******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-03826
Reporting Period: 07/01/2020 - 06/30/2021
AIM Sector Funds (Invesco Sector Funds)
=Invesco American Value Fund====================================================
AGCO Corporation
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director Sondra L. Barbour For For Management
1.4 Elect Director P. George Benson For For Management
1.5 Elect Director Suzanne P. Clark For For Management
1.6 Elect Director Bob De Lange For For Management
1.7 Elect Director Eric P. Hansotia For For Management
1.8 Elect Director George E. Minnich For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Matthew Tsien For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
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Ally Financial Inc.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For Against Management
1c Elect Director Katryn (Trynka) Shineman For For Management
Blake
1d Elect Director Maureen A. Breakiron-Eva For For Management
ns
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For Against Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus Sto For For Management
ck Plan
6 Amend Qualified Employee Stock Purchase For For Management
Plan
7 Ratify Deloitte & Touche LLP as Auditor For For Management
s
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American Homes 4 Rent
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock Pur For For Management
chase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
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Arthur J. Gallagher & Co.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director D. John Coldman For For Management
1d Elect Director J. Patrick Gallagher, Jr For For Management
.
1e Elect Director David S. Johnson For For Management
1f Elect Director Kay W. McCurdy For For Management
1g Elect Director Christopher C. Miskel For For Management
1h Elect Director Ralph J. Nicoletti For For Management
1i Elect Director Norman L. Rosenthal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Casey's General Stores, Inc.
Ticker: CASY Security ID: 147528103
Meeting Date: SEP 2, 2020 Meeting Type: Annual
Record Date: JUL 6, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Lynn Horak For For Management
1b Elect Director Diane C. Bridgewater For For Management
1c Elect Director David K. Lenhardt For For Management
1d Elect Director Darren M. Rebelez For For Management
1e Elect Director Larree M. Renda For For Management
1f Elect Director Judy A. Schmeling For For Management
1g Elect Director Allison M. Wing For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Centene Corporation
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jessica L. Blume For For Management
1b Elect Director Frederick H. Eppinger For For Management
1c Elect Director David L. Steward For Against Management
1d Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote Requiremen For For Management
t
6 Declassify the Board of Directors For For Shareholder
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Cerner Corporation
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell E. Daniels, Jr. For For Management
1b Elect Director Elder Granger For For Management
1c Elect Director John J. Greisch For For Management
1d Elect Director Melinda J. Mount For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Eliminate Supermajority Vote Requiremen Against For Shareholder
t
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Ciena Corporation
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 1, 2021 Meeting Type: Annual
Record Date: FEB 4, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hassan M. Ahmed For For Management
1b Elect Director Bruce L. Claflin For For Management
1c Elect Director T. Michael Nevens For For Management
1d Elect Director Patrick T. Gallagher For Against Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Devon Energy Corporation
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Dollar Tree, Inc.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold S. Barron For For Management
1b Elect Director Gregory M. Bridgeford For For Management
1c Elect Director Thomas W. Dickson For For Management
1d Elect Director Lemuel E. Lewis For For Management
1e Elect Director Jeffrey G. Naylor For For Management
1f Elect Director Winnie Y. Park For For Management
1g Elect Director Bob Sasser For For Management
1h Elect Director Stephanie P. Stahl For For Management
1i Elect Director Carrie A. Wheeler For For Management
1j Elect Director Thomas E. Whiddon For For Management
1k Elect Director Michael A. Witynski For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Eastman Chemical Company
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Vanessa L. Allen Sutherl For For Management
and
1.3 Elect Director Brett D. Begemann For For Management
1.4 Elect Director Mark J. Costa For For Management
1.5 Elect Director Edward L. Doheny, II For For Management
1.6 Elect Director Julie F. Holder For For Management
1.7 Elect Director Renee J. Hornbaker For For Management
1.8 Elect Director Kim Ann Mink For For Management
1.9 Elect Director James J. O'Brien For For Management
1.10 Elect Director David W. Raisbeck For For Management
1.11 Elect Director Charles K. Stevens, III For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Encompass Health Corporation
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg D. Carmichael For For Management
1b Elect Director John W. Chidsey For For Management
1c Elect Director Donald L. Correll For For Management
1d Elect Director Yvonne M. Curl For For Management
1e Elect Director Charles M. Elson For For Management
1f Elect Director Joan E. Herman For For Management
1g Elect Director Leo I. Higdon, Jr. For For Management
1h Elect Director Leslye G. Katz For For Management
1i Elect Director Patricia A. Maryland For For Management
1j Elect Director John E. Maupin, Jr. For For Management
1k Elect Director Nancy M. Schlichting For For Management
1l Elect Director L. Edward Shaw, Jr. For For Management
1m Elect Director Mark J. Tarr For For Management
1n Elect Director Terrance Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Entergy Corporation
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 7, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Burbank For For Management
1b Elect Director Patrick J. Condon For For Management
1c Elect Director Leo P. Denault For For Management
1d Elect Director Kirkland H. Donald For For Management
1e Elect Director Brian W. Ellis For For Management
1f Elect Director Philip L. Frederickson For For Management
1g Elect Director Alexis M. Herman For For Management
1h Elect Director M. Elise Hyland For For Management
1i Elect Director Stuart L. Levenick For For Management
1j Elect Director Blanche Lambert Lincoln For For Management
1k Elect Director Karen A. Puckett For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
Evergy, Inc.
Ticker: EVRG Security ID: 30034W106
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Campbell For For Management
1b Elect Director Mollie Hale Carter For For Management
1c Elect Director Thomas D. Hyde For For Management
1d Elect Director B. Anthony Isaac For For Management
1e Elect Director Paul M. Keglevic For For Management
1f Elect Director Mary L. Landrieu For For Management
1g Elect Director Sandra A.J. Lawrence For For Management
1h Elect Director Ann D. Murtlow For For Management
1i Elect Director Sandra J. Price For For Management
1j Elect Director Mark A. Ruelle For For Management
1k Elect Director S. Carl Soderstrom, Jr. For For Management
1l Elect Director John Arthur Stall For For Management
1m Elect Director C. John Wilder For Against Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Exelon Corporation
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers Cheshir For For Management
e
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Report on Child Labor Audit Against Against Shareholder
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First Industrial Realty Trust, Inc.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Baccile For For Management
1.2 Elect Director Teresa B. Bazemore For For Management
1.3 Elect Director Matthew S. Dominski For For Management
1.4 Elect Director H. Patrick Hackett, Jr. For For Management
1.5 Elect Director Denise A. Olsen For For Management
1.6 Elect Director John E. Rau For For Management
1.7 Elect Director Marcus L. Smith For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Freeport-McMoRan Inc.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 8, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Henry Schein, Inc.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mohamad Ali For For Management
1b Elect Director Barry J. Alperin For For Management
1c Elect Director Gerald A. Benjamin For For Management
1d Elect Director Stanley M. Bergman For For Management
1e Elect Director James P. Breslawski For For Management
1f Elect Director Deborah Derby For For Management
1g Elect Director Joseph L. Herring For For Management
1h Elect Director Kurt P. Kuehn For For Management
1i Elect Director Philip A. Laskawy For Against Management
1j Elect Director Anne H. Margulies For For Management
1k Elect Director Mark E. Mlotek For For Management
1l Elect Director Steven Paladino For For Management
1m Elect Director Carol Raphael For For Management
1n Elect Director E. Dianne Rekow For For Management
1o Elect Director Bradley T. Sheares For For Management
1p Elect Director Reed V. Tuckson For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
--------------------------------------------------------------------------------
Inovalon Holdings, Inc.
Ticker: INOV Security ID: 45781D101
Meeting Date: JUN 2, 2021 Meeting Type: Annual
Record Date: APR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Dunleavy For For Management
1.2 Elect Director Denise K. Fletcher For For Management
1.3 Elect Director William D. Green For Withhold Management
1.4 Elect Director Isaac (Zak) S. Kohane For For Management
1.5 Elect Director Mark A. Pulido For For Management
1.6 Elect Director Lee D. Roberts For For Management
1.7 Elect Director William J. Teuber, Jr. For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Johnson Controls International plc
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle Per For For Management
ochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company S For For Management
hares
4 Determine Price Range for Reissuance of For For Management
Treasury Shares
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to All For For Management
ot Shares
8 Approve the Disapplication of Statutory For For Management
Pre-Emption Rights
--------------------------------------------------------------------------------
Kennametal, Inc.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 1, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Cindy L. Davis For For Management
1.3 Elect Director William J. Harvey For For Management
1.4 Elect Director William M. Lambert For For Management
1.5 Elect Director Lorraine M. Martin For For Management
1.6 Elect Director Sagar A. Patel For For Management
1.7 Elect Director Christopher Rossi For For Management
1.8 Elect Director Lawrence W. Stranghoener For For Management
1.9 Elect Director Steven H. Wunning For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KeyCorp
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Broussard For For Management
1.2 Elect Director Alexander M. Cutler For For Management
1.3 Elect Director H. James Dallas For For Management
1.4 Elect Director Elizabeth R. Gile For For Management
1.5 Elect Director Ruth Ann M. Gillis For For Management
1.6 Elect Director Christopher M. Gorman For For Management
1.7 Elect Director Robin N. Hayes For For Management
1.8 Elect Director Carlton L. Highsmith For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Devina A. Rankin For For Management
1.11 Elect Director Barbara R. Snyder For For Management
1.12 Elect Director Todd J. Vasos For For Management
1.13 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Nonqualified Employee Stock Purch For For Management
ase Plan
5 Reduce Ownership Threshold for Sharehol For For Management
ders to Call Special Meeting
--------------------------------------------------------------------------------
Keysight Technologies, Inc.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Nersesian For For Management
1.2 Elect Director Charles J. Dockendorff For Against Management
1.3 Elect Director Robert A. Rango For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Kirby Corporation
Ticker: KEX Security ID: 497266106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tanya S. Beder For For Management
1b Elect Director Barry E. Davis For Against Management
1c Elect Director Joseph H. Pyne For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus Sto For For Management
ck Plan
--------------------------------------------------------------------------------
KLA Corporation
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 4, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Marie Myers For For Management
1.8 Elect Director Kiran Patel For For Management
1.9 Elect Director Victor Peng For For Management
1.10 Elect Director Robert Rango For For Management
1.11 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
Knight-Swift Transportation Holdings Inc.
Ticker: KNX Security ID: 499049104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Knight For For Management
1.2 Elect Director Kathryn Munro For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
Lear Corporation
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mei-Wei Cheng For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Bradley M. Halverson For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Roger A. Krone For For Management
1f Elect Director Patricia L. Lewis For For Management
1g Elect Director Kathleen A. Ligocki For For Management
1h Elect Director Conrad L. Mallett, Jr. For For Management
1i Elect Director Raymond E. Scott For For Management
1j Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
LKQ Corporation
Ticker: LKQ Security ID: 501889208
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Berard For For Management
1b Elect Director Meg A. Divitto For For Management
1c Elect Director Robert M. Hanser For For Management
1d Elect Director Joseph M. Holsten For For Management
1e Elect Director Blythe J. McGarvie For For Management
1f Elect Director John W. Mendel For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Guhan Subramanian For For Management
1i Elect Director Xavier Urbain For For Management
1j Elect Director Jacob H. Welch For For Management
1k Elect Director Dominick Zarcone For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Nexstar Media Group, Inc.
Ticker: NXST Security ID: 65336K103
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Perry A. Sook For For Management
1.2 Elect Director Geoff D. Armstrong For For Management
1.3 Elect Director Jay M. Grossman For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker: NBL Security ID: 655044105
Meeting Date: OCT 2, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Owens Corning
Ticker: OC Security ID: 690742101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian D. Chambers For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Adrienne D. Elsner For For Management
1d Elect Director Alfred E. Festa For For Management
1e Elect Director Edward F. Lonergan For For Management
1f Elect Director Maryann T. Mannen For For Management
1g Elect Director Paul E. Martin For For Management
1h Elect Director W. Howard Morris For For Management
1i Elect Director Suzanne P. Nimocks For For Management
1j Elect Director John D. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Parsley Energy, Inc.
Ticker: PE Security ID: 701877102
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
Performance Food Group Company
Ticker: PFGC Security ID: 71377A103
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George L. Holm For For Management
1b Elect Director Barbara J. Beck For For Management
1c Elect Director Matthew C. Flanigan For For Management
1d Elect Director David V. Singer For For Management
1e Elect Director Meredith Adler For For Management
1f Elect Director Jeffrey M. Overly For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
Sabre Corporation
Ticker: SABR Security ID: 78573M104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 2, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Bravante, Jr. For For Management
1.2 Elect Director Herve Couturier For For Management
1.3 Elect Director Gary Kusin For For Management
1.4 Elect Director Gail Mandel For For Management
1.5 Elect Director Sean Menke For For Management
1.6 Elect Director Phyllis Newhouse For For Management
1.7 Elect Director Karl Peterson For Against Management
1.8 Elect Director Zane Rowe For For Management
1.9 Elect Director Gregg Saretsky For For Management
1.10 Elect Director John Scott For For Management
1.11 Elect Director Wendi Sturgis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Science Applications International Corporation
Ticker: SAIC Security ID: 808625107
Meeting Date: JUN 2, 2021 Meeting Type: Annual
Record Date: APR 6, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bedingfield For For Management
1b Elect Director Carol A. Goode For For Management
1c Elect Director Garth N. Graham For For Management
1d Elect Director John J. Hamre For For Management
1e Elect Director Yvette M. Kanouff For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Timothy J. Mayopoulos For For Management
1h Elect Director Katharina G. McFarland For For Management
1i Elect Director Donna S. Morea For Against Management
1j Elect Director Steven R. Shane For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Stifel Financial Corp.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director David A. Peacock For For Management
1.9 Elect Director Thomas W. Weisel For For Management
1.10 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Take-Two Interactive Software, Inc.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Michael Dornemann For For Management
1.3 Elect Director J Moses For For Management
1.4 Elect Director Michael Sheresky For For Management
1.5 Elect Director LaVerne Srinivasan For For Management
1.6 Elect Director Susan Tolson For For Management
1.7 Elect Director Paul Viera For For Management
1.8 Elect Director Roland Hernandez For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Tapestry, Inc.
Ticker: TPR Security ID: 876030107
Meeting Date: NOV 5, 2020 Meeting Type: Annual
Record Date: SEP 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director Darrell Cavens For For Management
1c Elect Director David Denton For For Management
1d Elect Director Anne Gates For For Management
1e Elect Director Susan Kropf For For Management
1f Elect Director Annabelle Yu Long For For Management
1g Elect Director Ivan Menezes For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TCF Financial Corporation
Ticker: TCF Security ID: 872307103
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UDR, Inc.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine A. Cattanach For For Management
1b Elect Director Jon A. Grove For For Management
1c Elect Director Mary Ann King For For Management
1d Elect Director James D. Klingbeil For Against Management
1e Elect Director Clint D. McDonnough For For Management
1f Elect Director Diane M. Morefield For For Management
1g Elect Director Robert A. McNamara For For Management
1h Elect Director Mark R. Patterson For Against Management
1i Elect Director Thomas W. Toomey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Vertiv Holdings Co.
Ticker: VRT Security ID: 92537N108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cote For For Management
1b Elect Director Rob Johnson For For Management
1c Elect Director Joseph van Dokkum For Against Management
1d Elect Director Roger Fradin For Against Management
1e Elect Director Jacob Kotzubei For Against Management
1f Elect Director Matthew Louie For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Steven S. Reinemund For For Management
1i Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
Vontier Corporation
Ticker: VNT Security ID: 928881101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen C. Francis For For Management
1b Elect Director Mark D. Morelli For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Voya Financial, Inc.
Ticker: VOYA Security ID: 929089100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Yvette S. Butler For For Management
1b Elect Director Jane P. Chwick For For Management
1c Elect Director Kathleen DeRose For For Management
1d Elect Director Ruth Ann M. Gillis For For Management
1e Elect Director Aylwin B. Lewis For For Management
1f Elect Director Rodney O. Martin, Jr. For For Management
1g Elect Director Byron H. Pollitt, Jr. For For Management
1h Elect Director Joseph V. Tripodi For For Management
1i Elect Director David Zwiener For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Willis Towers Watson Public Limited Company
Ticker: WLTW Security ID: G96629111
Meeting Date: AUG 26, 2020 Meeting Type: Court
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
Willis Towers Watson Public Limited Company
Ticker: WLTW Security ID: G96629103
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Amend Articles For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Wintrust Financial Corporation
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director William J. Doyle For For Management
1.4 Elect Director Marla F. Glabe For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Deborah L. Hall Lefevre For For Management
1.8 Elect Director Suzet M. McKinney For For Management
1.9 Elect Director Gary D. "Joe" Sweeney For For Management
1.10 Elect Director Karin Gustafson Teglia For For Management
1.11 Elect Director Alex E. Washington, III For For Management
1.12 Elect Director Edward J. Wehmer For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Wyndham Hotels & Resorts, Inc.
Ticker: WH Security ID: 98311A105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Holmes For For Management
1.2 Elect Director Geoffrey A. Ballotti For For Management
1.3 Elect Director Myra J. Biblowit For For Management
1.4 Elect Director James E. Buckman For For Management
1.5 Elect Director Bruce B. Churchill For For Management
1.6 Elect Director Mukul V. Deoras For For Management
1.7 Elect Director Ronald L. Nelson For For Management
1.8 Elect Director Pauline D.E. Richards For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Zions Bancorporation, N.A.
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maria Contreras-Sweet For For Management
1B Elect Director Gary L. Crittenden For For Management
1C Elect Director Suren K. Gupta For For Management
1D Elect Director Claire A. Huang For For Management
1E Elect Director Vivian S. Lee For For Management
1F Elect Director Scott J. McLean For For Management
1G Elect Director Edward F. Murphy For For Management
1H Elect Director Stephen D. Quinn For For Management
1I Elect Director Harris H. Simmons For For Management
1J Elect Director Aaron B. Skonnard For For Management
1K Elect Director Barbara A. Yastine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
=Invesco Comstock Fund==========================================================
Altria Group, Inc.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditor
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Report on Underage Tobacco Prevention P Against For Shareholder
olicies and Marketing Practices
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
American International Group, Inc.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
5 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Anthem, Inc.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Archer-Daniels-Midland Company
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Theodore Colbert For For Management
1c Elect Director Terrell K. Crews For For Management
1d Elect Director Pierre Dufour For For Management
1e Elect Director Donald E. Felsinger For For Management
1f Elect Director Suzan F. Harrison For For Management
1g Elect Director Juan R. Luciano For For Management
1h Elect Director Patrick J. Moore For For Management
1i Elect Director Francisco J. Sanchez For For Management
1j Elect Director Debra A. Sandler For For Management
1k Elect Director Lei Z. Schlitz For For Management
1l Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
AT&T Inc.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 2, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Lower Ownership Threshold for Action by Against For Shareholder
Written Consent
--------------------------------------------------------------------------------
Bank of America Corporation
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
Booking Holdings Inc.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
s
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against Against Shareholder
8 Annual Investor Advisory Vote on Climat Against Against Shareholder
e Plan
--------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
s
5 Reduce Ownership Threshold for Special For Against Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
Canadian Natural Resources Limited
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director M. Elizabeth Cannon For For Management
1.3 Elect Director N. Murray Edwards For For Management
1.4 Elect Director Christopher L. Fong For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Wilfred A. Gobert For For Management
1.7 Elect Director Steve W. Laut For For Management
1.8 Elect Director Tim S. McKay For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Capital One Financial Corporation
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Cardinal Health, Inc.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 4, 2020 Meeting Type: Annual
Record Date: SEP 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carrie S. Cox For For Management
1b Elect Director Calvin Darden For For Management
1c Elect Director Bruce L. Downey For For Management
1d Elect Director Sheri H. Edison For For Management
1e Elect Director David C. Evans For For Management
1f Elect Director Patricia A. Hemingway Ha For For Management
ll
1g Elect Director Akhil Johri For For Management
1h Elect Director Michael C. Kaufmann For For Management
1i Elect Director Gregory B. Kenny For For Management
1j Elect Director Nancy Killefer For For Management
1k Elect Director J. Michael Losh For For Management
1l Elect Director Dean A. Scarborough For For Management
1m Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Ownership Threshold for Sharehol For For Management
ders to Call Special Meeting
5 Reduce Ownership Threshold for Sharehol Against For Shareholder
ders to Call Special Meeting
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
Caterpillar Inc.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Gerald Johnson For For Management
1.5 Elect Director David W. MacLennan For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as Audito For For Management
rs
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Report on Climate Policy Against For Shareholder
5 Report on Diversity and Inclusion Effor Against Against Shareholder
ts
6 Amend Certificate of Incorporate to bec Against Against Shareholder
ome Public Benefit Corporation
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CDK Global, Inc.
Ticker: CDK Security ID: 12508E101
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Willie A. Deese For For Management
1c Elect Director Amy J. Hillman For For Management
1d Elect Director Brian M. Krzanich For For Management
1e Elect Director Stephen A. Miles For For Management
1f Elect Director Robert E. Radway For For Management
1g Elect Director Stephen F. Schuckenbrock For For Management
1h Elect Director Frank S. Sowinski For For Management
1i Elect Director Eileen J. Voynick For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
CF Industries Holdings, Inc.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Javed Ahmed For For Management
1b Elect Director Robert C. Arzbaecher For For Management
1c Elect Director Deborah L. DeHaas For For Management
1d Elect Director John W. Eaves For For Management
1e Elect Director Stephen A. Furbacher For For Management
1f Elect Director Stephen J. Hagge For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director Celso L. White For For Management
1k Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Adopt the Jurisdiction of Incorporation For For Management
as the Exclusive Forum for Certain Dis
putes
4 Ratify KPMG LLP as Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Chevron Corporation
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Scope 3 Emissions Against Against Shareholder
5 Report on Impacts of Net Zero 2050 Scen Against Against Shareholder
ario
6 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against For Shareholder
9 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1i Elect Director Brenton L. Saunders For Against Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from Cali For For Management
fornia to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
Citigroup Inc.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce de For For Management
Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Non-Managemen Against Against Shareholder
t Employees as Prospective Director Can
didates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
--------------------------------------------------------------------------------
Citizens Financial Group, Inc.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Lee Alexander For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director William P. Hankowsky For For Management
1.5 Elect Director Leo I. ("Lee") Higdon For For Management
1.6 Elect Director Edward J. ("Ned") Kelly, For For Management
III
1.7 Elect Director Charles J. ("Bud") Koch For For Management
1.8 Elect Director Robert G. Leary For For Management
1.9 Elect Director Terrance J. Lillis For For Management
1.10 Elect Director Shivan Subramaniam For For Management
1.11 Elect Director Christopher J. Swift For For Management
1.12 Elect Director Wendy A. Watson For For Management
1.13 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Cognizant Technology Solutions Corporation
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 1, 2021 Meeting Type: Annual
Record Date: APR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Vinita Bali For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Archana Deskus For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director Brian Humphries For For Management
1g Elect Director Leo S. Mackay, Jr. For For Management
1h Elect Director Michael Patsalos-Fox For For Management
1i Elect Director Joseph M. Velli For For Management
1j Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
Comcast Corporation
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 2, 2021 Meeting Type: Annual
Record Date: APR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Report on Risks Posed by the Failing to Against Against Shareholder
Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
ConocoPhillips
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against For Shareholder
--------------------------------------------------------------------------------
ConocoPhillips
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
Corteva, Inc.
Ticker: CTVA Security ID: 22052L104
Meeting Date: MAY 7, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director James C. Collins, Jr. For For Management
1c Elect Director Klaus A. Engel For For Management
1d Elect Director David C. Everitt For For Management
1e Elect Director Janet P. Giesselman For Against Management
1f Elect Director Karen H. Grimes For For Management
1g Elect Director Michael O. Johanns For For Management
1h Elect Director Rebecca B. Liebert For For Management
1i Elect Director Marcos M. Lutz For For Management
1j Elect Director Nayaki Nayyar For For Management
1k Elect Director Gregory R. Page For Against Management
1l Elect Director Kerry J. Preete For For Management
1m Elect Director Patrick J. Ward For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
CVS Health Corporation
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For Against Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Ownership Threshold for Sharehol Against For Shareholder
ders to Request Action by Written Conse
nt
5 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
DENTSPLY SIRONA Inc.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric K. Brandt For For Management
1b Elect Director Donald M. Casey, Jr. For For Management
1c Elect Director Willie A. Deese For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Clyde R. Hosein For For Management
1f Elect Director Arthur D. Kowaloff For For Management
1g Elect Director Harry M. Jansen Kraemer, For For Management
Jr.
1h Elect Director Gregory T. Lucier For For Management
1i Elect Director Leslie F. Varon For For Management
1j Elect Director Janet S. Vergis For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Devon Energy Corporation
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Devon Energy Corporation
Ticker: DVN Security ID: 25179M103
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 4, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DuPont de Nemours, Inc.
Ticker: DD Security ID: 26614N102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Luther C. Kissam For For Management
1i Elect Director Frederick M. Lowery For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Deanna M. Mulligan For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Reduce Ownership Threshold for Sharehol For For Management
ders to Call Special Meeting
5 Provide Right to Act by Written Consent Against For Shareholder
6 Adopt Policy to Annually Disclose EEO-1 Against For Shareholder
Data
7 Report on Plastic Pollution Against For Shareholder
--------------------------------------------------------------------------------
Eaton Corporation plc
Ticker: ETN Security ID: G29183103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Olivier Leonetti For For Management
1d Elect Director Deborah L. McCoy For For Management
1e Elect Director Silvio Napoli For For Management
1f Elect Director Gregory R. Page For Against Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Lori J. Ryerkerk For For Management
1i Elect Director Gerald B. Smith For For Management
1j Elect Director Dorothy C. Thompson For For Management
2 Approve Ernst & Young LLP as Auditors a For For Management
nd Authorize Board to Fix Their Remuner
ation
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Authorize Issue of Equity with Pre-empt For For Management
ive Rights
5 Authorize Issue of Equity without Pre-e For For Management
mptive Rights
6 Authorize Share Repurchase of Issued Sh For For Management
are Capital
--------------------------------------------------------------------------------
eBay Inc.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Diana Farrell For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director E. Carol Hayles For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Paul S. Pressler For For Management
1k Elect Director Mohak Shroff For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Improve Principles of Executive Compens Against Against Shareholder
ation Program
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Emerson Electric Co.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Exelon Corporation
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers Cheshir For For Management
e
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Report on Child Labor Audit Against Against Shareholder
--------------------------------------------------------------------------------
FedEx Corporation
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 21, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marvin R. Ellison For For Management
1b Elect Director Susan Patricia Griffith For For Management
1c Elect Director John C. (Chris) Inglis For For Management
1d Elect Director Kimberly A. Jabal For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director R. Brad Martin For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director Susan C. Schwab For For Management
1i Elect Director Frederick W. Smith For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director Rajesh Subramaniam For For Management
1l Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst &Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Political Contributions Discl Against For Shareholder
osure
6 Report on Employee Representation on th Against Against Shareholder
e Board of Directors
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Integrating ESG Metrics Into Against Abstain Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker: FITB Security ID: 316773100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas K. Akins For For Management
1b Elect Director B. Evan Bayh, III For For Management
1c Elect Director Jorge L. Benitez For For Management
1d Elect Director Katherine B. Blackburn For For Management
1e Elect Director Emerson L. Brumback For For Management
1f Elect Director Greg D. Carmichael For For Management
1g Elect Director Linda W. Clement-Holmes For For Management
1h Elect Director C. Bryan Daniels For For Management
1i Elect Director Mitchell S. Feiger For For Management
1j Elect Director Thomas H. Harvey For For Management
1k Elect Director Gary R. Heminger For For Management
1l Elect Director Jewell D. Hoover For For Management
1m Elect Director Eileen A. Mallesch For For Management
1n Elect Director Michael B. McCallister For For Management
1o Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Eliminate Supermajority Vote Requiremen For For Management
t
7 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
General Electric Company
Ticker: GE Security ID: 369604103
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sebastien Bazin For For Management
1b Elect Director Ashton Carter For For Management
1c Elect Director H. Lawrence Culp, Jr. For For Management
1d Elect Director Francisco D'Souza For For Management
1e Elect Director Edward Garden For For Management
1f Elect Director Thomas Horton For For Management
1g Elect Director Risa Lavizzo-Mourey For For Management
1h Elect Director Catherine Lesjak For For Management
1i Elect Director Paula Rosput Reynolds For For Management
1j Elect Director Leslie Seidman For For Management
1k Elect Director James Tisch For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Approve Reverse Stock Split For For Management
5 Require More Director Nominations Than Against Against Shareholder
Open Seats
6 Require Independent Board Chair Against For Shareholder
7 Report on Meeting the Criteria of the N For For Shareholder
et Zero Indicator
--------------------------------------------------------------------------------
General Motors Company
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
--------------------------------------------------------------------------------
HCA Healthcare, Inc.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Assess Feasibility of Increasing the Im Against Against Shareholder
pact of the Company's Performance on Qu
ality Metrics for Senior Executive Comp
ensation
--------------------------------------------------------------------------------
Henry Schein, Inc.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mohamad Ali For For Management
1b Elect Director Barry J. Alperin For For Management
1c Elect Director Gerald A. Benjamin For For Management
1d Elect Director Stanley M. Bergman For For Management
1e Elect Director James P. Breslawski For For Management
1f Elect Director Deborah Derby For For Management
1g Elect Director Joseph L. Herring For For Management
1h Elect Director Kurt P. Kuehn For For Management
1i Elect Director Philip A. Laskawy For Against Management
1j Elect Director Anne H. Margulies For For Management
1k Elect Director Mark E. Mlotek For For Management
1l Elect Director Steven Paladino For For Management
1m Elect Director Carol Raphael For For Management
1n Elect Director E. Dianne Rekow For For Management
1o Elect Director Bradley T. Sheares For For Management
1p Elect Director Reed V. Tuckson For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
--------------------------------------------------------------------------------
Hess Corporation
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 2, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence J. Checki For For Management
1b Elect Director Leonard S. Coleman, Jr. For For Management
1c Elect Director Joaquin Duato For For Management
1d Elect Director John B. Hess For For Management
1e Elect Director Edith E. Holiday For For Management
1f Elect Director Marc S. Lipschultz For For Management
1g Elect Director David McManus For For Management
1h Elect Director Kevin O. Meyers For For Management
1i Elect Director Karyn F. Ovelmen For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director William G. Schrader For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Host Hotels & Resorts, Inc.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Richard E. Marriott For For Management
1.3 Elect Director Sandeep L. Mathrani For For Management
1.4 Elect Director John B. Morse, Jr. For For Management
1.5 Elect Director Mary Hogan Preusse For For Management
1.6 Elect Director Walter C. Rakowich For For Management
1.7 Elect Director James F. Risoleo For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
Intel Corporation
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick P. Gelsinger For For Management
1b Elect Director James J. Goetz For For Management
1c Elect Director Alyssa Henry For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Dion J. Weisler For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Global Median Gender/Racial P Against Against Shareholder
ay Gap
6 Report on Whether Written Policies or U Against Against Shareholder
nwritten Norms Reinforce Racism in Comp
any Culture
--------------------------------------------------------------------------------
International Paper Company
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher M. Connor For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Anders Gustafsson For For Management
1e Elect Director Jacqueline C. Hinman For For Management
1f Elect Director Clinton A. Lewis, Jr. For For Management
1g Elect Director DG Macpherson For For Management
1h Elect Director Kathryn D. Sullivan For For Management
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Anton V. Vincent For For Management
1k Elect Director Ray G. Young For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Ownership Threshold for Sharehol Against For Shareholder
ders to Request Action by Written Conse
nt
--------------------------------------------------------------------------------
Johnson & Johnson
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and The
rapeutics
5 Require Independent Board Chair Against For Shareholder
6 Report on Civil Rights Audit Against Against Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
Johnson Controls International plc
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle Per For For Management
ochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company S For For Management
hares
4 Determine Price Range for Reissuance of For For Management
Treasury Shares
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to All For For Management
ot Shares
8 Approve the Disapplication of Statutory For For Management
Pre-Emption Rights
--------------------------------------------------------------------------------
Jones Lang LaSalle Incorporated
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hugo Bague For For Management
1b Elect Director Matthew Carter, Jr. For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Tina Ju For For Management
1e Elect Director Bridget Macaskill For For Management
1f Elect Director Deborah H. McAneny For For Management
1g Elect Director Siddharth (Bobby) Mehta For For Management
1h Elect Director Jeetendra (Jeetu) I. Pat For For Management
el
1i Elect Director Sheila A. Penrose For For Management
1j Elect Director Ann Marie Petach For For Management
1k Elect Director Christian Ulbrich For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For Against Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Phebe N. Novakovic For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
5 Reduce Ownership Threshold for Sharehol Against For Shareholder
ders to Request Action by Written Conse
nt
6 Report on Racial Equity Audit Against Against Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Congruency Political Analysis Against For Shareholder
and Electioneering Expenditures
--------------------------------------------------------------------------------
Las Vegas Sands Corp.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Chafetz For For Management
1.2 Elect Director Micheline Chau For Withhold Management
1.3 Elect Director Patrick Dumont For For Management
1.4 Elect Director Charles D. Forman For For Management
1.5 Elect Director Robert G. Goldstein For For Management
1.6 Elect Director George Jamieson For For Management
1.7 Elect Director Nora M. Jordan For For Management
1.8 Elect Director Charles A. Koppelman For Withhold Management
1.9 Elect Director Lewis Kramer For For Management
1.10 Elect Director David F. Levi For Withhold Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
--------------------------------------------------------------------------------
Marathon Oil Corporation
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chadwick C. Deaton For For Management
1b Elect Director Marcela E. Donadio For For Management
1c Elect Director Jason B. Few For For Management
1d Elect Director M. Elise Hyland For For Management
1e Elect Director Holli C. Ladhani For For Management
1f Elect Director Brent J. Smolik For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
McKesson Corporation
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 1, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominic J. Caruso For For Management
1b Elect Director N. Anthony Coles For For Management
1c Elect Director M. Christine Jacobs For For Management
1d Elect Director Donald R. Knauss For For Management
1e Elect Director Marie L. Knowles For For Management
1f Elect Director Bradley E. Lerman For For Management
1g Elect Director Maria Martinez For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Susan R. Salka For For Management
1j Elect Director Brian S. Tyler For For Management
1k Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on the Statement on the Purpose Against Against Shareholder
of a Corporation
--------------------------------------------------------------------------------
MetLife, Inc.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Microsoft Corporation
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 2, 2020 Meeting Type: Annual
Record Date: OCT 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Report on Employee Representation on th Against Against Shareholder
e Board of Directors
--------------------------------------------------------------------------------
Morgan Stanley
Ticker: MS Security ID: 617446448
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Hironori Kamezawa For For Management
1h Elect Director Shelley B. Leibowitz For For Management
1i Elect Director Stephen J. Luczo For For Management
1j Elect Director Jami Miscik For For Management
1k Elect Director Dennis M. Nally For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker: NBL Security ID: 655044105
Meeting Date: OCT 2, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NXP Semiconductors N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Statutor For For Management
y Reports
2 Approve Discharge of Board Members For For Management
3a Reelect Kurt Sievers as Executive Direc For For Management
tor
3b Reelect Peter Bonfield as Non-Executive For For Management
Director
3c Elect Annette Clayton as Non-Executive For For Management
Director
3d Elect Anthony Foxx as Non-Executive Dir For For Management
ector
3e Reelect Kenneth A. Goldman as Non-Execu For Against Management
tive Director
3f Reelect Josef Kaeser as Non-Executive D For Against Management
irector
3g Reelect Lena Olving as Non-Executive Di For For Management
rector
3h Reelect Peter Smitham as Non-Executive For Against Management
Director
3i Reelect Julie Southern as Non-Executive For For Management
Director
3j Reelect Jasmin Staiblin as Non-Executiv For For Management
e Director
3k Reelect Gregory L. Summe as Non-Executi For Against Management
ve Director
3l Reelect Karl-Henrik Sundstrom as Non-Ex For For Management
ecutive Director
4 Grant Board Authority to Issue Shares U For For Management
p To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances
6 Authorize Share Repurchase Program For For Management
7 Approve Cancellation of Ordinary Shares For For Management
8 Approve Remuneration of the Non Executi For For Management
ve Members of the Board
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
--------------------------------------------------------------------------------
Parsley Energy, Inc.
