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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-03826
AIM Sector Funds (Invesco Sector Funds)
(Exact name of registrant as specified in charter)
11 Greenway Plaza, Suite 1000 Houston, Texas 77046
(Address of principal executive offices) (Zip code)
Jeffrey H. Kupor, Esquire
11 Greenway Plaza, Suite 1000 Houston, Texas 77046
(Name and address of agent for service)
Copy to:
Joseph Benedetti, Esquire
Invesco Advisers, Inc.
11 Greenway Plaza, Suite 1000
Houston, TX 77046
Registrant’s telephone number, including area code: (713) 626-1919
Date of fiscal year end: 4/30
Date of reporting period: 7/01/19 – 6/30/20
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-03826 Reporting Period: 07/01/2019 - 06/30/2020 AIM Sector Funds (Invesco Sector Funds) =Invesco American Value Fund==================================================== Advance Auto Parts, Inc. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Bergstrom For For Management 1b Elect Director Brad W. Buss For For Management 1c Elect Director John F. Ferraro For For Management 1d Elect Director Thomas R. Greco For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director Eugene I. Lee, Jr. For For Management 1g Elect Director Sharon L. McCollam For For Management 1h Elect Director Douglas A. Pertz For For Management 1i Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- American Homes 4 Rent Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tamara Hughes Gustavson For For Management 1.10 Elect Director Kenneth M. Woolley For For Management 1.11 Elect Director Matthew R. Zaist For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director Douglas N. Benham For For Management 1.4 Elect Director John "Jack" Corrigan For For Management 1.5 Elect Director David Goldberg For For Management 1.6 Elect Director Matthew J. Hart For For Management 1.7 Elect Director James H. Kropp For For Management 1.8 Elect Director Winifred "Wendy" M. Webb For For Management 1.9 Elect Director Jay Willoughby For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Ares Management Corporation Ticker: ARES Security ID: 03990B101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J Arougheti For Against Management 1b Elect Director Antoinette Bush For For Management 1c Elect Director Paul G. Joubert For For Management 1d Elect Director R. Kipp deVeer For Against Management 1e Elect Director David B. Kaplan For Against Management 1f Elect Director Michael Lynton For For Management 1g Elect Director Judy D. Olian For For Management 1h Elect Director Antony P. Ressler For Against Management 1i Elect Director Bennett Rosenthal For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Arthur J. Gallagher & Co. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director Frank E. English, Jr. For For Management 1e Elect Director J. Patrick Gallagher, Jr For For Management . 1f Elect Director David S. Johnson For For Management 1g Elect Director Kay W. McCurdy For For Management 1h Elect Director Christopher C. Miskel For For Management 1i Elect Director Ralph J. Nicoletti For For Management 1j Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- Athene Holding Ltd. Ticker: ATH Security ID: G0684D107 Meeting Date: FEB 12, 2020 Meeting Type: Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws For For Management 2 Approve Conversion of Class B Common Sh For For Management ares 3 Approve Conversion of Class M Common Sh For For Management ares 4 Approve Issuance of Shares Pursuant to For For Management Transactions with Related Parties 5 Adjourn Meeting For For Management A Shareholder Represents that Neither the None For Management y nor Any of its Tax Attributed Affilia tes Owns Any Class B Shares or Any Equi ty Interests of Apollo Global Managemen t or AP Alternative Assets. If You do n ot Mark Yes your Vote may Not Count. Fo r = Yes; Against= No B Shareholder Represents that it is Neith None For Management er an Employee of Apollo Group nor a Ma nagement Shareholder, If You do not Mar k Yes your Vote may Not Count For = Yes and Against= No -------------------------------------------------------------------------------- Athene Holding Ltd. Ticker: ATH Security ID: G0684D107 Meeting Date: JUN 2, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Kleinman For For Management 1.2 Elect Director Lawrence J. Ruisi For For Management 1.3 Elect Director Hope Schefler Taitz For For Management 1.4 Elect Director Arthur Wrubel For Against Management 1.5 Elect Director Fehmi Zeko For Against Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Authorize Board to Fix Remuneration of For For Management the Auditors 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Centene Corporation Ticker: CNC Security ID: 15135B101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Neidorff For For Management 1b Elect Director H. James Dallas For For Management 1c Elect Director Robert K. Ditmore For For Management 1d Elect Director Richard A. Gephardt For For Management 1e Elect Director Lori J. Robinson For For Management 1f Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Report on Political Contributions Discl Against For Shareholder osure 6 Eliminate Supermajority Vote Requiremen Against For Shareholder t -------------------------------------------------------------------------------- Cerner Corporation Ticker: CERN Security ID: 156782104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Gerberding For For Management 1b Elect Director Brent Shafer For For Management 1c Elect Director William D. Zollars For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Advance Notice Provisions For For Management -------------------------------------------------------------------------------- Ciena Corporation Ticker: CIEN Security ID: 171779309 Meeting Date: APR 2, 2020 Meeting Type: Annual Record Date: FEB 4, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judith M. O'Brien For For Management 1b Elect Director Joanne B. Olsen For For Management 1c Elect Director Gary B. Smith For For Management 1d Elect Director Devinder Kumar For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Comerica Incorporated Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- DaVita Inc. Ticker: DVA Security ID: 23918K108 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: DEC 5, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DaVita Inc. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director Pascal Desroches For For Management 1e Elect Director Paul J. Diaz For For Management 1f Elect Director John M. Nehra For For Management 1g Elect Director Javier J. Rodriguez For For Management 1h Elect Director Phyllis R. Yale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DXC Technology Company Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For For Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Michael J. Salvino For For Management 1j Elect Director Manoj P. Singh For For Management 1k Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Eastman Chemical Company Ticker: EMN Security ID: 277432100 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.10 Elect Director Charles K. Stevens, III For For Management 1.2 Elect Director Brett D. Begemann For For Management 1.3 Elect Director Mark J. Costa For For Management 1.4 Elect Director Edward L. Doheny, II For For Management 1.5 Elect Director Julie F. Holder For For Management 1.6 Elect Director Renee J. Hornbaker For For Management 1.7 Elect Director Kim Ann Mink For For Management 1.8 Elect Director James J. O'Brien For For Management 1.9 Elect Director David W. Raisbeck For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Edison International Ticker: EIX Security ID: 281020107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Michael C. Camunez For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director James T. Morris For For Management 1e Elect Director Timothy T. O'Toole For For Management 1f Elect Director Pedro J. Pizarro For For Management 1g Elect Director Carey A. Smith For For Management 1h Elect Director Linda G. Stuntz For For Management 1i Elect Director William P. Sullivan For For Management 1j Elect Director Peter J. Taylor For For Management 1k Elect Director Keith Trent For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors -------------------------------------------------------------------------------- Encompass Health Corporation Ticker: EHC Security ID: 29261A100 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg D. Carmichael For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Donald L. Correll For For Management 1d Elect Director Yvonne M. Curl For For Management 1e Elect Director Charles M. Elson For For Management 1f Elect Director Joan E. Herman For For Management 1g Elect Director Leo I. Higdon, Jr. For For Management 1h Elect Director Leslye G. Katz For For Management 1i Elect Director Patricia A. Maryland For For Management 1j Elect Director John E. Maupin, Jr. For For Management 1k Elect Director Nancy M. Schlichting For For Management 1l Elect Director L. Edward Shaw, Jr. For For Management 1m Elect Director Mark J. Tarr For For Management 1n Elect Director Terrance Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Evergy, Inc. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirkland B. Andrews For For Management 1b Elect Director Terry Bassham For For Management 1c Elect Director Mollie Hale Carter For For Management 1d Elect Director Richard L. Hawley For For Management 1e Elect Director Thomas D. Hyde For For Management 1f Elect Director B. Anthony Isaac For For Management 1g Elect Director Paul M. Keglevic For For Management 1h Elect Director Sandra A.J. Lawrence For For Management 1i Elect Director Ann D. Murtlow For For Management 1j Elect Director Sandra J. Price For For Management 1k Elect Director Mark A. Ruelle For For Management 1l Elect Director S. Carl Soderstrom, Jr. For For Management 1m Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- Fidelity National Information Services, Inc. Ticker: FIS Security ID: 31620M106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 3, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- First Industrial Realty Trust, Inc. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Baccile For For Management 1.2 Elect Director Teresa Bryce Bazemore For For Management 1.3 Elect Director Matthew S. Dominski For For Management 1.4 Elect Director Bruce W. Duncan For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Denise A. Olsen For For Management 1.7 Elect Director John Rau For For Management 1.8 Elect Director L. Peter Sharpe For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 5 Other Business For Against Management -------------------------------------------------------------------------------- FirstEnergy Corp. Ticker: FE Security ID: 337932107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Anderson For For Management 1.10 Elect Director Luis A. Reyes For For Management 1.11 Elect Director Leslie M. Turner For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Julia L. Johnson For For Management 1.4 Elect Director Charles E. Jones For For Management 1.5 Elect Director Donald T. Misheff For For Management 1.6 Elect Director Thomas N. Mitchell For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Sandra Pianalto For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Code of Regulations to Authorize For For Management Board to Make Certain Future Amendments 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- Freeport-McMoRan Inc. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 8, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Dustan E. McCoy For For Management 1.5 Elect Director John J. Stephens For For Management 1.6 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Hudson Pacific Properties, Inc. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.10 Elect Director Andrea Wong For Against Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Richard B. Fried For For Management 1.4 Elect Director Jonathan M. Glaser For For Management 1.5 Elect Director Robert L. Harris, II For For Management 1.6 Elect Director Christy Haubegger For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For Against Management 1.9 Elect Director Barry A. Porter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Jazz Pharmaceuticals plc Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 1, 2019 Meeting Type: Annual Record Date: JUN 5, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul L. Berns For For Management 1b Elect Director Patrick G. Enright For For Management 1c Elect Director Seamus Mulligan For For Management 1d Elect Director Norbert G. Riedel For Against Management 2 Approve KPMG, Dublin as Auditors and Au For For Management thorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Johnson Controls International plc Ticker: JCI Security ID: G51502105 Meeting Date: MAR 4, 2020 Meeting Type: Annual Record Date: JAN 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle Per For For Management ochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company S For For Management hares 4 Determine Price Range for Reissuance of For For Management Treasury Shares 5 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 6 Approve the Directors' Authority to All For For Management ot Shares 7 Approve the Disapplication of Statutory For For Management Pre-Emption Rights -------------------------------------------------------------------------------- Kennametal, Inc. Ticker: KMT Security ID: 489170100 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 4, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.10 Elect Director Steven H. Wunning For For Management 1.2 Elect Director Cindy L. Davis For For Management 1.3 Elect Director William J. Harvey For For Management 1.4 Elect Director William M. Lambert For For Management 1.5 Elect Director Lorraine M. Martin For For Management 1.6 Elect Director Timothy R. McLevish For For Management 1.7 Elect Director Sagar A. Patel For For Management 1.8 Elect Director Christopher Rossi For For Management 1.9 Elect Director Lawrence W. Stranghoener For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- KeyCorp Ticker: KEY Security ID: 493267108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.10 Elect Director Kristen L. Manos For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director David K. Wilson For For Management 1.2 Elect Director Gary M. Crosby For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director Christopher M. Gorman For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Keysight Technologies, Inc. Ticker: KEYS Security ID: 49338L103 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul N. Clark For For Management 1.2 Elect Director Richard P. Hamada For For Management 1.3 Elect Director Paul A. Lacouture For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Kirby Corporation Ticker: KEX Security ID: 497266106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Alario For For Management 1b Elect Director David W. Grzebinski For For Management 1c Elect Director Richard R. Stewart For For Management 2a Elect Director Tanya S. Beder For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- KLA Corporation Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 5, 2019 Meeting Type: Annual Record Date: SEP 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.10 Elect Director Richard Wallace For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For Against Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- KLA Corporation Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 5, 2019 Meeting Type: Annual Record Date: SEP 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.10 Elect Director Richard Wallace For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Knight-Swift Transportation Holdings Inc. Ticker: KNX Security ID: 499049104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Jackson For For Management 1.2 Elect Director Kevin Knight For For Management 1.3 Elect Director Roberta Roberts Shank For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Life Storage, Inc. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director Joseph V. Saffire For For Management 1c Elect Director Charles E. Lannon For For Management 1d Elect Director Stephen R. Rusmisel For For Management 1e Elect Director Arthur L. Havener, Jr. For For Management 1f Elect Director Dana Hamilton For For Management 1g Elect Director Edward J. Pettinella For For Management 1h Elect Director David L. Rogers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director Restricte For For Management d Stock Plan 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- LKQ Corporation Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director John F. O'Brien For For Management 1i Elect Director Guhan Subramanian For For Management 1j Elect Director Xavier Urbain For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Marathon Oil Corporation Ticker: MRO Security ID: 565849106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Motorola Solutions, Inc. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For For Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For For Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Joseph M. Tucci For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- Myriad Genetics, Inc. Ticker: MYGN Security ID: 62855J104 Meeting Date: DEC 5, 2019 Meeting Type: Annual Record Date: OCT 8, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Capone For For Management 1.2 Elect Director Heiner Dreismann For For Management 1.3 Elect Director Colleen F. Reitan For For Management 2 Amend Restricted Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Nexstar Media Group, Inc. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Miller For For Management 1.2 Elect Director John R. Muse For For Management 1.3 Elect Director I. Martin Pompadur For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Noble Energy, Inc. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For For Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For Against Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Norwegian Cruise Line Holdings Ltd. Ticker: NCLH Security ID: G66721104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 1, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Abrams For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Russell W. Galbut For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration -------------------------------------------------------------------------------- Performance Food Group Company Ticker: PFGC Security ID: 71377A103 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Holm For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock Purcha For For Management se Plan 6 Eliminate Supermajority Vote Requiremen For For Management t for Amending Government Documents and Removing Directors 7 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- Royal Caribbean Cruises Ltd. Ticker: RCL Security ID: V7780T103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Brock For For Management 1b Elect Director Richard D. Fain For For Management 1c Elect Director Stephen R. Howe, Jr. For For Management 1d Elect Director William L. Kimsey For For Management 1e Elect Director Maritza G. Montiel For For Management 1f Elect Director Ann S. Moore For For Management 1g Elect Director Eyal M. Ofer For For Management 1h Elect Director William K. Reilly For For Management 1i Elect Director Vagn O. Sorensen For For Management 1j Elect Director Donald Thompson For For Management 1k Elect Director Arne Alexander Wilhelmse For For Management n 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Report on Political Contributions Against For Shareholder 5 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- Santander Consumer USA Holdings Inc. Ticker: SC Security ID: 80283M101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mahesh Aditya For Withhold Management 1.10 Elect Director William Rainer For For Management 1.2 Elect Director Homaira Akbari For For Management 1.3 Elect Director Juan Carlos Alvarez de S For For Management oto 1.4 Elect Director Stephen A. Ferriss For For Management 1.5 Elect Director Victor Hill For For Management 1.6 Elect Director Edith E. Holiday For For Management 1.7 Elect Director Javier Maldonado For Withhold Management 1.8 Elect Director Robert J. McCarthy For For Management 1.9 Elect Director William F. Muir For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Report on Risk of Racial Discrimination Against Abstain Shareholder in Vehicle Lending -------------------------------------------------------------------------------- Science Applications International Corporation Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 7, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Stifel Financial Corp. Ticker: SF Security ID: 860630102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.10 Elect Director Thomas W. Weisel For For Management 1.11 Elect Director Michael J. Zimmerman For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director James M. Oates For For Management 1.9 Elect Director David A. Peacock For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SunTrust Banks, Inc. Ticker: STI Security ID: 867914103 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Take-Two Interactive Software, Inc. Ticker: TTWO Security ID: 874054109 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Strauss Zelnick For For Management 1.2 Elect Director Michael Dornemann For For Management 1.3 Elect Director J Moses For For Management 1.4 Elect Director Michael Sheresky For For Management 1.5 Elect Director LaVerne Srinivasan For For Management 1.6 Elect Director Susan Tolson For For Management 1.7 Elect Director Paul Viera For For Management 1.8 Elect Director Roland Hernandez For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Tapestry, Inc. Ticker: TPR Security ID: 876030107 Meeting Date: NOV 7, 2019 Meeting Type: Annual Record Date: SEP 6, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darrell Cavens For For Management 1B Elect Director David Denton For For Management 1C Elect Director Anne Gates For For Management 1D Elect Director Andrea Guerra For For Management 1E Elect Director Susan Kropf For For Management 1F Elect Director Annabelle Yu Long For For Management 1G Elect Director Ivan Menezes For For Management 1H Elect Director Jide Zeitlin For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TCF Financial Corporation Ticker: TCF Security ID: 872307103 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Bell For For Management 1.10 Elect Director Roger J. Sit For For Management 1.11 Elect Director Julie H. Sullivan For For Management 1.12 Elect Director Jeffrey L. Tate For For Management 1.13 Elect Director Gary Torgow For For Management 1.14 Elect Director Arthur A. Weiss For For Management 1.15 Elect Director Franklin C. Wheatlake For For Management 1.16 Elect Director Theresa M. H. Wise For For Management 1.2 Elect Director Craig R. Dahl For For Management 1.3 Elect Director Karen L. Grandstrand For For Management 1.4 Elect Director Richard H. King For For Management 1.5 Elect Director Ronald A. Klein For For Management 1.6 Elect Director Barbara J. Mahone For For Management 1.7 Elect Director Barbara L. McQuade For For Management 1.8 Elect Director Vance K. Opperman For For Management 1.9 Elect Director David T. Provost For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TechnipFMC plc Ticker: FTI Security ID: G87110105 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas J. Pferdehirt For For Management 1b Elect Director Eleazar de Carvalho Filh For For Management o 1c Elect Director Arnaud Caudoux For For Management 1d Elect Director Pascal Colombani For For Management 1e Elect Director Marie-Ange Debon For For Management 1f Elect Director Claire S. Farley For For Management 1g Elect Director Didier Houssin For For Management 1h Elect Director Peter Mellbye For For Management 1i Elect Director John O'Leary For For Management 1j Elect Director Olivier Piou For For Management 1k Elect Director Kay G. Priestly For For Management 1l Elect Director Joseph Rinaldi For For Management 1m Elect Director James M. Ringler For For Management 1n Elect Director John Yearwood For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Approve Directors' Remuneration Report For For Management 4 Accept Financial Statements and Statuto For For Management ry Reports 5 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 6 Re-appoint PricewaterhouseCoopers LLP a For For Management s U.K. Statutory Auditor 7 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- Textron Inc. Ticker: TXT Security ID: 883203101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- The Kroger Co. Ticker: KR Security ID: 501044101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Anne Gates For For Management 1c Elect Director Karen M. Hoguet For For Management 1d Elect Director Susan J. Kropf For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Bobby S. Shackouls For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as Au For For Management ditor 4 Assess Environmental Impact of Non-Recy Against Against Shareholder clable Packaging 5 Report on Human Rights Due Diligence Pr Against Against Shareholder ocess in Operations and Supply Chain -------------------------------------------------------------------------------- Voya Financial, Inc. Ticker: VOYA Security ID: 929089100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne Biggar For For Management 1b Elect Director Jane P. Chwick For For Management 1c Elect Director Kathleen DeRose For For Management 1d Elect Director Ruth Ann M. Gillis For For Management 1e Elect Director J. Barry Griswell For For Management 1f Elect Director Rodney O. Martin, Jr. For For Management 1g Elect Director Byron H. Pollitt, Jr. For For Management 1h Elect Director Joseph V. Tripodi For For Management 1i Elect Director David Zwiener For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- W. R. Grace & Co. Ticker: GRA Security ID: 38388F108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie Fasone Holder For For Management 1.2 Elect Director Christopher J. Steffen For For Management 1.3 Elect Director Shlomo Yanai For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Willis Towers Watson Public Limited Company Ticker: WLTW Security ID: G96629103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anna C. Catalano For For Management 1b Elect Director Victor F. Ganzi For For Management 1c Elect Director John J. Haley For For Management 1d Elect Director Wendy E. Lane For For Management 1e Elect Director Brendan R. O'Neill For For Management 1f Elect Director Jaymin B. Patel For For Management 1g Elect Director Linda D. Rabbitt For For Management 1h Elect Director Paul D. Thomas For For Management 1i Elect Director Wilhelm Zeller For For Management 2 Ratify the Appointment of Deloitte & To For For Management uche LLP as Auditor and Deloitte Irelan d LLP to audit the Irish Statutory Acco unts, and Authorize the Board to Fix Th eir Remuneration 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Renew the Board's Authority to Issue Sh For For Management ares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- Wintrust Financial Corporation Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.10 Elect Director Gary D. Sweeney For For Management 1.11 Elect Director Karin Gustafson Teglia For For Management 1.12 Elect Director Alex E. Washington, III For For Management 1.13 Elect Director Edward J. Wehmer For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Wyndham Hotels & Resorts, Inc. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Myra J. Biblowit For For Management 1.2 Elect Director Bruce B. Churchill For For Management 1.3 Elect Director Pauline D.E. Richards For For Management 2a Eliminate Supermajority Vote Requiremen For For Management t to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote Requiremen For For Management t to Remove Directors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- Zions Bancorporation, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 1, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation =Invesco Comstock Fund========================================================== Allergan plc Ticker: AGN Security ID: G0177J108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Approve Cancellation of Cancellation Sh For For Management ares 3 Authorize Board to Allot and Issue Shar For For Management es 4 Amend Articles of Association For For Management 5 Advisory Vote on Golden Parachutes For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Ally Financial Inc. Ticker: ALLY Security ID: 02005N100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 4, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.10 Elect Director John J. Stack For For Management 1.11 Elect Director Michael F. Steib For For Management 1.12 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Katryn (Trynka) Shineman For For Management Blake 1.4 Elect Director Maureen A. Breakiron-Eva For For Management ns 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director Brian H. Sharples For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- Altria Group, Inc. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Underage Tobacco Prevention P Against For Shareholder olicies -------------------------------------------------------------------------------- American International Group, Inc. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 6 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Anthem, Inc. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Archer-Daniels-Midland Company Ticker: ADM Security ID: 039483102 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Terrell K. Crews For For Management 1c Elect Director Pierre Dufour For For Management 1d Elect Director Donald E. Felsinger For For Management 1e Elect Director Suzan F. Harrison For For Management 1f Elect Director Juan R. Luciano For For Management 1g Elect Director Patrick J. Moore For For Management 1h Elect Director Francisco J. Sanchez For For Management 1i Elect Director Debra A. Sandler For For Management 1j Elect Director Lei Z. Schlitz For For Management 1k Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AT&T Inc. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Represen Against Against Shareholder tative Director 6 Improve Guiding Principles of Executive Against Against Shareholder Compensation -------------------------------------------------------------------------------- Bank of America Corporation Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of a Against Against Shareholder Corporation and Report on Recommended Changes to Governance Documents, Polici es, and Practices -------------------------------------------------------------------------------- BP Plc Ticker: BP Security ID: 055622104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Authorise Issue of Equity without Pre-e For For Management mptive Rights 11 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary S For For Management hares 13 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as Direct For For Management or 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix Remune For For Management ration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and Ex For For Management penditure 9 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- Bristol-Myers Squibb Company Ticker: BMY Security ID: 110122108 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Canadian Natural Resources Limited Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Cardinal Health, Inc. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 6, 2019 Meeting Type: Annual Record Date: SEP 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.10 Elect Director J. Michael Losh For For Management 1.11 Elect Director Dean A. Scarborough For For Management 1.12 Elect Director John H. Weiland For For Management 1.2 Elect Director Carrie S. Cox For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway Ha For For Management ll 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Carnival Corporation Ticker: CCL Security ID: 143658300 Meeting Date: APR 6, 2020 Meeting Type: Annual Record Date: FEB 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For Against Management Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of Ca For Against Management rnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a D For Against Management irector of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to U K companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP as For For Management Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm o f PricewaterhouseCoopers LLP as the Ind ependent Registered Certified Public Ac counting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 201 9 (in accordance with legal requirement s applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 2 Re-elect Jonathon Band as a Director of For Against Management Carnival Corporation and as a Director of Carnival plc. 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management 3 Re-elect Jason Glen Cahilly as a Direct For Against Management or of Carnival Corporation and as a Dir ector of Carnival plc. 4 Re-elect Helen Deeble as a Director of For Against Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a Director For Against Management of Carnival Corporation and as a Direc tor of Carnival plc. 6 Re-elect Richard J. Glasier as a Direct For Against Management or of Carnival Corporation and as a Dir ector of Carnival plc. 7 Re-elect Katie Lahey as a Director of C For Against Management arnival Corporation and as a Director o f Carnival plc. 8 Re-elect John Parker as a Director of C For Against Management arnival Corporation and as a Director o f Carnival plc. 9 Re-elect Stuart Subotnick as a Director For Against Management of Carnival Corporation and as a Direc tor of Carnival plc. -------------------------------------------------------------------------------- Caterpillar Inc. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 2 Ratify PricewaterhouseCoopers as Audito For For Management rs 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CF Industries Holdings, Inc. Ticker: CF Security ID: 125269100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Javed Ahmed For For Management 1b Elect Director Robert C. Arzbaecher For For Management 1c Elect Director William Davisson For For Management 1d Elect Director John W. Eaves For For Management 1e Elect Director Stephen A. Furbacher For For Management 1f Elect Director Stephen J. Hagge For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Michael J. Toelle For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director Celso L. White For For Management 1k Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Charter Communications, Inc. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- Chevron Corporation Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10 Require Independent Board Chair Against Against Shareholder 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Ri Against Abstain Shareholder sk 6 Report on Climate Lobbying Aligned with Against Abstain Shareholder Paris Agreement Goals 7 Report on Petrochemical Risk Against Against Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Cisco Systems, Inc. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- Citigroup Inc. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce de For For Management Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- Citizens Financial Group, Inc. Ticker: CFG Security ID: 174610105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 1.2 Elect Director Christine M. Cumming For For Management 1.3 Elect Director William P. Hankowsky For For Management 1.4 Elect Director Howard W. Hanna, III For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") Kelly, For For Management III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Provide Right to Call Special Meeting For For Management 5 Amend Certificate of Incorporation to R For For Management emove Non-Operative Provisions -------------------------------------------------------------------------------- Cognizant Technology Solutions Corporation Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 2, 2020 Meeting Type: Annual Record Date: APR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- Comcast Corporation Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.10 Elect Director Brian L. Roberts For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Pre Against For Shareholder vent Sexual Harassment -------------------------------------------------------------------------------- Corteva, Inc. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For For Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 5 Approve Qualified Employee Stock Purcha For For Management se Plan -------------------------------------------------------------------------------- CVS Health Corporation Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock Purchase For For Management Plan 6 Amend Shareholder Written Consent Provi Against Against Shareholder sions 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- Devon Energy Corporation Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.10 Elect Director Keith O. Rattie For For Management 1.11 Elect Director Mary P. Ricciardello For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director David A. Hager For For Management 1.5 Elect Director Robert H. Henry For For Management 1.6 Elect Director Michael M. Kanovsky For For Management 1.7 Elect Director John Krenicki, Jr. For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Duane C. Radtke For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- DuPont de Nemours, Inc. