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![(VANKAMPEN LOGO)](https://capedge.com/proxy/DEFA14A/0000950123-10-042725/h72684h7268401.gif) | | Morgan Stanley Investment Management |
Important Update Regarding Performance History, Dividend Payment Dates for Certain Van Kampen, Morgan Stanley Funds
In October 2009, Van Kampen and Morgan Stanley retail asset management announced they had agreed to join forces with Invesco, one of the world’s premier investment-management firms.
This edition of In Focus is part of a series of communications we will issue in an effort to keep financial advisors and their clients informed of our progress in combining the Van Kampen, Morgan Stanley retail asset management, and Invesco product lines.
Specifically, this update includes important information regarding:
| I. | | Retention of performance history for certain Van Kampen and Morgan Stanley Funds. |
|
| II. | | Revised monthly dividend payment date for certain open-end funds. |
|
| III. | | Revised annual “spillover” distribution payment date for certain open-end funds. |
Please refer to the corresponding sections for more information.
Section I: Important Update Regarding Performance History of Van Kampen, Morgan Stanley Funds
As we previously communicated, for each of the Van Kampen and Morgan Stanley funds listed below, Invesco has created a corresponding shell fund. Should (i) shareholders of the target funds listed below approve the reorganization into the corresponding Invesco shell fund, and (ii) the sale of substantially all of the Morgan Stanley retail asset management business (including Van Kampen) to Invesco close (the “Transaction”), the merger of assets is expected to occur on or about June 1, 2010.
Please note:While we had previously indicated that the performance history for certain funds may not carry over, Invesco has recently decided to retain the performance track record for all Van Kampen and Morgan Stanley funds transitioning to Invesco—including those funds where the portfolio manager(s) will not move to Invesco.
Table of Contents
| | | | |
|
Section I: | | | | |
Important Update Regarding Performance History of Certain Funds | | | 1 | |
| | | | |
Section II: | | | | |
VK, MS Adjust May 2010 Monthly Dividend Payment Date for Certain Funds | | | 4 | |
| | | | |
Section III: | | | | |
Annual “Spillover” Distribution Payment Date Adjusted for Certain Funds. | | | 7 | |
FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC.
NOT FDIC INSURED OFFER NO BANK GUARANTEE MAY LOSE VALUE NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY NOT A DEPOSIT
For your reference, the list below highlights those funds where the portfolio manager(s) will not move to Invesco but whose performance track records will carry over to Invesco.
Van Kampen Funds
| | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | Team Post-Merger |
Van Kampen Fund | | Symbols/Cusips | | Invesco Fund | | Symbols/Cusips | | (Includes New |
(Target Fund) | | (Target Fund Only) | | (Acquiring Fund) | | (Acquiring Fund) | | Investment Teams) |
|
American Franchise Fund | | Invesco Van Kampen American Franchise Fund | | |
|
Class A | | VAFAX | | | 92114U855 | | | Class A | | VAFAX | | | 00142J578 | | | Lloyd, Amerman |
Class B | | VAFBX | | | 92114U848 | | | Class B | | VAFBX | | | 00142J560 | | | |