Ticker: PE Security ID: 701877102
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as Aud For For Management
itor
--------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker: PXD Security ID: 723787107
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For Against Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Sanofi
Ticker: SAN Security ID: 80105N105
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and Statut For For Management
ory Reports
2 Approve Consolidated Financial Statemen For For Management
ts and Statutory Reports
3 Approve Treatment of Losses and Dividen For For Management
ds of EUR 3.20 per Share
4 Ratify Appointment of Gilles Schnepp as For Against Management
Director
5 Reelect Fabienne Lecorvaisier as Direct For For Management
or
6 Reelect Melanie Lee as Director For Against Management
7 Elect Barbara Lavernos as Director For For Management
8 Approve Compensation Report of Corporat For For Management
e Officers
9 Approve Compensation of Serge Weinberg, For For Management
Chairman of the Board
10 Approve Compensation of Paul Hudson, CE For For Management
O
11 Approve Remuneration Policy of Director For For Management
s
12 Approve Remuneration Policy of Chairman For For Management
of the Board
13 Approve Remuneration Policy of CEO For For Management
14 Authorize Repurchase of Up to 10 Percen For For Management
t of Issued Share Capital
15 Authorize Decrease in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or Equity- For For Management
Linked Securities with Preemptive Right
s up to Aggregate Nominal Amount of EUR
997 Million
17 Authorize Issuance of Equity or Equity- For For Management
Linked Securities without Preemptive Ri
ghts up to Aggregate Nominal Amount of
EUR 240 Million
18 Approve Issuance of Equity or Equity-Li For For Management
nked Securities for Private Placements,
up to Aggregate Nominal Amount of EUR
240 Million
19 Approve Issuance of Debt Securities Giv For For Management
ing Access to New Shares of Subsidiarie
s and/or Debt Securities, up to Aggrega
te Amount of EUR 7 Billion
20 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Contribut
ions in Kind
22 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue
or Increase in Par Value
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize up to 5 Percent of Issued Cap For For Management
ital for Use in Restricted Stock Plans
25 Amend Article 13 of Bylaws Re: Written For For Management
Consultation
26 Amend Articles 14 and 17 of Bylaws Re: For For Management
Board Powers and Censors
27 Authorize Filing of Required Documents/ For For Management
Other Formalities
--------------------------------------------------------------------------------
State Street Corporation
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Amelia C. Fawcett For For Management
1d Elect Director William C. Freda For For Management
1e Elect Director Sara Mathew For Against Management
1f Elect Director William L. Meaney For For Management
1g Elect Director Ronald P. O'Hanley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Julio A. Portalatin For For Management
1j Elect Director John B. Rhea For For Management
1k Elect Director Richard P. Sergel For For Management
1l Elect Director Gregory L. Summe For Against Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
Suncor Energy Inc.
Ticker: SU Security ID: 867224107
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director John D. Gass For For Management
1.3 Elect Director Russell (Russ) K. Girlin For For Management
g
1.4 Elect Director Jean Paul (JP) Gladu For For Management
1.5 Elect Director Dennis M. Houston For For Management
1.6 Elect Director Mark S. Little For For Management
1.7 Elect Director Brian P. MacDonald For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Lorraine Mitchelmore For For Management
1.10 Elect Director Eira M. Thomas For For Management
1.11 Elect Director Michael M. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Textron Inc.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott C. Donnelly For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director R. Kerry Clark For For Management
1d Elect Director James T. Conway For For Management
1e Elect Director Paul E. Gagne For For Management
1f Elect Director Ralph D. Heath For For Management
1g Elect Director Deborah Lee James For For Management
1h Elect Director Lionel L. Nowell, III For For Management
1i Elect Director James L. Ziemer For For Management
1j Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
The Allstate Corporation
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald E. Brown For For Management
1b Elect Director Kermit R. Crawford For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director Richard T. Hume For For Management
1e Elect Director Margaret M. Keane For For Management
1f Elect Director Siddharth N. (Bobby) Meh For Against Management
ta
1g Elect Director Jacques P. Perold For For Management
1h Elect Director Andrea Redmond For For Management
1i Elect Director Gregg M. Sherrill For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
The Bank of New York Mellon Corporation
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For Against Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director M. Amy Gilliland For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director K. Guru Gowrappan For For Management
1g Elect Director Ralph Izzo For For Management
1h Elect Director Edmund F. "Ted" Kelly For For Management
1i Elect Director Elizabeth E. Robinson For For Management
1j Elect Director Samuel C. Scott, III For For Management
1k Elect Director Frederick O. Terrell For For Management
1l Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Sharehol Against For Shareholder
ders to Request Action by Written Conse
nt
--------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on the Impacts of Using Mandator Against For Shareholder
y Arbitration
7 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
8 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
The Kraft Heinz Company
Ticker: KHC Security ID: 500754106
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Abel For For Management
1b Elect Director Alexandre Behring For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Joao M. Castro-Neves For For Management
1e Elect Director Lori Dickerson Fouche For For Management
1f Elect Director Timothy Kenesey For For Management
1g Elect Director Elio Leoni Sceti For For Management
1h Elect Director Susan Mulder For For Management
1i Elect Director Miguel Patricio For For Management
1j Elect Director John C. Pope For For Management
1k Elect Director Alexandre Van Damme For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Trane Technologies Plc
Ticker: TT Security ID: G8994E103
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk E. Arnold For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John Bruton For For Management
1d Elect Director Jared L. Cohon For For Management
1e Elect Director Gary D. Forsee For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Myles P. Lee For For Management
1i Elect Director April Miller Boise For For Management
1j Elect Director Karen B. Peetz For For Management
1k Elect Director John P. Surma For For Management
1l Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
4 Authorize Issue of Equity For For Management
5 Renew Directors' Authority to Issue Sha For For Management
res for Cash
6 Authorize Reissuance of Repurchased Sha For For Management
res
--------------------------------------------------------------------------------
Tyson Foods, Inc.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Les R. Baledge For For Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Dean Banks For For Management
1e Elect Director Mike Beebe For For Management
1f Elect Director Maria Claudia Borras For For Management
1g Elect Director David J. Bronczek For For Management
1h Elect Director Mikel A. Durham For For Management
1i Elect Director Jonathan D. Mariner For For Management
1j Elect Director Kevin M. McNamara For For Management
1k Elect Director Cheryl S. Miller For For Management
1l Elect Director Jeffrey K. Schomburger For For Management
1m Elect Director Robert Thurber For For Management
1n Elect Director Barbara A. Tyson For For Management
1o Elect Director Noel White For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Amend Omnibus Stock Plan For For Management
4 Report on Human Rights Due Diligence Against For Shareholder
5 Approve Recapitalization Plan for all S Against For Shareholder
tock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
Universal Health Services, Inc.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Vistra Corp.
Ticker: VST Security ID: 92840M102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Helm For For Management
1.2 Elect Director Hilary E. Ackermann For For Management
1.3 Elect Director Arcilia C. Acosta For For Management
1.4 Elect Director Gavin R. Baiera For For Management
1.5 Elect Director Paul M. Barbas For For Management
1.6 Elect Director Lisa Crutchfield For For Management
1.7 Elect Director Brian K. Ferraioli For For Management
1.8 Elect Director Jeff D. Hunter For For Management
1.9 Elect Director Curtis A. Morgan For For Management
1.10 Elect Director John R. Sult For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Vodafone Group Plc
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Elect Jean-Francois van Boxmeer as Dire For For Management
ctor
3 Re-elect Gerard Kleisterlee as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Margherita Della Valle as Dire For For Management
ctor
6 Re-elect Sir Crispin Davis as Director For For Management
7 Re-elect Michel Demare as Director For For Management
8 Re-elect Dame Clara Furse as Director For For Management
9 Re-elect Valerie Gooding as Director For For Management
10 Re-elect Renee James as Director For For Management
11 Re-elect Maria Amparo Moraleda Martinez For For Management
as Director
12 Re-elect Sanjiv Ahuja as Director For For Management
13 Re-elect David Thodey as Director For For Management
14 Re-elect David Nish as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
22 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
23 Authorise Market Purchase of Ordinary S For For Management
hares
24 Authorise EU Political Donations and Ex For For Management
penditure
25 Authorise the Company to Call General M For For Management
eeting with Two Weeks' Notice
26 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
Wells Fargo & Company
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against For Shareholder
5 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Delaware Public Benefit Corpora
tion
6 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
=Invesco Comstock Select Fund===================================================
American International Group, Inc.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
5 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Anthem, Inc.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Bank of America Corporation
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
s
5 Reduce Ownership Threshold for Special For Against Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
Caterpillar Inc.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Gerald Johnson For For Management
1.5 Elect Director David W. MacLennan For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as Audito For For Management
rs
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Report on Climate Policy Against For Shareholder
5 Report on Diversity and Inclusion Effor Against Against Shareholder
ts
6 Amend Certificate of Incorporate to bec Against Against Shareholder
ome Public Benefit Corporation
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Chevron Corporation
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Scope 3 Emissions Against Against Shareholder
5 Report on Impacts of Net Zero 2050 Scen Against Against Shareholder
ario
6 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against For Shareholder
9 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Citigroup Inc.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce de For For Management
Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Non-Managemen Against Against Shareholder
t Employees as Prospective Director Can
didates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
--------------------------------------------------------------------------------
Citizens Financial Group, Inc.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Lee Alexander For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director William P. Hankowsky For For Management
1.5 Elect Director Leo I. ("Lee") Higdon For For Management
1.6 Elect Director Edward J. ("Ned") Kelly, For For Management
III
1.7 Elect Director Charles J. ("Bud") Koch For For Management
1.8 Elect Director Robert G. Leary For For Management
1.9 Elect Director Terrance J. Lillis For For Management
1.10 Elect Director Shivan Subramaniam For For Management
1.11 Elect Director Christopher J. Swift For For Management
1.12 Elect Director Wendy A. Watson For For Management
1.13 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Cognizant Technology Solutions Corporation
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 1, 2021 Meeting Type: Annual
Record Date: APR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Vinita Bali For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Archana Deskus For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director Brian Humphries For For Management
1g Elect Director Leo S. Mackay, Jr. For For Management
1h Elect Director Michael Patsalos-Fox For For Management
1i Elect Director Joseph M. Velli For For Management
1j Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
Eaton Corporation plc
Ticker: ETN Security ID: G29183103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Olivier Leonetti For For Management
1d Elect Director Deborah L. McCoy For For Management
1e Elect Director Silvio Napoli For For Management
1f Elect Director Gregory R. Page For Against Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Lori J. Ryerkerk For For Management
1i Elect Director Gerald B. Smith For For Management
1j Elect Director Dorothy C. Thompson For For Management
2 Approve Ernst & Young LLP as Auditors a For For Management
nd Authorize Board to Fix Their Remuner
ation
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Authorize Issue of Equity with Pre-empt For For Management
ive Rights
5 Authorize Issue of Equity without Pre-e For For Management
mptive Rights
6 Authorize Share Repurchase of Issued Sh For For Management
are Capital
--------------------------------------------------------------------------------
Emerson Electric Co.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Exelon Corporation
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers Cheshir For For Management
e
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Report on Child Labor Audit Against Against Shareholder
--------------------------------------------------------------------------------
FedEx Corporation
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 21, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marvin R. Ellison For For Management
1b Elect Director Susan Patricia Griffith For For Management
1c Elect Director John C. (Chris) Inglis For For Management
1d Elect Director Kimberly A. Jabal For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director R. Brad Martin For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director Susan C. Schwab For For Management
1i Elect Director Frederick W. Smith For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director Rajesh Subramaniam For For Management
1l Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst &Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Political Contributions Discl Against For Shareholder
osure
6 Report on Employee Representation on th Against Against Shareholder
e Board of Directors
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Integrating ESG Metrics Into Against Abstain Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
General Motors Company
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
--------------------------------------------------------------------------------
HCA Healthcare, Inc.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Assess Feasibility of Increasing the Im Against Against Shareholder
pact of the Company's Performance on Qu
ality Metrics for Senior Executive Comp
ensation
--------------------------------------------------------------------------------
Henry Schein, Inc.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mohamad Ali For For Management
1b Elect Director Barry J. Alperin For For Management
1c Elect Director Gerald A. Benjamin For For Management
1d Elect Director Stanley M. Bergman For For Management
1e Elect Director James P. Breslawski For For Management
1f Elect Director Deborah Derby For For Management
1g Elect Director Joseph L. Herring For For Management
1h Elect Director Kurt P. Kuehn For For Management
1i Elect Director Philip A. Laskawy For Against Management
1j Elect Director Anne H. Margulies For For Management
1k Elect Director Mark E. Mlotek For For Management
1l Elect Director Steven Paladino For For Management
1m Elect Director Carol Raphael For For Management
1n Elect Director E. Dianne Rekow For For Management
1o Elect Director Bradley T. Sheares For For Management
1p Elect Director Reed V. Tuckson For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
--------------------------------------------------------------------------------
Intel Corporation
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick P. Gelsinger For For Management
1b Elect Director James J. Goetz For For Management
1c Elect Director Alyssa Henry For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Dion J. Weisler For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Global Median Gender/Racial P Against Against Shareholder
ay Gap
6 Report on Whether Written Policies or U Against Against Shareholder
nwritten Norms Reinforce Racism in Comp
any Culture
--------------------------------------------------------------------------------
Johnson Controls International plc
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle Per For For Management
ochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company S For For Management
hares
4 Determine Price Range for Reissuance of For For Management
Treasury Shares
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to All For For Management
ot Shares
8 Approve the Disapplication of Statutory For For Management
Pre-Emption Rights
--------------------------------------------------------------------------------
McKesson Corporation
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 1, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominic J. Caruso For For Management
1b Elect Director N. Anthony Coles For For Management
1c Elect Director M. Christine Jacobs For For Management
1d Elect Director Donald R. Knauss For For Management
1e Elect Director Marie L. Knowles For For Management
1f Elect Director Bradley E. Lerman For For Management
1g Elect Director Maria Martinez For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Susan R. Salka For For Management
1j Elect Director Brian S. Tyler For For Management
1k Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on the Statement on the Purpose Against Against Shareholder
of a Corporation
--------------------------------------------------------------------------------
Microsoft Corporation
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 2, 2020 Meeting Type: Annual
Record Date: OCT 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Report on Employee Representation on th Against Against Shareholder
e Board of Directors
--------------------------------------------------------------------------------
NXP Semiconductors N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Statutor For For Management
y Reports
2 Approve Discharge of Board Members For For Management
3a Reelect Kurt Sievers as Executive Direc For For Management
tor
3b Reelect Peter Bonfield as Non-Executive For For Management
Director
3c Elect Annette Clayton as Non-Executive For For Management
Director
3d Elect Anthony Foxx as Non-Executive Dir For For Management
ector
3e Reelect Kenneth A. Goldman as Non-Execu For Against Management
tive Director
3f Reelect Josef Kaeser as Non-Executive D For Against Management
irector
3g Reelect Lena Olving as Non-Executive Di For For Management
rector
3h Reelect Peter Smitham as Non-Executive For Against Management
Director
3i Reelect Julie Southern as Non-Executive For For Management
Director
3j Reelect Jasmin Staiblin as Non-Executiv For For Management
e Director
3k Reelect Gregory L. Summe as Non-Executi For Against Management
ve Director
3l Reelect Karl-Henrik Sundstrom as Non-Ex For For Management
ecutive Director
4 Grant Board Authority to Issue Shares U For For Management
p To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances
6 Authorize Share Repurchase Program For For Management
7 Approve Cancellation of Ordinary Shares For For Management
8 Approve Remuneration of the Non Executi For For Management
ve Members of the Board
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
--------------------------------------------------------------------------------
Parsley Energy, Inc.
Ticker: PE Security ID: 701877102
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as Aud For For Management
itor
--------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For Against Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Suncor Energy Inc.
Ticker: SU Security ID: 867224107
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director John D. Gass For For Management
1.3 Elect Director Russell (Russ) K. Girlin For For Management
g
1.4 Elect Director Jean Paul (JP) Gladu For For Management
1.5 Elect Director Dennis M. Houston For For Management
1.6 Elect Director Mark S. Little For For Management
1.7 Elect Director Brian P. MacDonald For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Lorraine Mitchelmore For For Management
1.10 Elect Director Eira M. Thomas For For Management
1.11 Elect Director Michael M. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Textron Inc.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott C. Donnelly For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director R. Kerry Clark For For Management
1d Elect Director James T. Conway For For Management
1e Elect Director Paul E. Gagne For For Management
1f Elect Director Ralph D. Heath For For Management
1g Elect Director Deborah Lee James For For Management
1h Elect Director Lionel L. Nowell, III For For Management
1i Elect Director James L. Ziemer For For Management
1j Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
The Bank of New York Mellon Corporation
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For Against Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director M. Amy Gilliland For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director K. Guru Gowrappan For For Management
1g Elect Director Ralph Izzo For For Management
1h Elect Director Edmund F. "Ted" Kelly For For Management
1i Elect Director Elizabeth E. Robinson For For Management
1j Elect Director Samuel C. Scott, III For For Management
1k Elect Director Frederick O. Terrell For For Management
1l Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Sharehol Against For Shareholder
ders to Request Action by Written Conse
nt
--------------------------------------------------------------------------------
Universal Health Services, Inc.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Wells Fargo & Company
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against For Shareholder
5 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Delaware Public Benefit Corpora
tion
6 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
=Invesco Dividend Income Fund===================================================
ABB Ltd.
Ticker: ABBN Security ID: H0010V101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Remuneration Report (Non-Bindin For For Management
g)
3 Approve Discharge of Board and Senior M For For Management
anagement
4 Approve Allocation of Income and Divide For For Management
nds of CHF 0.80 per Share
5 Approve CHF 13.8 Million Reduction in S For For Management
hare Capital as Part of the Share Buyba
ck Program via Cancellation of Repurcha
sed Shares
6 Approve Creation of CHF 24 Million Pool For For Management
of Capital without Preemptive Rights
7.1 Approve Remuneration of Directors in th For For Management
e Amount of CHF 4.4 Million
7.2 Approve Remuneration of Executive Commi For For Management
ttee in the Amount of CHF 40 Million
8.1 Reelect Gunnar Brock as Director For For Management
8.2 Reelect David Constable as Director For For Management
8.3 Reelect Frederico Curado as Director For For Management
8.4 Reelect Lars Foerberg as Director For For Management
8.5 Reelect Jennifer Xin-Zhe Li as Director For For Management
8.6 Reelect Geraldine Matchett as Director For For Management
8.7 Reelect David Meline as Director For For Management
8.8 Reelect Satish Pai as Director For For Management
8.9 Reelect Jacob Wallenberg as Director For Against Management
8.10 Reelect Peter Voser as Director and Boa For For Management
rd Chairman
9.1 Appoint David Constable as Member of th For For Management
e Compensation Committee
9.2 Appoint Frederico Curado as Member of t For For Management
he Compensation Committee
9.3 Appoint Jennifer Xin-Zhe Li as Member o For For Management
f the Compensation Committee
10 Designate Hans Zehnder as Independent P For For Management
roxy
11 Ratify KPMG AG as Auditors For For Management
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
AstraZeneca Plc
Ticker: AZN Security ID: G0593M107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Dividends For For Management
3 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Philip Broadley as Director For For Management
5e Elect Euan Ashley as Director For For Management
5f Re-elect Michel Demare as Director For For Management
5g Re-elect Deborah DiSanzo as Director For For Management
5h Elect Diana Layfield as Director For For Management
5i Re-elect Sheri McCoy as Director For Against Management
5j Re-elect Tony Mok as Director For For Management
5k Re-elect Nazneen Rahman as Director For For Management
5l Re-elect Marcus Wallenberg as Director For Against Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise UK Political Donations and Ex For For Management
penditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
11 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
12 Authorise Market Purchase of Ordinary S For For Management
hares
13 Authorise the Company to Call General M For For Management
eeting with Two Weeks' Notice
14 Amend Performance Share Plan For For Management
--------------------------------------------------------------------------------
AstraZeneca Plc
Ticker: AZN Security ID: G0593M107
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAY 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Alexion Pharmace For For Management
uticals, Inc.
--------------------------------------------------------------------------------
AT&T Inc.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 2, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Abstain Management
Officers' Compensation
4 Lower Ownership Threshold for Action by Against For Shareholder
Written Consent
--------------------------------------------------------------------------------
Bank of America Corporation
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Abstain Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
Bayer AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and Statut For For Management
ory Reports; Approve Allocation of Inco
me and Dividends of EUR 2.00 per Share
for Fiscal Year 2020
2 Approve Discharge of Management Board f For For Management
or Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Fei-Fei Li to the Supervisory Boa For For Management
rd
4.2 Elect Alberto Weisser to the Supervisor For For Management
y Board
5 Approve Remuneration of Supervisory Boa For For Management
rd
6 Ratify Deloitte GmbH as Auditors for Fi For For Management
scal Year 2021
--------------------------------------------------------------------------------
Bayerische Motoren Werke AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Allocation of Income and Divide For For Management
nds of EUR 1.90 per Ordinary Share and
EUR 1.92 per Preferred Share
3 Approve Discharge of Management Board f For For Management
or Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as A For For Management
uditors for Fiscal Year 2021
6.1 Elect Marc Bitzer to the Supervisory Bo For For Management
ard
6.2 Elect Rachel Empey to the Supervisory B For For Management
oard
6.3 Elect Christoph Schmidt to the Supervis For For Management
ory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory Boa For For Management
rd
9.1 Amend Articles Re: Participation of Sup For For Management
ervisory Board Members in the Annual Ge
neral Meeting by Means of Audio and Vid
eo Transmission
9.2 Amend Articles Re: Proof of Entitlement For For Management
9.3 Amend Articles Re: Participation and Vo For For Management
ting Rights
10 Amend Affiliation Agreement with BMW Ba For For Management
nk GmbH
--------------------------------------------------------------------------------
Campbell Soup Company
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fabiola R. Arredondo For For Management
1.2 Elect Director Howard M. Averill For For Management
1.3 Elect Director John P. (JP) Bilbrey For For Management
1.4 Elect Director Mark A. Clouse For For Management
1.5 Elect Director Bennett Dorrance For For Management
1.6 Elect Director Maria Teresa (Tessa) Hil For For Management
ado
1.7 Elect Director Sarah Hofstetter For For Management
1.8 Elect Director Marc B. Lautenbach For For Management
1.9 Elect Director Mary Alice Dorrance Malo For For Management
ne
1.10 Elect Director Keith R. McLoughlin For For Management
1.11 Elect Director Kurt T. Schmidt For For Management
1.12 Elect Director Archbold D. van Beuren For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Caterpillar Inc.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Gerald Johnson For For Management
1.5 Elect Director David W. MacLennan For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as Audito For For Management
rs
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Report on Climate Policy Against Abstain Shareholder
5 Report on Diversity and Inclusion Effor Against Against Shareholder
ts
6 Amend Certificate of Incorporate to bec Against Against Shareholder
ome Public Benefit Corporation
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Chevron Corporation
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For Against Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Scope 3 Emissions Against Against Shareholder
5 Report on Impacts of Net Zero 2050 Scen Against Against Shareholder
ario
6 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against For Shareholder
9 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Chubb Limited
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2.1 Allocate Disposable Profit For For Management
2.2 Approve Dividend Distribution From Lega For For Management
l Reserves Through Capital Contribution
s Reserve Subaccount
3 Approve Discharge of Board of Directors For For Management
4.1 Ratify PricewaterhouseCoopers AG (Zuric For For Management
h) as Statutory Auditor
4.2 Ratify PricewaterhouseCoopers LLP (Unit For For Management
ed States) as Independent Registered Ac
counting Firm
4.3 Ratify BDO AG (Zurich) as Special Audit For For Management
Firm
5.1 Elect Director Evan G. Greenberg For For Management
5.2 Elect Director Michael P. Connors For For Management
5.3 Elect Director Michael G. Atieh For For Management
5.4 Elect Director Sheila P. Burke For For Management
5.5 Elect Director Mary Cirillo For For Management
5.6 Elect Director Robert J. Hugin For For Management
5.7 Elect Director Robert W. Scully For For Management
5.8 Elect Director Eugene B. Shanks, Jr. For For Management
5.9 Elect Director Theodore E. Shasta For For Management
5.10 Elect Director David H. Sidwell For For Management
5.11 Elect Director Olivier Steimer For For Management
5.12 Elect Director Luis Tellez For For Management
5.13 Elect Director Frances F. Townsend For For Management
6 Elect Evan G. Greenberg as Board Chairm For For Management
an
7.1 Elect Michael P. Connors as Member of t For For Management
he Compensation Committee
7.2 Elect Mary Cirillo as Member of the Com For For Management
pensation Committee
7.3 Elect Frances F. Townsend as Member of For For Management
the Compensation Committee
8 Designate Homburger AG as Independent P For For Management
roxy
9 Amend Omnibus Stock Plan For For Management
10 Approve CHF 86,557,222.50 Reduction in For For Management
Share Capital via Cancellation in Nomin
al Value of CHF 24.15 each
11.1 Approve the Maximum Aggregate Remunerat For For Management
ion of Directors
11.2 Approve Remuneration of Executive Manag For For Management
ement in the Amount of USD 48 Million f
or Fiscal 2022
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from Cali For For Management
fornia to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
Conagra Brands, Inc.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: AUG 3, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anil Arora For For Management
1b Elect Director Thomas "Tony" K. Brown For For Management
1c Elect Director Sean M. Connolly For For Management
1d Elect Director Joie A. Gregor For For Management
1e Elect Director Rajive Johri For For Management
1f Elect Director Richard H. Lenny For For Management
1g Elect Director Melissa Lora For For Management
1h Elect Director Ruth Ann Marshall For For Management
1i Elect Director Craig P. Omtvedt For For Management
1j Elect Director Scott Ostfeld For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Crown Castle International Corp.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Lee W. Hogan For For Management
1g Elect Director Tammy K. Jones For For Management
1h Elect Director J. Landis Martin For For Management
1i Elect Director Anthony J. Melone For For Management
1j Elect Director W. Benjamin Moreland For For Management
1k Elect Director Kevin A. Stephens For For Management
1l Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Cullen/Frost Bankers, Inc.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos Alvarez For For Management
1.2 Elect Director Chris M. Avery For For Management
1.3 Elect Director Anthony R. (Tony) Chase For For Management
1.4 Elect Director Cynthia J. Comparin For For Management
1.5 Elect Director Samuel G. Dawson For For Management
1.6 Elect Director Crawford H. Edwards For For Management
1.7 Elect Director Patrick B. Frost For For Management
1.8 Elect Director Phillip D. Green For For Management
1.9 Elect Director David J. Haemisegger For For Management
1.10 Elect Director Karen E. Jennings For For Management
1.11 Elect Director Charles W. Matthews For For Management
1.12 Elect Director Ida Clement Steen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Deutsche Telekom AG
Ticker: DTE Security ID: D2035M136
Meeting Date: APR 1, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Allocation of Income and Divide For For Management
nds of EUR 0.60 per Share
3 Approve Discharge of Management Board f For For Management
or Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as A For For Management
uditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as A For For Management
uditors for the 2021 Interim Financial
Statements
5.3 Ratify PricewaterhouseCoopers GmbH as A For For Management
uditors for the First Quarter of Fiscal
Year 2021
5.4 Ratify PricewaterhouseCoopers GmbH as A For For Management
uditors for the Third Quarter of Fiscal
Year 2021 and First Quarter of Fiscal
Year 2022
6 Elect Helga Jung to the Supervisory Boa For For Management
rd
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of Repurchas
ed Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Remuneration Policy For Against Management
10 Approve Remuneration of Supervisory Boa For For Management
rd
11 Amend Articles Re: Shareholders' Right Against For Shareholder
to Participation during the Virtual Mee
ting
--------------------------------------------------------------------------------
Dominion Energy, Inc.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director James A. Bennett For For Management
1B Elect Director Robert M. Blue For For Management
1C Elect Director Helen E. Dragas For For Management
1D Elect Director James O. Ellis, Jr. For For Management
1E Elect Director D. Maybank Hagood For For Management
1F Elect Director Ronald W. Jibson For For Management
1G Elect Director Mark J. Kington For For Management
1H Elect Director Joseph M. Rigby For For Management
1I Elect Director Pamela J. Royal For For Management
1J Elect Director Robert H. Spilman, Jr. For For Management
1K Elect Director Susan N. Story For For Management
1L Elect Director Michael E. Szymanczyk For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chair Against For Shareholder
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
Duke Energy Corporation
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Caroline Dorsa For For Management
1.6 Elect Director W. Roy Dunbar For For Management
1.7 Elect Director Nicholas C. Fanandakis For For Management
1.8 Elect Director Lynn J. Good For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Michael J. Pacilio For For Management
1.12 Elect Director Thomas E. Skains For For Management
1.13 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Eliminate Supermajority Vote Requiremen For For Management
t
5 Require Independent Board Chair Against For Shareholder
6 Report on Political Contributions and E Against For Shareholder
xpenditures
--------------------------------------------------------------------------------
DuPont de Nemours, Inc.
