UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
December 14, 2010
Date of report (Date of earliest event reported)
TRIO-TECH INTERNATIONAL
(Exact Name of Registrant as Specified in Its Charter)
California
(State or Other Jurisdiction of Incorporation)
1-14523 | 95-2086631 | |
(Commission File Number) | (IRS Employer Identification No.) | |
16139 Wyandotte Street, Van Nuys, California | 91406 | |
(Address of Principal Executive Offices) | (Zip Code) |
(818) 787-7000
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
The Annual Meeting of Shareholders for Trio-Tech International, Inc. (the “Company”) was held on December 14, 2010. Three proposals were submitted to shareholders as described in the Company’s Proxy Statement dated October 28, 2010 and were approved by shareholders at the meeting. The proposals and the results of the shareholder votes are as follows.
1. | The Proposal to elect five directors to hold office until the next Annual Meeting of Shareholders was approved based upon the following votes: |
For | Withheld | Broker Non-Votes | ||||||||||
Jason Adelman | 1,845,662 | 11,211 | - | |||||||||
Richard Horowitz | 1,847,162 | 9,711 | - | |||||||||
A. Charles Wilson | 1,662,320 | 194,553 | - | |||||||||
S. W. Yong | 1,664,596 | 192,277 | - | |||||||||
Victor Ting | 1,665,596 | 191,277 | - |
All of the Company’s nominees were elected, with each nominee receiving a plurality of the votes cast.
2. | The proposal to amend the 2007 Employee Stock Option Plan to increase the number of shares of Common Stock authorized for issuance thereunder from 300,000 to 600,000 share, was approved based upon the following votes: |
For | Against | Abstain | Broker Non-Votes | |||||||||||
1,283,900 | 572,793 | 180 | - |
3. | The proposal to amend the 2007 Directors Equity Incentive Plan to increase the number of shares of Common Stock authorized for issuance thereunder from 200,000 to 400,000 shares, was approved based upon the following votes: |
For | Against | Abstain | Broker Non-Votes | |||||||||||
1,442,778 | 413,510 | 585 | - |
Item 9.01 | Financial Statements and Exhibits. |
(d) | Exhibits. |
99.1 | Amendment to 2007 Employee Stock Option Plan (incorporated by reference to Exhibit A to the Company’s Proxy Statement dated October 28, 2010). | ||
99.2 | Amendment to 2007 Directors Equity Incentive Plan (incorporated by reference to Exhibit B to the Company’s Proxy Statement dated October 28, 2010). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 16, 2010
TRIO-TECH INTERNATIONAL | ||
By:/s/ VICTOR H.M. TING Victor H.M. Ting, Chief Financial Officer and Vice President (Principal Financial Officer) |