Class C | | VAFCX | | | 92114U830 | | | Class C | | VAFCX | | | 00142J552 | | | |
Class I | | VAFIX | | | 92114U822 | | | Class Y | | VAFIX | | | 00142J545 | | | |
|
Asset Allocation Conservative Fund | | Invesco Van Kampen Asset Allocation Conservative Fund | | |
|
Class A | | VACAX | | | 92113A645 | | | Class A | | VACAX | | | 00888W809 | | | Wolle, Hixon, |
Class B | | VACBX | | | 92113A637 | | | Class B | | VACBX | | | 00888W882 | | | Ahnrud, Devine, |
Class C | | VACCX | | | 92113A629 | | | Class C | | VACCX | | | 00888W874 | | | Ulrich |
Class I | | VACIX | | | 92113A611 | | | Class Y | | VACIX | | | 00888W866 | | | |
|
Asset Allocation Growth Fund | | Invesco Van Kampen Asset Allocation Growth Fund | | |
|
Class A | | VKAAX | | | 92113A553 | | | Class A | | VKAAX | | | 00888W858 | | | Wolle, Hixon, |
Class B | | VKABX | | | 92113A546 | | | Class B | | VKABX | | | 00888W841 | | | Ahnrud, Devine, |
Class C | | VKACX | | | 92113A538 | | | Class C | | VKACX | | | 00888W833 | | | Ulrich |
Class I | | VKAIX | | | 92113A520 | | | Class Y | | VKAIX | | | 00888W825 | | | |
|
Asset Allocation Moderate Fund | | Invesco Van Kampen Asset Allocation Moderate Fund | | |
|
Class A | | VAMAX | | | 92113A595 | | | Class A | | VAMAX | | | 00888W817 | | | Wolle, Hixon, |
Class B | | VAMBX | | | 92113A587 | | | Class B | | VAMBX | | | 00888W791 | | | Ahnrud, Devine, |
Class C | | VAMCX | | | 92113A579 | | | Class C | | VAMCX | | | 00888W783 | | | Ulrich |
Class I | | VAMIX | | | 92113A561 | | | Class Y | | VAMIX | | | 00888W775 | | | |
|
Capital Growth Fund | | Invesco Van Kampen Capital Growth Fund | | |
|
Class A | | ACPAX | | | 92113N100 | | | Class A | | ACPAX | | | 00143M778 | | | Lloyd, Amerman |
Class B | | ACPBX | | | 92113N209 | | | Class B | | ACPBX | | | 00143M760 | | | |
Class C | | ACPCX | | | 92113N308 | | | Class C | | ACPCX | | | 00143M752 | | | |
Class I | | ACPDX | | | 92113N407 | | | Class Y | | ACPDX | | | 00143M737 | | | |
Class R | | ACPRX | | | 92113N506 | | | Class R | | ACPRX | | | 00143M745 | | | |
| | | | | | | | Institutional | | ACPJX | | | 00143M729 | | | |
|
Core Plus Fixed Income Fund | | Invesco Van Kampen Core Plus Fixed Income Fund | | |
|
Class A | | VCPAX | | | 921160107 | | | Class A | | VCPAX | | | 001421809 | | | Brien, Burge, |
Class B | | VCPBX | | | 921160206 | | | Class B | | VCPBX | | | 001421882 | | | Calich, Ehret |
Class C | | VCPCX | | | 921160305 | | | Class C | | VCPCX | | | 001421874 | | | |
Class I | | VCPIX | | | 921160404 | | | Class Y | | VCPIX | | | 001421866 | | | |
|
Corporate Bond Fund | | Invesco Van Kampen Corporate Bond Fund | | |
|
Class A | | ACCBX | | | 92112U105 | | | Class A | | ACCBX | | | 001421858 | | | Brien, Burge |
Class B | | ACCDX | | | 92112U204 | | | Class B | | ACCDX | | | 001421841 | | | |
Class C | | ACCEX | | | 92112U303 | | | Class C | | ACCEX | | | 001421833 | | | |
Class I | | ACCHX | | | 92112U402 | | | Class Y | | ACCHX | | | 001421825 | | | |
| | | | | | | | Institutional | | ACCLX | | | 001421817 | | | |
|
Emerging Markets Fund | | Invesco Van Kampen Emerging Markets Fund | | |
|
Class A | | MSRAX | | | 921133872 | | | Class A | | MSRAX | | | 00141V218 | | | Cao, Endresen, |
Class B | | MSRBX | | | 921133864 | | | Class B | | MSRBX | | | 00141V192 | | | Jason |