Ticker: DD Security ID: 26614N102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Luther C. Kissam For For Management
1i Elect Director Frederick M. Lowery For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Deanna M. Mulligan For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Reduce Ownership Threshold for Sharehol For For Management
ders to Call Special Meeting
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Adopt Policy to Annually Disclose EEO-1 Against For Shareholder
Data
7 Report on Plastic Pollution Against For Shareholder
--------------------------------------------------------------------------------
Eli Lilly and Company
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 3, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Baicker For For Management
1b Elect Director J. Erik Fyrwald For Against Management
1c Elect Director Jamere Jackson For For Management
1d Elect Director Gabrielle Sulzberger For For Management
1e Elect Director Jackson P. Tai For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote Requiremen For For Management
t
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Adopt Policy on Bonus Banking Against For Shareholder
9 Clawback Disclosure of Recoupment Activ Against For Shareholder
ity from Senior Officers
--------------------------------------------------------------------------------
Emerson Electric Co.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Enbridge Inc.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Carter For Withhold Management
1.2 Elect Director Marcel R. Coutu For Withhold Management
1.3 Elect Director Susan M. Cunningham For For Management
1.4 Elect Director Gregory L. Ebel For Withhold Management
1.5 Elect Director J. Herb England For For Management
1.6 Elect Director Gregory J. Goff For For Management
1.7 Elect Director V. Maureen Kempston Dark For For Management
es
1.8 Elect Director Teresa S. Madden For For Management
1.9 Elect Director Al Monaco For For Management
1.10 Elect Director Stephen S. Poloz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Entergy Corporation
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 7, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Burbank For For Management
1b Elect Director Patrick J. Condon For For Management
1c Elect Director Leo P. Denault For For Management
1d Elect Director Kirkland H. Donald For For Management
1e Elect Director Brian W. Ellis For For Management
1f Elect Director Philip L. Frederickson For For Management
1g Elect Director Alexis M. Herman For For Management
1h Elect Director M. Elise Hyland For For Management
1i Elect Director Stuart L. Levenick For For Management
1j Elect Director Blanche Lambert Lincoln For For Management
1k Elect Director Karen A. Puckett For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
Exelon Corporation
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers Cheshir For For Management
e
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Report on Child Labor Audit Against Against Shareholder
--------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Angelakis For Do Not Vote Management
1.2 Elect Director Susan K. Avery For Do Not Vote Management
1.3 Elect Director Angela F. Braly For Do Not Vote Management
1.4 Elect Director Ursula M. Burns For Do Not Vote Management
1.5 Elect Director Kenneth C. Frazier For Do Not Vote Management
1.6 Elect Director Joseph L. Hooley For Do Not Vote Management
1.7 Elect Director Steven A. Kandarian For Do Not Vote Management
1.8 Elect Director Douglas R. Oberhelman For Do Not Vote Management
1.9 Elect Director Samuel J. Palmisano For Do Not Vote Management
1.10 Elect Director Jeffrey W. Ubben For Do Not Vote Management
1.11 Elect Director Darren W. Woods For Do Not Vote Management
1.12 Elect Director Wan Zulkiflee For Do Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as Au For Do Not Vote Management
ditors
3 Advisory Vote to Ratify Named Executive For Do Not Vote Management
Officers' Compensation
4 Require Independent Board Chair Against Do Not Vote Shareholder
5 Reduce Ownership Threshold for Sharehol Against Do Not Vote Shareholder
ders to Call Special Meeting
6 Issue Audited Report on Financial Impac Against Do Not Vote Shareholder
ts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of Environ Against Do Not Vote Shareholder
mental-Related Expenditures
8 Report on Political Contributions Against Do Not Vote Shareholder
9 Report on Lobbying Payments and Policy Against Do Not Vote Shareholder
10 Report on Corporate Climate Lobbying Al Against Do Not Vote Shareholder
igned with Paris Agreement
1.1 Elect Director Gregory J. Goff For For Shareholder
1.2 Elect Director Kaisa Hietala For Withhold Shareholder
1.3 Elect Director Alexander A. Karsner For Withhold Shareholder
1.4 Elect Director Anders Runevad For Withhold Shareholder
1.5 Management Nominee Michael J. Angelakis For For Shareholder
1.6 Management Nominee Susan K. Avery For For Shareholder
1.7 Management Nominee Angela F. Braly For For Shareholder
1.8 Management Nominee Ursula M. Burns For For Shareholder
1.9 Management Nominee Kenneth C. Frazier For For Shareholder
1.10 Management Nominee Joseph L. Hooley For For Shareholder
1.11 Management Nominee Jeffrey W. Ubben For For Shareholder
1.12 Management Nominee Darren W. Woods For For Shareholder
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive Against For Management
Officers' Compensation
4 Require Independent Board Chair None For Shareholder
5 Reduce Ownership Threshold for Sharehol None Against Shareholder
ders to Call Special Meeting
6 Issue Audited Report on Financial Impac None Against Shareholder
ts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of Environ None Against Shareholder
mental-Related Expenditures
8 Report on Political Contributions None Against Shareholder
9 Report on Lobbying Payments and Policy None Against Shareholder
10 Report on Corporate Climate Lobbying Al None Against Shareholder
igned with Paris Agreement
--------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker: FITB Security ID: 316773100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas K. Akins For For Management
1b Elect Director B. Evan Bayh, III For For Management
1c Elect Director Jorge L. Benitez For For Management
1d Elect Director Katherine B. Blackburn For For Management
1e Elect Director Emerson L. Brumback For For Management
1f Elect Director Greg D. Carmichael For For Management
1g Elect Director Linda W. Clement-Holmes For For Management
1h Elect Director C. Bryan Daniels For For Management
1i Elect Director Mitchell S. Feiger For For Management
1j Elect Director Thomas H. Harvey For For Management
1k Elect Director Gary R. Heminger For For Management
1l Elect Director Jewell D. Hoover For For Management
1m Elect Director Eileen A. Mallesch For For Management
1n Elect Director Michael B. McCallister For For Management
1o Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Eliminate Supermajority Vote Requiremen For For Management
t
7 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
General Dynamics Corporation
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Cecil D. Haney For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director James N. Mattis For For Management
1f Elect Director Phebe N. Novakovic For For Management
1g Elect Director C. Howard Nye For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Robert K. Steel For For Management
1k Elect Director John G. Stratton For For Management
1l Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
General Mills, Inc.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Jo Ann Jenkins For For Management
1g Elect Director Elizabeth C. Lempres For For Management
1h Elect Director Diane L. Neal For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Maria A. Sastre For For Management
1k Elect Director Eric D. Sprunk For For Management
1l Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GlaxoSmithKline Plc
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sir Jonathan Symonds as Direct For For Management
or
4 Re-elect Dame Emma Walmsley as Director For For Management
5 Re-elect Charles Bancroft as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Dr Hal Barron as Director For For Management
8 Re-elect Dr Vivienne Cox as Director For For Management
9 Re-elect Lynn Elsenhans as Director For For Management
10 Re-elect Dr Laurie Glimcher as Director For For Management
11 Re-elect Dr Jesse Goodman as Director For For Management
12 Re-elect Iain Mackay as Director For For Management
13 Re-elect Urs Rohner as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and Ex For For Management
penditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
19 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
20 Authorise Market Purchase of Ordinary S For For Management
hares
21 Approve the Exemption from Statement of For For Management
the Name of the Senior Statutory Audit
or in Published Copies of the Auditors'
Reports
22 Authorise the Company to Call General M For For Management
eeting with Two Weeks' Notice
--------------------------------------------------------------------------------
Harley-Davidson, Inc.
Ticker: HOG Security ID: 412822108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director R. John Anderson For For Management
1.3 Elect Director Michael J. Cave For For Management
1.4 Elect Director James D. Farley, Jr. For For Management
1.5 Elect Director Allan Golston For For Management
1.6 Elect Director Sara L. Levinson For For Management
1.7 Elect Director N. Thomas Linebarger For For Management
1.8 Elect Director Maryrose T. Sylvester For For Management
1.9 Elect Director Jochen Zeitz For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
International Business Machines Corporation
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Buberl For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director David N. Farr For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Michelle J. Howard For For Management
1f Elect Director Arvind Krishna For For Management
1g Elect Director Andrew N. Liveris For For Management
1h Elect Director Frederick William McNabb For For Management
, III
1i Elect Director Martha E. Pollack For For Management
1j Elect Director Joseph R. Swedish For For Management
1k Elect Director Peter R. Voser For For Management
1l Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Lower Ownership Threshold for Action by Against For Shareholder
Written Consent
6 Publish Annually a Report Assessing Div For For Shareholder
ersity, Equity, and Inclusion Efforts
--------------------------------------------------------------------------------
International Paper Company
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher M. Connor For For Management
1b Elect Director Ahmet C. Dorduncu For Against Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Anders Gustafsson For For Management
1e Elect Director Jacqueline C. Hinman For For Management
1f Elect Director Clinton A. Lewis, Jr. For For Management
1g Elect Director DG Macpherson For For Management
1h Elect Director Kathryn D. Sullivan For For Management
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Anton V. Vincent For For Management
1k Elect Director Ray G. Young For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Ownership Threshold for Sharehol Against For Shareholder
ders to Request Action by Written Conse
nt
--------------------------------------------------------------------------------
Johnson & Johnson
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Report on Government Financial Support Against Against Shareholder
and Access to COVID-19 Vaccines and The
rapeutics
5 Require Independent Board Chair Against For Shareholder
6 Report on Civil Rights Audit Against Against Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
Kennametal, Inc.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 1, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Cindy L. Davis For For Management
1.3 Elect Director William J. Harvey For For Management
1.4 Elect Director William M. Lambert For For Management
1.5 Elect Director Lorraine M. Martin For For Management
1.6 Elect Director Sagar A. Patel For For Management
1.7 Elect Director Christopher Rossi For For Management
1.8 Elect Director Lawrence W. Stranghoener For For Management
1.9 Elect Director Steven H. Wunning For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Kimberly-Clark Corporation
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Culver For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For Against Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For Against Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus S For For Management
tock Plan
6 Reduce Ownership Threshold for Sharehol For For Management
ders to Call Special Meeting
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
Lockheed Martin Corporation
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For Against Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Vicki A. Hollub For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Debra L. Reed-Klages For For Management
1.11 Elect Director James D. Taiclet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Human Rights Due Diligence Against Against Shareholder
--------------------------------------------------------------------------------
Lowe's Companies, Inc.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marvin R. Ellison For For Management
1.8 Elect Director Daniel J. Heinrich For For Management
1.9 Elect Director Brian C. Rogers For For Management
1.10 Elect Director Bertram L. Scott For For Management
1.11 Elect Director Mary Beth West For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
M&T Bank Corporation
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Angela Bontempo For For Management
1.2 Elect Director Robert T. Brady For For Management
1.3 Elect Director Calvin G. Butler, Jr. For For Management
1.4 Elect Director T. Jefferson Cunningham, For For Management
III
1.5 Elect Director Gary N. Geisel For For Management
1.6 Elect Director Leslie V. Godridge For For Management
1.7 Elect Director Richard S. Gold For For Management
1.8 Elect Director Richard A. Grossi For For Management
1.9 Elect Director Rene F. Jones For For Management
1.10 Elect Director Richard H. Ledgett, Jr. For For Management
1.11 Elect Director Newton P.S. Merrill For For Management
1.12 Elect Director Kevin J. Pearson For For Management
1.13 Elect Director Melinda R. Rich For For Management
1.14 Elect Director Robert E. Sadler, Jr. For For Management
1.15 Elect Director Denis J. Salamone For For Management
1.16 Elect Director John R. Scannell For For Management
1.17 Elect Director David S. Scharfstein For For Management
1.18 Elect Director Rudina Seseri For For Management
1.19 Elect Director Herbert L. Washington For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
M&T Bank Corporation
Ticker: MTB Security ID: 55261F104
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Preferred Stock For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
McDonald's Corporation
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For Against Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sugar and Public Health Against Against Shareholder
5 Report on Antibiotics and Public Health Against Against Shareholder
Costs
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Medtronic plc
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Kevin E. Lofton For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For Against Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Renew the Board's Authority to Issue Sh For For Management
ares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For Against Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Risa J. Lavizzo-Mourey For For Management
1g Elect Director Stephen L. Mayo For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Access to COVID-19 Products Against Against Shareholder
--------------------------------------------------------------------------------
Microchip Technology Incorporated
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Matthew W. Chapman For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Esther L. Johnson For Against Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Molson Coors Beverage Company
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For Withhold Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
National Fuel Gas Company
Ticker: NFG Security ID: 636180101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Anderson For For Management
1.2 Elect Director David P. Bauer For For Management
1.3 Elect Director Barbara M. Baumann For For Management
1.4 Elect Director Rebecca Ranich For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
National Grid Plc
Ticker: NG Security ID: G6S9A7120
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect John Pettigrew as Director For For Management
5 Re-elect Andy Agg as Director For For Management
6 Re-elect Nicola Shaw as Director For For Management
7 Re-elect Mark Williamson as Director For For Management
8 Re-elect Jonathan Dawson as Director For For Management
9 Re-elect Therese Esperdy as Director For For Management
10 Re-elect Paul Golby as Director For For Management
11 Elect Liz Hewitt as Director For For Management
12 Re-elect Amanda Mesler as Director For For Management
13 Re-elect Earl Shipp as Director For For Management
14 Re-elect Jonathan Silver as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix Re For For Management
muneration of Auditors
17 Approve Remuneration Report For For Management
18 Authorise EU Political Donations and Ex For Abstain Management
penditure
19 Authorise Issue of Equity For For Management
20 Reapprove Share Incentive Plan For For Management
21 Reapprove Sharesave Plan For For Management
22 Approve Increase in Borrowing Limit For For Management
23 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
24 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
25 Authorise Market Purchase of Ordinary S For For Management
hares
26 Authorise the Company to Call General M For For Management
eeting with Two Weeks' Notice
--------------------------------------------------------------------------------
National Grid Plc
Ticker: NG Security ID: G6S9A7120
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of PPL WPD Investme For For Management
nts Limited
2 Approve Increase in Borrowing Limit Und For For Management
er the Company's Articles of Associatio
n
--------------------------------------------------------------------------------
Nestle SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and Statuto For For Management
ry Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior M For For Management
anagement
3 Approve Allocation of Income and Divide For For Management
nds of CHF 2.75 per Share
4.1.a Reelect Paul Bulcke as Director and Boa For Against Management
rd Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Pablo Isla as Director For For Management
4.1.f Reelect Ann Veneman as Director For For Management
4.1.g Reelect Eva Cheng as Director For For Management
4.1.h Reelect Patrick Aebischer as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Kimberly Ross as Director For For Management
4.1.k Reelect Dick Boer as Director For For Management
4.1.l Reelect Dinesh Paliwal as Director For For Management
4.1.m Reelect Hanne Jimenez de Mora as Direct For For Management
or
4.2 Elect Lindiwe Sibanda as Director For For Management
4.3.1 Appoint Pablo Isla as Member of the Com For For Management
pensation Committee
4.3.2 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.3 Appoint Dick Boer as Member of the Comp For For Management
ensation Committee
4.3.4 Appoint Kasper Rorsted as Member of the For For Management
Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as Independen For For Management
t Proxy
5.1 Approve Remuneration of Directors in th For For Management
e Amount of CHF 10 Million
5.2 Approve Remuneration of Executive Commi For For Management
ttee in the Amount of CHF 57.5 Million
6 Approve CHF 6.6 Million Reduction in Sh For For Management
are Capital as Part of the Share Buybac
k Program via Cancellation of Repurchas
ed Shares
7 Approve Climate Action Plan For Abstain Management
8 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
Pinnacle West Capital Corporation
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glynis A. Bryan For For Management
1.2 Elect Director Denis A. Cortese For For Management
1.3 Elect Director Richard P. Fox For For Management
1.4 Elect Director Jeffrey B. Guldner For For Management
1.5 Elect Director Dale E. Klein For For Management
1.6 Elect Director Kathryn L. Munro For For Management
1.7 Elect Director Bruce J. Nordstrom For For Management
1.8 Elect Director Paula J. Sims For For Management
1.9 Elect Director William H. Spence For For Management
1.10 Elect Director James E. Trevathan, Jr. For For Management
1.11 Elect Director David P. Wagener For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Portland General Electric Company
Ticker: POR Security ID: 736508847
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney Brown For For Management
1b Elect Director Jack Davis For For Management
1c Elect Director Kirby Dyess For For Management
1d Elect Director Mark Ganz For For Management
1e Elect Director Marie Oh Huber For For Management
1f Elect Director Kathryn Jackson For For Management
1g Elect Director Michael Lewis For For Management
1h Elect Director Michael Millegan For For Management
1i Elect Director Neil Nelson For For Management
1j Elect Director Lee Pelton For For Management
1k Elect Director Maria Pope For For Management
1l Elect Director James Torgerson For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Public Service Enterprise Group Incorporated
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Izzo For For Management
1.2 Elect Director Shirley Ann Jackson For For Management
1.3 Elect Director Willie A. Deese For For Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Barry H. Ostrowsky For For Management
1.6 Elect Director Scott G. Stephenson For For Management
1.7 Elect Director Laura A. Sugg For For Management
1.8 Elect Director John P. Surma For Against Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Approve Non-Employee Director Restricte For For Management
d Stock Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Regions Financial Corporation
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn H. Byrd For For Management
1b Elect Director Don DeFosset For Against Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Zhanna Golodryga For For Management
1e Elect Director John D. Johns For For Management
1f Elect Director Ruth Ann Marshall For For Management
1g Elect Director Charles D. McCrary For For Management
1h Elect Director James T. Prokopanko For For Management
1i Elect Director Lee J. Styslinger, III For For Management
1j Elect Director Jose S. Suquet For For Management
1k Elect Director John M. Turner, Jr. For For Management
1l Elect Director Timothy Vines For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Sempra Energy
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Boeckmann For For Management
1b Elect Director Andres Conesa For For Management
1c Elect Director Maria Contreras-Sweet For For Management
1d Elect Director Pablo A. Ferrero For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Jeffrey W. Martin For For Management
1g Elect Director Bethany J. Mayer For For Management
1h Elect Director Michael N. Mears For For Management
1i Elect Director Jack T. Taylor For For Management
1j Elect Director Cynthia L. Walker For For Management
1k Elect Director Cynthia J. Warner For For Management
1l Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Proxy Access Right Against Abstain Shareholder
5 Report on Corporate Climate Lobbying Al Against Abstain Shareholder
igned with Paris Agreement
--------------------------------------------------------------------------------
Snap-on Incorporated
Ticker: SNA Security ID: 833034101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Karen L. Daniel For For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Nathan J. Jones For For Management
1.6 Elect Director Henry W. Knueppel For For Management
1.7 Elect Director W. Dudley Lehman For For Management
1.8 Elect Director Nicholas T. Pinchuk For For Management
1.9 Elect Director Gregg M. Sherrill For For Management
1.10 Elect Director Donald J. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Sonoco Products Company
Ticker: SON Security ID: 835495102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Howard Coker For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Theresa J. Drew For For Management
1.4 Elect Director Philippe Guillemot For For Management
1.5 Elect Director John R. Haley For For Management
1.6 Elect Director Robert R. Hill, Jr. For For Management
1.7 Elect Director Eleni Istavridis For For Management
1.8 Elect Director Richard G. Kyle For For Management
1.9 Elect Director Blythe J. McGarvie For For Management
1.10 Elect Director James M. Micali For For Management
1.11 Elect Director Sundaram Nagarajan For For Management
1.12 Elect Director Marc. D. Oken For For Management
1.13 Elect Director Thomas E. Whiddon For For Management
1.14 Elect Director Lloyd M. Yates For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Require a Majority Vote for the Electio Against For Shareholder
n of Directors
--------------------------------------------------------------------------------
Southwest Gas Holdings, Inc.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Stephen C. Comer For For Management
1.4 Elect Director John P. Hester For For Management
1.5 Elect Director Jane Lewis-Raymond For For Management
1.6 Elect Director Anne L. Mariucci For For Management
1.7 Elect Director Michael J. Melarkey For Withhold Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Thomas A. Thomas For For Management
1.10 Elect Director Leslie T. Thornton For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Sysco Corporation
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director Joshua D. Frank For For Management
1d Elect Director Larry C. Glasscock For For Management
1e Elect Director Bradley M. Halverson For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Kevin P. Hourican For For Management
1h Elect Director Hans-Joachim Koerber For For Management
1i Elect Director Stephanie A. Lundquist For For Management
1j Elect Director Nelson Peltz For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Target Corporation
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Robert L. Edwards For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Donald R. Knauss For For Management
1g Elect Director Christine A. Leahy For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Derica W. Rice For For Management
1k Elect Director Kenneth L. Salazar For For Management
1l Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
The Coca-Cola Company
Ticker: KO Security ID: 191216100
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Marc Bolland For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Christopher C. Davis For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Alexis M. Herman For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director James Quincey For For Management
1.11 Elect Director Caroline J. Tsay For For Management
1.12 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Report on Sugar and Public Health Against Against Shareholder
--------------------------------------------------------------------------------
The Hartford Financial Services Group, Inc.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Donna James For For Management
1f Elect Director Kathryn A. Mikells For For Management
1g Elect Director Michael G. Morris For For Management
1h Elect Director Teresa W. Roseborough For For Management
1i Elect Director Virginia P. Ruesterholz For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director Matthew E. Winter For For Management
1l Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
The Kraft Heinz Company
Ticker: KHC Security ID: 500754106
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Abel For For Management
1b Elect Director Alexandre Behring For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Joao M. Castro-Neves For For Management
1e Elect Director Lori Dickerson Fouche For For Management
1f Elect Director Timothy Kenesey For For Management
1g Elect Director Elio Leoni Sceti For For Management
1h Elect Director Susan Mulder For For Management
1i Elect Director Miguel Patricio For For Management
1j Elect Director John C. Pope For Against Management
1k Elect Director Alexandre Van Damme For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Qualified Employee Stock Purcha For For Management
se Plan
5 Report on Efforts to Eliminate Deforest Against Against Shareholder
ation
6 Publish Annually a Report Assessing Div Against Abstain Shareholder
ersity and Inclusion Efforts
--------------------------------------------------------------------------------
The Travelers Companies, Inc.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director Janet M. Dolan For For Management
1c Elect Director Patricia L. Higgins For For Management
1d Elect Director William J. Kane For For Management
1e Elect Director Thomas B. Leonardi For For Management
1f Elect Director Clarence Otis, Jr. For For Management
1g Elect Director Elizabeth E. Robinson For For Management
1h Elect Director Philip T. (Pete) Ruegger For For Management
, III
1i Elect Director Todd C. Schermerhorn For For Management
1j Elect Director Alan D. Schnitzer For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Total SE
Ticker: FP Security ID: F92124100
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and Statut For For Management
ory Reports
2 Approve Consolidated Financial Statemen For For Management
ts and Statutory Reports
3 Approve Allocation of Income and Divide For For Management
nds of EUR 2.64 per Share
4 Authorize Repurchase of Up to 10 Percen For For Management
t of Issued Share Capital
5 Approve Auditors' Special Report on Rel For For Management
ated-Party Transactions Mentioning the
Absence of New Transactions
6 Reelect Patrick Pouyanne as Director For For Management
7 Reelect Anne-Marie Idrac as Director For For Management
8 Elect Jacques Aschenbroich as Director For For Management
9 Elect Glenn Hubbard as Director For For Management
10 Approve Compensation Report of Corporat For For Management
e Officers
11 Approve Remuneration Policy of Director For For Management
s
12 Approve Compensation of Patrick Pouyann For For Management
e, Chairman and CEO
13 Approve Remuneration Policy of Chairman For For Management
and CEO
14 Approve the Company's Sustainable Devel For Against Management
opment and Energy Transition
15 Change Company Name to TotalEnergies SE For For Management
and Amend Article 2 of Bylaws Accordin
gly
16 Authorize up to 1 Percent of Issued Cap For For Management
ital for Use in Restricted Stock Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action by Against Abstain Shareholder
Written Consent
5 Amend Senior Executive Compensation Cla Against For Shareholder
wback Policy
6 Submit Severance Agreement (Change-in-C Against Against Shareholder
ontrol) to Shareholder Vote
--------------------------------------------------------------------------------
Waddell & Reed Financial, Inc.
Ticker: WDR Security ID: 930059100
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: FEB 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Walmart Inc.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 2, 2021 Meeting Type: Annual
Record Date: APR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director Randall L. Stephenson For For Management
1k Elect Director S. Robson Walton For For Management
1l Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Refrigerants Released from Op Against Against Shareholder
erations
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Alignment of Racial Justice G Against Against Shareholder
oals and Starting Wages
7 Approve Creation of a Pandemic Workforc Against Against Shareholder
e Advisory Council
8 Review of Statement on the Purpose of a Against Against Shareholder
Corporation
--------------------------------------------------------------------------------
Weyerhaeuser Company
Ticker: WY Security ID: 962166104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Emmert For For Management
1b Elect Director Rick R. Holley For For Management
1c Elect Director Sara Grootwassink Lewis For For Management
1d Elect Director Deidra C. Merriwether For For Management
1e Elect Director Al Monaco For For Management
1f Elect Director Nicole W. Piasecki For For Management
1g Elect Director Lawrence A. Selzer For For Management
1h Elect Director Devin W. Stockfish For For Management
1i Elect Director Kim Williams For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
=Invesco Energy Fund============================================================
APA Corp.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Amend Charter to Remove the Pass-Throug For For Management
h Voting Provision
--------------------------------------------------------------------------------
Baker Hughes Company
Ticker: BKR Security ID: 05722G100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Geoffrey Beattie For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Cynthia B. Carroll For For Management
1.4 Elect Director Clarence P. Cazalot, Jr. For For Management
1.5 Elect Director Nelda J. Connors For For Management
1.6 Elect Director Gregory L. Ebel For Withhold Management
1.7 Elect Director Lynn L. Elsenhans For For Management
1.8 Elect Director John G. Rice For For Management
1.9 Elect Director Lorenzo Simonelli For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Nonqualified Employee Stock Purch For For Management
ase Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BP Plc
Ticker: BP Security ID: 055622104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Remuneration Report For For Management
3.a Elect Murray Auchincloss as Director For For Management
3.b Elect Tushar Morzaria as Director For For Management
3.c Elect Karen Richardson as Director For For Management
3.d Elect Dr Johannes Teyssen as Director For For Management
3.e Re-elect Bernard Looney as Director For For Management
3.f Re-elect Pamela Daley as Director For For Management
3.g Re-elect Helge Lund as Director For For Management
3.h Re-elect Melody Meyer as Director For For Management
3.i Re-elect Paula Reynolds as Director For For Management
3.j Re-elect Sir John Sawers as Director For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise the Audit Committee to Fix Re For For Management
muneration of Auditors
6 Authorise UK Political Donations and Ex For For Management
penditure
7 Approve Scrip Dividend Programme For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
10 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
11 Authorise Market Purchase of Ordinary S For For Management
hares
12 Authorise the Company to Call General M For For Management
eeting with Two Weeks' Notice
13 Approve Shareholder Resolution on Clima Against Against Shareholder
te Change Targets
--------------------------------------------------------------------------------
Cabot Oil & Gas Corporation
Ticker: COG Security ID: 127097103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 3, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy M. Ables For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director Robert S. Boswell For For Management
1.4 Elect Director Amanda M. Brock For For Management
1.5 Elect Director Peter B. Delaney For For Management
1.6 Elect Director Dan O. Dinges For For Management
1.7 Elect Director W. Matt Ralls For For Management
1.8 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Canadian Natural Resources Limited
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director M. Elizabeth Cannon For For Management
1.3 Elect Director N. Murray Edwards For For Management
1.4 Elect Director Christopher L. Fong For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Wilfred A. Gobert For For Management
1.7 Elect Director Steve W. Laut For For Management
1.8 Elect Director Tim S. McKay For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Cenovus Energy Inc.
Ticker: CVE Security ID: 15135U109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
2.1 Elect Director Keith M. Casey For For Management
2.2 Elect Director Canning K.N. Fok For Withhold Management
2.3 Elect Director Jane E. Kinney For For Management
2.4 Elect Director Harold (Hal) N. Kvisle For Withhold Management
2.5 Elect Director Eva L. Kwok For For Management
2.6 Elect Director Keith A. MacPhail For For Management
2.7 Elect Director Richard J. Marcogliese For For Management
2.8 Elect Director Claude Mongeau For For Management
2.9 Elect Director Alexander J. Pourbaix For For Management
2.10 Elect Director Wayne E. Shaw For For Management
2.11 Elect Director Frank J. Sixt For Withhold Management
2.12 Elect Director Rhonda I. Zygocki For For Management
3 Re-approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Cenovus Energy Inc.
Ticker: CVE Security ID: 15135U109
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: NOV 9, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares and Warrants For For Management
in Connection with the Acquisition of
Husky Energy Inc.
--------------------------------------------------------------------------------
Cheniere Energy, Inc.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Andrea Botta For For Management
1b Elect Director Jack A. Fusco For For Management
1c Elect Director Vicky A. Bailey For For Management
1d Elect Director Nuno Brandolini For For Management
1e Elect Director David B. Kilpatrick For For Management
1f Elect Director Sean T. Klimczak For For Management
1g Elect Director Andrew Langham For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Neal A. Shear For For Management
1j Elect Director Andrew J. Teno For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
Chevron Corporation
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Reduce Scope 3 Emissions Against Against Shareholder
5 Report on Impacts of Net Zero 2050 Scen Against Against Shareholder
ario
6 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against For Shareholder
9 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Cimarex Energy Co.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Hogenson For For Management
1.2 Elect Director Lisa A. Stewart For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
Concho Resources Inc.