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 5 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting 6 Approve Creation of an Employee Board A Against Against Shareholder dvisory Position -------------------------------------------------------------------------------- Eaton Corporation plc Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors a For For Management nd Authorize Board to Fix Their Remuner ation 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Authorize Issue of Equity with Pre-empt For For Management ive Rights 6 Authorize Issue of Equity without Pre-e For For Management mptive Rights 7 Authorize Share Repurchase of Issued Sh For For Management are Capital -------------------------------------------------------------------------------- eBay Inc. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Emerson Electric Co. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 4, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- Encana Corporation Ticker: ECA Security ID: 292505104 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: DEC 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Plan For For Management 2 Other Business For Against Management -------------------------------------------------------------------------------- Exelon Corporation Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Fifth Third Bancorp Ticker: FITB Security ID: 316773100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.10 Elect Director Gary R. Heminger For For Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For For Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- General Electric Company Ticker: GE Security ID: 369604103 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien Bazin For For Management 10 Elect Director Leslie Seidman For For Management 11 Elect Director James Tisch For For Management 12 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 13 Ratify KPMG LLP as Auditors For Against Management 14 Require Independent Board Chairman Against For Shareholder 2 Elect Director Ashton Carter For For Management 3 Elect Director H. Lawrence Culp, Jr. For For Management 4 Elect Director Francisco D'Souza For For Management 5 Elect Director Edward Garden For For Management 6 Elect Director Thomas W. Horton For For Management 7 Elect Director Risa Lavizzo-Mourey For For Management 8 Elect Director Catherine Lesjak For For Management 9 Elect Director Paula Rosput Reynolds For For Management -------------------------------------------------------------------------------- General Motors Company Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against Against Shareholder 8 Report on Human Rights Policy Implement Against For Shareholder ation 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- Gilead Sciences, Inc. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for S Against Against Shareholder tockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- Hess Corporation Ticker: HES Security ID: 42809H107 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Ingersoll-Rand plc Ticker: IR Security ID: G47791101 Meeting Date: FEB 4, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Trane Technologi For For Management es plc -------------------------------------------------------------------------------- Intel Corporation Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Global Median Gender/Racial P Against Against Shareholder ay Gap -------------------------------------------------------------------------------- International Paper Company Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Burns For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Anders Gustafsson For For Management 1f Elect Director Jacqueline C. Hinman For For Management 1g Elect Director Clinton A. Lewis, Jr. For For Management 1h Elect Director Kathryn D. Sullivan For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Johnson & Johnson Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Amend Certificate of Incorporation to P For For Management ermit Removal of Directors With or With out Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Implement Against For Shareholder ed Related to Opioids -------------------------------------------------------------------------------- Johnson Controls International plc Ticker: JCI Security ID: G51502105 Meeting Date: MAR 4, 2020 Meeting Type: Annual Record Date: JAN 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle Per For For Management ochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company S For For Management hares 4 Determine Price Range for Reissuance of For For Management Treasury Shares 5 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 6 Approve the Directors' Authority to All For For Management ot Shares 7 Approve the Disapplication of Statutory For For Management Pre-Emption Rights -------------------------------------------------------------------------------- JPMorgan Chase & Co. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Explor ation and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Provi Against Against Shareholder sions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- Kimberly-Clark Corporation Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Marathon Oil Corporation Ticker: MRO Security ID: 565849106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- McKesson Corporation Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 4, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.10 Elect Director Kenneth E. Washington For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Medtronic plc Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 6, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Renew the Board's Authority to Issue Sh For For Management ares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MetLife, Inc. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Microsoft Corporation Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 4, 2019 Meeting Type: Annual Record Date: OCT 8, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Report on Employee Representation on th Against Against Shareholder e Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- Morgan Stanley Ticker: MS Security ID: 617446448 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Dennis M. Nally For For Management 1j Elect Director Takeshi Ogasawara For For Management 1k Elect Director Hutham S. Olayan For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Noble Energy, Inc. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For For Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NXP Semiconductors N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and Statutor For For Management y Reports 10 Amend Articles to Establish Quorum Requ For For Management irement 11 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management 2 Approve Discharge of Board Members For For Management 3a Elect Kurt Sievers as Executive Directo For For Management r 3b Reelect Peter Bonfield as Non-Executive For For Management Director 3c Reelect Kenneth A. Goldman as Non-Execu For For Management tive Director 3d Reelect Josef Kaeser as Non-Executive D For For Management irector 3e Reelect Lena Olving as Non-Executive Di For For Management rector 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as Non-Executive For For Management Director 3h Reelect Jasmin Staiblin as Non-Executiv For For Management e Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Reelect Karl-Henrik Sundstrom as Non-Ex For For Management ecutive Director 4 Grant Board Authority to Issue Shares U For For Management p To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive R For For Management ights from Share Issuances 6 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP as For For Management Auditors 9 Approve Remuneration of the Members and For For Management Chairs of the Audit Committee, Compens ation Committee, and the Nominating and Governance Committee of the Board -------------------------------------------------------------------------------- Occidental Petroleum Corporation Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Revoke Consent to Request to Fix a Reco For Do Not Vote Shareholder rd Date 1 Consent to Request to Fix a Record Date For Do Not Vote Shareholder -------------------------------------------------------------------------------- Ovintiv, Inc. Ticker: OVV Security ID: 69047Q102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 2a Elect Director Peter A. Dea For Against Management 2b Elect Director Fred J. Fowler For Against Management 2c Elect Director Howard J. Mayson For Against Management 2d Elect Director Lee A. McIntire For Against Management 2e Elect Director Margaret A. McKenzie For Against Management 2f Elect Director Steven W. Nance For Against Management 2g Elect Director Suzanne P. Nimocks For Against Management 2h Elect Director Thomas G. Ricks For Against Management 2i Elect Director Brian G. Shaw For Against Management 2j Elect Director Douglas J. Suttles For Against Management 2k Elect Director Bruce G. Waterman For Against Management 2l Elect Director Clayton H. Woitas For Against Management 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- Philip Morris International Inc. Ticker: PM Security ID: 718172109 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as Aud For For Management itor -------------------------------------------------------------------------------- Pioneer Natural Resources Company Ticker: PXD Security ID: 723787107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edison C. Buchanan For For Management 1b Elect Director Andrew F. Cates For For Management 1c Elect Director Phillip A. Gobe For For Management 1d Elect Director Larry R. Grillot For For Management 1e Elect Director Stacy P. Methvin For For Management 1f Elect Director Royce W. Mitchell For For Management 1g Elect Director Frank A. Risch For For Management 1h Elect Director Scott D. Sheffield For For Management 1i Elect Director Mona K. Sutphen For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- QUALCOMM Incorporated Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- Royal Dutch Shell Plc Ticker: RDSB Security ID: 780259206 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 8, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Euleen Goh as Director For Against Management 11 Re-elect Charles Holliday as Director For Against Management 12 Re-elect Catherine Hughes as Director For Against Management 13 Re-elect Sir Nigel Sheinwald as Directo For Against Management r 14 Re-elect Jessica Uhl as Director For Against Management 15 Re-elect Gerrit Zalm as Director For Against Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix Re For For Management muneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without Pre-e For For Management mptive Rights 2 Approve Remuneration Policy For For Management 20 Authorise Market Purchase of Ordinary S For For Management hares 21 Request Shell to Set and Publish Target Against For Shareholder s for Greenhouse Gas (GHG) Emissions 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For Against Management 5 Elect Andrew Mackenzie as Director For Against Management 6 Elect Martina Hund-Mejean as Director For Against Management 7 Re-elect Ben van Beurden as Director For Against Management 8 Re-elect Neil Carson as Director For Against Management 9 Re-elect Ann Godbehere as Director For Against Management -------------------------------------------------------------------------------- Sanofi Ticker: SAN Security ID: 80105N105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Statut For For Management ory Reports 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in th For For Management e Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of Director For For Management s 14 Approve Remuneration Policy of Chairman For For Management of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report of Corporat For For Management e Officers 17 Approve Compensation of Serge Weinberg, For For Management Chairman of the Board 18 Approve Compensation of Paul Hudson, CE For For Management O Since Sept. 1, 2019 19 Approve Compensation of Olivier Brandic For Against Management ourt, CEO Until Aug. 31, 2019 2 Approve Consolidated Financial Statemen For For Management ts and Statutory Reports 20 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 21 Authorize Filing of Required Documents/ For For Management Other Formalities 3 Approve Treatment of Losses and Dividen For For Management ds of EUR 3.15 per Share 4 Approve Auditors' Special Report on Rel For For Management ated-Party Transactions 5 Ratify Appointment of Paul Hudson as Di For For Management rector 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management -------------------------------------------------------------------------------- State Street Corporation Ticker: STT Security ID: 857477103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Amelia C. Fawcett For For Management 1e Elect Director William C. Freda For For Management 1f Elect Director Sara Mathew For For Management 1g Elect Director William L. Meaney For For Management 1h Elect Director Ronald P. O'Hanley For For Management 1i Elect Director Sean O'Sullivan For For Management 1j Elect Director Richard P. Sergel For For Management 1k Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Suncor Energy Inc. Ticker: SU Security ID: 867224107 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.10 Elect Director Michael M. Wilson For For Management 1.2 Elect Director Mel E. Benson For For Management 1.3 Elect Director John D. Gass For For Management 1.4 Elect Director Dennis M. Houston For For Management 1.5 Elect Director Mark S. Little For For Management 1.6 Elect Director Brian P. MacDonald For For Management 1.7 Elect Director Maureen McCaw For For Management 1.8 Elect Director Lorraine Mitchelmore For For Management 1.9 Elect Director Eira M. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Textron Inc. Ticker: TXT Security ID: 883203101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- The Allstate Corporation Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) Meh For For Management ta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- The Bank of New York Mellon Corporation Ticker: BK Security ID: 064058100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director Jeffrey A. Goldstein For For Management 1e Elect Director Edmund F. "Ted" Kelly For For Management 1f Elect Director Jennifer B. Morgan For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Frederick O. Terrell For For Management 1j Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Gender Pay Gap Against Against Shareholder 5 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors -------------------------------------------------------------------------------- The Gap, Inc. Ticker: GPS Security ID: 364760108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Bohutinsky For For Management 1b Elect Director John J. Fisher For For Management 1c Elect Director Robert J. Fisher For For Management 1d Elect Director William S. Fisher For For Management 1e Elect Director Tracy Gardner For For Management 1f Elect Director Isabella D. Goren For For Management 1g Elect Director Bob L. Martin For For Management 1h Elect Director Amy Miles For For Management 1i Elect Director Jorge P. Montoya For For Management 1j Elect Director Chris O'Neill For For Management 1k Elect Director Mayo A. Shattuck, III For For Management 1l Elect Director Elizabeth A. Smith For For Management 1m Elect Director Sonia Syngal For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- The Goldman Sachs Group, Inc. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of a Against Against Shareholder Corporation -------------------------------------------------------------------------------- The PNC Financial Services Group, Inc. Ticker: PNC Security ID: 693475105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.10 Elect Director Martin Pfinsgraff For For Management 1.11 Elect Director Toni Townes-Whitley For For Management 1.12 Elect Director Michael J. Ward For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Cafaro For For Management 1.4 Elect Director Marjorie Rodgers Cheshir For For Management e 1.5 Elect Director William S. Demchak For For Management 1.6 Elect Director Andrew T. Feldstein For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Daniel R. Hesse For For Management 1.9 Elect Director Linda R. Medler For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Qualified Employee Stock Purchase For For Management Plan -------------------------------------------------------------------------------- Trane Technologies Plc Ticker: TT Security ID: G8994E103 Meeting Date: JUN 4, 2020 Meeting Type: Annual Record Date: APR 8, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John Bruton For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director Myles P. Lee For For Management 1i Elect Director Karen B. Peetz For For Management 1j Elect Director John P. Surma For For Management 1k Elect Director Richard J. Swift For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 4 Authorize Issue of Equity For For Management 5 Renew Directors' Authority to Issue Sha For For Management res for Cash 6 Authorize Reissuance of Repurchased Sha For For Management res -------------------------------------------------------------------------------- Vistra Energy Corp. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.10 Elect Director John R. (JR) Sult For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- Vodafone Group Plc Ticker: VOD Security ID: G93882192 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Valerie Gooding as Director For For Management 11 Re-elect Renee James as Director For For Management 12 Re-elect Maria Amparo Moraleda Martinez For For Management as Director 13 Re-elect David Nish as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For Against Management 16 Appoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without Pre-e For For Management mptive Rights 2 Elect Sanjiv Ahuja as Director For For Management 20 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary S For For Management hares 22 Authorise EU Political Donations and Ex For For Management penditure 23 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 3 Elect David Thodey as Director For For Management 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Nick Read as Director For For Management 6 Re-elect Margherita Della Valle as Dire For For Management ctor 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Michel Demare as Director For For Management 9 Re-elect Dame Clara Furse as Director For For Management -------------------------------------------------------------------------------- Wells Fargo & Company Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder =Invesco Comstock Select Fund=================================================== American International Group, Inc. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 6 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Anthem, Inc. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- AT&T Inc. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Represen Against Against Shareholder tative Director 6 Improve Guiding Principles of Executive Against Against Shareholder Compensation -------------------------------------------------------------------------------- Bank of America Corporation Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of a Against Against Shareholder Corporation and Report on Recommended Changes to Governance Documents, Polici es, and Practices -------------------------------------------------------------------------------- BP Plc Ticker: BP Security ID: G12793108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Authorise Issue of Equity without Pre-e For For Management mptive Rights 11 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary S For For Management hares 13 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as Direct For For Management or 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix Remune For For Management ration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and Ex For For Management penditure 9 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- Bristol-Myers Squibb Company Ticker: BMY Security ID: 110122108 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Cardinal Health, Inc. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 6, 2019 Meeting Type: Annual Record Date: SEP 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.10 Elect Director J. Michael Losh For For Management 1.11 Elect Director Dean A. Scarborough For For Management 1.12 Elect Director John H. Weiland For For Management 1.2 Elect Director Carrie S. Cox For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway Ha For For Management ll 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Carnival Corporation Ticker: CCL Security ID: 143658300 Meeting Date: APR 6, 2020 Meeting Type: Annual Record Date: FEB 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For Against Management Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of Ca For Against Management rnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a D For Against Management irector of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to U K companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP as For For Management Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm o f PricewaterhouseCoopers LLP as the Ind ependent Registered Certified Public Ac counting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 201 9 (in accordance with legal requirement s applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 2 Re-elect Jonathon Band as a Director of For Against Management Carnival Corporation and as a Director of Carnival plc. 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management 3 Re-elect Jason Glen Cahilly as a Direct For Against Management or of Carnival Corporation and as a Dir ector of Carnival plc. 4 Re-elect Helen Deeble as a Director of For Against Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a Director For Against Management of Carnival Corporation and as a Direc tor of Carnival plc. 6 Re-elect Richard J. Glasier as a Direct For Against Management or of Carnival Corporation and as a Dir ector of Carnival plc. 7 Re-elect Katie Lahey as a Director of C For Against Management arnival Corporation and as a Director o f Carnival plc. 8 Re-elect John Parker as a Director of C For Against Management arnival Corporation and as a Director o f Carnival plc. 9 Re-elect Stuart Subotnick as a Director For Against Management of Carnival Corporation and as a Direc tor of Carnival plc. -------------------------------------------------------------------------------- Caterpillar Inc. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 2 Ratify PricewaterhouseCoopers as Audito For For Management rs 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Chevron Corporation Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10 Require Independent Board Chair Against Against Shareholder 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Ri Against Abstain Shareholder sk 6 Report on Climate Lobbying Aligned with Against Abstain Shareholder Paris Agreement Goals 7 Report on Petrochemical Risk Against Against Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Citigroup Inc. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce de For For Management Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- Citizens Financial Group, Inc. Ticker: CFG Security ID: 174610105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 1.2 Elect Director Christine M. Cumming For For Management 1.3 Elect Director William P. Hankowsky For For Management 1.4 Elect Director Howard W. Hanna, III For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") Kelly, For For Management III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Provide Right to Call Special Meeting For For Management 5 Amend Certificate of Incorporation to R For For Management emove Non-Operative Provisions -------------------------------------------------------------------------------- Cognizant Technology Solutions Corporation Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 2, 2020 Meeting Type: Annual Record Date: APR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CVS Health Corporation Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock Purchase For For Management Plan 6 Amend Shareholder Written Consent Provi Against Against Shareholder sions 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- Eaton Corporation plc Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors a For For Management nd Authorize Board to Fix Their Remuner ation 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Authorize Issue of Equity with Pre-empt For For Management ive Rights 6 Authorize Issue of Equity without Pre-e For For Management mptive Rights 7 Authorize Share Repurchase of Issued Sh For For Management are Capital -------------------------------------------------------------------------------- Emerson Electric Co. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 4, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- Fidelity National Information Services, Inc. Ticker: FIS Security ID: 31620M106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 3, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- General Motors Company Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against Against Shareholder 8 Report on Human Rights Policy Implement Against For Shareholder ation 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- Intel Corporation Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Global Median Gender/Racial P Against Against Shareholder ay Gap -------------------------------------------------------------------------------- Johnson Controls International plc Ticker: JCI Security ID: G51502105 Meeting Date: MAR 4, 2020 Meeting Type: Annual Record Date: JAN 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle Per For For Management ochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company S For For Management hares 4 Determine Price Range for Reissuance of For For Management Treasury Shares 5 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 6 Approve the Directors' Authority to All For For Management ot Shares 7 Approve the Disapplication of Statutory For For Management Pre-Emption Rights -------------------------------------------------------------------------------- Marathon Oil Corporation Ticker: MRO Security ID: 565849106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Microsoft Corporation Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 4, 2019 Meeting Type: Annual Record Date: OCT 8, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Report on Employee Representation on th Against Against Shareholder e Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- Morgan Stanley Ticker: MS Security ID: 617446448 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Dennis M. Nally For For Management 1j Elect Director Takeshi Ogasawara For For Management 1k Elect Director Hutham S. Olayan For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Noble Energy, Inc. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For For Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Philip Morris International Inc. Ticker: PM Security ID: 718172109 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as Aud For For Management itor -------------------------------------------------------------------------------- QUALCOMM Incorporated Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- Sanofi Ticker: SAN Security ID: F5548N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Statut For For Management ory Reports 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in th For For Management e Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of Director For For Management s 14 Approve Remuneration Policy of Chairman For For Management of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report of Corporat For For Management e Officers 17 Approve Compensation of Serge Weinberg, For For Management Chairman of the Board 18 Approve Compensation of Paul Hudson, CE For For Management O Since Sept. 1, 2019 19 Approve Compensation of Olivier Brandic For Against Management ourt, CEO Until Aug. 31, 2019 2 Approve Consolidated Financial Statemen For For Management ts and Statutory Reports 20 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 21 Authorize Filing of Required Documents/ For For Management Other Formalities 3 Approve Treatment of Losses and Dividen For For Management ds of EUR 3.15 per Share 4 Approve Auditors' Special Report on Rel For For Management ated-Party Transactions 5 Ratify Appointment of Paul Hudson as Di For For Management rector 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management -------------------------------------------------------------------------------- Suncor Energy Inc. Ticker: SU Security ID: 867224107 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.10 Elect Director Michael M. Wilson For For Management 1.2 Elect Director Mel E. Benson For For Management 1.3 Elect Director John D. Gass For For Management 1.4 Elect Director Dennis M. Houston For For Management 1.5 Elect Director Mark S. Little For For Management 1.6 Elect Director Brian P. MacDonald For For Management 1.7 Elect Director Maureen McCaw For For Management 1.8 Elect Director Lorraine Mitchelmore For For Management 1.9 Elect Director Eira M. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Textron Inc. Ticker: TXT Security ID: 883203101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- The Bank of New York Mellon Corporation Ticker: BK Security ID: 064058100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director Jeffrey A. Goldstein For For Management 1e Elect Director Edmund F. "Ted" Kelly For For Management 1f Elect Director Jennifer B. Morgan For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Frederick O. Terrell For For Management 1j Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Gender Pay Gap Against Against Shareholder 5 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors -------------------------------------------------------------------------------- The Goldman Sachs Group, Inc. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of a Against Against Shareholder Corporation =Invesco Dividend Income Fund=================================================== ABB Ltd. Ticker: ABBN Security ID: H0010V101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Ratify KPMG AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management 2 Approve Remuneration Report (Non-Bindin For For Management g) 3 Approve Discharge of Board and Senior M For For Management anagement 4 Approve Allocation of Income and Divide For For Management nds of CHF 0.80 per Share 5 Amend Articles Re: Annual Report For For Management 6.1 Approve Remuneration of Directors in th For For Management e Amount of CHF 4.7 Million 6.2 Approve Remuneration of Executive Commi For For Management ttee in the Amount of CHF 39.5 Million 7.1 Reelect Matti Alahuhta as Director For For Management 7.10 Reelect Jacob Wallenberg as Director For For Management 7.11 Reelect Peter Voser as Director and Boa For For Management rd Chairman 7.2 Reelect Gunnar Brock as Director For For Management 7.3 Reelect David Constable as Director For For Management 7.4 Reelect Frederico Curado as Director For For Management 7.5 Reelect Lars Foerberg as Director For For Management 7.6 Reelect Jennifer Xin-Zhe Li as Director For For Management 7.7 Reelect Geraldine Matchett as Director For For Management 7.8 Reelect David Meline as Director For For Management 7.9 Reelect Satish Pai as Director For For Management 8.1 Appoint David Constable as Member of th For For Management e Compensation Committee 8.2 Appoint Frederico Curado as Member of t For For Management he Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member o For For Management f the Compensation Committee 9 Designate Hans Zehnder as Independent P For For Management roxy -------------------------------------------------------------------------------- Abbott Laboratories Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Adj Against Against Shareholder ustments 6 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- American Electric Power Company, Inc. Ticker: AEP Security ID: 025537101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Art A. Garcia For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Thomas E. Hoaglin For For Management 1.8 Elect Director Sandra Beach Lin For For Management 1.9 Elect Director Margaret M. McCarthy For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- AstraZeneca Plc Ticker: AZN Security ID: 046353108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Authorise Issue of Equity without Pre-e For For Management mptive Rights 11 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary S For For Management hares 13 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 14 Approve Performance Share Plan For For Management 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Genevieve Berger as Director For For Management 5e Re-elect Philip Broadley as Director For For Management 5f Re-elect Graham Chipchase as Director For For Management 5g Elect Michel Demare as Director For For Management 5h Re-elect Deborah DiSanzo as Director For For Management 5i Re-elect Sheri McCoy as Director For For Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise EU Political Donations and Ex For For Management penditure 9 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- AT&T Inc. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Represen Against Against Shareholder tative Director 6 Improve Guiding Principles of Executive Against Against Shareholder Compensation -------------------------------------------------------------------------------- Bank of America Corporation Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of a Against Against Shareholder Corporation and Report on Recommended Changes to Governance Documents, Polici es, and Practices -------------------------------------------------------------------------------- Bayer AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and Statut For For Management ory Reports; Approve Allocation of Inco me and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board f For For Management or Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the Supervisor For For Management y Board 4.2 Elect Otmar Wiestler to the Supervisory For For Management Board 4.3 Elect Horst Baier to the Supervisory Bo For For Management ard 5 Approve Remuneration Policy for the Man For For Management agement Board 6 Approve Remuneration Policy for the Sup For For Management ervisory Board 7 Amend Articles Re: Supervisory Board Te For For Management rm of Office 8 Ratify Deloitte GmbH as Auditors for Fi For For Management scal 2020 -------------------------------------------------------------------------------- Bayerische Motoren Werke AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Allocation of Income and Divide For For Management nds of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share 3 Approve Discharge of Management Board f For For Management or Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as A For For Management uditors for Fiscal 2020 6.1 Elect Norbert Reithofer to the Supervis For For Management ory Board 6.2 Elect Anke Schaeferkordt to the Supervi For For Management sory Board 7 Approve Remuneration of Supervisory Boa For For Management rd -------------------------------------------------------------------------------- BB&T Corporation Ticker: BBT Security ID: 054937107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to Truist Financial For For Management Corporation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BHP Group Limited Ticker: BHP Security ID: 088606108 Meeting Date: NOV 7, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Approve the Grant of Awards to Andrew M For For Management ackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Elect Terry Bowen as Director For For Management 14 Elect Malcolm Broomhead as Director For For Management 15 Elect Anita Frew as Director For For Management 16 Elect Andrew Mackenzie as Director For For Management 17 Elect Lindsay Maxsted as Director For For Management 18 Elect John Mogford as Director For For Management 19 Elect Shriti Vadera as Director For For Management 2 Appoint Ernst & Young as Auditor of the For For Management Company 20 Elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of In Against Against Shareholder dustry Associations That Are Involved i n Lobbying Inconsistent with the Goals of the Paris Agreement 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue Shar For For Management es in BHP Group Plc 5 Approve General Authority to Issue Shar For For Management es in BHP Group Plc for Cash 6 Approve the Repurchase of Shares in BHP For For Management Group Plc 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for Austral For For Management ian Law Purposes -------------------------------------------------------------------------------- BP Plc Ticker: BP Security ID: 055622104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Authorise Issue of Equity without Pre-e For For Management mptive Rights 11 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary S For For Management hares 13 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as Direct For For Management or 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix Remune For For Management ration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and Ex For Withhold Management penditure 9 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- Bristol-Myers Squibb Company Ticker: BMY Security ID: 110122108 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For Against Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- BT Group Plc Ticker: BT.A Security ID: G16612106 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: JUL 8, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Nick Rose as Director For For Management 11 Re-elect Jasmine Whitbread as Director For For Management 12 Elect Philip Jansen as Director For For Management 13 Elect Matthew Key as Director For For Management 14 Elect Allison Kirkby as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without Pre-e For For Management mptive Rights 19 Authorise Market Purchase of Ordinary S For For Management hares 2 Approve Remuneration Report For For Management 20 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 21 Authorise EU Political Donations and Ex For For Management penditure 3 Approve Final Dividend For For Management 4 Re-elect Jan du Plessis as Director For For Management 5 Re-elect Simon Lowth as Director For For Management 6 Re-elect Iain Conn as Director For For Management 7 Re-elect Tim Hottges as Director For For Management 8 Re-elect Isabel Hudson as Director For For Management 9 Re-elect Mike Inglis as Director For For Management -------------------------------------------------------------------------------- Campbell Soup Company Ticker: CPB Security ID: 134429109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fabiola R. Arredondo For For Management 1.10 Elect Director Keith R. McLoughlin For For Management 1.11 Elect Director Kurt T. Schmidt For For Management 1.12 Elect Director Archbold D. van Beuren For For Management 1.2 Elect Director Howard M. Averill For For Management 1.3 Elect Director John P. (JP) Bilbrey For For Management 1.4 Elect Director Mark A. Clouse For For Management 1.5 Elect Director Bennett Dorrance For For Management 1.6 Elect Director Maria Teresa (Tessa) Hil For For Management ado 1.7 Elect Director Sarah Hofstetter For For Management 1.8 Elect Director Marc B. Lautenbach For For Management 1.9 Elect Director Mary Alice Dorrance Malo For For Management ne 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Caterpillar Inc. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 2 Ratify PricewaterhouseCoopers as Audito For For Management rs 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Chevron Corporation Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10 Require Independent Board Chair Against For Shareholder 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For Against Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Ri Against Against Shareholder sk 6 Report on Climate Lobbying Aligned with Against Against Shareholder Paris Agreement Goals 7 Report on Petrochemical Risk Against Against Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Chubb Limited Ticker: CB Security ID: H1467J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Approve CHF 52,613,190.00 Reduction in For For Management Share Capital via Cancellation in Nomin al Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate Remunerat For For Management ion of Directors 11.2 Approve Remuneration of Executive Manag For For Management ement in the Amount of USD 46 Million f or Fiscal 2021 12 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 13 Transact Other Business (Voting) For Against Management 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From Lega For For Management l Reserves Through Capital Contribution s Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG (Zuric For For Management h) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP (Unit For For Management ed States) as Independent Registered Ac counting Firm 4.3 Ratify BDO AG (Zurich) as Special Audit For For Management Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.10 Elect Director Eugene B. Shanks, Jr. For For Management 5.11 Elect Director Theodore E. Shasta For For Management 5.12 Elect Director David H. Sidwell For For Management 5.13 Elect Director Olivier Steimer For For Management 5.14 Elect Director Frances F. Townsend For For Management 5.2 Elect Director Michael G. Atieh For For Management 5.3 Elect Director Sheila P. Burke For For Management 5.4 Elect Director James I. Cash For For Management 5.5 Elect Director Mary Cirillo For For Management 5.6 Elect Director Michael P. Connors For For Management 5.7 Elect Director John A. Edwardson For For Management 5.8 Elect Director Robert J. Hugin For For Management 5.9 Elect Director Robert W. Scully For For Management 6 Elect Evan G. Greenberg as Board Chairm For For Management an 7.1 Elect Michael P. Connors as Member of t For For Management he Compensation Committee 7.2 Elect Mary Cirillo as Member of the Com For For Management pensation Committee 7.3 Elect John A. Edwardson as Member of th For For Management e Compensation Committee 7.4 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent P For For Management roxy 9 Issue Shares Without Preemptive Rights For For Management -------------------------------------------------------------------------------- Cisco Systems, Inc. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CMS Energy Corporation Ticker: CMS Security ID: 125896100 Meeting Date: MAY 1, 2020 Meeting Type: Annual Record Date: MAR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Patricia K. Poppe For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- Coca-Cola European Partners Plc Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar as For For Management Director 13 Re-elect Dagmar Kollmann as Director For For Management 14 Re-elect Alfonso Libano Daurella as Dir For For Management ector 15 Re-elect Lord Mark Price as Director For For Management 16 Re-elect Mario Rotllant Sola as Directo For Abstain Management r 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and Ex For Abstain Management penditure 2 Approve Remuneration Policy For For Management 20 Authorise Issue of Equity For For Management 21 Approve Waiver on Tender-Bid Requiremen For For Management t 22 Authorise Issue of Equity without Pre-e For For Management mptive Rights 23 Authorise Market Purchase of Ordinary S For For Management hares 24 Authorise Off-Market Purchase of Ordina For For Management ry Shares 25 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 3 Approve Remuneration Report For For Management 4 Re-elect Jan Bennink as Director For For Management 5 Re-elect Thomas Johnson as Director For For Management 6 Elect Dessi Temperley as Director For For Management 7 Re-elect Jose Ignacio Comenge as Direct For For Management or 8 Re-elect Francisco Crespo Benitez as Di For For Management rector 9 Re-elect Irial Finan as Director For Abstain Management -------------------------------------------------------------------------------- Comcast Corporation Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.10 Elect Director Brian L. Roberts For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Pre Against Against Shareholder vent Sexual Harassment -------------------------------------------------------------------------------- Conagra Brands, Inc. Ticker: CAG Security ID: 205887102 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anil Arora For For Management 1b Elect Director Thomas "Tony" K. Brown For For Management 1c Elect Director Stephen G. Butler For For Management 1d Elect Director Sean M. Connolly For For Management 1e Elect Director Joie A. Gregor For For Management 1f Elect Director Rajive Johri For For Management 1g Elect Director Richard H. Lenny For For Management 1h Elect Director Melissa Lora For For Management 1i Elect Director Ruth Ann Marshall For For Management 1j Elect Director Craig P. Omtvedt For For Management 1k Elect Director Scott Ostfeld For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Crown Castle International Corp. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Cullen/Frost Bankers, Inc. Ticker: CFR Security ID: 229899109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos Alvarez For For Management 1.10 Elect Director Karen E. Jennings For For Management 1.11 Elect Director Charles W. Matthews For For Management 1.12 Elect Director Ida Clement Steen For For Management 1.13 Elect Director Graham Weston For For Management 1.2 Elect Director Chris M. Avery For For Management 1.3 Elect Director Anthony R. (Tony) Chase For For Management 1.4 Elect Director Cynthia J. Comparin For For Management 1.5 Elect Director Samuel G. Dawson For For Management 1.6 Elect Director Crawford H. Edwards For For Management 1.7 Elect Director Patrick B. Frost For For Management 1.8 Elect Director Phillip D. Green For For Management 1.9 Elect Director David J. Haemisegger For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Darden Restaurants, Inc. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, Jr For For Management . 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) Sonst For For Management eby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Deutsche Telekom AG Ticker: DTE Security ID: D2035M136 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Allocation of Income and Divide For For Management nds of EUR 0.60 per Share 3 Approve Discharge of Management Board f For For Management or Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as A For For Management uditors for Fiscal 2020 6 Elect Michael Kaschke to the Supervisor For For Management y Board 7 Approve Spin-Off and Takeover Agreement For For Management with Telekom Deutschland GmbH 8 Ratify Ernst & Young GmbH as Auditors f For For Management or the First Quarter of Fiscal 2021 -------------------------------------------------------------------------------- Dominion Energy, Inc. Ticker: D Security ID: 25746U109 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Bennett For For Management 1b Elect Director Helen E. Dragas For For Management 1c Elect Director James O. Ellis, Jr. For For Management 1d Elect Director Thomas F. Farrell, II For For Management 1e Elect Director D. Maybank Hagood For For Management 1f Elect Director John W. Harris For For Management 1g Elect Director Ronald W. Jibson For For Management 1h Elect Director Mark J. Kington For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Pamela J. Royal For For Management 1k Elect Director Robert H. Spilman, Jr. For For Management 1l Elect Director Susan N. Story For For Management 1m Elect Director Michael E. Szymanczyk For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- Dow Inc. Ticker: DOW Security ID: 260557103 Meeting Date: APR 9, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Jacqueline K. Barton For For Management 1d Elect Director James A. Bell For For Management 1e Elect Director Wesley G. Bush For For Management 1f Elect Director Richard K. Davis For For Management 1g Elect Director Jeff M. Fettig For For Management 1h Elect Director Jim Fitterling For For Management 1i Elect Director Jacqueline C. Hinman For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- Duke Energy Corporation Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Eliminate Supermajority Vote Requiremen None For Shareholder t 6 Report on Political Contributions Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- DuPont de Nemours, Inc. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For Against Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 5 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting 6 Approve Creation of an Employee Board A Against Against Shareholder dvisory Position -------------------------------------------------------------------------------- Eaton Corporation plc Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors a For For Management nd Authorize Board to Fix Their Remuner ation 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Authorize Issue of Equity with Pre-empt For For Management ive Rights 6 Authorize Issue of Equity without Pre-e For For Management mptive Rights 7 Authorize Share Repurchase of Issued Sh For For Management are Capital -------------------------------------------------------------------------------- Edison International Ticker: EIX Security ID: 281020107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Michael C. Camunez For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director James T. Morris For For Management 1e Elect Director Timothy T. O'Toole For For Management 1f Elect Director Pedro J. Pizarro For For Management 1g Elect Director Carey A. Smith For For Management 1h Elect Director Linda G. Stuntz For For Management 1i Elect Director William P. Sullivan For For Management 1j Elect Director Peter J. Taylor For For Management 1k Elect Director Keith Trent For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors -------------------------------------------------------------------------------- Eli Lilly and Company Ticker: LLY Security ID: 532457108 Meeting Date: MAY 4, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10 Report on Integrating Drug Pricing Risk Against Against Shareholder s into Senior Executive Compensation Ar rangements 11 Adopt Policy on Bonus Banking Against Against Shareholder 12 Clawback Disclosure of Recoupment Activ Against Against Shareholder ity from Senior Officers 1a Elect Director Michael L. Eskew For For Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting Provisio For For Management ns 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against For Shareholder 9 Disclose Board Matrix Including Ideolog Against Against Shareholder ical Perspectives -------------------------------------------------------------------------------- Emerson Electric Co. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 4, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- Enbridge Inc. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela L. Carter For Withhold Management 1.10 Elect Director Al Monaco For For Management 1.11 Elect Director Dan C. Tutcher For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Susan M. Cunningham For For Management 1.4 Elect Director Gregory L. Ebel For For Management 1.5 Elect Director J. Herb England For For Management 1.6 Elect Director Charles W. Fischer For For Management 1.7 Elect Director Gregory J. Goff For For Management 1.8 Elect Director V. Maureen Kempston Dark For For Management es 1.9 Elect Director Teresa S. Madden For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Approve Shareholder Rights Plan For For Management 4 Amend By-Law No. 1 of Enbridge For For Management 5 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Entergy Corporation Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 8, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director M. Elise Hyland For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Equity Residential Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Bennett For For Management 1.10 Elect Director Mark S. Shapiro For For Management 1.11 Elect Director Stephen E. Sterrett For For Management 1.12 Elect Director Samuel Zell For For Management 1.2 Elect Director Linda Walker Bynoe For For Management 1.3 Elect Director Connie K. Duckworth For For Management 1.4 Elect Director Mary Kay Haben For For Management 1.5 Elect Director Tahsinul Zia Huque For For Management 1.6 Elect Director Bradley A. Keywell For For Management 1.7 Elect Director John E. Neal For For Management 1.8 Elect Director David J. Neithercut For For Management 1.9 Elect Director Mark J. Parrell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Exelon Corporation Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Exxon Mobil Corporation Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.10 Elect Director Darren W. Woods For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chair Against For Shareholder 5 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting 6 Report on Costs & Benefits of Climate-R Against Against Shareholder elated Expenditures 7 Report on Risks of Petrochemical Operat Against Against Shareholder ions in Flood Prone Areas 8 Report on Political Contributions Against Against Shareholder 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- General Dynamics Corporation Ticker: GD Security ID: 369550108 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director William A. Osborn For For Management 1i Elect Director Catherine B. Reynolds For For Management 1j Elect Director Laura J. Schumacher For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- General Mills, Inc. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- General Motors Company Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For Against Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against Against Shareholder 8 Report on Human Rights Policy Implement Against Against Shareholder ation 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- GlaxoSmithKline Plc Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee to For For Management Fix Remuneration of Auditors 18 Authorise EU Political Donations and Ex For Withhold Management penditure 19 Authorise Issue of Equity For For Management 2 Approve Remuneration Report For For Management 20 Authorise Issue of Equity without Pre-e For For Management mptive Rights 21 Authorise Issue of Equity without Pre-e For Withhold Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary S For For Management hares 23 Approve the Exemption from Statement of For For Management the Name of the Senior Statutory Audit or in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 3 Approve Remuneration Policy For For Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management -------------------------------------------------------------------------------- GlaxoSmithKline Plc Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAY 4, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee to For For Management Fix Remuneration of Auditors 18 Authorise EU Political Donations and Ex For Abstain Management penditure 19 Authorise Issue of Equity For For Management 2 Approve Remuneration Report For For Management 20 Authorise Issue of Equity without Pre-e For For Management mptive Rights 21 Authorise Issue of Equity without Pre-e For Abstain Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary S For For Management hares 23 Approve the Exemption from Statement of For For Management the Name of the Senior Statutory Audit or in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 3 Approve Remuneration Policy For For Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management -------------------------------------------------------------------------------- Harley-Davidson, Inc. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director Allan Golston For For Management 1.5 Elect Director Sara L. Levinson For For Management 1.6 Elect Director N. Thomas Linebarger For For Management 1.7 Elect Director Brian R. Niccol For For Management 1.8 Elect Director Maryrose T. Sylvester For For Management 1.9 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Provide Proxy Access Right For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- Iberdrola SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 2, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone Fin For For Management ancial Statements 10 Amend Articles of General Meeting Regul For For Management ations Re: Right to Information and Rem ote Participation 11 Amend Articles of General Meeting Regul For For Management ations Re: Technical Improvements 12 Approve Allocation of Income and Divide For For Management nds 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as Dire For For Management ctor 19 Reelect Inigo Victor de Oriol Ibarra as For For Management Director 2 Approve Consolidated and Standalone Man For For Management agement Reports 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equit y-Linked Securities, Excluding Preempti ve Rights of up to 10 Percent 23 Authorize Issuance of Convertible Bonds For For Management , Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exc lusion of Preemptive Rights up to 10 Pe rcent of Capital 24 Authorize Board to Ratify and Execute A For For Management pproved Resolutions 3 Approve Non-Financial Information State For For Management ment 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest a For For Management nd Social Dividend 7 Amend Article 8 Re: Compliance System a For For Management nd Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting Regu For For Management lations Re: Shareholders' Power to Appr ove the Non-Financial Information State ment -------------------------------------------------------------------------------- International Business Machines Corporation Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 1.2 Elect Director Michael L. Eskew For Against Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William McNabb For For Management , III 1.9 Elect Director Martha E. Pollack For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Governing Documents to allow Remo Against For Shareholder val of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- International Paper Company Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Burns For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Anders Gustafsson For For Management 1f Elect Director Jacqueline C. Hinman For For Management 1g Elect Director Clinton A. Lewis, Jr. For For Management 1h Elect Director Kathryn D. Sullivan For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- ITOCHU Corp. Ticker: 8001 Security ID: J2501P104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a Fi For For Management nal Dividend of JPY 42.5 2.1 Elect Director Okafuji, Masahiro For For Management 2.10 Elect Director Nakamori, Makiko For For Management 2.2 Elect Director Suzuki, Yoshihisa For For Management 2.3 Elect Director Yoshida, Tomofumi For For Management 2.4 Elect Director Fukuda, Yuji For For Management 2.5 Elect Director Kobayashi, Fumihiko For For Management 2.6 Elect Director Hachimura, Tsuyoshi For For Management 2.7 Elect Director Muraki, Atsuko For For Management 2.8 Elect Director Mochizuki, Harufumi For For Management 2.9 Elect Director Kawana, Masatoshi For For Management 3 Appoint Statutory Auditor Kyoda, Makoto For For Management -------------------------------------------------------------------------------- Johnson & Johnson Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Amend Certificate of Incorporation to P For For Management ermit Removal of Directors With or With out Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Implement Against Against Shareholder ed Related to Opioids -------------------------------------------------------------------------------- Kennametal, Inc. Ticker: KMT Security ID: 489170100 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 4, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.10 Elect Director Steven H. Wunning For For Management 1.2 Elect Director Cindy L. Davis For For Management 1.3 Elect Director William J. Harvey For For Management 1.4 Elect Director William M. Lambert For For Management 1.5 Elect Director Lorraine M. Martin For For Management 1.6 Elect Director Timothy R. McLevish For For Management 1.7 Elect Director Sagar A. Patel For For Management 1.8 Elect Director Christopher Rossi For For Management 1.9 Elect Director Lawrence W. Stranghoener For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Kimberly-Clark Corporation Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For Against Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Lockheed Martin Corporation Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For Against Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Lowe's Companies, Inc. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.10 Elect Director Lisa W. Wardell For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Bertram L. Scott For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Reduce Ownership Threshold for Sharehol For For Management ders to Call Special Meeting 5 Approve Qualified Employee Stock Purcha For For Management se Plan 6 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- M&T Bank Corporation Ticker: MTB Security ID: 55261F104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Angela Bontempo For For Management 1.10 Elect Director Newton P.S. Merrill For For Management 1.11 Elect Director Kevin J. Pearson For For Management 1.12 Elect Director Melinda R. Rich For For Management 1.13 Elect Director Robert E. Sadler, Jr. For For Management 1.14 Elect Director Denis J. Salamone For For Management 1.15 Elect Director John R. Scannell For For Management 1.16 Elect Director David S. Scharfstein For For Management 1.17 Elect Director Herbert L. Washington For For Management 1.2 Elect Director Robert T. Brady For For Management 1.3 Elect Director T. Jefferson Cunningham, For For Management III 1.4 Elect Director Gary N. Geisel For For Management 1.5 Elect Director Richard S. Gold For For Management 1.6 Elect Director Richard A. Grossi For For Management 1.7 Elect Director John D. Hawke, Jr. For For Management 1.8 Elect Director Rene F. Jones For For Management 1.9 Elect Director Richard H. Ledgett, Jr. For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Marathon Petroleum Corporation Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For Against Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Impacts Against Against Shareholder Into Executive Compensation Program -------------------------------------------------------------------------------- McDonald's Corporation Ticker: MCD Security ID: 580135101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For Against Management 1l Elect Director Miles White For Against Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting 6 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- Medtronic plc Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 6, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Renew the Board's Authority to Issue Sh For For Management ares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- Merck & Co., Inc. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For Against Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Corporate Tax Savings Allocat Against Against Shareholder ion -------------------------------------------------------------------------------- Microchip Technology Incorporated Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Report on Human Rights Risks in Operati Against Against Shareholder ons and Supply Chain -------------------------------------------------------------------------------- Microsoft Corporation Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 4, 2019 Meeting Type: Annual Record Date: OCT 8, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Report on Employee Representation on th Against Against Shareholder e Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- Molson Coors Beverage Company Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- National Fuel Gas Company Ticker: NFG Security ID: 636180101 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director David P. Bauer For For Management 1.3 Elect Director Barbara M. Baumann For For Management 1.4 Elect Director Jeffrey W. Shaw For For Management 1.5 Elect Director Thomas E. Skains For For Management 1.6 Elect Director Ronald J. Tanski For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- National Grid Plc Ticker: NG Security ID: G6S9A7120 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: JUL 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Paul Golby as Director For For Management 11 Re-elect Amanda Mesler as Director For For Management 12 Elect Earl Shipp as Director For For Management 13 Elect Jonathan Silver as Director For For Management 14 Re-elect Mark Williamson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Policy For For Management 18 Approve Remuneration Report For For Management 19 Authorise EU Political Donations and Ex For For Management penditure 2 Approve Final Dividend For For Management 20 Authorise Issue of Equity For For Management 21 Approve Scrip Dividend Scheme For For Management 22 Authorise Directors to Capitalise the A For For Management ppropriate Nominal Amounts of New Share s of the Company Allotted Pursuant to t he Company's Scrip Dividend Scheme 23 Authorise Issue of Equity without Pre-e For For Management mptive Rights 24 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary S For For Management hares 26 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Elect Andy Agg as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Re-elect Nicola Shaw as Director For For Management 8 Re-elect Jonathan Dawson as Director For For Management 9 Re-elect Therese Esperdy as Director For For Management -------------------------------------------------------------------------------- Nestle SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and Statuto For For Management ry Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior M For For Management anagement 3 Approve Allocation of Income and Divide For For Management nds of CHF 2.70 per Share 4.1.a Reelect Paul Bulcke as Director and Boa For For Management rd Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For For Management 4.1.d Reelect Renato Fassbind as Director For For Management 4.1.e Reelect Ann Veneman as Director For For Management 4.1.f Reelect Eva Cheng as Director For For Management 4.1.g Reelect Patrick Aebischer as Director For For Management 4.1.h Reelect Ursula Burns as Director For For Management 4.1.i Reelect Kasper Rorsted as Director For For Management 4.1.j Reelect Pablo Isla as Director For For Management 4.1.k Reelect Kimberly Ross as Director For For Management 4.1.l Reelect Dick Boer as Director For For Management 4.1.m Reelect Dinesh Paliwal as Director For For Management 4.2 Elect Hanne Jimenez de Mora as Director For For Management 4.3.1 Appoint Patrick Aebischer as Member of For For Management the Compensation Committee 4.3.2 Appoint Ursula Burns as Member of the C For For Management ompensation Committee 4.3.3 Appoint Pablo Isla as Member of the Com For For Management pensation Committee 4.3.4 Appoint Dick Boer as Member of the Comp For For Management ensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as Independen For For Management t Proxy 5.1 Approve Remuneration of Directors in th For For Management e Amount of CHF 10 Million 5.2 Approve Remuneration of Executive Commi For For Management ttee in the Amount of CHF 55 Million 6 Approve CHF 9.5 Million Reduction in Sh For For Management are Capital via Cancellation of Repurch ased Shares 7 Transact Other Business (Voting) Against Against Management -------------------------------------------------------------------------------- NextEra Energy, Inc. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Nintendo Co., Ltd. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a Fi For For Management nal Dividend of JPY 820 2.1 Elect Director Furukawa, Shuntaro For For Management 2.2 Elect Director Miyamoto, Shigeru For For Management 2.3 Elect Director Takahashi, Shinya For For Management 2.4 Elect Director Shiota, Ko For For Management 2.5 Elect Director Shibata, Satoru For For Management 3.1 Elect Director and Audit Committee Memb For For Management er Noguchi, Naoki 3.2 Elect Director and Audit Committee Memb For For Management er Umeyama, Katsuhiro 3.3 Elect Director and Audit Committee Memb For For Management er Yamazaki, Masao 3.4 Elect Director and Audit Committee Memb For For Management er Shinkawa, Asa -------------------------------------------------------------------------------- Nippon Telegraph & Telephone Corp. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a Fi For For Management nal Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For For Management 2.2 Elect Director Sawada, Jun For For Management 2.3 Elect Director Shimada, Akira For For Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For For Management 2.6 Elect Director Sakakibara, Sadayuki For For Management 2.7 Elect Director Sakamura, Ken For For Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, Ka For For Management nae -------------------------------------------------------------------------------- Novartis AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Transact Other Business (Voting) For Against Management 2 Approve Discharge of Board and Senior M For For Management anagement 3 Approve Allocation of Income and Divide For For Management nds of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in S For For Management hare Capital via Cancellation of Repurc hased Shares 5.1 Approve Remuneration of Directors in th For For Management e Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of Executi For For Management ve Committee in the Amount of CHF 93 Mi llion 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director and For For Management Board Chairman 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 7.1 Reappoint Patrice Bula as Member of the For For Management Compensation Committee 7.2 Reappoint Srikant Datar as Member of th For For Management e Compensation Committee 7.3 Reappoint Enrico Vanni as Member of the For For Management Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of t For For Management he Compensation Committee 8 Ratify PricewaterhouseCoopers AG as Aud For For Management itors 9 Designate Peter Zahn as Independent Pro For For Management xy -------------------------------------------------------------------------------- Nutrien Ltd. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.10 Elect Director Aaron W. Regent For For Management 1.11 Elect Director Mayo M. Schmidt For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director Miranda C. Hubbs For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Consuelo E. Madere For For Management 1.8 Elect Director Charles V. Magro For For Management 1.9 Elect Director Keith G. Martell For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Park Hotels & Resorts Inc. Ticker: PK Security ID: 700517105 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Baltimore, Jr. For For Management 1B Elect Director Gordon M. Bethune For For Management 1C Elect Director Patricia M. Bedient For For Management 1D Elect Director Thomas D. Eckert For For Management 1E Elect Director Geoffrey M. Garrett For For Management 1F Elect Director Christie B. Kelly For For Management 1G Elect Director Joseph I. Lieberman For For Management 1H Elect Director Thomas A. Natelli For For Management 1I Elect Director Timothy J. Naughton For For Management 1J Elect Director Stephen I. Sadove For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Pfizer Inc. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against Abstain Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- Pinnacle West Capital Corporation Ticker: PNW Security ID: 723484101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glynis A. Bryan For For Management 1.10 Elect Director James E. Trevathan, Jr. For For Management 1.11 Elect Director David P. Wagener For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Jeffrey B. Guldner For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Humberto S. Lopez For For Management 1.7 Elect Director Kathryn L. Munro For For Management 1.8 Elect Director Bruce J. Nordstrom For For Management 1.9 Elect Director Paula J. Sims For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Portland General Electric Company Ticker: POR Security ID: 736508847 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director Kirby A. Dyess For For Management 1e Elect Director Mark B. Ganz For For Management 1f Elect Director Marie Oh Huber For For Management 1g Elect Director Kathryn J. Jackson For For Management 1h Elect Director Michael H. Millegan For For Management 1i Elect Director Neil J. Nelson For For Management 1j Elect Director M. Lee Pelton For For Management 1k Elect Director Maria M. Pope For For Management 1l Elect Director Charles W. Shivery For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- PPL Corporation Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Conway For For Management 1b Elect Director Steven G. Elliott For For Management 1c Elect Director Raja Rajamannar For For Management 1d Elect Director Craig A. Rogerson For Against Management 1e Elect Director Vincent Sorgi For For Management 1f Elect Director William H. Spence For For Management 1g Elect Director Natica von Althann For For Management 1h Elect Director Keith H. Williamson For For Management 1i Elect Director Phoebe A. Wood For For Management 1j Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- Prudential Financial, Inc. