EVO Transportation & Energy Services (EVOA) Form 3 EVO Transportation & Energy Services / Himanshu Gulati ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Antara Capital LP

(Last) (First) (Middle)

500 FIFTH AVENUE, SUITE 2320

(Street)

NEW YORK NY 10110

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/16/2019

3. Issuer Name and Ticker or Trading Symbol
EVO Transportation & Energy Services, Inc. [ EVOA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
See Remarks; See Footnote(1,2)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants to Purchase Common Stock	09/16/2019	09/16/2024	Common Stock	3,084,607	0.01	I	See footnotes(1)(2)(3)(5)
Warrants to Purchase Common Stock	09/16/2019	09/16/2024	Common Stock	265,393	0.01	I	See footnotes(1)(2)(4)(5)
Warrants to Purchase Common Stock	09/16/2019	09/16/2029	Common Stock	819,492	2.5	I	See footnotes(1)(2)(3)(5)
Warrants to Purchase Common Stock	09/16/2019	09/16/2029	Common Stock	70,508	2.5	I	See footnotes(1)(2)(4)(5)

1. Name and Address of Reporting Person^*

Antara Capital LP

(Last) (First) (Middle)

500 FIFTH AVENUE, SUITE 2320

(Street)

NEW YORK NY 10110

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Antara Capital Master Fund LP

(Last) (First) (Middle)

500 FIFTH AVENUE, SUITE 2320

(Street)

NEW YORK NY 10110

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Antara Capital GP LLC

(Last) (First) (Middle)

500 FIFTH AVENUE, SUITE 2320

(Street)

NEW YORK NY 10110

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Antara Capital Fund GP LLC

(Last) (First) (Middle)

500 FIFTH AVENUE, SUITE 2320

(Street)

NEW YORK NY 10110

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Gulati Himanshu

(Last) (First) (Middle)

500 FIFTH AVENUE, SUITE 2320

(Street)

NEW YORK NY 10110

(City) (State) (Zip)

Explanation of Responses:

1. This Form 3 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

2. (Continued from footnote 1) Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

3. The warrants are held directly by Antara Master Fund.

4. The warrants are held by a managed account for which Antara Capital serves as investment manager. The Reporting Persons disclaim beneficial ownership of these warrants except to the extent of the Reporting Persons' pecuniary interest therein.

5. This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Remarks:

Pursuant to the terms of the Director Nomination Agreement, dated September 16, 2019, between EVO and Antara Master Fund, Antara Master Fund has the contractual right to designate one member of the EVO Board. Antara Master Fund has designated Himanshu Gulati to serve on the EVO Board. Mr. Gulati is the sole member of Antara GP and Antara Fund GP. By virtue of Mr. Gulati's representation on the EVO Board, solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Persons may be deemed to be directors-by-deputization. Himanshu Gulati serves as a director on the board of directors of EVO Transportation & Energy Services, Inc. ("EVO") (the "Board").

	ANTARA CAPITAL MASTER FUND LP, By: Antara Capital LP, not in its individual corporate capacity, but solely as Investment Advisor and agent, By: Antara Capital GP LLC, its general partner,By: /s/ Himanshu Gulati,Name: Himanshu Gulati,Title: Managing Member	09/27/2019
	ANTARA CAPITAL LP, By: Antara Capital GP LLC, its general partner, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member	09/27/2019
	ANTARA CAPITAL GP LLC, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member	09/27/2019
	ANTARA CAPITAL FUND GP LLC, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member	09/27/2019
	By: /s/ Himanshu Gulati, Himanshu Gulati, an individual	09/27/2019
	** Signature of Reporting Person	Date
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