UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-3916
NAME OF REGISTRANT: VANGUARD SPECIALIZED FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: JANUARY 31
DATE OF REPORTING PERIOD: JULY 1, 2016 - JUNE 30, 2017
FUND: VANGUARD ENERGY FUND
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ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID E. CONSTABLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLAIRE S. FARLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SEAN GOURLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK C. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Antero Resources Corporation
TICKER: AR CUSIP: 03674X106
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN C. WARREN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. LEVY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
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ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANNELL R. BAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN J. CHRISTMANN, IV ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR CHANSOO JOUNG ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM C. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR AMY H. NELSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DANIEL W. RABUN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: ARC Resources Ltd.
TICKER: ARX CUSIP: 00208D408
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. COLLYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. DYMENT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. HEARN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. HOUCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAROLD N. KVISLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN M. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERBERT C. PINDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM G. SEMBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NANCY L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MYRON M. STADNYK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
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ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MATERIAL TERMS OF THE EXECUTIVE ISSUER YES FOR FOR
OFFICER PERFORMANCE GOALS
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ISSUER: Bashneft PJSOC
TICKER: BANE CUSIP: X0710V106
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT SVETLANA GRITSKEVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT EVGENY GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT ELENA ZAVALEEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT OTABEK KARIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT DIDIER CASIMIRO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT RUSTEM MARDANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT CHRISTOPH NEHRING AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT ARTEM PRIGODA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT PAVEL FEDOROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT OLEG FEOKTISTOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT ANDREY SHISHKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.1: ELECT OLEG BELITSKY AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.2: ELECT SERGEY VASILYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT SERGEY DERYUGIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT LIRA IGTISAMOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT YURY MOSHKIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.6: ELECT VALERY TKACHENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
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ISSUER: Bharat Petroleum Corporation Ltd.
TICKER: BPCL CUSIP: Y0882Z116
MEETING DATE: 7/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS ISSUE ISSUER YES FOR FOR
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ISSUER: Bharat Petroleum Corporation Ltd.
TICKER: BPCL CUSIP: Y0882Z116
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SHRIKANT PRAKASH GATHOO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES
PROPOSAL #6: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: ELECT RAJESH KUMAR MANGAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT DEEPAK BHOJWANI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT DEGOPAL CHANDRA NANDA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10: ELECT ANANT KUMAR SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT RAMESH SRINIVASAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT RAMAMOORTHY RAMACHANDRAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
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ISSUER: BP plc
TICKER: BP. �� CUSIP: 055622104
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NILS ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALAN BOECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MELODY MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAULA REYNOLDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIR JOHN SAWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
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ISSUER: BP plc
TICKER: BP. CUSIP: G12793108
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NILS ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALAN BOECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MELODY MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAULA REYNOLDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIR JOHN SAWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
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ISSUER: Cabot Oil & Gas Corporation
TICKER: COG CUSIP: 127097103
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DOROTHY M. ABLES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT S. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBERT KELLEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Cairn India Limited
TICKER: CAIRN CUSIP: Y1081B108
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES AGAINST AGAINST
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ISSUER: Callon Petroleum Company
TICKER: CPE CUSIP: 13123X102
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. NOCCHIERO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW REGIS BOB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. TRIMBLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, N. MURRAY ISSUER YES FOR FOR
EDWARDS, TIMOTHY W. FAITHFULL, GARY A. FILMON,
CHRISTOPHER L. FONG, GORDON D. GIFFIN, WILFRED A.
GOBERT, STEVE W. LAUT, FRANK J. MCKENNA, DAVID A.
TUER, AND ANNETTE M. VERSCHUREN AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNETTE M. VERSCHUREN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: Cenovus Energy Inc.
TICKER: CVE CUSIP: 15135U109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR SUSAN F. DABARNO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PATRICK D. DANIEL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IAN W. DELANEY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BRIAN C. FERGUSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RICHARD J. MARCOGLIESE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CLAUDE MONGEAU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CHARLES M. RAMPACEK ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR COLIN TAYLOR ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WAYNE G. THOMSON ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR RHONDA I. ZYGOCKI ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: Cheniere Energy, Inc.
TICKER: LNG CUSIP: 16411R208
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Cheniere Energy, Inc.
TICKER: LNG CUSIP: 16411R208
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR G. ANDREA BOTTA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACK A. FUSCO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NUNO BRANDOLINI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID I. FOLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID B. KILPATRICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SAMUEL MERKSAMER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD F. ROBILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NEAL A. SHEAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HEATHER R. ZICHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Chevron Corporation
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WANDA M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN S. WATSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MICHAEL K. WIRTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON RISKS OF DOING BUSINESS IN SHAREHOLDER YES AGAINST FOR
CONFLICT-AFFECTED AREAS
PROPOSAL #8: ASSESS AND REPORT ON TRANSITION TO A LOW SHAREHOLDER YES AGAINST FOR
CARBON ECONOMY
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERIENCE
PROPOSAL #11: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Longyuan Power Group Corporation Ltd.
TICKER: 916 CUSIP: Y1501T101
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUAN BAOXING AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION AND ASSESSMENT COMMITTEE OF
THEBOARD TO FIX HIS REMUNERATION AND AUTHORIZE
CHAIRMAN OF THE BOARD TO ENTER INTO SERVICE CONTRACT
PROPOSAL #2: ELECT YANG XIANGBIN AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION AND ASSESSMENT COMMITTEE OF
THEBOARD TO FIX HIS REMUNERATION AND AUTHORIZE
CHAIRMAN OF THE BOARD TO ENTER INTO SERVICE CONTRACT
WITH HIM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Longyuan Power Group Corporation Ltd.
TICKER: 00916 CUSIP: Y1501T101
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: ACCEPT 2016 INDEPENDENT AUDITOR'S REPORT ISSUER YES FOR FOR
AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE APPLICATION FOR REGISTRATION AND ISSUER YES FOR FOR
ISSUANCE OF DEBT FINANCING INSTRUMENTS OF NON-
FINANCIAL ENTERPRISES IN THE PRC
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE OF CORPORATE BONDS IN ISSUER YES FOR FOR
THE PRC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO DETERMINE THE 2017 ISSUER YES FOR FOR
INTERIM PROFIT DISTRIBUTION
PROPOSAL #7: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: ELECT LI YUNPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHAO DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
OF PROCEDURES OF BOARD MEETINGS
PROPOSAL #12: APPROVE OVERSEAS LISTING PLAN OF ISSUER YES FOR FOR
SINOPEC MARKETING CO., LTD.
PROPOSAL #13: APPROVE COMPLIANCE OF OVERSEAS LISTING ISSUER YES FOR FOR
OF SINOPEC MARKETING CO., LTD. WITH THE CIRCULAR ON
ISSUES IN RELATION TO REGULATING OVERSEAS LISTING OF
SUBSIDIARIES OF DOMESTIC-LISTED COMPANIES
PROPOSAL #14: APPROVE UNDERTAKING OF THE COMPANY TO ISSUER YES FOR FOR
MAINTAIN ITS INDEPENDENT LISTING STATUS
PROPOSAL #15: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE COMPANY
PROPOSAL #16: AUTHORIZE BOARD TO DEAL WITH OVERSEAS ISSUER YES FOR FOR
LISTING MATTERS OF SINOPEC MARKETING CO., LTD.
PROPOSAL #17: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENT TO H-SHARE SHAREHOLDERS OF THE COMPANY
ONLY FOR OVERSEAS LISTING OF SINOPEC MARKETING CO.,
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ENTITLEMENT ISSUER YES FOR FOR
TO H-SHARE SHAREHOLDERS OF THE COMPANY ONLY FOR
OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimarex Energy Co.
TICKER: XEC CUSIP: 171798101
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. HENTSCHEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. JORDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FLOYD R. PRICE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES M. VALLEJO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 883 CUSIP: Y1662W117
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NON-EXEMPT CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE PROPOSED CAPS FOR EACH CATEGORY ISSUER YES FOR FOR
OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 883 CUSIP: Y1662W117
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #A2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #A3: ELECT YUAN GUANGYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A4: ELECT XU KEQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A5: ELECT LIU JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A6: ELECT LAWRENCE J. LAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A7: ELECT KEVIN G. LYNCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A8: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #A9: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #B1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #B2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #B3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concho Resources Inc.
TICKER: CXO CUSIP: 20605P101
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY A. LEACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JODY L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARJUN N. MURTI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
INCENTIVES ALIGNED WITH LOW CARBON SCENARIOS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Resources, Inc.
TICKER: CLR CUSIP: 212015101
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. GALLOGLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ADOPT POLICY TO IMPROVE BOARD DIVERSITY SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosmo Energy Holdings Co., Ltd.
TICKER: 5021 CUSIP: J08906109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR MORIKAWA, KEIZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIRIYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OE, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKI, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORIYAMA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MUSABBEH AL KAABI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KHALIFA AL SUWAIDI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KANNO, SAKAE
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIYAMOTO, TERUO
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OTAKI, KATSUHISA
PROPOSAL #4.1: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER YUKAWA, SOICHI
PROPOSAL #4.2: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER KITAWAKI, TAKEHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crescent Point Energy Corp.