Class C | | MSRCX | | | 921133856 | | | Class C | | MSRCX | | | 00141V184 | | | |
Class I | | MSRIX | | | 921133294 | | | Class Y | | MSRIX | | | 00141V176 | | | |
| | | | | | | | Institutional | | MSRJX | | | 00141V168 | | | |
|
Enterprise Fund3 | | Invesco Van Kampen Enterprise Fund | | |
|
Class A | | ACENX | | | 92113C104 | | | Class A | | ACENX | | | 00143M646 | | | Lloyd, Amerman |
Class B | | ACEOX | | | 92113C203 | | | Class B | | ACEOX | | | 00143M638 | | | |
Class C | | ACEPX | | | 92113C302 | | | Class C | | ACEPX | | | 00143M620 | | | |
Class I | | ACEUX | | | 92113C500 | | | Class Y | | ACEUX | | | 00143M612 | | | |
|
Global Bond Fund | | Invesco Van Kampen Global Bond Fund | | |
|
Class A | | VGBAX | | | 92117L605 | | | Class A | | VGBAX | | | 00141V150 | | | Matthews, Nash |
Class B | | VGBBX | | | 92117L704 | | | Class B | | VGBBX | | | 00141V143 | | | |
Class C | | VGBCX | | | 92117L803 | | | Class C | | VGBCX | | | 00141V135 | | | |
Class I | | VGBIX | | | 92117L886 | | | Class Y | | VGBIX | | | 00141V119 | | | |
Class R | | VGBRX | | | 92117L878 | | | Class R | | VGBRX | | | 00141V127 | | | |
| | |
| | |
2 | | FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC. |
| | | | | | | | | | | | |
| | | | | | | | | | | | Team Post-Merger |
Van Kampen Fund | | Symbols/Cusips | | Invesco Fund | | Symbols/Cusips | | (Includes New |
(Target Fund) | | (Target Fund Only) | | (Acquiring Fund) | | (Acquiring Fund) | | Investment Teams) |
|
Global Equity Allocation Fund | | Invesco Van Kampen Global Equity Allocation Fund | | |
|
Class A | | MSGAX | | 921133815 | | Class A | | MSGAX | | 00142R109 | | Granade, Baker, |
Class B | | MSGBX | | 921133799 | | Class B | | MSGBX | | 00142R208 | | Davidson, |
Class C | | MSGCX | | 921133781 | | Class C | | MSGCX | | 00142R307 | | McGowan, Singha |
Class I | | MSGDX | | 921133260 | | Class Y | | MSGDX | | 00142R406 | | |
|
Global Franchise Fund | | Invesco Van Kampen Global Franchise Fund | | |
|
Class A | | VGFAX | | 921133344 | | Class A | | VGFAX | | 00142R505 | | Granade, Baker, |
Class B | | VGFBX | | 921133336 | | Class B | | VGFBX | | 00142R604 | | Davidson, |
Class C | | VGFCX | | 921133328 | | Class C | | VGFCX | | 00142R703 | | McGowan, Singha |
Class I | | VGFIX | | 921133252 | | Class Y | | VGFIX | | 00142R802 | | |
|
Global Tactical Asset Allocation Fund | | Invesco Van Kampen Global Tactical Asset Allocation | | Fund |
|
Class A | | VGTAX | | 92117L100 | | Class A | | VGTAX | | 00142R885 | | Wolle, Hixon, |
Class B | | VGTBX | | 92117L209 | | Class B | | VGTBX | | 00142R877 | | Ahnrud, Devine, |
Class C | | VGTCX | | 92117L308 | | Class C | | VGTCX | | 00142R869 | | Ulrich |
Class I | | VGTIX | | 92117L407 | | Class Y | | VGTIX | | 00142R844 | | |
Class R | | VGTRX | | 92117L506 | | Class R | | VGTRX | | 00142R851 | | |
| | | | | | Institutional | | VGTJX | | 00142R836 | | |
|
Government Securities Fund | | Invesco Van Kampen Government Securities Fund | | |
|
Class A | | ACGVX | | 92113F107 | | Class A | | ACGVX | | 001421791 | | Dudley, Schneider |
Class B | | ACGTX | | 92113F206 | | Class B | | ACGTX | | 001421783 | | |
Class C | | ACGSX | | 92113F305 | | Class C | | ACGSX | | 001421775 | | |
Class I | | ACGUX | | 92113F404 | | Class Y | | ACGUX | | 001421767 | | |