Ticker: CXO Security ID: 20605P101
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
ConocoPhillips
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against For Shareholder
--------------------------------------------------------------------------------
ConocoPhillips
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
Devon Energy Corporation
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Devon Energy Corporation
Ticker: DVN Security ID: 25179M103
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 4, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Diamondback Energy, Inc.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Vincent K. Brooks For For Management
1.4 Elect Director Michael P. Cross For For Management
1.5 Elect Director David L. Houston For For Management
1.6 Elect Director Stephanie K. Mains For For Management
1.7 Elect Director Mark L. Plaumann For For Management
1.8 Elect Director Melanie M. Trent For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
Eni SpA
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 3, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Allocation of Income For For Management
3 Authorize Use of Available Reserves for For For Management
Interim Dividend Distribution
4 Appoint Marcella Caradonna as Internal None For Shareholder
Statutory Auditor
5 Appoint Roberto Maglio as Alternate Int None For Shareholder
ernal Statutory Auditor
6 Authorize Share Repurchase Program For For Management
7 Approve Second Section of the Remunerat For Against Management
ion Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by Share
holders
--------------------------------------------------------------------------------
Equinor ASA
Ticker: EQNR Security ID: R2R90P103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
3 Elect Chairman of Meeting For Do Not Vote Management
4 Approve Notice of Meeting and Agenda For Do Not Vote Management
5 Designate Inspector(s) of Minutes of Me For Do Not Vote Management
eting
6 Accept Financial Statements and Statuto For Do Not Vote Management
ry Reports; Approve Allocation of Incom
e and Dividends of USD 0.12 Per Share
7 Authorize Board to Distribute Dividends For Do Not Vote Management
8 Instruct Company to Set Short, Medium, Against Do Not Vote Shareholder
and Long-Term Targets for Greenhouse Ga
s (GHG) Emissions of the Companys Opera
tions and the Use of Energy Products
9 Instruct Company to Report Key Informat Against Do Not Vote Shareholder
ion on both Climate Risk and Nature Ris
k
10 Instruct Company to Stop all Exploratio Against Do Not Vote Shareholder
n Activity and Test Drilling for Fossil
Energy Resources
11 Instruct Board to Present a Strategy fo Against Do Not Vote Shareholder
r Real Business Transformation to Susta
inable Energy Production
12 Instruct Company to Stop all Oil and Ga Against Do Not Vote Shareholder
s Exploration in the Norwegian Sector o
fthe Barents Sea
13 Instruct Company to Spin-Out Equinors R Against Do Not Vote Shareholder
enewable Energy Business in Wind and So
lar Power to a Separate Company NewCo
14 Instruct Company to Divest all Non-Petr Against Do Not Vote Shareholder
oleum-Related Business Overseas and to
Consider Withdrawing from all Petroleum
-Related Business Overseas
15 Instruct Company that all Exploration f Against Do Not Vote Shareholder
or New Oil and Gas Discoveries is Disco
ntinued, that Equinor Multiplies its Gr
een Investments, Improves its EGS Profi
le and Reduces its Risk for Future Laws
uits
16 Instruct Board to Act to Avoid Big Loss Against Do Not Vote Shareholder
es Overseas, Receive Specific Answers w
ith Regards to Safety Incidents and get
the Audits Evaluation of Improved Qual
ity Assurance and Internal Control
17 Instruct Board to include Nuclear in Eq Against Do Not Vote Shareholder
uinors Portfolio
18 Approve Company's Corporate Governance For Do Not Vote Management
Statement
19.1 Approve Remuneration Policy And Other T For Do Not Vote Management
erms of Employment For Executive Manage
ment
19.2 Approve Remuneration Statement (Advisor For Do Not Vote Management
y)
20 Approve Remuneration of Auditors For Do Not Vote Management
21 Approve Remuneration of Directors in th For Do Not Vote Management
e Amount of NOK 133,100 for Chairman, N
OK 70,200 for Deputy Chairman and NOK 4
9,300 for Other Directors; Approve Remu
neration for Deputy Directors
22 Approve Remuneration of Nominating Comm For Do Not Vote Management
ittee
23 Approve Equity Plan Financing For Do Not Vote Management
24 Authorize Share Repurchase Program and For Do Not Vote Management
Cancellation of Repurchased Shares
--------------------------------------------------------------------------------
Exxon Mobil Corporation
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Angelakis For For Management
1.2 Elect Director Susan K. Avery For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth C. Frazier For For Management
1.6 Elect Director Joseph L. Hooley For For Management
1.7 Elect Director Steven A. Kandarian For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Jeffrey W. Ubben For For Management
1.11 Elect Director Darren W. Woods For For Management
1.12 Elect Director Wan Zulkiflee For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
6 Issue Audited Report on Financial Impac Against Against Shareholder
ts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of Environ Against Against Shareholder
mental-Related Expenditures
8 Report on Political Contributions Against Against Shareholder
9 Report on Lobbying Payments and Policy Against Against Shareholder
10 Report on Corporate Climate Lobbying Al Against Against Shareholder
igned with Paris Agreement
1.1 Elect Director Gregory J. Goff For Do Not Vote Shareholder
1.2 Elect Director Kaisa Hietala For Do Not Vote Shareholder
1.3 Elect Director Alexander A. Karsner For Do Not Vote Shareholder
1.4 Elect Director Anders Runevad For Do Not Vote Shareholder
1.5 Management Nominee Michael J. Angelakis For Do Not Vote Shareholder
1.6 Management Nominee Susan K. Avery For Do Not Vote Shareholder
1.7 Management Nominee Angela F. Braly For Do Not Vote Shareholder
1.8 Management Nominee Ursula M. Burns For Do Not Vote Shareholder
1.9 Management Nominee Kenneth C. Frazier For Do Not Vote Shareholder
1.10 Management Nominee Joseph L. Hooley For Do Not Vote Shareholder
1.11 Management Nominee Jeffrey W. Ubben For Do Not Vote Shareholder
1.12 Management Nominee Darren W. Woods For Do Not Vote Shareholder
2 Ratify PricewaterhouseCoopers LLP as Au For Do Not Vote Management
ditors
3 Advisory Vote to Ratify Named Executive Against Do Not Vote Management
Officers' Compensation
4 Require Independent Board Chair None Do Not Vote Shareholder
5 Reduce Ownership Threshold for Sharehol None Do Not Vote Shareholder
ders to Call Special Meeting
6 Issue Audited Report on Financial Impac None Do Not Vote Shareholder
ts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of Environ None Do Not Vote Shareholder
mental-Related Expenditures
8 Report on Political Contributions None Do Not Vote Shareholder
9 Report on Lobbying Payments and Policy None Do Not Vote Shareholder
10 Report on Corporate Climate Lobbying Al None Do Not Vote Shareholder
igned with Paris Agreement
--------------------------------------------------------------------------------
Hess Corporation
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 2, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence J. Checki For For Management
1b Elect Director Leonard S. Coleman, Jr. For For Management
1c Elect Director Joaquin Duato For For Management
1d Elect Director John B. Hess For For Management
1e Elect Director Edith E. Holiday For For Management
1f Elect Director Marc S. Lipschultz For For Management
1g Elect Director David McManus For For Management
1h Elect Director Kevin O. Meyers For For Management
1i Elect Director Karyn F. Ovelmen For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director William G. Schrader For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Marathon Oil Corporation
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chadwick C. Deaton For For Management
1b Elect Director Marcela E. Donadio For For Management
1c Elect Director Jason B. Few For For Management
1d Elect Director M. Elise Hyland For For Management
1e Elect Director Holli C. Ladhani For For Management
1f Elect Director Brent J. Smolik For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Parsley Energy, Inc.
Ticker: PE Security ID: 701877102
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
Phillips 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Lisa A. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Adopt GHG Emissions Reduction Targets Against For Shareholder
6 Report on Climate Lobbying Against For Shareholder
--------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker: PXD Security ID: 723787107
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
Plains All American Pipeline, L.P.
Ticker: PAA Security ID: 726503105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director John T. Raymond For For Management
1.3 Elect Director Bobby S. Shackouls For Withhold Management
1.4 Elect Director Christopher M. Temple For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditor
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Royal Dutch Shell Plc
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 6, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Remuneration Report For For Management
3 Elect Jane Lute as Director For For Management
4 Re-elect Ben van Beurden as Director For For Management
5 Re-elect Dick Boer as Director For For Management
6 Re-elect Neil Carson as Director For For Management
7 Re-elect Ann Godbehere as Director For For Management
8 Re-elect Euleen Goh as Director For For Management
9 Re-elect Catherine Hughes as Director For For Management
10 Re-elect Martina Hund-Mejean as Directo For For Management
r
11 Re-elect Sir Andrew Mackenzie as Direct For For Management
or
12 Elect Abraham Schot as Director For For Management
13 Re-elect Jessica Uhl as Director For For Management
14 Re-elect Gerrit Zalm as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix Re For For Management
muneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
19 Authorise Market Purchase of Ordinary S For For Management
hares
20 Approve the Shell Energy Transition Str For For Management
ategy
21 Request Shell to Set and Publish Target Against Against Shareholder
s for Greenhouse Gas (GHG) Emissions
--------------------------------------------------------------------------------
Suncor Energy Inc.
Ticker: SU Security ID: 867224107
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia M. Bedient For For Management
1.2 Elect Director John D. Gass For For Management
1.3 Elect Director Russell (Russ) K. Girlin For For Management
g
1.4 Elect Director Jean Paul (JP) Gladu For For Management
1.5 Elect Director Dennis M. Houston For For Management
1.6 Elect Director Mark S. Little For For Management
1.7 Elect Director Brian P. MacDonald For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Lorraine Mitchelmore For For Management
1.10 Elect Director Eira M. Thomas For For Management
1.11 Elect Director Michael M. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Tenaris SA
Ticker: TEN Security ID: 88031M109
Meeting Date: MAY 3, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and Auditor For For Management
's Reports Re: Consolidated Financial S
tatements and Statutory Reports
2 Approve Consolidated Financial Statemen For For Management
ts and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and Divide For For Management
nds
5 Approve Discharge of Directors For For Management
6 Elect Directors (Bundled) For Against Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration Report For Against Management
9 Approve PricewaterhouseCoopers as Audit For For Management
ors and Authorize Board to Fix Their Re
muneration
10 Allow Electronic Distribution of Compan For For Management
y Documents to Shareholders
--------------------------------------------------------------------------------
Total SE
Ticker: FP Security ID: F92124100
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and Statut For For Management
ory Reports
2 Approve Consolidated Financial Statemen For For Management
ts and Statutory Reports
3 Approve Allocation of Income and Divide For For Management
nds of EUR 2.64 per Share
4 Authorize Repurchase of Up to 10 Percen For For Management
t of Issued Share Capital
5 Approve Auditors' Special Report on Rel For For Management
ated-Party Transactions Mentioning the
Absence of New Transactions
6 Reelect Patrick Pouyanne as Director For For Management
7 Reelect Anne-Marie Idrac as Director For For Management
8 Elect Jacques Aschenbroich as Director For For Management
9 Elect Glenn Hubbard as Director For For Management
10 Approve Compensation Report of Corporat For For Management
e Officers
11 Approve Remuneration Policy of Director For For Management
s
12 Approve Compensation of Patrick Pouyann For For Management
e, Chairman and CEO
13 Approve Remuneration Policy of Chairman For Against Management
and CEO
14 Approve the Company's Sustainable Devel For For Management
opment and Energy Transition
15 Change Company Name to TotalEnergies SE For For Management
and Amend Article 2 of Bylaws Accordin
gly
16 Authorize up to 1 Percent of Issued Cap For For Management
ital for Use in Restricted Stock Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
Turquoise Hill Resources Ltd.
Ticker: TRQ Security ID: 900435108
Meeting Date: JUL 24, 2020 Meeting Type: Proxy Contest
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Burns For Do Not Vote Management
1.2 Elect Director Alan Chirgwin For Do Not Vote Management
1.3 Elect Director R. Peter Gillin For Do Not Vote Management
1.4 Elect Director Stephen Jones For Do Not Vote Management
1.5 Elect Director Ulf Quellmann For Do Not Vote Management
1.6 Elect Director Russel C. Robertson For Do Not Vote Management
1.7 Elect Director Maryse Saint-Laurent For Do Not Vote Management
1.8 Elect Director Matthew Halbower Withhold Do Not Vote Shareholder
2 Approve KPMG LLP as Auditors and Author For Do Not Vote Management
ize Board to Fix Their Remuneration
3 Approve Share Consolidation For Do Not Vote Management
4 Advisory Vote on Executive Compensation For Do Not Vote Management
Approach
5 SP 1: Amend Articles to Provide Minorit Against Do Not Vote Shareholder
y Shareholders Exclusive Rights to Nomi
nate and Elect Directors to the Board
1.1 Elect Director Matthew Halbower For For Shareholder
1.2 Elect Director George R. Burns Withhold For Management
1.3 Elect Director Alan Chirgwin Withhold For Management
1.4 Elect Director R. Peter Gillin Withhold For Management
1.5 Elect Director Stephen Jones Withhold For Management
1.6 Elect Director Ulf Quellmann Withhold For Management
1.7 Elect Director Russel C. Robertson Withhold Withhold Management
1.8 Elect Director Maryse Saint-Laurent Withhold For Management
2 Amend Articles to Provide Minority Shar For Withhold Shareholder
eholders Exclusive Rights to Nominate a
nd Elect Directors to the Board
3 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
4 Approve Stock Consolidation For For Management
5 Advisory Vote on Executive Compensation Against For Management
Approach
--------------------------------------------------------------------------------
Valero Energy Corporation
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 3, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Paulett Eberhart For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director Kimberly S. Greene For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Eric D. Mullins For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
=Invesco Gold & Special Minerals Fund===========================================
Adventus Mining Corporation
Ticker: ADZN Security ID: 00791E102
Meeting Date: JUL 23, 2020 Meeting Type: Annual/Special
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christian Kargl-Simard For For Management
1b Elect Director Brian Dalton For For Management
1c Elect Director Michael Haworth For For Management
1d Elect Director Sally Eyre For For Management
1e Elect Director Mark Wellings For For Management
1f Elect Director Paul Sweeney For For Management
1g Elect Director Barry Murphy For For Management
1h Elect Director Roberto Dunn For For Management
2 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
3 Re-approve Share Compensation Plan For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
Adventus Mining Corporation
Ticker: ADZN Security ID: 00791E102
Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christian Kargl-Simard For For Management
1b Elect Director Michael Haworth For Withhold Management
1c Elect Director Sally Eyre For Withhold Management
1d Elect Director Mark Wellings For Withhold Management
1e Elect Director Paul Sweeney For For Management
1f Elect Director Barry Murphy For For Management
1g Elect Director Roberto Salas For For Management
2 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
3 Re-approve Share Compensation Plan For For Management
4 Amend Share Compensation Plan For For Management
--------------------------------------------------------------------------------
Agnico Eagle Mines Limited
Ticker: AEM Security ID: 008474108
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leona Aglukkaq For For Management
1.2 Elect Director Sean Boyd For For Management
1.3 Elect Director Martine A. Celej For For Management
1.4 Elect Director Robert J. Gemmell For For Management
1.5 Elect Director Mel Leiderman For For Management
1.6 Elect Director Deborah McCombe For For Management
1.7 Elect Director James D. Nasso For For Management
1.8 Elect Director Sean Riley For For Management
1.9 Elect Director J. Merfyn Roberts For For Management
1.10 Elect Director Jamie C. Sokalsky For For Management
2 Approve Ernst & Young LLP as Auditors a For For Management
nd Authorize Board to Fix Their Remuner
ation
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Alacer Gold Corp.
Ticker: ASR Security ID: 010679108
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUN 1, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by SSR Mining Inc. For For Management
--------------------------------------------------------------------------------
Alamos Gold Inc.
Ticker: AGI Security ID: 011532108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Ellingham For For Management
1.2 Elect Director David Fleck For For Management
1.3 Elect Director David Gower For For Management
1.4 Elect Director Claire M. Kennedy For For Management
1.5 Elect Director John A. McCluskey For For Management
1.6 Elect Director Monique Mercier For For Management
1.7 Elect Director Paul J. Murphy For For Management
1.8 Elect Director J. Robert S. Prichard For For Management
1.9 Elect Director Kenneth Stowe For For Management
2 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Alexco Resource Corp.
Ticker: AXU Security ID: 01535P106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Clynton R. Nauman For For Management
2.2 Elect Director Elaine Sanders For For Management
2.3 Elect Director Karen McMaster For For Management
2.4 Elect Director Richard N. Zimmer For Withhold Management
2.5 Elect Director Rick Van Nieuwenhuyse For Withhold Management
2.6 Elect Director Terry Krepiakevich For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
4 Re-approve Restricted Share Unit Plan For Against Management
--------------------------------------------------------------------------------
Alkane Resources Ltd.
Ticker: ALK Security ID: Q02024117
Meeting Date: JUL 16, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Demerger Resolution For For Management
2 Approve Early Vesting of Performance Ri For Against Management
ghts Upon Implementation of the Demerge
r
--------------------------------------------------------------------------------
Alkane Resources Ltd.
Ticker: ALK Security ID: Q02024117
Meeting Date: NOV 4, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Gavin Murray Smith as Director For For Management
3 Approve the Grant of Performance Rights For For Management
to Nicholas Paul Earner
4 Approve the Grant of Performance Rights For For Management
to David Ian Chalmers
--------------------------------------------------------------------------------
Americas Gold and Silver Corporation
Ticker: USA Security ID: 03062D100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Darren Blasutti For For Management
2.2 Elect Director Alex Davidson For For Management
2.3 Elect Director Alan R. Edwards For For Management
2.4 Elect Director Bradley R. Kipp For For Management
2.5 Elect Director Gordon E. Pridham For For Management
2.6 Elect Director Manuel Rivera For For Management
2.7 Elect Director Lorie Waisberg For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
Anaconda Mining Inc.
Ticker: ANX Security ID: 03240P207
Meeting Date: MAY 27, 2021 Meeting Type: Annual/Special
Record Date: APR 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin Bullock For For Management
1b Elect Director Michael Byron For Withhold Management
1c Elect Director Jonathan Fitzgerald For Withhold Management
1d Elect Director Lewis Lawrick For Withhold Management
1e Elect Director Mary-Lynn Oke For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Adopt New By-Laws For Against Management
--------------------------------------------------------------------------------
AngloGold Ashanti Ltd.
Ticker: ANG Security ID: 035128206
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Alan Ferguson as Director For For Management
1.2 Re-elect Christine Ramon as Director For For Management
1.3 Re-elect Jochen Tilk as Director For For Management
2 Elect Dr Kojo Busia as Director For For Management
3.1 Re-elect Alan Ferguson as Member of the For For Management
Audit and Risk Committee
3.2 Re-elect Rhidwaan Gasant as Member of t For For Management
he Audit and Risk Committee
3.3 Elect Nelisiwe Magubane as Member of th For For Management
e Audit and Risk Committee
3.4 Re-elect Maria Richter as Member of the For For Management
Audit and Risk Committee
3.5 Re-elect Jochen Tilk as Member of the A For For Management
udit and Risk Committee
4 Reappoint Ernst & Young Inc. as Auditor For For Management
s
5 Place Authorised but Unissued Shares un For For Management
der Control of Directors
6.1 Approve Remuneration Policy For For Management
6.2 Approve Implementation Report For For Management
7 Approve Remuneration of Non-Executive D For For Management
irectors
8 Authorise Repurchase of Issued Share Ca For For Management
pital
9 Authorise Board to Issue Shares for Cas For For Management
h
10 Approve Financial Assistance in Terms o For For Management
f Sections 44 and 45 of the Companies A
ct
11 Authorise Ratification of Approved Reso For For Management
lutions
--------------------------------------------------------------------------------
Argonaut Gold Inc.
Ticker: AR Security ID: 04016A101
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director James E. Kofman For For Management
2.2 Elect Director Peter C. Dougherty For For Management
2.3 Elect Director Ian Atkinson For Withhold Management
2.4 Elect Director Stephen Lang For Withhold Management
2.5 Elect Director Peter Mordaunt For For Management
2.6 Elect Director Dale C. Peniuk For For Management
2.7 Elect Director Paula Rogers For Withhold Management
2.8 Elect Director Audra B. Walsh For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Arizona Metals Corp.
Ticker: AMC Security ID: 040518102
Meeting Date: JUN 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul Reid For Withhold Management
1b Elect Director Marc Pais For Withhold Management
1c Elect Director Rickard Vernon For For Management
1d Elect Director Colin Sutherland For Withhold Management
1e Elect Director Conor Dooley For Withhold Management
2 Approve McGovern Hurley LLP as Auditors For For Management
and Authorize Board to Fix Their Remun
eration
3 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
Artemis Gold Inc.
Ticker: ARTG Security ID: 04302L100
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: JUL 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in One or Mo For For Management
re Private Placements
--------------------------------------------------------------------------------
Ascot Resources Ltd.
Ticker: AOT Security ID: 04364G106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) Bennett For Withhold Management
1.2 Elect Director Kenneth (Ken) Carter For For Management
1.3 Elect Director Robert (Bob) Evans For For Management
1.4 Elect Director Donald (Don) Njegovan For For Management
1.5 Elect Director James (Jim) Stypula For Withhold Management
1.6 Elect Director Andree St-Germain For For Management
1.7 Elect Director Rick Zimmer For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Amend Advance Notice Requirement For For Management
4 Advisory Vote on Executive Compensation For Against Management
Approach
--------------------------------------------------------------------------------
Ascot Resources Ltd.
Ticker: AOT Security ID: 04364G106
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director William (Bill) Bennett For For Management
2.2 Elect Director Kenneth (Ken) M. Carter For For Management
2.3 Elect Director Robert (Bob) A. Evans For For Management
2.4 Elect Director Donald (Don) Njegovan For For Management
2.5 Elect Director James (Jim) Stypula For For Management
2.6 Elect Director Andree St-Germain For For Management
2.7 Elect Director Rick Zimmer For For Management
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Amend Articles For For Management
--------------------------------------------------------------------------------
Auryn Resources Inc.
Ticker: AUG Security ID: 05208W108
Meeting Date: OCT 5, 2020 Meeting Type: Annual/Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Ivan James Bebek For For Management
2.2 Elect Director Shawn Wallace For For Management
2.3 Elect Director Steve Cook For For Management
2.4 Elect Director Gordon J. Fretwell For For Management
2.5 Elect Director Jeffrey R. Mason For For Management
2.6 Elect Director Antonio Arribas For For Management
2.7 Elect Director Alison Sagateh ("Saga") For For Management
Williams
2.8 Elect Director Michael Timmins For For Management
3 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
4 Re-approve Share Option Plan For For Management
5 Adopt 2020 Articles For For Management
6 Approve Reorganization Agreement For For Management
7 Approve Acquisition of Eastmain Resourc For For Management
es Inc.
8 Approve Equity Financing Resolution For For Management
--------------------------------------------------------------------------------
Auteco Minerals Limited
Ticker: AUT Security ID: Q1198K107
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report None Against Management
2 Elect Stephen Parsons as Director For For Management
3 Elect Raymond Shorrocks as Director For For Management
4a Ratify Past Issuance of 201.33 Million For For Management
Placement Shares to Sophisticated and P
rofessional Investors
4b Ratify Past Issuance of 23.67 Million P For For Management
lacement Shares to Sophisticated and Pr
ofessional Investors
5 Approve the Issuance of Up to 10 Percen For For Management
t of the Company's Issued Capital
6 Approve the Increase in Maximum Aggrega None Against Management
te Remuneration of Non-Executive Direct
ors
--------------------------------------------------------------------------------
Auteco Minerals Limited
Ticker: AUT Security ID: Q1198K107
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Stage 1 Considerati For For Management
on Shares to First Mining Gold Corp
--------------------------------------------------------------------------------
Aya Gold & Silver Inc.
Ticker: AYA Security ID: 05466C109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAY 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elena Clarici For Withhold Management
1.2 Elect Director Yves Grou For Withhold Management
1.3 Elect Director Juergen Hambrecht For For Management
1.4 Elect Director Benoit La Salle For For Management
1.5 Elect Director Marc Nolet de Brauwere For For Management
1.6 Elect Director Nikolaos Sofronis For Withhold Management
1.7 Elect Director Robert Taub For For Management
2 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
3 Approve Stock Option Plan For Against Management
4 Approve Restricted Share Unit Plan For Against Management
5 Approve Deferred Share Unit Plan For For Management
--------------------------------------------------------------------------------
B2Gold Corp.
Ticker: BTO Security ID: 11777Q209
Meeting Date: JUN 11, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Kevin Bullock For For Management
2.2 Elect Director Robert Cross For For Management
2.3 Elect Director Robert Gayton For For Management
2.4 Elect Director Clive Johnson For For Management
2.5 Elect Director George Johnson For For Management
2.6 Elect Director Liane Kelly For For Management
2.7 Elect Director Jerry Korpan For For Management
2.8 Elect Director Bongani Mtshisi For For Management
2.9 Elect Director Robin Weisman For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
4 Amend Advance Notice Requirement For For Management
5 Re-approve Stock Option Plan For For Management
6 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Barrick Gold Corporation
Ticker: GOLD Security ID: 067901108
Meeting Date: MAY 4, 2021 Meeting Type: Annual/Special
Record Date: MAR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Mark Bristow For For Management
1.2 Elect Director Gustavo A. Cisneros For For Management
1.3 Elect Director Christopher L. Coleman For For Management
1.4 Elect Director J. Michael Evans For For Management
1.5 Elect Director Brian L. Greenspun For For Management
1.6 Elect Director J. Brett Harvey For For Management
1.7 Elect Director Anne N. Kabagambe For For Management
1.8 Elect Director Andrew J. Quinn For For Management
1.9 Elect Director M. Loreto Silva For For Management
1.10 Elect Director John L. Thornton For For Management
2 Approve Pricewaterhousecoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Approve Reduction in Stated Capital For For Management
--------------------------------------------------------------------------------
Battle North Gold Corporation
Ticker: BNAU Security ID: 07160B106
Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian Kemp For For Management
1.2 Elect Director Aleksandra (Sasha) Bukac For For Management
heva
1.3 Elect Director Daniel Burns For Withhold Management
1.4 Elect Director Peter R. Jones For For Management
1.5 Elect Director George Ogilvie For For Management
1.6 Elect Director David Palmer For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Approve Acquisition by Evolution Mining For For Management
(Canada Holdings) Limited, a Wholly-Ow
ned Subsidiary of Evolution Mining Limi
ted
--------------------------------------------------------------------------------
Bellevue Gold Limited
Ticker: BGL Security ID: Q1422R118
Meeting Date: JUL 1, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of Placement Share For For Management
s to Placement Participants
2a Approve Issuance of Performance Rights For For Management
to Stephen Parsons
2b Approve Issuance of Performance Rights For For Management
to Michael Naylor
3 Approve the Amendments to the Company's For For Management
Constitution
--------------------------------------------------------------------------------
Bellevue Gold Limited
Ticker: BGL Security ID: Q1422R118
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report None For Management
2 Elect Fiona Robertson as Director For For Management
3 Elect Shannon Coates as Director For For Management
4 Ratify Past Issuance of Placement Share For For Management
s to Eligible Institutional and Profess
ional Investors
5 Approve the Increase in Maximum Aggrega For For Management
te Remuneration of Non-Executive Direct
ors
--------------------------------------------------------------------------------
Bushveld Minerals Ltd.
Ticker: BMN Security ID: G1340T106
Meeting Date: AUG 5, 2020 Meeting Type: Annual
Record Date: AUG 3, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Directors' Fees For For Management
3 Ratify RSM UK Audit LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For Against Management
Auditors
5 Re-elect Fortune Mojapelo as Director For For Management
6 Re-elect Ian Watson as Director For For Management
7 Re-elect Jeremy Friedlander as Director For For Management
8 Elect Tanya Chikanza as Director For For Management
9 Elect Dolly Mokgatle as Director For For Management
10 Authorise Market Purchase of Ordinary S For For Management
hares
11 Authorise Issue of Equity For For Management
12 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
--------------------------------------------------------------------------------
Calibre Mining Corp.
Ticker: CXB Security ID: 13000C205
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAY 6, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darren Hall For For Management
1.2 Elect Director Blayne Johnson For For Management
1.3 Elect Director Douglas Forster For Withhold Management
1.4 Elect Director Edward Farrauto For For Management
1.5 Elect Director Raymond Threlkeld For For Management
1.6 Elect Director Douglas Hurst For Withhold Management
1.7 Elect Director Audra B. Walsh For Withhold Management
1.8 Elect Director Mike Vint For For Management
1.9 Elect Director Randall Chatwin For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
Centerra Gold Inc.
Ticker: CG Security ID: 152006102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tengiz A.U. Bolturuk For For Management
1.2 Elect Director Richard W. Connor For For Management
1.3 Elect Director Dushenaly (Dushen) Kasen For For Management
ov
1.4 Elect Director Nurlan Kyshtobaev For For Management
1.5 Elect Director Michael S. Parrett For For Management
1.6 Elect Director Jacques Perron For For Management
1.7 Elect Director Scott G. Perry For For Management
1.8 Elect Director Sheryl K. Pressler For For Management
1.9 Elect Director Bruce V. Walter For For Management
1.10 Elect Director Paul N. Wright For For Management
1.11 Elect Director Susan L. Yurkovich For For Management
2 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
--------------------------------------------------------------------------------
Chalice Gold Mines Ltd.
Ticker: CHN Security ID: Q2261V103
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report None For Management
2 Elect Garret Dixon as Director For Against Management
3 Ratify Past Issuance of Shares to Sophi For For Management
sticated and Professional Investors
4 Approve the Increase in Maximum Aggrega None Against Management
te Remuneration of Non-Executive Direct
ors
5 Approve the Change of Company Name to C For For Management
halice Mining Limited
6 Approve Issuance of Performance Rights For For Management
to Alex Dorsch
7a Approve Issuance of Options to Tim Goyd For Against Management
er
7b Approve Issuance of Options to Morgan B For Against Management
all
7c Approve Issuance of Options to Stephen For Against Management
Quin
7d Approve Issuance of Options to Garret D For Against Management
ixon
--------------------------------------------------------------------------------
Clean Teq Holdings Limited
Ticker: CLQ Security ID: Q2509V105
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Change of Company Name to S For For Management
unrise Energy Metals Limited
2 Adopt New Constitution For Against Management
3 Approve Issuance of Performance Rights For For Management
to Sam Riggall
4 Approve Consolidation of Share Capital For For Management
--------------------------------------------------------------------------------
Coeur Mining, Inc.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda L. Adamany For For Management
1b Elect Director Sebastian Edwards For For Management
1c Elect Director Randolph E. Gress For For Management
1d Elect Director Mitchell J. Krebs For For Management
1e Elect Director Eduardo Luna For For Management
1f Elect Director Jessica L. McDonald For For Management
1g Elect Director Robert E. Mellor For For Management
1h Elect Director John H. Robinson For For Management
1i Elect Director J. Kenneth Thompson For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
De Grey Mining Ltd
Ticker: DEG Security ID: Q3147X115
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of Shares to Profe For For Management
ssional and Sophisticated Investors
2 Approve Issuance of Shares to DGO Gold For For Management
Limited
3 Approve Issuance of Shares to Peter Hoo For For Management
d
4 Adopt New Constitution For For Management
5 Approve the Increase in Maximum Aggrega None Against Management
te Remuneration of Non-Executive Direct
ors
6 Approve Issuance of Performance Rights For Against Management
to Glenn Jardine
7 Approve Issuance of Zero Exercise Price For Against Management
Options to Andrew Beckwith
8 Approve Issuance of Zero Exercise Price For Against Management
Options to Simon Lill
9 Approve Issuance of Zero Exercise Price For Against Management
Options to Eduard Eshuys
10 Approve Issuance of Zero Exercise Price For Against Management
Options to Bruce Parncutt
11 Approve Issuance of Zero Exercise Price For Against Management
Options to Peter Hood
--------------------------------------------------------------------------------
De Grey Mining Ltd
Ticker: DEG Security ID: Q3147X115
Meeting Date: DEC 4, 2020 Meeting Type: Annual
Record Date: DEC 2, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Simon Lill as Director For For Management
3 Elect Andrew Beckwith as Director For For Management
4 Elect Glenn Jardine as Director For For Management
5 Ratify Past Issuance of Shares to Profe For For Management
ssional and Sophisticated Investors
6 Appoint Ernst & Young as Auditor of the For For Management
Company
7 Approve Incentive Performance Rights Pl For For Management
an
8 Approve Issuance of Performance Rights For For Management
to Glenn Jardine
9 Approve Issuance of Zero Exercise Price For Against Management
Options to Glenn Jardine
10 Approve Issuance of Zero Exercise Price For Against Management
Options to Andrew Beckwith
--------------------------------------------------------------------------------
De Grey Mining Ltd
Ticker: DEG Security ID: Q3147X115
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares to DGO Gold For For Management
Limited
2 Approve Issuance of Shares to Peter Hoo For For Management
d
--------------------------------------------------------------------------------
Dundee Precious Metals Inc.