TICKER: CPG CUSIP: 22576C101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR RENE AMIRAULT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PETER BANNISTER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR LAURA A. CILLIS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR D. HUGH GILLARD ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR BARBARA MUNROE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GERALD A. ROMANZIN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SCOTT SAXBERG ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MIKE JACKSON ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TED GOLDTHORPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Devon Energy Corporation
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA M. BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BETHANCOURT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. HAGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MOSBACHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE
PROPOSAL #8: ANNUALLY ASSESS PORTFOLIO IMPACTS OF SHAREHOLDER YES AGAINST FOR
POLICIES TO MEET 2 DEGREE SCENARIO
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON USING OIL AND GAS RESERVE SHAREHOLDER YES AGAINST FOR
METRICS FOR NAMED EXECUTIVE'S COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. WEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS D. STICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. CROSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK L. PLAUMANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doosan Heavy Industries & Construction Co.
TICKER: A034020 CUSIP: Y2102C109
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT PARK JI-WON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT JEONG JI-TAEK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT NAM IK-HYEON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NAM IK-HYEON AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: 279158109
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: 279158109
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #15: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Inc.
TICKER: ENB CUSIP: 29250N105
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH THE ISSUER YES FOR FOR
MERGER
PROPOSAL #2: AMEND BY-LAW NO.1 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Inc.
TICKER: ENB CUSIP: 29250N105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. HERB ENGLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AL MONACO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL E.J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REBECCA B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAN C. TUTCHER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CATHERINE L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #5: PREPARE A REPORT DETAILING DUE DILIGENCE SHAREHOLDER YES AGAINST FOR
PROCESS TO IDENTIFY AND ADDRESS SOCIAL AND
ENVIRONMENTAL RISKS WHEN REVIEWING POTENTIAL
ACQUISITIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encana Corporation
TICKER: ECA CUSIP: 292505104
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. DEA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD J. MAYSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE A. MCINTIRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARET A. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS J. SUTTLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE G. WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CLAYTON H. WOITAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energen Corporation
TICKER: EGN CUSIP: 29265N108
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH W. DEWEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JAMES GORRIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. MCMANUS, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURENCE M. DOWNES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni S.p.A.
TICKER: ENI CUSIP: 26874R108
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5a: SLATE SUBMITTED BY THE MINISTRY OF THE SHAREHOLDER YES ABSTAIN N/A
ECONOMY AND FINANCE
PROPOSAL #5b: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: ELECT EMMA MARCEGAGLIA AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #8a: SLATE SUBMITTED BY THE MINISTRY OF THE SHAREHOLDER YES FOR N/A
ECONOMY AND FINANCE
PROPOSAL #8b: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES AGAINST N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #9: APPOINT CHAIR OF THE BOARD OF STATUTORY SHAREHOLDER YES FOR N/A
AUDITORS
PROPOSAL #10: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #11: APPROVE RESTRICTED STOCK PLAN; ISSUER YES FOR FOR
AUTHORIZE REISSUANCE OF TREASURY SHARES TO SERVICE
RESTRICTED STOCK PLAN
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni S.p.A.
TICKER: ENI CUSIP: T3643A145
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: SLATE SUBMITTED BY THE MINISTRY OF THE SHAREHOLDER NO N/A N/A
ECONOMY AND FINANCE
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: ELECT EMMA MARCEGAGLIA AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #8.1: SLATE SUBMITTED BY THE MINISTRY OF THE SHAREHOLDER YES FOR N/A
ECONOMY AND FINANCE
PROPOSAL #8.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES AGAINST N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #9: APPOINT CHAIR OF THE BOARD OF STATUTORY SHAREHOLDER YES FOR N/A
AUDITORS
PROPOSAL #10: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #11: APPROVE RESTRICTED STOCK PLAN; ISSUER YES FOR FOR
AUTHORIZE REISSUANCE OF TREASURY SHARES TO SERVICE
RESTRICTED STOCK PLAN
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOG Resources, Inc.
TICKER: EOG CUSIP: 26875P101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT P. DANIELS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD F. TEXTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK G. WISNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EQT Corporation
TICKER: EQT CUSIP: 26884L109
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP G. BEHRMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. BURKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. BRAY CARY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARET K. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. PORGES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN T. SCHLOTTERBECK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN A. THORINGTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEE T. TODD, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHRISTINE J. TORETTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extraction Oil & Gas, Inc.
TICKER: XOG CUSIP: 30227M105
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MATTHEW R. OWENS ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR WAYNE W. MURDY ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR JOHN S. GAENSBAUER ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN K. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRIETTA H. FORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DARREN W. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #7: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND BYLAWS TO PROHIBIT PRECATORY SHAREHOLDER YES AGAINST FOR
PROPOSALS
PROPOSAL #9: DISCLOSE PERCENTAGE OF FEMALES AT EACH SHAREHOLDER YES AGAINST FOR
PERCENTILE OF COMPENSATION
PROPOSAL #10: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: INCREASE RETURN OF CAPITAL TO SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS IN LIGHT OF CLIMATE CHANGE RISKS
PROPOSAL #12: REPORT ON CLIMATE CHANGE POLICIES SHAREHOLDER YES FOR AGAINST
PROPOSAL #13: REPORT ON METHANE EMISSIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Petrochemical Corp.
TICKER: 6505 CUSIP: Y2608S103
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAIL (India) Limited
TICKER: GAIL CUSIP: Y2R78N114
MEETING DATE: 3/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gail India Ltd.
TICKER: GAIL CUSIP: Y2682X135
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SUBIR PURKAYASTHA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT ASHUTOSH JINDAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
JOINT STATUTORY AUDITORS
PROPOSAL #6: ELECT SANJAY KUMAR SRIVASTAVA ISSUER YES FOR FOR
INDEPENDENT AS DIRECTOR
PROPOSAL #7: ELECT ANUPAM KULSHRESTHA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT SANJAY TANDON AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galp Energia, SGPS S.A.
TICKER: GALP CUSIP: X3078L108
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY CO-OPTION OF PAULA AMORIM AS ISSUER YES FOR FOR
BOARD CHAIRPERSON
PROPOSAL #2: RATIFY CO-OPTION OF MARTA AMORIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES AND BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gamesa Corporacion Tecnologica S.A.
