect Director Charles A. Ruffel | Management | For | For | Yes | No |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | Yes | No |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Report on Lobbying Payments and Policy | Share Holder | Against | For | Yes | Yes |
The Charles Schwab Corporation | SCHW | 808513105 | 13-May-21 | Declassify the Board of Directors | Share Holder | Against | For | Yes | Yes |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Vicky B. Gregg | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Wright L. Lassiter, III | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Timothy L. Main | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Denise M. Morrison | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Gary M. Pfeiffer | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Timothy M. Ring | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Stephen H. Rusckowski | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Helen I. Torley | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Elect Director Gail R. Wilensky | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
Quest Diagnostics Incorporated | DGX | 74834L100 | 21-May-21 | Provide Right to Act by Written Consent | Share Holder | Against | For | Yes | Yes |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Leslie A. Brun | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Mary Ellen Coe | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Pamela J. Craig | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Kenneth C. Frazier | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Thomas H. Glocer | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Stephen L. Mayo | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Paul B. Rothman | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Patricia F. Russo | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Christine E. Seidman | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Inge G. Thulin | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Kathy J. Warden | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Elect Director Peter C. Wendell | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Provide Right to Act by Written Consent | Share Holder | Against | For | Yes | Yes |
Merck & Co., Inc. | MRK | 58933Y105 | 25-May-21 | Report on Access to COVID-19 Products | Share Holder | Against | For | Yes | Yes |
Anthem, Inc. | ANTM | 036752103 | 26-May-21 | Elect Director Lewis Hay, III | Management | For | For | Yes | No |
Anthem, Inc. | ANTM | 036752103 | 26-May-21 | Elect Director Antonio F. Neri | Management | For | For | Yes | No |
Anthem, Inc. | ANTM | 036752103 | 26-May-21 | Elect Director Ramiro G. Peru | Management | For | For | Yes | No |
Anthem, Inc. | ANTM | 036752103 | 26-May-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Anthem, Inc. | ANTM | 036752103 | 26-May-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Peggy Alford | Management | For | For | Yes | No |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Marc L. Andreessen | Management | For | Withhold | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Andrew W. Houston | Management | For | Withhold | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Nancy Killefer | Management | For | For | Yes | No |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Robert M. Kimmitt | Management | For | For | Yes | No |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Sheryl K. Sandberg | Management | For | For | Yes | No |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Peter A. Thiel | Management | For | Withhold | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Tracey T. Travis | Management | For | For | Yes | No |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Elect Director Mark Zuckerberg | Management | For | Withhold | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Amend Non-Employee Director Compensation Policy | Management | For | Against | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Against | For | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Require Independent Board Chair | Share Holder | Against | For | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Report on Online Child Sexual Exploitation | Share Holder | Against | For | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Against | Against | Yes | No |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Report on Platform Misuse | Share Holder | Against | For | Yes | Yes |
Facebook, Inc. | FB | 30303M102 | 26-May-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Larry Page | Management | For | For | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Sergey Brin | Management | For | For | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Sundar Pichai | Management | For | For | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director John L. Hennessy | Management | For | For | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Frances H. Arnold | Management | For | For | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director L. John Doerr | Management | For | Against | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Roger W. Ferguson, Jr. | Management | For | For | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Ann Mather | Management | For | Against | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Alan R. Mulally | Management | For | For | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director K. Ram Shriram | Management | For | Against | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Elect Director Robin L. Washington | Management | For | Against | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Approve Omnibus Stock Plan | Management | For | Against | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Against | For | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Against | For | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Share Holder | Against | For | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Takedown Requests | Share Holder | Against | For | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Whistleblower Policies and Practices | Share Holder | Against | For | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Charitable Contributions | Share Holder | Against | Against | Yes | No |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Report on Risks Related to Anticompetitive Practices | Share Holder | Against | For | Yes | Yes |
Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director Richard T. Burke | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director Timothy P. Flynn | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director Stephen J. Hemsley | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director Michele J. Hooper | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director F. William McNabb, III | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director Valerie C. Montgomery Rice | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director John H. Noseworthy | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director Gail R. Wilensky | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Elect Director Andrew Witty | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | Against | Yes | Yes |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | Yes | No |
UnitedHealth Group Incorporated | UNH | 91324P102 | 07-Jun-21 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Against | For | Yes | Yes |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Approve Business Operations Report and Financial Statements | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Approve Issuance of Restricted Stocks | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For | Yes | No |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 08-Jun-21 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Zein Abdalla | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Jose B. Alvarez | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Alan M. Bennett | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Rosemary T. Berkery | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director David T. Ching | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director C. Kim Goodwin | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Ernie Herrman | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Michael F. Hines | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Amy B. Lane | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Carol Meyrowitz | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director Jackwyn L. Nemerov | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Elect Director John F. O’Brien | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Report on Animal Welfare | Share Holder | Against | Against | Yes | No |
The TJX Companies, Inc. | TJX | 872540109 | 08-Jun-21 | Report on Pay Disparity | Share Holder | Against | For | Yes | Yes |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Marc Benioff | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Craig Conway | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Parker Harris | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Alan Hassenfeld | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Neelie Kroes | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Colin Powell | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Sanford Robertson | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director John V. Roos | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Robin Washington | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Maynard Webb | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Elect Director Susan Wojcicki | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Amend Omnibus Stock Plan | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
salesforce.com, inc. | CRM | 79466L302 | 10-Jun-21 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | Yes | No |
Lyft, Inc. | LYFT | 55087P104 | 17-Jun-21 | Elect Director John Zimmer | Management | For | Withhold | Yes | Yes |
Lyft, Inc. | LYFT | 55087P104 | 17-Jun-21 | Elect Director Valerie Jarrett | Management | For | Withhold | Yes | Yes |
Lyft, Inc. | LYFT | 55087P104 | 17-Jun-21 | Elect Director David Lawee | Management | For | Withhold | Yes | Yes |
Lyft, Inc. | LYFT | 55087P104 | 17-Jun-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | Yes | No |
Lyft, Inc. | LYFT | 55087P104 | 17-Jun-21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | For | For | Yes | No |
Lyft, Inc. | LYFT | 55087P104 | 17-Jun-21 | Report on Lobbying Payments and Policy | Share Holder | Against | For | Yes | Yes |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pear Tree Funds | ||
(Registrant) | ||
By: | /s/ Willard L. Umphrey | |
Willard L. Umphrey, President | ||
Date: | August 20, 2021 |