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For Against Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director Michael A. Todman For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director Charles F. Lowrey For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- Public Service Enterprise Group Incorporated Ticker: PEG Security ID: 744573106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph Izzo For For Management 1.10 Elect Director Alfred W. Zollar For For Management 1.2 Elect Director Shirley Ann Jackson For For Management 1.3 Elect Director Willie A. Deese For For Management 1.4 Elect Director David Lilley For For Management 1.5 Elect Director Barry H. Ostrowsky For For Management 1.6 Elect Director Scott G. Stephenson For For Management 1.7 Elect Director Laura A. Sugg For For Management 1.8 Elect Director John P. Surma For For Management 1.9 Elect Director Susan Tomasky For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- Regions Financial Corporation Ticker: RF Security ID: 7591EP100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Royal Dutch Shell Plc Ticker: RDSB Security ID: 780259206 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 8, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as Directo For For Management r 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix Re For For Management muneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without Pre-e For For Management mptive Rights 2 Approve Remuneration Policy For For Management 20 Authorise Market Purchase of Ordinary S For For Management hares 21 Request Shell to Set and Publish Target Against Against Shareholder s for Greenhouse Gas (GHG) Emissions 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management -------------------------------------------------------------------------------- Sempra Energy Ticker: SRE Security ID: 816851109 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.10 Elect Director Jack T. Taylor For For Management 1.11 Elect Director Cynthia L. Walker For For Management 1.12 Elect Director Cynthia J. Warner For For Management 1.13 Elect Director James C. Yardley For For Management 1.2 Elect Director Kathleen L. Brown For For Management 1.3 Elect Director Andres Conesa For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Pablo A. Ferrero For For Management 1.6 Elect Director William D. Jones For For Management 1.7 Elect Director Jeffrey W. Martin For For Management 1.8 Elect Director Bethany J. Mayer For For Management 1.9 Elect Director Michael N. Mears For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- Ship Finance International Limited Ticker: SFL Security ID: G81075106 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management 10 Approve Remuneration of Directors For For Management 2 Authorize Board to Fill Vacancies For For Management 3 Elect Director Harald Thorstein For Against Management 4 Elect Director Bert M. Bekker For For Management 5 Elect Director Gary Vogel For For Management 6 Elect Director Keesjan Cordia For For Management 7 Elect Director James O'Shaughnessy For For Management 8 Change Company Name to SFL Corporation For For Management Ltd. 9 Approve Moore Stephens, P.C. as Auditor For For Management s and Authorize Board to Fix Their Remu neration -------------------------------------------------------------------------------- Siemens AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 5, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 10 Approve Affiliation Agreement with Subs For For Management idiary Siemens Mobility GmbH 2 Approve Allocation of Income and Divide For For Management nds of EUR 3.90 per Share 3.1 Approve Discharge of Management Board M For For Management ember Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board M For For Management ember Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board M For For Management ember Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board M For For Management ember Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board M For For Management ember Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board M For For Management ember Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board M For For Management ember Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board M For For Management ember Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 20 18/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/1 9 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2 019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 201 8/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/ 19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/1 9 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018 /19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018 /19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/1 9 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/1 9 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018 /19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/ 19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/1 9 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/ 19 5 Ratify Ernst & Young GmbH as Auditors f For For Management or Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchas ed Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds wi thout Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Appr ove Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- Sonoco Products Company Ticker: SON Security ID: 835495102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry A. Cockrell For For Management 1.10 Elect Director James M. Micali For For Management 1.11 Elect Director Sundaram Nagarajan For For Management 1.12 Elect Director Marc. D. Oken For For Management 1.13 Elect Director Thomas E. Whiddon For For Management 1.14 Elect Director Lloyd M. Yates For For Management 1.2 Elect Director R. Howard Coker For For Management 1.3 Elect Director Pamela L. Davies For For Management 1.4 Elect Director Theresa J. Drew For For Management 1.5 Elect Director Philippe Guillemot For For Management 1.6 Elect Director John R. Haley For For Management 1.7 Elect Director Robert R. Hill, Jr. For For Management 1.8 Elect Director Richard G. Kyle For For Management 1.9 Elect Director Blythe J. McGarvie For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Articles of Incorporation and Art For For Management icle III, Section 7, of the By-Laws Rel ating to the Vote Required for the Remo val of Directors 5 Amend Articles of Incorporation Relatin For For Management g to Quorum or Voting Requirement for S hareholders 6 Reduce Supermajority Vote Requirement For For Management 7 Provide Right to Call Special Meeting For For Shareholder -------------------------------------------------------------------------------- Southwest Gas Holdings, Inc. Ticker: SWX Security ID: 844895102 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.10 Elect Director Leslie T. Thornton For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Stephen C. Comer For For Management 1.4 Elect Director John P. Hester For For Management 1.5 Elect Director Jane Lewis-Raymond For For Management 1.6 Elect Director Anne L. Mariucci For For Management 1.7 Elect Director Michael J. Melarkey For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Thomas A. Thomas For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Starwood Property Trust, Inc. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For For Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Fred S. Ridley For For Management 1.6 Elect Director Barry S. Sternlicht For For Management 1.7 Elect Director Strauss Zelnick For For Management 2 Advisory Vote to Ratify Named Executive For Abstain Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- Subaru Corp. Ticker: 7270 Security ID: J7676H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a Fi For For Management nal Dividend of JPY 28 2.1 Elect Director Yoshinaga, Yasuyuki For For Management 2.2 Elect Director Nakamura, Tomomi For For Management 2.3 Elect Director Hosoya, Kazuo For For Management 2.4 Elect Director Okada, Toshiaki For For Management 2.5 Elect Director Kato, Yoichi For For Management 2.6 Elect Director Onuki, Tetsuo For For Management 2.7 Elect Director Abe, Yasuyuki For For Management 2.8 Elect Director Yago, Natsunosuke For For Management 2.9 Elect Director Doi, Miwako For For Management 3 Appoint Statutory Auditor Tsutsumi, Hir For For Management omi 4 Appoint Alternate Statutory Auditor Ryu For For Management , Hirohisa -------------------------------------------------------------------------------- Suncor Energy Inc. Ticker: SU Security ID: 867224107 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.10 Elect Director Michael M. Wilson For For Management 1.2 Elect Director Mel E. Benson For For Management 1.3 Elect Director John D. Gass For For Management 1.4 Elect Director Dennis M. Houston For For Management 1.5 Elect Director Mark S. Little For For Management 1.6 Elect Director Brian P. MacDonald For For Management 1.7 Elect Director Maureen McCaw For For Management 1.8 Elect Director Lorraine Mitchelmore For For Management 1.9 Elect Director Eira M. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Sysco Corporation Ticker: SYY Security ID: 871829107 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas L. Bene For For Management 1b Elect Director Daniel J. Brutto For For Management 1c Elect Director John M. Cassaday For For Management 1d Elect Director Joshua D. Frank For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Bradley M. Halverson For For Management 1g Elect Director John M. Hinshaw For For Management 1h Elect Director Hans-Joachim Koerber For For Management 1i Elect Director Stephanie A. Lundquist For For Management 1j Elect Director Nancy S. Newcomb For For Management 1k Elect Director Nelson Peltz For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- Target Corporation Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- The Coca-Cola Company Ticker: KO Security ID: 191216100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on the Health Impacts and Risks Against Against Shareholder of Sugar in the Company's Products -------------------------------------------------------------------------------- The Hartford Financial Services Group, Inc. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Teresa W. Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matt Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- The Kraft Heinz Company Ticker: KHC Security ID: 500754106 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For Against Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Joao M. Castro-Neves For For Management 1e Elect Director Timothy Kenesey For For Management 1f Elect Director Jorge Paulo Lemann For For Management 1g Elect Director Susan Mulder For For Management 1h Elect Director John C. Pope For Against Management 1i Elect Director Elio Leoni Sceti For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 5 Reduce Supermajority Vote Requirement Against Against Shareholder -------------------------------------------------------------------------------- The Kraft Heinz Company Ticker: KHC Security ID: 500754106 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director Joao M. Castro-Neves For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director John T. Cahill For For Management 1f Elect Director Feroz Dewan For For Management 1g Elect Director Jeanne P. Jackson For For Management 1h Elect Director Jorge Paulo Lemann For For Management 1i Elect Director John C. Pope For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Report on Protein Diversification Against Against Shareholder 5 Report on Efforts to Reduce Pesticide U Against Against Shareholder se in the Company's Supply Chain -------------------------------------------------------------------------------- The Procter & Gamble Company Ticker: PG Security ID: 742718109 Meeting Date: OCT 8, 2019 Meeting Type: Annual Record Date: AUG 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- The Travelers Companies, Inc. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Elizabeth E. Robinson For For Management 1g Elect Director Philip T. (Pete) Ruegger For For Management , III 1h Elect Director Todd C. Schermerhorn For For Management 1i Elect Director Alan D. Schnitzer For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Total SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Statut For For Management ory Reports 10 Approve Compensation Report of Corporat For For Management e Officers 11 Approve Remuneration Policy of Director For For Management s 12 Approve Compensation of Patrick Pouyann For For Management e, Chairman and CEO 13 Approve Remuneration Policy of Chairman For For Management and CEO 14 Approve Change of Corporate Form to Soc For For Management iete Europeenne (SE) and Amend Bylaws A ccordingly 15 Authorize Issuance of Equity or Equity- For For Management Linked Securities with Preemptive Right s and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2 .5 Billion 16 Authorize Issuance of Equity or Equity- For For Management Linked Securities without Preemptive Ri ghts up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or Equity-Li For For Management nked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contribut ions in Kind 2 Approve Consolidated Financial Statemen For For Management ts and Statutory Reports 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans 3 Approve Allocation of Income and Divide For For Management nds of EUR 2.68 per Share and Option fo r Stock Dividend Program 4 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 5 Approve Auditors' Special Report on Rel For For Management ated-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine Coisne-Roquette For For Management as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management A Instruct Company to Set and Publish Tar Against Against Shareholder gets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Cli mate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- United Parcel Service, Inc. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For Against Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all S Against For Shareholder tock to Have One-vote per Share 6 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- UnitedHealth Group Incorporated Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 1, 2020 Meeting Type: Annual Record Date: APR 7, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery Ri For For Management ce 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors -------------------------------------------------------------------------------- Verizon Communications Inc. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Exec Against Against Shareholder utive Retirement Plans 5 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Assess Feasibility of Data Privacy as a Against Against Shareholder Performance Measure for Senior Executi ve Compensation 8 Submit Severance Agreement (Change-in-C Against Against Shareholder ontrol) to Shareholder Vote -------------------------------------------------------------------------------- Waddell & Reed Financial, Inc. Ticker: WDR Security ID: 930059100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharilyn S. Gasaway For For Management 1.2 Elect Director Katherine M.A. ("Allie") For For Management Kline 1.3 Elect Director Jerry W. Walton For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Walmart Inc. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For Against Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Report on Impacts of Single-Use Plastic Against Against Shareholder Bags 6 Report on Supplier Antibiotics Use Stan Against Against Shareholder dards 7 Adopt Policy to Include Hourly Associat Against Against Shareholder es as Director Candidates 8 Report on Strengthening Prevention of W Against Against Shareholder orkplace Sexual Harassment -------------------------------------------------------------------------------- Weyerhaeuser Company Ticker: WY Security ID: 962166104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Emmert For For Management 1b Elect Director Rick R. Holley For For Management 1c Elect Director Sara Grootwassink Lewis For For Management 1d Elect Director Al Monaco For For Management 1e Elect Director Nicole W. Piasecki For For Management 1f Elect Director Marc F. Racicot For For Management 1g Elect Director Lawrence A. Selzer For For Management 1h Elect Director D. Michael Steuert For For Management 1i Elect Director Devin W. Stockfish For For Management 1j Elect Director Kim Williams For For Management 1k Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Zions Bancorporation, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 1, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation =Invesco Energy Fund============================================================ Albemarle Corporation Ticker: ALB Security ID: 012653101 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 2a Elect Director Mary Lauren Brlas For For Management 2b Elect Director Luther C. Kissam, IV For For Management 2c Elect Director J. Kent Masters For For Management 2d Elect Director Glenda J. Minor For For Management 2e Elect Director James J. O'Brien For For Management 2f Elect Director Diarmuid B. O'Connell For For Management 2g Elect Director Dean L. Seavers For For Management 2h Elect Director Gerald A. Steiner For For Management 2i Elect Director Holly A. Van Deursen For For Management 2j Elect Director Alejandro D. Wolff For For Management 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Baker Hughes Company Ticker: BKR Security ID: 05722G100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Cynthia B. Carroll For For Management 1.4 Elect Director Clarence P. Cazalot, Jr. For For Management 1.5 Elect Director Nelda J. Connors For For Management 1.6 Elect Director Gregory L. Ebel For For Management 1.7 Elect Director Lynn L. Elsenhans For For Management 1.8 Elect Director John G. Rice For For Management 1.9 Elect Director Lorenzo Simonelli For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BP Plc Ticker: BP Security ID: 055622104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Authorise Issue of Equity without Pre-e For For Management mptive Rights 11 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary S For For Management hares 13 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as Direct For For Management or 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix Remune For For Management ration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and Ex For For Management penditure 9 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- Cabot Oil & Gas Corporation Ticker: COG Security ID: 127097103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 4, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director Robert Kelley For For Management 1.8 Elect Director W. Matt Ralls For For Management 1.9 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Canadian Natural Resources Limited Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Chevron Corporation Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10 Require Independent Board Chair Against Against Shareholder 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Ri Against Against Shareholder sk 6 Report on Climate Lobbying Aligned with Against Against Shareholder Paris Agreement Goals 7 Report on Petrochemical Risk Against Against Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Concho Resources Inc. Ticker: CXO Security ID: 20605P101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy A. Leach For For Management 1.2 Elect Director William H. Easter, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Devon Energy Corporation Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.10 Elect Director Keith O. Rattie For For Management 1.11 Elect Director Mary P. Ricciardello For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director David A. Hager For For Management 1.5 Elect Director Robert H. Henry For For Management 1.6 Elect Director Michael M. Kanovsky For For Management 1.7 Elect Director John Krenicki, Jr. For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Duane C. Radtke For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Exxon Mobil Corporation Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.10 Elect Director Darren W. Woods For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting 6 Report on Costs & Benefits of Climate-R Against Against Shareholder elated Expenditures 7 Report on Risks of Petrochemical Operat Against Against Shareholder ions in Flood Prone Areas 8 Report on Political Contributions Against Against Shareholder 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- Galp Energia SGPS SA Ticker: GALP Security ID: X3078L108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated Fin For For Management ancial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management of Company and Appr For For Management ove Vote of Confidence to Board of Dire ctors 4 Appraise Supervision of Company and App For For Management rove Vote of Confidence to Fiscal Counc il 5 Appraise Work Performed by Statutory Au For For Management ditor and Approve Vote of Confidence to Statutory Auditor 6 Approve Statement on Remuneration Polic For For Management y 7 Authorize Repurchase and Reissuance of For For Management Shares and Bonds -------------------------------------------------------------------------------- Glencore Plc Ticker: GLEN Security ID: G39420107 Meeting Date: JUN 2, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Elect Kalidas Madhavpeddi as Director For For Management 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix Re For For Management muneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without Pre-e For For Management mptive Rights 17 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary S For For Management hares 2 Re-elect Anthony Hayward as Director For For Management 3 Re-elect Ivan Glasenberg as Director For For Management 4 Re-elect Peter Coates as Director For For Management 5 Re-elect Leonhard Fischer as Director For For Management 6 Re-elect Martin Gilbert as Director For For Management 7 Re-elect John Mack as Director For For Management 8 Re-elect Gill Marcus as Director For For Management 9 Re-elect Patrice Merrin as Director For For Management -------------------------------------------------------------------------------- Halliburton Company Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Nance K. Dicciani For For Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Patricia Hemingway Hall For For Management 1i Elect Director Robert A. Malone For For Management 1j Elect Director Jeffrey A. Miller For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Helmerich & Payne, Inc. Ticker: HP Security ID: 423452101 Meeting Date: MAR 3, 2020 Meeting Type: Annual Record Date: JAN 7, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Hess Corporation Ticker: HES Security ID: 42809H107 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Laredo Petroleum, Inc. Ticker: LPI Security ID: 516806106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Albrecht For For Management 1.2 Elect Director Craig M. Jarchow For For Management 1.3 Elect Director Peter R. Kagan For For Management 1.4 Elect Director Jason Pigott For For Management 1.5 Elect Director Edmund P. Segner, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- LG Chem Ltd. Ticker: 051910 Security ID: Y52758102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Alloca For For Management tion of Income 2.1 Elect Kwon Young-soo as Non-Independent For For Management Non-Executive Director 2.2 Elect Cha Dong-seok as Inside Director For For Management 2.3 Elect Jeong Dong-min as Outside Directo For For Management r 3 Elect Jeong Dong-min as a Member of Aud For For Management it Committee 4 Approve Total Remuneration of Inside Di For For Management rectors and Outside Directors -------------------------------------------------------------------------------- Matador Resources Company Ticker: MTDR Security ID: 576485205 Meeting Date: JUN 5, 2020 Meeting Type: Annual Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Wm. Foran For For Management 1b Elect Director Reynald A. Baribault For For Management 1c Elect Director Monika U. Ehrman For For Management 1d Elect Director Timothy E. Parker For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Noble Energy, Inc. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For For Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Occidental Petroleum Corporation Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Revoke Consent to Request to Fix a Reco For For Shareholder rd Date 1 Consent to Request to Fix a Record Date For Do Not Vote Shareholder -------------------------------------------------------------------------------- Occidental Petroleum Corporation Ticker: OXY Security ID: 674599105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For Against Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Nicholas Graziano For For Management 1d Elect Director Carlos M. Gutierrez For For Management 1e Elect Director Vicki Hollub For For Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For For Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita Palau-Hernande For For Management z 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of the Warrant Shares For For Management Upon Exercise of the Warrant 6 Increase Authorized Common Stock For For Management 7 Amend Charter to Enhance Shareholders' For For Management Ability to Act by Written Consent 8 Reduce Ownership Threshold for Sharehol For For Management ders to Call Special Meeting and Approv e Certain Additional Amendments 9 Approve Shareholder Rights Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- Oceaneering International, Inc. Ticker: OII Security ID: 675232102 Meeting Date: MAY 8, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William B. Berry For For Management 1b Elect Director T. Jay Collins For For Management 1c Elect Director Jon Erik Reinhardsen For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Phillips 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Risks of Gulf Coast Petrochem Against Against Shareholder ical Investments -------------------------------------------------------------------------------- Plains All American Pipeline, L.P. Ticker: PAA Security ID: 726503105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandra Pruner For For Management 1.2 Elect Director Lawrence M. Ziemba For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- PrairieSky Royalty Ltd. Ticker: PSK Security ID: 739721108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Estey For For Management 1b Elect Director P. Jane Gavan For For Management 1c Elect Director Margaret A. McKenzie For For Management 1d Elect Director Andrew M. Phillips For For Management 1e Elect Director Robert Robotti For For Management 1f Elect Director Myron M. Stadnyk For For Management 1g Elect Director Sheldon B. Steeves For For Management 1h Elect Director Grant A. Zawalsky For For Management 2 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Range Resources Corporation Ticker: RRC Security ID: 75281A109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda A. Cline For For Management 1b Elect Director James M. Funk For For Management 1c Elect Director Steve D. Gray For For Management 1d Elect Director Greg G. Maxwell For For Management 1e Elect Director Steffen E. Palko For For Management 1f Elect Director Jeffrey L. Ventura For For Management 1g Elect Director Margaret K. Dorman For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Royal Dutch Shell Plc Ticker: RDSB Security ID: 780259206 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 8, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as Directo For For Management r 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix Re For For Management muneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without Pre-e For For Management mptive Rights 2 Approve Remuneration Policy For For Management 20 Authorise Market Purchase of Ordinary S For For Management hares 21 Request Shell to Set and Publish Target Against Against Shareholder s for Greenhouse Gas (GHG) Emissions 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management -------------------------------------------------------------------------------- Suncor Energy Inc. Ticker: SU Security ID: 867224107 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.10 Elect Director Michael M. Wilson For For Management 1.2 Elect Director Mel E. Benson For For Management 1.3 Elect Director John D. Gass For For Management 1.4 Elect Director Dennis M. Houston For For Management 1.5 Elect Director Mark S. Little For For Management 1.6 Elect Director Brian P. MacDonald For For Management 1.7 Elect Director Maureen McCaw For For Management 1.8 Elect Director Lorraine Mitchelmore For For Management 1.9 Elect Director Eira M. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Superior Energy Services, Inc. Ticker: SPNV Security ID: 868157108 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- Tenaris SA Ticker: TEN Security ID: 88031M109 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Delisting of Shares from Bolsas For For Management y Mercados Argentinos S.A. 2 Approve Share Repurchase For For Management -------------------------------------------------------------------------------- Tenaris SA Ticker: TEN Security ID: 88031M109 Meeting Date: JUN 2, 2020 Meeting Type: Annual/Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renewal of the Share Capital Au For For Management thorization of the Company 1 Receive and Approve Board's and Auditor For For Management 's Reports Re: Consolidated Financial S tatements and Statutory Reports 10 Approve Share Repurchase For For Management 11 Allow Electronic Distribution of Compan For For Management y Documents to Shareholders 2 Approve Consolidated Financial Statemen For For Management ts and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and Divide For For Management nds 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For For Management 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report For For Management 9 Appoint Auditor For For Management -------------------------------------------------------------------------------- Total SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Statut For For Management ory Reports 10 Approve Compensation Report of Corporat For For Management e Officers 11 Approve Remuneration Policy of Director For For Management s 12 Approve Compensation of Patrick Pouyann For For Management e, Chairman and CEO 13 Approve Remuneration Policy of Chairman For For Management and CEO 14 Approve Change of Corporate Form to Soc For For Management iete Europeenne (SE) and Amend Bylaws A ccordingly 15 Authorize Issuance of Equity or Equity- For For Management Linked Securities with Preemptive Right s and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2 .5 Billion 16 Authorize Issuance of Equity or Equity- For For Management Linked Securities without Preemptive Ri ghts up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or Equity-Li For For Management nked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contribut ions in Kind 2 Approve Consolidated Financial Statemen For For Management ts and Statutory Reports 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans 3 Approve Allocation of Income and Divide For For Management nds of EUR 2.68 per Share and Option fo r Stock Dividend Program 4 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 5 Approve Auditors' Special Report on Rel For For Management ated-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine Coisne-Roquette For For Management as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management A Instruct Company to Set and Publish Tar Against Against Shareholder gets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Cli mate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- Valaris plc Ticker: VAL Security ID: G9402V109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10 Authorize Issue of Equity For For Management 11 Authorize Issue of Equity without Pre-e For For Management mptive Rights 12 Authorize Issue of Equity without Pre-e For For Management mptive Rights In Connection with an Acq uisition or Specified Capital Investmen t 1a Elect Director William E. Albrecht For For Management 1b Elect Director Frederick Arnold For For Management 1c Elect Director Thomas P. Burke For For Management 1d Elect Director Mary E. Francis For For Management 1e Elect Director Georges J. Lambert For For Management 1f Elect Director Suzanne P. Nimocks For For Management 1g Elect Director Thierry Pilenko For For Management 1h Elect Director Paul E. Rowsey, III For For Management 1i Elect Director Charles L. Szews For For Management 1j Elect Director Adam Weitzman For For Management 2 Ratify KPMG LLP as US Independent Audit For For Management or 3 Appoint KPMG LLP as UK Statutory Audito For For Management r 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Report For For Management 8 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 9 Accept Financial Statements and Statuto For For Management ry Reports =Invesco OFI Pictet Global Environmental Solutions Fund========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =Invesco Oppenheimer Gold & Special Minerals Fund=============================== Agnico Eagle Mines Limited Ticker: AEM Security ID: 008474108 Meeting Date: MAY 1, 2020 Meeting Type: Annual/Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leanne M. Baker For For Management 1.10 Elect Director Jamie C. Sokalsky For For Management 1.2 Elect Director Sean Boyd For For Management 1.3 Elect Director Martine A. Celej For For Management 1.4 Elect Director Robert J. Gemmell For For Management 1.5 Elect Director Mel Leiderman For For Management 1.6 Elect Director Deborah McCombe For For Management 1.7 Elect Director James D. Nasso For For Management 1.8 Elect Director Sean Riley For For Management 1.9 Elect Director J. Merfyn Roberts For For Management 2 Approve Ernst & Young LLP as Auditors a For For Management nd Authorize Board to Fix Their Remuner ation 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Alamos Gold Inc. Ticker: AGI Security ID: 011532108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine Ellingham For For Management 1.10 Elect Director Kenneth G. Stowe For For Management 1.2 Elect Director David Fleck For For Management 1.3 Elect Director David Gower For For Management 1.4 Elect Director Claire M. Kennedy For For Management 1.5 Elect Director John A. McCluskey For For Management 1.6 Elect Director Monique Mercier For For Management 1.7 Elect Director Paul J. Murphy For For Management 1.8 Elect Director J. Robert S. Prichard For For Management 1.9 Elect Director Ronald E. Smith For For Management 2 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- AngloGold Ashanti Ltd. Ticker: ANG Security ID: 035128206 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Sipho Pityana as Director For For Management 1.2 Re-elect Albert Garner as Director For For Management 1.3 Re-elect Rhidwaan Gasant as Director For For Management 10 Approve Financial Assistance in Terms o For For Management f Sections 44 and 45 of the Companies A ct 11 Amend Memorandum of Incorporation For For Management 12 Authorise Ratification of Approved Reso For For Management lutions 2.1 Elect Maria Ramos as Director For For Management 2.2 Elect Nelisiwe Magubane as Director For For Management 3.1 Re-elect Rhidwaan Gasant as Member of t For For Management he Audit and Risk Committee 3.2 Re-elect Maria Richter as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Alan Ferguson as Member of the For For Management Audit and Risk Committee 3.4 Elect Jochen Tilk as Member of the Audi For For Management t and Risk Committee 4 Reappoint Ernst & Young Inc as Auditors For For Management of the Company with Ernest Botha as th e Lead Audit Partner 5 Place Authorised but Unissued Shares un For For Management der Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Remuneration Implementation Rep For For Management ort 7 Approve Non-executive Directors' Fees For For Management 8 Authorise Repurchase of Issued Share Ca For For Management pital 9 Authorise Board to Issue Shares for Cas For For Management h -------------------------------------------------------------------------------- Argonaut Gold Inc. Ticker: AR Security ID: 04016A101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director James E. Kofman For For Management 2.2 Elect Director Peter C. Dougherty For For Management 2.3 Elect Director Christopher R. Lattanzi For For Management 2.4 Elect Director Peter Mordaunt For For Management 2.5 Elect Director Dale C. Peniuk For For Management 2.6 Elect Director Audra B. Walsh For For Management 2.7 Elect Director Ian Atkinson For For Management 3 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 4 Advisory Vote on Executive Compensation For For Management Approach 5 Amend Share Incentive Plan For For Management 6 Approve Issuance of Shares in Connectio For For Management n with the Acquisition of Alio Gold Inc . -------------------------------------------------------------------------------- Artemis