TICKER: GAM CUSIP: E54667113
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH MERGER BY ABSORPTION OF SIEMENS WIND POWER
PARENT AND RELATED PROPOSALS
PROPOSAL #2.1: AMEND ARTICLES RE: AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE RESTATED ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE SPECIAL CASH DIVIDEND OF EUR 3.6 ISSUER YES FOR FOR
PER SHARE
PROPOSAL #4.1: FIX NUMBER OF DIRECTORS AT 13 ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ROSA MARÍA GARCÍA GARCÍA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT MARIEL VON SCHUMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT LISA DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT KLAUS HELMRICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT RALF THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT KLAUS ROSENFELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT SWANTJE CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY APPOINTMENT OF AND ELECT GERARDO ISSUER YES FOR FOR
CODES CALATRAVA AS DIRECTOR
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazprom PJSC
TICKER: GAZP CUSIP: 368287207
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 8.0397 PER ISSUER NO N/A N/A
SHARE
PROPOSAL #5: RATIFY FBK AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #9: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #10: AMEND REGULATIONS ON MANAGEMENT ISSUER NO N/A N/A
PROPOSAL #11: AMEND REGULATIONS ON CEO ISSUER NO N/A N/A
PROPOSAL #12: APPROVE NEW EDITION OF COMPANY'S ISSUER NO N/A N/A
CORPORATE GOVERNANCE CODE
PROPOSAL #13: APPROVE COMPANY'S MEMBERSHIP IN GLOBAL ISSUER NO N/A N/A
GAS CENTER
PROPOSAL #14.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.2: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.3: ELECT TIMUR KULIBAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.4: ELECT DENIS MANTUROV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.5: ELECT VITALIY MARKELOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.6: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.7: ELECT VLADIMIR MAU AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.8: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.9: ELECT ALEKSANDR NOVAK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.10: ELECT DMITRY PATRUSHEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.11: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #15.1: ELECT VLADIMIR ALISOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.2: ELECT VADIM BIKULOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.3: ELECT ALEKSANDR GLADKOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.4: ELECT ALEKSANDR IVANNIKOV AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #15.5: ELECT MARGARITA MIRONOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.6: ELECT LIDIYA MOROZOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.7: ELECT YURY NOSOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #15.8: ELECT KAREN OGANYAN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.9: ELECT DMITRY PASHKOVSKY AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.10: ELECT ALEXANDRA PETROVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.11: ELECT SERGEY PLATONOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.12: ELECT MIKHAIL ROSSEEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.13: ELECT OKSANA TARASENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.14: ELECT TATYANA FISENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazprom PJSC
TICKER: GAZP CUSIP: X7204C106
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 8.0397 PER ISSUER NO N/A N/A
SHARE
PROPOSAL #5: RATIFY FBK AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #8: AMEND CHARTER ISSUER NO N/A N/A
PROPOSAL #9: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #10: AMEND REGULATIONS ON MANAGEMENT ISSUER NO N/A N/A
PROPOSAL #11: AMEND REGULATIONS ON CEO ISSUER NO N/A N/A
PROPOSAL #12: APPROVE NEW EDITION OF COMPANY'S ISSUER NO N/A N/A
CORPORATE GOVERNANCE CODE
PROPOSAL #13: APPROVE COMPANY'S MEMBERSHIP IN GLOBAL ISSUER NO N/A N/A
GAS CENTER
PROPOSAL #14.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.2: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.3: ELECT TIMUR KULIBAEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.4: ELECT DENIS MANTUROVAS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.5: ELECT VITALY MARKELOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.6: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.7: ELECT VLADIMIR MAU AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.8: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.9: ELECT ALEKSANDR NOVAK AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.10: ELECT DMITRY PATRUSHEV AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14.11: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #15.1: ELECT VLADIMIR ALISOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.2: ELECT VADIM BIKULOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.3: ELECT ALEKSANDR GLADKOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.4: ELECT ALEKSANDR IVANNIKOV AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #15.5: ELECT MARGARITA MIRONOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.6: ELECT LIDIYA MOROZOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.7: ELECT YURY NOSOV AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #15.8: ELECT KAREN OGANYAN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.9: ELECT DMITRY PASHKOVSKY AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.10: ELECT ALEXANDRA PETROVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.11: ELECT SERGEY PLATONOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.12: ELECT MIKHAIL ROSSEEV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.13: ELECT OKSANA TARASENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #15.14: ELECT TATYANA FISENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa Lotos SA
TICKER: LTS CUSIP: X32440103
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
PROPOSAL #7.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa Lotos SA
TICKER: LTS CUSIP: X32440103
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD MEMBERS
PROPOSAL #7.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa LOTOS SA
TICKER: LTS CUSIP: X32440103
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ELIGIBILITY CRITERIA FOR ISSUER YES FOR FOR
APPOINTMENT OF MANAGEMENT AND SUPERVISORY BOARD
PROPOSAL #6: AMEND STATUTE SHAREHOLDER YES AGAINST N/A
PROPOSAL #7: AUTHORIZE SUPERVISORY BOARD TO APPROVE SHAREHOLDER YES AGAINST N/A
CONSOLIDATED TEXT OF STATUTE
PROPOSAL #8: AMEND DEC. 22, 2017, EGM, RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupa LOTOS SA
TICKER: LTS CUSIP: X32440103
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #11: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #12: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 1 PER SHARE
PROPOSAL #13.1: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
JASTRZEBOWSKI (DEPUTY CEO)
PROPOSAL #13.2: APPROVE DISCHARGE OF MARIUSZ ISSUER YES FOR FOR
MACHAJEWSKI (DEPUTY CEO)
PROPOSAL #13.3: APPROVE DISCHARGE OF MATEUSZ BONCA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.4: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
MARCHLEWICZ (DEPUTY CEO)
PROPOSAL #13.5: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
PIETRYSZYN (CEO)
PROPOSAL #13.6: APPROVE DISCHARGE OF MACIEJ SZOZDA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.7: APPROVE DISCHARGE OF PAWEL ISSUER YES FOR FOR
OLECHNOWICZ (CEO)
PROPOSAL #13.8: APPROVE DISCHARGE OF MAREK SOKOLOWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.9: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
PASZKOWICZ (DEPUTY CEO)
PROPOSAL #14.1: APPROVE DISCHARGE OF BEATA KOZLOWSKA- ISSUER YES FOR FOR
CHYLA (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.2: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
LEWANDOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.3: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
SZKLARCZYK-MIERZWA (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.4: APPROVE DISCHARGE OF PIOTR CIACHO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.5: APPROVE DISCHARGE OF DARIUSZ FIGURA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.6: APPROVE DISCHARGE OF MARIUSZ GOLECKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.7: APPROVE DISCHARGE OF ADAM LEWANDOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.8: APPROVE DISCHARGE OF MARIA SIERPINSKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.9: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
WITKOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.10: APPROVE DISCHARGE OF CEZARY ISSUER YES FOR FOR
KRASODOMSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.11: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
PIETRYSZYN (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.12: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
JASTRZEBSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.13: APPROVE DISCHARGE OF WIESLAW SKWARKO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.14: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
TRZASKALSKA (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #14.15: APPROVE DISCHARGE OF OSKAR PAWLOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.16: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
HIRSZEL (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.17: APPROVE DISCHARGE OF MICHAL RUMINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15: APPROVE ACQUISITION OF 6.3 MILLION ISSUER YES FOR FOR
SHARES IN INCREASED SHARE CAPITAL OF LOTOS UPSTREAM
SP. Z O.O.
PROPOSAL #16: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #17.1: ELECT CHAIRMAN OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #17.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GS Holdings Corp.
TICKER: A078930 CUSIP: Y2901P103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT YANG SEUNG-WOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YANG SEUNG-WOO AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDULAZIZ F. AL KHAYYAL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hess Corporation
TICKER: HES CUSIP: 42809H107
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE J. CHECKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. HESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARC S. LIPSCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID MCMANUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM G. SCHRADER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON PLANS TO ADDRESS STRANDED SHAREHOLDER YES AGAINST FOR
CARBON ASSET RISKS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hindustan Petroleum Corporation Ltd.
TICKER: �� 500104 CUSIP: Y3224R123
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT PUSHP KUMAR JOSHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT Y. K. GAWALI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELECT J. RAMASWAMY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT RAM NIWAS JAIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT URVASHI SADHWANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPOINT MUKESH KUMAR SURANA AS CHAIRMAN ISSUER YES FOR FOR
& MANAGING DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #12: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
INCREASE NUMBER OF DIRECTORS
PROPOSAL #13: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM & ARTICLES OF ASSOCIATION
PROPOSAL #14: APPROVE BONUS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hindustan Petroleum Corporation Ltd.
TICKER: 500104 CUSIP: Y3224R123
MEETING DATE: 1/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUE OF REDEEMABLE NON- ISSUER YES FOR FOR
CONVERTIBLE BONDS/DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huaneng Renewables Corporation Ltd.
TICKER: 958 CUSIP: Y3739S103
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CONDUCT OF THE DEPOSIT ISSUER YES FOR FOR
TRANSACTIONS INCLUDING THE RELEVANT PROPOSED ANNUAL
CAPS UNDER THE DEPOSIT AND LOAN SERVICES FRAMEWORK
AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huaneng Renewables Corporation Ltd.
TICKER: 00958 CUSIP: Y3739S103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXTERNAL AUDITOR'S FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG AND KPMG HUAZHEN LLP AS ISSUER YES FOR FOR
INTERNATIONAL AND DOMESTIC AUDITORS RESPECTIVELY
PROPOSAL #7a: ELECT CAO SHIGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECT LU FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7c: ELECT SUN DEQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7d: ELECT DAI XINMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS FOR THE YEARS 2017 AND 2018
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Husky Energy Inc.
TICKER: HSE CUSIP: 448055103
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR T.K. LI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CANNING K.N. FOK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ASIM GHOSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN J.G. GLYNN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR POH CHAN KOH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EVA LEE KWOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STANLEY T.L. KWOK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDERICK S.H. MA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE C. MAGNUS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NEIL D. MCGEE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT J. PEABODY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR COLIN S. RUSSEL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR WAYNE E. SHAW ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR WILLIAM SHURNIAK ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR FRANK J. SIXT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iberdrola S.A.
TICKER: IBE CUSIP: E6165F166
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
MANAGEMENT REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPOINT KPMG AUDITORES AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND PREAMBLE OF BYLAWS ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES 7 AND 8 RE: COMPANY'S ISSUER YES FOR FOR
COMMITMENT, MISSION, VISION AND VALUES
PROPOSAL #7: AMEND ARTICLE 14 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: RIGHT TO INFORMATION AND TECHNICAL
IMPROVEMENTS
PROPOSAL #8: AMEND ARTICLES 19 AND 39 OF GENERAL ISSUER YES FOR FOR
MEETING REGULATIONS RE: CHANNELS FOR PARTICIPATION
PROPOSAL #9: ELECT JUAN MANUEL GONZALEZ SERNA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT FRANCISCO MARTINEZ CORCOLES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #12: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #13: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #15: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES UP TO
EUR 20 BILLION AND ISSUANCE OF NOTES UP TO EUR 6
BILLION
PROPOSAL #18: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idemitsu Kosan Co., Ltd.
