UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-3916
NAME OF REGISTRANT: VANGUARD SPECIALIZED FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: JANUARY 31
DATE OF REPORTING PERIOD: JULY 1, 2018 - JUNE 30, 2019
FUND: VANGUARD GLOBAL CAPITAL CYCLES FUND
ISSUER: ABB Ltd.
TICKER: ABBN CUSIP: H0010V101
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.80 PER SHARE
PROPOSAL #5: APPROVE CREATION OF CHF 24 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 4.7 MILLION
PROPOSAL #6.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 55.5 MILLION
PROPOSAL #7.1: ELECT MATTI ALAHUHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT GUNNAR BROCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT FREDERICO CURADO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT LARS FOERBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT JENNIFER XIN-ZHE LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT GERALDINE MATCHETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: ELECT DAVID MELINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: ELECT SATISH PAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT JACOB WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.11: ELECT PETER VOSER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #8.1: APPOINT DAVID CONSTABLE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.2: APPOINT FREDERICO CURADO AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.3: APPOINT JENNIFER XIN-ZHE LI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #9: DESIGNATE HANS ZEHNDER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #10: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
ISSUER: Agnico Eagle Mines Ltd.
TICKER: AEM CUSIP: 008474108
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEANNE M. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEAN BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTINE A. CELEJ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. GEMMELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEL LEIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH MCCOMBE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES D. NASSO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEAN RILEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. MERFYN ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMIE C. SOKALSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND INCENTIVE SHARE PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES AGAINST AGAINST
APPROACH
ISSUER: Aguia Resources Ltd.
TICKER: AGR CUSIP: Q0164G108
MEETING DATE: 11/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT JUSTIN REID AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT PAUL PINT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT DAVID GOWER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT ALEC PISMIRIS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT BRIAN MOLLER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT DIANE LAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8a: RATIFY PAST ISSUANCE OF 11.72 MILLION ISSUER YES FOR FOR
SHARES TO SOPHISTICATED AND PROFESSIONAL INVESTORS
PROPOSAL #8b: RATIFY PAST ISSUANCE OF 2.57 MILLION ISSUER YES FOR FOR
SHARES TO SOPHISTICATED AND PROFESSIONAL INVESTORS
PROPOSAL #8c: RATIFY PAST ISSUANCE OF 7.14 MILLION ISSUER YES FOR FOR
WARRANTS (OPTIONS) TO SOPHISTICATED AND PROFESSIONAL
INVESTORS
PROPOSAL #9: APPROVE THE ISSUANCE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF THE COMPANY'S ISSUED CAPITAL
ISSUER: AIA Group Limited
TICKER: 1299 CUSIP: Y002A1105
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2B: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SWEE-LIAN TEO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT NARONGCHAI AKRASANEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT GEORGE YONG-BOON YEO DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7C: APPROVE ALLOTMENT AND ISSUANCE OF ISSUER YES FOR FOR
ADDITIONAL SHARES UNDER THE RESTRICTED SHARE UNIT
SCHEME
PROPOSAL #8: APPROVE INCREASE IN RATE OF DIRECTORS' ISSUER YES FOR FOR
FEES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
ISSUER: Allergan plc
TICKER: AGN CUSIP: G0177J108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NESLI BASGOZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH H. BOCCUZI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER W. BODINE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROL ANTHONY (JOHN) ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1g: ELECT DIRECTOR THOMAS C. FREYMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT J. HUGIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #5a: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Americas Silver Corp.
TICKER: USA CUSIP: 03063L705
MEETING DATE: 1/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREATION OF NEW CLASS OF ISSUER YES FOR FOR
PREFERRED SHARES
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION OF PERSHING GOLD CORPORATION
ISSUER: Atlantic Gold Corp.
TICKER: AGB CUSIP: 04854Q101
MEETING DATE: 10/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN G. DEAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. ATKINSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARYSE BELANGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR W. DAVID BLACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DONALD SIEMENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. ARMSTRONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR WALTER BUCKNELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR RYAN BEEDIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: RE-APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: B2Gold Corp.
TICKER: BTO CUSIP: 11777Q209
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KEVIN BULLOCK ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT CROSS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT GAYTON ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR CLIVE JOHNSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR GEORGE JOHNSON ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR JERRY KORPAN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BONGANI MTSHISI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ROBIN WEISMAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE PERFORMANCE SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE J.P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CLAYTON S. ROSE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR THOMAS D. WOODS ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR MARIA T. ZUBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Bank of China Limited
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 5/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2018 ANNUAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2019 ANNUAL BUDGET FOR FIXED ISSUER YES FOR FOR
ASSETS INVESTMENT
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #7: ELECT ZHANG JIANGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MARTIN CHEUNG KONG LIAO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT WANG CHANGYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ANGELA CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WANG XIQUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT JIA XIANGSEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT ZHENG ZHIGUANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE 2017 REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
PLAN OF DIRECTORS
PROPOSAL #15: APPROVE 2017 REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
PLAN OF SUPERVISORS
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17: APPROVE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE ISSUANCE OF WRITE-DOWN UNDATED ISSUER YES FOR FOR
CAPITAL BONDS
PROPOSAL #19: APPROVE ISSUANCE OF QUALIFIED WRITE- ISSUER YES FOR FOR
DOWN TIER 2 CAPITAL INSTRUMENTS
PROPOSAL #20: ELECT TAN YIWU AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Bank of China Ltd.
