UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-3916
NAME OF REGISTRANT: VANGUARD SPECIALIZED FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: JANUARY 31
DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013
FUND: VANGUARD ENERGY FUND
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ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PRESTON M. GEREN, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES W. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR EUGENE C. FIEDOREK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CHANSOO JOUNG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM C. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
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ISSUER: Athabasca Oil Corporation
TICKER: ATH CUSIP: 04682R107
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SIX ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR TOM BUCHANAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GARY DUNDAS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR RONALD J. ECKHARDT ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WILLIAM GALLACHER ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MARSHALL MCRAE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SVEINUNG SVARTE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Beijing Enterprises Holdings Ltd.
TICKER: 00392 CUSIP: Y07702122
MEETING DATE: 6/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WANG DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LEI ZHENGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT JIANG XINHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT WU JIESI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LAM HOI HAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT SZE CHI CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT SHI HANMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: REAPPOINT ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
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ISSUER: BG Group plc
TICKER: BG. CUSIP: G1245Z108
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT DEN JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIM HAW-KUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PETER BACKHOUSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT VIVIENNE COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRIS FINLAYSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDREW GOULD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT BARONESS HOGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DR JOHN HOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARTIN HOUSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CAIO KOCH-WESER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIR DAVID MANNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT MARK SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT PATRICK THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: BP plc
TICKER: BP. CUSIP: 055622104
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANTONY BURGMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CYNTHIA CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GEORGE DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT ANDREW SHILSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: BP plc
TICKER: BP. CUSIP: G12793108
MEETING DATE: 4/11/2013 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANTONY BURGMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CYNTHIA CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GEORGE DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT ANDREW SHILSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: Bristow Group Inc.
TICKER: BRS CUSIP: 110394103
MEETING DATE: 8/1/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS N. AMONETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. CANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. CHILES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. FLICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORI A. GOBILLOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IAN A. GODDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. KING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. KNUDSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATHEW MASTERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRUCE H. STOVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Cabot Oil & Gas Corporation
TICKER: COG CUSIP: 127097103
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT L. KEISER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
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ISSUER: Cairn Energy plc
TICKER: CNE CUSIP: G17528269
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: RE-ELECT SIR BILL GAMMELL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT TODD HUNT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAIN MCLAREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DR JAMES BUCKEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALEXANDER BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JACQUELINE SHEPPARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIMON THOMSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: RE-ELECT DR MIKE WATTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JANN BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #18: APPROVE ANY DISPOSALS BY THE COMPANY OR ISSUER YES FOR FOR
ANY SUBSIDIARY UNDERTAKING OF THE COMPANY OF ANY OR
ALL SHARES IN CAIRN INDIA LIMITED
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ISSUER: Cairn India Limited
TICKER: 532792 CUSIP: Y1081B108
MEETING DATE: 8/22/2012 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT A. MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT O. GOSWAMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT N. AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT T. JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT P. AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT R. DHIR AS MANAGING DIRECTOR AND ISSUER YES FOR FOR
CEO AND APPROVE HIS REMUNERATION
PROPOSAL #9: APPROVE GRANT OF OPTIONS TO EMPLOYEES ISSUER YES AGAINST AGAINST
AND DIRECTORS OF SUBSIDIARY COMPANIES UNDER THE
CAIRN INDIA PERFORMANCE OPTION PLAN (2006) AND THE
CAIRN INDIA EMPLOYEE STOCK OPTION PLAN (2006)
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
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ISSUER: Caltex Australia Ltd.
TICKER: CTX CUSIP: Q19884107
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6a: ELECT RICHARD BROWN AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6b: ELECT BARBARA BURGER AS A DIRECTOR ISSUER YES AGAINST AGAINST
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ISSUER: Cameco Corporation
TICKER: CCO CUSIP: 13321L108
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A: THE UNDERSIGNED HEREBY CERTIFIES THAT ISSUER YES ABSTAIN N/A
THE SHARES REPRESENTED BY THIS PROXY ARE OWNED AND
CONTROLLED BY A CANADIAN
PROPOSAL #B1: ELECT DIRECTOR IAN BRUCE ISSUER YES FOR FOR
PROPOSAL #B2: ELECT DIRECTOR DANIEL CAMUS ISSUER YES FOR FOR
PROPOSAL #B3: ELECT DIRECTOR JOHN CLAPPISON ISSUER YES FOR FOR
PROPOSAL #B4: ELECT DIRECTOR JOE COLVIN ISSUER YES FOR FOR
PROPOSAL #B5: ELECT DIRECTOR JAMES CURTISS ISSUER YES FOR FOR
PROPOSAL #B6: ELECT DIRECTOR DONALD DERANGER ISSUER YES FOR FOR
PROPOSAL #B7: ELECT DIRECTOR TIM GITZEL ISSUER YES FOR FOR
PROPOSAL #B8: ELECT DIRECTOR JAMES GOWANS ISSUER YES FOR FOR
PROPOSAL #B9: ELECT DIRECTOR NANCY HOPKINS ISSUER YES FOR FOR
PROPOSAL #B10: ELECT DIRECTOR ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #B11: ELECT DIRECTOR NEIL MCMILLAN ISSUER YES FOR FOR
PROPOSAL #B12: ELECT DIRECTOR VICTOR ZALESCHUK ISSUER YES FOR FOR
PROPOSAL #C: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #D: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT C.M. BEST, N. M. EDWARDS, T.W. ISSUER YES FOR FOR
FAITHFULL, G. A. FILMON, C. L. FONG, G.D. GIFFIN,
W.A. GOBERT, S.W. LAUT, K.A. J. MACPHAIL, F.J.
MCKENNA, E.R. SMITH AND D.A. TUER AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH A. J. MACPHAIL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELDON R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES AGAINST AGAINST
APPROACH
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ISSUER: Canadian Oil Sands Limited
TICKER: COS CUSIP: 13643E105
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #2.1: ELECT DIRECTOR C.E. (CHUCK) SHULTZ ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IAN A. BOURNE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GERALD W. GRANDEY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ARTHUR N. KORPACH ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR DONALD J. LOWRY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SARAH E. RAISS ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR JOHN K. READ ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR BRANT G. SANGSTER ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WESLEY R. TWISS ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR JOHN B. ZAOZIRNY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADVANCE NOTICE POLICY ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUORUM REQUIREMENTS ISSUER YES FOR FOR
PROPOSAL #6: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND TRANSITION OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: Celtic Exploration Ltd.
TICKER: CLT CUSIP: 15118Q109
MEETING DATE: 12/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY EXXONMOBIL CANADA ISSUER YES FOR FOR
LTD.
PROPOSAL #2: APPROVE STOCK OPTION PLAN FOR KELT ISSUER YES AGAINST AGAINST
EXPLORATION LTD.
PROPOSAL #3: APPROVE RESTRICTED SHARE UNIT PLAN FOR ISSUER YES FOR FOR
KELT EXPLORATION LTD.
PROPOSAL #4: APPROVE ISSUANCE OF SHARES IN ONE OR ISSUER YES FOR FOR
MORE PRIVATE PLACEMENTS
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ISSUER: Cenovus Energy Inc.
TICKER: CVE CUSIP: 15135U109
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT DIRECTOR RALPH S. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT DIRECTOR PATRICK D. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT DIRECTOR IAN W. DELANEY ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT DIRECTOR BRIAN C. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT DIRECTOR MICHAEL A. GRANDIN ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT DIRECTOR VALERIE A.A. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.07: ELECT DIRECTOR CHARLES M. RAMPACEK ISSUER YES FOR FOR
PROPOSAL #1.08: ELECT DIRECTOR COLIN TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.09: ELECT DIRECTOR WAYNE G. THOMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Energy Corporation
TICKER: CHK CUSIP: 165167107
MEETING DATE: 6/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BOB G. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MERRILL A. ('PETE') ISSUER YES FOR FOR
MILLER, JR.
PROPOSAL #1c: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LOUIS A. RASPINO ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ESTABLISH RISK OVERSIGHT COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: REINCORPORATE IN ANOTHER STATE [FROM SHAREHOLDER YES AGAINST FOR
OKLAHOMA TO DELAWARE]
PROPOSAL #12: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chevron Corporation
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE L. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CARL WARE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN S. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES AGAINST FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #6: REPORT ON OFFSHORE OIL WELLS AND SPILL SHAREHOLDER YES AGAINST FOR
MITIGATION MEASURES
PROPOSAL #7: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: PROHIBIT POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #12: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERTISE
PROPOSAL #13: ADOPT GUIDELINES FOR COUNTRY SELECTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 02883 CUSIP: Y15002101
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
ANNUAL DIVIDEND
PROPOSAL #3: ACCEPT REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPOINT DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE
TOHMATSU AS DOMESTIC AND INTERNATIONAL AUDITORS,
RESPECTIVELY, AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: ELECT FONG WO, FELIX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CHEN QUANSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ZENG QUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ZHANG ZHAOSHAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF THE COMPANY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 00386 CUSIP: Y15010104
MEETING DATE: 10/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONNECTED TRANSACTION WITH A ISSUER YES FOR FOR
RELATED PARTY
PROPOSAL #2: APPROVE ZHONG KE GUANGDONG REFINERY ISSUER YES FOR FOR
INTEGRATION PROJECT
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 00386 CUSIP: Y15010104
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE INTERIM PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
FOR THE YEAR 2013
PROPOSAL #5: APPOINT PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN CPA'S LIMITED
COMPANY AS EXTERAL AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN FOR THE ISSUER YES FOR FOR
YEAR ENDED DEC. 31, 2012
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTION IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS AND OTHER RELATED MATTERS
PROPOSAL #9: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES AGAINST AGAINST
PROPOSED PAN FOR THE ISSUANCE OF DEBT FINANCING
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 00386 CUSIP: Y15010104
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROFIT DISTRIBUTION PROPOSAL FOR ISSUER YES FOR FOR
THE YEAR 2012
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shenhua Energy Co., Ltd.
TICKER: 01088 CUSIP: Y1504C113
MEETING DATE: 9/14/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS OF THE COMPANY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shenhua Energy Co., Ltd.
TICKER: 01088 CUSIP: Y1504C113
MEETING DATE: 6/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT REPORT OF THE BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
DECLARE FINAL DIVIDEND
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPOINT DELOITTE TOUCHE TOHMATSU AND ISSUER YES FOR FOR
DELOITTE TOUCHE TOHMATSU CPA LTD. AS INTERNATIONAL
AND PRC AUDITORS, RESPECTIVELY, AND AUTHORIZE A
COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REVISION OF ANNUAL CAP UNDER THE ISSUER YES FOR FOR
CURRENT MUTUAL COAL SUPPLY AGREEMENT
PROPOSAL #8: APPROVE SUPPLEMENTARY AGREEMENT TO THE ISSUER YES FOR FOR
CURRENT FINANCIAL SERVICES AGREEMENT AND REVISION OF
CERTAIN ANNUAL CAPS
PROPOSAL #9: APPROVE MUTUAL COAL SUPPLY AGREEMENT AND ISSUER YES FOR FOR
THE PROPOSED ANNUAL CAPS
PROPOSAL #10: APPROVE MUTUAL SUPPLIES AND SERVICES ISSUER YES FOR FOR
AGREEMENT AND THE PROPOSED ANNUAL CAPS
PROPOSAL #11: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
AND THE PROPOSED ANNUAL CAPS
PROPOSAL #12: APPROVE CHANGE OF USE OF A PORTION OF ISSUER YES FOR FOR
PROCEEDS FROM THE A SHARE OFFERING
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shenhua Energy Co., Ltd.