TICKER: 5019 CUSIP: J2388K103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TSUKIOKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEKI, DAISUKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATSUSHITA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KITO, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NIBUYA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARUYAMA, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAGISHIMA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOMMA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YOKOTA, ERI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ITO, RYOSUKE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KIKKAWA, TAKEO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MACKENZIE CLUGSTON ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR KAI, ISSUER YES FOR FOR
JUNKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Indian Oil Corporation Ltd
TICKER: 530965 CUSIP: Y3925Y112
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT A.K. SHARMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT B.S. CANTH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT SUBROTO BAGCHI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT SANJAY KAPOOR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT PARINDU K. BHAGAT AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT G.K. SATISH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Indian Oil Corporation Ltd
TICKER: 530965 CUSIP: Y3925Y112
MEETING DATE: 10/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: innogy SE
TICKER: IGY CUSIP: D6S3RB103
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2017
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8.1: FIX NUMBER OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #8.2: AMEND ARTICLES RE: TERM FOR ORDINARY ISSUER YES AGAINST AGAINST
BOARD MEMBERS
PROPOSAL #8.3: AMEND ARTICLES RE: TERM FOR ALTERNATE ISSUER YES AGAINST AGAINST
BOARD MEMBERS
PROPOSAL #8.4: AMEND ARTICLES RE: BOARD CHAIRMANSHIP ISSUER YES FOR FOR
PROPOSAL #8.5: AMEND ARTICLES RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATION
PROPOSAL #8.6: AMEND ARTICLES RE: MAJORITY ISSUER YES FOR FOR
REQUIREMENTS AT GENERAL MEETINGS
PROPOSAL #9.1a: ELECT WERNER BRANDT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1b: ELECT ULRICH GRILLO TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1c: ELECT MARIA VAN DER HOEVEN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1d: ELECT MICHAEL KLEINEMEIER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1e: ELECT MARTINA KOEDERITZ TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1f: ELECT MARKUS KREBBER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1g: ELECT ROLF POHLIG TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9.1h: ELECT DIETER STEINKAMP TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1i: ELECT MARC TUENGLER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.1j: ELECT DEBORAH WILKENS TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9.2a: ELECT REINER BOEHLE AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2b: ELECT FRANK BSIRSKE AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2c: ELECT ARNO HAHN AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2d: ELECT HANS PETER LAFOS AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2e: ELECT ROBERT LEYLAND AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2f: ELECT MEIKE NEUHAUS AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2g: ELECT RENE POEHLS AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2h: ELECT PASCAL VAN RIJSEWIJK AS ISSUER YES FOR FOR
EMPLOYEE REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2i: ELECT GABRIELE SASSENBERG AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
PROPOSAL #9.2j: ELECT SARKA VOJIKOVA AS EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE TO THE SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inpex Corporation
TICKER: 1605 CUSIP: J2467E101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR KITAMURA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SANO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURAYAMA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ITO, SEIYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUGAYA, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IKEDA, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KURASAWA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KITTAKA, KIMIHISA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SASE, NOBUHARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OKADA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SATO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MATSUSHITA, ISAO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR YANAI, JUN ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR IIO, NORINAO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR NISHIMURA, ATSUKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JX Holdings, Inc.
TICKER: 5020 CUSIP: J29699105
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER YES FOR FOR
TONENGENERAL SEKIYU K.K.
PROPOSAL #2: AMEND ARTICLES TO CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MUTO, JUN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ONODA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIROSE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MIYATA, YOSHIIKU ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR KUWANO, YOJI ISSUER YES FOR FOR
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR TAKAHASHI, ISSUER YES FOR FOR
NOBUKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JXTG Holdings Inc.
TICKER: 5020 CUSIP: J29699105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR KIMURA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UCHIDA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MUTO, JUN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWADA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ONODA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ADACHI, HIROJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OTA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SUGIMORI, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIROSE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MIYAKE, SHUNSAKU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TAGUCHI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OTA, HIROKO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR OTSUKA, MUTSUTAKE ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR KONDO, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR MIYATA, YOSHIIKU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NAKAJIMA, YUJI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keyera Corp.
TICKER: KEY CUSIP: 493271100
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL:���� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JAMES V. BERTRAM ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DOUGLAS J. HAUGHEY ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NANCY M. LAIRD ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GIANNA MANES ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DONALD J. NELSON ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MICHAEL J. NORRIS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR THOMAS O'CONNOR ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DAVID G. SMITH ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR WILLIAM R. STEDMAN ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR JANET WOODRUFF ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
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ISSUER: Kinder Morgan, Inc.
TICKER: KMI CUSIP: 49456B101
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. KINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. KEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY A. DANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TED A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY W. HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY L. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. KUEHN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH A. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL C. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARTHUR C. REICHSTETTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FAYEZ SAROFIM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOEL V. STAFF ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR PERRY M. WAUGHTAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: REPORT ON METHANE EMISSIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON ANNUAL SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON CAPITAL EXPENDITURE STRATEGY SHAREHOLDER YES AGAINST FOR
WITH RESPECT TO CLIMATE CHANGE POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koc Holding AS
TICKER: KCHOL CUSIP: M63751107
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 6 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kunlun Energy Company Ltd
TICKER: 135 CUSIP: G5320C108
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT WU ENLAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT ZHAO YONGQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LI KWOK SING AUBREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lukoil PJSC
TICKER: LKOH CUSIP: 69343P105
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LUKOIL PJSC
TICKER: LKOH CUSIP: 69343P105
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING
DIVIDENDS OF RUB 120 PER SHARE
PROPOSAL #2.1: ELECT VAGIT ALEKPEROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT VIKTOR BLAZHEEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.3: ELECT TOBY GATI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.4: ELECT VALERY GRAYFER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT IGOR IVANOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT RAVIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.8: ELECT RICHARD MATZKE AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.9: ELECT NIKOLAY NIKOLAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT IVAN PICTET AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.11: ELECT LEONID FEDUN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT LUBOV KHOBA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.1: ELECT IVAN VRUBLEVSKY AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT PAVEL SULOYEV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #3.3: ELECT ALEKSANDR SURKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FISCAL 2016
PROPOSAL #4.2: APPROVE REMUNERATION OF NEW DIRECTORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #5.1: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2016
PROPOSAL #5.2: APPROVE REMUNERATION OF NEW MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2017
PROPOSAL #6: RATIFY KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #8: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #9: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS ,EXECUTIVES, AND
COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lukoil PJSC
TICKER: LKOH CUSIP: X6983S100
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST NINE ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LUKOIL PJSC
TICKER: LKOH CUSIP: X6983S100
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING
DIVIDENDS OF RUB 120 PER SHARE
PROPOSAL #2.1: ELECT VAGIT ALEKPEROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT VIKTOR BLAZHEEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.3: ELECT TOBY GATI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.4: ELECT VALERY GRAYFER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.5: ELECT IGOR IVANOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.6: ELECT RAVIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.8: ELECT RICHARD MATZKE AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.9: ELECT NIKOLAY NIKOLAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.10: ELECT IVAN PICTET AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.11: ELECT LEONID FEDUN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT LUBOV KHOBA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.1: ELECT IVAN VRUBLEVSKY AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #3.2: ELECT PAVEL SULOYEV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #3.3: ELECT ALEKSANDR SURKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FISCAL 2016
PROPOSAL #4.2: APPROVE REMUNERATION OF NEW DIRECTORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #5.1: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2016
PROPOSAL #5.2: APPROVE REMUNERATION OF NEW MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION FOR FISCAL 2017
PROPOSAL #6: RATIFY KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #8: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #9: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
LIABILITY INSURANCE FOR DIRECTORS ,EXECUTIVES, AND
COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mangalore Refinery & Petrochemicals Ltd.