| | | | | | Institutional | | ACGWX | | 001421759 | | |
|
International Growth Fund | | Invesco Van Kampen International Growth Fund | | |
|
Class A | | VIFAX | | 92114U814 | | Class A | | VIFAX | | 00142R778 | | Olsson, Sides, Cao, |
Class B | | VIFBX | | 92114U798 | | Class B | | VIFBX | | 00142R760 | | Dennis, Holzer |
Class C | | VIFCX | | 92114U780 | | Class C | | VIFCX | | 00142R752 | | |
Class I | | VIFIX | | 92114U772 | | Class Y | | VIFIX | | 00142R737 | | |
Class R | | VIFRX | | 92114U723 | | Class R | | VIFRX | | 00142R745 | | |
| | | | | | Institutional | | VIFJX | | 00142R729 | | |
|
Leaders Fund | | Invesco Van Kampen Leaders Fund | | |
|
Class A | | VLFAX | | 92113A736 | | Class A | | VLFAX | | 00888W718 | | Wolle, Hixon, |
Class B | | VLFBX | | 92113A728 | | Class B | | VLFBX | | 00888W692 | | Ahnrud, Devine, |
Class C | | VLFCX | | 92113A710 | | Class C | | VLFCX | | 00888W684 | | Ulrich |
Class I | | VLFIX | | 92113A694 | | Class Y | | VLFIX | | 00888W676 | | |
|
Limited Duration Fund | | Invesco Van Kampen Limited Duration Fund | | |
|
Class A | | ACFMX | | 92113G105 | | Class A | | ACFMX | | 001421684 | | Brien, Burge |
Class B | | ACFTX | | 92113G204 | | Class B | | ACFTX | | 001421676 | | |
Class C | | ACFWX | | 92113G303 | | Class C | | ACFWX | | 001421668 | | |
Class I | | ACFYX | | 92113G402 | | Class Y | | ACFYX | | 001421650 | | |
| | | | | | Institutional | | ACFJX | | 001421643 | | |
|
Mid Cap Growth Fund | | Invesco Van Kampen Mid Cap Growth Fund | | |
|
Class A | | VGRAX | | 92113A702 | | Class A | | VGRAX | | 00143M596 | | Rasplicka, Lium |
Class B | | VGRBX | | 92113A801 | | Class B | | VGRBX | | 00143M588 | | |
Class C | | VGRCX | | 92113A884 | | Class C | | VGRCX | | 00143M570 | | |
Class I | | VGRDX | | 92113A769 | | Class Y | | VGRDX | | 00143M554 | | |
Class R | | VGRRX | | 92113A397 | | Class R | | VGRRX | | 00143M562 | | |
| | | | | | Institutional | | VGRJX | | 00143M547 | | |
|
Real Estate Securities Fund | | Invesco Van Kampen Real Estate Securities Fund | | |
|
Class A | | ACREX | | 92113P105 | | Class A | | ACREX | | 00888W668 | | Rodriguez, |
Class B | | ACRBX | | 92113P204 | | Class B | | ACRBX | | 00888W650 | | Blackburn, Curbo, |
Class C | | ACRCX | | 92113P303 | | Class C | | ACRCX | | 00888W643 | | Trowbridge |
Class I | | ACRDX | | 92113P402 | | Class Y | | ACRDX | | 00888W635 | | |
| | | | | | Institutional | | ACRJX | | 00888W627 | | |
|
U.S. Mortgage Fund | | Invesco Van Kampen U.S. Mortgage Fund | | |
|
Class A | | VKMGX | | 921129102 | | Class A | | VKMGX | | 00888W619 | | Dudley, Marshall |
Class B | | VUSBX | | 921129201 | | Class B | | VUSBX | | 00888W593 | | |
Class C | | VUSCX | | 921129300 | | Class C | | VUSCX | | 00888W585 | | |
Class I | | VUSIX | | 921129508 | | Class Y | | VUSIX | | 00888W577 | | |
| | | | | | Institutional | | VUSJX | | 00888W569 | | |
| | |
| | |
FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC. | | 3 |
Morgan Stanley Funds
| | | | | | | | | | | | | | |
| | | | | | | | | | | | Team Post-Merger |
Morgan Stanley Fund | | Symbols/Cusips | | Invesco Fund | | Symbols/Cusips | | (Includes New |
(Target Fund) | | (Target Fund Only) | | (Acquiring Fund) | | (Acquiring Fund) | | Investment Teams) |
|
Alternative Opportunities Fund | | Invesco Alternative Opportunities Fund | | | | |