TICKER: 01088 CUSIP: Y1504C113
MEETING DATE: 6/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 00883 CUSIP: Y1662W117
MEETING DATE: 8/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COALBED METHANE RESOURCES ISSUER YES FOR FOR
EXPLORATION AND DEVELOPMENT COOPERATION AGREEMENT AND
RELATED TRANSACTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 00883 CUSIP: Y1662W117
MEETING DATE: 11/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NON-EXEMPT REVISED CAPS FOR ISSUER YES FOR FOR
RELEVANT CATEGORIES OF THE CONTINUING CONNECTED
TRANSACTIONS IN RESPECT OF 2012 AND 2013
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 00883 CUSIP: Y1662W117
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE AUDITED ACCOUNTS WITH ISSUER YES FOR FOR
DIRECTOR'S REPORT AND AUDITORS' REPORT
PROPOSAL #1b: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT YANG HUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT ZHOU SHOUWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT CHIU SUNG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #1g: APPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #2a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #2b: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobalt International Energy, Inc.
TICKER: CIE CUSIP: 19075F106
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. JOHN LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH A. PONTARELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie generale de geophysique Veritas
TICKER: CGG CUSIP: F2349S108
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ABSENCE ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: REELECT LOREN CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT TERENCE YOUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY APPOINTMENT OF AGNES LEMARCHAND ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: REELECT AGNES LEMARCHAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RENEW APPOINTMENT OF ERNST AND YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: RENEW APPOINTMENT OF AUDITEX AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #11: RENEW APPOINTMENT OF PATRICK DE ISSUER YES FOR FOR
CAMBOURG AS ALTERNATE AUDITOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 730,000
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #15: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
REGARDING CORPORATE OFFICERS' REMUNERATION
PROPOSAL #16: APPROVE SEVERANCE PAYMENT AGREEMENT ISSUER YES FOR FOR
WITH JEAN-GEORGES MALCOR
PROPOSAL #17: CHANGE COMPANY NAME TO CGG AND AMEND ISSUER YES FOR FOR
ARTICLE 3 OF BYLAWS ACCORDINGLY
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 35 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 9 MILLION
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 9 MILLION
PROPOSAL #21: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #22: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 18 TO 20
PROPOSAL #23: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 10 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR FUTURE ACQUISITIONS
PROPOSAL #25: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #26: AUTHORIZE UP TO 1.32 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLAN
PROPOSAL #27: AUTHORIZE UP TO 0.68 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLAN RESERVED FOR CEO
AND/OR EXECUTIVE COMMITTEE MEMBERS
PROPOSAL #28: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #29: APPROVE ISSUANCE OF SECURITIES ISSUER YES FOR FOR
CONVERTIBLE INTO DEBT UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 1.2 BILLION
PROPOSAL #30: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JODY L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MOHD H. MARICAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM E. WADE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #6: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSOL Energy Inc.
TICKER: CNX CUSIP: 20854P109
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP W. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. ALTMEYER, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJ K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. HARDESTY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM P. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REPORT ON CLIMATE CHANGE SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Resources, Inc.
TICKER: CLR CUSIP: 212015101
MEETING DATE: 8/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denbury Resources Inc.
TICKER: DNR CUSIP: 247916208
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WIELAND F. WETTSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL B. DECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD G. GREENE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY L. MCMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHIL RYKHOEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDY STEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Devon Energy Corporation
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MOSBACHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Offshore Drilling, Inc.
TICKER: DO CUSIP: 25271C102
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE R. DICKERSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. BOLTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES L. FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. GAFFNEY, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD GREBOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HERBERT C. HOFMANN ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR CLIFFORD M. SOBEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #1.10: ELECT DIRECTOR RAYMOND S. TROUBH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Inc.
TICKER: ENB CUSIP: 29250N105
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. ARLEDGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. LORNE BRAITHWAITE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. HERB ENGLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES W. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. LESLIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AL MONACO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE K. PETTY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES E. SHULTZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAN C. TUTCHER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CATHERINE L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnCana Corporation
TICKER: ECA CUSIP: 292505104
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. DEA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAIRE S. FARLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID P. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE G. WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAYTON H. WOITAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energen Corporation
TICKER: EGN CUSIP: 29265N108
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. MICHAEL GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY GRINNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCES POWELL HAWES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni S.p.A.
TICKER: ENI CUSIP: 26874R108
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni S.p.A.
TICKER: ENI CUSIP: T3643A145
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni Spa
TICKER: ENI CUSIP: 26874R108
MEETING DATE: 7/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ELIMINATION OF SHARES' PAR VALUE ISSUER YES FOR FOR
AND CANCELLATION OF TREASURY SHARES
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni Spa
TICKER: ENI CUSIP: T3643A145
MEETING DATE: 7/16/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ELIMINATION OF SHARES' PAR VALUE ISSUER YES FOR FOR
AND CANCELLATION OF TREASURY SHARES
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT FRANCIS S. KALMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT ROXANNE J. DECYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MARY FRANCIS CBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG LLP AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #5: REAPPOINT KPMG AUDIT PLC AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE TO APPROVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT
PROPOSAL #9: ACCEPT AUDITORS' AND DIRECTORS' REPORTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
DECLASSIFYING THE BOARD AND CONVERSION OF AMERICAN
DEPOSITARY SHARES TO CLASS A ORDINARY SHARES
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOG Resources, Inc.
TICKER: EOG CUSIP: 26875P101
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK G. PAPA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. LEIGHTON STEWARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD F. TEXTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK G. WISNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EQT Corporation
TICKER: EQT CUSIP: 26884L109
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN A. THORINGTON ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M.J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. BRABECK-LETMATHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR U.M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L.R. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J.S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H.H. FORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR K.C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W.W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR S.J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR S.S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR R.W. TILLERSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR W.C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR E.E. WHITACRE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: LIMIT DIRECTORS TO A MAXIMUM OF THREE SHAREHOLDER YES AGAINST FOR
BOARD MEMBERSHIPS IN COMPANIES WITH SALES OVER $500
MILLION ANNUALLY
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: STUDY FEASIBILITY OF PROHIBITING SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #9: ADOPT SEXUAL ORIENTATION ANTI-BIAS POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES AGAINST FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #11: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES AGAINST FOR
PRODUCTS AND OPERATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Solar, Inc.
TICKER: FSLR CUSIP: 336433107
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. AHEARN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE A. HAMBRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. NOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. POST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. THOMAS PRESBY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL H. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galp Energia, SGPS S.A.
TICKER: GALP CUSIP: X3078L108
MEETING DATE: 11/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY FOUR DIRECTORS APPOINTED TO FILL ISSUER YES AGAINST AGAINST
VACANT SEATS
PROPOSAL #2: ELECT FIVE NEW DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT SECRETARY OF GENERAL MEETING BOARD ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #5: ELECT REMUNERATION COMMITTEE MEMBER ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galp Energia, SGPS S.A.
TICKER: GALP CUSIP: X3078L108
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL 2012
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazprom OAO
TICKER: GAZP CUSIP: 368287207
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROCEDURE OF DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ZAO PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #9: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #10: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #12.1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LOAN AGREEMENTS
PROPOSAL #12.2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: LOAN AGREEMENTS
PROPOSAL #12.3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: LOAN AGREEMENTS
PROPOSAL #12.4: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LOAN FACILITY AGREEMENT
PROPOSAL #12.5: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: LOAN FACILITY
PROPOSAL #12.6: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: LOAN FACILITY AGREEMENT
PROPOSAL #12.7: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK ROSSIYA RE: LOAN FACILITY AGREEMENT
PROPOSAL #12.8: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON TRANSFER OF
FUNDS AND PLACEMENT OF MONETARY FUNDS AS MINIMUM
BALANCE ON BANK ACCOUNTS
PROPOSAL #12.9: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA, OAO BANK VTB, OAO AB
ROSSIYA, AND OAO ROSSELKHOZBANK RE: AGREEMENTS ON
TRANSFER OF FUNDS
PROPOSAL #12.10: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK, OAO SBERBANK OF RUSSIA, OAO
BANK VTB, OAO AB ROSSIYA, AND OAO ROSSELKHOZBANK RE:
AGREEMENTS ON USING ELECTRONIC PAYMENTS SYSTEM
PROPOSAL #12.11: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON FOREIGN
CURRENCY PURCHASE/SALE
PROPOSAL #12.12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON FOREIGN CURRENCY
PURCHASE/SALE
PROPOSAL #12.13: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON FORWARD/SWAP
CONVERSION OPERATIONS
PROPOSAL #12.14: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: DEPOSIT AGREEMENTS
PROPOSAL #12.15: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: DEPOSIT AGREEMENTS
PROPOSAL #12.16: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: DEPOSIT AGREEMENTS
PROPOSAL #12.17: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: GUARANTEE AGREEMENTS FOR
SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #12.18: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: GUARANTEE AGREEMENTS
FOR SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #12.19: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: GUARANTEE AGREEMENTS FOR
SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #12.20: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK: GUARANTEE AGREEMENTS FOR
SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #12.21: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON GUARANTEES TO
TAX AUTHORITIES
PROPOSAL #12.22: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON GUARANTEES TO TAX
AUTHORITIES
PROPOSAL #12.23: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: AGREEMENTS ON
GUARANTEES TO TAX AUTHORITIES
PROPOSAL #12.24: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF INFRASTRUCTURE FACILITIES AT
RAILWAY STATIONS
PROPOSAL #12.25: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF TANK CARS
PROPOSAL #12.26: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH DOAO TSENTRENERGOGAZ RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF BUILDING AND EQUIPMENT
PROPOSAL #12.27: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TSENTRGAZ RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #12.28: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF NON-RESIDENTIAL PREMISES
PROPOSAL #12.29: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFTEKHIM SALAVAT RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF GAS CONDENSATE