Ticker: DPM Security ID: 265269209
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jaimie Lee Donovan For For Management
1.2 Elect Director R. Peter Gillin For Withhold Management
1.3 Elect Director Jonathan Goodman For Withhold Management
1.4 Elect Director Jeremy Kinsman For For Management
1.5 Elect Director Kalidas Madhavpeddi For For Management
1.6 Elect Director Juanita Montalvo For For Management
1.7 Elect Director David Rae For For Management
1.8 Elect Director Marie-Anne Tawil For For Management
1.9 Elect Director Anthony P. Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
E2 Metals Limited
Ticker: E2M Security ID: Q36236109
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: NOV 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Melanie Leydin as Director For Against Management
3 Ratify Past Issuance of Shares to Profe For For Management
ssional and Sophisticated Investors
4 Approve Renewal of Proportional Takeove For For Management
r Bid Provision in the Constitution
5 Approve the Amendments to the Company's For Against Management
Constitution
6 Approve the Issuance of Up to 10 Percen For Against Management
t of the Company's Issued Capital
--------------------------------------------------------------------------------
Eldorado Gold Corporation
Ticker: ELD Security ID: 284902509
Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Albino For For Management
1.2 Elect Director George Burns For For Management
1.3 Elect Director Teresa Conway For For Management
1.4 Elect Director Catharine Farrow For For Management
1.5 Elect Director Pamela Gibson For For Management
1.6 Elect Director Judith Mosely For For Management
1.7 Elect Director Steven Reid For For Management
1.8 Elect Director John Webster For For Management
2 Ratify KPMG as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Advisory Vote on Executive Compensation For For Management
Approach
5 Amend Performance Share Unit Plan For For Management
--------------------------------------------------------------------------------
Endeavour Mining Corporation
Ticker: EDV Security ID: G3040R158
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Beckett For For Management
1.2 Elect Director James Askew For For Management
1.3 Elect Director Alison Baker For For Management
1.4 Elect Director Sofia Bianchi For For Management
1.5 Elect Director Livia Mahler For For Management
1.6 Elect Director David Mimran For For Management
1.7 Elect Director Naguib Sawiris For For Management
1.8 Elect Director Tertius Zongo For For Management
1.9 Elect Director Sebastien de Montessus For For Management
2 Approve BDO LLP as Auditors and Authori For For Management
ze Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Endeavour Mining Corporation
Ticker: EDV Security ID: G3040R158
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Beckett For For Management
1.2 Elect Director James Askew For For Management
1.3 Elect Director Alison Baker For For Management
1.4 Elect Director Sofia Bianchi For For Management
1.5 Elect Director Helene Cartier For For Management
1.6 Elect Director Livia Mahler For For Management
1.7 Elect Director Sebastien de Montessus For For Management
1.8 Elect Director Naguib Sawiris For For Management
1.9 Elect Director Tertius Zongo For For Management
2 Approve BDO LLP as Auditors and Authori For For Management
ze Board to Fix Their Remuneration
3 Re-approve Performance Share Unit Plans For For Management
4 Amend Performance Share Unit Plans For For Management
5 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Endeavour Mining Corporation
Ticker: EDV Security ID: G3040R158
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in Connectio For For Management
n with the Indirect Acquisition of Tera
nga Gold Corporation
2 Approve Issuance of Shares in One or Mo For For Management
re Private Placements
--------------------------------------------------------------------------------
Endeavour Mining Corporation
Ticker: EDV Security ID: G3040RA01
Meeting Date: MAY 25, 2021 Meeting Type: Court
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
Endeavour Mining Corporation
Ticker: EDV Security ID: G3040R158
Meeting Date: MAY 25, 2021 Meeting Type: Court
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Directors to Carry Out Scheme For For Management
2 Approve Cancellation of Premium Account For For Management
3 Amend Articles For For Management
4 Approve Employee PSU Plan For For Management
5 Approve Executive PSU Plan for Non-UK P For For Management
articipants
6 Approve Endeavor Mining plc Executive P For For Management
erformance Share Plan
7 Approve Endeavor Mining plc Deferred Sh For For Management
are Unit Plan
--------------------------------------------------------------------------------
Equinox Gold Corp.
Ticker: EQX Security ID: 29446Y502
Meeting Date: MAY 5, 2021 Meeting Type: Annual/Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Ross Beaty For Withhold Management
2.2 Elect Director Lenard Boggio For Withhold Management
2.3 Elect Director Maryse Belanger For For Management
2.4 Elect Director Timothy Breen For For Management
2.5 Elect Director Gordon Campbell For For Management
2.6 Elect Director Wesley K. Clark For For Management
2.7 Elect Director Sally Eyre For For Management
2.8 Elect Director Marshall Koval For Withhold Management
2.9 Elect Director Christian Milau For For Management
3 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
4 Amend Articles For Against Management
5 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Evolution Mining Limited
Ticker: EVN Security ID: Q3647R147
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report None For Management
2 Approve the Spill Resolution None Against Management
3 Elect Jason Attew as Director For For Management
4 Elect Peter Smith as Director For For Management
5 Elect Victoria (Vicky) Binns as Directo For For Management
r
6 Elect James (Jim) Askew as Director For For Management
7 Elect Thomas (Tommy) McKeith as Directo For For Management
r
8 Elect Andrea Hall as Director For For Management
9 Approve Issuance of Performance Rights For For Management
to Jacob (Jake) Klein
10 Approve Issuance of Performance Rights For For Management
to Lawrence (Lawrie) Conway
11 Approve Employee Share Option and Perfo For For Management
rmance Rights Plan
--------------------------------------------------------------------------------
Fiore Gold Ltd.
Ticker: F Security ID: 31810L108
Meeting Date: APR 8, 2021 Meeting Type: Annual
Record Date: MAR 2, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Mark H. Bailey For For Management
2.2 Elect Director Anne Labelle For Withhold Management
2.3 Elect Director Peter Tallman For For Management
2.4 Elect Director Matthew Manson For For Management
2.5 Elect Director Peter T. Hemstead For For Management
2.6 Elect Director Tim Warman For For Management
2.7 Elect Director Kenneth A. Brunk For For Management
3 Approve BDO USA, LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
4 Re-approve Stock and Incentive Plan For Against Management
--------------------------------------------------------------------------------
Franco-Nevada Corporation
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 5, 2021 Meeting Type: Annual/Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Harquail For For Management
1.2 Elect Director Paul Brink For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Catharine Farrow For For Management
1.6 Elect Director Louis Gignac For For Management
1.7 Elect Director Maureen Jensen For For Management
1.8 Elect Director Jennifer Maki For For Management
1.9 Elect Director Randall Oliphant For For Management
1.10 Elect Director Elliott Pew For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Freegold Ventures Limited
Ticker: FVL Security ID: 356455204
Meeting Date: SEP 15, 2020 Meeting Type: Annual/Special
Record Date: AUG 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Davidson & Company LLP as Audit For For Management
ors and Authorize Board to Fix Their Re
muneration
2.1 Elect Director Kristina Walcott For For Management
2.2 Elect Director Ron Ewing For For Management
2.3 Elect Director Gary Moore For For Management
2.4 Elect Director Alvin Jackson For For Management
2.5 Elect Director Garnet Dawson For For Management
2.6 Elect Director Gregory Hanks For For Management
2.7 Elect Director Glen Dickson For Withhold Management
2.8 Elect Director David Knight For For Management
2.9 Elect Director Reagan Glazier For For Management
3 Approve Conversion Resolution For For Management
--------------------------------------------------------------------------------
Freegold Ventures Limited
Ticker: FVL Security ID: 356455204
Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Davidson & Company LLP as Audit For For Management
ors and Authorize Board to Fix Their Re
muneration
2.1 Elect Director Kristina Walcott For For Management
2.2 Elect Director Alvin Jackson For For Management
2.3 Elect Director David Knight For For Management
2.4 Elect Director Gary Moore For For Management
2.5 Elect Director Garnet Dawson For For Management
2.6 Elect Director Gregory Hanks For For Management
2.7 Elect Director Ron Ewing For For Management
2.8 Elect Director Glen Dickson For Withhold Management
2.9 Elect Director Reagan Glazier For For Management
3 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
Freeport-McMoRan Inc.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 8, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Fury Gold Mines Limited
Ticker: FURY Security ID: 36117T100
Meeting Date: JUN 24, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Ivan Bebek For For Management
2.2 Elect Director Michael Timmins For For Management
2.3 Elect Director Jeffrey R. Mason For For Management
2.4 Elect Director Steve Cook For For Management
2.5 Elect Director Michael Hoffman For For Management
2.6 Elect Director Alison Sagateh ("Saga") For For Management
Williams
2.7 Elect Director Forrester A. Clark For For Management
3 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
4 Allow Electronic Distribution of Compan For For Management
y Communications
--------------------------------------------------------------------------------
Galway Metals Inc.
Ticker: GWM Security ID: 364585208
Meeting Date: DEC 14, 2020 Meeting Type: Annual/Special
Record Date: NOV 4, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Hinchcliffe For Withhold Management
1b Elect Director Alfonso Gomez Rengifo For Withhold Management
1c Elect Director Joseph Cartafalsa For For Management
1d Elect Director Larry Strauss For For Management
1e Elect Director Michael Sutton For For Management
1f Elect Director Rob White For For Management
2 Approve Clearhouse LLP as Auditors and For For Management
Authorize Board to Fix Their Remunerati
on
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
Gatos Silver, Inc.
Ticker: GATO Security ID: 368036109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ali Erfan For For Management
1.2 Elect Director Igor Gonzales For For Management
1.3 Elect Director Karl Hanneman For Withhold Management
1.4 Elect Director Charles Hansard For For Management
1.5 Elect Director Igor Levental For For Management
1.6 Elect Director David Peat For For Management
1.7 Elect Director Stephen Orr For For Management
1.8 Elect Director Janice Stairs For Withhold Management
1.9 Elect Director Daniel Muniz Quintanilla For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
Gold Fields Ltd.
Ticker: GFI Security ID: 38059T106
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company
2.1 Elect Chris Griffith as Director For For Management
2.2 Elect Philisiwe Sibiya as Director For For Management
2.3 Re-elect Cheryl Carolus as Director For For Management
2.4 Re-elect Steven Reid as Director For For Management
2.5 Re-elect Carmen Letton as Director For For Management
3.1 Re-elect Yunus Suleman as Chairperson o For For Management
f the Audit Committee
3.2 Re-elect Alhassan Andani as Member of t For For Management
he Audit Committee
3.3 Re-elect Peter Bacchus as Member of the For For Management
Audit Committee
3.4 Elect Philisiwe Sibiya as Member of the For For Management
Audit Committee
4 Place Authorised but Unissued Shares un For For Management
der Control of Directors
1 Authorise Board to Issue Shares for Cas For For Management
h
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation Rep For For Management
ort
2 Approve Remuneration of Non-Executive D For For Management
irectors
3 Approve Financial Assistance in Terms o For For Management
f Sections 44 and 45 of the Companies A
ct
4 Authorise Repurchase of Issued Share Ca For For Management
pital
--------------------------------------------------------------------------------
Gold Fields Ltd.
Ticker: GFI Security ID: 38059T106
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company
2.1 Re-elect Terence Goodlace as Director For For Management
2.2 Re-elect Nick Holland as Director For For Management
2.3 Re-elect Richard Menell as Director For For Management
2.4 Re-elect Yunus Suleman as Director For For Management
3.1 Re-elect Yunus Suleman as Chairperson o For For Management
f the Audit Committee
3.2 Re-elect Alhassan Andani as Member of t For For Management
he Audit Committee
3.3 Re-elect Peter Bacchus as Member of the For For Management
Audit Committee
3.4 Re-elect Richard Menell as Member of th For For Management
e Audit Committee
4 Place Authorised but Unissued Shares un For For Management
der Control of Directors
1 Authorise Board to Issue Shares for Cas For For Management
h
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation Rep For For Management
ort
2 Approve Remuneration of Non-Executive D For For Management
irectors
3 Approve Financial Assistance in Terms o For For Management
f Sections 44 and 45 of the Companies A
ct
4 Authorise Repurchase of Issued Share Ca For For Management
pital
--------------------------------------------------------------------------------
Gold Road Resources Limited
Ticker: GOR Security ID: Q4202N117
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Tim Netscher as Director For Against Management
4 Elect Maree Arnason as Director For For Management
5 Approve Grant of Long Term Incentive Pe For For Management
rformance Rights to Duncan Gibbs
6 Approve Grant of Short Term Incentive P For For Management
erformance Rights to Duncan Gibbs
7 Approve Grant of Long Term Incentive Pe For For Management
rformance Rights to Justin Osborne
8 Approve Grant of Short Term Incentive P For For Management
erformance Rights to Justin Osborne
--------------------------------------------------------------------------------
Gran Colombia Gold Corp.
Ticker: GCM Security ID: 38501D808
Meeting Date: MAY 27, 2021 Meeting Type: Annual/Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2a Elect Director Serafino Iacono For For Management
2b Elect Director Miguel de la Campa For For Management
2c Elect Director De Lyle Bloomquist For Withhold Management
2d Elect Director Hernan Juan Jose Martine For For Management
z Torres
2e Elect Director Robert Metcalfe For Withhold Management
2f Elect Director Jaime Perez Branger For For Management
3 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
4 Amend Articles For For Management
5 Approve Issuance of Shares in Connectio For For Management
n with the Acquisition of Gold X Mining
Corp.
--------------------------------------------------------------------------------
Great Bear Resources Ltd.
Ticker: GBR Security ID: 390143881
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Gilbert Lawson For For Management
2.2 Elect Director Michael Kenyon For For Management
2.3 Elect Director Douglas Ramshaw For Withhold Management
2.4 Elect Director Paula Rogers For Withhold Management
2.5 Elect Director David Terry For Withhold Management
2.6 Elect Director Christopher Taylor For For Management
3 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Restricted Share Unit and Deferre For For Management
d Share Unit Compensation Plan
--------------------------------------------------------------------------------
Great Bear Resources Ltd.
Ticker: GBR Security ID: 390143709
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Gilbert Lawson For For Management
2.2 Elect Director Michael Kenyon For For Management
2.3 Elect Director Douglas Ramshaw For Withhold Management
2.4 Elect Director Paula Rogers For Withhold Management
2.5 Elect Director David Terry For Withhold Management
2.6 Elect Director Christopher Taylor For For Management
3 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Amend Restricted Share Unit and Deferre For For Management
d Share Unit Compensation Plan
--------------------------------------------------------------------------------
Great Bear Resources Ltd.
Ticker: GBR Security ID: 390143709
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Christopher Taylor For Withhold Management
2.2 Elect Director Antonio (Tony) M. Ricci For For Management
2.3 Elect Director Douglas Ramshaw For For Management
2.4 Elect Director David Terry For For Management
2.5 Elect Director Paula Rogers For For Management
2.6 Elect Director Michael Kenyon For For Management
3 Approve MNP LLP as Auditors and Authori For For Management
ze Board to Fix Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Approve Restricted Share Unit and Defer For For Management
red Share Unit Compensation Plan
--------------------------------------------------------------------------------
Greatland Gold Plc
Ticker: GGP Security ID: G41575104
Meeting Date: DEC 8, 2020 Meeting Type: Annual
Record Date: DEC 4, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For Against Management
ry Reports
2 Re-elect Clive Latcham as Director For Against Management
3 Appoint PKF Littlejohn LLP as Auditors For Against Management
and Authorise Their Remuneration
4 Authorise Issue of Equity For For Management
5 Authorise Issue of Equity without Pre-e For Against Management
mptive Rights
--------------------------------------------------------------------------------
Greatland Gold Plc
Ticker: GGP Security ID: G41575104
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
2 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
--------------------------------------------------------------------------------
GT Gold Corp.
Ticker: GTT Security ID: 36251Y105
Meeting Date: MAY 6, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by 1292373 B.C. Ltd For For Management
., a Wholly-Owned Subsidiary of Newmont
Corporation
--------------------------------------------------------------------------------
Harmony Gold Mining Co. Ltd.
Ticker: HAR Security ID: 413216300
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: OCT 9, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Boipelo Lekubo as Director For For Management
2 Re-elect Patrice Motsepe as Director For For Management
3 Re-elect John Wetton as Director For For Management
4 Re-elect Joaquim Chissano as Director For For Management
5 Re-elect Modise Motloba as Director For For Management
6 Re-elect Mavuso Msimang as Director For For Management
7 Re-elect Fikile De Buck as Member of th For For Management
e Audit and Risk Committee
8 Re-elect Karabo Nondumo as Member of th For For Management
e Audit and Risk Committee
9 Re-elect Simo Lushaba as Member of the For For Management
Audit and Risk Committee
10 Re-elect John Wetton as Member of the A For For Management
udit and Risk Committee
11 Re-elect Given Sibiya as Member of the For For Management
Audit and Risk Committee
12 Reappoint PricewaterhouseCoopers Incorp For For Management
orated as Auditors
13 Approve Remuneration Policy For Against Management
14 Approve Implementation Report For For Management
15 Authorise Board to Issue Shares for Cas For Against Management
h
1 Approve Non-executive Directors' Remune For Against Management
ration
--------------------------------------------------------------------------------
Hecla Mining Company
Ticker: HL Security ID: 422704106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Ralbovsky For For Management
1b Elect Director Catherine 'Cassie' J. Bo For Against Management
ggs
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Deferred Compensation Plan For For Management
--------------------------------------------------------------------------------
IAMGOLD Corporation
Ticker: IMG Security ID: 450913108
Meeting Date: MAY 4, 2021 Meeting Type: Annual/Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald K. Charter For Withhold Management
1.2 Elect Director P. Gordon Stothart For For Management
1.3 Elect Director Ronald P. Gagel For For Management
1.4 Elect Director Richard J. Hall For For Management
1.5 Elect Director Timothy R. Snider For For Management
1.6 Elect Director Deborah J. Starkman For For Management
1.7 Elect Director Anne Marie Toutant For For Management
2 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Amend Share Incentive Plan For For Management
--------------------------------------------------------------------------------
Integra Resources Corp.
Ticker: ITR Security ID: 45826T301
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2a Elect Director Stephen de Jong For Withhold Management
2b Elect Director George Salamis For For Management
2c Elect Director David Awram For Withhold Management
2d Elect Director Timo Jauristo For For Management
2e Elect Director Anna Ladd-Kruger For For Management
2f Elect Director C.L. "Butch" Otter For For Management
2g Elect Director Carolyn Clark Loder For For Management
3 Approve MNP LLP as Auditors and Authori For For Management
ze Board to Fix Their Remuneration
4 Amend Equity Incentive Plan For Against Management
--------------------------------------------------------------------------------
Ivanhoe Mines Ltd.
Ticker: IVN Security ID: 46579R104
Meeting Date: SEP 28, 2020 Meeting Type: Annual/Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Robert M. Friedland For For Management
2.2 Elect Director Yufeng (Miles) Sun For For Management
2.3 Elect Director Tadeu Carneiro For For Management
2.4 Elect Director Jinghe Chen For For Management
2.5 Elect Director William B. Hayden For For Management
2.6 Elect Director Martie Janse van Rensbur For For Management
g
2.7 Elect Director Manfu Ma For For Management
2.8 Elect Director Peter G. Meredith For For Management
2.9 Elect Director Kgalema P. Motlanthe For For Management
2.10 Elect Director Nunu Ntshingila For For Management
2.11 Elect Director Guy J. de Selliers For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
4 Re-approve Equity Incentive Plan For For Management
--------------------------------------------------------------------------------
Ivanhoe Mines Ltd.
Ticker: IVN Security ID: 46579R104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 3, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Robert M. Friedland For For Management
2.2 Elect Director Yufeng (Miles) Sun For Withhold Management
2.3 Elect Director Tadeu Carneiro For For Management
2.4 Elect Director Jinghe Chen For For Management
2.5 Elect Director William B. Hayden For For Management
2.6 Elect Director Martie Janse van Rensbur For For Management
g
2.7 Elect Director Manfu Ma For For Management
2.8 Elect Director Peter G. Meredith For For Management
2.9 Elect Director Kgalema P. Motlanthe For For Management
2.10 Elect Director Nunu Ntshingila For For Management
2.11 Elect Director Guy J. de Selliers For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
K92 Mining Inc.
Ticker: KNT Security ID: 499113108
Meeting Date: JUL 8, 2020 Meeting Type: Annual/Special
Record Date: JUN 1, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2a Elect Director R. Stuart ("Tookie") Ang For For Management
us
2b Elect Director John D. Lewins For For Management
2c Elect Director Mark Eaton For For Management
2d Elect Director Saurabh Handa For For Management
2e Elect Director Cyndi Laval For Withhold Management
2f Elect Director John (Ian) Stalker For For Management
2g Elect Director Graham Wheelock For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
Karora Resources Inc.
Ticker: KRR Security ID: 48575L206
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Goudie For For Management
1.2 Elect Director Scott M. Hand For Withhold Management
1.3 Elect Director Paul Huet For For Management
1.4 Elect Director Wendy Kei For For Management
1.5 Elect Director Warwick Morley-Jepson For For Management
1.6 Elect Director Chad Williams For Withhold Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
Kinross Gold Corporation
Ticker: K Security ID: 496902404
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Atkinson For For Management
1.2 Elect Director Kerry D. Dyte For For Management
1.3 Elect Director Glenn A. Ives For For Management
1.4 Elect Director Ave G. Lethbridge For For Management
1.5 Elect Director Elizabeth D. McGregor For For Management
1.6 Elect Director Catherine McLeod-Seltzer For Withhold Management
1.7 Elect Director Kelly J. Osborne For For Management
1.8 Elect Director J. Paul Rollinson For For Management
1.9 Elect Director David A. Scott For For Management
2 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Kirkland Lake Gold Ltd.
Ticker: KL Security ID: 49741E100
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: APR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Gill For For Management
1b Elect Director Peter Grosskopf For For Management
1c Elect Director Ingrid Hibbard For Withhold Management
1d Elect Director Arnold Klassen For For Management
1e Elect Director Elizabeth Lewis-Gray For For Management
1f Elect Director Anthony Makuch For For Management
1g Elect Director Barry Olson For For Management
1h Elect Director Jeff Parr For For Management
2 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Legend Mining Limited
Ticker: LEG Security ID: Q5515A106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Atkins as Director For Against Management
2 Elect Oliver Kiddie as Director For Against Management
3 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
Liberty Gold Corp.
Ticker: LGD Security ID: 53056H104
Meeting Date: JUN 8, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark O'Dea For Withhold Management
1.2 Elect Director Sean Tetzlaff For For Management
1.3 Elect Director Robert Pease For Withhold Management
1.4 Elect Director Donald McInnes For Withhold Management
1.5 Elect Director Barbara Womersley For For Management
1.6 Elect Director Greg Etter For For Management
1.7 Elect Director Calvin Everett For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
Lion One Metals Limited
Ticker: LIO Security ID: 536216500
Meeting Date: DEC 16, 2020 Meeting Type: Annual/Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Berukoff For For Management
1.2 Elect Director Stephen T. Mann For For Management
1.3 Elect Director Richard J. Meli For For Management
1.4 Elect Director Kevin Puil For For Management
1.5 Elect Director David R. Tretbar For For Management
2 Ratify Davidson & Company LLP as Audito For For Management
rs
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
Lion One Metals Limited
Ticker: LIO Security ID: 536216104
Meeting Date: DEC 16, 2020 Meeting Type: Annual/Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Berukoff For For Management
1.2 Elect Director Stephen T. Mann For For Management
1.3 Elect Director Richard J. Meli For For Management
1.4 Elect Director Kevin Puil For For Management
1.5 Elect Director David R. Tretbar For For Management
2 Ratify Davidson & Company LLP as Audito For For Management
rs
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
Lundin Gold Inc.
Ticker: LUG Security ID: 550371108
Meeting Date: JUN 24, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmel Daniele For For Management
1.2 Elect Director Gillian Davidson For For Management
1.3 Elect Director Ian W. Gibbs For For Management
1.4 Elect Director Chantal Gosselin For For Management
1.5 Elect Director C. Ashley Heppenstall For Withhold Management
1.6 Elect Director Ron F. Hochstein For For Management
1.7 Elect Director Craig Jones For For Management
1.8 Elect Director Lukas H. Lundin For Withhold Management
1.9 Elect Director Paul McRae For For Management
1.10 Elect Director Bob Thiele For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Adopt New By-Law No. 1A For For Management
--------------------------------------------------------------------------------
MAG Silver Corp.
Ticker: MAG Security ID: 55903Q104
Meeting Date: JUN 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Barnes For For Management
1.2 Elect Director George N. Paspalas For For Management
1.3 Elect Director Tim Baker For For Management
1.4 Elect Director Jill D. Leversage For For Management
1.5 Elect Director Selma Lussenburg For For Management
1.6 Elect Director Daniel T. MacInnis For For Management
1.7 Elect Director Susan F. Mathieu For For Management
2 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Marathon Gold Corporation
Ticker: MOZ Security ID: 56580Q102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George D. Faught For For Management
1.2 Elect Director Douglas H. Bache For For Management
1.3 Elect Director Cathy M. Bennett For For Management
1.4 Elect Director James (Jim) K. Gowans For Withhold Management
1.5 Elect Director Julian B. Kemp For For Management
1.6 Elect Director Matthew L. Manson For For Management
1.7 Elect Director Joseph G. Spiteri For For Management
1.8 Elect Director Janice A. Stairs For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Maverix Metals Inc.
Ticker: MMX Security ID: 57776F405
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director Geoffrey Burns For For Management
2b Elect Director Daniel O'Flaherty For For Management
2c Elect Director J.C. Stefan Spicer For Withhold Management
2d Elect Director Christopher Barnes For For Management
2e Elect Director Robert Doyle For For Management
2f Elect Director Blake Rhodes For For Management
2g Elect Director Brian Penny For For Management
2h Elect Director David Scott For For Management
2i Elect Director Tara Hassan For For Management
3 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
4 Amend Stock Option and Compensation Sha For Against Management
re Plan
--------------------------------------------------------------------------------
McEwen Mining Inc.
Ticker: MUX Security ID: 58039P107
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. McEwen For For Management
1.2 Elect Director Allen V. Ambrose For For Management
1.3 Elect Director Michele L. Ashby For Withhold Management
1.4 Elect Director Richard. W. Brissenden For For Management
1.5 Elect Director Robin E. Dunbar For For Management
1.6 Elect Director Gregory P. Fauquier For For Management
1.7 Elect Director Donald R. M. Quick For For Management
1.8 Elect Director Michael L. Stein For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Minera Alamos Inc.
Ticker: MAI Security ID: 60283L105
Meeting Date: DEC 17, 2020 Meeting Type: Annual/Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Durham For Withhold Management
1.2 Elect Director Darren Koningen For Withhold Management
1.3 Elect Director Ruben Padilla For For Management
1.4 Elect Director Doug Ramshaw For Withhold Management
1.5 Elect Director Kevin Small For For Management
2 Approve MNP LLP as Auditors and Authori For For Management
ze Board to Fix Their Remuneration
3 Re-approve Stock Option Plan For For Management
4 Re-approve Restricted Share Unit Plan For Against Management
--------------------------------------------------------------------------------
Montage Gold Corp.
Ticker: MAU Security ID: 61178L101
Meeting Date: JUN 8, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
2.1 Elect Director Hugh Stuart For Withhold Management
2.2 Elect Director Richard P. Clark For For Management
2.3 Elect Director David Field For For Management
2.4 Elect Director Kevin Ross For Withhold Management
2.5 Elect Director Peter Mitchell For For Management
2.6 Elect Director Alessandro Bitelli For For Management
3 Approve Stock Option Plan For Against Management
4 Approve Deferred Share Unit Plan For For Management
5 Approve Restricted Share Unit Plan For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
MP Materials Corp.
Ticker: MP Security ID: 553368101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Litinsky For For Management
1.2 Elect Director Andrew A. McKnight For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
Musgrave Minerals Limited
Ticker: MGV Security ID: Q6468V105
Meeting Date: AUG 20, 2020 Meeting Type: Special
Record Date: AUG 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of Shares to Insti For For Management
tutional, Sophisticated and Professiona
l Investors
2 Approve Issuance of Director Options to For For Management
Robert Waugh
3 Approve Issuance of Director Options to For For Management
Graham Ascough
4 Approve Issuance of Director Options to For For Management
Kelly Ross
5 Approve Issuance of Director Options to For For Management
John Percival
6 Approve Issuance of Consultant Options For For Management
to Neville Bergin, Bernard Crawford and
Patricia Farr
--------------------------------------------------------------------------------
Musgrave Minerals Limited
Ticker: MGV Security ID: Q6468V105
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Kelly Ross as Director For For Management
3 Approve the Issuance of Up to 10 Percen For For Management
t of the Company's Issued Capital
4 Approve Employee Share Option Plan None For Management
5 Approve the Increase in Non-Executive D None For Management
irectors' Fee Pool
--------------------------------------------------------------------------------
Musgrave Minerals Limited
Ticker: MGV Security ID: Q6468V105
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of Shares to Insti For For Management
tutional, Sophisticated and Professiona
l Investors
2 Approve Issuance of Options to Brett La For Against Management
mbert
--------------------------------------------------------------------------------
New Gold Inc.
Ticker: NGD Security ID: 644535106
Meeting Date: MAY 4, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Renaud Adams For For Management
2.2 Elect Director Geoffrey Chater For For Management
2.3 Elect Director Nicholas Chirekos For For Management
2.4 Elect Director Gillian Davidson For For Management
2.5 Elect Director James Gowans For Withhold Management
2.6 Elect Director Thomas J. McCulley For For Management
2.7 Elect Director Margaret (Peggy) Mulliga For Withhold Management
n
2.8 Elect Director Ian Pearce For Withhold Management
2.9 Elect Director Marilyn Schonberner For For Management
3 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
New Pacific Metals Corp.
Ticker: NUAG Security ID: 647824101
Meeting Date: SEP 30, 2020 Meeting Type: Annual/Special
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Jack Austin For For Management
2.2 Elect Director Rui Feng For For Management
2.3 Elect Director David Kong For For Management
2.4 Elect Director T. Gregory Hawkins For For Management
2.5 Elect Director Martin G. Wafforn For For Management
2.6 Elect Director Mark Cruise For For Management
3 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
4 Amend Omnibus Plan For For Management
5 If Omnibus Plan is Not Approved: Re-app For For Management
rove Existing Omnibus Plan
6 Approve Spin-Off Agreement with Whiteho For For Management
rse Gold Corp., a Wholly-Owned Subsidia
ry of the Company
7 Approve Private Placement of Common Sha For For Management
res of Whitehorse Gold Corp.
--------------------------------------------------------------------------------
Newcrest Mining Ltd.
Ticker: NCM Security ID: Q6651B114
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 9, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Sally-Anne Layman as Director For For Management
2b Elect Roger Higgins as Director For For Management
2c Elect Gerard Bond as Director For For Management
3a Approve Grant of Performance Rights to For For Management
Sandeep Biswas
3b Approve Grant of Performance Rights to For For Management
Gerard Bond
4 Approve Remuneration Report For For Management
5 Approve Renewal of Proportional Takeove For For Management
r Bid Provisions in the Constitution
6 Approve the Amendments to the Company's For Against Management
Constitution
--------------------------------------------------------------------------------
Newmont Corporation
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 2, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Awuah, Jr. For For Management
1.2 Elect Director Gregory H. Boyce For For Management
1.3 Elect Director Bruce R. Brook For For Management
1.4 Elect Director Maura Clark For For Management
1.5 Elect Director Matthew Coon Come For For Management
1.6 Elect Director Jose Manuel Madero For For Management
1.7 Elect Director Rene Medori For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Thomas Palmer For For Management
1.10 Elect Director Julio M. Quintana For Against Management
1.11 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Nickel Mines Limited
Ticker: NIC Security ID: Q67949109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Weifeng Huang as Director For Against Management
3 Elect Peter Nightingale as Director For For Management
4 Elect Yuanyuan Xu as Director For Against Management
5 Elect Stephanus (Dasa) Sutantio as Dire For For Management
ctor
6 Approve Acquisition of a Further 10% In For For Management
terest in Angel Capital Private Limited
--------------------------------------------------------------------------------
Nickel Mines Limited
Ticker: NIC Security ID: Q67949109
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 70% Interest in For For Management
Angel Capital Private Limited
--------------------------------------------------------------------------------
Nomad Royalty Company Ltd.
Ticker: NSR Security ID: 65532M200
Meeting Date: MAY 10, 2021 Meeting Type: Annual/Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent Metcalfe For For Management
1.2 Elect Director Joseph de la Plante For For Management
1.3 Elect Director Robin Weisman For For Management
1.4 Elect Director Susan Kudzman For For Management
1.5 Elect Director Istvan Zollei For Withhold Management
1.6 Elect Director Jamie Porter For For Management
1.7 Elect Director Matthew Gollat For For Management
1.8 Elect Director Gerardo Fernandez For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Approve Share Consolidation For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Northern Dynasty Minerals Ltd.
