UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) September 8, 2009
ZYGO CORPORATION
(Exact Name of Registrant as Specified in its Charter)
| | 0-12944 | | 06-0864500 |
| (State or Other Jurisdiction | | (Commission | | (IRS Employer |
| of Incorporation) | | File Number) | | Identification No.) |
| Laurel Brook Road, Middlefield, CT | | 06455-0448 |
| (Address of Principal Executive Offices) | | (Zip Code) |
| |
| Registrant’s telephone number, including area code: | | |
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
(e) On September 8, 2009, Zygo Corporation (“ZYGO”) and John M. Stack, President of ZYGO’s Optical Systems Division, amended Mr. Stack’s employment agreement with ZYGO, originally dated November 20, 2006, as amended on September 1, 2009. Pursuant to the amendment dated September 8, 2009 (“Amendment #2”), if Mr. Stack resigns or is terminated for any reason other than for justifiable cause within ninety days (90) after a change in control of ZYGO, Mr. Stack will be entitled to continue to receive his base salary at the then-current rate for a period of twelve (12) months.
Amendment #2 to the employment agreement dated as of September 8, 2009 between Mr. Stack and ZYGO is attached as Exhibit 99.1 hereto.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
| (d) | Exhibits |
| |
| | 99.1 | Amendment #2 to the employment agreement, dated as of September 8, 2009, between John M. Stack and Zygo Corporation. |
| |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | ZYGO CORPORATION |
| |
| |
| Date: September 11, 2009 | | By: /s/ J. Bruce Robinson |
| | | Name: J. Bruce Robinson |
| | | Title: Chief Executive Officer |
EXHIBIT INDEX
| 99.1 | | Amendment #2 to the employment agreement, dated as of September 8, 2009, between John M. |
| | | Stack and Zygo Corporation. |