PROPOSAL #12.30: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM EXPORT RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #12.31: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS, AND SPECIAL-PURPOSE TELECOMMUNICATIONS
PROPOSAL #12.32: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM SPACE SYSTEMS RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.33: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #12.34: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.35: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.36: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM KOMPLEKTATSIYA RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.37: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK AND OOO GAZPROM EXPORT RE:
LICENSE TO USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.38: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM GAZORASPREDELENIYE RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF GAS DISTRIBUTION
PROPOSAL #12.39: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OOO GAZPROM INVESTOPROEKT: RE: PROVISION OF
CONSULTING SERVICES
PROPOSAL #12.40: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO DRUZHBA RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF FACILITIES OF DRUZHBA VACATION
CENTER
PROPOSAL #12.41: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM EXPORT RE: AGREEMENTS ON SALE OF
COMMERCIAL PRODUCTS OWNED BY GAZPROM
PROPOSAL #12.42: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SEVERNEFTEGAZPROM RE: AGREEMENTS ON DELIVERY
OF GAS
PROPOSAL #12.43: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TOMSKGAZPROM RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #12.44: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #12.45: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENTS ON TRANSPORTATION OF
GAS
PROPOSAL #12.46: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENTS ON ARRANGING OF
INJECTION AND STORAGE OF GAS
PROPOSAL #12.47: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #12.48: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF INFRASTRUCTURE FACILITIES
PROPOSAL #12.49: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: AGREEMENT ON FORWARD
TRANSACTIONS, AND CURRENCY PURCHASE/SALE TRANSACTIONS
PROPOSAL #12.50: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.51: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH A/S LATVIJAS GAZE RE: AGREEMENTS ON SALE OF GAS;
ARRANGING OF INJECTION, AND STORAGE OF GAS
PROPOSAL #12.52: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH AB LIETUVOS DUJOS RE: AGREEMENTS ON SALE AND
TRANSPORTATION OF GAS
PROPOSAL #12.53: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH AO MOLDOVAGAZ RE: AGREEMENTS ON SALE AND
TRANSPORTATION OF GAS
PROPOSAL #12.54: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH KAZROSGAZ LLP RE: AGREEMENTS ON TRANSPORTATION
OF GAS
PROPOSAL #12.55: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BELTRANSGAZ RE: AGREEMENTS ON SALE AND
TRANSPORTATION OF GAS
PROPOSAL #12.56: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GAZPROM GERMANIA GMBH RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #12.57: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON START-UP AND
COMMISSIONING WORK
PROPOSAL #12.58: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENTS ON START-
UP AND COMMISSIONING WORK
PROPOSAL #12.59: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON
START-UP AND COMMISSIONING WORK
PROPOSAL #12.60: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENTS ON START-UP
AND COMMISSIONING WORK
PROPOSAL #12.61: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENTS ON
INVESTMENT PROJECTS
PROPOSAL #12.62: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON INVESTMENT
PROJECTS
PROPOSAL #12.63: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON
INVESTMENT PROJECTS
PROPOSAL #12.64: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENTS ON INVESTMENT
PROJECTS
PROPOSAL #12.65: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM GAZORASPREDELENIYE RE: SERVICE
AGREEMENT ON PARTIAL LIQUIDATION OF GAS PIPELINE
PROPOSAL #12.66: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON PROPERTY INSURANCE
PROPOSAL #12.67: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON ENVIRONMENT, LIFE,
HEALTH, AND INDIVIDUAL PROPERTY INSURANCE
PROPOSAL #12.68: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON ENVIRONMENT, LIFE,
HEALTH, AND INDIVIDUAL PROPERTY INSURANCE
PROPOSAL #12.69: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON INSURANCE IN
CONNECTION WITH CUSTOMS OPERATIONS
PROPOSAL #12.70: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OF
GAZPROM'S EMPLOYEES
PROPOSAL #12.71: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OF
GAZPROM'S EMPLOYEES, THEIR FAMILIY MEMBERS, AND
RETIRED FORMER EMPLOYEES
PROPOSAL #12.72: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OF
TRANSPORTATION VEHICLES OWNED BY GAZPROM
PROPOSAL #12.73: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON LIABILITY INSURANCE
TO MEMBERS OF BOARD OF DIRECTORS AND MANAGEMENT BOARD
PROPOSAL #12.74: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BELTRANSGAZ RE: LICENSE TO USE OAO GAZPROM'S
TRADEMARKS
PROPOSAL #12.75: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON INSURANCE DURING
BUSINESS ASSIGNMENT
PROPOSAL #12.76: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH MULTIPLE PARTIES RE: AGREEMENTS ON ARRANGING
STOCKTAKING OF PROPERTY
PROPOSAL #12.77: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST, AND OOO TEMRYUKMORTRANS, OAO
GAZPROMTRUBINVEST, AND GAZPROM (UK) LIMITED RE:
LICENSE TO USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.78: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: LICENSE TO USE OAO
GAZPROM'S TRADEMARKS
PROPOSAL #12.79: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LICENSE TO USE OAO GAZPROM'S
TRADEMARKS
PROPOSAL #12.80: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GAZPROM GERMANIA GMBH RE: EXCLUSIVE LICENSE TO
USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.81: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BELTRANSGAZ RE: LICENSE TO USE OAO GAZPROM'S
TRADEMARKS
PROPOSAL #12.82: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GAZPROM MARKETING AND TRADING LIMITED RE:
EXCLUSIVE LICENSE TO USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.83: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: EXCLUSIVE LICENSE TO USE
OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.84: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: EXCLUSIVE LICENSE TO USE
OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.85: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
DELIVERY OF GAS
PROPOSAL #13.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.2: ELECT FARIT GAZIZULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.3: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.4: ELECT ELENA KARPEL AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.5: ELECT TIMUR KULIBAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.6: ELECT VITALIY MARKELOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.7: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.8: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.9: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.10: ELECT VALERY MUSIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.11: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #14.1: ELECT VIKTOR ANTOSHIN AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #14.2: ELECT DMITRY ARKHIPOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.3: ELECT ANDREY BELOBROV AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #14.4: ELECT VADIM BIKULOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.5: ELECT MIKHAIL KUZOVLEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.6: ELECT MARINA MIKHINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.7: ELECT LIDIYA MOROZOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.8: ELECT ANNA NESTEROVA AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.9: ELECT GEORGIY NOZADZE AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.10: ELECT YURIY NOSOV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #14.11: ELECT KAREN OGANYAN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.12: ELECT ALEKSANDR YUGOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazprom OAO
TICKER: GAZP CUSIP: X7204C106
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROCEDURE OF DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ZAO PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #9: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #10: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #12.1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LOAN AGREEMENTS
PROPOSAL #12.2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: LOAN AGREEMENTS
PROPOSAL #12.3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: LOAN AGREEMENTS
PROPOSAL #12.4: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LOAN FACILITY AGREEMENT
PROPOSAL #12.5: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: LOAN FACILITY
PROPOSAL #12.6: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: LOAN FACILITY AGREEMENT
PROPOSAL #12.7: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK ROSSIYA RE: LOAN FACILITY AGREEMENT
PROPOSAL #12.8: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON TRANSFER OF
FUNDS AND PLACEMENT OF MONETARY FUNDS AS MINIMUM
BALANCE ON BANK ACCOUNTS
PROPOSAL #12.9: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA, OAO BANK VTB, OAO AB
ROSSIYA, AND OAO ROSSELKHOZBANK RE: AGREEMENTS ON
TRANSFER OF FUNDS
PROPOSAL #12.10: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK, OAO SBERBANK OF RUSSIA, OAO
BANK VTB, OAO AB ROSSIYA, AND OAO ROSSELKHOZBANK RE:
AGREEMENTS ON USING ELECTRONIC PAYMENTS SYSTEM
PROPOSAL #12.11: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON FOREIGN
CURRENCY PURCHASE/SALE
PROPOSAL #12.12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON FOREIGN CURRENCY
PURCHASE/SALE
PROPOSAL #12.13: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON FORWARD/SWAP
CONVERSION OPERATIONS
PROPOSAL #12.14: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: DEPOSIT AGREEMENTS
PROPOSAL #12.15: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: DEPOSIT AGREEMENTS
PROPOSAL #12.16: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: DEPOSIT AGREEMENTS
PROPOSAL #12.17: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: GUARANTEE AGREEMENTS FOR
SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #12.18: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: GUARANTEE AGREEMENTS
FOR SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #12.19: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: GUARANTEE AGREEMENTS FOR
SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #12.20: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK: GUARANTEE AGREEMENTS FOR
SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #12.21: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON GUARANTEES TO
TAX AUTHORITIES
PROPOSAL #12.22: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON GUARANTEES TO TAX
AUTHORITIES
PROPOSAL #12.23: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: AGREEMENTS ON
GUARANTEES TO TAX AUTHORITIES
PROPOSAL #12.24: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF INFRASTRUCTURE FACILITIES AT
RAILWAY STATIONS
PROPOSAL #12.25: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF TANK CARS
PROPOSAL #12.26: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH DOAO TSENTRENERGOGAZ RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF BUILDING AND EQUIPMENT
PROPOSAL #12.27: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TSENTRGAZ RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #12.28: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF NON-RESIDENTIAL PREMISES
PROPOSAL #12.29: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFTEKHIM SALAVAT RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF GAS CONDENSATE
PROPOSAL #12.30: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM EXPORT RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #12.31: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS, AND SPECIAL-PURPOSE TELECOMMUNICATIONS
PROPOSAL #12.32: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM SPACE SYSTEMS RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.33: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #12.34: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.35: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.36: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM KOMPLEKTATSIYA RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.37: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK AND OOO GAZPROM EXPORT RE:
LICENSE TO USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.38: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM GAZORASPREDELENIYE RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF GAS DISTRIBUTION
PROPOSAL #12.39: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OOO GAZPROM INVESTOPROEKT: RE: PROVISION OF
CONSULTING SERVICES
PROPOSAL #12.40: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO DRUZHBA RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF FACILITIES OF DRUZHBA VACATION
CENTER
PROPOSAL #12.41: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM EXPORT RE: AGREEMENTS ON SALE OF
COMMERCIAL PRODUCTS OWNED BY GAZPROM
PROPOSAL #12.42: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SEVERNEFTEGAZPROM RE: AGREEMENTS ON DELIVERY
OF GAS
PROPOSAL #12.43: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TOMSKGAZPROM RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #12.44: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #12.45: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENTS ON TRANSPORTATION OF
GAS
PROPOSAL #12.46: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENTS ON ARRANGING OF
INJECTION AND STORAGE OF GAS
PROPOSAL #12.47: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #12.48: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF INFRASTRUCTURE FACILITIES
PROPOSAL #12.49: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: AGREEMENT ON FORWARD
TRANSACTIONS, AND CURRENCY PURCHASE/SALE TRANSACTIONS
PROPOSAL #12.50: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #12.51: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH A/S LATVIJAS GAZE RE: AGREEMENTS ON SALE OF GAS;
ARRANGING OF INJECTION, AND STORAGE OF GAS
PROPOSAL #12.52: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH AB LIETUVOS DUJOS RE: AGREEMENTS ON SALE AND
TRANSPORTATION OF GAS
PROPOSAL #12.53: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH AO MOLDOVAGAZ RE: AGREEMENTS ON SALE AND
TRANSPORTATION OF GAS
PROPOSAL #12.54: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH KAZROSGAZ LLP RE: AGREEMENTS ON TRANSPORTATION
OF GAS
PROPOSAL #12.55: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BELTRANSGAZ RE: AGREEMENTS ON SALE AND
TRANSPORTATION OF GAS