|
Class A | | MAOAX | | 61755X783 | | Class A | | MAOAX | | 00141V671 | | Wolle, Hixon, |
Class C | | MAOCX | | 61755X775 | | Class C | | MAOCX | | 00141V663 | | Ahnrud, Devine, |
Class I | | MAOIX | | 61755X767 | | Class Y | | MAOIX | | 00141V655 | | Ulrich |
Class R | | MAORX | | 61755X759 | | Class R | | MAORX | | 00141V648 | | | | |
Class W | | MAOWX | | 61755X742 | | Class A | | MAOAX | | 00141V671 | | | | |
| | | | | | Institutional | | MAOJX | | 00141V630 | | | | |
|
MSIF International Growth Equity Portfolio | | Invesco International Growth Equity Fund | | | | |
|
Class P | | MNWBX | | 61744J242 | | Class A | | MNWBX | | 00141V317 | | Olsson, Sides, Cao, |
| | | | | | Class B | | MNBBX | | 00141V291 | | Dennis, Holzer |
| | | | | | Class C | | MNWQX | | 00141V283 | | | | |
Class I | | MNWAX | | 61744J259 | | Class Y | | MNWAX | | 00141V275 | | | | |
Insurance Trusts
| | | | | | | | | | | | |
| | | | | | | | | | | | Team Post-Merger |
Insurance Trusts | | Symbols/Cusips | | Invesco Fund | | Symbols/Cusips | | (Includes New |
(Target Portfolio) | | (Target Portfolio Only) | | (Acquiring Fund) | | (Acquiring Fund) | | Investment Teams) |
|
LIT Capital Growth Portfolio | | Invesco Van Kampen V.I. Capital Growth Fund | | |
|
Class I | | 92113L302 | | | | Series I | | N/A | | 00888X799 | | Lloyd, Amerman |
Class II | | 92113L823 | | | | Series II | | N/A | | 00888X781 | | |
|
LIT Global Tactical Asset Allocation Portfolio | | Invesco Van Kampen V.I. Global Tactical Asset Allocati | | on Fund |
|
Class I | | 92113L690 | | | | Series I | | N/A | | 00888X732 | | Wolle, Hixon, |
Class II | | 92113L682 | | | | Series II | | N/A | | 00888X724 | | Ahnrud, Devine, |
| | | | | | | | | | | | Ulrich |
|
LIT Government Portfolio | | Invesco Van Kampen V.I. Government Fund | | |
|
Class I | | 92113L500 | | | | Series I | | N/A | | 00888X682 | | Dudley, Schneider |
Class II | | 92113L781 | | | | Series II | | N/A | | 00888X674 | | |
|
LIT Mid Cap Growth Portfolio | | Invesco Van Kampen V.I. Mid Cap Growth Fund | | |
|
| | 92113L732 | | | | Series I | | N/A | | 00888X591 | | Rasplicka, Lium |
Class II | | | | | | Series II | | N/A | | 00888X583 | | |
|
UIF International Growth Equity | | Invesco Van Kampen V.I. International Growth Equity Fund | | |
|
| | UIETX | | 91359U679 | | Series I | | N/A | | 00888X625 | | Olsson, Sides, Cao, |
Class II | | | | | | Series II | | N/A | | 00888X617 | | Dennis, Holzer |
Section II: Van Kampen, Morgan Stanley Adjust May 2010 Monthly Dividend Payment Date for Certain Funds
Those Van Kampen and Morgan Stanley funds that pay a monthly dividend typically do so on the last business day of the month. However, for those funds listed below, the May 2010 dividend payment date will occur one business day earlier on Thursday, May 27, 2010.
The funds listed below are among approximately 90 Van Kampen and Morgan Stanley open-end funds for which there are merger proposals pending. Should shareholders approve the proposed mergers, and should the transaction close, we anticipate the merger of assets will occur on or about June 1, 2010.
Therefore, given this anticipated merger date and the Memorial Day holiday, the May 2010 dividend payment date for the funds listed below will occur on May 27, 2010.