Ticker: NDM Security ID: 66510M204
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: NOV 3, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Thiessen For For Management
1.2 Elect Director Robert A. Dickinson For For Management
1.3 Elect Director Desmond M. Balakrishnan For Withhold Management
1.4 Elect Director Steven A. Decker For For Management
1.5 Elect Director Gordon B. Keep For Withhold Management
1.6 Elect Director David C. Laing For For Management
1.7 Elect Director Christian Milau For For Management
1.8 Elect Director Kenneth W. Pickering For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Amend Share Option Plan For For Management
--------------------------------------------------------------------------------
Northern Star Resources Limited
Ticker: NST Security ID: Q6951U101
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For Against Management
2 Approve FY20 Share Plan For For Management
3 Approve Issuance of Performance Rights For Against Management
to Bill Beament
4 Elect Peter O'Connor as Director For For Management
5 Approve the Increase in Aggregate Remun For For Management
eration of Non-Executive Directors
6 Approve Issuance of Performance Rights For For Management
to Raleigh Finlayson
--------------------------------------------------------------------------------
NovaGold Resources Inc.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine Dorward-King For Withhold Management
1b Elect Director Sharon Dowdall For For Management
1c Elect Director Diane Garrett For For Management
1d Elect Director Thomas Kaplan For For Management
1e Elect Director Gregory Lang For For Management
1f Elect Director Igor Levental For For Management
1g Elect Director Kalidas Madhavpeddi For For Management
1h Elect Director Clynton Nauman For For Management
1i Elect Director Ethan Schutt For For Management
1j Elect Director Anthony Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Amend Articles For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Novo Resources Corp.
Ticker: NVO Security ID: 67010B102
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2a Elect Director Michael Barrett For For Management
2b Elect Director Quinton Hennigh For Withhold Management
2c Elect Director Robert Humphryson For Withhold Management
2d Elect Director Yoshikazu Ishikawa For For Management
2e Elect Director Akiko Levinson For Withhold Management
2f Elect Director Ross Hamilton For For Management
3 Approve Ernst & Young LLP as Auditors a For For Management
nd Authorize Board to Fix Their Remuner
ation
4 Re-approve Stock Option Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
Novo Resources Corp.
Ticker: NVO Security ID: 67010B102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2a Elect Director Michael Barrett For Withhold Management
2b Elect Director Ross Hamilton For For Management
2c Elect Director Quinton Hennigh For For Management
2d Elect Director Robert Humphryson For For Management
2e Elect Director Michael Spreadborough For For Management
2f Elect Director Amy Jo Stefonick For For Management
3 Approve Ernst & Young LLP as Auditors a For Withhold Management
nd Authorize Board to Fix Their Remuner
ation
4 Re-approve Stock Option and Stock Bonus For Against Management
Plan
5 Other Business For Against Management
--------------------------------------------------------------------------------
OceanaGold Corporation
Ticker: OGC Security ID: 675222103
Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian M. Reid For For Management
1.2 Elect Director Craig J. Nelsen For For Management
1.3 Elect Director Catherine A. Gignac For For Management
1.4 Elect Director Sandra M. Dodds For For Management
1.5 Elect Director Paul Benson For For Management
1.6 Elect Director Michael J. McMullen For For Management
1.7 Elect Director Michael H.L. Holmes For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Approve Advance Notice Requirement For For Management
4 Re-approve Performance Rights Plan For For Management
5 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Orla Mining Ltd.
Ticker: OLA Security ID: 68634K106
Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special
Record Date: APR 6, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Jeannes For Withhold Management
1.2 Elect Director Richard Hall For For Management
1.3 Elect Director Jason Simpson For For Management
1.4 Elect Director Jean Robitaille For Withhold Management
1.5 Elect Director George Albino For Withhold Management
1.6 Elect Director Tim Haldane For For Management
1.7 Elect Director David Stephens For Withhold Management
1.8 Elect Director Elizabeth McGregor For Withhold Management
1.9 Elect Director Eric Colby For For Management
2 Approve Ernst & Young LLP as Auditors a For For Management
nd Authorize Board to Fix Their Remuner
ation
3 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
Osino Resources Corp.
Ticker: OSI Security ID: 68828L100
Meeting Date: AUG 20, 2020 Meeting Type: Annual/Special
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Heye Daun For Withhold Management
2.2 Elect Director Alan Friedman For Withhold Management
2.3 Elect Director Lazarus Shigwedha For For Management
2.4 Elect Director David Hodgson For Withhold Management
2.5 Elect Director Marvin Singer For For Management
2.6 Elect Director Margot Naudie For For Management
3 Approve MNP LLP as Auditors and Authori For For Management
ze Board to Fix Their Remuneration
4 Re-approve Stock Option Plan For For Management
5 Approve Restricted Share Unit Plan For Against Management
--------------------------------------------------------------------------------
Osisko Gold Royalties Ltd.
Ticker: OR Security ID: 68827L101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Baird For For Management
1.2 Elect Director Christopher C. Curfman For For Management
1.3 Elect Director Joanne Ferstman For Withhold Management
1.4 Elect Director William Murray John For Withhold Management
1.5 Elect Director Pierre Labbe For For Management
1.6 Elect Director Candace MacGibbon For For Management
1.7 Elect Director Charles E. Page For For Management
1.8 Elect Director Sean Roosen For For Management
1.9 Elect Director Sandeep Singh For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Re-approve Employee Share Purchase Plan For For Management
4 Amend Restricted Share Unit Plan For For Management
5 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Pan American Silver Corp.
Ticker: PAAS Security ID: 697900108
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Carroll For For Management
1.2 Elect Director Neil de Gelder For For Management
1.3 Elect Director Charles Jeannes For For Management
1.4 Elect Director Jennifer Maki For For Management
1.5 Elect Director Walter Segsworth For Withhold Management
1.6 Elect Director Kathleen Sendall For For Management
1.7 Elect Director Michael Steinmann For For Management
1.8 Elect Director Gillian Winckler For For Management
2 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Pantoro Limited
Ticker: PNR Security ID: Q7392G107
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For Against Management
2 Elect Scott Huffadine as Director For For Management
3 Elect Fiona Van Maanen as Director For For Management
4 Approve the Issuance of Up to 10 Percen For Against Management
t of the Company's Issued Capital
5 Ratify Past Issuance of 166.55 Million For For Management
Shares to Professional and Sophisticate
d Investors
6 Ratify Past Issuance of 41.79 Million S For For Management
hares to Professional and Sophisticated
Investors
7 Ratify Past Issuance of Options to Argo For For Management
naut Investments Pty Ltd
8 Approve Grant of Options (ZEPO) to Paul For Against Management
Cmrlec
9 Approve Grant of Options (ZEPO) to Scot For Against Management
t Huffadine
10 Approve Renewal of Proportional Takeove For For Management
r Provisions in the Constitution
--------------------------------------------------------------------------------
Perpetua Resources Corp.
Ticker: PPTA Security ID: 714266103
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Marcelo Kim For Withhold Management
2.2 Elect Director Chris Papagianis For For Management
2.3 Elect Director Laurel Sayer For For Management
2.4 Elect Director Jeff Malmen For For Management
2.5 Elect Director Chris J. Robison For For Management
2.6 Elect Director Bob Dean For For Management
2.7 Elect Director David L. Deisley For For Management
2.8 Elect Director Alex Sternhell For For Management
3 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Perseus Mining Limited
Ticker: PRU Security ID: Q74174105
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Sean Harvey as Director For For Management
3 Elect John McGloin as Director For For Management
4 Elect Elissa Brown as Director For For Management
5 Approve Renewal of Performance Rights P For For Management
lan
6 Approve Issuance of Performance Rights For For Management
to Jeffrey Quartermaine
7 Approve the Amendments to the Company's For For Management
Constitution
--------------------------------------------------------------------------------
Petropavlovsk Plc
Ticker: POG Security ID: G7053A101
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Damien Hackett, a Shareholder None For Shareholder
Nominee to the Board
2 Elect Michael Kavanagh, a Shareholder N None For Shareholder
ominee to the Board
3 Re-elect Harry Kenyon-Slaney, a Shareho None For Shareholder
lder Nominee to the Board
4 Re-elect Dr Pavel Maslovskiy, a Shareho None For Shareholder
lder Nominee to the Board
5 Re-elect Timothy McCutcheon, a Sharehol None For Shareholder
der Nominee to the Board
6 Elect Vitaliy Zarkhin, a Shareholder No None For Shareholder
minee to the Board
7 Elect Paul Bushell, a Shareholder Nomin Against Against Shareholder
ee to the Board
8 Elect Ivan Kulakov, a Shareholder Nomin Against Against Shareholder
ee to the Board
9 Re-elect James Cameron Jr as Director i None For Shareholder
f Removed at any Time before the End of
this EGM
10 Re-elect Charlotte Philipps as Director None For Shareholder
if Removed at any Time before the End
of this EGM
11 Re-elect Maksim Kharin as Director if R None For Shareholder
emoved at any Time before the End of th
is EGM
12 Re-elect Ekaterina Ray as Director if R For For Shareholder
emoved at any Time before the End of th
is EGM
13 Remove Peter Hambro as Director For For Shareholder
14 Remove Dr Alya Samokhvalova as Director For For Shareholder
15 Remove Angelica Phillips as Director For For Shareholder
16 Remove Jonathan Smith as Director For For Shareholder
17 Remove Martin Smith as Director For For Shareholder
18 Remove Any Person Appointed as a Direct Against Against Shareholder
or Since 9 July 2020 and Up to the End
of this EGM
19 Authorise the Board to Commission an In Against For Shareholder
dependent Forensic Investigation to Rev
iew all Transactions and Arrangements
--------------------------------------------------------------------------------
Polymetal International Plc
Ticker: POLY Security ID: G7179S101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Ian Cockerill as Director For For Management
5 Re-elect Vitaly Nesis as Director For For Management
6 Re-elect Manuel (Ollie) De Sousa-Olivei For For Management
ra as Director
7 Re-elect Konstantin Yanakov as Director For For Management
8 Re-elect Giacomo Baizini as Director For For Management
9 Re-elect Tracey Kerr as Director For For Management
10 Re-elect Italia Boninelli as Director For For Management
11 Re-elect Victor Flores as Director For For Management
12 Re-elect Andrea Abt as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
17 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
18 Authorise Market Purchase of Ordinary S For For Management
hares
--------------------------------------------------------------------------------
Polyus PJSC
Ticker: PLZL Security ID: 73181M117
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 4, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Financial Sta For For Management
tements
2 Approve Allocation of Income and Divide For For Management
nds of RUB 387.15 per Share
3.1 Elect Mariia Gordon as Director None For Management
3.2 Elect Pavel Grachev as Director None Against Management
3.3 Elect Edward Dowling as Director None For Management
3.4 Elect Said Kerimov as Director None Against Management
3.5 Elect Sergei Nosov as Director None Against Management
3.6 Elect Vladimir Polin as Director None Against Management
3.7 Elect Kent Potter as Director None For Management
3.8 Elect Mikhail Stiskin as Director None Against Management
3.9 Elect William Champion as Director None For Management
4 Ratify RAS Auditor For Against Management
5 Ratify IFRS Auditor For For Management
--------------------------------------------------------------------------------
Premier Gold Mines Limited
Ticker: PG Security ID: 74051D104
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Begeman For For Management
1b Elect Director Eva Bellissimo For For Management
1c Elect Director Ewan S. Downie For For Management
1d Elect Director Ronald Little For For Management
1e Elect Director John Seaman For For Management
1f Elect Director Michael Vitton For For Management
1g Elect Director Istvan Zollei For For Management
2 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their Remune
ration
--------------------------------------------------------------------------------
Pretium Resources Inc.
Ticker: PVG Security ID: 74139C102
Meeting Date: MAY 4, 2021 Meeting Type: Annual/Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Richard O'Brien For Withhold Management
2.2 Elect Director Jacques Perron For For Management
2.3 Elect Director George Paspalas For For Management
2.4 Elect Director David Smith For For Management
2.5 Elect Director Faheem Tejani For For Management
2.6 Elect Director Jeane Hull For For Management
2.7 Elect Director Thomas Peregoodoff For For Management
2.8 Elect Director Maryse Saint-Laurent For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
4 Approve Advance Notice Policy Amendment For Against Management
5 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Pure Gold Mining Inc.
Ticker: PGM Security ID: 74624E100
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Graeme Currie For For Management
1.2 Elect Director Darin Labrenz For For Management
1.3 Elect Director Mark O'Dea For Withhold Management
1.4 Elect Director Lenard Boggio For Withhold Management
1.5 Elect Director Troy Fierro For For Management
1.6 Elect Director Robert Pease For Withhold Management
1.7 Elect Director Maryse Belanger For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
Ramelius Resources Limited
Ticker: RMS Security ID: Q7982E108
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect David Clifford Southam as Directo For For Management
r
3 Approve Grant of Performance Rights to For For Management
Mark William Zeptner
--------------------------------------------------------------------------------
Red 5 Limited
Ticker: RED Security ID: Q80507256
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Colin Loosemore as Director For For Management
2 Approve Remuneration Report For For Management
3 Approve the Red 5 Limited Rights Plan None For Management
4 Approve Issuance of Performance Rights For For Management
to Mark Williams
--------------------------------------------------------------------------------
Rox Resources Limited
Ticker: RXL Security ID: Q81536106
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For Against Management
2 Elect John Mair as Director For For Management
3 Ratify Past Issuance of Options to CG N For For Management
ominees (Australia) Pty Ltd
4 Approve the Issuance of Up to 10 Percen For For Management
t of the Company's Issued Capital
5 Approve Replacement of Constitution For Against Management
6 Approve the Increase in Maximum Aggrega None Against Management
te Remuneration of Non-Executive Direct
ors
--------------------------------------------------------------------------------
Royal Gold, Inc.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fabiana Chubbs For For Management
1b Elect Director Kevin McArthur For For Management
1c Elect Director Sybil Veenman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Rumble Resources Limited
Ticker: RTR Security ID: Q8154V100
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of Placement Share For For Management
s to Institutional and Sophisticated In
vestors
2a Approve Issuance of Director Placement For For Management
Shares to Matthew Banks
2b Approve Issuance of Director Placement For For Management
Shares to Michael Smith
--------------------------------------------------------------------------------
Rupert Resources Ltd.
Ticker: RUP Security ID: 78165J105
Meeting Date: AUG 27, 2020 Meeting Type: Annual/Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Milton For For Management
1.2 Elect Director Gunnar Nilsson For For Management
1.3 Elect Director George Ogilvie For For Management
1.4 Elect Director Michael Ouellette For For Management
1.5 Elect Director Mike Sutton For For Management
1.6 Elect Director James Withall For For Management
2 Approve MNP LLP as Auditors and Authori For For Management
ze Board to Fix Their Remuneration
3 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
Sandstorm Gold Ltd.
Ticker: SSL Security ID: 80013R206
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Nolan Watson For For Management
2.2 Elect Director David Awram For For Management
2.3 Elect Director David E. De Witt For For Management
2.4 Elect Director Andrew T. Swarthout For For Management
2.5 Elect Director John P.A. Budreski For Withhold Management
2.6 Elect Director Mary L. Little For For Management
2.7 Elect Director Vera Kobalia For For Management
3 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
Saracen Mineral Holdings Limited
Ticker: SAR Security ID: Q8309T109
Meeting Date: OCT 6, 2020 Meeting Type: Annual
Record Date: OCT 4, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sally Langer as Director For For Management
2 Elect Roric Smith as Director For For Management
3 Elect Samantha Tough as Director For For Management
4 Approve Remuneration Report For For Management
5 Approve Long Term Incentive Plan None For Management
6 Approve Issuance of Performance Rights For For Management
to Raleigh Finlayson
7 Approve Issuance of Share Rights to Sal For For Management
ly Langer
8 Approve Termination Benefits For For Management
--------------------------------------------------------------------------------
Saracen Mineral Holdings Limited
Ticker: SAR Security ID: Q8309T109
Meeting Date: JAN 15, 2021 Meeting Type: Court
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement in Relati For For Management
on to the Proposed Acquisition of the C
ompany by Northern Star Resources Ltd
--------------------------------------------------------------------------------
Shandong Gold Mining Co., Ltd.
Ticker: 1787 Security ID: Y76831125
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreeing Non-Ferrous Group, Wan For For Management
g Zhiqiang and Jinmao Mining to Extend
the Term of Commitment in Relation to R
emedying Defects of the Land and Proper
ty Ownership of Penglai Mining
2 Approve Share Compensation Plan for Not For For Management
Realizing Performance Commitment of th
e Subject Assets Under the Material Ass
et Restructuring of the Company
3 Authorize Board with Full Discretion to For For Management
Facilitate the Buy-Back or Grant of Co
mpensation Shares
--------------------------------------------------------------------------------
Shandong Gold Mining Co., Ltd.
Ticker: 1787 Security ID: Y76831125
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Compensation Plan for Not For For Management
Realizing Performance Commitment of th
e Subject Assets Under the Material Ass
et Restructuring of the Company
--------------------------------------------------------------------------------
Sibanye Stillwater Ltd.
Ticker: SSW Security ID: 82575P107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Ernst & Young Inc as Auditors For For Management
of the Company with Lance Tomlinson as
the Designated Individual Partner
2 Elect Sindiswa Zilwa as Director For For Management
3 Re-elect Rick Menell as Director For For Management
4 Re-elect Keith Rayner as Director For For Management
5 Re-elect Jerry Vilakazi as Director For For Management
6 Re-elect Keith Rayner as Chair of the A For For Management
udit Committee
7 Re-elect Timothy Cumming as Member of t For For Management
he Audit Committee
8 Re-elect Savannah Danson as Member of t For For Management
he Audit Committee
9 Re-elect Rick Menell as Member of the A For For Management
udit Committee
10 Re-elect Nkosemntu Nika as Member of th For For Management
e Audit Committee
11 Re-elect Susan van der Merwe as Member For For Management
of the Audit Committee
12 Elect Sindiswa Zilwa as Member of the A For For Management
udit Committee
13 Place Authorised but Unissued Shares un For For Management
der Control of Directors
14 Authorise Board to Issue Shares for Cas For For Management
h
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Implementation Rep For For Management
ort
1 Approve Remuneration of Non-Executive D For For Management
irectors
2 Approve Fees of Investment Committee Me For For Management
mbers
3 Approve Per Diem Allowance For For Management
4 Approve Financial Assistance in Terms o For For Management
f Sections 44 and 45 of the Companies A
ct
5 Authorise Repurchase of Issued Share Ca For For Management
pital
--------------------------------------------------------------------------------
Sibanye Stillwater Ltd.
Ticker: SSW Security ID: 82575P107
Meeting Date: DEC 1, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Implementation of the Odd-lot For For Management
Offer
2 Authorise Ratification of Approved Reso For For Management
lutions
1 Amend Memorandum of Incorporation For For Management
2 Authorise Specific Repurchase of Shares For For Management
from the Odd-lot Holders
3 Authorise Specific Repurchase of Shares For For Management
from the Specific Holders
--------------------------------------------------------------------------------
Sierra Metals Inc.
Ticker: SMT Security ID: 82639W106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAY 6, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose Vizquerra Benavides For Withhold Management
1.2 Elect Director J. Alberto Arias For Withhold Management
1.3 Elect Director Steven G. Dean For Withhold Management
1.4 Elect Director Douglas F. Cater For For Management
1.5 Elect Director Ricardo Arrarte For For Management
1.6 Elect Director Luis Marchese For For Management
1.7 Elect Director Dionisio Romero For Withhold Management
1.8 Elect Director Koko Yamamoto For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
Silver Lake Resources Limited
Ticker: SLR Security ID: Q85014100
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect David Quinlivan as Director For For Management
--------------------------------------------------------------------------------
SilverCrest Metals Inc.
Ticker: SIL Security ID: 828363101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director N. Eric Fier For For Management
2.2 Elect Director Laura Diaz For For Management
2.3 Elect Director Ross O. Glanville For For Management
2.4 Elect Director Ani Markova For For Management
2.5 Elect Director Hannes P. Portmann For For Management
2.6 Elect Director Graham C. Thody For Withhold Management
2.7 Elect Director John H. Wright For For Management
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Approve Equity Share Unit Plan For For Management
--------------------------------------------------------------------------------
Solaris Resources Inc.
Ticker: SLS Security ID: 83419D201
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Richard W. Warke For For Management
2.2 Elect Director Daniel Earle For For Management
2.3 Elect Director Gregory Smith For Withhold Management
2.4 Elect Director Donald R. Taylor For Withhold Management
2.5 Elect Director Ron Walsh For For Management
2.6 Elect Director Kevin Thomson For For Management
3 Approve KPMG LLP as Auditors and Author For For Management
ize the Audit Committee of the Board to
Fix Their Remuneration
--------------------------------------------------------------------------------
SolGold Plc
Ticker: SOLG Security ID: G8255T104
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Nicholas Mather as Director For For Management
4 Re-elect James Clare as Director For Against Management
5 Elect Elodie Goodey as Director For For Management
6 Elect Kevin O'Kane as Director For For Management
7 Elect Maria Alban as Director For For Management
8 Elect Keith Marshall as Director For For Management
9 Reappoint BDO (UK) LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity For For Management
12 Approve Increase in the Maximum Aggrega For For Management
te Fees Payable to Directors
13 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
14 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
15 Authorise the Company to Call General M For For Management
eeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SSR Mining Inc.
Ticker: SSRM Security ID: 784730103
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: APR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A.E. Michael Anglin For For Management
1.2 Elect Director Rodney P. Antal For For Management
1.3 Elect Director Thomas R. Bates, Jr. For For Management
1.4 Elect Director Brian R. Booth For For Management
1.5 Elect Director Edward C. Dowling, Jr. For Withhold Management
1.6 Elect Director Simon A. Fish For For Management
1.7 Elect Director Alan P. Krusi For For Management
1.8 Elect Director Beverlee F. Park For For Management
1.9 Elect Director Grace Kay Priestly For For Management
1.10 Elect Director Elizabeth A. Wademan For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
4 Approve 2021 Share Compensation Plan For For Management
--------------------------------------------------------------------------------
SSR Mining Inc.
Ticker: SSRM Security ID: 784730103
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUN 1, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the Acq For For Management
uisition of Alacer Gold Corp.
2 Conditional on the Completion of the Ar For For Management
rangement: Fix Number of Directors at T
en
--------------------------------------------------------------------------------
Talisker Resources Ltd.
Ticker: TSK Security ID: 87425A101
Meeting Date: NOV 5, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brent Gilchrist For For Management
1b Elect Director Terence Harbort For For Management
1c Elect Director Susan J. Mitchell For For Management
1d Elect Director Morris Prychidny For For Management
1e Elect Director Andres Tinajero For Withhold Management
1f Elect Director Eric Tremblay For For Management
1g Elect Director Blair Zaritsky For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
Teranga Gold Corporation
Ticker: TGZ Security ID: 880797204
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Endeavour Mining For For Management
Corporation
--------------------------------------------------------------------------------
Torex Gold Resources Inc.
Ticker: TXG Security ID: 891054603
Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Howes For For Management
1.2 Elect Director Jody L.M. Kuzenko For For Management
1.3 Elect Director Franklin L. Davis For For Management
1.4 Elect Director Tony S. Giardini For For Management
1.5 Elect Director Jennifer J. Hooper For For Management
1.6 Elect Director Jay C. Kellerman For For Management
1.7 Elect Director Rosalie C. Moore For For Management
1.8 Elect Director Roy S. Slack For For Management
1.9 Elect Director Elizabeth A. Wademan For For Management
2 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Tudor Gold Corp.
Ticker: TUD Security ID: 89901P107
Meeting Date: DEC 21, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Walter Storm For Withhold Management
2.2 Elect Director Helmut Finger For Withhold Management
2.3 Elect Director Alexander Burton For For Management
2.4 Elect Director Sean Pownall For Withhold Management
2.5 Elect Director Ronald Stoeferle For For Management
3 Approve Davidson & Company LLP as Audit For For Management
ors and Authorize Board to Fix Their Re
muneration
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
Turquoise Hill Resources Ltd.
Ticker: TRQ Security ID: 900435108
Meeting Date: JUL 24, 2020 Meeting Type: Proxy Contest
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Burns For Do Not Vote Management
1.2 Elect Director Alan Chirgwin For Do Not Vote Management
1.3 Elect Director R. Peter Gillin For Do Not Vote Management
1.4 Elect Director Stephen Jones For Do Not Vote Management
1.5 Elect Director Ulf Quellmann For Do Not Vote Management
1.6 Elect Director Russel C. Robertson For Do Not Vote Management
1.7 Elect Director Maryse Saint-Laurent For Do Not Vote Management
1.8 Elect Director Matthew Halbower Withhold Do Not Vote Shareholder
2 Approve KPMG LLP as Auditors and Author For Do Not Vote Management
ize Board to Fix Their Remuneration
3 Approve Share Consolidation For Do Not Vote Management
4 Advisory Vote on Executive Compensation For Do Not Vote Management
Approach
5 SP 1: Amend Articles to Provide Minorit Against Do Not Vote Shareholder
y Shareholders Exclusive Rights to Nomi
nate and Elect Directors to the Board
1.1 Elect Director Matthew Halbower For For Shareholder
1.2 Elect Director George R. Burns Withhold For Management
1.3 Elect Director Alan Chirgwin Withhold For Management
1.4 Elect Director R. Peter Gillin Withhold For Management
1.5 Elect Director Stephen Jones Withhold For Management
1.6 Elect Director Ulf Quellmann Withhold For Management
1.7 Elect Director Russel C. Robertson Withhold Withhold Management
1.8 Elect Director Maryse Saint-Laurent Withhold For Management
2 Amend Articles to Provide Minority Shar For Withhold Shareholder
eholders Exclusive Rights to Nominate a
nd Elect Directors to the Board
3 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
4 Approve Stock Consolidation For For Management
5 Advisory Vote on Executive Compensation Against For Management
Approach
--------------------------------------------------------------------------------
Turquoise Hill Resources Ltd.
Ticker: TRQ Security ID: 900435207
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Burns For For Management
1.2 Elect Director R. Peter Gillin For Withhold Management
1.3 Elect Director Alfred P. Grigg For Withhold Management
1.4 Elect Director Stephen Jones For For Management
1.5 Elect Director Russel C. Robertson For For Management
1.6 Elect Director Maryse Saint-Laurent For Withhold Management
1.7 Elect Director Steve Thibeault For For Management
2 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Victoria Gold Corp.
Ticker: VGCX Security ID: 92625W507
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 7, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director T. Sean Harvey For Withhold Management
2.2 Elect Director John McConnell For For Management
2.3 Elect Director Christopher Hill For For Management
2.4 Elect Director Michael McInnis For For Management
2.5 Elect Director Letha MacLachlan For For Management
2.6 Elect Director Stephen Scott For For Management
2.7 Elect Director Joseph Ovsenek For For Management
3 Approve Ernst & Young LLP as Auditors a For For Management
nd Authorize Board to Fix Their Remuner
ation
--------------------------------------------------------------------------------
Vulcan Energy Resources Ltd
Ticker: VUL Security ID: Q9496S102
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Past Issuance of 12.90 Million P For For Management
lacement Shares to Professional and Sop
histicated Investors
2 Ratify Past Issuance of 5.53 Million Pl For For Management
acement Shares to Professional and Soph
isticated Investors
3 Approve Issuance of Placement Shares to For For Management
Gavin Rezos
4 Approve Issuance of Milestone 2 Deferre For For Management
d Introducer Shares to the Introducers
5 Approve Issuance of Consideration Share For For Management
s and Performance Shares to Horst Kreut
er
6 Approve Issuance of Consideration Share For For Management
s and Performance Shares to Thorsten We
imann
7 Approve Issuance of Gec-co Consideratio For For Management
n Shares to Thorsten Weimann
8 Approve Issuance of Performance Rights For Against Management
to Annie Liu
9 Approve Issuance of Performance Rights For Against Management
to Heidi Gron
10 Approve Issuance of Performance Rights For Against Management
to Josephine Bush
11 Approve Issuance of Tranche 3 Warrants For For Management
to EIT InnoEnergy
12 Approve the Increase in Maximum Aggrega None Against Management
te Remuneration of Non-Executive Direct
ors
--------------------------------------------------------------------------------
Wallbridge Mining Company Limited
Ticker: WM Security ID: 932397102
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Alar Soever For For Management
2b Elect Director Faramarz (Marz) Kord For For Management
2c Elect Director Janet Wilkinson For For Management
2d Elect Director Parviz Farsangi For For Management
2e Elect Director Shawn Day For For Management
2f Elect Director Michael Pesner For Withhold Management
2g Elect Director Anthony Makuch For For Management
2h Elect Director Jeffery Snow For For Management
3 Approve KPMG LLP as Auditors and Author For For Management
ize Board to Fix Their Remuneration
--------------------------------------------------------------------------------
Wesdome Gold Mines Ltd.
Ticker: WDO Security ID: 95083R100
Meeting Date: JUN 1, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Main For For Management
1.2 Elect Director Duncan Middlemiss For For Management
1.3 Elect Director Nadine Miller For For Management
1.4 Elect Director Warwick Morley-Jepson For For Management
1.5 Elect Director Brian Skanderbeg For For Management
1.6 Elect Director Edie Thome For For Management
1.7 Elect Director Bill Washington For For Management
2 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their Remune
ration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Westgold Resources Limited
Ticker: WGX Security ID: Q97159232
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Wayne Bramwell as Director For For Management
3 Elect Peter Cook as Director For For Management
4 Elect Fiona Van Maanen as Director For For Management
5 Elect Peter Schwann as Director For For Management
6 Ratify Past Issuance of Shares to Insti For For Management
tutional Investors
7 Approve Employee Share and Option Plan For For Management
8 Approve Grant of Options (ZEPO) to Pete For For Management
r Cook
9 Approve the Grant of Performance Rights For For Management
to Peter Cook
--------------------------------------------------------------------------------
Wheaton Precious Metals Corp.
Ticker: WPM Security ID: 962879102
Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For For Management
a2 Elect Director John A. Brough For For Management
a3 Elect Director R. Peter Gillin For Withhold Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Glenn Antony Ives For For Management
a7 Elect Director Charles A. Jeannes For For Management
a8 Elect Director Eduardo Luna For For Management
a9 Elect Director Marilyn Schonberner For For Management
a10 Elect Director Randy V.J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
c Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Yamana Gold Inc.