PROPOSAL #12.56: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GAZPROM GERMANIA GMBH RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #12.57: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON START-UP AND
COMMISSIONING WORK
PROPOSAL #12.58: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENTS ON START-
UP AND COMMISSIONING WORK
PROPOSAL #12.59: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON
START-UP AND COMMISSIONING WORK
PROPOSAL #12.60: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENTS ON START-UP
AND COMMISSIONING WORK
PROPOSAL #12.61: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENTS ON
INVESTMENT PROJECTS
PROPOSAL #12.62: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON INVESTMENT
PROJECTS
PROPOSAL #12.63: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON
INVESTMENT PROJECTS
PROPOSAL #12.64: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENTS ON INVESTMENT
PROJECTS
PROPOSAL #12.65: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM GAZORASPREDELENIYE RE: SERVICE
AGREEMENT ON PARTIAL LIQUIDATION OF GAS PIPELINE
PROPOSAL #12.66: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON PROPERTY INSURANCE
PROPOSAL #12.67: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON ENVIRONMENT, LIFE,
HEALTH, AND INDIVIDUAL PROPERTY INSURANCE
PROPOSAL #12.68: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON ENVIRONMENT, LIFE,
HEALTH, AND INDIVIDUAL PROPERTY INSURANCE
PROPOSAL #12.69: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON INSURANCE IN
CONNECTION WITH CUSTOMS OPERATIONS
PROPOSAL #12.70: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OF
GAZPROM'S EMPLOYEES
PROPOSAL #12.71: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OF
GAZPROM'S EMPLOYEES, THEIR FAMILIY MEMBERS, AND
RETIRED FORMER EMPLOYEES
PROPOSAL #12.72: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OF
TRANSPORTATION VEHICLES OWNED BY GAZPROM
PROPOSAL #12.73: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON LIABILITY INSURANCE
TO MEMBERS OF BOARD OF DIRECTORS AND MANAGEMENT BOARD
PROPOSAL #12.74: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BELTRANSGAZ RE: LICENSE TO USE OAO GAZPROM'S
TRADEMARKS
PROPOSAL #12.75: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON INSURANCE DURING
BUSINESS ASSIGNMENT
PROPOSAL #12.76: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH MULTIPLE PARTIES RE: AGREEMENTS ON ARRANGING
STOCKTAKING OF PROPERTY
PROPOSAL #12.77: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST, AND OOO TEMRYUKMORTRANS, OAO
GAZPROMTRUBINVEST, AND GAZPROM (UK) LIMITED RE:
LICENSE TO USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.78: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: LICENSE TO USE OAO
GAZPROM'S TRADEMARKS
PROPOSAL #12.79: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LICENSE TO USE OAO GAZPROM'S
TRADEMARKS
PROPOSAL #12.80: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GAZPROM GERMANIA GMBH RE: EXCLUSIVE LICENSE TO
USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.81: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BELTRANSGAZ RE: LICENSE TO USE OAO GAZPROM'S
TRADEMARKS
PROPOSAL #12.82: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GAZPROM MARKETING AND TRADING LIMITED RE:
EXCLUSIVE LICENSE TO USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.83: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: EXCLUSIVE LICENSE TO USE
OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.84: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: EXCLUSIVE LICENSE TO USE
OAO GAZPROM'S TRADEMARKS
PROPOSAL #12.85: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
DELIVERY OF GAS
PROPOSAL #13.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.2: ELECT FARIT GAZIZULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.3: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.4: ELECT ELENA KARPEL AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.5: ELECT TIMUR KULIBAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.6: ELECT VITALIY MARKELOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.7: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.8: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.9: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.10: ELECT VALERY MUSIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #13.11: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #14.1: ELECT VIKTOR ANTOSHIN AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #14.2: ELECT DMITRY ARKHIPOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.3: ELECT ANDREY BELOBROV AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #14.4: ELECT VADIM BIKULOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.5: ELECT MIKHAIL KUZOVLEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.6: ELECT MARINA MIKHINA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.7: ELECT LIDIYA MOROZOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #14.8: ELECT ANNA NESTEROVA AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.9: ELECT GEORGIY NOZADZE AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.10: ELECT YURIY NOSOV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #14.11: ELECT KAREN OGANYAN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #14.12: ELECT ALEKSANDR YUGOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genel Energy plc
TICKER: GENL CUSIP: G3791G104
MEETING DATE: 9/5/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: WAIVE REQUIREMENT FOR MANDATORY OFFER TO ISSUER YES AGAINST AGAINST
ALL SHAREHOLDERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genel Energy plc
TICKER: GENL CUSIP: G3791G104
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS (VOTING)
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: REELECT RODNEY CHASE AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT TONY HAYWARD AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT JULIAN METHERELL AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT GRAHAM HEARNE AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JIM LENG AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT MEHMET OGUTCU AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT MARK PARRIS AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT GEORGE ROSE AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT NATHANIEL ROTHSCHILD AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: REELECT GULSUN WILLIAMS AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT MURAT YAZICI AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT CHAKIB SBITI AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
PROPOSAL #18: WAIVE REQUIREMENT FOR MANDATORY OFFER ISSUER YES AGAINST AGAINST
TO ALL SHAREHOLDERS
PROPOSAL #19: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa Lotos S.A.
TICKER: LTS CUSIP: X32440103
MEETING DATE: 11/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND STATUTE ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa Lotos S.A.
TICKER: N/A CUSIP: X32440103
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #9.1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #9.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS AND
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE DISCHARGE OF PAWEL ISSUER YES FOR FOR
OLECHNOWICZ (CEO)
PROPOSAL #11.2: APPROVE DISCHARGE OF MAREK SOKOLOWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.3: APPROVE DISCHARGE OF MARIUSZ ISSUER YES FOR FOR
MACHAJEWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.4: APPROVE DISCHARGE OF MACIEJ SZOZDA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.5: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
PASZKOWICZ (MANAGEMENT BOARD MEMBER)
PROPOSAL #12.1: APPROVE DISCHARGE OF WIESLAW SKWARKO ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.2: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
MAJERANOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.3: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
MAJERANOWSKI (SUPERVISORY BOARD DEPUTY CHAIRMAN )
PROPOSAL #12.4: APPROVE DISCHARGE OF OSKAR PAWLOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
HIRSZEL (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
TRZASKALSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF MICHAL RUMINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.8: APPROVE DISCHARGE OF LESZEK STAROSTA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.9: APPROVE DISCHARGE OF RAFAL WARDZINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #13: APPROVE ANNUAL BONUS FOR CEO ISSUER YES FOR FOR
PROPOSAL #14: APPROVE SALE OF COMPANY ASSETS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ABDALLAH S. JUM'AH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hellenic Petroleum SA
TICKER: ELPE CUSIP: X3234A111
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TWO DIRECTORS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hellenic Petroleum SA
TICKER: ELPE CUSIP: X3234A111
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF CEO AND CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hess Corporation
TICKER: HES CUSIP: 42809H107
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. KRENICKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR K. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. SCHRADER ISSUER YES FOR FOR
PROPOSAL #1.5: DIRECTOR MARK WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HollyFrontier Corporation
TICKER: HFC CUSIP: 436106108
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BUFORD P. BERRY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. KEVIN HARDAGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT J. KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES H. LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT G. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR �� FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL E. ROSE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TOMMY A. VALENTA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Husky Energy Inc.
TICKER: HSE CUSIP: 448055103
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR T.K. LI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CANNING K.N. FOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ASIM GHOSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN J.G. GLYNN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR POH CHAN KOH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EVA LEE KWOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STANLEY T.L. KWOK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDERICK S.H. MA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE C. MAGNUS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NEIL D. MCGEE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR COLIN S. RUSSEL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WAYNE E. SHAW ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR WILLIAM SHURNIAK ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR FRANK J. SIXT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idemitsu Kosan Co., Ltd.
TICKER: 5019 CUSIP: J2388K103
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAKANO, KAZUHISA ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TSUKIOKA, TAKASHI ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MATSUI, KENICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATSUMOTO, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAEDA, YASUNORI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAMIMAE, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SEKI, DAISUKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEKI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAITO, KATSUMI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATSUSHITA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KITO, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR KURIYAMA, ISSUER YES AGAINST AGAINST
MICHIYOSHI
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperial Oil Limited
TICKER: IMO CUSIP: 453038408
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR K.T. (KRYSTYNA) HOEG ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR R.M. (RICHARD) KRUGER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR J.M. (JACK) MINTZ ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR D.S. (DAVID) SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR S.D. (SHEELAGH) ISSUER YES FOR FOR
WHITTAKER
PROPOSAL #2.6: ELECT DIRECTOR D.W. (DARREN) WOODS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR V.L. (VICTOR) YOUNG ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inpex Corporation
TICKER: 1605 CUSIP: J2467E101
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3500
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY OUTSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE STATUTORY AUDITORS WITH
CONTRACTS - REFLECT STOCK EXCHANGE MANDATE TO
CONSOLIDATE TRADING UNITS
PROPOSAL #3.1: ELECT DIRECTOR KURODA, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SUGIOKA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KITAMURA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YUI, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SANO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SUGAYA, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MURAYAMA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ITO, SEIYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TANAKA, WATARU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR IKEDA, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR KURASAWA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR WAKASUGI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR KAGAWA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KATO, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR TONOIKE, RENTARO ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR OKADA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #5: APPROVE ADJUSTMENT TO AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILINGS FOR DIRECTORS AND STATUTORY
AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JX Holdings, Inc.
TICKER: 5020 CUSIP: J29699105
MEETING DATE: 6/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR KIMURA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUSHITA, ISAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UCHIJIMA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWADA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TONOIKE, RENTARO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OMACHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISSHIKI, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UCHIDA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIRAI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ADACHI, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SAKATA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KOMIYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OTA, HIROKO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR OTSUKA, MUTSUTAKE ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR OMURA, ISSUER YES FOR FOR
TADASHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KANEMOTO, ISSUER YES FOR FOR
TOSHINORI
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinder Morgan, Inc.