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 1/4/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2.1: APPROVETYPE OF SECURITIES TO BE ISSUED ISSUER YES FOR FOR
AND ISSUE SIZE
PROPOSAL #2.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET INVESTORS ISSUER YES FOR FOR
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE TERMS OF DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE TERMS OF COMPULSORY CONVERSION ISSUER YES FOR FOR
PROPOSAL #2.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION
PROPOSAL #2.1: APPROVE VOTING RIGHTS RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #2.11: APPROVE VOTING RIGHTS RESTORATION ISSUER YES FOR FOR
PROPOSAL #2.12: APPROVE ORDER OF PRIORITY AND METHOD ISSUER YES FOR FOR
OF LIQUIDATION
PROPOSAL #2.13: APPROVE RATING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.14: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.15: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE DOMESTIC PREFERENCE SHARES
PROPOSAL #2.16: APPROVE TRADING TRANSFER ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE RELATIONSHIP BETWEEN OFFSHORE ISSUER YES FOR FOR
AND DOMESTIC ISSUANCE
PROPOSAL #2.18: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE DOMESTIC
PREFERENCE SHARES
PROPOSAL #2.19: APPROVE THE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE
PROPOSAL #2.2: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #3.1: APPROVE TYPE OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED AND ISSUE SIZE
PROPOSAL #3.2: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE TERM ISSUER YES FOR FOR
PROPOSAL #3.4: APPROVE METHOD OF ISSUANCE ISSUER YES FOR FOR
PROPOSAL #3.5: APPROVE TARGET INVESTORS ISSUER YES FOR FOR
PROPOSAL #3.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #3.7: APPROVE TERMS OF DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.8: APPROVE TERMS OF COMPULSORY CONVERSION ISSUER YES FOR FOR
PROPOSAL #3.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION
PROPOSAL #3.1: APPROVE VOTING RIGHTS RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #3.11: APPROVE VOTING RIGHTS RESTORATION ISSUER YES FOR FOR
PROPOSAL #3.12: APPROVE ORDER OF PRIORITY AND METHOD ISSUER YES FOR FOR
OF LIQUIDATION
PROPOSAL #3.13: APPROVE RATING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.14: APPROVE GUARANTEE ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.15: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
ISSUANCE OF THE OFFSHORE PREFERENCE SHARES
PROPOSAL #3.16: APPROVE TRADING TRANSFER ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #3.17: APPROVE RELATIONSHIP BETWEEN OFFSHORE ISSUER YES FOR FOR
AND DOMESTIC ISSUANCE
PROPOSAL #3.18: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF THE ISSUANCE OF THE OFFSHORE
PREFERENCE SHARES
PROPOSAL #3.19: APPROVE APPLICATION AND APPROVAL ISSUER YES FOR FOR
PROCEDURES TO BE COMPLETED FOR THE ISSUANCE
PROPOSAL #3.2: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #4: APPROVE THE IMPACT ON DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS AND REMEDIAL MEASURES UPON
THEISSUANCE OF PREFERENCE SHARES OF THE BANK
PROPOSAL #5: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS (2018-2020)
PROPOSAL #6: ELECT WU FULIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7: ELECT LIN JINGZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: Barrick Gold Corporation
TICKER: ABX CUSIP: N/A
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK BRISTOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUSTAVO A. CISNEROS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MICHAEL EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN L. GREENSPUN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW J. QUINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
ISSUER: Base Resources Ltd.
TICKER: BSE CUSIP: Q1353X100
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION REPORT ISSUER YES FOR N/A
PROPOSAL #2: ELECT KEITH SPENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIANE RADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE GRANT OF PERFORMANCE RIGHTS TO ISSUER YES FOR FOR
TIM CARSTENS
PROPOSAL #5: APPROVE GRANT OF PERFORMANCE RIGHTS TO ISSUER YES FOR FOR
COLIN BWYE
PROPOSAL #6: APPROVE THE REVISED LONG TERM INCENTIVE ISSUER YES FOR FOR
PLAN
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 10/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB BRPR 39 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
AND BRPR 40 EMPREENDIMENTOS IMOBILIARIOS E
PARTICIPACOES LTDA.
