The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CANTEL MED CORP | NOTE 3.250% 5/1 | 138098AB4 | 25,788 | 12,150,000 | PRN | SOLE | 12,150,000 | 0 | 0 | ||
DANA INC | COM | 235825205 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
DOCUSIGN INC | NOTE 0.500% 9/1 | 256163AB2 | 1,394 | 373,000 | PRN | SOLE | 373,000 | 0 | 0 | ||
FG NEW AMER ACQUISITION CORP | UNIT 08/31/2027 | 30259V205 | 675 | 59,437 | SH | SOLE | 59,437 | 0 | 0 | ||
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 14,549 | 4,922,000 | PRN | SOLE | 4,922,000 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 37,335 | 16,956,000 | PRN | SOLE | 16,956,000 | 0 | 0 | ||
PROOFPOINT INC | NOTE 0.250% 8/1 | 743424AF0 | 1,631 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
RH | NOTE 9/1 | 74967XAD5 | 11,082 | 3,506,000 | PRN | SOLE | 3,506,000 | 0 | 0 | ||
SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 323 | 86,000 | PRN | SOLE | 86,000 | 0 | 0 | ||
SHATTUCK LABS INC | COM | 82024L103 | 2,288 | 78,935 | SH | SOLE | 78,935 | 0 | 0 | ||
SYNAPTICS INC | NOTE 0.500% 6/1 | 87157DAD1 | 4,187 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 2,498 | 591,000 | PRN | SOLE | 591,000 | 0 | 0 | ||
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 1,927 | 176,000 | PRN | SOLE | 176,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 2,554 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
US WELL SERVICES INC | CL A | 91274U101 | 514 | 509,337 | SH | SOLE | 509,337 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 915 | 588,000 | PRN | SOLE | 588,000 | 0 | 0 |