TICKER: KMI CUSIP: 49456B101
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. KINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN J. KEAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY W. HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORAH A. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL C. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FAYEZ SAROFIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL V. STAFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN STOKES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kvaerner ASA
TICKER: KVAER CUSIP: R38879244
MEETING DATE: 4/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #2: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 0.55 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #6: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #10: APPROVE REMUNERATION OF AUDITORS FOR ISSUER YES FOR FOR
2012
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #12: AUTHORIZE REPURCHASE OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH INCENTIVE ARRANGEMENTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lukoil OAO
TICKER: N/A CUSIP: 677862104
MEETING DATE: 12/18/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 40.00 ISSUER YES FOR FOR
PER SHARE
PROPOSAL #2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lukoil OAO
TICKER: N/A CUSIP: 677862104
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING
DIVIDENDS OF RUB 90 PER SHARE
PROPOSAL #2.1: ELECT VAGIT ALEKPEROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT VIKTOR BLAZHEYEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.3: ELECT LEONID FEDUN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT VALERY GRAYFER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT IGOR IVANOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT RAVIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT RICHARD MATZKE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.8: ELECT SERGEY MIKHAYLOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.9: ELECT MARK MOBIUS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.10: ELECT GUGLIELMO ANTONIO CLAUDIO ISSUER YES FOR N/A
MOSCATO AS DIRECTOR
PROPOSAL #2.11: ELECT NIKOLAI NIKOLAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT IVAN PICTE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.1: ELECT MIKHAIL MAKSIMOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT VLADIMIR NIKITENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.3: ELECT ALEKSANDR SURKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THEIR SERVICE UNTIL 2013 AGM
PROPOSAL #4.2: APPROVE TERMS OF REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS FOR THEIR SERVICE STARTING FROM 2013 AGM
PROPOSAL #5.1: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR THEIR SERVICE UNTIL 2013 AGM
PROPOSAL #5.2: APPROVE TERMS OF REMUNERATION OF ISSUER YES FOR FOR
MEMBERS OF AUDIT COMMISSION FOR THEIR SERVICE
STARTING FROM 2013 AGM
PROPOSAL #6: RATIFY ZAO KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO KAPITAL STRAKHOVANIE RE: LIABILITY INSURANCE FOR
DIRECTORS, OFFICERS, AND CORPORATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Oil Corporation
TICKER: MRO CUSIP: 565849106
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PIERRE BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL E. J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Petroleum Corporation
TICKER: MPC CUSIP: 56585A102
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOL Hungarian Oil and Gas Plc
TICKER: MOL CUSIP: X5462R112
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF ELECTRONIC VOTE ISSUER NO N/A N/A
COLLECTION METHOD
PROPOSAL #2: ELECT KEEPER OF MINUTES, SHAREHOLDERS TO ISSUER NO N/A N/A
AUTHENTICATE MINUTES, AND COUNTER OF VOTES
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS, FINANCIAL STATEMENTS PREPARED IN
ACCORDANCE WITH HUNGARIAN ACCOUNTING STANDARDS (HAL),
AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #5: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER NO N/A N/A
STATEMENT
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER NO N/A N/A
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER NO N/A N/A
FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER NO N/A N/A
PROPOSAL #9: REELECT ZSOLT HERNADI AS MEMBER OF BOARD ISSUER NO N/A N/A
OF MANAGEMENT BOARD
PROPOSAL #10: REELECT MULHAM BASHEER ABDULLAH AL JARF ISSUER NO N/A N/A
AS MEMBER OF MANAGEMENT BOARD
PROPOSAL #11: AMEND ARTICLE 15.2 OF BYLAWS RE: ISSUER NO N/A N/A
EXERCISING EMPLOYER'S RIGHT
PROPOSAL #12: AMEND ARTICLE 19.4 OF BYLAWS RE: ISSUER NO N/A N/A
EXERCISING EMPLOYER'S RIGHT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MURPHY OIL CORPORATION
TICKER: MUR CUSIP: 626717102
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK W. BLUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAIBORNE P. DEMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. HERMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES V. KELLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALENTIN MIROSH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J.W. NOLAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID J.H. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CAROLINE G. THEUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MERRILL A. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neste Oil Oyj
TICKER: NES1V CUSIP: X5688A109
MEETING DATE: 4/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.38 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 66,000 FOR CHAIRMAN, EUR 49,200 FOR
VICE CHAIRMAN, AND EUR 35,400 FOR OTHER DIRECTORS;
APPROVE ATTENDANCE FEES FOR BOARD AND COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT JORMA ELORANTA (CHAIRMAN), ISSUER YES FOR FOR
MAIJA-LIISA FRIMAN (VICE CHAIRMAN), MICHIEL BOERSMA,
AND LAURA RAITIO AS DIRECTORS; ELECT PER-ARNE
BLOMQUIST, WILLEM SCHOEBER, AND KIRSI SORMUNEN AS NEW
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG OY AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN RANDOLPH KEMP III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH H. NETHERLAND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUANITA M. ROMANS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. E. (CHUCK) SHULTZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD K. STONEBURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERTISE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Energy, Inc.
TICKER: NBL CUSIP: 655044105
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY L. BERENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. CAWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD F. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES D. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC P. GRUBMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIRBY L. HEDRICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT D. URBAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MOLLY K. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #6: AMEND BYLAWS TO CHANGE CERTAIN PROVISIONS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Occidental Petroleum Corporation
TICKER: OXY CUSIP: 674599105
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD P. DJEREJIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. FEICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET M. FORAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAY R. IRANI ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AZIZ D. SYRIANI ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ogx Petroleo E Gas Participacoes S.A
TICKER: OGXP3 CUSIP: P7356Y103
MEETING DATE: 8/6/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil & Natural Gas Corporation Ltd.
TICKER: 500312 CUSIP: Y64606133
MEETING DATE: 9/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS OF INR 7.75 ISSUER YES FOR FOR
PER SHARE AND APPROVE FINAL DIVIDEND OF INR 2.00 PER
PROPOSAL #3: REELECT A.K. HAZARIKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT U.N. BOSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT S.K. BARUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT O.P. BHATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT S. NATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT A.K. BANERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT A. GIRIDHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT S. DAS AS DIRECTOR ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil Search Ltd.
TICKER: OSH CUSIP: Y64695110
MEETING DATE: 5/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT GEREA AOPI AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT RICK LEE AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KEITH SPENCE AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT BART PHILEMON AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT FIONA HARRIS AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR OF THE COMPANY
PROPOSAL #1: APPROVE THE GRANT OF UP TO 240,000 ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO PETER BOTTEN, MANAGING DIRECTOR
OF THE COMPANY
PROPOSAL #2: APPROVE THE GRANT OF UP TO 52,300 ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO GEREA AOPI, EXECUTIVE DIRECTOR
OF THE COMPANY
PROPOSAL #3: APPROVE THE GRANT OF UP TO 136,761 ISSUER YES FOR FOR
RESTRICTED SHARES TO PETER BOTTEN, MANAGING DIRECTOR
OF THE COMPANY
PROPOSAL #4: APPROVE THE GRANT OF UP TO 36,464 ISSUER YES FOR FOR
RESTRICTED SHARES TO GEREA AOPI, EXECUTIVE DIRECTOR
OF THE COMPANY
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMV AG
TICKER: OMV CUSIP: A51460110
MEETING DATE: 10/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMV AG
TICKER: OMV CUSIP: A51460110
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.20 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: APPROVE MATCHING SHARE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND ARTICLES: ADAPTATION TO THE ISSUER YES FOR FOR
COMPANY LAW AMENDMENT ACT 2011
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ophir Energy plc
TICKER: OPHR CUSIP: G6768E101
MEETING DATE: 6/6/2013 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALAN BOOTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LISA MITCHELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WILLIAM SCHRADER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RONALD BLAKELY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NICHOLAS COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN LANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DENNIS MCSHANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LYNDON POWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT NICHOLAS SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Rubiales Energy Corp.
TICKER: PRE CUSIP: 69480U206
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT TWELVE ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR JOSE FRANCISCO ARATA ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR MIGUEL DE LA CAMPA ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR GERMAN EFROMOVICH ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR SERAFINO IACONO ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR AUGUSTO LOPEZ ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR HERNAN MARTINEZ ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR DENNIS MILLS ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR RONALD PANTIN ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR VICTOR RIVERA ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR MIGUEL RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #2k: ELECT DIRECTOR FRANCISCO SOLE ISSUER YES FOR FOR
PROPOSAL #2l: ELECT DIRECTOR NEIL WOODYER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ADVANCE NOTICE POLICY ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patterson-UTI Energy, Inc.
TICKER: PTEN CUSIP: 703481101
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH N. BERNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES O. BUCKNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. CONLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLOYCE A. TALBOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paz Oil Company Ltd.
TICKER: PZOL CUSIP: M7846U102
MEETING DATE: 3/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT GIDEON CHITAYAT AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THIRD THREE-YEAR TERM, ENDING FEB. 6,
2016
PROPOSAL #1a: VOTE FOR IF YOU HAVE TIES TO THE ISSUER YES AGAINST N/A
CONTROLLING SHAREHOLDER(S); OTHERWISE, VOTE AGAINST.
YOU MAY NOT ABSTAIN. IF YOU VOTE FOR, PLEASE PROVIDE
AN EXPLANATION TO YOUR ACCOUNT MANAGER.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peabody Energy Corporation
TICKER: BTU CUSIP: 704549104
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. COLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. JAMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. KARN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. TURNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA A. VAN TREASE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN H. WASHKOWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrochina Company Limited
TICKER: 601857 CUSIP: 71646E100
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: ACCEPT AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE ISSUER YES FOR FOR
DISTRIBUTION OF INTERIM DIVIDENDS
PROPOSAL #6: APPOINT KPMG HUAZHEN AND KPMG AS ISSUER YES FOR FOR
DOMESTIC AND INTERNATIONAL AUDITORS, RESPECTIVELY,
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7a: ELECT LI QINGYI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECT FAN FUCHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS OF UP TO RMB 100 BILLION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrochina Company Limited
TICKER: 601857 CUSIP: Y6883Q104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: ACCEPT AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE ISSUER YES FOR FOR
DISTRIBUTION OF INTERIM DIVIDENDS
PROPOSAL #6: APPOINT KPMG HUAZHEN AND KPMG AS ISSUER YES FOR FOR
DOMESTIC AND INTERNATIONAL AUDITORS, RESPECTIVELY,
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7a: ELECT LI QINGYI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECT FAN FUCHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS OF UP TO RMB 100 BILLION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V101
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2012
PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING ISSUER YES FOR FOR
FISCAL YEAR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4a: ELECT DIRECTORS APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #4b: ELECT DIRECTORS APPOINTED BY MINORITY ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #5: ELECT BOARD CHAIRMAN APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #6a: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDER
PROPOSAL #6b: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY MINORITY SHAREHOLDERS
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2012
PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING ISSUER YES FOR FOR
FISCAL YEAR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4a: ELECT DIRECTORS APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #4b: ELECT DIRECTORS APPOINTED BY MINORITY ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #5: ELECT BOARD CHAIRMAN APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #6a: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDER
PROPOSAL #6b: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY MINORITY SHAREHOLDERS
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2012
PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING ISSUER YES FOR FOR
FISCAL YEAR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4a: ELECT DIRECTORS APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #4b: ELECT DIRECTORS APPOINTED BY MINORITY ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #5: ELECT BOARD CHAIRMAN APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #6a: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDER
PROPOSAL #6b: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY MINORITY SHAREHOLDERS
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331140
MEETING DATE: 4/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2012
PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING ISSUER YES FOR FOR
FISCAL YEAR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4a: ELECT DIRECTORS APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #4b: ELECT DIRECTORS APPOINTED BY MINORITY ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #5: ELECT BOARD CHAIRMAN APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #6a: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDER
PROPOSAL #6b: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY MINORITY SHAREHOLDERS
PROPOSAL #7: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrominerales Ltd.