Please note:Investors who hold shares in the Van Kampen funds listed below, which accrue dividends daily, may notice a slight fluctuation in their May 2010 dividend. The daily accrual for the remaining days in May (May 28-31) will be reflected in the June 2010 dividend pay out.
| | |
| | |
4 | | FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC. |
Revised Monthly Dividend Payment Date: May 27, 20101
Van Kampen Funds
| | | | |
Van Kampen Fund | | Symbols/Cusips | | |
|
California Insured Tax Free Fund | | | | |
|
Class A | | VKCIX | | 921125100 |
Class B | | VCIBX | | 921125209 |
Class C | | VCICX | | 921125308 |
Class I | | VCIIX | | 921125506 |
|
Core Plus Fixed Income Fund | | | | |
|
Class A | | VCPAX | | 921160107 |
Class B | | VCPBX | | 921160206 |
Class C | | VCPCX | | 921160305 |
Class I | | VCPIX | | 921160404 |
|
Corporate Bond | | | | |
|
Class A | | ACCBX | | 92112U105 |
Class B | | ACCDX | | 92112U204 |
Class C | | ACCEX | | 92112U303 |
Class I | | ACCHX | | 92112U402 |
|
Equity Premium Income | | | | |
|
Class A | | VEPAX | | 92114U764 |
Class B | | VEPBX | | 92114U756 |
Class C | | VEPCX | | 92114U749 |
Class I | | VEPIX | | 92114U731 |
|
Global Bond Fund | | | | |
|
Class A | | VGBAX | | 92117L605 |
Class B | | VGBBX | | 92117L704 |
Class C | | VGBCX | | 92117L803 |
Class I | | VGBIX | | 92117L886 |
Class R | | VGBRX | | 92117L878 |
|
Government Securities | | | | |
|
Class A | | ACGVX | | 92113F107 |
Class B | | ACGTX | | 92113F206 |
Class C | | ACGSX | | 92113F305 |
Class I | | ACGUX | | 92113F404 |
|
High Yield Fund | | | | |
|
Class A | | ACHYX | | 92113K106 |
Class B | | ACHZX | | 92113K205 |
Class C | | ACHWX | | 92113K304 |
Class I | | ACHVX | | 92113K403 |
|
High Yield Municipal Fund | | | | |
|
Class A | | ACTHX | | 92113R101 |
Class B | | ACTGX | | 92113R200 |
Class C | | ACTFX | | 92113R309 |
Class I | | ACTDX | | 92113R705 |
|
In Retirement Strategy Fund | | | | |
|
Class A | | VIRAX | | 92117J105 |
Class B | | VIRCX | | 92117J204 |
Class I | | VIRIX | | 92117J303 |
Class R | | VIRRX | | 92117J402 |
|
Insured Tax Free Income | | | | |
|
Class A | | VKMTX | | 921127106 |
Class B | | VMTBX | | 921127205 |
Class C | | VMTCX | | 921127304 |
Class I | | VMTIX | | 921127502 |
| | |
1 | | Funds listed in bold have pending merger proposals, subject to shareholder approval and transaction close. All other funds remain at Morgan Stanley Investment Management. |
| | |
| | |
FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC. | | 5 |
| | | | |
Van Kampen Fund | | Symbols/Cusips | | |
|
Intermediate Term Muni Income | | | | |
|
Class A | | VKLMX | | 920940301 |
Class B | | VKLBX | | 920940400 |
Class C | | VKLCX | | 920940509 |
Class I | | VKLIX | | 920940681 |
|
Limited Duration Fund | | | | |
|
Class A | | ACFMX | | 92113G105 |
Class B | | ACFTX | | 92113G204 |
Class C | | ACFWX | | 92113G303 |
Class I | | ACFYX | | 92113G402 |
|
Money Market | | | | |
|
Class A | | ACZXX | | 92113Q103 |
Class B | | ACYXX | | 92113Q202 |
Class C | | ACXXX | | 92113Q301 |
|
Municipal Income Fund | | | | |
|
Class A | | VKMMX | | 920917101 |
Class B | | VMIBX | | 920917200 |
Class C | | VMICX | | 920917309 |
Class I | | VMIIX | | 920917507 |
|
New York Tax Free Income | | | | |
|
Class A | | VNYAX | | 920940889 |
Class B | | VBNYX | | 920940871 |
Class C | | VNYCX | | 920940863 |
|
Pennsylvania Tax Free Income | | | | |
|
Class A | | VKMPX | | 920902103 |
Class B | | VKPAX | | 920902202 |
Class C | | VKPCX | | 920902301 |