Gold Inc. Ticker: ARTG Security ID: 04302L100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Five For For Management 2.1 Elect Director William P. Armstrong For For Management 2.2 Elect Director Robert G. Atkinson For For Management 2.3 Elect Director Ryan Beedie For For Management 2.4 Elect Director W. David Black For For Management 2.5 Elect Director Steven G. Dean For For Management 3 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 4 Re-approve Stock Option Plan For For Management 5 Other Business For Against Management -------------------------------------------------------------------------------- Atlantic Gold Corporation Ticker: AGB Security ID: 04854Q101 Meeting Date: JUL 15, 2019 Meeting Type: Special Record Date: JUN 3, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by 1207147 B.C. Ltd For For Management ., A Wholly-Owned Subsidiary Of St Barb ara Limited -------------------------------------------------------------------------------- Ausdrill Limited Ticker: ASL Security ID: Q0695U105 Meeting Date: OCT 1, 2019 Meeting Type: Annual Record Date: SEP 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 10 Approve the Change of Company Name to P For For Management erenti Global Limited 2 Elect Mark Andrew Hine as Director For For Management 3 Elect Terrence John Strapp as Director For For Management 4 Approve Incentive Rights Plan For For Management 5 Approve Issuance of Performance Rights For For Management to Mark Norwell for the Financial Year Ended 2019 6 Approve Issuance of Performance Rights For For Management to Mark Norwell for the Financial Year Ending 2020 7 Approve Issuance of STI Rights to Mark For For Management Norwell 8 Approve the Increase in the Maximum Num For For Management ber of Directors from 7 to 8 9 Approve the Increase in Maximum Aggrega For For Management te Remuneration of Non-Executive Direct ors -------------------------------------------------------------------------------- B2Gold Corp. Ticker: BTO Security ID: 11777Q209 Meeting Date: JUN 12, 2020 Meeting Type: Annual/Special Record Date: MAY 1, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Kevin Bullock For For Management 2.2 Elect Director Robert Cross For For Management 2.3 Elect Director Robert Gayton For For Management 2.4 Elect Director Clive T. Johnson For For Management 2.5 Elect Director George Johnson For For Management 2.6 Elect Director Jerry Korpan For For Management 2.7 Elect Director Bongani Mtshisi For For Management 2.8 Elect Director Robin Weisman For For Management 2.9 Elect Director Liane Kelly For For Management 3 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 4 Amend Restricted Unit Plan For For Management 5 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Barkerville Gold Mines Ltd. Ticker: BGM Security ID: 067642108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Osisko Gold Roya For For Management lties Ltd. -------------------------------------------------------------------------------- Barrick Gold Corporation Ticker: ABX Security ID: 067901108 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Mark Bristow For For Management 1.2 Elect Director Gustavo A. Cisneros For For Management 1.3 Elect Director Christopher L. Coleman For For Management 1.4 Elect Director J. Michael Evans For For Management 1.5 Elect Director Brian L. Greenspun For For Management 1.6 Elect Director J. Brett Harvey For For Management 1.7 Elect Director Andrew J. Quinn For For Management 1.8 Elect Director M. Loreto Silva For For Management 1.9 Elect Director John L. Thornton For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Bellevue Gold Limited Ticker: BGL Security ID: Q1422R118 Meeting Date: NOV 5, 2019 Meeting Type: Annual Record Date: NOV 3, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Kevin Tomlinson as Director For For Management 3 Ratify Past Issuance of Shares to Febru For For Management ary Placement Participants 4 Ratify Past Issuance of Shares to July For For Management Placement Participants 5 Approve Bellevue Gold Limited Employee For For Management Securities Incentive Plan 6 Approve Issuance of Performance Rights For For Management to Kevin Tomlinson 7 Approve the Increase in Maximum Aggrega For For Management te Remuneration of Non-Executive Direct ors -------------------------------------------------------------------------------- Boart Longyear Limited Ticker: BLY Security ID: Q1645L104 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidation of Share Capital For For Management -------------------------------------------------------------------------------- Bushveld Minerals Ltd. Ticker: BMN Security ID: G1340T106 Meeting Date: JUL 2, 2019 Meeting Type: Annual Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Authorise Issue of Equity without Pre-e For For Management mptive Rights 2 Approve Directors' Fees For For Management 3 Ratify RSM UK Audit LLP as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Elect Michael Kirkwood as Director For For Management 6 Re-elect Anthony Viljoen as Director For For Management 7 Re-elect Geoff Sproule as Director For For Management 8 Authorise Market Purchase of Ordinary S For For Management hares 9 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- Cardinal Resources Limited Ticker: CDV Security ID: Q2097B107 Meeting Date: NOV 4, 2019 Meeting Type: Annual Record Date: NOV 2, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kevin Tomlinson as Director For For Management 10 Approve Issuance of Related Party Optio For For Management ns (ZEPO) to Malik Easah 11 Approve Issuance of Related Party Optio For For Management ns (ZEPO) to Michele Muscillo 12 Approve Issuance of Related Party Optio For For Management ns (ZEPO) to Trevor Schultz 13 Approve Termination Policy For Against Management 2 Elect Kenneth G. Thomas as Director For For Management 3 Elect Trevor Schultz as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve the Issuance of Up to 10 Percen For Against Management t of the Company's Issued Capital 6 Approve Cardinal Resources Limited Stoc For For Management k Option Plan 7 Approve Issuance of Related Party Optio For For Management ns (ZEPO) to Kevin Tomlinson 8 Approve Issuance of Related Party Optio For For Management ns (ZEPO) to Archie Koimtsidis 9 Approve Issuance of Related Party Optio For For Management ns (ZEPO) to Kenneth G. Thomas -------------------------------------------------------------------------------- Centerra Gold Inc. Ticker: CG Security ID: 152006102 Meeting Date: MAY 1, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Connor For For Management 1.10 Elect Director Paul N. Wright For For Management 1.11 Elect Director Susan L. Yurkovich For For Management 1.2 Elect Director Dushenaly (Dushen) Kasen For For Management ov 1.3 Elect Director Maksat Kobonbaev For For Management 1.4 Elect Director Askar Oskombaev For For Management 1.5 Elect Director Michael S. Parrett For For Management 1.6 Elect Director Jacques Perron For For Management 1.7 Elect Director Scott G. Perry For For Management 1.8 Elect Director Sheryl K. Pressler For For Management 1.9 Elect Director Bruce V. Walter For For Management 2 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration -------------------------------------------------------------------------------- Chesapeake Gold Corp. Ticker: CKG Security ID: 165184102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 5, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Falck For For Management 1.2 Elect Director Lian Li For For Management 1.3 Elect Director John Perston For For Management 1.4 Elect Director P. Randy Reifel For For Management 1.5 Elect Director Greg D. Smith For For Management 1.6 Elect Director Gerald L. Sneddon For For Management 2 Ratify Saturna Group LLP as Auditors For For Management -------------------------------------------------------------------------------- Continental Gold Inc. Ticker: CNL Security ID: 21146A108 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by 2727957 Ontario For For Management Inc. -------------------------------------------------------------------------------- Dacian Gold Ltd. Ticker: DCN Security ID: Q3080T105 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Robert Reynolds as Director For For Management -------------------------------------------------------------------------------- Dacian Gold Ltd. Ticker: DCN Security ID: Q3080T105 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: JUN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Shares to Profe For For Management ssional, Sophisticated and Other Invest ors 2 Approve Issuance of Performance Rights For Against Management to Leigh Junk -------------------------------------------------------------------------------- De Grey Mining Ltd Ticker: DEG Security ID: Q3147X115 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Shares to Insti For For Management tutional, Professional and Sophisticate d Investors 2 Approve Issuance of Shares to DGO Gold For For Management Limited -------------------------------------------------------------------------------- Detour Gold Corporation Ticker: DGC Security ID: 250669108 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Kirkland Lake Go For For Management ld Ltd. -------------------------------------------------------------------------------- Dundee Precious Metals Inc. Ticker: DPM Security ID: 265269209 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Peter Gillin For For Management 1.2 Elect Director Jonathan Goodman For For Management 1.3 Elect Director Jeremy Kinsman For For Management 1.4 Elect Director Juanita Montalvo For For Management 1.5 Elect Director Peter Nixon For For Management 1.6 Elect Director David Rae For For Management 1.7 Elect Director Marie-Anne Tawil For For Management 1.8 Elect Director Anthony P. Walsh For For Management 1.9 Elect Director Donald Young For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Eldorado Gold Corporation Ticker: ELD Security ID: 284902509 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Albino For For Management 1.2 Elect Director George Burns For For Management 1.3 Elect Director Teresa Conway For For Management 1.4 Elect Director Catharine Farrow For For Management 1.5 Elect Director Pamela Gibson For For Management 1.6 Elect Director Michael Price For For Management 1.7 Elect Director Steven Reid For For Management 1.8 Elect Director John Webster For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Endeavour Mining Corporation Ticker: EDV Security ID: G3040R158 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in Connectio For For Management n with the Acquisition of SEMAFO Inc. 2 Approve Issuance of Shares in One or Mo For For Management re Private Placements -------------------------------------------------------------------------------- Equinox Gold Corp. Ticker: EQX Security ID: 29446Y502 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Ten For For Management 2.1 Elect Director Ross J. Beaty For For Management 2.10 Elect Director Christian Milau For For Management 2.2 Elect Director Neil Woodyer For For Management 2.3 Elect Director Maryse Belanger For For Management 2.4 Elect Director Lenard Boggio For For Management 2.5 Elect Director Tim Breen For For Management 2.6 Elect Director Gordon Campbell For For Management 2.7 Elect Director Wesley K. Clark For For Management 2.8 Elect Director Marshall Koval For For Management 2.9 Elect Director Peter Marrone For For Management 3 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 4 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Ero Copper Corp. Ticker: ERO Security ID: 296006109 Meeting Date: MAY 7, 2020 Meeting Type: Annual/Special Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Christopher Noel Dunn For For Management 2.2 Elect Director David Strang For For Management 2.3 Elect Director Lyle Braaten For For Management 2.4 Elect Director Steven Busby For For Management 2.5 Elect Director Sally Eyre For For Management 2.6 Elect Director Robert Getz For For Management 2.7 Elect Director Chantal Gosselin For For Management 2.8 Elect Director John Wright For For Management 2.9 Elect Director Matthew Wubs For For Management 3 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 4 Approve Stock Option Plan Grants For For Management 5 Re-approve Stock Option Plan For For Management 6 Re-approve Share Unit Plan For For Management 7 Amend Quorum Requirements For For Management 8 Advisory Vote on Executive Compensation For Against Management Approach -------------------------------------------------------------------------------- Evolution Mining Limited Ticker: EVN Security ID: Q3647R147 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Elect Colin (Cobb) Johnstone as Directo For For Management r 3 Approve Non-Executive Director Equity P For For Management lan 4 Approve Issuance of Performance Rights For For Management to Jacob (Jake) Klein 5 Approve Issuance of Performance Rights For For Management to Lawrence (Lawrie) Conway 6 Approve the Increase in Maximum Aggrega For For Management te Remuneration of Non-Executive Direct ors -------------------------------------------------------------------------------- Ferroglobe Plc Ticker: GSM Security ID: G33856108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 4, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Elect Director Juan Villar-Mir de Fuent For For Management es 11 Ratify Deloitte LLP as Auditors For For Management 12 Authorize Board to Fix Remuneration of For Against Management Auditors 2 Approve Remuneration Report For Against Management 3 Elect Director Marco Levi For For Management 4 Elect Director Marta Amusategui For For Management 5 Elect Director Javier Lopez Madrid For For Management 6 Elect Director Jose Maria Alapont For For Management 7 Elect Director Bruce L. Crockett For For Management 8 Elect Director Stuart E. Eizenstat For For Management 9 Elect Director Manuel Garrido y Ruano For For Management -------------------------------------------------------------------------------- First Quantum Minerals Ltd. Ticker: FM Security ID: 335934105 Meeting Date: MAY 7, 2020 Meeting Type: Annual/Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Philip K.R. Pascall For For Management 2.2 Elect Director G. Clive Newall For For Management 2.3 Elect Director Kathleen A. Hogenson For For Management 2.4 Elect Director Peter St. George For For Management 2.5 Elect Director Andrew B. Adams For For Management 2.6 Elect Director Robert J. Harding For For Management 2.7 Elect Director Simon J. Scott For For Management 2.8 Elect Director Joanne K. Warner For For Management 3 Approve PricewaterhouseCoopers LLP (Can For For Management ada) as Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive Compensation For For Management Approach 5 Approve Shareholder Rights Plan For For Management 6 Approve Advance Notice Requirement For For Management 7 Amend Articles For For Management -------------------------------------------------------------------------------- Franco-Nevada Corporation Ticker: FNV Security ID: 351858105 Meeting Date: MAY 6, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Harquail For For Management 1.10 Elect Director David R. Peterson For For Management 1.11 Elect Director Elliott Pew For For Management 1.2 Elect Director Paul Brink For For Management 1.3 Elect Director Tom Albanese For For Management 1.4 Elect Director Derek W. Evans For For Management 1.5 Elect Director Catharine Farrow For For Management 1.6 Elect Director Louis Gignac For For Management 1.7 Elect Director Maureen Jensen For For Management 1.8 Elect Director Jennifer Maki For For Management 1.9 Elect Director Randall Oliphant For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Fresnillo Plc Ticker: FRES Security ID: G371E2108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Re-elect Barbara Laguera as Director For For Management 11 Re-elect Alberto Tiburcio as Director For For Management 12 Re-elect Dame Judith Macgregor as Direc For For Management tor 13 Re-elect Georgina Kessel as Director For For Management 14 Re-elect Luis Robles as Director For For Management 15 Elect Guadalupe de la Vega as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix Re For For Management muneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without Pre-e For For Management mptive Rights 2 Approve Final Dividend For For Management 20 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with an Acq uisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary S For For Management hares 22 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 3 Approve Remuneration Report For For Management 4 Re-elect Alberto Bailleres as Director For Against Management 5 Re-elect Alejandro Bailleres as Directo For For Management r 6 Re-elect Juan Bordes as Director For For Management 7 Re-elect Arturo Fernandez as Director For For Management 8 Re-elect Fernando Ruiz as Director For Against Management 9 Re-elect Charles Jacobs as Director For For Management -------------------------------------------------------------------------------- Ganfeng Lithium Co., Ltd. Ticker: 1772 Security ID: Y2690M105 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 11 Approve Possible Subscription for A Sha For For Management re Convertible Bonds by Connected Perso ns 12 Approve Resolutions in Relation to the For Against Management Proposed Issuance of H Shares Under Spe cific Mandate and Connected Transaction 12.01 Approve Class and Nominal Value of the For Against Management Shares to be Issued 12.02 Approve Method and Date of Issue For Against Management 12.03 Approve Target Subscribers For Against Management 12.04 Approve Number of Shares to be Issued For Against Management 12.05 Approve Method of Pricing For Against Management 12.06 Approve Use of Proceeds For Against Management 12.07 Approve Related Party Relationship, Con For Against Management nected Relationship, Related Party Tran sactions,Connected Transactions and Sha reholders to Abstain from Voting 12.08 Approve Lock-Up Period For Against Management 12.09 Approve Validity Period of the Resoluti For Against Management on in Relation to the Issuance of H Sha res 13 Approve Proposed Grant of Specific Mand For Against Management ate 3 Approve Resolutions in Relation to the For For Management Proposed Issuance of A Share Convertibl e Bonds and Grant of Specific Mandate t o Issue A Shares Upon the Conversion of A Share Convertible Bonds 3.01 Approve Type of Securities to be Issued For For Management 3.02 Approve Size of Issuance For For Management 3.03 Approve Par Value and Issue Price For For Management 3.04 Approve Term For For Management 3.05 Approve Interest Rate For For Management 3.06 Approve Method and Timing of Interest P For For Management ayment and Repayment of the Principal 3.07 Approve Conversion Period For For Management 3.08 Approve Determination and Adjustment of For For Management the Conversion Price 3.09 Approve Terms of Downward Adjustment to For For Management the Conversion Price 3.10 Approve Method of Determining the Numbe For For Management r of Shares for Conversion and Resolvin g theSituation When the A Share Convert ible Bonds are Insufficient to be Conve rted into One Share 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sale Back For For Management 3.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 3.14 Approve Method of Issue and Targeted Su For For Management bscribers 3.15 Approve Subscription Arrangement for th For For Management e Existing A Shareholders 3.16 Approve Matters Relating to A Share Con For For Management vertible Bond Holders' Meeting 3.17 Approve Use of Proceeds For For Management 3.18 Approve Guarantee and Security For For Management 3.19 Approve Deposit Account for Proceeds Ra For For Management ised 3.20 Approve Validity Period of the A Share For For Management Convertible Bond Issuance Plan -------------------------------------------------------------------------------- Ganfeng Lithium Co., Ltd. Ticker: 1772 Security ID: Y2690M105 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of the Conditions For For Management of the Proposed Issuance of A Share Con vertible Bonds 10 Approve Authorization of Board to Deal For For Management with All Matters in Relation to the Pro posed Issuance of A Share Convertible B onds 11 Approve Possible Subscription for A Sha For For Management re Convertible Bonds by Connected Perso ns 12 Approve Resolutions in Relation to the For Against Management Proposed Issuance of H Shares Under Spe cific Mandate and Connected Transaction 12.01 Approve Class and Nominal Value of the For Against Management Shares to be Issued 12.02 Approve Method and Date of Issue For Against Management 12.03 Approve Target Subscribers For Against Management 12.04 Approve Number of Shares to be Issued For Against Management 12.05 Approve Method of Pricing For Against Management 12.06 Approve Use of Proceeds For Against Management 12.07 Approve Related Party Relationship, Con For Against Management nected Relationship, Related Party Tran sactions,Connected Transactions and Sha reholders to Abstain from Voting 12.08 Approve Lock-Up Period For Against Management 12.09 Approve Validity Period of the Resoluti For Against Management on in Relation to the Issuance of H Sha res 13 Approve Proposed Grant of Specific Mand For Against Management ate 14 Approve Report on the Use of Proceeds P For Against Management reviously Raised Overseas 2 Approve Preliminary Plan of the Propose For For Management d Issuance of A Share Convertible Bonds 3 Approve Resolutions in Relation to the For For Management Proposed Issuance of A Share Convertibl e Bonds and Grant of Specific Mandate t o Issue A Shares Upon the Conversion of A Share Convertible Bonds 3.01 Approve Type of Securities to be Issued For For Management 3.02 Approve Size of Issuance For For Management 3.03 Approve Par Value and Issue Price For For Management 3.04 Approve Term For For Management 3.05 Approve Interest Rate For For Management 3.06 Approve Method and Timing of Interest P For For Management ayment and Repayment of the Principal 3.07 Approve Conversion Period For For Management 3.08 Approve Determination and Adjustment of For For Management the Conversion Price 3.09 Approve Terms of Downward Adjustment to For For Management the Conversion Price 3.10 Approve Method of Determining the Numbe For For Management r of Shares for Conversion and Resolvin g theSituation When the A Share Convert ible Bonds are Insufficient to be Conve rted into One Share 3.11 Approve Terms of Redemption For For Management 3.12 Approve Terms of Sale Back For For Management 3.13 Approve Entitlement to Dividend in the For For Management Year of Conversion 3.14 Approve Method of Issue and Targeted Su For For Management bscribers 3.15 Approve Subscription Arrangement for th For For Management e Existing A Shareholders 3.16 Approve Matters Relating to A Share Con For For Management vertible Bond Holders' Meeting 3.17 Approve Use of Proceeds For For Management 3.18 Approve Guarantee and Security For For Management 3.19 Approve Deposit Account for Proceeds Ra For For Management ised 3.20 Approve Validity Period of the A Share For For Management Convertible Bond Issuance Plan 4 Approve Report on the Use of the Previo For For Management usly Raised Proceeds 5 Approve Feasibility Report on the Use o For For Management f Proceeds Raised from the Proposed Iss uance of A Share Convertible Bonds 6 Approve Impact on the Company's Key Fin For For Management ancial Indicators from Dilution of Imme diate Returns by the Proposed Issuance of A Share Convertible Bonds and the Re medial Measures to be Adopted by the Co mpany 7 Approve Rules and Procedures Regarding For For Management Meetings of A Share Convertible Bondhol ders 8 Approve Shareholders' Return Plan for T For For Management hree Years of 2019 to 2021 9 Approve Opening Special Account for Pro For For Management ceeds Raised -------------------------------------------------------------------------------- Ganfeng Lithium Co., Ltd. Ticker: 1772 Security ID: Y2690M105 Meeting Date: JAN 7, 2020 Meeting Type: Special Record Date: DEC 6, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application for Bank Facilities For For Management and Provision of Guarantees by the Com pany and Its Wholly-Owned Subsidiary 2 Approve Reduction of Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- Gold Road Resources Limited Ticker: GOR Security ID: Q4202N117 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Justin Osborne as Director For For Management 4 Elect Brian Levet as Director For For Management 5 Approve 2020 Employee Incentive Plan For For Management 6 Approve Grant of Long Term Incentive Pe For For Management rformance Rights to Duncan Gibbs 7 Approve Grant of Short Term Incentive P For For Management erformance Rights to Duncan Gibbs 8 Approve Grant of Long Term Incentive Pe For For Management rformance Rights to Justin Osborne 9 Approve Grant of Short Term Incentive P For For Management erformance Rights to Justin Osborne -------------------------------------------------------------------------------- Golden Star Resources Ltd. Ticker: GSS Security ID: 38119T807 Meeting Date: MAY 7, 2020 Meeting Type: Annual/Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy C. Baker For For Management 1.2 Elect Director Gilmour Clausen For For Management 1.3 Elect Director Anu Dhir For For Management 1.4 Elect Director Robert E. Doyle For For Management 1.5 Elect Director Ani A. Markova For For Management 1.6 Elect Director Karim Michel Nasr For For Management 1.7 Elect Director Craig J. Nelsen For For Management 1.8 Elect Director Mona H. Quartey For For Management 1.9 Elect Director Andrew M. Wray For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach 4 Approve U.K. Performance Share Unit Pla For For Management n -------------------------------------------------------------------------------- Gran Colombia Gold Corp. Ticker: GCM Security ID: 38501D808 Meeting Date: JUN 4, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2a Elect Director Serafino Iacono For For Management 2b Elect Director Miguel de la Campa For For Management 2c Elect Director De Lyle Bloomquist For For Management 2d Elect Director Monica De Greiff For For Management 2e Elect Director Hernan Juan Jose Martine For For Management z Torres 2f Elect Director Robert Metcalfe For For Management 2g Elect Director Jaime Perez Branger For For Management 3 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For Against Management 5 Approve Creation of Eric Sprott as a Co For For Management ntrol Person of the Company -------------------------------------------------------------------------------- Great Bear Resources Ltd. Ticker: GBR Security ID: 390143303 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: NOV 6, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Five For For Management 2.1 Elect Director Christopher Taylor For Withhold Management 2.2 Elect Director Antonio (Tony) M. Ricci For For Management 2.3 Elect Director Douglas Ramshaw For For Management 2.4 Elect Director David Terry For For Management 2.5 Elect Director R. Bob Singh For Withhold Management 3 Approve MNP LLP as Auditors and Authori For For Management ze Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- GT Gold Corp. Ticker: GTT Security ID: 36251Y105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Ashwath Mehra For For Management 2.2 Elect Director Renaud Adams For For Management 2.3 Elect Director Paul Harbidge For For Management 2.4 Elect Director James Rutherford For For Management 2.5 Elect Director John L. Pallot For For Management 2.6 Elect Director Dale Finn For For Management 2.7 Elect Director Charles Tarnocai For For Management 2.8 Elect Director Adrian Reynolds For For Management 3 Approve Davidson & Company LLP as Audit For For Management ors and Authorize Board to Fix Their Re muneration 4 Re-approve Stock Option Plan For For Management 5 Other Business For For Management -------------------------------------------------------------------------------- Harmony Gold Mining Co. Ltd. Ticker: HAR Security ID: 413216300 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance in Terms o For For Management f Section 45 of the Companies Act 1 Elect Given Sibiya as Director For For Management 10 Re-elect Simo Lushaba as Member of the For For Management Audit and Risk Committee 11 Re-elect John Wetton as Member of the A For For Management udit and Risk Committee 12 Elect Given Sibiya as Member of the Aud For For Management it and Risk Committee 13 Reappoint PricewaterhouseCoopers Incorp For For Management orated as Auditors of the Company 14 Approve Remuneration Policy For For Management 15 Approve Implementation Report For For Management 16 Authorise Board to Issue Shares for Cas For For Management h 2 Approve Non-executive Directors' Remune For For Management ration 2 Elect Grathel Motau as Director For For Management 3 Re-elect Andre Wilkens as Director For For Management 4 Re-elect Vishnu Pillay as Director For For Management 5 Re-elect Karabo Nondumo as Director For For Management 6 Re-elect Simo Lushaba as Director For For Management 7 Re-elect Ken Dicks as Director For For Management 8 Re-elect Fikile De Buck as Member of th For For Management e Audit and Risk Committee 9 Re-elect Karabo Nondumo as Member of th For For Management e Audit and Risk Committee -------------------------------------------------------------------------------- Harmony Gold Mining Co. Ltd. Ticker: HAR Security ID: 413216300 Meeting Date: JUN 11, 2020 Meeting Type: Special Record Date: MAY 7, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Board to Issue Ordinary Share For For Management s to Related or Inter-related Company, Director or Prescribed Officer for the Purporses of Implementing the Potential Equity Capital Raising 1 Authorise Board to Issue Shares for Cas For For Management h 2 Place Authorised but Unissued Shares un For For Management der Control of Directors 3 Authorise Ratification of Approved Reso For For Management lutions -------------------------------------------------------------------------------- IAMGOLD Corporation Ticker: IMG Security ID: 450913108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Caldwell For For Management 1.2 Elect Director Donald K. Charter For For Management 1.3 Elect Director Richard J. Hall For For Management 1.4 Elect Director P. Gordon Stothart For For Management 1.5 Elect Director Mahendra Naik For For Management 1.6 Elect Director Timothy R. Snider For For Management 1.7 Elect Director Sybil E. Veenman For For Management 1.8 Elect Director Ronald P. Gagel For For Management 2 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Independence Group NL Ticker: IGO Security ID: Q48886107 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Buck as Director For For Management 2 Elect Kathleen Bozanic as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve IGO Employee Incentive Plan For For Management 5 Approve Issuance of Service Rights to P For For Management eter Bradford 6 Approve Issuance of Performance Rights For For Management to Peter Bradford 7 Approve the Change of Company Type from For For Management a Public No Liability Company to a Pub lic Company Limited by Shares 8 Approve the Change of Company Name to I For For Management GO Limited 9 Approve Replacement of Constitution For For Management -------------------------------------------------------------------------------- K92 Mining Inc. Ticker: KNT Security ID: 499113108 Meeting Date: JUL 10, 2019 Meeting Type: Annual/Special Record Date: JUN 5, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2a Elect Director R. Stuart Angus For For Management 2b Elect Director Mark Eaton For For Management 2c Elect Director Saurabh Handa For For Management 2d Elect Director John D. Lewins For For Management 2e Elect Director John (Ian) Stalker For For Management 2f Elect Director Graham Wheelock For For Management 3 Approve PricewaterhouseCoopers LLC as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 4 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- Kinross Gold Corporation Ticker: K Security ID: 496902404 Meeting Date: MAY 6, 2020 Meeting Type: Annual/Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian Atkinson For For Management 1.10 Elect Director David A. Scott For For Management 1.2 Elect Director John A. Brough For For Management 1.3 Elect Director Kerry D. Dyte For For Management 1.4 Elect Director Glenn A. Ives For For Management 1.5 Elect Director Ave G. Lethbridge For For Management 1.6 Elect Director Elizabeth D. McGregor For For Management 1.7 Elect Director Catherine McLeod-Seltzer For For Management 1.8 Elect Director Kelly J. Osborne For For Management 1.9 Elect Director J. Paul Rollinson For For Management 2 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 3 Approve Reduction in Stated Capital For For Management 4 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Kirkland Lake Gold Ltd. Ticker: KL Security ID: 49741E100 Meeting Date: JAN 28, 2020 Meeting Type: Special Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Detour Gold Corp For For Management oration -------------------------------------------------------------------------------- Kirkland Lake Gold Ltd. Ticker: KL Security ID: 49741E100 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2a Elect Director Jonathan Gill For For Management 2b Elect Director Peter Grosskopf For Withhold Management 2c Elect Director Ingrid Hibbard For For Management 2d Elect Director Arnold Klassen For For Management 2e Elect Director Elizabeth Lewis-Gray For For Management 2f Elect Director Anthony Makuch For For Management 2g Elect Director Barry Olson For For Management 2h Elect Director Jeff Parr For For Management 3 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 4 Advisory Vote on Executive Compensation For For Management Approach 5 Amend Long Term Incentive Plan For For Management 6 Amend Deferred Share Unit Plan For For Management -------------------------------------------------------------------------------- Legend Mining Limited Ticker: LEG Security ID: Q5515A106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Derek Waterfield as Director For Against Management 2 Approve Remuneration Report For For Management 3 Approve Employee Incentive Plan For For Management 4 Ratify Past Grant of Options to Employe For For Management es and Contractors -------------------------------------------------------------------------------- Liberty Gold Corp. Ticker: LGD Security ID: 53056H104 Meeting Date: JUN 8, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Calvin Everett For For Management 1.2 Elect Director Mark O'Dea For For Management 1.3 Elect Director Donald McInnes For For Management 1.4 Elect Director Robert Pease For For Management 1.5 Elect Director Sean Tetzlaff For For Management 1.6 Elect Director Barbara Womersley For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Amend Stock Option Plan For Against Management 4 Amend Restricted Share Unit Plan For For Management 5 Amend Deferred Share Unit Plan For For Management -------------------------------------------------------------------------------- Lion One Metals Ltd. Ticker: LIO Security ID: 536216104 Meeting Date: DEC 18, 2019 Meeting Type: Annual/Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter H. Berukoff For For Management 1.2 Elect Director Stephen T. Mann For For Management 1.3 Elect Director Richard J. Meli For For Management 1.4 Elect Director Kevin Puil For For Management 1.5 Elect Director John F. Robinson For For Management 2 Ratify Davidson & Company LLP as Audito For For Management rs 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- Lundin Gold Inc. Ticker: LUG Security ID: 550371108 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 4, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tamara Brown For For Management 1.10 Elect Director Istvan Zollei For For Management 1.2 Elect Director Carmel Daniele For For Management 1.3 Elect Director Ian W. Gibbs For For Management 1.4 Elect Director Chantal Gosselin For For Management 1.5 Elect Director C. Ashley Heppenstall For For Management 1.6 Elect Director Ron F. Hochstein For For Management 1.7 Elect Director Craig Jones For For Management 1.8 Elect Director Lukas H. Lundin For For Management 1.9 Elect Director Paul McRae For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration -------------------------------------------------------------------------------- MAG Silver Corp. Ticker: MAG Security ID: 55903Q104 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: MAY 7, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Peter D. Barnes For For Management 2.2 Elect Director Richard P. Clark For For Management 2.3 Elect Director Jill D. Leversage For For Management 2.4 Elect Director Daniel T. MacInnis For For Management 2.5 Elect Director George N. Paspalas For For Management 2.6 Elect Director Selma Lussenburg For For Management 2.7 Elect Director Derek C. White For For Management 3 Approve Deloitte LLP as Auditors and Au For For Management thorize Board to Fix Their Remuneration 4 Advisory Vote on Executive Compensation For For Management Approach 5 Amend Stock Option Plan For For Management 6 Re-approve Share Unit Plan For For Management 7 Amend Deferred Share Unit Plan For For Management -------------------------------------------------------------------------------- Maverix Metals Inc. Ticker: MMX Security ID: 57776F405 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2a Elect Director Geoffrey Burns For For Management 2b Elect Director Daniel O'Flaherty For For Management 2c Elect Director J.C. Stefan Spicer For For Management 2d Elect Director Christopher Barnes For For Management 2e Elect Director Robert Doyle For For Management 2f Elect Director Blake Rhodes For For Management 2g Elect Director David Scott For For Management 2h Elect Director Brian Penny For For Management 3 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 4 Amend Stock Option and Compensation Sha For For Management re Plan 5 Amend Restricted Share Unit Plan For For Management -------------------------------------------------------------------------------- Metals X Limited Ticker: MLX Security ID: Q60408129 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Yimin Zhang as Director For For Management 3 Approve Employee Share Option Plan For For Management 4 Approve Issuance of Employee Options to For For Management Damien Marantelli 5 Ratify Past Issuance of Shares to Sophi For For Management sticated and Professional Investors 6 Elect Brett Smith as Director Against Against Shareholder -------------------------------------------------------------------------------- New Century Resources Limited Ticker: NCZ Security ID: Q6634Z105 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Tranche 1 Place For For Management ment Shares to Placement Participants 2 Approve Issuance of Tranche 2 Placement For For Management Shares to Placement Participants 3 Approve Issuance of Director Shares to For For Management Robert McDonald and Issuance of Managem ent Shares to Mark Chamberlain 4 Ratify Past Issuance of NC Options to N For Against Management icholas Cernotta 5 Approve Issuance of RM Options to Rober For Against Management t McDonald -------------------------------------------------------------------------------- New Century Resources Limited Ticker: NCZ Security ID: Q6634Z105 Meeting Date: OCT 31, 2019 Meeting Type: Annual Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Robert McDonald as Director For For Management 3 Elect Nicholas Cernotta as Director For For Management 4 Approve General Employee Share Plan For For Management 5 Approve Employee Securities Incentive P For For Management lan 6 Approve the Increase in Maximum Aggrega None Against Management te Remuneration of Non-Executive Direct ors 7 Approve Renewal of Proportional Takeove For For Management r Bid Provisions -------------------------------------------------------------------------------- New Gold Inc. Ticker: NGD Security ID: 644535106 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Renaud Adams For For Management 2.2 Elect Director Nicholas Chirekos For For Management 2.3 Elect Director Gillian Davidson For For Management 2.4 Elect Director James Gowans For For Management 2.5 Elect Director Margaret (Peggy) Mulliga For For Management n 2.6 Elect Director Ian Pearce For For Management 2.7 Elect Director Marilyn Schonberner For For Management 3 Approve Deloitte LLP as Auditors and Au For For Management thorize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For For Management 5 Approve Stock Option Plan For For Management 6 Amend Long Term Incentive Plan For For Management 7 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Newcrest Mining Ltd. Ticker: NCM Security ID: Q6651B114 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Hay as Director For For Management 2b Elect Vickki McFadden as Director For For Management 3a Approve Grant of Performance Rights to For For Management Sandeep Biswas 3b Approve Grant of Performance Rights to For For Management Gerard Bond 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- Newmont Corporation Ticker: NEM Security ID: 651639106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Nickel Mines Limited Ticker: NIC Security ID: Q67949109 Meeting Date: JUL 26, 2019 Meeting Type: Special Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Shares in Ranger For For Management Investment Private Limited 2 Approve Issuance of Shares to Shanghai For For Management Decent Investment (Group) Co., Ltd. -------------------------------------------------------------------------------- Nickel Mines Limited Ticker: NIC Security ID: Q67949109 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect James Crombie as Director For Against Management 3 Elect Norman Alfred Seckold as Director For Against Management 4 Ratify Past Issuance of Shares to Profe For For Management ssional and Sophisticated Investors -------------------------------------------------------------------------------- Nickel Mines Limited Ticker: NIC Security ID: Q67949109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Mark Lochtenberg as Director For For Management 3 Elect Robert Neale as Director For For Management 4 Approve Acquisition of Interest in Heng For For Management jaya Holdings Private Limited 5 Approve Acquisition of Interest in Rang For For Management er Investment Private Limited -------------------------------------------------------------------------------- Northern Star Resources Limited Ticker: NST Security ID: Q6951U101 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 10 Elect John Fitzgerald as Director For For Management 2 Approve FY20 Share Plan For For Management 3 Approve Issuance of Performance Rights For For Management to Bill Beament 4 Approve Potential Termination Benefits For For Management 5 Approve FY20 NED Share Plan None For Management 6 Approve Issuance of Share Rights to Non None For Management -Executive Directors 7 Elect Mary Hackett as Director For For Management 8 Elect Nick Cernotta as Director For For Management 9 Elect Bill Beament as Director For For Management -------------------------------------------------------------------------------- Northern Star Resources Limited Ticker: NST Security ID: Q6951U101 Meeting Date: JAN 22, 2020 Meeting Type: Special Record Date: JAN 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Shares to Sophi For For Management sticated and Professional Investors 2 Approve Issuance of Shares to Bill Beam For For Management ent 3 Approve Issuance of Shares to Mary Hack For For Management ett 4 Approve Issuance of Shares to Christoph For For Management er Rowe 5 Approve Financial Assistance by Kalgoor For For Management lie Lake View Pty Ltd -------------------------------------------------------------------------------- NovaGold Resources Inc. Ticker: NG Security ID: 66987E206 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine Dorward-King For For Management 1.10 Elect Director Anthony Walsh For For Management 1.2 Elect Director Sharon Dowdall For For Management 1.3 Elect Director Diane Garrett For For Management 1.4 Elect Director Thomas Kaplan For For Management 1.5 Elect Director Gregory Lang For For Management 1.6 Elect Director Igor Levental For For Management 1.7 Elect Director Kalidas Madhavpeddi For For Management 1.8 Elect Director Clynton Nauman For For Management 1.9 Elect Director Ethan Schutt For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Amend Stock Option Plan For For Management 4 Amend Performance Share Unit Plan For For Management 5 Amend Non-Employee Director Deferred Sh For For Management are Unit Plan 6 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- Novo Resources Corp. Ticker: NVO Security ID: 67010B102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Michael Barrett For For Management 2.2 Elect Director Greg Gibson For For Management 2.3 Elect Director Quinton Hennigh For For Management 2.4 Elect Director Robert Humphryson For Withhold Management 2.5 Elect Director Akiko Levinson For For Management 2.6 Elect Director Eric Sprott For For Management 3 Approve Ernst & Young LLP as Auditors a For For Management nd Authorize Board to Fix Their Remuner ation 4 Approve Creation of a New Control Perso For For Management n 5 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- OceanaGold Corporation Ticker: OGC Security ID: 675222103 Meeting Date: JUN 19, 2020 Meeting Type: Annual/Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian M. Reid For For Management 1.2 Elect Director Paul B. Sweeney For For Management 1.3 Elect Director Geoff W. Raby For For Management 1.4 Elect Director Craig J. Nelsen For For Management 1.5 Elect Director Catherine A. Gignac For For Management 1.6 Elect Director Michael H. L. Holmes For For Management 2 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Osisko Gold Royalties Ltd. Ticker: OR Security ID: 68827L101 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Baird For For Management 1.2 Elect Director Francoise Bertrand For For Management 1.3 Elect Director John Burzynski For Withhold Management 1.4 Elect Director Christopher C. Curfman For For Management 1.5 Elect Director Joanne Ferstman For For Management 1.6 Elect Director William Murray John For For Management 1.7 Elect Director Pierre Labbe For For Management 1.8 Elect Director Charles E. Page For For Management 1.9 Elect Director Sean Roosen For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Amend Stock Option Plan For For Management 4 Amend Employee Share Purchase Plan For For Management 5 Amend Restricted Share Unit Plan For Against Management 6 Approve Shareholder Rights Plan For For Management 7 Advisory Vote on Executive Compensation For Against Management Approach -------------------------------------------------------------------------------- Osisko Mining Inc. Ticker: OSK Security ID: 688281104 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Burzynski For For Management 1b Elect Director Jose Vizquerra Benavides For For Management 1c Elect Director Sean Roosen For For Management 1d Elect Director Patrick F.N. Anderson For For Management 1e Elect Director Keith McKay For For Management 1f Elect Director Amy Satov For For Management 1g Elect Director Bernardo Alvarez Caldero For For Management n 1h Elect Director Robert Wares For For Management 1i Elect Director Andree St-Germain For For Management 1j Elect Director Cathy Singer For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration -------------------------------------------------------------------------------- Pan American Silver Corp. Ticker: PAAS Security ID: 697900108 Meeting Date: MAY 6, 2020 Meeting Type: Annual/Special Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ross J. Beaty For For Management 1.2 Elect Director Michael Steinmann For For Management 1.3 Elect Director Michael L. Carroll For For Management 1.4 Elect Director Neil de Gelder For For Management 1.5 Elect Director Walter T. Segsworth For For Management 1.6 Elect Director Gillian D. Winckler For For Management 1.7 Elect Director Charles A. Jeannes For For Management 2 Approve Deloitte LLP as Auditors and Au For For Management thorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Pantoro Limited Ticker: PNR Security ID: Q7392G107 Meeting Date: JUL 1, 2019 Meeting Type: Special Record Date: JUN 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Consideration Share For For Management s to Central Norseman Gold Corporation Pty Ltd and Pangolin Resources Pty Ltd 2 Ratify Past Issuance of 129.11 Million For For Management Shares 3 Ratify Past Issuance of 86.08 Million S For For Management hares 4 Approve Grant of Options to Paul Cmrlec For Against Management 5 Approve Grant of Options to Scott Huffa For Against Management dine 6 Approve Grant of Options to Kyle Edward For Against Management s 7 Approve the Increase in Maximum Aggrega For Against Management te Remuneration of Non-Executive Direct ors -------------------------------------------------------------------------------- Pantoro Limited Ticker: PNR Security ID: Q7392G107 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Michael Jefferies as Director For For Management 3 Elect Wayne Zekulich as Director For For Management 4 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 5 Approve Incentive Options and Performan For For Management ce Rights Scheme 6 Approve the Amendments to the Company's For For Management Constitution -------------------------------------------------------------------------------- Pilbara Minerals Limited Ticker: PLS Security ID: Q7539C100 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Shares to Eligi For For Management ble Institutional and Sophisticated Inv estors 2 Approve Issuance of Tranche 1 Shares to For For Management Contemporary Amperex Technology (Hong Kong) Limited 3 Ratify Past Issuance of Tranche 1 Share For For Management s to Contemporary Amperex Technology (H ong Kong) Limited 4 Approve Issuance of Tranche 2 Shares to For For Management Contemporary Amperex Technology (Hong Kong) Limited 5 Approve Issuance of Shares under the Sh For For Management are Purchase Plan to Sophisticated, Pro fessional or Other Institutional Invest ors -------------------------------------------------------------------------------- Pilbara Minerals Limited Ticker: PLS Security ID: Q7539C100 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Anthony Kiernan as Director For Against Management 3 Elect Nicholas Cernotta as Director For For Management 4 Approve Issuance of Employee Options an For For Management d Performance Rights to Ken Brinsden 5 Approve Employee Award Plan None Against Management -------------------------------------------------------------------------------- Polyus PJSC Ticker: PLZL Security ID: 73181M117 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 6, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 162.98 For For Management per Share for First Six Months of Fisc al 2019 2 Approve Increase in Share Capital throu For Against Management gh Issuance of 700,000 Ordinary Shares via Closed Subscription -------------------------------------------------------------------------------- Pretium Resources Inc. Ticker: PVG Security ID: 74139C102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Richard O'Brien For For Management 2.2 Elect Director George Paspalas For For Management 2.3 Elect Director Peter Birkey For For Management 2.4 Elect Director David Smith For For Management 2.5 Elect Director Faheem Tejani For For Management 2.6 Elect Director Robin Bienenstock For For Management 2.7 Elect Director Jeane Hull For For Management 3 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 4 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Ramelius Resources Limited Ticker: RMS Security ID: Q7982E108 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Michael Andrew Bohm as Director For For Management 4 Elect Natalia Streltsova as Director For For Management 5 Approve Grant of Performance Rights to For For Management Mark William Zeptner 6 Approve the Increase in Maximum Aggrega For For Management te Remuneration of Non-Executive Direct ors 7 Approve Performance Rights Plan For For Management 8 Approve Renewal of Proportional Takeove For For Management r Provisions -------------------------------------------------------------------------------- Red 5 Limited Ticker: RED Security ID: Q80507256 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kevin Dundo as Director For For Management 2 Approve the Remuneration Report For For Management 3 Approve Issuance of Service Rights and For For Management Deferred Rights to Mark Williams 4 Approve Issuance of Performance Rights For For Management to Mark Williams 5 Approve Issuance of Shares to Kevin Dun For For Management do 6 Approve Issuance of Shares to John Coli For For Management n Loosemore 7 Approve Issuance of Shares to Ian Macph For For Management erson 8 Approve Issuance of Shares to Steven To For For Management mbs -------------------------------------------------------------------------------- Red 5 Limited Ticker: RED Security ID: Q80507256 Meeting Date: MAY 7, 2020 Meeting Type: Special Record Date: MAY 5, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of First Tranche P For For Management lacement Shares to First Tranche Placem ent Recipients 2 Approve Issuance of Second Tranche Plac For For Management ement Shares to Second Tranche Placemen t Recipients 3 Approve Issuance of Placement Shares to For For Management Mark Williams 4 Approve Issuance of Placement Shares to For For Management Ian Macpherson 5 Approve Issuance of Placement Shares to For For Management Steven Tombs 6 Approve Issuance of Placement Shares to For For Management Colin Loosemore -------------------------------------------------------------------------------- Resolute Mining Limited Ticker: RSG Security ID: Q81068100 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Performance Rights For Against Management to John Welborn -------------------------------------------------------------------------------- Resolute Mining Limited Ticker: RSG Security ID: Q81068100 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Past Issuance of Tranche 1 Place For For Management ment Shares to Institutional Investors 2 Approve Issuance of Major Shareholder P For For Management lacement Shares to ICM Limited 3 Approve Issuance of Director Placement None Against Management Shares to Martin Botha 4 Approve Issuance of Director Placement None Against Management Shares to John Welborn 5 Approve Issuance of Director Placement None Against Management Shares to Yasmin Broughton 6 Approve Issuance of Director Placement None Against Management Shares to Sabina Shugg 7 Approve Issuance of Shares to Taurus Mi For For Management ning Finance Fund L.P. -------------------------------------------------------------------------------- Resolute Mining Limited Ticker: RSG Security ID: Q81068100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Mark Potts as Director For For Management 3 Elect Sabina Shugg as Director For For Management 4 Approve Grant of Performance Rights to For For Management John Welborn 5 Approve Renewal of Resolute Mining Limi For For Management ted Performance Rights Plan 6 Approve Potential Termination Benefits For For Management Under the 2020 Performance Rights Plan 7 Approve the Deed of Indemnity, Access a For For Management nd Insurance -------------------------------------------------------------------------------- Reunion Gold Corporation Ticker: RGD Security ID: 76131P106 Meeting Date: SEP 5, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leanne M. Baker For For Management 1.10 Elect Director Rejean Gourde For For Management 1.2 Elect Director Elaine Bennett For For Management 1.3 Elect Director Chantal Gosselin For For Management 1.4 Elect Director Vijay N. J. Kirpalani For For Management 1.5 Elect Director Robert Leckie For For Management 1.6 Elect Director Marian Moroney For For Management 1.7 Elect Director Peter B. Nixon For For Management 1.8 Elect Director Catherine Stevens For For Management 1.9 Elect Director David Fennell For For Management 2 Approve Raymond Chabot Grant Thornton L For For Management LP as Auditors and Authorize Board to F ix Their Remuneration 3 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- Reunion Gold Corporation Ticker: RGD Security ID: 76131P106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 8, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine Bennett For For Management 1.2 Elect Director Richard Cohen For For Management 1.3 Elect Director David Fennell For For Management 1.4 Elect Director Adrian Fleming For For Management 1.5 Elect Director Rejean Gourde For For Management 1.6 Elect Director Vijay N.J. Kirpalani For For Management 1.7 Elect Director Marian Moroney For For Management 2 Approve Raymond Chabot Grant Thornton L For For Management LP as Auditors and Authorize Board to F ix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Amend By-Law No. 1 For For Management -------------------------------------------------------------------------------- Roxgold Inc. Ticker: ROXG Security ID: 779899202 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver Lennox-King For For Management 1.2 Elect Director Richard Colterjohn For For Management 1.3 Elect Director Jonathan A. Rubenstein For For Management 1.4 Elect Director John L. Knowles For For Management 1.5 Elect Director John Dorward For For Management 1.6 Elect Director Kate Harcourt For For Management 1.7 Elect Director Norman Pitcher For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- Royal Gold, Inc. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Hayes For For Management 1b Elect Director Ronald J. Vance For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Royal Nickel Corporation Ticker: RNX Security ID: 780357109 Meeting Date: JUN 11, 2020 Meeting Type: Annual/Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Goudie For For Management 1.2 Elect Director Scott M. Hand For For Management 1.3 Elect Director Paul Huet For For Management 1.4 Elect Director Wendy Kei For For Management 1.5 Elect Director Warwick Morley-Jepson For For Management 1.6 Elect Director Chad Williams For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Change Company Name to Karora Resources For For Management Inc. 4 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- Rubicon Minerals Corporation Ticker: RMX Security ID: 780911509 Meeting Date: JUN 22, 2020 Meeting Type: Annual/Special Record Date: MAY 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 2.1 Elect Director Julian Kemp For For Management 2.2 Elect Director Sasha Bukacheva For For Management 2.3 Elect Director Daniel Burns For For Management 2.4 Elect Director Peter R. Jones For For Management 2.5 Elect Director George Ogilvie For For Management 2.6 Elect Director David Palmer For For Management 3 Change Company Name to Battle North Gol For For Management d Corporation 4 Adopt New Articles For For Management 5 Approve Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- Sabina Gold & Silver Corp. Ticker: SBB Security ID: 785246109 Meeting Date: JUN 4, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director David A. Fennell For For Management 2.2 Elect Director David Rae For For Management 2.3 Elect Director James N. Morton For For Management 2.4 Elect Director D. Bruce McLeod For For Management 2.5 Elect Director Anthony P. Walsh For For Management 2.6 Elect Director Leo Zhao For For Management 2.7 Elect Director Walter Segsworth For For Management 2.8 Elect Director Anna Stylianides For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Adopt New Articles For For Management -------------------------------------------------------------------------------- Sandstorm Gold Ltd. Ticker: SSL Security ID: 80013R206 Meeting Date: APR 15, 2020 Meeting Type: Annual/Special Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Nolan Watson For For Management 2.2 Elect Director David Awram For For Management 2.3 Elect Director David E. De Witt For For Management 2.4 Elect Director Andrew T. Swarthout For For Management 2.5 Elect Director John P.A. Budreski For For Management 2.6 Elect Director Mary L. Little For For Management 2.7 Elect Director Vera Kobalia For For Management 3 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 4 Approve Early Warrant Exercise Incentiv For For Management e Program -------------------------------------------------------------------------------- Saracen Mineral Holdings Limited Ticker: SAR Security ID: Q8309T109 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John Richards as Director For For Management 2 Elect Martin Reed as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Issuance of Performance Rights For For Management to Raleigh Finlayson 5 Approve the Increase in Maximum Aggrega For For Management te Remuneration of Non-Executive Direct ors -------------------------------------------------------------------------------- Saracen Mineral Holdings Limited Ticker: SAR Security ID: Q8309T109 Meeting Date: MAR 5, 2020 Meeting Type: Special Record Date: MAR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Assistance in Relatio For For Management n to the Acquisition 2 Ratify Past Issuance of Shares to Sophi For For Management sticated and Professional Investors 3 Approve Issuance of Share Rights to Mar For For Management tin Reed 4 Approve Issuance of Share Rights to Ror For For Management ic Smith 5 Approve Issuance of Share Rights to Joh For For Management n Richards 6 Approve Issuance of Share Rights to Ant For For Management hony Kiernan 7 Approve Issuance of Share Rights to Sam For For Management antha Tough 8 Approve Section 195 None For Management -------------------------------------------------------------------------------- SEMAFO Inc. Ticker: SMF Security ID: 816922108 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Endeavour Mining For For Management Corporation -------------------------------------------------------------------------------- Shandong Gold Mining Co., Ltd. Ticker: 1787 Security ID: Y76831125 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Equity Interest For For Management of SD Gold Capital Management Co., Ltd. 2 Approve Estimated New Daily Connected T For For Management ransactions After the Acquisition of th e Equity Interest of SD Gold Capital Ma nagement Co., Ltd. 3 Amend Articles of Association For For Management 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares -------------------------------------------------------------------------------- Shandong Gold Mining Co., Ltd. Ticker: 1787 Security ID: Y76831125 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: AUG 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Ultra Short-term Fi For For Management nancing Bonds 2 Authorize Board to Deal with All Matter For For Management s in Relation to the Issuance of Ultra Short-term Financing Bonds -------------------------------------------------------------------------------- Shandong Gold Mining Co., Ltd. Ticker: 1787 Security ID: Y76831125 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- Shandong Gold Mining Co., Ltd. Ticker: 1787 Security ID: Y76831125 Meeting Date: FEB 24, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Provision of Guarantee for the For For Management Financing of an Overseas Subsidiary of the Company 3 Approve Shinewing (HK) CPA Limited as A For For Management uditor 4 Elect Luan Bo as Supervisor For For Management -------------------------------------------------------------------------------- Shandong Gold Mining Co., Ltd. Ticker: 1787 Security ID: Y76831125 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Profit Distribution Plan a For For Management nd Issuance of Bonus Shares by Way of C onversion of Capital Reserve 2 Amend Rules and Procedures Regarding Ge For For Management neral Meetings of Shareholders -------------------------------------------------------------------------------- Shandong Gold Mining Co., Ltd. Ticker: 1787 Security ID: Y76831125 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board o For For Management f Directors 10 Approve 2020 Appointment of Accounting For For Management Firms and Audit Service Fees 11 Approve 2020 Appointment of Internal Co For For Management ntrol Auditing Firm and Audit Service F ees 12 Approve 2019 Appraisal Report on Intern For For Management al Control 13 Approve 2019 Social Responsibility Repo For For Management rt 14 Approve Special Report on the Deposit a For For Management nd Use of Proceeds in 2019 15 Approve Impairment Testing on the Subje For For Management ct Assets of Material Assets Restructur ing of the Company 16 Approve Financial Services Framework Ag For For Management reement with Shandong Gold Group Financ e Co., Limited 17 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts for H Shares 18 Amend Rules and Procedures Regarding Ge For For Management neral Meetings of Shareholders 19 Amend Rules and Procedures Regarding Me For For Management etings of Board of Directors 2 Approve 2019 Work Report of the Supervi For For Management sory Committee 3 Approve 2019 Work Report of the Indepen For For Management dent Non-executive Directors 4 Approve 2019 Final Financial Report For For Management 5 Approve 2020 Financial Budget Report For For Management 6 Approve 2019 Annual Report and Its Extr For For Management acts 7 Approve 2019 Profit Distribution Plan a For For Management nd Issuance of Bonus Shares by Way of C onversion of Capital Reserve 8 Amend Articles of Association For For Management 9 Approve Expected Connected Transactions For For Management During the Ordinary Course of Business in 2020 -------------------------------------------------------------------------------- Sibanye Stillwater Ltd. Ticker: SSW Security ID: 82575P107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Non-Executive D For For Management irectors 1 Reappoint Ernst & Young Inc as Auditors For For Management of the Company with Lance Tomlinson as the Designated Individual Partner 10 Re-elect Nkosemntu Nika as Member of th For For Management e Audit Committee 11 Re-elect Susan van der Merwe as Member For For Management of the Audit Committee 12 Place Authorised but Unissued Shares un For For Management der Control of Directors 13 Authorise Board to Issue Shares for Cas For For Management h 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation Rep For For Management ort 2 Approve that Lead Independent Director For For Management Recompense for Period Since Appointment 2 Elect Elaine Dorward-King as Director For For Management 3 Approve Financial Assistance in Terms o For For Management f Sections 44 and 45 of the Companies A ct 3 Elect Vincent Maphai as Director For For Management 4 Authorise Repurchase of Issued Share Ca For For Management pital 4 Re-elect Timothy Cumming as Director For For Management 5 Re-elect Charl Keyter as Director For For Management 6 Re-elect Keith Rayner as Chair of the A For For Management udit Committee 7 Re-elect Timothy Cumming as Member of t For For Management he Audit Committee 8 Re-elect Savannah Danson as Member of t For For Management he Audit Committee 9 Re-elect Rick Menell as Member of the A For For Management udit Committee -------------------------------------------------------------------------------- Sibanye-Stillwater Ltd. Ticker: SGL Security ID: 825724206 Meeting Date: JAN 23, 2020 Meeting Type: Court Record Date: DEC 6, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Scheme Share For For Management s by Sibanye-Stillwater 1 Authorise Ratification of Approved Reso For For Management lutions 2 Approve Revocation of Special Resolutio For For Management n Number 1 if the Scheme Does Not Becom e Unconditional and is Not Continued -------------------------------------------------------------------------------- Silver Lake Resources Limited Ticker: SLR Security ID: Q85014100 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Kelvin Flynn as Director For For Management 3 Elect Peter Alexander as Director For For Management -------------------------------------------------------------------------------- Silvercorp Metals Inc. Ticker: SVM Security ID: 82835P103 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Five For For Management 2.1 Elect Director Rui Feng For For Management 2.2 Elect Director S. Paul Simpson For For Management 2.3 Elect Director David Kong For For Management 2.4 Elect Director Yikang Liu For For Management 2.5 Elect Director Marina Katusa For For Management 3 Approve Deloitte LLP as Auditors and Au For For Management thorize Board to Fix Their Remuneration 4 Approve Share Based Compensation Plan For For Management 5 If Item 4 is Not Approved: Re-approve S For Against Management tock Option Plan -------------------------------------------------------------------------------- SilverCrest Metals Inc. Ticker: SIL Security ID: 828363101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N. Eric Fier For For Management 1.2 Elect Director Ross O. Glanville For For Management 1.3 Elect Director Ani Markova For For Management 1.4 Elect Director Hannes P. Portmann For For Management 1.5 Elect Director Graham C. Thody For For Management 1.6 Elect Director John H. Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- SilverCrest Metals Inc. Ticker: SIL Security ID: 828363606 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N. Eric Fier For For Management 1.2 Elect Director Ross O. Glanville For For Management 1.3 Elect Director Ani Markova For For Management 1.4 Elect Director Hannes P. Portmann For For Management 1.5 Elect Director Graham C. Thody For For Management 1.6 Elect Director John H. Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- SolGold Plc Ticker: SOLG Security ID: G8255T104 Meeting Date: SEP 20, 2019 Meeting Type: Annual/Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity in Connection For For Management with the Cornerstone Offer 12 Authorise Issue of Equity without Pre-e For Against Management mptive Rights 13 Authorise Issue of Equity without Pre-e For For Management mptive Rights in Connection with the Co rnerstone Offer 14 Authorise the Company to Call General M For For Management eeting with Two Weeks' Notice 2 Approve Remuneration Report For Against Management 3 Re-elect Brian Moller as Director For Abstain Management 4 Elect Jason Ward as Director For For Management 5 Elect Anna Legge as Director For For Management 6 Elect Liam Twigger as Director For For Management 7 Reappoint BDO (UK) LLP as Auditors and For For Management Authorise Their Remuneration 8 Approve Grant of Options to Liam Twigge For Against Management r 9 Approve Increase in the Maximum Number For For Management of Directors to Ten -------------------------------------------------------------------------------- SSR Mining Inc. Ticker: SSRM Security ID: 784730103 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director A.E. Michael Anglin For For Management 2.2 Elect Director Paul Benson For For Management 2.3 Elect Director Brian R. Booth For For Management 2.4 Elect Director Simon A. Fish For For Management 2.5 Elect Director Gustavo A. Herrero For For Management 2.6 Elect Director Beverlee F. Park For For Management 2.7 Elect Director Steven P. Reid For For Management 2.8 Elect Director Elizabeth A. Wademan For For Management 3 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 4 Advisory Vote on Executive Compensation For For Management Approach 5 Approve 2020 Share Compensation Plan For For Management -------------------------------------------------------------------------------- Teranga Gold Corporation Ticker: TGZ Security ID: 880797204 Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special Record Date: MAY 5, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan R. Hill For For Management 1.2 Elect Director Richard S. Young For For Management 1.3 Elect Director Simon P. Bottoms For For Management 1.4 Elect Director Jendayi E. Frazer For For Management 1.5 Elect Director Paula Caldwell St-Onge For For Management 1.6 Elect Director David J. Mimran For For Management 1.7 Elect Director Alan R. Thomas For For Management 1.8 Elect Director Frank D. Wheatley For For Management 1.9 Elect Director William J. Biggar For For Management 2 Approve Ernst & Young LLP as Auditors a For For Management nd Authorize Board to Fix Their Remuner ation 3 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- TMAC Resources Inc. Ticker: TMR Security ID: 872577101 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Streamers Gold M For For Management ining Corporation Limited, a Wholly-Own ed Subsidiary of Shandong Gold Mining C o., Limited -------------------------------------------------------------------------------- Torex Gold Resources Inc. Ticker: TXG Security ID: 891054603 Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special Record Date: MAY 4, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Adams For For Management 1.10 Elect Director Roy S. Slack For For Management 1.2 Elect Director Franklin L. Davis For For Management 1.3 Elect Director David A. Fennell For For Management 1.4 Elect Director Michael D. Murphy For For Management 1.5 Elect Director Elizabeth A. Wademan For For Management 1.6 Elect Director Frederick M. Stanford For For Management 1.7 Elect Director Robin A. Bienenstock For For Management 1.8 Elect Director Richard A. Howes For For Management 1.9 Elect Director Jody L.M. Kuzenko For For Management 2 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 3 Amend Quorum Requirements For For Management 4 Approve Advance Notice Requirement For For Management 5 Amend Shareholder Rights Plan For For Management 6 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Trevali Mining Corporation Ticker: TV Security ID: 89531J109 Meeting Date: JUL 31, 2019 Meeting Type: Annual/Special Record Date: JUN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russell D. Ball For For Management 1.2 Elect Director Mark D. Cruise For For Management 1.3 Elect Director Chris Eskdale For For Management 1.4 Elect Director Jill Gardiner For For Management 1.5 Elect Director Dan Isserow For For Management 1.6 Elect Director Jessica L. McDonald For For Management 1.7 Elect Director Dan Myerson For For Management 1.8 Elect Director Richard Williams For For Management 2 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 3 Amend Stock Option Plan For For Management 4 Amend Share Unit Plan For For Management 5 Approve Deferred Share Unit Grants For For Management -------------------------------------------------------------------------------- Wallbridge Mining Company Limited Ticker: WM Security ID: 932397102 Meeting Date: JUN 5, 2020 Meeting Type: Annual/Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2a Elect Director Alar Soever For For Management 2b Elect Director Faramarz (Marz) Kord For For Management 2c Elect Director W. Warren Holmes For For Management 2d Elect Director Janet Wilkinson For For Management 2e Elect Director Darryl Sittler For For Management 2f Elect Director Parviz Farsangi For For Management 2g Elect Director Shawn Day For For Management 2h Elect Director Michael Pesner For For Management 2i Elect Director Anthony Makuch For For Management 3 Approve KPMG LLP as Auditors and Author For For Management ize Board to Fix Their Remuneration 4 Adopt New By-Law No. 1A For For Management -------------------------------------------------------------------------------- Wesdome Gold Mines Ltd. Ticker: WDO Security ID: 95083R100 Meeting Date: JUN 2, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Main For For Management 1.2 Elect Director Duncan Middlemiss For For Management 1.3 Elect Director Nadine Miller For For Management 1.4 Elect Director Warwick Morley-Jepson For For Management 1.5 Elect Director Brian Skanderbeg For For Management 1.6 Elect Director Edie Thome For For Management 1.7 Elect Director Bill Washington For For Management 2 Approve Grant Thornton LLP as Auditors For For Management and Authorize Board to Fix Their Remune ration 3 Approve Omnibus Equity Incentive Plan For For Management 4 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Westgold Resources Limited Ticker: WGX Security ID: Q97159232 Meeting Date: NOV 25, 2019 Meeting Type: Annual Record Date: NOV 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Johannes Norregaard as Director For Against Management 3 Elect Suresh Shet as Director For Against Management 4 Ratify Past Issuance of Shares to Insti For For Management tutional and Professional Investors 5 Approve Capital Reduction For For Management -------------------------------------------------------------------------------- Wheaton Precious Metals Corp. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a10 Elect Director Randy V. J. Smallwood For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management b Approve Deloitte LLP as Auditors and Au For For Management thorize Board to Fix Their Remuneration c Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Zhaojin Mining Industry Company Limited Ticker: 1818 Security ID: Y988A6104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transfer Agreement and Related For For Management Transactions 1b Approve Grant of Specific Mandates to t For For Management he Board to Allot and Issue Considerati on Shares to Zhaojin Group Pursuant to the Transfer Agreement 1c Authorize Board to Deal With All Matter For For Management s in Relation to Transfer Agreement and Its Amendment, Variation or Modificati on of Terms and Conditions 2a Amend Articles of Association For For Management 2b Authorize Board to Deal With All Matter For For Management s in Relation to the Amendments to the Articles of Association 3 Approve Registration and Issuance of Re For For Management newal Bonds and Authorize Board to Deal With All Related Matters 4 Approve Registration and Issuance of Su For For Management per Short-Term Notes and Authorize Boar d to Deal With All Related Matters -------------------------------------------------------------------------------- Zhaojin Mining Industry Company Limited Ticker: 1818 Security ID: Y988A6104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Transfer Agreement and Related For For Management Transactions 1b Approve Grant of Specific Mandates to t For For Management he Board to Allot and Issue Considerati on Shares to Zhaojin Group Pursuant to the Transfer Agreement 1c Authorize Board to Deal With All Matter For For Management s in Relation to Transfer Agreement and Its Amendment, Variation or Modificati on of Terms and Conditions -------------------------------------------------------------------------------- Zhaojin Mining Industry Company Limited Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 5, 2020 Meeting Type: Annual Record Date: MAY 5, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of Dir For For Management ectors 1 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares 2 Approve 2019 Report of the Supervisory For For Management Committee 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Approve 2019 Audited Financial Report For For Management 3a Amend Articles of Association For For Management 3b Authorize Board to Deal with All Matter For For Management s in Relation to the Amendments to the Articles of Association 4 Amend Rules and Procedures Regarding Ge For For Management neral Meetings of Shareholders 4 Approve Final Dividend For For Management 5 Approve Ernst & Young and Ernst & Young For For Management Hua Ming LLP as International Auditor and the PRC Auditor of the Company Resp ectively and Authorize Board to Fix The ir Remuneration 6 Elect Huang Zhen as Director For For Management 7 Elect Zhang Banglong as Director For For Management -------------------------------------------------------------------------------- Zhaojin Mining Industry Company Limited Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 5, 2020 Meeting Type: Special Record Date: MAY 5, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 3a Amend Articles of Association For For Management 3b Authorize Board to Deal with All Matter For For Management s in Relation to the Amendments to the Articles of Association 4 Amend Rules and Procedures Regarding Ge For For Management neral Meetings of Shareholders =Invesco Small Cap Value Fund=================================================== AECOM Ticker: ACM Security ID: 00766T100 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Card For For Management 1.10 Elect Director Janet C. Wolfenbarger For For Management 1.2 Elect Director Peter A. Feld For For Management 1.3 Elect Director William H. Frist For For Management 1.4 Elect Director Jacqueline C. Hinman For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Robert J. Routs For For Management 1.7 Elect Director Clarence T. Schmitz For For Management 1.8 Elect Director Douglas W. Stotlar For For Management 1.9 Elect Director Daniel R. Tishman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- AerCap Holdings NV Ticker: AER Security ID: N00985106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10.a Authorize Repurchase of Shares For For Management 10.b Conditional Authorization to Repurchase For For Management Additional Shares 11 Approve Reduction in Share Capital thro For For Management ugh Cancellation of Shares 3 Adopt Financial Statements For For Management 5 Approve Discharge of Management Board For For Management 6.a Reelect Paul T. Dacier as Non-Executive For For Management Director 6.b Reelect Richard M. Gradon as Non-Execut For For Management ive Director 6.c Reelect Robert G. Warden as Non-Executi For For Management ve Director 7 Appoint Peter L. Juhas to Represent the For For Management Management in Case All Directors are A bsent or Prevented from Acting 8 Ratify PricewaterhouseCoopers as Audito For For Management rs 9.a Grant Board Authority to Issue Shares For For Management 9.b Authorize Board to Exclude Preemptive R For For Management ights from Share Issuances Under Item 9 .a 9.c Grant Board Authority to Issue Addition For For Management al Shares 9.d Authorize Board to Exclude Preemptive R For For Management ights from Share Issuances Under Item 9 .c -------------------------------------------------------------------------------- AGCO Corporation Ticker: AGCO Security ID: 001084102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.10 Elect Director Mallika Srinivasan For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director Sondra L. Barbour For For Management 1.4 Elect Director P. George Benson For For Management 1.5 Elect Director Suzanne P. Clark For For Management 1.6 Elect Director Wolfgang Deml For For Management 1.7 Elect Director George E. Minnich For For Management 1.8 Elect Director Martin H. Richenhagen For For Management 1.9 Elect Director Gerald L. Shaheen For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- Allegheny Technologies Incorporated Ticker: ATI Security ID: 01741R102 Meeting Date: MAY 8, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Diggs For For Management 1.2 Elect Director J. Brett Harvey For For Management 1.3 Elect Director David J. Morehouse For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- American Woodmark Corporation Ticker: AMWD Security ID: 030506109 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Cogan For Against Management 1.2 Elect Director James G. Davis, Jr. For For Management 1.3 Elect Director S. Cary Dunston For For Management 1.4 Elect Director Martha M. Hayes For For Management 1.5 Elect Director Daniel T. Hendrix For For Management 1.6 Elect Director Teresa M. May For For Management 1.7 Elect Director Carol B. Moerdyk For For Management 1.8 Elect Director David W. Moon For For Management 1.9 Elect Director Vance W. Tang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Astec Industries, Inc. Ticker: ASTE Security ID: 046224101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Gehl For For Management 1.2 Elect Director William G. Dorey For For Management 1.3 Elect Director Charles F. Potts For For Management 1.4 Elect Director Barry A. Ruffalo For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Athene Holding Ltd. Ticker: ATH Security ID: G0684D107 Meeting Date: JUN 2, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Kleinman For For Management 1.2 Elect Director Lawrence J. Ruisi For For Management 1.3 Elect Director Hope Schefler Taitz For For Management 1.4 Elect Director Arthur Wrubel For For Management 1.5 Elect Director Fehmi Zeko For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Authorize Board to Fix Remuneration of For For Management the Auditors 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Axos Financial, Inc. Ticker: AX Security ID: 05465C100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Argalas For For Management 1.2 Elect Director James J. Court For For Management 1.3 Elect Director Edward J. Ratinoff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- Beacon Roofing Supply, Inc. Ticker: BECN Security ID: 073685109 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Buck For For Management 1.10 Elect Director Stuart A. Randle For For Management 1.11 Elect Director Nathan K. Sleeper For For Management 1.12 Elect Director Douglas L. Young For For Management 1.2 Elect Director Julian G. Francis For For Management 1.3 Elect Director Carl T. Berquist For For Management 1.4 Elect Director Barbara G. Fast For For Management 1.5 Elect Director Richard W. Frost For For Management 1.6 Elect Director Alan Gershenhorn For For Management 1.7 Elect Director Philip W. Knisely For For Management 1.8 Elect Director Robert M. McLaughlin For For Management 1.9 Elect Director Neil S. Novich For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BMC Stock Holdings, Inc. Ticker: BMCH Security ID: 05591B109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director David W. Bullock For For Management 1c Elect Director David L. Keltner For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Brookdale Senior Living Inc. Ticker: BKD Security ID: 112463104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victoria L. Freed For For Management 1.2 Elect Director Guy P. Sansone For For Management 2 Amend Certificate of Incorporation to A For For Management ccelerate Annual Elections of Class II Directors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Adopt Majority Voting for Uncontested E For For Management lection of Directors 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Builders FirstSource, Inc. Ticker: BLDR Security ID: 12008R107 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul S. Levy For For Management 1.2 Elect Director Cleveland A. Christophe For For Management 1.3 Elect Director Craig A. Steinke For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- C&J Energy Services, Inc. Ticker: CJ Security ID: 12674R100 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Carlisle Companies Incorporated Ticker: CSL Security ID: 142339100 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Carpenter Technology Corporation Ticker: CRS Security ID: 144285103 Meeting Date: OCT 8, 2019 Meeting Type: Annual Record Date: AUG 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Viola L. Acoff For For Management 1.2 Elect Director I. Martin Inglis For For Management 1.3 Elect Director Stephen M. Ward, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CNO Financial Group, Inc. Ticker: CNO Security ID: 12621E103 Meeting Date: MAY 8, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary C. Bhojwani For For Management 1b Elect Director Ellyn L. Brown For For Management 1c Elect Director Stephen N. David For For Management 1d Elect Director David B. Foss For For Management 1e Elect Director Robert C. Greving For For Management 1f Elect Director Mary R. (Nina) Henderson For For Management 1g Elect Director Charles J. Jacklin For For Management 1h Elect Director Daniel R. Maurer For For Management 1i Elect Director Frederick J. Sievert For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Crane Co. Ticker: CR Security ID: 224399105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Ellen McClain For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- CSW Industrials, Inc. Ticker: CSWI Security ID: 126402106 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Armes For For Management 1.2 Elect Director Michael R. Gambrell For For Management 1.3 Elect Director Terry L. Johnston For For Management 1.4 Elect Director Robert M. Swartz For For Management 1.5 Elect Director J. Kent Sweezey For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- Dana Incorporated Ticker: DAN Security ID: 235825205 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors -------------------------------------------------------------------------------- DXP Enterprises, Inc. Ticker: DXPE Security ID: 233377407 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Little For For Management 1.2 Elect Director Joseph R. Mannes For For Management 1.3 Elect Director Timothy P. Halter For For Management 1.4 Elect Director David Patton For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Moss Adams, LLP as Auditors For For Management -------------------------------------------------------------------------------- Eastman Chemical Company Ticker: EMN Security ID: 277432100 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.10 Elect Director Charles K. Stevens, III For For Management 1.2 Elect Director Brett D. Begemann For For Management 1.3 Elect Director Mark J. Costa For For Management 1.4 Elect Director Edward L. Doheny, II For For Management 1.5 Elect Director Julie F. Holder For For Management 1.6 Elect Director Renee J. Hornbaker For For Management 1.7 Elect Director Kim Ann Mink For For Management 1.8 Elect Director James J. O'Brien For For Management 1.9 Elect Director David W. Raisbeck For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Element Solutions Inc Ticker: ESI Security ID: 28618M106 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Ellis Franklin For For Management 1b Elect Director Benjamin Gliklich For For Management 1c Elect Director Scot R. Benson For For Management 1d Elect Director Ian G.H. Ashken For For Management 1e Elect Director Christopher T. Fraser For For Management 1f Elect Director Michael F. Goss For For Management 1g Elect Director Nichelle Maynard-Elliott For For Management 1h Elect Director E. Stanley O'Neal For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Energizer Holdings, Inc. Ticker: ENR Security ID: 29272W109 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carlos Abrams-Rivera For For Management 1b Elect Director Bill G. Armstrong For For Management 1c Elect Director Cynthia J. Brinkley For For Management 1d Elect Director Rebecca Frankiewicz For For Management 1e Elect Director Alan R. Hoskins For For Management 1f Elect Director Kevin J. Hunt For For Management 1g Elect Director James C. Johnson For For Management 1h Elect Director John E. Klein For For Management 1i Elect Director Patrick J. Moore For For Management 1j Elect Director Nneka L. Rimmer For For Management 1k Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Equitable Holdings, Inc. Ticker: EQH Security ID: 29452E101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Kaye For For Management 1.2 Elect Director Joan Lamm-Tennant For For Management 1.3 Elect Director Kristi A. Matus For For Management 1.4 Elect Director Ramon de Oliveira For For Management 1.5 Elect Director Mark Pearson For For Management 1.6 Elect Director Bertram L. Scott For For Management 1.7 Elect Director George Stansfield For For Management 1.8 Elect Director Charles G.T. Stonehill For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Ethan Allen Interiors Inc. Ticker: ETH Security ID: 297602104 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Farooq Kathwari For For Management 1b Elect Director James B. Carlson For For Management 1c Elect Director John J. Dooner, Jr. For For Management 1d Elect Director Domenick J. Esposito For For Management 1e Elect Director Mary Garrett For For Management 1f Elect Director James W. Schmotter For For Management 1g Elect Director Tara I. Stacom For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Evercore Inc. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- First Horizon National Corporation Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- First Horizon National Corporation Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Flex Ltd. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Revathi Advaithi For For Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Jill A. Greenthal For For Management 1d Elect Director Jennifer Li For For Management 1e Elect Director Marc A. Onetto For For Management 1f Elect Director Willy C. Shih For For Management 1g Elect Director Charles K. Stevens, III For For Management 1h Elect Director Lay Koon Tan For For Management 1i Elect Director William D. Watkins For For Management 1j Elect Director Lawrence A. Zimmerman For For Management 2a Elect Director Willy C. Shih For For Management 2b Elect Director William D. Watkins For For Management 2c Elect Director Revathi Advaithi For For Management 2d Elect Director Jill A. Greenthal For For Management 2e Elect Director Charles K. Stevens, III For For Management 3 Approve Deloitte & Touche LLP as Audito For For Management rs and Authorize Board to Fix Their Rem uneration 4 Approve Issuance of Shares without Pree For For Management mptive Rights 5 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- Flex Ltd. Ticker: FLEX Security ID: Y2573F112 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor S1 Declassify the Board of Directors For For Management S2 Approve Increase in Size of Board For For Management S3 Amend Constitution to Account for Chang For For Management es in Singapore Law -------------------------------------------------------------------------------- Flotek Industries, Inc. Ticker: FTK Security ID: 343389102 Meeting Date: MAY 5, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Gibson, Jr. For For Management 1b Elect Director Michelle M. Adams For For Management 1c Elect Director Ted D. Brown For For Management 1d Elect Director Paul W. Hobby For For Management 1e Elect Director David Nierenberg For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- Greenhill & Co., Inc. Ticker: GHL Security ID: 395259104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Scott L. Bok For For Management 1b Elect Director Robert F. Greenhill For For Management 1c Elect Director Steven F. Goldstone For For Management 1d Elect Director Meryl D. Hartzband For For Management 1e Elect Director John D. Liu For For Management 1f Elect Director Karen P. Robards For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- Helix Energy Solutions Group, Inc. Ticker: HLX Security ID: 42330P107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy H. Nelson For For Management 1.2 Elect Director William L. Transier For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- HFF, Inc. Ticker: HF Security ID: 40418F108 Meeting Date: JUL 1, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3.1 Elect Director Deborah H. McAneny For For Management 3.2 Elect Director Steven E. Wheeler For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Hillenbrand, Inc. Ticker: HI Security ID: 431571108 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel C. Hillenbrand For For Management 1.2 Elect Director Thomas H. Johnson For For Management 1.3 Elect Director Neil S. Novich For For Management 1.4 Elect Director Joe A. Raver For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Articles of Incorporation and Cod For For Management e of By-laws 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Huntsman Corporation Ticker: HUN Security ID: 447011107 Meeting Date: MAY 1, 2020 Meeting Type: Annual Record Date: MAR 5, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Mary C. Beckerle For For Management 1d Elect Director M. Anthony Burns For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Robert J. Margetts For For Management 1g Elect Director Wayne A. Reaud For For Management 1h Elect Director Jan E. Tighe For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- Insperity, Inc. Ticker: NSP Security ID: 45778Q107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy T. Clifford For For Management 1.2 Elect Director Ellen H. Masterson For For Management 1.3 Elect Director Latha Ramchand For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JELD-WEN Holding, Inc. Ticker: JELD Security ID: 47580P103 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Suzanne L. Stefany For For Management 2.2 Elect Director Bruce M. Taten For For Management 2.3 Elect Director Roderick C. Wendt For For Management 3 Eliminate Supermajority Vote Requiremen For For Management ts 4 Provide Right to Call Special Meeting For For Management 5 Provide Right to Act by Written Consent For For Management 6 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Kraton Corporation Ticker: KRA Security ID: 50077C106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominique Fournier For For Management 1.2 Elect Director John J. Gallagher, III For For Management 1.3 Elect Director Billie I. Williamson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Kulicke & Soffa Industries, Inc. Ticker: KLIC Security ID: 501242101 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mui Sung Yeo For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- LKQ Corporation Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director John F. O'Brien For For Management 1i Elect Director Guhan Subramanian For For Management 1j Elect Director Xavier Urbain For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- ManpowerGroup, Inc. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 8, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Cari M. Dominguez For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director Patricia Hemingway Hall For For Management 1F Elect Director Julie M. Howard For For Management 1G Elect Director Ulice Payne, Jr. For For Management 1H Elect Director Jonas Prising For For Management 1I Elect Director Paul Read For For Management 1J Elect Director Elizabeth P. Sartain For For Management 1K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Masco Corporation Ticker: MAS Security ID: 574599106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith J. Allman For For Management 1b Elect Director J. Michael Losh For For Management 1c Elect Director Christopher A. O'Herlihy For For Management 1d Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Masonite International Corporation Ticker: DOOR Security ID: 575385109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard C. Heckes For For Management 1.10 Elect Director Francis M. Scricco For For Management 1.2 Elect Director Jody L. Bilney For For Management 1.3 Elect Director Robert J. Byrne For For Management 1.4 Elect Director Peter R. Dachowski For For Management 1.5 Elect Director Jonathan F. Foster For For Management 1.6 Elect Director Thomas W. Greene For For Management 1.7 Elect Director Daphne E. Jones For For Management 1.9 Elect Director William S. Oesterle For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Ernst & Young LLP as Auditors a For For Management nd Authorize Board to Fix Their Remuner ation -------------------------------------------------------------------------------- McKesson Corporation Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 4, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.10 Elect Director Kenneth E. Washington For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- MGIC Investment Corporation Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Motorcar Parts of America, Inc. Ticker: MPAA Security ID: 620071100 Meeting Date: SEP 5, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Selwyn Joffe For For Management 1.2 Elect Director Scott J. Adelson For For Management 1.3 Elect Director David Bryan For For Management 1.4 Elect Director Rudolph J. Borneo For For Management 1.5 Elect Director Joseph Ferguson For For Management 1.6 Elect Director Philip Gay For For Management 1.7 Elect Director Duane Miller For For Management 1.8 Elect Director Jeffrey Mirvis For For Management 1.9 Elect Director Barbara L. Whittaker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation -------------------------------------------------------------------------------- NexTier Oilfield Solutions Inc. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert W. Drummond For For Management 1B Elect Director Stuart Brightman For For Management 1C Elect Director Gary M. Halverson For For Management 1D Elect Director Patrick Murray For For Management 1E Elect Director Amy H. Nelson For For Management 1F Elect Director Mel G. Riggs For For Management 1G Elect Director Michael Roemer For For Management 1H Elect Director James C. Stewart For For Management 1I Elect Director Scott Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- Noble Energy, Inc. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For For Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Northern Oil and Gas, Inc. Ticker: NOG Security ID: 665531109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bahram Akradi For For Management 1.2 Elect Director Lisa Bromiley For For Management 1.3 Elect Director Roy 'Ernie' Easley For For Management 1.4 Elect Director Michael Frantz For For Management 1.5 Elect Director Robert Grabb For For Management 1.6 Elect Director Jack King For For Management 1.7 Elect Director Stuart Lasher For For Management 1.8 Elect Director Michael Popejoy For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- nVent Electric plc Ticker: NVT Security ID: G6700G107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1b Elect Director Jerry W. Burris For For Management 1c Elect Director Susan M. Cameron For For Management 1d Elect Director Michael L. Ducker For For Management 1e Elect Director Randall J. Hogan For For Management 1f Elect Director Ronald L. Merriman For For Management 1g Elect Director Nicola T. Palmer For For Management 1h Elect Director Herbert K. Parker For For Management 1i Elect Director Beth A. Wozniak For For Management 1j Elect Director Jacqueline Wright For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte & Touche LLP as Audito For For Management rs and Authorize Board to Fix Their Rem uneration 5 Authorize Price Range for Reissuance of For For Management Treasury Shares -------------------------------------------------------------------------------- Owens Corning Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Qualified Employee Stock Purchase For For Management Plan -------------------------------------------------------------------------------- Parsley Energy, Inc. Ticker: PE Security ID: 701877102 Meeting Date: JAN 9, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Acquisi For For Management tion -------------------------------------------------------------------------------- Parsley Energy, Inc. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For For Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Radian Group Inc. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director Brad L. Conner For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Lisa Mumford For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Resources Connection, Inc. Ticker: RECN Security ID: 76122Q105 Meeting Date: OCT 15, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony C. Cherbak For For Management 1b Elect Director Neil F. Dimick For For Management 1c Elect Director Kate W. Duchene For For Management 2 Approve Qualified Employee Stock Purcha For For Management se Plan 3 Ratify RSM US LLP as Auditors For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- REV Group, Inc. Ticker: REVG Security ID: 749527107 Meeting Date: MAR 4, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Bamatter For For Management 1.2 Elect Director Dino Cusumano For For Management 1.3 Elect Director Randall Swift For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Sealed Air Corporation Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francoise Colpron For For Management 1b Elect Director Edward L. Doheny, II For For Management 1c Elect Director Michael P. Doss For For Management 1d Elect Director Henry R. Keizer For For Management 1e Elect Director Jacqueline B. Kosecoff For For Management 1f Elect Director Harry A. Lawton, III For For Management 1g Elect Director Neil Lustig For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director Jerry R. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- SLM Corporation Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren Frank For For Management e 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Spectrum Brands Holdings, Inc. Ticker: SPB Security ID: 84790A105 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherianne James For For Management 1.2 Elect Director Norman S. Matthews For For Management 1.3 Elect Director Joseph S. Steinberg For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Sterling Bancorp Ticker: STL Security ID: 85917A100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Cahill For For Management 1.10 Elect Director Richard O'Toole For For Management 1.11 Elect Director Ralph F. Palleschi For For Management 1.12 Elect Director Burt Steinberg For For Management 1.13 Elect Director William E. Whiston For For Management 1.2 Elect Director Navy E. Djonovic For For Management 1.3 Elect Director Fernando Ferrer For For Management 1.4 Elect Director Robert Giambrone For For Management 1.5 Elect Director Mona Aboelnaga Kanaan For For Management 1.6 Elect Director Jack Kopnisky For For Management 1.7 Elect Director James J. Landy For For Management 1.8 Elect Director Maureen Mitchell For For Management 1.9 Elect Director Patricia M. Nazemetz For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- Stifel Financial Corp. Ticker: SF Security ID: 860630102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.10 Elect Director Thomas W. Weisel For For Management 1.11 Elect Director Michael J. Zimmerman For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director James M. Oates For For Management 1.9 Elect Director David A. Peacock For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Team, Inc. Ticker: TISI Security ID: 878155100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis A. Waters For For Management 1.2 Elect Director Gary G. Yesavage For For Management 1.3 Elect Director Jeffery G. Davis For For Management 1.4 Elect Director Robert C. Skaggs, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- The Chemours Company Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Establish Board Advisory Position Against Against Shareholder -------------------------------------------------------------------------------- The Timken Company Ticker: TKR Security ID: 887389104 Meeting Date: MAY 8, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director John A. Luke, Jr. For For Management 1.5 Elect Director Christopher L. Mapes For For Management 1.6 Elect Director James F. Palmer For For Management 1.7 Elect Director Ajita G. Rajendra For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- TopBuild Corp. Ticker: BLD Security ID: 89055F103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alec C. Covington For For Management 1b Elect Director Gerald Volas For For Management 1c Elect Director Carl T. Camden For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Tina M. Donikowski For For Management 1f Elect Director Mark A. Petrarca For For Management 1g Elect Director Nancy M. Taylor For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- TrueBlue, Inc. Ticker: TBI Security ID: 89785X101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen B. Brown For For Management 1b Elect Director A. Patrick Beharelle For For Management 1c Elect Director Steven C. Cooper For For Management 1d Elect Director William C. Goings For For Management 1e Elect Director Kim Harris Jones For For Management 1f Elect Director Jeffrey B. Sakaguchi For For Management 1g Elect Director Kristi A. Savacool For For Management 1h Elect Director Bonnie W. Soodik For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- Valmont Industries, Inc. Ticker: VMI Security ID: 920253101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mogens C. Bay For For Management 1.2 Elect Director Walter Scott, Jr. For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 1.4 Elect Director Richard Lanoha For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s -------------------------------------------------------------------------------- WESCO International, Inc. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor -------------------------------------------------------------------------------- Western Alliance Bancorporation Ticker: WAL Security ID: 957638109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director Juan Figuereo For For Management 1c Elect Director Howard Gould For For Management 1d Elect Director Steven Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert Latta For For Management 1g Elect Director Todd Marshall For For Management 1h Elect Director Adriane McFetridge For For Management 1i Elect Director Michael Patriarca For For Management 1j Elect Director Robert Sarver For For Management 1k Elect Director Bryan Segedi For For Management 1l Elect Director Donald Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management =Invesco Technology Fund======================================================== 10X Genomics, Inc. Ticker: TXG Security ID: 88025U109 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Serge Saxonov For For Management 1.2 Elect Director Benjamin J. Hindson For For Management 1.3 Elect Director John R. Stuelpnagel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Abbott Laboratories Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Adj Against Against Shareholder ustments 6 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- Activision Blizzard, Inc. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Report on Political Contributions Discl Against For Shareholder osure -------------------------------------------------------------------------------- Adobe Inc. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 9, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy L. Banse For For Management 1b Elect Director Frank A. Calderoni For For Management 1c Elect Director James E. Daley For For Management 1d Elect Director Laura B. Desmond For For Management 1e Elect Director Charles M. Geschke For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David A. Ricks For For Management 1j Elect Director Daniel L. Rosensweig For For Management 1k Elect Director John E. Warnock For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- Alibaba Group Holding Limited Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 7, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For For Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as Audito For For Management rs -------------------------------------------------------------------------------- Alphabet Inc. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 7, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.10 Elect Director K. Ram Shiram For Withhold Management 1.11 Elect Director Robin L. Washington For Withhold Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For Withhold Management 10 Report on Takedown Requests Against Against Shareholder 11 Require a Majority Vote for the Electio Against For Shareholder n of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee wi Against Against Shareholder th Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Pr Against Against Shareholder actices 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 5 Approve Recapitalization Plan for all S Against For Shareholder tock to Have One-vote per Share 6 Report on Arbitration of Employment-Rel Against Against Shareholder ated Claims 7 Establish Human Rights Risk Oversight C Against For Shareholder ommittee 8 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors 9 Assess Feasibility of Including Sustain Against Against Shareholder ability as a Performance Measure for Se nior Executive Compensation -------------------------------------------------------------------------------- Amazon.com, Inc. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10 Report on Global Median Gender/Racial P Against Against Shareholder ay Gap 11 Report on Reducing Environmental and He Against Against Shareholder alth Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting 15 Human Rights Risk Assessment Against Against Shareholder 16 Report on Lobbying Payments and Policy Against Against Shareholder 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Reduce Ownership Threshold for Sharehol For For Management ders to Call Special Meeting 5 Report on Management of Food Waste Against For Shareholder 6 Report on Customers' Use of its Surveil Against Against Shareholder lance and Computer Vision Products or C loud-Based Services 7 Report on Potential Human Rights Impact Against Against Shareholder s of Customers' Use of Rekognition 8 Report on Products Promoting Hate Speec Against Against Shareholder h and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- Apple Inc. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For Against Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For Against Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Proxy Access Amendments Against Against Shareholder 5 Assess Feasibility of Including Sustain Against Against Shareholder ability as a Performance Measure for Se nior Executive Compensation 6 Report on Freedom of Expression and Acc Against Against Shareholder ess to Information Policies -------------------------------------------------------------------------------- Applied Materials, Inc. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- ASML Holding NV Ticker: ASML Security ID: N07059210 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10a Grant Board Authority to Issue Shares U For For Management p to 5 Percent of Issued Capital for Ge neral Purposes 10b Authorize Board to Exclude Preemptive R For For Management ights from Share Issuances under Item 1 0a 10c Grant Board Authority to Issue or Grant For For Management Rights to Subscribe for Ordinary Share s Up to 5 Percent in Case of Merger or Acquisition 10d Authorize Board to Exclude Preemptive R For For Management ights from Share Issuances under Item 1 0c 11a Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 11b Authorize Additional Repurchase of Up t For For Management o 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased S For For Management hares 3a Approve Remuneration Report For For Management 3b Adopt Financial Statements and Statutor For For Management y Reports 3d Approve Dividends of EUR 2.40 Per Share For For Management 4a Approve Discharge of Management Board For For Management 4b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for Management For For Management Board 6 Approve Certain Adjustments to the Remu For For Management neration Policy for Management Board 7 Approve Remuneration Policy for Supervi For For Management sory Board 8d Reelect A.P. (Annet) Aris to Supervisor For For Management y Board 8e Elect D.M. (Mark) Durcan to Supervisory For For Management Board 8f Elect D.W.A. (Warren) East to Superviso For For Management ry Board 9 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- Booking Holdings Inc. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 4, 2020 Meeting Type: Annual Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.10 Elect Director Bob van Dijk For For Management 1.11 Elect Director Lynn M. Vojvodich For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian M. Graddick-Weir For For Management 1.5 Elect Director Wei Hopeman For For Management 1.6 Elect Director Robert J. Mylod, Jr. For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Nicholas J. Read For For Management 1.9 Elect Director Thomas E. Rothman For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Boston Scientific Corporation Ticker: BSX Security ID: 101137107 Meeting Date: MAY 7, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For For Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For For Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Stephen P. MacMillan For For Management 1g Elect Director Michael F. Mahoney For For Management 1h Elect Director David J. Roux For For Management 1i Elect Director John E. Sununu For For Management 1j Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Non-Management Employee Repre Against Against Shareholder sentation on the Board of Directors -------------------------------------------------------------------------------- Broadcom Inc. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation -------------------------------------------------------------------------------- Citrix Systems, Inc. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 7, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Robert D. Daleo For For Management 1d Elect Director Murray J. Demo For For Management 1e Elect Director Ajei S. Gopal For For Management 1f Elect Director David J. Henshall For For Management 1g Elect Director Thomas E. Hogan For For Management 1h Elect Director Moira A. Kilcoyne For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- DexCom, Inc. Ticker: DXCM Security ID: 252131107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard A. Collins For For Management 1b Elect Director Mark G. Foletta For For Management 1c Elect Director Eric J. Topol For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Electronic Arts Inc. Ticker: EA Security ID: 285512109 Meeting Date: AUG 8, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For For Management 1b Elect Director Jay C. Hoag For For Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Provide Right for Shareholders Holding For For Management 25% or More of the Common Stock to Call Special Meetings 6 Provide Right for Shareholders Holding Against For Shareholder 15% or More of the Common Stock to Call Special Meetings -------------------------------------------------------------------------------- Facebook, Inc. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 10 Report on Online Child Sexual Exploitat Against Against Shareholder ion 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director Compensat For For Management ion Policy 4 Approve Recapitalization Plan for all S Against For Shareholder tock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Require a Majority Vote for the Electio Against For Shareholder n of Directors 7 Report on Political Advertising Against Against Shareholder 8 Require Independent Director Nominee wi Against For Shareholder th Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk A Against Against Shareholder ssessment -------------------------------------------------------------------------------- Fidelity National Information Services, Inc. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 1, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Fiserv, Inc. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.10 Elect Director Jeffery W. Yabuki For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- Illumina, Inc. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline D. Dorsa For For Management 1B Elect Director Robert S. Epstein For For Management 1C Elect Director Scott Gottlieb For For Management 1D Elect Director Philip W. Schiller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- Intelsat SA Ticker: I Security ID: L5140P101 Meeting Date: SEP 11, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Ellen Pawlikowski as Director For For Management 1b Elect Jacqueline Reses as Director For For Management -------------------------------------------------------------------------------- Intuitive Surgical, Inc. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For For Management 1b Elect Director Joseph C. Beery For For Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For For Management 1e Elect Director Don R. Kania For For Management 1f Elect Director Amy L. Ladd For For Management 1g Elect Director Keith R. Leonard, Jr. For For Management 1h Elect Director Alan J. Levy For For Management 1i Elect Director Jami Dover Nachtsheim For For Management 1j Elect Director Mark J. Rubash For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote Requiremen For For Management t 6 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- IQVIA Holdings Inc. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 6, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol J. Burt For For Management 1.2 Elect Director Colleen A. Goggins For For Management 1.3 Elect Director Ronald A. Rittenmeyer For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Lyft, Inc. Ticker: LYFT Security ID: 55087P104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Logan Green For For Management 1.2 Elect Director Ann Miura-Ko For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- Mastercard Incorporated Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes Lagun For For Management es 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Microsoft Corporation Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 4, 2019 Meeting Type: Annual Record Date: OCT 8, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Report on Employee Representation on th Against Against Shareholder e Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- Netflix, Inc. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 4, 2020 Meeting Type: Annual Record Date: APR 8, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reed Hastings For Withhold Management 1b Elect Director Jay C. Hoag For Withhold Management 1c Elect Director Mathias Dopfner For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder 6 Adopt Simple Majority Vote Against For Shareholder 7 Report on Risks of Omitting Viewpoint a Against Against Shareholder nd Ideology from EEO Policy -------------------------------------------------------------------------------- Nintendo Co., Ltd. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a Fi For For Management nal Dividend of JPY 820 2.1 Elect Director Furukawa, Shuntaro For For Management 2.2 Elect Director Miyamoto, Shigeru For For Management 2.3 Elect Director Takahashi, Shinya For For Management 2.4 Elect Director Shiota, Ko For For Management 2.5 Elect Director Shibata, Satoru For For Management 3.1 Elect Director and Audit Committee Memb For Against Management er Noguchi, Naoki 3.2 Elect Director and Audit Committee Memb For For Management er Umeyama, Katsuhiro 3.3 Elect Director and Audit Committee Memb For For Management er Yamazaki, Masao 3.4 Elect Director and Audit Committee Memb For For Management er Shinkawa, Asa -------------------------------------------------------------------------------- NVIDIA Corporation Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 9, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock Purchase For For Management Plan -------------------------------------------------------------------------------- Palo Alto Networks, Inc. Ticker: PANW Security ID: 697435105 Meeting Date: DEC 9, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Asheem Chandna For For Management 1b Elect Director James J. Goetz For For Management 1c Elect Director Mark D. McLaughlin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation -------------------------------------------------------------------------------- PayPal Holdings, Inc. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For For Management 1d Elect Director David W. Dorman For For Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adopt Human and Indigenous People's Rig Against Against Shareholder hts Policy -------------------------------------------------------------------------------- QUALCOMM Incorporated Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RingCentral, Inc. Ticker: RNG Security ID: 76680R206 Meeting Date: JUN 5, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vladimir Shmunis For For Management 1b Elect Director Kenneth Goldman For For Management 1c Elect Director Michelle McKenna For For Management 1d Elect Director Godfrey Sullivan For For Management 1e Elect Director Robert Theis For For Management 1f Elect Director Allan Thygesen For For Management 1g Elect Director Neil Williams For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation -------------------------------------------------------------------------------- salesforce.com, inc. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Semtech Corporation Ticker: SMTC Security ID: 816850101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. Burra For For Management 1.2 Elect Director Rodolpho C. Cardenuto For For Management 1.3 Elect Director Bruce C. Edwards For For Management 1.4 Elect Director Saar Gillai For For Management 1.5 Elect Director Rockell N. Hankin For For Management 1.6 Elect Director Ye Jane Li For For Management 1.7 Elect Director James T. Lindstrom For For Management 1.8 Elect Director Mohan R. Maheswaran For For Management 1.9 Elect Director Sylvia Summers For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- ServiceNow, Inc. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. "Bill" McDerm For For Management ott 1b Elect Director Anita M. Sands For For Management 1c Elect Director Dennis M. Woodside For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Declassify the Board of Directors For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- Silicon Motion Technology Corp. Ticker: SIMO Security ID: 82706C108 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Steve Chen and Tsung-Ming Chung a For For Management s Directors 2 Approve Appointment of Deloitte & Touch For For Management e as Independent Auditor -------------------------------------------------------------------------------- Sony Corp. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- Splunk Inc. Ticker: SPLK Security ID: 848637104 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Connors For For Management 1b Elect Director Patricia Morrison For For Management 1c Elect Director Stephen Newberry For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Synopsys, Inc. Ticker: SNPS Security ID: 871607107 Meeting Date: APR 9, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aart J. de Geus For For Management 1.2 Elect Director Chi-Foon Chan For For Management 1.3 Elect Director Janice D. Chaffin For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director Mercedes Johnson For For Management 1.6 Elect Director Chrysostomos L. "Max" Ni For For Management kias 1.7 Elect Director John Schwarz For For Management 1.8 Elect Director Roy Vallee For For Management 1.9 Elect Director Steven C. Walske For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Take-Two Interactive Software, Inc. Ticker: TTWO Security ID: 874054109 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Strauss Zelnick For For Management 1.2 Elect Director Michael Dornemann For For Management 1.3 Elect Director J Moses For For Management 1.4 Elect Director Michael Sheresky For For Management 1.5 Elect Director LaVerne Srinivasan For For Management 1.6 Elect Director Susan Tolson For For Management 1.7 Elect Director Paul Viera For For Management 1.8 Elect Director Roland Hernandez For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Teladoc Health, Inc. Ticker: TDOC Security ID: 87918A105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Helen Darling For For Management 1.10 Elect Director David B. Snow, Jr. For For Management 1.2 Elect Director William H. Frist For For Management 1.3 Elect Director Michael Goldstein For For Management 1.4 Elect Director Jason Gorevic For For Management 1.5 Elect Director Catherine A. Jacobson For For Management 1.6 Elect Director Thomas G. McKinley For For Management 1.7 Elect Director Kenneth H. Paulus For For Management 1.8 Elect Director David Shedlarz For For Management 1.9 Elect Director Mark Douglas Smith For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Teleflex Incorporated Ticker: TFX Security ID: 879369106 Meeting Date: MAY 1, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George Babich, Jr. For For Management 1b Elect Director Gretchen R. Haggerty For For Management 1c Elect Director Liam J. Kelly For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Thermo Fisher Scientific Inc. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor -------------------------------------------------------------------------------- Ubisoft Entertainment SA Ticker: UBI Security ID: F9396N106 Meeting Date: JUL 2, 2019 Meeting Type: Annual/Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Statut For For Management ory Reports 10 Approve Remuneration Policy for Chairma For For Management n and CEO 11 Approve Remuneration Policy for Vice-CE For For Management Os 12 Reelect Virginie Haas as Director For For Management 13 Reelect Corinne Fernandez-Handelsman as For For Management Director 14 Renew Appointment of KPMG SA as Auditor For For Management 15 Acknowledge End of Mandate of KPMG Audi For For Management t IS SAS as Alternate Auditor and Decis ion to Neither Replace Nor Renew 16 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 17 Authorize Decrease in Share Capital via For For Management Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves of For For Management Up to EUR 10 Million for Bonus Issue o r Increase in Par Value 19 Authorize Issuance of Equity or Equity- For For Management Linked Securities with Preemptive Right s up to Aggregate Nominal Amount of EUR 1.45 Million 2 Approve Allocation of Income and Absenc For For Management e of Dividends 20 Authorize Issuance of Equity or Equity- For For Management Linked Securities without Preemptive Ri ghts up to Aggregate Nominal Amount of EUR 850,000 21 Approve Issuance of Equity or Equity-Li For For Management nked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 850,000 22 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital P ursuant to Issue Authority without Pree mptive Rights 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contribut ions in Kind 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans (Internat ional Subsidiaries) 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers o f International Subsidiaries (Specific Countries) 27 Authorize up to 2 Percent of Issued Cap For For Management ital for Use in Restricted Stock Plans 28 Set Total Limit for Capital Increase to For For Management Result from Issuance Requests Under It ems 19 to 27 at EUR 4 Million 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 3 Approve Consolidated Financial Statemen For For Management ts and Statutory Reports 30 Amend Article 14 of Bylaws Re: Auditors For For Management 31 Authorize Filing of Required Documents/ For For Management Other Formalities 4 Approve Auditors' Special Report on Rel For For Management ated-Party Transactions 5 Approve Compensation of Yves Guillemot, For For Management Chairman and CEO 6 Approve Compensation of Claude Guillemo For For Management t, Vice-CEO 7 Approve Compensation of Michel Guillemo For For Management t, Vice-CEO 8 Approve Compensation of Gerard Guillemo For For Management t, Vice-CEO 9 Approve Compensation of Christian Guill For For Management emot, Vice-CEO -------------------------------------------------------------------------------- UnitedHealth Group Incorporated Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 1, 2020 Meeting Type: Annual Record Date: APR 7, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery Ri For For Management ce 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors -------------------------------------------------------------------------------- Visa Inc. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For Against Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier Fernand For For Management ez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management =Invesco Value Opportunities Fund=============================================== AECOM Ticker: ACM Security ID: 00766T100 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Card For For Management 1.10 Elect Director Janet C. Wolfenbarger For For Management 1.2 Elect Director Peter A. Feld For For Management 1.3 Elect Director William H. Frist For For Management 1.4 Elect Director Jacqueline C. Hinman For For Management 1.5 Elect Director Steven A. Kandarian For For Management 1.6 Elect Director Robert J. Routs For For Management 1.7 Elect Director Clarence T. Schmitz For For Management 1.8 Elect Director Douglas W. Stotlar For For Management 1.9 Elect Director Daniel R. Tishman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- AerCap Holdings NV Ticker: AER Security ID: N00985106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 10.a Authorize Repurchase of Shares For For Management 10.b Conditional Authorization to Repurchase For For Management Additional Shares 11 Approve Reduction in Share Capital thro For For Management ugh Cancellation of Shares 3 Adopt Financial Statements For For Management 5 Approve Discharge of Management Board For For Management 6.a Reelect Paul T. Dacier as Non-Executive For For Management Director 6.b Reelect Richard M. Gradon as Non-Execut For For Management ive Director 6.c Reelect Robert G. Warden as Non-Executi For For Management ve Director 7 Appoint Peter L. Juhas to Represent the For For Management Management in Case All Directors are A bsent or Prevented from Acting 8 Ratify PricewaterhouseCoopers as Audito For For Management rs 9.a Grant Board Authority to Issue Shares For For Management 9.b Authorize Board to Exclude Preemptive R For For Management ights from Share Issuances Under Item 9 .a 9.c Grant Board Authority to Issue Addition For For Management al Shares 9.d Authorize Board to Exclude Preemptive R For For Management ights from Share Issuances Under Item 9 .c -------------------------------------------------------------------------------- AGCO Corporation Ticker: AGCO Security ID: 001084102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.10 Elect Director Mallika Srinivasan For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director Sondra L. Barbour For For Management 1.4 Elect Director P. George Benson For For Management 1.5 Elect Director Suzanne P. Clark For For Management 1.6 Elect Director Wolfgang Deml For For Management 1.7 Elect Director George E. Minnich For For Management 1.8 Elect Director Martin H. Richenhagen For For Management 1.9 Elect Director Gerald L. Shaheen For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- Allegheny Technologies Incorporated Ticker: ATI Security ID: 01741R102 Meeting Date: MAY 8, 2020 Meeting Type: Annual Record Date: MAR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Diggs For For Management 1.2 Elect Director J. Brett Harvey For For Management 1.3 Elect Director David J. Morehouse For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Anthem, Inc. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- Athene Holding Ltd. Ticker: ATH Security ID: G0684D107 Meeting Date: JUN 2, 2020 Meeting Type: Annual Record Date: APR 3, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Kleinman For For Management 1.2 Elect Director Lawrence J. Ruisi For For Management 1.3 Elect Director Hope Schefler Taitz For For Management 1.4 Elect Director Arthur Wrubel For For Management 1.5 Elect Director Fehmi Zeko For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Authorize Board to Fix Remuneration of For For Management the Auditors 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Bank of America Corporation Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of a Against Against Shareholder Corporation and Report on Recommended Changes to Governance Documents, Polici es, and Practices -------------------------------------------------------------------------------- Booking Holdings Inc. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 4, 2020 Meeting Type: Annual Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.10 Elect Director Bob van Dijk For For Management 1.11 Elect Director Lynn M. Vojvodich For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian M. Graddick-Weir For For Management 1.5 Elect Director Wei Hopeman For For Management 1.6 Elect Director Robert J. Mylod, Jr. For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Nicholas J. Read For For Management 1.9 Elect Director Thomas E. Rothman For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- Brookdale Senior Living Inc. Ticker: BKD Security ID: 112463104 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 9, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victoria L. Freed For For Management 1.2 Elect Director Guy P. Sansone For For Management 2 Amend Certificate of Incorporation to A For For Management ccelerate Annual Elections of Class II Directors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Adopt Majority Voting for Uncontested E For For Management lection of Directors 6 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Carlisle Companies Incorporated Ticker: CSL Security ID: 142339100 Meeting Date: MAY 6, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Cigna Corporation Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- Citigroup Inc. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce de For For Management Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- Crane Co. Ticker: CR Security ID: 224399105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Ellen McClain For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- D.R. Horton, Inc. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: DEC 2, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For For Management 1d Elect Director Michael R. Buchanan For For Management 1e Elect Director Michael W. Hewatt For For Management 1f Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- Dana Incorporated Ticker: DAN Security ID: 235825205 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Require Shareholder Approval of Bylaw A Against Against Shareholder mendments Adopted by the Board of Direc tors -------------------------------------------------------------------------------- Diamondback Energy, Inc. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 3, 2020 Meeting Type: Annual Record Date: APR 9, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- Equitable Holdings, Inc. Ticker: EQH Security ID: 29452E101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Kaye For For Management 1.2 Elect Director Joan Lamm-Tennant For For Management 1.3 Elect Director Kristi A. Matus For For Management 1.4 Elect Director Ramon de Oliveira For For Management 1.5 Elect Director Mark Pearson For For Management 1.6 Elect Director Bertram L. Scott For For Management 1.7 Elect Director George Stansfield For For Management 1.8 Elect Director Charles G.T. Stonehill For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- First Horizon National Corporation Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- First Horizon National Corporation Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- Flex Ltd. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Revathi Advaithi For For Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Jill A. Greenthal For For Management 1d Elect Director Jennifer Li For For Management 1e Elect Director Marc A. Onetto For For Management 1f Elect Director Willy C. Shih For For Management 1g Elect Director Charles K. Stevens, III For For Management 1h Elect Director Lay Koon Tan For For Management 1i Elect Director William D. Watkins For For Management 1j Elect Director Lawrence A. Zimmerman For For Management 2a Elect Director Willy C. Shih For For Management 2b Elect Director William D. Watkins For For Management 2c Elect Director Revathi Advaithi For For Management 2d Elect Director Jill A. Greenthal For For Management 2e Elect Director Charles K. Stevens, III For For Management 3 Approve Deloitte & Touche LLP as Audito For For Management rs and Authorize Board to Fix Their Rem uneration 4 Approve Issuance of Shares without Pree For For Management mptive Rights 5 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- Flex Ltd. Ticker: FLEX Security ID: Y2573F112 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor S1 Declassify the Board of Directors For For Management S2 Approve Increase in Size of Board For For Management S3 Amend Constitution to Account for Chang For For Management es in Singapore Law -------------------------------------------------------------------------------- Huntsman Corporation Ticker: HUN Security ID: 447011107 Meeting Date: MAY 1, 2020 Meeting Type: Annual Record Date: MAR 5, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Mary C. Beckerle For For Management 1d Elect Director M. Anthony Burns For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Robert J. Margetts For For Management 1g Elect Director Wayne A. Reaud For For Management 1h Elect Director Jan E. Tighe For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management s 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- LKQ Corporation Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director John F. O'Brien For For Management 1i Elect Director Guhan Subramanian For For Management 1j Elect Director Xavier Urbain For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Marathon Petroleum Corporation Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Impacts Against Against Shareholder Into Executive Compensation Program -------------------------------------------------------------------------------- Masco Corporation Ticker: MAS Security ID: 574599106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith J. Allman For For Management 1b Elect Director J. Michael Losh For For Management 1c Elect Director Christopher A. O'Herlihy For For Management 1d Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- McKesson Corporation Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 4, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.10 Elect Director Kenneth E. Washington For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Reduce Ownership Threshold for Sharehol Against Against Shareholder ders to Call Special Meeting -------------------------------------------------------------------------------- MetLife, Inc. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management s 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- MGIC Investment Corporation Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 6, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Noble Energy, Inc. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For For Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- Norwegian Cruise Line Holdings Ltd. Ticker: NCLH Security ID: G66721104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 1, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Abrams For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Russell W. Galbut For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration -------------------------------------------------------------------------------- Novartis AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 10 Transact Other Business (Voting) For Against Management 2 Approve Discharge of Board and Senior M For For Management anagement 3 Approve Allocation of Income and Divide For For Management nds of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in S For For Management hare Capital via Cancellation of Repurc hased Shares 5.1 Approve Remuneration of Directors in th For For Management e Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of Executi For For Management ve Committee in the Amount of CHF 93 Mi llion 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director and For For Management Board Chairman 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 7.1 Reappoint Patrice Bula as Member of the For For Management Compensation Committee 7.2 Reappoint Srikant Datar as Member of th For For Management e Compensation Committee 7.3 Reappoint Enrico Vanni as Member of the For For Management Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of t For For Management he Compensation Committee 8 Ratify PricewaterhouseCoopers AG as Aud For For Management itors 9 Designate Peter Zahn as Independent Pro For For Management xy -------------------------------------------------------------------------------- nVent Electric plc Ticker: NVT Security ID: G6700G107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1b Elect Director Jerry W. Burris For For Management 1c Elect Director Susan M. Cameron For For Management 1d Elect Director Michael L. Ducker For For Management 1e Elect Director Randall J. Hogan For For Management 1f Elect Director Ronald L. Merriman For For Management 1g Elect Director Nicola T. Palmer For For Management 1h Elect Director Herbert K. Parker For For Management 1i Elect Director Beth A. Wozniak For For Management 1j Elect Director Jacqueline Wright For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve Deloitte & Touche LLP as Audito For For Management rs and Authorize Board to Fix Their Rem uneration 5 Authorize Price Range for Reissuance of For For Management Treasury Shares -------------------------------------------------------------------------------- Oracle Corporation Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.9 Elect Director Jeffrey O. Henley For For Management 2 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- Owens Corning Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Amend Qualified Employee Stock Purchase For For Management Plan -------------------------------------------------------------------------------- Parsley Energy, Inc. Ticker: PE Security ID: 701877102 Meeting Date: JAN 9, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Acquisi For For Management tion -------------------------------------------------------------------------------- Parsley Energy, Inc. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For For Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Pioneer Natural Resources Company Ticker: PXD Security ID: 723787107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edison C. Buchanan For For Management 1b Elect Director Andrew F. Cates For For Management 1c Elect Director Phillip A. Gobe For For Management 1d Elect Director Larry R. Grillot For For Management 1e Elect Director Stacy P. Methvin For For Management 1f Elect Director Royce W. Mitchell For For Management 1g Elect Director Frank A. Risch For For Management 1h Elect Director Scott D. Sheffield For For Management 1i Elect Director Mona K. Sutphen For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- Radian Group Inc. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director Brad L. Conner For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Lisa Mumford For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors -------------------------------------------------------------------------------- Sealed Air Corporation Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francoise Colpron For For Management 1b Elect Director Edward L. Doheny, II For For Management 1c Elect Director Michael P. Doss For For Management 1d Elect Director Henry R. Keizer For For Management 1e Elect Director Jacqueline B. Kosecoff For For Management 1f Elect Director Harry A. Lawton, III For For Management 1g Elect Director Neil Lustig For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director Jerry R. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as Au For For Management ditor 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- SLM Corporation Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren Frank For For Management e 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- Spectrum Brands Holdings, Inc. Ticker: SPB Security ID: 84790A105 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherianne James For For Management 1.2 Elect Director Norman S. Matthews For For Management 1.3 Elect Director Joseph S. Steinberg For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- The Chemours Company Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Establish Board Advisory Position Against Against Shareholder -------------------------------------------------------------------------------- The Goldman Sachs Group, Inc. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 2, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Au For For Management ditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of a Against Against Shareholder Corporation -------------------------------------------------------------------------------- The Timken Company Ticker: TKR Security ID: 887389104 Meeting Date: MAY 8, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director John A. Luke, Jr. For For Management 1.5 Elect Director Christopher L. Mapes For For Management 1.6 Elect Director James F. Palmer For For Management 1.7 Elect Director Ajita G. Rajendra For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Sharehol Against For Shareholder ders to Call Special Meeting ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) |
By (Signature and Title)* | /s/ Sheri Morris | |||
Sheri Morris | ||||
Principal Executive Officer |
Date August 13, 2020
* | Please print the name and title of the signing officer below the signature. |