TICKER: PMG CUSIP: 71673R107
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALASTAIR MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH R. MCKINNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNESTO SARPI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ENRIQUE UMAÑA-VALENZUELA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEIR YTRELAND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ADVANCE NOTICE POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SHARE CAPITAL AMENDMENT TO ISSUER YES FOR FOR
IMPLEMENT STOCK DIVIDEND PROGRAM
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phillips 66
TICKER: PSX CUSIP: 718546104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREG C. GARLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. RAMSEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES ABSTAIN AGAINST
FRACTURING RISKS AND OPPORTUNITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progress Energy Resources Corp.
TICKER: PRQ CUSIP: 74326Y107
MEETING DATE: 8/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY PETRONAS CARIGALI ISSUER YES FOR FOR
CANADA LTD.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTT Exploration & Production PCL
TICKER: PTTEP CUSIP: Y7145P165
MEETING DATE: 10/29/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REDUCE REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #1.2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT REDUCTION IN REGISTERED CAPITAL
PROPOSAL #1.3: INCREASE REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #1.4: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #1.5: APPROVE ISSUANCE OF UP TO 650 MILLION ISSUER YES FOR FOR
NEW ORDINARY SHARES TO EXISTING SHAREHOLDERS IN
PROPORTION TO THEIR SHAREHOLDING
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTT Exploration & Production PCL
TICKER: PTTEP CUSIP: Y7145P165
MEETING DATE: 3/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND OF THB 5.80 PER SHARE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES AGAINST AGAINST
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5.1: ELECT VIRAPHOL JIRAPRADITKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHAIKASEM NITISIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ACHPORN CHARUCHINDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT MAITREE SRINARAWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT WARAWAT INDRADAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTT PCL
TICKER: PTT CUSIP: Y6883U113
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PERFORMANCE STATEMENT AND ACCEPT ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND THB 13.00 PER SHARE
PROPOSAL #4: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT VICHET KASEMTHONGSRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT BENJA LOUICHAREON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT WAROONTHEP WATCHARAPORN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT BOONSOM LERDHIRUNWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT PRASERT BUNSUMPUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FIVE-YEAR EXTERNAL FUND RAISING ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Range Resources Corporation
TICKER: RRC CUSIP: 75281A109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY V. DUB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR V. RICHARD EALES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLEN FINKELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN S. LINKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY RALPH LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN S. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN H. PINKERTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY L. VENTURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON METHANE EMISSIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Industries Ltd.
TICKER: 500325 CUSIP: Y72596102
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND OF INR 9.00 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT M.P. MODI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: REELECT D.V. KAPUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: REELECT R.A. MASHELKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: REELECT P.K. KAPIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHATURVEDI & SHAH, DELOITTE ISSUER YES AGAINST AGAINST
HASKINS & SELLS, AND RAJENDRA & CO. AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Repsol SA
TICKER: REP CUSIP: E8471S130
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE UPDATED BALANCE SHEETS TO ISSUER YES FOR FOR
BENEFIT FROM NEW TAX REGULATION
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #7: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #8: REELECT LUIS SUÁREZ DE LEZO MANTILLA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT MARÍA ISABEL GABARRÓ MIQUEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RATIFY APPOINTMENT BY CO-OPTION OF AND ISSUER YES FOR FOR
REELECT MANUEL MANRIQUE CECILIA AS DIRECTOR
PROPOSAL #11: ELECT RENE DAHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLE 45 RE: BOARD REMUNERATION ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES FOR FOR
REPORT
PROPOSAL #15: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND OTHER DEBT SECURITIES
PROPOSAL #16: AMEND ARTICLE 38 RE: EXECUTIVE COMMITTEE ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosneft Oil Company OJSC
TICKER: ROSN CUSIP: 67812M207
MEETING DATE: 11/30/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME FOR FISCAL ISSUER YES FOR FOR
2011
PROPOSAL #2: APPROVE ADDITIONAL DIVIDENDS OF RUB 4.08 ISSUER YES FOR FOR
PER SHARE FOR FISCAL 2011
PROPOSAL #3: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES AGAINST AGAINST
BOARD OF DIRECTORS
PROPOSAL #4.1: ELECT MATTHIAS WARNIG AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT MIKHAIL KUZOVLEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT NIKOLAY LAVEROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT ALEKSANDR NEKIPELOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT HANS-JOERG RUDLOFF AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.6: ELECT IGOR SECHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT SERGEY SHISHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT DMITRY SHUGAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT ILYA SCHERBOVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO BANK VTB RE: SALE/PURCHASE OF CREDIT LINKED
PROPOSAL #5.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO GAZPROMBANK RE: INTEREST SWAP
PROPOSAL #5.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO BANK VTB RE: INTEREST SWAP
PROPOSAL #5.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO GAZPROMBANK RE: CROSS-CURRENCY SWAP
PROPOSAL #5.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO BANK VTB RE: CROSS-CURRENCY SWAP
PROPOSAL #5.6: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO GAZPROMBANK RE: SALE/PURCHASE OF OPTIONS AND
FORWARDS
PROPOSAL #5.7: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO BANK VTB RE: SALE/PURCHASE OF OPTIONS AND
PROPOSAL #5.8: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO GAZPROMBANK RE: SALE/PURCHASE OF BONDS AND
PROMISSORY NOTES
PROPOSAL #5.9: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO BANK VTB RE: SALE/PURCHASE OF BONDS AND
PROMISSORY NOTES
PROPOSAL #5.10: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: SALE/PURCHASE OF SECURITIES
PROPOSAL #5.11: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: SALE/PURCHASE OF SECURITIES
PROPOSAL #5.12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: SALE/PURCHASE OF CREDIT
LINKED NOTES
PROPOSAL #5.13: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH RUSSIAN COMMERCIAL BANK (CYPRUS) LTD. RE:
FOREIGN CURRENCY EXCHANGE AGREEMENTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosneft Oil Company OJSC
TICKER: ROSN CUSIP: 67812M207
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosneft Oil Company OJSC
TICKER: ROSN CUSIP: 67812M207
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 8.05 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6.1: ELECT MATTHIAS WARNIG AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.2: ELECT ROBERT DUDLEY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.3: ELECT ANDREY KOSTIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.4: ELECT NIKOLAY LAVEROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.5: ELECT JOHN MACK AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #6.6: ELECT ALEKSANDR NEKIPELOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.7: ELECT IGOR SECHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.8: ELECT DONALD HUMPHREYS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.9: ELECT SERGEY CHEMEZOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.10: ELECT DMITRY SHUGAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.1: ELECT OLEG ZENKOV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.2: ELECT MIKHAIL KUZOVLEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.3: ELECT ALEKSEY MIRONOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.4: ELECT GEORGY NOZADZE AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.5: ELECT ALEKSANDR YUGOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8: RATIFY OOO ERNST&YOUNG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #11a1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VBRR BANK RE: DEPOSIT AGREEMENTS
PROPOSAL #11a2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VTB BANK RE: DEPOSIT AGREEMENTS
PROPOSAL #11a3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: DEPOSIT AGREEMENTS
PROPOSAL #11a4: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH BANK ROSSIYA RE: DEPOSIT AGREEMENTS
PROPOSAL #11a5: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VBRR BANK RE: FOREIGN CURRENCY EXCHANGE
PROPOSAL #11a6: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VTB BANK RE: FOREIGN CURRENCY EXCHANGE
PROPOSAL #11a7: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: FOREIGN CURRENCY EXCHANGE
AGREEMENTS
PROPOSAL #11a8: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VBRR BANK RE: LOAN AGREEMENTS
PROPOSAL #11a9: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VTB BANK RE: LOAN AGREEMENTS
PROPOSAL #11a10: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LOAN AGREEMENTS
PROPOSAL #11a11: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VBRR BANK RE: SALE/PURCHASE OF OPTIONS AND
FORWARDS
PROPOSAL #11a12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: SALE/PURCHASE OF OPTIONS AND
FORWARDS
PROPOSAL #11a13: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VTB BANK RE: SALE/PURCHASE OF OPTIONS AND
FORWARDS
PROPOSAL #11a14: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: CROSS-CURRENCY SWAP
PROPOSAL #11a15: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VTB BANK RE: CROSS-CURRENCY SWAP
PROPOSAL #11a16: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VBRR BANK RE: REPURCHASE AGREEMENTS (REPO)
PROPOSAL #11a17: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: REPURCHASE AGREEMENTS (REPO)
PROPOSAL #11a18: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VTB BANK RE: REPURCHASE AGREEMENTS (REPO)
PROPOSAL #11a19: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VBRR BANK RE: SALE/PURCHASE OF BONDS AND
PROMISSORY NOTES
PROPOSAL #11a20: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: SALE/PURCHASE OF BONDS AND
PROMISSORY NOTES
PROPOSAL #11a21: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: SALE/PURCHASE OF BONDS AND
PROMISSORY NOTES
PROPOSAL #11a22: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: SALE/PURCHASE OF CREDIT
LINKED NOTES
PROPOSAL #11a23: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VTB BANK RE: SALE/PURCHASE OF CREDIT LINKED
NOTES
PROPOSAL #11a24: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO RN-YUGANSKNEFTEGAS RE: PRODUCTION OF OIL AND
GAS
PROPOSAL #11a25: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO RN-YUGANSKNEFTEGAS RE: LEASING OF FIXED
PROPOSAL #11a26: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TNK-BP HOLDING RE: PURCHASE OF OIL
PROPOSAL #11a27: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TNK-BP HOLDING RE: SALE OF OIL
PROPOSAL #11a28: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO VANKORNEFT RE: OIL SUPPLY
PROPOSAL #11a29: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO AK TRANSNEFT RE: TRANSPORTATION OF CRUDE OIL
PROPOSAL #11b1: APPROVE COST OF RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH OAO SOGAZ RE: LIABILITY INSURANCE
FOR DIRECTORS, EXECUTIVES, THE COMPANY, AND
PROPOSAL #11b2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: LIABILITY INSURANCE FOR DIRECTORS,
EXECUTIVES, THE COMPANY, AND SUBSIDIARIES
PROPOSAL #11c: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH ENI S.P.A. AND ITS AFFILIATED COMPANIES
PROPOSAL #11d: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH STATOIL ASA AND ITS AFFILIATED COMPANIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: 780259206
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JOSEF ACKERMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JORMA OLLILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR NIGEL SHEINWALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PETER VOSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A100
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JOSEF ACKERMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JORMA OLLILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR NIGEL SHEINWALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PETER VOSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT GERRIT ZALM AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A118
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JOSEF ACKERMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JORMA OLLILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR NIGEL SHEINWALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PETER VOSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sasol Ltd
TICKER: SOL CUSIP: 803866102
MEETING DATE: 11/30/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT COLIN BEGGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT HENK DIJKGRAAF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT MANDLA GANTSHO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT IMOGEN MKHIZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT JÜRGEN SCHREMPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT MOSES MKHIZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT PETER ROBERTSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT STEPHEN WESTWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #5.1: RE-ELECT COLIN BEGGS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.2: RE-ELECT HENK DIJKGRAAF AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5.3: RE-ELECT MANDLA GANTSHO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5.4: RE-ELECT JOHNSON NJEKE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5.5: ELECT STEPHEN WESTWELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION, MEMBER,
DIRECTOR OR PRESCRIBED OFFICER AND PERSON RELATED TO
ANY SUCH COMPANY OR CORPORATION
PROPOSAL #9: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL FROM A DIRECTOR AND/OR A PRESCRIBED OFFICER
OF THE COMPANY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SBM Offshore NV
TICKER: N/A CUSIP: N7752F148
MEETING DATE: 4/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE RIGHTS ISSUANCE EQUAL TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FULLY UNDERWRITTEN BY HAL
INVESTMENTS
PROPOSAL #8.2: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 8.1
PROPOSAL #9.1: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER
PROPOSAL #9.2: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 9.1
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schlumberger Limited
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER L.S. CURRIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TONY ISAAC ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR K. VAMAN KAMATH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAAL KIBSGAARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ADRIAN LAJOUS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LUBNA S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR L. RAFAEL REIF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TORE I. SANDVOLD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HENRI SEYDOUX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT AND APPROVE FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEACOR Holdings Inc.