|
Senior Loan | | | | |
|
Class A | | VSLAX | | 920914306 |
Class B | | VSLBX | | 920914405 |
Class C | | VSLCX | | 920914504 |
Class IB2 | | XPRTX | | 920914108 |
Class IC2 | | XSLCX | | 920914207 |
|
Tax Free Money | | | | |
|
Class A | | VTFXX | | 920906104 |
|
U.S. Mortgage | | | | |
|
Class A | | VKMGX | | 921129102 |
Class B | | VUSBX | | 921129201 |
Class C | | VUSCX | | 921129300 |
Class I | | VUSIX | | 921129508 |
|
Morgan Stanley Funds
| | | | |
Morgan Stanley Fund | | Symbols/Cusips | | |
|
Flexible Income Trust | | | | |
|
Class A | | DINAX | | 616961108 |
Class B | | DINBX | | 616961207 |
Class C | | DINCX | | 616961306 |
Class I | | DINDX | | 616961405 |
|
High Yield Securities | | | | |
|
Class A | | HYLAX | | 616964102 |
Class B | | HYLBX | | 616964201 |
Class C | | HYLCX | | 616964300 |
Class I | | HYLDX | | 616964409 |
| | |
2 | | Class IB and Class IC shares are not continuously offered |
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6 | | FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC. |
Section III: Annual Spillover Distribution Payment Date Adjusted for Certain Funds
Certain funds that have traditionally paid an annual spillover distribution on the last business day of June will pay it on May 27, 2010. For the most part, these funds include funds that are part of the Transaction. However, with respect to the Insurance Trusts, we have decided to pay the early spillover distribution for all portfolios for the administrative ease of our insurance company clients. Those portfolios that are part of the Transaction are shown inbold typefacebelow.
Revised Annual Divided Payment Date: May 27, 20101
Morgan Stanley Fund
| | | | |
Morgan Stanley Fund | | Symbols/Cusips | | |
|
Dividend Growth Securities3 | | | | |
|
Class A | | DIVAX | | 616938106 |
Class B | | DIVBX | | 616938205 |
Class C | | DIVCX | | 616938304 |
Class I | | DIVDX | | 616938403 |
|
MSIF International Growth Equity | | | | |
|
Class I | | MNWAX | | 61744J259 |
Class P | | MNWBX | | 61744J242 |
|
Insurance Trusts
| | | | |
Insurance Trust Portfolios | | Symbols/Cusips | | |
|
Universal Institutional Fund (UIF) — Capital Growth | | | | |
|
Class I | | UEGIX | | 91359U810 |
Class II | | UEGTX | | 91359U869 |
|
UIF Core Plus Fixed Income | | | | |
|
Class I | | UFIPX | | 91359U711 |
Class II | | UCFIX | | 91359U406 |
|
UIF Emerging Markets Debt | | | | |
|
Class I | | UEMDX | | 91359U786 |
Class II | | UEDBX | | 91359U505 |
|
UIF Emerging Markets Equity | | | | |
|
Class I | | UEMEX | | 91359U836 |
Class II | | UEMBX | | 91359U802 |
|
UIF Equity and Income | | | | |
|
Class II | | UEIIX | | 91359U885 |
|
UIF Global Franchise | | | | |
|
Class II | | UGIIX | | 91359U877 |
|
UIF Global Real Estate | | | | |
|
Class II | | UGETX | | 91359U687 |
|
UIF Global Value Equity | | | | |
|
Class I | | UGEPX | | 91359U778 |
|
UIF High Yield | | | | |
|
Class I | | UHYPX | | 91359U729 |
|
UIF International Magnum | | | | |
|
Class I | | UIMPX | | 91359U760 |
|
UIF Intl Growth Equity | | | | |
|
Class II | | UIETX | | 91359U679 |
|
UIF U.S. Mid Cap Value | | | | |
|
Class I | | UMCVX | | 91359U752 |
Class II | | UMCCX | | 91359U307 |
|
UIF U.S. Real Estate | | | | |
|
Class I | | UUSRX | | 91359U794 |
Class II | | USRBX | | 91359U208 |
|
UIF Value | | | | |
|
Class I | | UVAPX | | 91359U737 |
| | |
3 | | The May 2010 dividend paid for Morgan Stanley Dividend Growth Securities will represent capital gains. The fund will pay its regularly scheduled quarterly dividend in June 2010. |