TICKER: 500109 CUSIP: Y5763P137
MEETING DATE: 9/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT D. K. SARRAF AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
JOINT STATUTORY AUDITORS
PROPOSAL #4: ELECT A. K. SAHOO AS DIRECTOR ISSUER YES AGAINST �� AGAINST
PROPOSAL #5: ELECT DIWAKAR NATH MISRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #7: APPROVE INCREASE IN LIMIT ON PUBLIC ISSUER YES FOR FOR
SHAREHOLDINGS
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
FOR FY 2015-2016
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
FOR FY 2016-2017
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Oil Corporation
TICKER: MRO CUSIP: 565849106
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL E. J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEE M. TILLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Petroleum Corporation
TICKER: MPC CUSIP: 56585A102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. MICHAEL STICE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON ENVIRONMENTAL AND HUMAN RIGHTS SHAREHOLDER YES AGAINST FOR
DUE DILIGENCE
PROPOSAL #6: REPORT ON STRATEGY FOR ALIGNING WITH 2 SHAREHOLDER YES AGAINST FOR
DEGREE SCENARIO
PROPOSAL #7: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOL Hungarian Oil and Gas Plc
TICKER: MOL CUSIP: X5462R112
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES/APPROVE USE ISSUER NO N/A N/A
OF ELECTRONIC VOTE COLLECTION METHOD
PROPOSAL #2: ELECT KEEPER OF MINUTES, SHAREHOLDERS TO ISSUER NO N/A N/A
AUTHENTICATE MINUTES, AND COUNTER OF VOTES
PROPOSAL #3: APPROVE STANDALONE AND CONSOLIDATED ISSUER NO N/A N/A
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDENDS ISSUER NO N/A N/A
PROPOSAL #5: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER NO N/A N/A
STATEMENT
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER NO N/A N/A
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER NO N/A N/A
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE INFORMATION ON ACQUISITION OF ISSUER NO N/A N/A
OWN SHARES
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER NO N/A N/A
PROPOSAL #10: AMEND ARTICLE 14.1 OF BYLAWS RE: ISSUER NO N/A N/A
PROCEEDINGS OF THE GENERAL MEETING
PROPOSAL #11: AMEND ARTICLE 22.8 OF BYLAWS RE: AUDIT ISSUER NO N/A N/A
COMMITTEE
PROPOSAL #12: ELECT JOZSEF MOLNAR AS MEMBER OF THE ISSUER NO N/A N/A
BOARD OF DIRECTORS
PROPOSAL #13: REELECT ATTILA CHIKAN AS SUPERVISORY ISSUER NO N/A N/A
BOARD MEMBER
PROPOSAL #14: REELECT JOHN CHARODY AS SUPERVISORY ISSUER NO N/A N/A
BOARD MEMBER
PROPOSAL #15: ELECT VLADIMIR KESTLER AS SUPERVISORY ISSUER NO N/A N/A
BOARD MEMBER
PROPOSAL #16: ELECT ILONA DAVID AS SUPERVISORY BOARD ISSUER NO N/A N/A
MEMBER
PROPOSAL #17: ELECT ANDREA BARTFAI-MAGER AS ISSUER NO N/A N/A
SUPERVISORY BOARD MEMBER
PROPOSAL #18: ELECT ATTILA CHIKAN AS AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBER
PROPOSAL #19: ELECT JOHN CHARODY AS AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBER
PROPOSAL #20: ELECT ILONA DAVID AS AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBER
PROPOSAL #21: ELECT ANDREA BARTFAI-MAGER AS AUDIT ISSUER NO N/A N/A
COMMITTEE MEMBER
PROPOSAL #22: ELECT IVAN MIKLOS AS AUDIT COMMITTEE ISSUER NO N/A N/A
MEMBER
PROPOSAL #23: ELECT EMPLOYEE REPRESENTATIVES TO ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #24: APPROVE STOCK SPLIT OF "A" CLASS SHARES ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motor Oil (Hellas) Corinth Refineries SA
TICKER: MOH CUSIP: X55904100
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPOINT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CASH AWARDS TO PERSONNEL AND ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neste Oyj
TICKER: NESTE CUSIP: X5688A109
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.30 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 66,000 FOR CHAIRMAN, EUR 49,200 FOR
VICE CHAIRMAN, AND EUR 35,400 FOR OTHER DIRECTORS;
APPROVE ATTENDANCE FEES FOR BOARD AND COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT JORMA ELORANTA (CHAIRMAN), ISSUER YES FOR FOR
LAURA RAITIO, JEAN-BAPTISTE RENARD, WILLEM SCHOEBER
AND MARCO WIRÉN AS DIRECTORS; ELECT MATTI KAHKONEN,
MARTINA FLOEL AND HEIKE VAN DE KERKHOF AS NEW
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/16/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. NANCE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER B. PLANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUANITA M. ROMANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN (JACK) W. SCHANCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. KENT WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Energy, Inc.
TICKER: NBL CUSIP: 655044105
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY L. BERENSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. CAWLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD F. COX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES E. CRADDOCK ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR THOMAS J. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KIRBY L. HEDRICK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID L. STOVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SCOTT D. URBAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MOLLY K. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES AGAINST FOR
MEET 2 DEGREE SCENARIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Occidental Petroleum Corporation
TICKER: OXY CUSIP: 674599105
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EUGENE L. BATCHELDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN E. FEICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARGARET M. FORAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VICKI HOLLUB ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM R. KLESSE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ELISSE B. WALTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES FOR AGAINST
MEET 2 DEGREE SCENARIO
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #7: REPORT ON METHANE EMISSIONS AND FLARING SHAREHOLDER YES AGAINST FOR
TARGETS
PROPOSAL #8: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
EXPENDITURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OGE Energy Corp.
TICKER: OGE CUSIP: 670837103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRANK A. BOZICH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES H. BRANDI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR KIRK HUMPHREYS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERT O. LORENZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR SEAN TRAUSCHKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil & Natural Gas Corporation Ltd.
TICKER: �� ONGC CUSIP: Y64606133
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM PAYMENT OF INTERIM DIVIDENDS AND ISSUER YES FOR FOR
APPROVE FINAL DIVIDEND
PROPOSAL #3: REELECT T K SENGUPTA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT A K SRINIVASAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT AJAI MALHOTRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT S B KEDARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT K M PADMANABHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT A P SAWHNEY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT AMAR NATH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil & Natural Gas Corporation Ltd.
TICKER: ONGC CUSIP: Y64606133
MEETING DATE: 12/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil Refineries Ltd.
TICKER: ORL CUSIP: M7521B106
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KPMG SOMEKH CHAIKIN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3.1: REELECT OVADIA ELI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT DAVID FEDERMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT MAYA ALCHECH KAPLAN AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
PROPOSAL #3.4: REELECT JACOB GOTTENSTEIN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.5: REELECT NIR GILAD AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.6: REELECT ARIE OVADIA AS DIRECTOR UNTIL ISSUER YES AGAINST AGAINST
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.7: REELECT AVISAR PAZ AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.8: REELECT ALEXANDER PASSAL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.9: REELECT SAGI KABLA AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: REELECT MORDECHAI PELED AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST �� N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil Refineries Ltd.
TICKER: ORL CUSIP: M7521B106
MEETING DATE: 1/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil Search Ltd.
TICKER: OSH CUSIP: Y64695110
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT KOSTAS CONSTANTINOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT AGU KANTSLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEL TOGOLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT FIONA HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #1: APPROVE THE ISSUANCE OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO PETER BOTTEN, MANAGING DIRECTOR OF THE
COMPANY
PROPOSAL #2: APPROVE THE ISSUANCE OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO GEREA AOPI, EXECUTIVE DIRECTOR OF THE
PROPOSAL #3: APPROVE THE ISSUANCE OF RESTRICTED ISSUER YES FOR FOR
SHARES TO PETER BOTTEN, MANAGING DIRECTOR OF THE
PROPOSAL #4: APPROVE THE ISSUANCE OF RESTRICTED ISSUER YES FOR FOR
SHARES TO GEREA AOPI, EXECUTIVE DIRECTOR OF THE
PROPOSAL #7: APPROVE STRATEGIC RESILIENCE FOR 2035 SHAREHOLDER YES AGAINST FOR
AND BEYOND
PROPOSAL #8: APPROVE HUMAN RIGHTS COMPLIANCE AND SHAREHOLDER YES AGAINST FOR
REPORTING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMV AG
TICKER: OMV CUSIP: A51460110
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE LONG TERM INCENTIVE PLAN 2017 ISSUER YES FOR FOR
FOR KEY EMPLOYEES
PROPOSAL #7.2: APPROVE SHARE PART OF THE ANNUAL BONUS ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paramount Resources Ltd.
TICKER: POU CUSIP: 699320206
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF SECTIONS OF THE DEEP ISSUER YES FOR FOR
BASIN OIL AND GAS PROPERTIES TO SEVEN GENERATIONS
ENERGY LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parsley Energy, Inc.
TICKER: PE CUSIP: 701877102
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRYAN SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A.R. ALAMEDDINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patterson-UTI Energy, Inc.
TICKER: PTEN CUSIP: 703481101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patterson-UTI Energy, Inc.
TICKER: PTEN CUSIP: 703481101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES O. BUCKNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. CONLON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM ANDREW ISSUER YES FOR FOR
HENDRICKS, JR.