TICKER: CKH CUSIP: 811904101
MEETING DATE: 6/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PIERRE DE DEMANDOLX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OIVIND LORENTZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. CHRISTOPHER REGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. WISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seadrill Limited
TICKER: SDRL CUSIP: G7945E105
MEETING DATE: 9/21/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT JOHN FREDRIKSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT OLAV TROIM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT KATE BLANKENSHIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT CARL STEEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT KATHRINE FREDRIKSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VELLO A. KUUSKRAA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Statoil ASA
TICKER: STL CUSIP: 85771P102
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 6.75 PER SHARE
PROPOSAL #7: WITHDRAW COMPANY FROM TAR SANDS SHAREHOLDER YES AGAINST FOR
ACTIVITIES IN CANADA
PROPOSAL #8: WITHDRAW COMPANY FROM ICE-LADEN SHAREHOLDER YES AGAINST FOR
ACTIVITIES IN THE ARCTIC
PROPOSAL #9: APPROVE BOARD OF DIRECTORS' STATEMENT ON ISSUER YES FOR FOR
COMPANY CORPORATE GOVERNANCE
PROPOSAL #10: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES AGAINST AGAINST
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES RE: APPOINTMENT OF ISSUER YES FOR FOR
NOMINATING COMMITTEE MEMBERS
PROPOSAL #13: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY IN THE AMOUNT OF NOK 112,200 FOR THE
CHAIRMAN, NOK 59,100 FOR THE VICE CHAIRMAN, NOK
41,500 FOR OTHER MEMBERS, AND NOK 5,900 FOR DEPUTY
PROPOSAL #14: ELECT ELISABETH BERGE AND JOHAN ALSTAD ISSUER YES FOR FOR
AS MEMBER AND DEPUTY MEMBER OF NOMINATING COMMITTEE
PROPOSAL #15: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF NOK 11,200 FOR THE
CHAIRMAN AND NOK 8,300 FOR OTHER MEMBERS
PROPOSAL #16: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES UP TO A NOMINAL VALUE OF NOK 27.5 MILLION IN
CONNECTION WITH SHARE SAVING SCHEME FOR EMPLOYEES
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 75 ISSUER YES FOR FOR
MILLION SHARES FOR CANCELLATION PURPOSES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Statoil ASA
TICKER: STL CUSIP: R8413J103
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 6.75 PER SHARE
PROPOSAL #7: WITHDRAW COMPANY FROM TAR SANDS SHAREHOLDER YES AGAINST FOR
ACTIVITIES IN CANADA
PROPOSAL #8: WITHDRAW COMPANY FROM ICE-LADEN SHAREHOLDER YES AGAINST FOR
ACTIVITIES IN THE ARCTIC
PROPOSAL #9: APPROVE BOARD OF DIRECTORS' STATEMENT ON ISSUER YES FOR FOR
COMPANY CORPORATE GOVERNANCE
PROPOSAL #10: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES AGAINST AGAINST
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES RE: APPOINTMENT OF ISSUER YES FOR FOR
NOMINATING COMMITTEE MEMBERS
PROPOSAL #13: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY IN THE AMOUNT OF NOK 112,200 FOR THE
CHAIRMAN, NOK 59,100 FOR THE VICE CHAIRMAN, NOK
41,500 FOR OTHER MEMBERS, AND NOK 5,900 FOR DEPUTY
PROPOSAL #14: ELECT ELISABETH BERGE AND JOHAN ALSTAD ISSUER YES FOR FOR
AS MEMBER AND DEPUTY MEMBER OF NOMINATING COMMITTEE
PROPOSAL #15: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF NOK 11,200 FOR THE
CHAIRMAN AND NOK 8,300 FOR OTHER MEMBERS
PROPOSAL #16: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES UP TO A NOMINAL VALUE OF NOK 27.5 MILLION IN
CONNECTION WITH SHARE SAVING SCHEME FOR EMPLOYEES
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 75 ISSUER YES FOR FOR
MILLION SHARES FOR CANCELLATION PURPOSES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suncor Energy Inc
TICKER: SU CUSIP: 867224107
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MEL E. BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC D'ALESSANDRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. DOUGLAS FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL HASELDONCKX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HUFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACQUES LAMARRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAUREEN MCCAW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL W. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EIRA M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEVEN W. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Surgutneftegaz
TICKER: N/A CUSIP: 868861204
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT SERGEY ANANIYEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.2: ELECT VLADIMIR BOGDANOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT ALEKSANDR BULANOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.4: ELECT IGOR GORBUNOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.5: ELECT OLEG EGOROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.6: ELECT VLADIMIR EROKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT TAISIYA KLINOVSKAYA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.8: ELECT NIKOLAI MATVEEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.9: ELECT ALEKSANDR REZYAPOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.10: ELECT VLADIMIR SHASHKOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT VALENTINA KOMAROVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT VALENTINA MUSIKHINA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.3: ELECT TAMARA OLEYNIK AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tatneft OAO
TICKER: TATN CUSIP: 670831205
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 8.60 PER COMMON ISSUER YES FOR FOR
SHARE AND PREFERRED SHARE
PROPOSAL #5.1: ELECT SHAFAGAT TAKHAUTDINOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT RADIK GAIZATULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT SUSHOVAN GHOSH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.4: ELECT NAIL IBRAGIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT RAIS KHISAMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT VLADIMIR LAVUSHCHENKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT NAIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT RENAT MUSLIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT RENAT SABIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.10: ELECT VALERY SOROKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.11: ELECT MIRGAZIYAN TAZIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.12: ELECT AZAT KHAMAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.13: ELECT MARIYA VOSKRESENSKAYA AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.14: ELECT RENE STEINER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #6.1: ELECT KSENIA BORZUNOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT FERDINAND GALIULLIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT RANILYA GIZATOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT VENERA KUZMINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT NIKOLAI LAPIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.6: ELECT LILIYA RAKHIMZYANOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #6.7: ELECT ALFIYA SINEGAEVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.8: ELECT TATIANA TSYGANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: RATIFY ZAO ENERGY CONSULTING/AUDIT AS ISSUER YES FOR FOR
AUDITOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Technip
TICKER: TEC CUSIP: F90676101
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.68 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ISSUER YES FOR FOR
REGARDING RELATED-PARTY TRANSACTIONS MENTIONING THE
ABSENCE OF NEW RELATED-PARTY TRANSACTIONS
PROPOSAL #5: RATIFY APPOINTMENT OF ALEXANDRA BECH ISSUER YES FOR FOR
GJORV AS DIRECTOR
PROPOSAL #6: REELECT ALEXANDRA BECH GJORV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MARIE-ANGE DEBON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT GERARD HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT JOSEPH RINALDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT MANISHA GIROTRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT PIERRE-JEAN SIVIGNON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 800,000
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: AUTHORIZE UP TO 0.50 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLAN
PROPOSAL #15: AUTHORIZE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
RESERVED FOR CHAIRMAN AND/OR CEO AND EXECUTIVES,
SUBJECT TO APPROVAL OF ITEM 14
PROPOSAL #16: AUTHORIZE UP TO 0.30 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLAN
PROPOSAL #17: AUTHORIZE STOCK OPTION PLAN RESERVED ISSUER YES FOR FOR
FOR CHAIRMAN AND/OR CEO AND EXECUTIVES, SUBJECT TO
APPROVAL OF ITEM 16
PROPOSAL #18: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #19: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THAI OIL PUBLIC CO LTD
TICKER: TOP CUSIP: Y8620B119
MEETING DATE: 4/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS AND ACCEPT ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE DIVIDEND OF THB 2.70 PER SHARE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: ELECT APISAK TANTIVORAWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT JIRADEJ MOKKHASMIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT ADUL SANGSINGKEO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT NUTTACHAT CHARUCHINDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT SOMKEIRT HUDTHAGOSOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #8: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN B. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. HAGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUANITA H. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH IZZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK T. MACINNIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN W. NANCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MURRAY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANICE D. STONEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TMK OAO
TICKER: TRMK CUSIP: 87260R201
MEETING DATE: 11/2/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #3: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
GUARANTEE AGREEMENT WITH OAO SBERBANK OF RUSSIA
PROPOSAL #4: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
GUARANTEE AGREEMENT WITH OAO SBERBANK OF RUSSIA
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TMK OAO
TICKER: TRMK CUSIP: 87260R201
MEETING DATE: 6/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 0.84 PER SHARE
PROPOSAL #3.1: ELECT DMITRY PUMPYANSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT ALEKSANDR SHIRYAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT ANDREY KAPLUNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT IGOR KHMELEVSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT MIKHAIL ALEKSEEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.6: ELECT ALEKSANDR SHOKHIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: ELECT ROBERT FORESMAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.8: ELECT PETER O`BRIEN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.9: ELECT ELENA BLAGOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.10: ELECT OLEG SHCHEGOLEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.11: ELECT SERGEY PAPIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.1: ELECT ALEKSANDR MAKSIMENKO AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #4.2: ELECT ALEKSANDR VOROBYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.3: ELECT NINA POZDNYAKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE RELATED-PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
LOAN AGREEMENTS
PROPOSAL #6.2: APPROVE RELATED-PARTY TRANSACTIONS RE: ISSUER YES FOR FOR
LOAN AGREEMENTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total SA
TICKER: FP CUSIP: 89151E109
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.34 PER SHARE
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: REELECT THIERRY DESMAREST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT GUNNAR BROCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT GERARD LAMARCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHARLES KELLER AND PHILIPPE ISSUER YES FOR FOR
MARCHANDISE AS REPRESENTATIVE OF EMPLOYEE
SHAREHOLDERS TO THE BOARD
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 1.40 MILLION
PROPOSAL #10: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLAN
PROPOSAL #11: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE THE ESTABLISHMENT OF AN SHAREHOLDER YES AGAINST FOR
INDEPENDENT ETHICS COMMITTEE
PROPOSAL #13: APPROVE TO LINK REMUNERATION TO SHAREHOLDER YES AGAINST FOR
POSITIVE SAFETY INDICATORS
PROPOSAL #14: ACQUIRE THE DIVERSITY LABEL SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: APPROVE NOMINATION OF EMPLOYEES SHAREHOLDER YES AGAINST FOR
REPRESENTATIVE TO THE REMUNERATION COMMITTEE
PROPOSAL #16: ALLOW LOYALTY DIVIDENDS TO LONG-TERM SHAREHOLDER YES AGAINST FOR
REGISTERED SHAREHOLDERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total SA
TICKER: FP CUSIP: F92124100
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.34 PER SHARE
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: REELECT THIERRY DESMAREST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT GUNNAR BROCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT GERARD LAMARCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHARLES KELLER AS REPRESENTATIVE ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: ELECT PHILIPPE MARCHANDISE AS ISSUER YES AGAINST FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1.40 MILLION
PROPOSAL #11: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLAN
PROPOSAL #12: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #A: APPROVE THE ESTABLISHMENT OF AN SHAREHOLDER YES ABSTAIN AGAINST
INDEPENDENT ETHICS COMMITTEE
PROPOSAL #B: APPROVE TO LINK REMUNERATION TO POSITIVE SHAREHOLDER YES ABSTAIN AGAINST
SAFETY INDICATORS
PROPOSAL #C: ACQUIRE THE DIVERSITY LABEL SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #D: APPROVE NOMINATION OF EMPLOYEES SHAREHOLDER YES AGAINST FOR
REPRESENTATIVE TO THE REMUNERATION COMMITTEE
PROPOSAL #E: ALLOW LOYALTY DIVIDENDS TO LONG-TERM SHAREHOLDER YES AGAINST FOR
REGISTERED SHAREHOLDERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tourmaline Oil Corp.