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FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC. | | 7 |
Insurance Trusts
| | |
Insurance Trust Portfolios | | Cusips |
|
Select Dimensions Investment Series (SD) — Balanced Portfolio | | |
|
Class X | | 61747X305 |
Class Y | | 61747X404 |
|
SD — Capital Growth | | |
|
Class X | | 61747X826 |
Class Y | | 61747X818 |
|
SD — Capital Opportunities | | |
|
Class X | | 61747X503 |
Class Y | | 61747X602 |
|
SD — Dividend Growth Portfolio | | |
|
Class X | | 61747X867 |
Class Y | | 61747X859 |
|
SD — Equally Weighted S&P 500 Index Portfolio | | |
|
Class X | | 61747X750 |
Class Y | | 61747X743 |
|
SD — Flexible Income Portfolio | | |
|
Class X | | 61747X883 |
Class Y | | 61747X875 |
|
SD — Focus Growth Portfolio | | |
|
Class X | | 61747X107 |
Class Y | | 61747X206 |
|
SD — Global Infrastructure Portfolio | | |
|
Class X | | 61747X776 |
Class Y | | 61747X768 |
|
SD — Mid-Cap Growth Portfolio | | |
|
Class X | | 61747X701 |
Class Y | | 61747X800 |
|
Variable Investment Series (VIS) — Aggressive Equity | | |
|
Class X | | 61748Q101 |
Class Y | | 61748Q200 |
|
VIS — Capital Opportunities Portfolio | | |
|
Class X | | 61748Q705 |
Class Y | | 61748Q804 |
|
VIS — Dividend Growth Portfolio | | |
|
Class X | | 61748Q309 |
Class Y | | 61748Q408 |
|
VIS — European Equity Portfolio | | |
|
Class X | | 61748Q507 |
Class Y | | 61748Q606 |
|
VIS — Global Dividend Growth Portfolio | | |
|
Class X | | 61748Q861 |
Class Y | | 61748Q853 |
|
VIS — Global Infrastructure Portfolio | | |
|
Class X | | 61748Q689 |
Class Y | | 61748Q671 |
|
VIS — High Yield Portfolio | | |
|
Class X | | 61748Q846 |
Class Y | | 61748Q838 |
|
VIS — Income Builder Portfolio | | |
|
Class X | | 61748Q820 |
Class Y | | 61748Q812 |
|
VIS — Income Plus Portfolio | | |
|
Class X | | 61748Q796 |
Class Y | | 61748Q788 |
| | |
| | |
8 | | FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC. |
| | |
Insurance Trust Portfolios | | Cusips |
|
VIS — Limited Duration Portfolio | | |
|
Class X | | 61748Q754 |
Class Y | | 61748Q747 |
|
VIS — S&P 500 Index Portfolio | | |
|
Class X | | 61748Q663 |
Class Y | | 61748Q655 |
|
VIS — Strategist Portfolio | | |
|
Class X | | 61748Q713 |
Class Y | | 61748Q697 |
|
Van Kampen Funds Inc. is the distributor for the Van Kampen funds and the Life Investment Trusts. Morgan Stanley Distributors Inc. is the distributor for the Morgan Stanley Investment Adviser Funds and the Morgan Stanley Select Dimensions Investment Series. Morgan Stanley Distribution, Inc. is the distributor for Morgan Stanley Institutional Funds Inc., Morgan Stanley Institutional Fund Trust and Universal Institutional Funds. Invesco Aim Distributors, Inc. is Invesco Ltd.’s U.S. distributor for retail mutual funds, exchange-traded funds and institutional money market funds.
FOR FINANCIAL PROFESSIONAL USE ONLY AND MAY NOT BE USED WITH THE GENERAL PUBLIC.
Please ask your clients to consider the investment objectives, risks, charges and expenses of the fund carefully before investing. The prospectus and, if available, the summary prospectus contain this and other information about the fund and can be obtained by contacting you, the financial professional, or by downloading one at vankampen.com or morganstanley.com/im, as applicable. Encourage them to read the prospectus and/or summary prospectus carefully before investing.
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