PROPOSAL #1.5: ELECT DIRECTOR CURTIS W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIFFANY J. THOM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrochina Company Limited
TICKER: 857 CUSIP: 71646E100
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG JIANHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetroChina Company Limited
TICKER: 857 CUSIP: 71646E100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
DISTRIBUTION OF INTERIM DIVIDENDS
PROPOSAL #6: APPROVE KPMG HUAZHEN AS DOMESTIC ISSUER YES FOR FOR
AUDITORS AND KPMG AS INTERNATIONAL AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.01: ELECT WANG YILIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.02: ELECT WANG DONGJIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.03: ELECT YU BAOCAI AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #9.04: ELECT LIU YUEZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.05: ELECT LIU HONGBIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.06: ELECT HOU QIJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.07: ELECT DUAN LIANGWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.08: ELECT QIN WEIZHONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.09: ELECT LIN BOQIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.10: ELECT ZHANG BIYI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.11: ELECT ELSIE LEUNG OI-SIE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.12: ELECT TOKUCHI TATSUHITO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.13: ELECT SIMON HENRY AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.01: ELECT XU WENRONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.02: ELECT ZHANG FENGSHAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.03: ELECT JIANG LIFU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.04: ELECT LU YAOZHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrochina Company Limited
TICKER: 857 CUSIP: Y6883Q104
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG JIANHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetroChina Company Limited
TICKER: 857 CUSIP: Y6883Q104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
DISTRIBUTION OF INTERIM DIVIDENDS
PROPOSAL #6: APPROVE KPMG HUAZHEN AS DOMESTIC ISSUER YES FOR FOR
AUDITORS AND KPMG AS INTERNATIONAL AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9.1: ELECT WANG YILIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.2: ELECT WANG DONGJIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.3: ELECT YU BAOCAI AS DIRECTOR SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #9.4: ELECT LIU YUEZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.5: ELECT LIU HONGBIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.6: ELECT HOU QIJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.7: ELECT DUAN LIANGWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.8: ELECT QIN WEIZHONG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.9: ELECT LIN BOQIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.10: ELECT ZHANG BIYI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.11: ELECT ELSIE LEUNG OI-SIE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.12: ELECT TOKUCHI TATSUHITO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9.13: ELECT SIMON HENRY AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.1: ELECT XU WENRONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.2: ELECT ZHANG FENGSHAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.3: ELECT JIANG LIFU AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #10.4: ELECT LU YAOZHONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrofac Ltd
TICKER: PFC CUSIP: G7052T101
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: ELECT JANE SADOWSKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ALASTAIR COCHRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RIJNHARD VAN TETS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT THOMAS THUNE ANDERSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT ANDREA ABT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MATTHIAS BICHSEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RENE MEDORI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GEORGE PIERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT AYMAN ASFARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MARWAN CHEDID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: GRANT WAIVER TO NELSON LUIZ COSTA SILVA ISSUER YES FOR FOR
IN ORDER TO HOLD AN EXECUTIVE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MARCELO MESQUITA DE SIQUEIRA FILHO SHAREHOLDER YES FOR N/A
AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2: APPROVE SALE OF 90 PERCENT OF SHARES OF ISSUER YES FOR FOR
NOVA TRANSPORTADORA DO SUDESTE - NTS (NTS)
PROPOSAL #3: WAIVE PETROBRAS' PREEMPTIVE RIGHTS TO ISSUER YES FOR FOR
SUBSCRIBE CONVERTIBLE DEBENTURES TO BE ISSUED BY NOVA
TRANSPORTADORA DO SUDESTE - NTS (NTS)
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF LIQUIGAS DISTRIBUIDORA ISSUER YES FOR FOR
S.A.
PROPOSAL #2: APPROVE SALE OF PETROQUIMICASUAPE AND ISSUER YES FOR FOR
CITEPE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SALE OF PETROQUIMICASUAPE AND ISSUER YES FOR FOR
CITEPE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2.1: ELECT FISCAL COUNCIL MEMBERS ISSUER YES AGAINST AGAINST
PROPOSAL #2.2a: ELECT REGINALDO FERREIRA ALEXANDRE AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND MARCELO GASPARINO DA SILVA
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2.2b: ELECT FRANCISCO VIDAL LUNA AS FISCAL SHAREHOLDER YES ABSTAIN N/A
COUNCIL MEMBER AND MANUELITO PEREIRA MAGALHAES JUNIOR
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: AMEND POLICY OF APPOINTMENT OF MEMBERS ISSUER YES FOR FOR
OF THE FISCAL COUNCIL, BOARD OF DIRECTORS AND
EXECUTIVE DIRECTORS OF PETROBRAS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: GRANT WAIVER TO NELSON LUIZ COSTA SILVA ISSUER YES FOR FOR
IN ORDER TO HOLD AN EXECUTIVE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MARCELO MESQUITA DE SIQUEIRA FILHO SHAREHOLDER YES FOR N/A
AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2: APPROVE SALE OF 90 PERCENT OF SHARES OF ISSUER YES FOR FOR
NOVA TRANSPORTADORA DO SUDESTE - NTS (NTS)
PROPOSAL #3: WAIVE PETROBRAS' PREEMPTIVE RIGHTS TO ISSUER YES FOR FOR
SUBSCRIBE CONVERTIBLE DEBENTURES TO BE ISSUED BY NOVA
TRANSPORTADORA DO SUDESTE - NTS (NTS)
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF LIQUIGAS DISTRIBUIDORA ISSUER NO N/A N/A
S.A.
PROPOSAL #2: APPROVE SALE OF PETROQUIMICASUAPE AND ISSUER NO N/A N/A
CITEPE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SALE OF PETROQUIMICASUAPE AND ISSUER YES FOR FOR
CITEPE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #2.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES FOR N/A
BY MINORITY SHAREHOLDER
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331132
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: AMEND POLICY OF APPOINTMENT OF MEMBERS ISSUER YES FOR FOR
OF THE FISCAL COUNCIL, BOARD OF DIRECTORS AND
EXECUTIVE DIRECTORS OF PETROBRAS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331140
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: GRANT WAIVER TO NELSON LUIZ COSTA SILVA ISSUER YES FOR FOR
IN ORDER TO HOLD AN EXECUTIVE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: P78331140
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WALTER LUIS BERNARDES ALBERTONI SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND JOSE PAIS RANGEL AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #1.2: ELECT SONIA JULIA SULZBECK VILLALOBOS SHAREHOLDER YES ABSTAIN N/A
AS FISCAL COUNCIL MEMBER AND ROBERTO LAMB AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phillips 66
TICKER: PSX CUSIP: 718546104
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM R. LOOMIS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW F. CATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP A. GOBE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY R. GRILLOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STACY P. METHVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROYCE W. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MONA K. SUTPHEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL D. WORTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON ANNUAL SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polski Koncern Naftowy Orlen SA
TICKER: PKN CUSIP: X6922W204
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST AGAINST
MANAGEMENT BOARD MEMBERS
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR SHAREHOLDER YES AGAINST AGAINST
SUPERVISORY BOARD MEMBERS
PROPOSAL #8.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST AGAINST
PROPOSAL #8.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polski Koncern Naftowy Orlen SA
TICKER: PKN CUSIP: X6922W204
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #11: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 3 PER SHARE
PROPOSAL #14.1: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
JASINSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #14.2: APPROVE DISCHARGE OF MIROSLAW ISSUER YES FOR FOR
KOCHALSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #14.3: APPROVE DISCHARGE OF SLAWOMIR ISSUER YES FOR FOR
JEDRZEJCZYK (MANAGEMENT BOARD MEMBER)
PROPOSAL #14.4: APPROVE DISCHARGE OF KRYSTIAN PATER ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #14.5: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
LESZCZYNSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #14.6: APPROVE DISCHARGE OF PIOTR CHELMINSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #14.7: APPROVE DISCHARGE OF MAREK PODSTAWA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #15.1: APPROVE DISCHARGE OF ANGELINA SAROTA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.2: APPROVE DISCHARGE OF RADOSLAW ISSUER YES FOR FOR
KWASNICKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.3: APPROVE DISCHARGE OF LESZEK PAWLOWICZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.4: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
BOROWIEC (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.5: APPROVE DISCHARGE OF ARTUR GABOR ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.6: APPROVE DISCHARGE OF CEZARY ISSUER YES FOR FOR
BANASINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.7: APPROVE DISCHARGE OF CEZARY MOZENSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.8: APPROVE DISCHARGE OF ADAM AMBROZIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.9: APPROVE DISCHARGE OF REMIGIUSZ ISSUER YES FOR FOR
NOWAKOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.10: APPROVE DISCHARGE OF MATEUSZ ISSUER YES FOR FOR
BOCHACIK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.11: APPROVE DISCHARGE OF ADRIAN ISSUER YES FOR FOR
DWORZYNSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.12: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
KRZETOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.13: APPROVE DISCHARGE OF ARKADIUSZ SIWEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.14: APPROVE DISCHARGE OF WIESLAW ISSUER YES FOR FOR
PROTASEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #16: AMEND JAN. 24, 2017, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #17: APPROVE CHANGES IN COMPOSITION OF SHAREHOLDER YES AGAINST N/A
SUPERVISORY BOARD
PROPOSAL #18: AMEND STATUTE SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES AGAINST N/A
PROPOSAL #19.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES
PROPOSAL #19.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #19.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #19.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES AGAINST N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #19.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES AGAINST N/A
TO MANAGEMENT BOARD
PROPOSAL #19.7: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES AGAINST N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
TICKER: PGN CUSIP: X6582S105
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ACQUISITION OF SHARES OF BIURO ISSUER YES AGAINST AGAINST
STUDIOW I PROJEKTOW GAZOWNICTWA GAZOPROJEKT FROM
PGNIG TECHNOLOGIE SA
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY SHAREHOLDER YES AGAINST N/A
BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Grid Corporation of India Ltd
TICKER: 532898 CUSIP: Y7028N105
MEETING DATE: 9/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: NOTE THE INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT PRADEEP KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT JYOTI ARORA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #6: ELECT JAGDISH ISHWARBHAI PATEL AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE ISSUANCE OF BONDS UNDER ISSUER YES FOR FOR
PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PrairieSky Royalty Ltd.
