UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 20, 2009
ELECTRO SCIENTIFIC INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
| | | | |
| OREGON | | 0-12853 | | 93-0370304 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| | |
| 13900 NW Science Park Drive, Portland, Oregon | | 97229 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (503) 641-4141
No Change
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ELECTRO SCIENTIFIC INDUSTRIES, INC.
FORM 8-K
INDEX
| | | | |
Item | | Description | | Page |
| | |
Item 2.02 | | Results of Operations and Financial Condition | | 3 |
| | |
Item 9.01 | | Financial Statements and Exhibits | | 3 |
| | |
Signatures | | | | 4 |
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| Item 2.02. | Results of Operations and Financial Condition. |
On January 20, 2009, Electro Scientific Industries, Inc. (“the Company”) issued a press release announcing unaudited preliminary financial information for the third quarter of fiscal 2009. A copy of the press release is furnished herewith as Exhibit No. 99.1.
The information contained under Item 2.02 in this report and in the exhibit 99.1 attached to this report is being furnished to the Securities and Exchange Commission and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that Section, or incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended (the “Securities Act”), except as shall be expressly set forth by specific reference in such a filing.
| Item 9.01. | Financial Statements and Exhibits. |
| | |
Exhibit No. | | Description of Exhibit |
| |
| 99.1 | | Press Release dated January 20, 2009 (furnished, not filed, herewith pursuant to item 2.02) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 21, 2009.
| | |
Electro Scientific Industries, Inc. (Registrant) |
| |
| By: | | /s/ Kerry Mustoe |
| Name: | | Kerry Mustoe |
| Title: | | Vice President, Corporate Controller and Chief Accounting Officer |
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