Ticker: YRI Security ID: 98462Y100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Begeman For For Management
1.2 Elect Director Christiane Bergevin For For Management
1.3 Elect Director Alexander Davidson For Withhold Management
1.4 Elect Director Richard Graff For For Management
1.5 Elect Director Kimberly Keating For For Management
1.6 Elect Director Peter Marrone For For Management
1.7 Elect Director Daniel Racine For For Management
1.8 Elect Director Jane Sadowsky For For Management
1.9 Elect Director Dino Titaro For For Management
2 Approve Deloitte LLP as Auditors and Au For For Management
thorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Zhaojin Mining Industry Company Limited
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Deposit and Bills For Against Management
Discounting Services and the Relevant P
roposed Annual Caps Under the 2020 Grou
p Financial Services Agreement
2 Approve Provision of Deposit, Loan and For Against Management
Bills Discounting Services and the Rele
vant Proposed Annual Caps Under the 202
0 Parent Group Financial Services Agree
ment
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
Zhaojin Mining Industry Company Limited
Ticker: 1818 Security ID: Y988A6104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds and For For Management
Related Transactions
2 Approve Issuance of Medium-term Notes a For For Management
nd Related Transactions
3 Approve Issuance of Perpetual Medium-te For For Management
rm Notes and Related Transactions
4a Amend Articles of Association For For Management
4b Authorize Board to Deal With All Matter For For Management
s in Relation to the Amendment of Artic
les of Association
--------------------------------------------------------------------------------
Zhaojin Mining Industry Company Limited
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 7, 2021 Meeting Type: Annual
Record Date: JUN 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of Director For For Management
s
2 Approve Report of the Supervisory Commi For For Management
ttee
3 Approve Audited Financial Report For For Management
4 Approve Final Dividend For For Management
5 Approve Ernst & Young and Ernst & Young For For Management
Hua Ming LLP as International Auditor
and the PRC Auditor of the Company Resp
ectively and Authorize Board to Fix The
ir Remuneration
1 Approve Issuance of Equity or Equity-Li For Against Management
nked Securities without Preemptive Righ
ts for Domestic Shares and H Shares
2 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
Zhaojin Mining Industry Company Limited
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 7, 2021 Meeting Type: Special
Record Date: JUN 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to the For For Management
Board to Repurchase H Shares of the Co
mpany
--------------------------------------------------------------------------------
Zijin Mining Group Co., Ltd.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Debt Financing Inst For For Management
ruments
3 Approve Issuance of Equity or Equity-Li For Against Management
nked Securities without Preemptive Righ
ts for A Shares and/or H Shares
4 Approve Arrangement of Guarantees to Co For Against Management
mpany's Subsidiaries, Associates and Ot
her Party
5 Approve Report of the Board of Director For For Management
s
6 Approve Report of the Independent Direc For For Management
tors
7 Approve Report of the Supervisory Commi For For Management
ttee
8 Approve Financial Report For For Management
9 Approve Annual Report and Its Summary R For For Management
eport
10 Approve Profit Distribution Proposal For For Management
11 Approve Remuneration of Executive Direc For For Management
tors and Chairman of Supervisory Commit
tee
12 Approve Ernst & Young Hua Ming LLP as A For For Management
uditor and Authorize Chairman of the Bo
ard, President and Financial Controller
to Fix Their Remuneration
13 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
=Invesco Small Cap Value Fund===================================================
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley W. Buss For For Management
1.2 Elect Director Robert G. Card For For Management
1.3 Elect Director Diane C. Creel For For Management
1.4 Elect Director Jacqueline C. Hinman For For Management
1.5 Elect Director Lydia H. Kennard For For Management
1.6 Elect Director W. Troy Rudd For For Management
1.7 Elect Director Clarence T. Schmitz For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Daniel R. Tishman For For Management
1.10 Elect Director Sander van't Noordende For For Management
1.11 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AerCap Holdings NV
Ticker: AER Security ID: N00985106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3 Adopt Financial Statements For For Management
5 Approve Discharge of Directors For For Management
6 Approve Acquisition of GECAS Business For For Management
7.a Reelect Aengus Kelly as Executive Direc For For Management
tor
7.b Reelect Paul Dacier as Non-Executive Di For Against Management
rector
7.c Reelect Michael Walsh as Non-Executive For For Management
Director
7.d Reelect James Lawrence as Non-Executive For For Management
Director
8 Elect Jennifer VanBelle as Non-Executiv For For Management
e Director
9 Approve Increase of Ordinary Shares in For For Management
the Company's Capital Available for Iss
uance under the Company's Equity Incent
ive Plan
10 Approve Appointment of Peter L. Juhas a For For Management
s the Person Referred to in Article 16,
Paragraph 8 of the Company's Articles
of Association
11 Ratify PricewaterhouseCoopers Accountan For For Management
ts N.V. as Auditors
12.a Grant Board Authority to Issue Shares U For For Management
p to 10 Percent of Issued Capital
12.b Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances under Item 1
2.a
12.c Grant Board Authority to Issue Addition For For Management
al Shares Up To 10 Percent of Issued Ca
pital in Case of Merger or Acquisition
12.d Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances under Item 1
2.c
12.e Grant Board Authority to Issue Addition For For Management
al Shares in Relation to the Anticipate
d Acquisition of the GECAS Business
12.f Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances under Item 1
2.e
13.a Authorize Repurchase of Shares For For Management
13.b Conditional Authorization to Repurchase For For Management
Additional Shares
14 Approve Reduction in Share Capital thro For For Management
ugh Cancellation of Shares
15 Amend Articles Re: Increase Authorize S For For Management
hare Capital and to Permit Interim Fill
ing of Vacancies on the Board of Direct
ors
--------------------------------------------------------------------------------
APi Group Corporation
Ticker: APG Security ID: 00187Y100
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Franklin For For Management
1.2 Elect Director James E. Lillie For For Management
1.3 Elect Director Ian G.H. Ashken For For Management
1.4 Elect Director Russell A. Becker For For Management
1.5 Elect Director Anthony E. Malkin For For Management
1.6 Elect Director Thomas V. Milroy For For Management
1.7 Elect Director Lord Paul Myners For For Management
1.8 Elect Director Cyrus D. Walker For For Management
1.9 Elect Director Carrie A. Wheeler For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARC Resources Ltd.
Ticker: ARX Security ID: 00208D408
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 3, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Farhad Ahrabi For For Management
1.2 Elect Director David R. Collyer For For Management
1.3 Elect Director Susan C. Jones For For Management
1.4 Elect Director Harold N. Kvisle For For Management
1.5 Elect Director William J. McAdam For For Management
1.6 Elect Director Michael G. McAllister For For Management
1.7 Elect Director Kathleen M. O'Neill For For Management
1.8 Elect Director Marty L. Proctor For For Management
1.9 Elect Director M. Jacqueline Sheppard For For Management
1.10 Elect Director Leontine van Leeuwen-Atk For For Management
ins
1.11 Elect Director Terry M. Anderson For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
Astec Industries, Inc.
Ticker: ASTE Security ID: 046224101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Baker For For Management
1.2 Elect Director Glen E. Tellock For Withhold Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
Avient Corporation
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Axalta Coating Systems Ltd.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Axos Financial, Inc.
Ticker: AX Security ID: 05465C100
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brandon Black For For Management
1.2 Elect Director Tamara N. Bohlig For For Management
1.3 Elect Director Nicholas A. Mosich For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
Beacon Roofing Supply, Inc.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip W. Knisely For For Management
1.2 Elect Director Julian G. Francis For For Management
1.3 Elect Director Carl T. Berquist For For Management
1.4 Elect Director Barbara G. Fast For For Management
1.5 Elect Director Richard W. Frost For Withhold Management
1.6 Elect Director Alan Gershenhorn For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Stuart A. Randle For For Management
1.10 Elect Director Nathan K. Sleeper For For Management
1.11 Elect Director Douglas L. Young For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
BMC Stock Holdings, Inc.
Ticker: BMCH Security ID: 05591B109
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Builders FirstSource, Inc.
Ticker: BLDR Security ID: 12008R107
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Carlisle Companies Incorporated
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James D. Frias For Against Management
1b Elect Director Maia A. Hansen For For Management
1c Elect Director Corrine D. Ricard For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Carpenter Technology Corporation
Ticker: CRS Security ID: 144285103
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Karol For For Management
1.2 Elect Director Gregory A. Pratt For For Management
1.3 Elect Director Tony R. Thene For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Ciena Corporation
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 1, 2021 Meeting Type: Annual
Record Date: FEB 4, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hassan M. Ahmed For For Management
1b Elect Director Bruce L. Claflin For For Management
1c Elect Director T. Michael Nevens For For Management
1d Elect Director Patrick T. Gallagher For Against Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
CNO Financial Group, Inc.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 7, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary C. Bhojwani For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Stephen N. David For For Management
1d Elect Director David B. Foss For For Management
1e Elect Director Robert C. Greving For For Management
1f Elect Director Mary R. (Nina) Henderson For For Management
1g Elect Director Daniel R. Maurer For For Management
1h Elect Director Chetlur S. Ragavan For For Management
1i Elect Director Steven E. Shebik For For Management
1j Elect Director Frederick J. Sievert For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend NOL Rights Plan (NOL Pill) For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Columbus McKinnon Corporation
Ticker: CMCO Security ID: 199333105
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUN 1, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Fleming For For Management
1.2 Elect Director David J. Wilson For For Management
1.3 Elect Director Nicholas T. Pinchuk For For Management
1.4 Elect Director Liam G. McCarthy For For Management
1.5 Elect Director R. Scott Trumbull For For Management
1.6 Elect Director Heath A. Mitts For For Management
1.7 Elect Director Kathryn V. Roedel For For Management
1.8 Elect Director Aziz S. Aghili For For Management
1.9 Elect Director Jeanne Beliveau-Dunn For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Crane Co.
Ticker: CR Security ID: 224399105
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Michael Dinkins For For Management
1.4 Elect Director Ronald C. Lindsay For For Management
1.5 Elect Director Ellen McClain For For Management
1.6 Elect Director Charles G. McClure, Jr. For For Management
1.7 Elect Director Max H. Mitchell For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John S. Stroup For For Management
1.10 Elect Director James L. L. Tullis For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Dana Incorporated
Ticker: DAN Security ID: 235825205
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Bridget E. Karlin For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director Michael J. Mack, Jr. For For Management
1.7 Elect Director R. Bruce McDonald For For Management
1.8 Elect Director Diarmuid B. O'Connell For For Management
1.9 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Devon Energy Corporation
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Diamondback Energy, Inc.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Vincent K. Brooks For For Management
1.4 Elect Director Michael P. Cross For For Management
1.5 Elect Director David L. Houston For For Management
1.6 Elect Director Stephanie K. Mains For For Management
1.7 Elect Director Mark L. Plaumann For For Management
1.8 Elect Director Melanie M. Trent For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
DXP Enterprises, Inc.
Ticker: DXPE Security ID: 233377407
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Little For For Management
1.2 Elect Director Kent Yee For For Management
1.3 Elect Director Joseph R. Mannes For For Management
1.4 Elect Director Timothy P. Halter For For Management
1.5 Elect Director David Patton For Withhold Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Moss Adams, LLP as Auditors For For Management
--------------------------------------------------------------------------------
Element Solutions Inc
Ticker: ESI Security ID: 28618M106
Meeting Date: JUN 8, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Franklin For For Management
1b Elect Director Benjamin Gliklich For For Management
1c Elect Director Ian G.H. Ashken For For Management
1d Elect Director Elyse Napoli Filon For For Management
1e Elect Director Christopher T. Fraser For For Management
1f Elect Director Michael F. Goss For For Management
1g Elect Director Nichelle Maynard-Elliott For For Management
1h Elect Director E. Stanley O' Neal For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Energizer Holdings, Inc.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 1, 2021 Meeting Type: Annual
Record Date: DEC 4, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos Abrams-Rivera For For Management
1b Elect Director Bill G. Armstrong For For Management
1c Elect Director Cynthia J. Brinkley For For Management
1d Elect Director Rebecca Frankiewicz For For Management
1e Elect Director Alan R. Hoskins For For Management
1f Elect Director Kevin J. Hunt For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Mark S. LaVigne For For Management
1i Elect Director Patrick J. Moore For For Management
1j Elect Director Nneka L. Rimmer For For Management
1k Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Equitable Holdings, Inc.
Ticker: EQH Security ID: 29452E101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis A. Hondal For For Management
1b Elect Director Daniel G. Kaye For For Management
1c Elect Director Joan Lamm-Tennant For For Management
1d Elect Director Kristi A. Matus For For Management
1e Elect Director Ramon de Oliveira For For Management
1f Elect Director Mark Pearson For For Management
1g Elect Director Bertram L. Scott For For Management
1h Elect Director George Stansfield For For Management
1i Elect Director Charles G.T. Stonehill For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Evercore Inc.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For For Management
1.2 Elect Director Richard I. Beattie For For Management
1.3 Elect Director Pamela G. Carlton For For Management
1.4 Elect Director Ellen V. Futter For For Management
1.5 Elect Director Gail B. Harris For For Management
1.6 Elect Director Robert B. Millard For For Management
1.7 Elect Director Willard J. Overlock, Jr. For For Management
1.8 Elect Director Simon M. Robertson For For Management
1.9 Elect Director Ralph L. Schlosstein For For Management
1.10 Elect Director John S. Weinberg For For Management
1.11 Elect Director William J. Wheeler For For Management
1.12 Elect Director Sarah K. Williamson For For Management
1.13 Elect Director Kendrick R. Wilson, III For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
First Horizon Corporation
Ticker: FHN Security ID: 320517105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry V. Barton, Jr. For For Management
1.2 Elect Director Kenneth A. Burdick For For Management
1.3 Elect Director Daryl G. Byrd For For Management
1.4 Elect Director John N. Casbon For For Management
1.5 Elect Director John C. Compton For For Management
1.6 Elect Director Wendy P. Davidson For For Management
1.7 Elect Director William H. Fenstermaker For For Management
1.8 Elect Director D. Bryan Jordan For For Management
1.9 Elect Director J. Michael Kemp, Sr. For For Management
1.10 Elect Director Rick E. Maples For For Management
1.11 Elect Director Vicki R. Palmer For For Management
1.12 Elect Director Colin V. Reed For For Management
1.13 Elect Director E. Stewart Shea, III For For Management
1.14 Elect Director Cecelia D. Stewart For For Management
1.15 Elect Director Rajesh Subramaniam For For Management
1.16 Elect Director Rosa Sugranes For For Management
1.17 Elect Director R. Eugene Taylor For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
Flex Ltd.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 7, 2020 Meeting Type: Annual
Record Date: JUN 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Revathi Advaithi For For Management
1b Elect Director Michael D. Capellas For For Management
1c Elect Director Jennifer Li For For Management
1d Elect Director Marc A. Onetto For For Management
1e Elect Director Erin L. McSweeney For For Management
1f Elect Director Willy C. Shih For For Management
1g Elect Director Charles K. Stevens, III For For Management
1h Elect Director Lay Koon Tan For For Management
1i Elect Director William D. Watkins For For Management
1j Elect Director Lawrence A. Zimmerman For For Management
2 Approve Deloitte & Touche LLP as Audito For For Management
rs and Authorize Board to Fix Their Rem
uneration
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Shares without Pree For For Management
mptive Rights
6 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
Greenhill & Co., Inc.
Ticker: GHL Security ID: 395259104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 2, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott L. Bok For For Management
1b Elect Director Meryl D. Hartzband For For Management
1c Elect Director John D. Liu For For Management
1d Elect Director Karen P. Robards For For Management
1e Elect Director Kevin T. Ferro For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
Helix Energy Solutions Group, Inc.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For Withhold Management
1.2 Elect Director Owen Kratz For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Hilton Grand Vacations Inc.
Ticker: HGV Security ID: 43283X105
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Wang For For Management
1.2 Elect Director Leonard A. Potter For For Management
1.3 Elect Director Brenda J. Bacon For For Management
1.4 Elect Director David W. Johnson For For Management
1.5 Elect Director Mark H. Lazarus For For Management
1.6 Elect Director Pamela H. Patsley For For Management
1.7 Elect Director Paul W. Whetsell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
HollyFrontier Corporation
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne-Marie N. Ainsworth For For Management
1b Elect Director Anna C. Catalano For For Management
1c Elect Director Leldon E. Echols For For Management
1d Elect Director Manuel J. Fernandez For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director R. Craig Knocke For For Management
1g Elect Director Robert J. Kostelnik For For Management
1h Elect Director James H. Lee For For Management
1i Elect Director Franklin Myers For For Management
1j Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
Huntsman Corporation
Ticker: HUN Security ID: 447011107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 4, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter R. Huntsman For For Management
1b Elect Director Nolan D. Archibald For For Management
1c Elect Director Mary C. Beckerle For For Management
1d Elect Director M. Anthony Burns For For Management
1e Elect Director Sonia Dula For For Management
1f Elect Director Cynthia L. Egan For For Management
1g Elect Director Daniele Ferrari For For Management
1h Elect Director Robert J. Margetts For For Management
1i Elect Director Jeanne McGovern For For Management
1j Elect Director Wayne A. Reaud For For Management
1k Elect Director Jan E. Tighe For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
Jabil Inc.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anousheh Ansari For For Management
1b Elect Director Martha F. Brooks For For Management
1c Elect Director Christopher S. Holland For For Management
1d Elect Director Timothy L. Main For For Management
1e Elect Director Mark T. Mondello For For Management
1f Elect Director John C. Plant For Withhold Management
1g Elect Director Steven A. Raymund For For Management
1h Elect Director Thomas A. Sansone For For Management
1i Elect Director David M. Stout For For Management
1j Elect Director Kathleen A. Walters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
JELD-WEN Holding, Inc.
Ticker: JELD Security ID: 47580P103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey I. Joubert For For Management
1.2 Elect Director Cynthia Marshall For For Management
1.3 Elect Director Gary S. Michel For For Management
1.4 Elect Director Anthony Munk For For Management
1.5 Elect Director David G. Nord For For Management
1.6 Elect Director Suzanne L. Stefany For For Management
1.7 Elect Director Bruce M. Taten For For Management
1.8 Elect Director Roderick C. Wendt For For Management
1.9 Elect Director Steven E. Wynne For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
KBR, Inc.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director Stuart J. B. Bradie For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Lester L. Lyles For For Management
1e Elect Director Wendy M. Masiello For For Management
1f Elect Director Jack B. Moore For For Management
1g Elect Director Ann D. Pickard For For Management
1h Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Kraton Corporation
Ticker: KRA Security ID: 50077C106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelley J. Bausch For Withhold Management
1.2 Elect Director Kevin M. Fogarty For For Management
1.3 Elect Director Karen A. Twitchell For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: MAR 4, 2021 Meeting Type: Annual
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chin Hu Lim For Against Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
LKQ Corporation
Ticker: LKQ Security ID: 501889208
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Berard For For Management
1b Elect Director Meg A. Divitto For For Management
1c Elect Director Robert M. Hanser For For Management
1d Elect Director Joseph M. Holsten For For Management
1e Elect Director Blythe J. McGarvie For For Management
1f Elect Director John W. Mendel For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Guhan Subramanian For For Management
1i Elect Director Xavier Urbain For For Management
1j Elect Director Jacob H. Welch For For Management
1k Elect Director Dominick Zarcone For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
ManpowerGroup Inc.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 7, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gina R. Boswell For For Management
1B Elect Director Jean-Philippe Courtois For For Management
1C Elect Director William Downe For For Management
1D Elect Director John F. Ferraro For For Management
1E Elect Director William P. Gipson For For Management
1F Elect Director Patricia Hemingway Hall For For Management
1G Elect Director Julie M. Howard For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Jonas Prising For For Management
1J Elect Director Paul Read For For Management
1K Elect Director Elizabeth P. Sartain For For Management
1L Elect Director Michael J. Van Handel For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
MGIC Investment Corporation
Ticker: MTG Security ID: 552848103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Analisa M. Allen For For Management
1.2 Elect Director Daniel A. Arrigoni For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Jay C. Hartzell For For Management
1.6 Elect Director Timothy A. Holt For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Michael E. Lehman For For Management
1.9 Elect Director Melissa B. Lora For For Management
1.10 Elect Director Timothy J. Mattke For For Management
1.11 Elect Director Gary A. Poliner For For Management
1.12 Elect Director Sheryl L. Sculley For For Management
1.13 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Motorcar Parts of America, Inc.
Ticker: MPAA Security ID: 620071100
Meeting Date: SEP 2, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Selwyn Joffe For For Management
1b Elect Director Scott J. Adelson For For Management
1c Elect Director David Bryan For For Management
1d Elect Director Rudolph J. Borneo For For Management
1e Elect Director Joseph Ferguson For For Management
1f Elect Director Philip Gay For For Management
1g Elect Director Duane Miller For For Management
1h Elect Director Jeffrey Mirvis For For Management
1i Elect Director Barbara L. Whittaker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
National Express Group Plc
Ticker: NEX Security ID: G6374M109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Sir John Armitt as Director For For Management
5 Re-elect Jorge Cosmen as Director For For Management
6 Re-elect Matthew Crummack as Director For For Management
7 Re-elect Chris Davies as Director For For Management
8 Elect Ignacio Garat as Director For For Management
9 Re-elect Karen Geary as Director For For Management
10 Re-elect Ana de Pro Gonzalo as Director For For Management
11 Re-elect Mike McKeon as Director For For Management
12 Re-elect Ashley Steel as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise UK Political Donations and Ex For For Management
penditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
18 Authorise Issue of Equity without Pre-e For For Management
mptive Rights in Connection with an Acq
uisition or Other Capital Investment
19 Authorise Market Purchase of Ordinary S For For Management
hares
20 Authorise the Company to Call General M For For Management
eeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NexTier Oilfield Solutions Inc.
Ticker: NEX Security ID: 65290C105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Drummond For For Management
1b Elect Director Stuart M. Brightman For Against Management
1c Elect Director Gary M. Halverson For For Management
1d Elect Director Patrick M. Murray For For Management
1e Elect Director Amy H. Nelson For For Management
1f Elect Director Melvin G. Riggs For For Management
1g Elect Director Michael Roemer For For Management
1h Elect Director James C. Stewart For For Management
1i Elect Director Scott R. Wille For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Nielsen Holdings plc
Ticker: NLSN Security ID: G6518L108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Attwood, Jr. For For Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director Guerrino De Luca For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director David Kenny For For Management
1f Elect Director Janice Marinelli Mazza For For Management
1g Elect Director Jonathan Miller For For Management
1h Elect Director Stephanie Plaines For For Management
1i Elect Director Nancy Tellem For For Management
1j Elect Director Lauren Zalaznick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Reappoint Ernst & Young LLP as UK Statu For For Management
tory Auditors
4 Authorize the Audit Committee to Fix Re For For Management
muneration of UK Statutory Auditor
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
10 Approve Issuance of Shares for a Privat For For Management
e Placement
11 Approve Share Repurchase Contracts and For For Management
Repurchase Counterparties
--------------------------------------------------------------------------------
Northern Oil and Gas, Inc.
Ticker: NOG Security ID: 665531307
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bahram Akradi For For Management
1.2 Elect Director Lisa Bromiley For For Management
1.3 Elect Director Roy "Ernie" Easley For For Management
1.4 Elect Director Michael Frantz For For Management
1.5 Elect Director Robert Grabb For For Management
1.6 Elect Director Jack King For Withhold Management
1.7 Elect Director Stuart Lasher For For Management
1.8 Elect Director Michael Popejoy For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Northern Oil and Gas, Inc.
Ticker: NOG Security ID: 665531109
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Reduce Authorized Common Stock For For Management
--------------------------------------------------------------------------------
nVent Electric plc
Ticker: NVT Security ID: G6700G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry W. Burris For For Management
1b Elect Director Susan M. Cameron For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director Randall J. Hogan For For Management
1e Elect Director Ronald L. Merriman For For Management
1f Elect Director Nicola Palmer For For Management
1g Elect Director Herbert K. Parker For For Management
1h Elect Director Greg Scheu For For Management
1i Elect Director Beth A. Wozniak For For Management
1j Elect Director Jacqueline Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Deloitte & Touche LLP as Audito For For Management
rs and Authorize Board to Fix Their Rem
uneration
4 Authorize Price Range for Reissuance of For For Management
Treasury Shares
--------------------------------------------------------------------------------
PAE, Inc.
Ticker: PAE Security ID: 69290Y109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Hendrickson For Withhold Management
1.2 Elect Director Mary M. Jackson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Parsley Energy, Inc.
Ticker: PE Security ID: 701877102
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
Parsons Corporation
Ticker: PSN Security ID: 70202L102
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark K. Holdsworth For Withhold Management
1.2 Elect Director Steven F. Leer For For Management
1.3 Elect Director M. Christian Mitchell For For Management
1.4 Elect Director David C. Wajsgras For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
Radian Group Inc.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director Brad L. Conner For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Debra Hess For For Management
1e Elect Director Lisa W. Hess For For Management
1f Elect Director Lisa Mumford For For Management
1g Elect Director Gaetano Muzio For For Management
1h Elect Director Gregory V. Serio For For Management
1i Elect Director Noel J. Spiegel For For Management
1j Elect Director Richard G. Thornberry For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Resources Connection, Inc.
Ticker: RGP Security ID: 76122Q105
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert F. Kistinger For For Management
1b Elect Director Marco von Maltzan For For Management
1c Elect Director Jolene Sarkis For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Sanmina Corporation
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For For Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Krish Prabhu For For Management
1f Elect Director Mario M. Rosati For For Management
1g Elect Director Jure Sola For For Management
1h Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Sealed Air Corporation
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zubaid Ahmad For For Management
1b Elect Director Francoise Colpron For For Management
1c Elect Director Edward L. Doheny, II For For Management
1d Elect Director Michael P. Doss For For Management
1e Elect Director Henry R. Keizer For For Management
1f Elect Director Harry A. Lawton, III For For Management
1g Elect Director Neil Lustig For For Management
1h Elect Director Suzanne B. Rowland For For Management
1i Elect Director Jerry R. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditor
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Spectrum Brands Holdings, Inc.
Ticker: SPB Security ID: 84790A105
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 3, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth C. Ambrecht For For Management
1b Elect Director Hugh R. Rovit For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Sterling Bancorp
Ticker: STL Security ID: 85917A100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Cahill For For Management
1.2 Elect Director Navy E. Djonovic For For Management
1.3 Elect Director Fernando Ferrer For For Management
1.4 Elect Director Robert Giambrone For For Management
1.5 Elect Director Mona Aboelnaga Kanaan For For Management
1.6 Elect Director Jack Kopnisky For For Management
1.7 Elect Director James J. Landy For For Management
1.8 Elect Director Maureen Mitchell For For Management
1.9 Elect Director Patricia M. Nazemetz For For Management
1.10 Elect Director Richard O'Toole For For Management
1.11 Elect Director Ralph F. Palleschi For For Management
1.12 Elect Director William E. Whiston For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
TCF Financial Corporation
Ticker: TCF Security ID: 872307103
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
The Timken Company
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 7, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Crowe For For Management
1.2 Elect Director Elizabeth A. Harrell For For Management
1.3 Elect Director Richard G. Kyle For For Management
1.4 Elect Director Sarah C. Lauber For For Management
1.5 Elect Director John A. Luke, Jr. For For Management
1.6 Elect Director Christopher L. Mapes For For Management
1.7 Elect Director James F. Palmer For For Management
1.8 Elect Director Ajita G. Rajendra For For Management
1.9 Elect Director Frank C. Sullivan For For Management
1.10 Elect Director John M. Timken, Jr. For For Management
1.11 Elect Director Ward J. Timken, Jr. For For Management
1.12 Elect Director Jacqueline F. Woods For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Travel + Leisure Co.
Ticker: TNL Security ID: 894164102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louise F. Brady For For Management
1.2 Elect Director Michael D. Brown For For Management
1.3 Elect Director James E. Buckman For For Management
1.4 Elect Director George Herrera For For Management
1.5 Elect Director Stephen P. Holmes For For Management
1.6 Elect Director Denny Marie Post For For Management
1.7 Elect Director Ronald L. Rickles For For Management
1.8 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
TrueBlue, Inc.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Patrick Beharelle For For Management
1b Elect Director Colleen B. Brown For For Management
1c Elect Director Steven C. Cooper For For Management
1d Elect Director William C. Goings For For Management
1e Elect Director Kim Harris Jones For For Management
1f Elect Director R. Chris Kreidler For For Management
1g Elect Director Jeffrey B. Sakaguchi For For Management
1h Elect Director Kristi A. Savacool For For Management
1i Elect Director Bonnie W. Soodik For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Univar Solutions Inc.
Ticker: UNVR Security ID: 91336L107
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan Braca For For Management
1.2 Elect Director Mark J. Byrne For For Management
1.3 Elect Director Daniel P. Doheny For For Management
1.4 Elect Director Richard P. Fox For For Management
1.5 Elect Director Rhonda Germany For For Management
1.6 Elect Director David C. Jukes For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director Christopher D. Pappas For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Supermajority Vote Requiremen For For Management
t
--------------------------------------------------------------------------------
US Foods Holding Corp.
Ticker: USFD Security ID: 912008109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl A. Bachelder For For Management
1b Elect Director Court D. Carruthers For For Management
1c Elect Director John A. Lederer For For Management
1d Elect Director Carl Andrew Pforzheimer For For Management
1e Elect Director David M. Tehle For For Management
1f Elect Director Ann E. Ziegler For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Valmont Industries, Inc.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Neary For For Management
1.2 Elect Director Theo W. Freye For Withhold Management
1.3 Elect Director Stephen G. Kaniewski For For Management
1.4 Elect Director Joan Robinson-Berry For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Visteon Corporation
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Barrese For For Management
1b Elect Director Naomi M. Bergman For For Management
1c Elect Director Jeffrey D. Jones For For Management
1d Elect Director Sachin S. Lawande For For Management
1e Elect Director Joanne M. Maguire For For Management
1f Elect Director Robert J. Manzo For For Management
1g Elect Director Francis M. Scricco For For Management
1h Elect Director David L. Treadwell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Certificate of Incorporation to R For For Management
emove Certain Provisions
--------------------------------------------------------------------------------
Welbilt, Inc.
Ticker: WBT Security ID: 949090104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cynthia M. Egnotovich For For Management
1b Elect Director Dino J. Bianco For For Management
1c Elect Director Joan K. Chow For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Brian R. Gamache For For Management
1f Elect Director Andrew Langham For For Management
1g Elect Director William C. Johnson For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WESCO International, Inc.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Engel For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director John K. Morgan For For Management
1.5 Elect Director Steven A. Raymund For For Management
1.6 Elect Director James L. Singleton For For Management
1.7 Elect Director Easwaran Sundaram For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
=Invesco Technology Fund========================================================
10X Genomics, Inc.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bryan E. Roberts For For Management
1b Elect Director Kimberly J. Popovits For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
Abbott Laboratories
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4a Adopt Majority Voting Standard for Amen For For Management
dments of the Articles of Incorporation
and Effect Other Ministerial Changes
4b Adopt Majority Voting Standard for Cert For For Management
ain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
Activision Blizzard, Inc.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reveta Bowers For For Management
1b Elect Director Robert Corti For For Management
1c Elect Director Hendrik Hartong, III For For Management
1d Elect Director Brian Kelly For For Management
1e Elect Director Robert Kotick For For Management
1f Elect Director Barry Meyer For For Management
1g Elect Director Robert Morgado For For Management
1h Elect Director Peter Nolan For For Management
1i Elect Director Dawn Ostroff For For Management
1j Elect Director Casey Wasserman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Alibaba Group Holding Limited
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For For Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as Audito For For Management
rs
--------------------------------------------------------------------------------
Alphabet Inc.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 2, 2021 Meeting Type: Annual
Record Date: APR 6, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For Against Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all S Against For Shareholder
tock to Have One-vote per Share
5 Require Independent Director Nominee wi Against Against Shareholder
th Human and/or Civil Rights Experience
6 Assess Feasibility of Including Sustain Against Against Shareholder
ability as a Performance Measure for Se
nior Executive Compensation
7 Report on Takedown Requests Against For Shareholder
8 Report on Whistleblower Policies and Pr Against Against Shareholder
actices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Anticompetit Against Against Shareholder
ive Practices
11 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
--------------------------------------------------------------------------------
Amazon.com, Inc.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Report on Customers' Use of its Surveil Against Against Shareholder
lance and Computer Vision Products Capa
bilities or Cloud Products Contribute t
o Human Rights Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against Against Shareholder
7 Report on Promotion Data Against Against Shareholder
8 Report on the Impacts of Plastic Packag Against Against Shareholder
ing
9 Oversee and Report on a Civil Rights, E Against For Shareholder
quity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Employ Against Against Shareholder
ees as Director Candidates
11 Report on Board Oversight of Risks Rela Against Against Shareholder
ted to Anti-Competitive Practices
12 Reduce Ownership Threshold for Sharehol Against For Shareholder
ders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against For Shareholder
14 Report on Potential Human Rights Impact Against Against Shareholder
s of Customers' Use of Rekognition
--------------------------------------------------------------------------------
Apple Inc.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For Against Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Proxy Access Amendments Against Against Shareholder
5 Improve Principles of Executive Compens Against Against Shareholder
ation Program
--------------------------------------------------------------------------------
Applied Materials, Inc.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
--------------------------------------------------------------------------------
ASML Holding NV
Ticker: ASML Security ID: N07059210
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3.a Approve Remuneration Report For For Management
3.b Adopt Financial Statements and Statutor For For Management
y Reports
3.d Approve Dividends of EUR 2.75 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Approve Number of Shares for Management For For Management
Board
6 Approve Certain Adjustments to the Remu For For Management
neration Policy for Management Board
7 Approve Certain Adjustments to the Remu For For Management
neration Policy for Supervisory Board
9.a Elect B. Conix to Supervisory Board For For Management
10 Ratify KPMG Accountants N.V. as Auditor For For Management
s
11.a Grant Board Authority to Issue Shares U For For Management
p to 5 Percent of Issued Capital for Ge
neral Purposes
11.b Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances under Item 1
1.a
11.c Grant Board Authority to Issue or Grant For For Management
Rights to Subscribe for Ordinary Share
s Up to 5 Percent in Case of Merger or
Acquisition
11.d Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances under 11.c
12.a Authorize Repurchase of Up to 10 Percen For For Management
t of Issued Share Capital
12.b Authorize Additional Repurchase of Up t For For Management
o 10 Percent of Issued Share Capital
13 Authorize Cancellation of Repurchased S For For Management
hares
--------------------------------------------------------------------------------
Avantor, Inc.