TICKER: PSK CUSIP: 739721108
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. ESTEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARGARET A. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDREW M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHELDON B. STEEVES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRANT A. ZAWALSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTT Exploration & Production PCL
TICKER: PTTEP CUSIP: Y7145P165
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUB-COMMITTEES
PROPOSAL #6.1: ELECT AMPON KITTIAMPON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT TWARATH SUTABUTR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT TEVIN VONGVANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT SOMPORN VONGVUTHIPORNCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT KULIT SOMBATSIRI AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTT PCL
TICKER: PTT CUSIP: Y6883U113
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF PROFIT AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #3.1: ELECT KITTIPONG KITTAYARAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT AM BOONSUIB PRASIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT VICHAI ASSARASAKORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT SOMSAK CHOTRATTANASIRI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT THAMMAYOT SRICHUAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE BUSINESS RESTRUCTURING PLAN FOR ISSUER YES FOR FOR
THE INITIAL PUBLIC OFFERING OF ORDINARY SHARES AND
THE LISTING OF PTT OIL AND RETAIL BUSINESS COMPANY
LIMITED ON THE STOCK EXCHANGE OF THAILAND
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS TO PURCHASE ISSUER YES AGAINST AGAINST
ORDINARY SHARES UNDER ESOP
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QEP Resources, Inc.
TICKER: QEP CUSIP: 74733V100
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. MINAROVIC ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Range Resources Corporation
TICKER: RRC CUSIP: 75281A109
MEETING DATE: 9/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Industries Ltd.
TICKER: RELIANCE CUSIP: Y72596102
MEETING DATE: 9/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT NIKHIL R. MESWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PAWAN KUMAR KAPIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF REDEEMABLE NON- ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Repsol SA
TICKER: REP CUSIP: E8471S130
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
FOR FY 2017
PROPOSAL #5: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR FOR FY 2018, 2019 AND 2020
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #7: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
AND/OR CONVERTIBLE BONDS, DEBENTURES, WARRANTS, AND
OTHER DEBT SECURITIES UP TO EUR 8.4 BILLION WITH
EXCLUSION OF PREEMPTIVE RIGHTS UP TO 20 PERCENT OF
CAPITAL
PROPOSAL #9: REELECT RENE DAHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT MANUEL MANRIQUE CECILIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT LUIS SUAREZ DE LEZO MANTILLA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RATIFY APPOINTMENT OF AND ELECT ANTONIO ISSUER YES FOR FOR
MASSANELL LAVILLA AS DIRECTOR
PROPOSAL #13: ELECT MAITE BALLESTER FORNES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: ELECT ISABEL TORREMOCHA FERREZUELO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: ELECT MARIANO MARZO CARPIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: APPROVE SHARE PRICE PERFORMANCE AS ISSUER YES FOR FOR
CEO'S 2017 BONUS METRIC
PROPOSAL #18: APPROVE INCLUSION OF A TARGET RELATED ISSUER YES FOR FOR
TO THE PERFORMANCE OF THE TOTAL SHAREHOLDER RETURN IN
THE 2017-2020 LONG TERM MULTI-YEAR VARIABLE
REMUNERATION PLAN
PROPOSAL #19: APPROVE PARTIAL SETTLEMENT OF ISSUER YES FOR FOR
OUTSTANDING LONG TERM INCENTIVE AWARDS IN COMPANY
SHARES
PROPOSAL #20: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #21: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Energy Corporation
TICKER: REN CUSIP: 76116A306
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. PICCONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS O. HICKS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rice Energy Inc.
TICKER: RICE CUSIP: 762760106
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. RICE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MCCARTNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: 780259206
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CATHERINE HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROBERTO SETUBAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JESSICA UHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: REQUEST SHELL TO SET AND PUBLISH SHAREHOLDER YES AGAINST FOR
TARGETS FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A100
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CATHERINE HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROBERTO SETUBAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JESSICA UHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: REQUEST SHELL TO SET AND PUBLISH SHAREHOLDER YES AGAINST FOR
TARGETS FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A118
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CATHERINE HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROBERTO SETUBAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JESSICA UHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: REQUEST SHELL TO SET AND PUBLISH SHAREHOLDER YES AGAINST FOR
TARGETS FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saipem
TICKER: SPM CUSIP: T82000117
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.b: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #2.1: SLATE SUBMITTED BY ENI AND CDP EQUITY SHAREHOLDER YES FOR N/A
PROPOSAL #2.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER NO N/A N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3: APPOINT CHAIR OF THE BOARD OF STATUTORY SHAREHOLDER YES AGAINST N/A
AUDITORS
PROPOSAL #4: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #5: INTEGRATE REMUNERATION OF EXTERNAL ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: AUTHORIZE INTERRUPTION OF THE LIMITATION ISSUER YES FOR FOR
PERIOD OF LIABILITY ACTION AGAINST FORMER DIRECTOR
PROPOSAL #1: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santos Ltd.
TICKER: STO CUSIP: Q82869118
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PETER ROLAND COATES AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT GUY MICHAEL COWAN AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT PETER ROLAND HEARL AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE THE GRANT OF SHARE ACQUISITION ISSUER YES FOR FOR
RIGHTS TO KEVIN GALLAGHER
PROPOSAL #5a: APPROVE AMENDMENT OF CONSTITUTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #5b: APPROVE STRATEGIC RESILIENCE FOR 2035 SHAREHOLDER YES AGAINST FOR
AND BEYOND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schlumberger Limited
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER L.S. CURRIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MIGUEL M. GALUCCIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1d: ELECT DIRECTOR PAAL KIBSGAARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HELGE LUND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LUBNA S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEO RAFAEL REIF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TORE I. SANDVOLD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HENRI SEYDOUX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADOPT AND APPROVE FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seadrill Limited
TICKER: SDRL CUSIP: G7945E105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT JOHN FREDRIKSEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: REELECT KATE BLANKENSHIP AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT PAUL M. LEAND, JR., AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT ØRJAN SVANEVIK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT HANS PETTER AAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: REELECT PER WULLF AS DIRECTOR ISSUER YES �� AGAINST AGAINST
PROPOSAL #7: REELECT GEORGINA E. SOUSA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: AMEND QUORUM REQUIREMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE MAXIMUM AMOUNT OF USD 1.5 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sempra Energy
TICKER: SRE CUSIP: 816851109
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDRES CONESA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIA CONTRERAS-SWEET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PABLO A. FERRERO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BETHANY J. MAYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. OUCHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JACK T. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES C. YARDLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seven Generations Energy Ltd.
TICKER: VII CUSIP: 81783Q105
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT TWELVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR C. KENT JESPERSEN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PATRICK CARLSON ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARTY PROCTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KEVIN BROWN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR AVIK DEY ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HARVEY DOERR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR PAUL HAND ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DALE HOHM ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR W.J. (BILL) MCADAM ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KAUSH RAKHIT ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR M. JACQUELINE (JACKIE) ISSUER YES FOR FOR
SHEPPARD
PROPOSAL #2.12: ELECT DIRECTOR JEFF VAN STEENBERGEN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PERFORMANCE AND RESTRICTED SHARE ISSUER YES FOR FOR
UNIT PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Showa Shell Sekiyu K.K.
TICKER: 5002 CUSIP: J75390104
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 19
PROPOSAL #2.1: ELECT DIRECTOR KAMEOKA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKADA, TOMONORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEDA, MINORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OTSUKA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YASUDA, YUKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NABIL A. AL NUAIM ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ANWAR HEJAZI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YOSHIOKA, ISSUER YES FOR FOR
TSUTOMU
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MURA, KAZUO
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Innovation Co., Ltd.
TICKER: A096770 CUSIP: Y8063L103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM JOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YOO JEONG-JOON AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #3.3: ELECT KIM JONG-HOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT KIM JONG-HOON AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S-Oil Corp.
TICKER: A010950 CUSIP: Y80710109
MEETING DATE: 9/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OTHMAN AL-GHAMDI AS INSIDE ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectra Energy Corp
TICKER: SE CUSIP: 847560109
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SRC Energy Inc.
TICKER: SRCI CUSIP: 78470V108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK N. AYDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. KORUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND E. MCELHANEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO SRC ENERGY INC. ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Statoil ASA
TICKER: STL CUSIP: R8413J103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #4: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF USD 0.22 PER SHARE
PROPOSAL #7: AUTHORIZE BOARD TO DISTRIBUTE QUARTERLY ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #8a: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS IN CONNECTION WITH PAYMENT OF
DIVIDEND FOR FOURTH QUARTER 2016
PROPOSAL #8b: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS IN CONNECTION WITH PAYMENT OF
DIVIDEND FOR FIRST QUARTER TO THIRD QUARTER 2017
PROPOSAL #9: ABSTAIN FROM DRILLING EXPLORATION WELLS SHAREHOLDER YES AGAINST FOR
IN THE BARENTS SEA
PROPOSAL #10: DISCONTINUATION OF EXPLORATION SHAREHOLDER YES AGAINST FOR
ACTIVITIES AND TEST DRILLING FOR FOSSIL ENERGY
RESOURCES
PROPOSAL #11: MANDATE THE BOARD TO APPOINT NEW CHIEF SHAREHOLDER YES AGAINST FOR
GEOLOGIST AND MANDATE TO REINSTATE UPDATED VERSIONS
OF PRE-MERGER ACTUARIAL BASED RISK MANAGEMENT
PROPOSAL #12: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #13.1: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #13.2: APPROVE REMUNERATION LINKED TO ISSUER YES FOR �� FOR
DEVELOPMENT OF SHARE PRICE (BINDING)
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY IN THE AMOUNT OF NOK 122,400 FOR CHAIRMAN,
NOK 64,500 FOR DEPUTY CHAIR, NOK 45,300 FOR OTHER
MEMBERS AND NOK 6,450 PER MEETING FOR DEPUTY MEMBERS
PROPOSAL #16: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF NOK 12,150 PER MEETING FOR
CHAIR AND NOK 9,000 PER MEETING FOR MEMBERS
PROPOSAL #17: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: MISCELLANEOUS PROPOSAL: MARKETING ISSUER YES FOR FOR
INSTRUCTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Subsea 7 S.A.