TICKER: TOU CUSIP: 89156V106
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT ELEVEN ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR MICHAEL L. ROSE ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR PHILLIP A. LAMOREAUX ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR WILLIAM D. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR ANDREW B. MACDONALD ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR LEE A. BAKER ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR CLAYTON H. RIDDELL ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR ROBERT W. BLAKELY ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR BRIAN G. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR JOHN W. ELICK ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR ROBERT N. YURKOVICH ISSUER YES FOR FOR
PROPOSAL #2k: ELECT DIRECTOR KEVIN J. KEENAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tourmaline Oil Corp.
TICKER: TOU CUSIP: ADPC01223
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT ELEVEN ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR MICHAEL L. ROSE ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR PHILLIP A. LAMOREAUX ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR WILLIAM D. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR ANDREW B. MACDONALD ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR LEE A. BAKER ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR CLAYTON H. RIDDELL ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR ROBERT W. BLAKELY ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR BRIAN G. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR JOHN W. ELICK ISSUER YES FOR FOR
PROPOSAL #2j: ELECT DIRECTOR ROBERT N. YURKOVICH ISSUER YES FOR FOR
PROPOSAL #2k: ELECT DIRECTOR KEVIN J. KEENAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransCanada Corporation
TICKER: TRP CUSIP: 89353D107
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN E. BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEREK H. BURNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAULE GAUTHIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL K. GIRLING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. BARRY JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY PAT SALOMONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. THOMAS STEPHENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR D. MICHAEL G. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD E. WAUGH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transocean Ltd.
TICKER: RIGN CUSIP: H8817H100
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3A: APPROVE PAYMENT OF A DIVIDEND IN ISSUER YES FOR FOR
PRINCIPLE
PROPOSAL #3B1: APPROVE REDUCTION (TRANSOCEAN) IN ISSUER YES FOR FOR
SHARE CAPITAL AND REPAYMENT OF $2.24 PER SHARE
PROPOSAL #3B2: APPROVE REDUCTION (ICAHN GROUP) IN SHAREHOLDER YES AGAINST FOR
SHARE CAPITAL AND REPAYMENT OF $4.00 PER SHARE
PROPOSAL #4: APPROVE CREATION OF CHF 75 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #6A: ELECT DIRECTOR FREDERICO F. CURADO ISSUER YES FOR FOR
PROPOSAL #6B: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER YES FOR FOR
PROPOSAL #6C: ELECT DIRECTOR THOMAS W. CASON ISSUER YES FOR FOR
PROPOSAL #6D: ELECT DIRECTOR ROBERT M. SPRAGUE ISSUER YES FOR FOR
PROPOSAL #6E: ELECT DIRECTOR J. MICHAEL TALBERT ISSUER YES FOR FOR
PROPOSAL #6F: ELECT DIRECTOR JOHN J. LIPINSKI SHAREHOLDER YES AGAINST FOR
PROPOSAL #6G: ELECT DIRECTOR JOSE MARIA ALAPONT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6H: ELECT DIRECTOR SAMUEL MERKSAMER SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3A: APPROVE PAYMENT OF A DIVIDEND IN ISSUER NO N/A N/A
PRINCIPLE
PROPOSAL #3B1: APPROVE REDUCTION (TRANSOCEAN) IN ISSUER NO N/A N/A
SHARE CAPITAL AND REPAYMENT OF $2.24 PER SHARE
PROPOSAL #3B2: APPROVE REDUCTION (ICAHN GROUP) IN SHAREHOLDER NO N/A N/A
SHARE CAPITAL AND REPAYMENT OF $4.00 PER SHARE
PROPOSAL #4: APPROVE CREATION OF CHF 75 MILLION POOL ISSUER NO N/A N/A
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER NO N/A N/A
PROPOSAL #6A: ELECT DIRECTOR FREDERICO F. CURADO ISSUER NO N/A N/A
PROPOSAL #6B: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER NO N/A N/A
PROPOSAL #6C: ELECT DIRECTOR THOMAS W. CASON ISSUER NO N/A N/A
PROPOSAL #6D: ELECT DIRECTOR ROBERT M. SPRAGUE ISSUER NO N/A N/A
PROPOSAL #6E: ELECT DIRECTOR J. MICHAEL TALBERT ISSUER NO N/A N/A
PROPOSAL #6F: ELECT DIRECTORS JOHN J. LIPINSKI SHAREHOLDER NO N/A N/A
PROPOSAL #6G: ELECT DIRECTORS JOSE MARIA ALAPONT SHAREHOLDER NO N/A N/A
PROPOSAL #6H: ELECT DIRECTORS SAMUEL MERKSAMER SHAREHOLDER NO N/A N/A
PROPOSAL #7: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER NO N/A N/A
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tullow Oil plc
TICKER: TLW CUSIP: G91235104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANNE DRINKWATER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT TUTU AGYARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID BAMFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANN GRANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT AIDAN HEAVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT STEVE LUCAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GRAHAM MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANGUS MCCOSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAUL MCDADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT IAN SPRINGETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #20: APPROVE TULLOW INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #21: APPROVE EMPLOYEE SHARE AWARD PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE SHARE INCENTIVE PLAN ISSUER YES FOR FOR
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ISSUER: Tupras Turkiye Petrol Rafinerileri A.S.
TICKER: TUPRS CUSIP: M8966X108
MEETING DATE: 4/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #14: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE WORKING PRINCIPLES OF THE ISSUER YES FOR FOR
GENERAL ASSEMBLY
PROPOSAL #17: RECEIVE INFORMATION ON CHARITABLE ISSUER YES AGAINST AGAINST
DONATIONS AND APPROVE UPPER LIMIT OF DONATIONS FOR
PROPOSAL #19: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
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ISSUER: Ultra Petroleum Corp.
TICKER: UPL CUSIP: 903914109
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. WATFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHARLES HELTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN J. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KEEFFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY D. CHOATE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUBEN M. ESCOBEDO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM R. KLESSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BOB MARBUT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
LOBBYING EXPENDITURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weatherford International Ltd.
TICKER: WFT CUSIP: H27013103
MEETING DATE: 6/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3a: RELECT BERNARD J. DUROC-DANNER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: REELECT NICHOLAS F. BRADY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: REELECT DAVID J. BUTTERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: REELECT JOHN D. GASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: REELECT FRANCIS S. KALMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: REELECT WILLIAM E. MACAULAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: REELECT ROBERT K. MOSES, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: REELECT GUILLERMO ORTIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3i: REELECT EMYR JONES PARRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3j: REELECT ROBERT A. RAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE CAPITAL INCREASE FOR FUTURE ISSUER YES FOR FOR
ACQUISITIONS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whiting Petroleum Corporation
TICKER: WLL CUSIP: 966387102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS L. ALLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. WALEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woodside Petroleum Ltd.
TICKER: WPL CUSIP: 980228100
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT FRANK COOPER AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ANDREW JAMIESON AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT SARAH RYAN AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WPX Energy, Inc.
TICKER: WPX CUSIP: 98212B103
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. CARRIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. LOWRIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YPF Sociedad Anonima
TICKER: YPFD CUSIP: 984245100
MEETING DATE: 7/17/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DESIGNATE TWO SHAREHOLDERS TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR 2011
PROPOSAL #3: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
INTERNAL STATUTORY AUDITORS COMMITTEE FOR FISCAL YEAR
2011
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE INCREASE IN CAPITAL UP TO ARS ISSUER YES FOR FOR
5.78 MILLION VIA CAPITALIZATION; CONSEQUENTLY APPROVE
REGISTRATION AND PUBLIC OFFERING OF SHARES ON
NATIONAL SECURITIES COMMISSION, BUENOS AIRES STOCK
EXCHANGE, SEC AND NYSE
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FISCAL YEAR 2011
PROPOSAL #7: APPROVE REMUNERATION OF INTERNAL ISSUER YES FOR FOR
STATUTORY AUDITORS COMMITTEE FOR FISCAL YEAR 2011
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF INTERNAL STATUTORY AUDITORS COMMITTEE FOR
FISCAL YEAR 2012
PROPOSAL #9: APPROVE REMUNERATION OF EXTERNAL ISSUER YES FOR FOR
AUDITORS FOR FISCAL YEAR 2011
PROPOSAL #10: APPROVE EXTERNAL AUDITORS FOR FISCAL ISSUER YES FOR FOR
YEAR 2012 AND FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YPF Sociedad Anonima
TICKER: YPFD CUSIP: 984245100
MEETING DATE: 9/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DESIGNATE TWO SHAREHOLDERS TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #2: AUTHORIZE EXTENSION OF GLOBAL PROGRAM ISSUER YES FOR FOR
FOR ISSUANCE OF $ 2 BILLION AS APPROVED BY CNV ON
JUNE 5, 2008
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD SPECIALIZED FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 29, 2013
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on March 27, 2012,
see File Number 2-11444. Incorporated by Reference.
