As filed with the Securities and Exchange Commission on August 31, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-03802
NEUBERGER BERMAN INCOME FUNDS
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Joseph V. Amato
Chief Executive Officer and President
Neuberger Berman Income Funds
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
Lori L. Schneider, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: October 31
Date of reporting period: July 1, 2022 to June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
NPX Proxy Voting Record | | | | | | | | | | | |
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Registrant : Neuberger Berman Income Funds | | | | | | | | | | |
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Fund Name : Neuberger Berman Emerging Markets Debt Fund | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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Kondor Finance Plc | | | | | | | | | | | |
| Ticker | Security ID: | | | | | Meeting Date | Meeting Status | |
| NA | CINS G5308HAA1 | | | | | 07/26/2022 | | Voted | | |
| Meeting Type | | | | | | | | | | |
| Bond | | | | | | | | | | |
| Issue No. | Description | | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Noteholder Proposal | | | | Mgmt | N/A | Against | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | N/A | N/A | |
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Kondor Finance Plc | | | | | | | | | | | |
| Ticker | Security ID: | | | | | Meeting Date | Meeting Status | |
| NA | CINS G5308HAA1 | | | | | 08/31/2022 | | Take No Action | |
| Meeting Type | | | | | | | | | | |
| Bond | | | | | | | | | | |
| Issue No. | Description | | | | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | In Respect Of The 2024 Notes, To Defer The Payment Of Principal Until 19 July 2026 And To Defer The Payment Of Interest Until 19 July 2024 | | Mgmt | N/A | TNA | N/A | |
| 2 | Non-Voting Meeting Note | | | | N/A | N/A | TNA | N/A | |
| 3 | Non-Voting Meeting Note | | | | N/A | N/A | TNA | N/A | |
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Fund Name: Neuberger Berman Strategic Income Fund | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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NB Global Monthly Income Fund Limited | | | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | | Meeting Status | | | |
| NBMI | CINS G6429M104 | | 01/27/2023 | | | Voted | | | | |
| Meeting Type | | | | | | | | | | |
| Special | | | | | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | | Vote Cast | For/Agnst Mgmt | | |
| 1 | Amendment to Investment Objective and Policy | Mgmt | For | | For | For | | | |
| 2 | Amendments to Articles | Mgmt | For | | For | For | | | |
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NB Global Monthly Income Fund Limited | | | | | | | | | | |
| Ticker | Security ID: | | Meeting Date | | Meeting Status | | | |
| NBMI | CINS G6429M138 | | 06/06/2023 | | | Voted | | | | |
| Meeting Type | | | | | | | | | | |
| Annual | | | | | | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | | Vote Cast | For/Agnst Mgmt | | |
| 1 | Accounts and Reports | Mgmt | For | | For | For | | | |
| 2 | Remuneration Report | Mgmt | For | | For | For | | | |
| 3 | Remuneration Policy | Mgmt | For | | For | For | | | |
| 4 | Elect Rupert Dorey | | Mgmt | For | | For | For | | | |
| 5 | Elect Laure Duhot | | Mgmt | For | | For | For | | | |
| 6 | Elect David Staples | | Mgmt | For | | For | For | | | |
| 7 | Appointment of Auditor | Mgmt | For | | For | For | | | |
| 8 | Authority to Set Auditor's Fees | Mgmt | For | | For | For | | | |
| 9 | Dividend Policy | | Mgmt | For | | For | For | | | |
| 10 | Authority to Repurchase Shares | Mgmt | For | | For | For | | | |
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Fund Name : Neuberger Berman Core Bond Fund | | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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The Neuberger Berman Core Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report. | | | |
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Fund Name : Neuberger Berman Floating Rate Income Fund | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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The Neuberger Berman Floating Rate Income Fund did not vote proxies relating to portfolio securities during the period covered by this report. | | |
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Fund Name : Neuberger Berman High Income Bond Fund | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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The Neuberger Berman High Income Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report. | | |
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Fund Name : Neuberger Berman Municipal High Income Fund | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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The Neuberger Berman Municipal High Income Fund did not vote proxies relating to portfolio securities during the period covered by this report. | | |
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Fund Name : Neuberger Berman Municipal Impact Fund | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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The Neuberger Berman Municipal Impact Fund did not vote proxies relating to portfolio securities during the period covered by this report. | | |
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Fund Name : Neuberger Berman Municipal Intermediate Bond Fund | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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The Neuberger Berman Municipal Intermediate Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report. | |
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Fund Name : Neuberger Berman Short Duration Bond Fund | | | | | | | | | |
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7/1/2022 - 6/30/2023 | | | | | | | | | | | |
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The Neuberger Berman Short Duration Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report. | | |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Income Funds
By:
| /s/ Joseph V. Amato
| |
| Joseph V. Amato | |
| Chief Executive Officer and President |
| |
Date: August 1, 2023