Ticker: AVTR Security ID: 05352A100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Holt For For Management
1b Elect Director Christi Shaw For For Management
1c Elect Director Michael Severino For For Management
1d Elect Director Gregory Summe For For Management
2a Provide Right to Call Special Meeting For For Management
2b Eliminate Supermajority Vote Requiremen For For Management
ts
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
BeiGene, Ltd.
Ticker: 6160 Security ID: 07725L102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald W. Glazer For Against Management
2 Elect Director Michael Goller For For Management
3 Elect Director Thomas Malley For For Management
4 Elect Director Corazon (Corsee) D. Sand For For Management
ers
5 Ratify Ernst & Young Hua Ming LLP and E For For Management
rnst & Young as Auditors
6 Authorize the Board of Directors to Iss For For Management
ue, Allot, or Deal with Unissued Ordina
ry Shares and/or American Depositary Sh
ares
7 Approve Connected Person Placing Author For For Management
ization I
8 Approve Connected Person Placing Author For For Management
ization IA
9 Approve Connected Person Placing Author For For Management
ization II
10 Approve Connected Person Placing Author For For Management
ization IIA
11 Approve Direct Purchase Option For For Management
12 Approve Grant of Restricted Shares Unit For For Management
to John V. Oyler
13 Approve Grant of Restricted Shares Unit For For Management
to Xiaodong Wang
14 Approve Grant of Restricted Shares Unit For For Management
to Other Non-Executive and Independent
Non-Executive Directors
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Amend Articles For For Management
17 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BeiGene, Ltd.
Ticker: 6160 Security ID: 07725L102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Option to Acquire Shar For For Management
es Pursuant to the Share Purchase Agree
ment
--------------------------------------------------------------------------------
Booking Holdings Inc.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For Withhold Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
s
5 Provide Right to Act by Written Consent For Abstain Management
6 Provide Right to Act by Written Consent Against For Shareholder
7 Report on Annual Climate Transition Against Against Shareholder
8 Annual Investor Advisory Vote on Climat Against Against Shareholder
e Plan
--------------------------------------------------------------------------------
DocuSign, Inc.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique Salem For For Management
1.2 Elect Director Peter Solvik For Withhold Management
1.3 Elect Director Inhi Cho Suh For For Management
1.4 Elect Director Mary Agnes "Maggie" Wild For Withhold Management
erotter
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Electronic Arts Inc.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 6, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
Facebook, Inc.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director Compensatio For For Management
n Policy
4 Approve Recapitalization Plan for all S Against For Shareholder
tock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Report on Online Child Sexual Exploitat Against For Shareholder
ion
7 Require Independent Director Nominee wi Against Against Shareholder
th Human and/or Civil Rights Experience
8 Report on Platform Misuse Against Against Shareholder
9 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
--------------------------------------------------------------------------------
GDS Holdings Limited
Ticker: 9698 Security ID: 36165L108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 4, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lim Ah Doo For Against Management
2 Elect Director Chang Sun For For Management
3 Elect Director Judy Qing Ye For For Management
4 Ratify KPMG Huazhen LLP as Auditors For For Management
5 Approve Issuance of Equity or Equity-Li For For Management
nked Securities without Preemptive Righ
ts
6 Amend Certificate of Incorporation For For Management
7 Authorize Board to Ratify and Execute A For For Management
pproved Resolutions
--------------------------------------------------------------------------------
General Motors Company
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
--------------------------------------------------------------------------------
GoodRx Holdings, Inc.
Ticker: GDRX Security ID: 38246G108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Hirsch For Withhold Management
1.2 Elect Director Jacqueline Kosecoff For For Management
1.3 Elect Director Agnes Rey-Giraud For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Intuitive Surgical, Inc.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig H. Barratt For For Management
1b Elect Director Joseph C. Beery For For Management
1c Elect Director Gary S. Guthart For For Management
1d Elect Director Amal M. Johnson For For Management
1e Elect Director Don R. Kania For For Management
1f Elect Director Amy L. Ladd For For Management
1g Elect Director Keith R. Leonard, Jr. For For Management
1h Elect Director Alan J. Levy For For Management
1i Elect Director Jami Dover Nachtsheim For For Management
1j Elect Director Monica P. Reed For For Management
1k Elect Director Mark J. Rubash For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IQVIA Holdings Inc.
Ticker: IQV Security ID: 46266C105
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ari Bousbib For For Management
1.2 Elect Director John M. Leonard For For Management
1.3 Elect Director Todd B. Sisitsky For For Management
2 Advisory Vote on Say on Pay Frequency None One Year Management
3a Eliminate Supermajority Vote Requiremen For For Management
t to Amend Bylaws
3b Eliminate Supermajority Vote Requiremen For For Management
t for Removal of Directors
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Kuaishou Technology
Ticker: 1024 Security ID: G53263102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statuto For For Management
ry Reports
2 Elect Su Hua as Director For For Management
3 Elect Cheng Yixiao as Director For For Management
4 Elect Zhang Fei as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Authorize Repurchase of Issued Share Ca For For Management
pital
7 Approve Issuance of Equity or Equity-Li For For Management
nked Securities without Preemptive Righ
ts
8 Authorize Reissuance of Repurchased Sha For For Management
res
9 Approve PricewaterhouseCoopers as Audit For For Management
ors and Authorize Board to Fix Their Re
muneration
--------------------------------------------------------------------------------
Mastercard Incorporated
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ajay Banga For For Management
1b Elect Director Merit E. Janow For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Oki Matsumoto For For Management
1h Elect Director Michael Miebach For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes Lagun For For Management
es
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus Sto For For Management
ck Plan
6 Eliminate Supermajority Vote Requiremen For For Management
t
--------------------------------------------------------------------------------
MercadoLibre, Inc.
Ticker: MELI Security ID: 58733R102
Meeting Date: JUN 8, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicolas Galperin For For Management
1.2 Elect Director Henrique Dubugras For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Co. S.A as Auditors For For Management
--------------------------------------------------------------------------------
Microsoft Corporation
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 2, 2020 Meeting Type: Annual
Record Date: OCT 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Report on Employee Representation on th Against Against Shareholder
e Board of Directors
--------------------------------------------------------------------------------
Netflix, Inc.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For Withhold Management
1b Elect Director Rodolphe Belmer For For Management
1c Elect Director Bradford L. Smith For Withhold Management
1d Elect Director Anne M. Sweeney For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Improve the Executive Compensation Phil Against Against Shareholder
osophy
--------------------------------------------------------------------------------
Nintendo Co., Ltd.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a Fi For For Management
nal Dividend of JPY 1410
2.1 Elect Director Furukawa, Shuntaro For For Management
2.2 Elect Director Miyamoto, Shigeru For For Management
2.3 Elect Director Takahashi, Shinya For For Management
2.4 Elect Director Shiota, Ko For For Management
2.5 Elect Director Shibata, Satoru For For Management
2.6 Elect Director Chris Meledandri For For Management
--------------------------------------------------------------------------------
NVIDIA Corporation
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director John O. Dabiri For For Management
1d Elect Director Persis S. Drell For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Aarti Shah For For Management
1m Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
Palo Alto Networks, Inc.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 9, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director Carl Eschenbach For Withhold Management
1c Elect Director Lorraine Twohill For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
--------------------------------------------------------------------------------
PayPal Holdings, Inc.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director Deborah M. Messemer For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Whether Written Policies or U Against Against Shareholder
nwritten Norms Reinforce Racism in Comp
any Culture
--------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For Against Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Reata Pharmaceuticals, Inc.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. McClellan, Jr For Withhold Management
.
1.2 Elect Director William E. Rose For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RingCentral, Inc.
Ticker: RNG Security ID: 76680R206
Meeting Date: JUN 4, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vladimir Shmunis For For Management
1.2 Elect Director Kenneth Goldman For Withhold Management
1.3 Elect Director Michelle McKenna For For Management
1.4 Elect Director Robert Theis For For Management
1.5 Elect Director Allan Thygesen For For Management
1.6 Elect Director Neil Williams For For Management
1.7 Elect Director Mignon Clyburn For For Management
1.8 Elect Director Arne Duncan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
--------------------------------------------------------------------------------
Semtech Corporation
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S.J. Burvill For For Management
1.2 Elect Director Rodolpho C. Cardenuto For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Saar Gillai For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director Ye Jane Li For For Management
1.7 Elect Director James T. Lindstrom For For Management
1.8 Elect Director Paula LuPriore For For Management
1.9 Elect Director Mohan R. Maheswaran For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
ServiceNow, Inc.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 7, 2021 Meeting Type: Annual
Record Date: APR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Jonathan C. Chadwick For For Management
1c Elect Director Lawrence J. Jackson, Jr. For For Management
1d Elect Director Frederic B. Luddy For For Management
1e Elect Director Jeffrey A. Miller For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Provide Right to Call Special Meeting For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
Silicon Motion Technology Corp.
Ticker: SIMO Security ID: 82706C108
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yung-Chien Wang and Lien-Chun Liu For For Management
as Directors
2 Approve Appointment of Deloitte & Touch For For Management
e as Independent Auditor
--------------------------------------------------------------------------------
Sony Group Corp.
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshida, Kenichiro For For Management
1.2 Elect Director Totoki, Hiroki For For Management
1.3 Elect Director Sumi, Shuzo For For Management
1.4 Elect Director Tim Schaaff For For Management
1.5 Elect Director Oka, Toshiko For For Management
1.6 Elect Director Akiyama, Sakie For For Management
1.7 Elect Director Wendy Becker For For Management
1.8 Elect Director Hatanaka, Yoshihiko For For Management
1.9 Elect Director Adam Crozier For For Management
1.10 Elect Director Kishigami, Keiko For For Management
1.11 Elect Director Joseph A. Kraft Jr For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
Synopsys, Inc.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 8, 2021 Meeting Type: Annual
Record Date: FEB 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Chi-Foon Chan For For Management
1c Elect Director Janice D. Chaffin For For Management
1d Elect Director Bruce R. Chizen For For Management
1e Elect Director Mercedes Johnson For For Management
1f Elect Director Chrysostomos L. "Max" Ni For For Management
kias
1g Elect Director Jeannine P. Sargent For For Management
1h Elect Director John Schwarz For For Management
1i Elect Director Roy Vallee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Take-Two Interactive Software, Inc.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Michael Dornemann For For Management
1.3 Elect Director J Moses For For Management
1.4 Elect Director Michael Sheresky For For Management
1.5 Elect Director LaVerne Srinivasan For For Management
1.6 Elect Director Susan Tolson For Against Management
1.7 Elect Director Paul Viera For For Management
1.8 Elect Director Roland Hernandez For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Teladoc Health, Inc.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Bischoff For For Management
1b Elect Director Karen L. Daniel For For Management
1c Elect Director Sandra L. Fenwick For For Management
1d Elect Director William H. Frist For For Management
1e Elect Director Jason Gorevic For For Management
1f Elect Director Catherine A. Jacobson For For Management
1g Elect Director Thomas G. McKinley For For Management
1h Elect Director Kenneth H. Paulus For For Management
1i Elect Director David Shedlarz For For Management
1j Elect Director Mark Douglas Smith For For Management
1k Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Teladoc Health, Inc.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Teleflex Incorporated
Ticker: TFX Security ID: 879369106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Candace H. Duncan For For Management
1b Elect Director Stephen K. Klasko For For Management
1c Elect Director Stuart A. Randle For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
Thermo Fisher Scientific Inc.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director R. Alexandra Keith For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Scott M. Sperling For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditor
4 Provide Right to Call A Special Meeting Against For Shareholder
--------------------------------------------------------------------------------
Twilio Inc.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Lawson For For Management
1.2 Elect Director Byron Deeter For Withhold Management
1.3 Elect Director Jeffrey Epstein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
--------------------------------------------------------------------------------
Uber Technologies, Inc.
Ticker: UBER Security ID: 90353T100
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Sugar For Against Management
1b Elect Director Revathi Advaithi For For Management
1c Elect Director Ursula Burns For For Management
1d Elect Director Robert Eckert For Against Management
1e Elect Director Amanda Ginsberg For For Management
1f Elect Director Dara Khosrowshahi For For Management
1g Elect Director Wan Ling Martello For For Management
1h Elect Director Yasir Al-Rumayyan For For Management
1i Elect Director John Thain For For Management
1j Elect Director David I. Trujillo For For Management
1k Elect Director Alexander Wynaendts For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Eliminate Supermajority Vote Requiremen For For Management
t
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
Visa Inc.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier Fernand For For Management
ez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class A For For Management
Common Stock Right to Call Special Mee
ting
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Principles of Executive Compensat Against Against Shareholder
ion Program
--------------------------------------------------------------------------------
ZoomInfo Technologies, Inc.
Ticker: ZI Security ID: 98980F104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 5, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitesh Dhruv For Withhold Management
1.2 Elect Director Keith Enright For Withhold Management
1.3 Elect Director Henry Schuck For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
=Invesco Value Opportunities Fund===============================================
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley W. Buss For For Management
1.2 Elect Director Robert G. Card For For Management
1.3 Elect Director Diane C. Creel For For Management
1.4 Elect Director Jacqueline C. Hinman For For Management
1.5 Elect Director Lydia H. Kennard For For Management
1.6 Elect Director W. Troy Rudd For For Management
1.7 Elect Director Clarence T. Schmitz For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Daniel R. Tishman For For Management
1.10 Elect Director Sander van't Noordende For For Management
1.11 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AerCap Holdings NV
Ticker: AER Security ID: N00985106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3 Adopt Financial Statements For For Management
5 Approve Discharge of Directors For For Management
6 Approve Acquisition of GECAS Business For For Management
7.a Reelect Aengus Kelly as Executive Direc For For Management
tor
7.b Reelect Paul Dacier as Non-Executive Di For Against Management
rector
7.c Reelect Michael Walsh as Non-Executive For For Management
Director
7.d Reelect James Lawrence as Non-Executive For For Management
Director
8 Elect Jennifer VanBelle as Non-Executiv For For Management
e Director
9 Approve Increase of Ordinary Shares in For For Management
the Company's Capital Available for Iss
uance under the Company's Equity Incent
ive Plan
10 Approve Appointment of Peter L. Juhas a For For Management
s the Person Referred to in Article 16,
Paragraph 8 of the Company's Articles
of Association
11 Ratify PricewaterhouseCoopers Accountan For For Management
ts N.V. as Auditors
12.a Grant Board Authority to Issue Shares U For For Management
p to 10 Percent of Issued Capital
12.b Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances under Item 1
2.a
12.c Grant Board Authority to Issue Addition For For Management
al Shares Up To 10 Percent of Issued Ca
pital in Case of Merger or Acquisition
12.d Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances under Item 1
2.c
12.e Grant Board Authority to Issue Addition For For Management
al Shares in Relation to the Anticipate
d Acquisition of the GECAS Business
12.f Authorize Board to Exclude Preemptive R For For Management
ights from Share Issuances under Item 1
2.e
13.a Authorize Repurchase of Shares For For Management
13.b Conditional Authorization to Repurchase For For Management
Additional Shares
14 Approve Reduction in Share Capital thro For For Management
ugh Cancellation of Shares
15 Amend Articles Re: Increase Authorize S For For Management
hare Capital and to Permit Interim Fill
ing of Vacancies on the Board of Direct
ors
--------------------------------------------------------------------------------
Anthem, Inc.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For Against Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
Axalta Coating Systems Ltd.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Baidu, Inc.
Ticker: BIDU Security ID: 056752108
Meeting Date: MAR 1, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One-to-Eighty Stock Split For For Management
--------------------------------------------------------------------------------
Booking Holdings Inc.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
s
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
7 Report on Annual Climate Transition Against For Shareholder
8 Annual Investor Advisory Vote on Climat Against Against Shareholder
e Plan
--------------------------------------------------------------------------------
Builders FirstSource, Inc.
Ticker: BLDR Security ID: 12008R107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cleveland A. Christophe For Withhold Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director W. Bradley Hayes For For Management
1.4 Elect Director Brett N. Milgrim For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Builders FirstSource, Inc.
Ticker: BLDR Security ID: 12008R107
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Carlisle Companies Incorporated
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 5, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James D. Frias For Against Management
1b Elect Director Maia A. Hansen For For Management
1c Elect Director Corrine D. Ricard For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Centene Corporation
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jessica L. Blume For For Management
1b Elect Director Frederick H. Eppinger For For Management
1c Elect Director David L. Steward For Against Management
1d Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote Requiremen For For Management
t
6 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
Ciena Corporation
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 1, 2021 Meeting Type: Annual
Record Date: FEB 4, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hassan M. Ahmed For For Management
1b Elect Director Bruce L. Claflin For For Management
1c Elect Director T. Michael Nevens For For Management
1d Elect Director Patrick T. Gallagher For Against Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Cigna Corporation
Ticker: CI Security ID: 125523100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cordani For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Eric J. Foss For For Management
1d Elect Director Elder Granger For For Management
1e Elect Director Isaiah Harris, Jr. For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Kathleen M. Mazzarella For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director John M. Partridge For For Management
1j Elect Director Kimberly A. Ross For For Management
1k Elect Director Eric C. Wiseman For For Management
1l Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Disclose Board Matrix Including Ideolog Against Against Shareholder
ical Perspectives
--------------------------------------------------------------------------------
Citigroup Inc.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce de For For Management
Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Non-Managemen Against Against Shareholder
t Employees as Prospective Director Can
didates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
--------------------------------------------------------------------------------
Crane Co.
Ticker: CR Security ID: 224399105
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Michael Dinkins For For Management
1.4 Elect Director Ronald C. Lindsay For For Management
1.5 Elect Director Ellen McClain For For Management
1.6 Elect Director Charles G. McClure, Jr. For For Management
1.7 Elect Director Max H. Mitchell For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John S. Stroup For For Management
1.10 Elect Director James L. L. Tullis For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Dana Incorporated
Ticker: DAN Security ID: 235825205
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Bridget E. Karlin For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director Michael J. Mack, Jr. For For Management
1.7 Elect Director R. Bruce McDonald For For Management
1.8 Elect Director Diarmuid B. O'Connell For For Management
1.9 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Devon Energy Corporation
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 9, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Diamondback Energy, Inc.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 3, 2021 Meeting Type: Annual
Record Date: APR 8, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Vincent K. Brooks For For Management
1.4 Elect Director Michael P. Cross For For Management
1.5 Elect Director David L. Houston For For Management
1.6 Elect Director Stephanie K. Mains For For Management
1.7 Elect Director Mark L. Plaumann For For Management
1.8 Elect Director Melanie M. Trent For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
Element Solutions Inc
Ticker: ESI Security ID: 28618M106
Meeting Date: JUN 8, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Franklin For For Management
1b Elect Director Benjamin Gliklich For For Management
1c Elect Director Ian G.H. Ashken For For Management
1d Elect Director Elyse Napoli Filon For For Management
1e Elect Director Christopher T. Fraser For For Management
1f Elect Director Michael F. Goss For For Management
1g Elect Director Nichelle Maynard-Elliott For For Management
1h Elect Director E. Stanley O' Neal For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Energizer Holdings, Inc.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 1, 2021 Meeting Type: Annual
Record Date: DEC 4, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos Abrams-Rivera For For Management
1b Elect Director Bill G. Armstrong For For Management
1c Elect Director Cynthia J. Brinkley For For Management
1d Elect Director Rebecca Frankiewicz For For Management
1e Elect Director Alan R. Hoskins For For Management
1f Elect Director Kevin J. Hunt For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Mark S. LaVigne For For Management
1i Elect Director Patrick J. Moore For For Management
1j Elect Director Nneka L. Rimmer For For Management
1k Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Equitable Holdings, Inc.
Ticker: EQH Security ID: 29452E101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis A. Hondal For For Management
1b Elect Director Daniel G. Kaye For For Management
1c Elect Director Joan Lamm-Tennant For For Management
1d Elect Director Kristi A. Matus For For Management
1e Elect Director Ramon de Oliveira For For Management
1f Elect Director Mark Pearson For For Management
1g Elect Director Bertram L. Scott For For Management
1h Elect Director George Stansfield For For Management
1i Elect Director Charles G.T. Stonehill For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Flex Ltd.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: AUG 7, 2020 Meeting Type: Annual
Record Date: JUN 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Revathi Advaithi For For Management
1b Elect Director Michael D. Capellas For For Management
1c Elect Director Jennifer Li For For Management
1d Elect Director Marc A. Onetto For For Management
1e Elect Director Erin L. McSweeney For For Management
1f Elect Director Willy C. Shih For For Management
1g Elect Director Charles K. Stevens, III For For Management
1h Elect Director Lay Koon Tan For For Management
1i Elect Director William D. Watkins For For Management
1j Elect Director Lawrence A. Zimmerman For For Management
2 Approve Deloitte & Touche LLP as Audito For For Management
rs and Authorize Board to Fix Their Rem
uneration
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Shares without Pree For For Management
mptive Rights
6 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
Huntsman Corporation
Ticker: HUN Security ID: 447011107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 4, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter R. Huntsman For For Management
1b Elect Director Nolan D. Archibald For For Management
1c Elect Director Mary C. Beckerle For For Management
1d Elect Director M. Anthony Burns For For Management
1e Elect Director Sonia Dula For For Management
1f Elect Director Cynthia L. Egan For For Management
1g Elect Director Daniele Ferrari For For Management
1h Elect Director Robert J. Margetts For For Management
1i Elect Director Jeanne McGovern For For Management
1j Elect Director Wayne A. Reaud For For Management
1k Elect Director Jan E. Tighe For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
Jabil Inc.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anousheh Ansari For For Management
1b Elect Director Martha F. Brooks For For Management
1c Elect Director Christopher S. Holland For For Management
1d Elect Director Timothy L. Main For For Management
1e Elect Director Mark T. Mondello For For Management
1f Elect Director John C. Plant For Withhold Management
1g Elect Director Steven A. Raymund For For Management
1h Elect Director Thomas A. Sansone For For Management
1i Elect Director David M. Stout For For Management
1j Elect Director Kathleen A. Walters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
KBR, Inc.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director Stuart J. B. Bradie For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Lester L. Lyles For For Management
1e Elect Director Wendy M. Masiello For For Management
1f Elect Director Jack B. Moore For For Management
1g Elect Director Ann D. Pickard For For Management
1h Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LKQ Corporation
Ticker: LKQ Security ID: 501889208
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Berard For For Management
1b Elect Director Meg A. Divitto For For Management
1c Elect Director Robert M. Hanser For For Management
1d Elect Director Joseph M. Holsten For For Management
1e Elect Director Blythe J. McGarvie For For Management
1f Elect Director John W. Mendel For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Guhan Subramanian For For Management
1i Elect Director Xavier Urbain For For Management
1j Elect Director Jacob H. Welch For For Management
1k Elect Director Dominick Zarcone For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
ManpowerGroup Inc.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 7, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gina R. Boswell For For Management
1B Elect Director Jean-Philippe Courtois For For Management
1C Elect Director William Downe For For Management
1D Elect Director John F. Ferraro For For Management
1E Elect Director William P. Gipson For For Management
1F Elect Director Patricia Hemingway Hall For For Management
1G Elect Director Julie M. Howard For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Jonas Prising For For Management
1J Elect Director Paul Read For For Management
1K Elect Director Elizabeth P. Sartain For For Management
1L Elect Director Michael J. Van Handel For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Marathon Petroleum Corporation
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 2, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Alkhayyal For For Management
1b Elect Director Jonathan Z. Cohen For For Management
1c Elect Director Michael J. Hennigan For For Management
1d Elect Director Frank M. Semple For For Management
2 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote Requiremen For For Management
t
6 Declassify the Board of Directors For For Management
7 Limit Accelerated Vesting of Equity Awa Against Against Shareholder
rds Upon a Change in Control
--------------------------------------------------------------------------------
MetLife, Inc.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
s
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
MGIC Investment Corporation
Ticker: MTG Security ID: 552848103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Analisa M. Allen For For Management
1.2 Elect Director Daniel A. Arrigoni For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Jay C. Hartzell For For Management
1.6 Elect Director Timothy A. Holt For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Michael E. Lehman For For Management
1.9 Elect Director Melissa B. Lora For For Management
1.10 Elect Director Timothy J. Mattke For For Management
1.11 Elect Director Gary A. Poliner For For Management
1.12 Elect Director Sheryl L. Sculley For For Management
1.13 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
--------------------------------------------------------------------------------
Nielsen Holdings plc
Ticker: NLSN Security ID: G6518L108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Attwood, Jr. For For Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director Guerrino De Luca For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director David Kenny For For Management
1f Elect Director Janice Marinelli Mazza For For Management
1g Elect Director Jonathan Miller For For Management
1h Elect Director Stephanie Plaines For For Management
1i Elect Director Nancy Tellem For For Management
1j Elect Director Lauren Zalaznick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Reappoint Ernst & Young LLP as UK Statu For For Management
tory Auditors
4 Authorize the Audit Committee to Fix Re For For Management
muneration of UK Statutory Auditor
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without Pre-e For For Management
mptive Rights
10 Approve Issuance of Shares for a Privat For For Management
e Placement
11 Approve Share Repurchase Contracts and For For Management
Repurchase Counterparties
--------------------------------------------------------------------------------
Noble Energy, Inc.
Ticker: NBL Security ID: 655044105
Meeting Date: OCT 2, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
Norwegian Cruise Line Holdings Ltd.
Ticker: NCLH Security ID: G66721104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 2, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Adam M. Aron For For Management
1b Elect Director Stella David For Against Management
1c Elect Director Mary E. Landry For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve PricewaterhouseCoopers LLP as A For For Management
uditors and Authorize Board to Fix Thei
r Remuneration
--------------------------------------------------------------------------------
nVent Electric plc
Ticker: NVT Security ID: G6700G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry W. Burris For For Management
1b Elect Director Susan M. Cameron For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director Randall J. Hogan For For Management
1e Elect Director Ronald L. Merriman For For Management
1f Elect Director Nicola Palmer For For Management
1g Elect Director Herbert K. Parker For For Management
1h Elect Director Greg Scheu For For Management
1i Elect Director Beth A. Wozniak For For Management
1j Elect Director Jacqueline Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Deloitte & Touche LLP as Audito For For Management
rs and Authorize Board to Fix Their Rem
uneration
4 Authorize Price Range for Reissuance of For For Management
Treasury Shares
--------------------------------------------------------------------------------
Oracle Corporation
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 4, 2020 Meeting Type: Annual
Record Date: SEP 8, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director William G. Parrett For For Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
Parsley Energy, Inc.
Ticker: PE Security ID: 701877102
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 7, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
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Phillips 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Lisa A. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Adopt GHG Emissions Reduction Targets Against For Shareholder
6 Report on Climate Lobbying Against Against Shareholder
--------------------------------------------------------------------------------
Pioneer Natural Resources Company
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Management
Plan
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Radian Group Inc.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director Brad L. Conner For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Debra Hess For For Management
1e Elect Director Lisa W. Hess For For Management
1f Elect Director Lisa Mumford For For Management
1g Elect Director Gaetano Muzio For For Management
1h Elect Director Gregory V. Serio For For Management
1i Elect Director Noel J. Spiegel For For Management
1j Elect Director Richard G. Thornberry For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
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Sealed Air Corporation
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zubaid Ahmad For For Management
1b Elect Director Francoise Colpron For For Management
1c Elect Director Edward L. Doheny, II For For Management
1d Elect Director Michael P. Doss For For Management
1e Elect Director Henry R. Keizer For For Management
1f Elect Director Harry A. Lawton, III For For Management
1g Elect Director Neil Lustig For For Management
1h Elect Director Suzanne B. Rowland For For Management
1i Elect Director Jerry R. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditor
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
SLM Corporation
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 8, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Mary Carter Warren Frank For For Management
e
1c Elect Director Marianne M. Keler For For Management
1d Elect Director Mark L. Lavelle For For Management
1e Elect Director Ted Manvitz For For Management
1f Elect Director Jim Matheson For For Management
1g Elect Director Frank C. Puleo For For Management
1h Elect Director Vivian C. Schneck-Last For For Management
1i Elect Director William N. Shiebler For For Management
1j Elect Director Robert S. Strong For For Management
1k Elect Director Jonathan W. Witter For For Management
1l Elect Director Kirsten O. Wolberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
Spectrum Brands Holdings, Inc.
Ticker: SPB Security ID: 84790A105
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 3, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth C. Ambrecht For For Management
1b Elect Director Hugh R. Rovit For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TCF Financial Corporation
Ticker: TCF Security ID: 872307103
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on the Impacts of Using Mandator Against Against Shareholder
y Arbitration
7 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Public Benefit Corporation
8 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
The Timken Company
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 7, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Crowe For For Management
1.2 Elect Director Elizabeth A. Harrell For For Management
1.3 Elect Director Richard G. Kyle For For Management
1.4 Elect Director Sarah C. Lauber For For Management
1.5 Elect Director John A. Luke, Jr. For For Management
1.6 Elect Director Christopher L. Mapes For For Management
1.7 Elect Director James F. Palmer For For Management
1.8 Elect Director Ajita G. Rajendra For For Management
1.9 Elect Director Frank C. Sullivan For For Management
1.10 Elect Director John M. Timken, Jr. For For Management
1.11 Elect Director Ward J. Timken, Jr. For For Management
1.12 Elect Director Jacqueline F. Woods For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Sharehol Against Against Shareholder
ders to Call Special Meeting
--------------------------------------------------------------------------------
Travel + Leisure Co.
Ticker: TNL Security ID: 894164102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louise F. Brady For For Management
1.2 Elect Director Michael D. Brown For For Management
1.3 Elect Director James E. Buckman For For Management
1.4 Elect Director George Herrera For For Management
1.5 Elect Director Stephen P. Holmes For For Management
1.6 Elect Director Denny Marie Post For For Management
1.7 Elect Director Ronald L. Rickles For For Management
1.8 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
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Univar Solutions Inc.
Ticker: UNVR Security ID: 91336L107
Meeting Date: MAY 6, 2021 Meeting Type: Annual
Record Date: MAR 9, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan Braca For For Management
1.2 Elect Director Mark J. Byrne For For Management
1.3 Elect Director Daniel P. Doheny For For Management
1.4 Elect Director Richard P. Fox For For Management
1.5 Elect Director Rhonda Germany For For Management
1.6 Elect Director David C. Jukes For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director Christopher D. Pappas For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Supermajority Vote Requiremen For For Management
t
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US Foods Holding Corp.
Ticker: USFD Security ID: 912008109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl A. Bachelder For For Management
1b Elect Director Court D. Carruthers For For Management
1c Elect Director John A. Lederer For For Management
1d Elect Director Carl Andrew Pforzheimer For For Management
1e Elect Director David M. Tehle For For Management
1f Elect Director Ann E. Ziegler For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
s
--------------------------------------------------------------------------------
Wells Fargo & Company
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against For Shareholder
5 Amend Certificate of Incorporation to B Against Against Shareholder
ecome a Delaware Public Benefit Corpora
tion
6 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
WESCO International, Inc.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 1, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Engel For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director John K. Morgan For For Management
1.5 Elect Director Steven A. Raymund For For Management
1.6 Elect Director James L. Singleton For For Management
1.7 Elect Director Easwaran Sundaram For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as Au For For Management
ditors
========== END NPX REPORT
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