TICKER: SUBC CUSIP: L8882U106
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVENING NOTICE IN DEVIATION OF ISSUER YES FOR FOR
ARTICLE 24 OF THE BYLAWS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPOINT ERNST & YOUNG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT KRISTIAN SIEM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT ROBERT LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT DOD FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT ALLEN STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: AMEND ARTICLE 2 RE: TRANSFER OF ISSUER YES FOR FOR
COMPANY'S REGISTERED OFFICE
PROPOSAL #2: AMEND ARTICLE 5.3 RE: NON-EXERCISE ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #3: AMEND ARTICLE 5.7-8 RE: ALLOCATION OF ISSUER YES FOR FOR
SHARES TO COMPANY EMPLOYEES AND OFFICERS
PROPOSAL #4: AMEND ARTICLE 12.3 TO REFLECT LUXEMBOURG ISSUER YES FOR FOR
LEGISLATION REGARDING SIGNATURE REQUIREMENTS FOR
BOND CERTIFICATES
PROPOSAL #5: AMEND ARTICLE 15.5 RE: MINIMUM QUORUM ISSUER YES FOR FOR
REQUIREMENTS IN CASE OF A CONFLICT OF INTEREST
PROPOSAL #6: AMEND ARTICLE 24.1 RE: REMOVAL OF FIXED ISSUER YES FOR FOR
DATE AND TIME FOR AGM
PROPOSAL #7: AMEND ARTICLE 26.7 RE: AGM CONVENING ISSUER YES FOR FOR
REQUIREMENTS
PROPOSAL #8: UPDATE WORDING REGARDING COMPANY'S ISSUER YES FOR FOR
FINANCIAL YEAR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suncor Energy Inc.
TICKER: SU CUSIP: 867224107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEL E. BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACYNTHE COTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOMINIC D'ALESSANDRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HUFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAUREEN MCCAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EIRA M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN W. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL M. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Targa Resources Corp.
TICKER: TRGP CUSIP: 87612G101
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA C. FULTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. HEIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. WHALEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK UPON CONVERSION OF SERIES A PREFERRED STOCK AND
EXERCISE OF OUTSTANDING WARRANTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: 876629205
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT RADIK GAIZATULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT LASZLO GERECS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT NAIL IBRAGIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT YURI LEVIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT NAIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT RENAT MUSLIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT RAFAIL NURMUKHAMETOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT RENAT SABIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT VALERY SOROKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT SHAFAGAT TAKHAUTDINOV AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.11: ELECT RUSTAM KHALIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.12: ELECT AZAT KHAMAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT RAIS KHISAMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.14: ELECT RENE STEINER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT KSENIYA BORZUNOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT RANILYA GIZATOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.3: ELECT GUSEL GILFANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.4: ELECT VENERA KUZMINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.5: ELECT TASKIRYA NURAKHMETOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.6: ELECT LILIYA RAKHIMZYANOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.7: ELECT NAZILYA FARKHUTDINOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.8: ELECT RAVIL SHARIFULLIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY AO PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL DIRECTOR
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tatneft PJSC
TICKER: TATN CUSIP: X89366102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT RADIK GAIZATULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT LASZLO GERECS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.3: ELECT NAIL IBRAGIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT YURI LEVIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT NAIL MAGANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT RENAT MUSLIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT RAFAIL NURMUKHAMETOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT RENAT SABIROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT VALERY SOROKIN AS DIRECTOR ISSUER YES AGAINST �� N/A
PROPOSAL #4.10: ELECT SHAFAGAT TAKHAUTDINOV AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #4.11: ELECT RUSTAM KHALIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.12: ELECT AZAT KHAMAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.13: ELECT RAIS KHISAMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.14: ELECT RENE STEINER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.1: ELECT KSENIYA BORZUNOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.2: ELECT RANILYA GIZATOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.3: ELECT GUSEL GILFANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.4: ELECT VENERA KUZMINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5.5: ELECT TASKIRYA NURAKHMETOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.6: ELECT LILIYA RAKHIMZYANOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.7: ELECT NAZILYA FARKHUTDINOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.8: ELECT RAVIL SHARIFULLIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6: RATIFY AO PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL DIRECTOR
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Technip
TICKER: TEC CUSIP: F90676101
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF THE ISSUER YES FOR FOR
COMPANY BY TECHNIPFMC
PROPOSAL #2: REMOVE DOUBLE-VOTING RIGHTS FOR LONG- ISSUER YES FOR FOR
TERM REGISTERED SHAREHOLDERS
PROPOSAL #3: AUTHORIZE DISSOLUTION WITHOUT ISSUER YES FOR FOR
LIQUIDATION OF THE COMPANY
PROPOSAL #4: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TENARIS SA
TICKER: TEN CUSIP: 88031M109
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE AND APPROVE BOARD'S AND ISSUER YES FOR FOR
AUDITOR'S REPORTS RE: CONSOLIDATED FINANCIAL
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #9: ALLOW ELECTRONIC DISTRIBUTION OF COMPANY ISSUER YES FOR FOR
DOCUMENTS TO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thai Oil Public Company Limited
TICKER: TOP CUSIP: Y8620B119
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE 2016 OPERATING RESULTS AND ISSUER YES FOR FOR
APPROVE FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG PHOOMCHAI AUDIT LTD. ONE AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5.1: ELECT CHEN NAMCHAISIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SUTTIPONG INSEEYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT YONGYUT JANTARAROTAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT NITIMATHEPVANANGKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT AEK ANGSANANONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN W. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN B. COOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MURRAY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE D. STONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN W. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES I. COGUT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN B. COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. CREEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. RAGAUSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MURRAY D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JANICE D. STONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total SA
TICKER: FP CUSIP: 89151E109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.45 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT PATRICIA BARBIZET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MARIE-CHRISTINE COISNE-ROQUETTE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8: ELECT MARK CUTIFANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CARLOS TAVARES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK POUYANNE, CEO AND CHAIRMAN
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total SA
TICKER: FP CUSIP: F92124100
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.45 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT PATRICIA BARBIZET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MARIE-CHRISTINE COISNE-ROQUETTE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8: ELECT MARK CUTIFANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CARLOS TAVARES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK POUYANNE, CEO AND CHAIRMAN
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransCanada Corporation
TICKER: TRP CUSIP: 89353D107
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN E. BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEREK H. BURNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHAN CRETIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL K. GIRLING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. BARRY JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY PAT SALOMONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR INDIRA V. SAMARASEKERA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR D. MICHAEL G. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SIIM A. VANASELJA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RICHARD E. WAUGH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tupras Turkiye Petrol Rafinerileri A.S.
TICKER: TUPRS CUSIP: M8966X108
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 6 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: RECEIVE INFORMATION ON DONATION POLICY ISSUER YES AGAINST AGAINST
AND CHARITABLE DONATIONS FOR 2016 AND APPROVE UPPER
LIMIT OF DONATIONS FOR 2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIMBERLY S. GREENE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vestas Wind System A/S
TICKER: VWS CUSIP: K9773J128
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 9.71 PER SHARE
PROPOSAL #4a: REELECT BERT NORDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT CARSTEN BJERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT EIJA PITKANENAS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT HENRIK ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: REELECT HENRY STENSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT LARS JOSEFSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: REELECT LYKKE FRIIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: REELECT TORBEN SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2016
PROPOSAL #5b: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2017
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7a: APPROVE DKK 6 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #7b: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7c: AMEND ARTICLES RE: ADMISSION CARDS FOR ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #8: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woodside Petroleum Ltd.
TICKER: WPL CUSIP: 980228100
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT MICHAEL CHANEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LAWRENCE ARCHIBALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT IAN MACFARLANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE CONDITIONAL SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WorleyParsons Limited
TICKER: WOR CUSIP: Q9857K102
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT JOHN GRILL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT CATHERINE LIVINGSTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF UP TO 89,676 ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO ANDREW WOOD
PROPOSAL #5: APPROVE THE GRANT OF UP TO 152,450 ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO ANDREW WOOD
PROPOSAL #6: APPROVE THE TERMINATION BENEFITS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE RE-INSERTION OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD SPECIALIZED FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 30, 2017
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on October 4, 2016,
see File Number 33-32548. Incorporated by Reference.