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES AGAINST AGAINST
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ABSORPTION OF BRPR 39 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #5: APPROVE ABSORPTION OF BRPR 40 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #6: APPROVE AGREEMENT TO ABSORB BRPR II ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #7: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE ABSORPTION OF BRPR II ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #10: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES AGAINST AGAINST
OF BRPR 55 SECURITIZADORA DE CREDITOS IMOBILIARIOS
PROPOSAL #11: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #12: APPOINT APPROVE INDEPENDENT FIRM'S ISSUER YES AGAINST AGAINST
APPRAISAL
PROPOSAL #13: APPROVE SPIN-OFF OF BRPR 55 ISSUER YES AGAINST AGAINST
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #14: APPROVE AGREEMENT TO ABSORB BRPR 56 ISSUER YES AGAINST AGAINST
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #15: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #16: APPOINT APPROVE INDEPENDENT FIRM'S ISSUER YES AGAINST AGAINST
APPRAISAL
PROPOSAL #17: APPROVE ABSORPTION OF BRPR 56 ISSUER YES AGAINST AGAINST
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #18: APPROVE AGREEMENT TO ABSORB BRPR 57 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #19: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #20: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES AGAINST AGAINST
PROPOSAL #21: APPROVE ABSORPTION OF BRPR 57 ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #22: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES AGAINST AGAINST
OF ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #23: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES AGAINST AGAINST
PROPOSED TRANSACTION
PROPOSAL #24: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES AGAINST AGAINST
PROPOSAL #25: APPROVE SPIN-OFF OF ESA SPE ISSUER YES AGAINST AGAINST
EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #26: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 11/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB BRPR 39 ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
AND BRPR 40 EMPREENDIMENTOS IMOBILIARIOS E
PARTICIPACOES LTDA.
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF BRPR 39 ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #5: APPROVE ABSORPTION OF BRPR 40 ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA.
PROPOSAL #6: APPROVE AGREEMENT TO ABSORB BRPR II ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #7: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #8: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ABSORPTION OF BRPR II ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #10: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF BRPR 55 SECURITIZADORA DE CREDITOS IMOBILIARIOS
PROPOSAL #11: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #12: APPOINT APPROVE INDEPENDENT FIRM'S ISSUER YES FOR FOR
APPRAISAL
PROPOSAL #13: APPROVE SPIN-OFF OF BRPR 55 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #14: APPROVE AGREEMENT TO ABSORB BRPR 56 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #15: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #16: APPOINT APPROVE INDEPENDENT FIRM'S ISSUER YES FOR FOR
APPRAISAL
PROPOSAL #17: APPROVE ABSORPTION OF BRPR 56 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #18: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #19: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #20: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #21: APPROVE SPIN-OFF OF ESA SPE ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #22: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 4/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF BRPR 56 SECURITIZADORA DE CREDITOS IMOBILIARIOS
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF SPUN-OFF ASSETS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGREEMENT TO ABSORB BRPR 55 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #6: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #7: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ABSORPTION OF BRPR 55 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #9: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA.
PROPOSAL #10: RATIFY INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #11: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #12: APPROVE PARTIAL SPIN-OFF OF ESA SPE ISSUER YES FOR FOR
EMPREENDIMENTOS IMOBILIARIOS LTDA. AND ABSORPTION OF
SPUN-OFF ASSETS
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 4/26/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2018
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #5: DO YOU WISH TO REQUEST INSTALLATION OF A ISSUER YES FOR N/A
FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF
THE BRAZILIAN CORPORATE LAW?
ISSUER: BR Properties SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DANILO GAMBOA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 4/12/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADJOURN MEETING ISSUER YES AGAINST AGAINST
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER NO N/A N/A
PROPOSAL #2: ADJOURN MEETING ISSUER NO N/A N/A
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MATTHEW W. EMMENS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR THEODORE R. SAMUELS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR KAREN H. VOUSDEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
ISSUER: BWX Technologies, Inc.
TICKER: BWXT CUSIP: 05605H100
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. FEES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBB A. LEMASTERS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Cameco Corporation
TICKER: CCO CUSIP: 13321L108
MEETING DATE: 5/7/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A.1: ELECT DIRECTOR IAN BRUCE ISSUER YES FOR FOR
PROPOSAL #A.2: ELECT DIRECTOR DANIEL CAMUS ISSUER YES FOR FOR
PROPOSAL #A.3: ELECT DIRECTOR DONALD DERANGER ISSUER YES FOR FOR
PROPOSAL #A.4: ELECT DIRECTOR CATHERINE GIGNAC ISSUER YES FOR FOR
PROPOSAL #A.5: ELECT DIRECTOR TIM GITZEL ISSUER YES FOR FOR
PROPOSAL #A.6: ELECT DIRECTOR JIM GOWANS ISSUER YES FOR FOR
PROPOSAL #A.7: ELECT DIRECTOR KATHRYN JACKSON ISSUER YES FOR FOR
PROPOSAL #A.8: ELECT DIRECTOR DON KAYNE ISSUER YES FOR FOR
PROPOSAL #A.9: ELECT DIRECTOR ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #B: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #C: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #D: THE UNDERSIGNED HEREBY CERTIFIES THAT ISSUER YES ABSTAIN N/A
THE SHARES REPRESENTED BY THIS PROXY ARE OWNED AND
CONTROLLED BY A CANADIAN. VOTE FOR = YES AND ABSTAIN
= NO. A VOTE AGAINST WILL BE TREATED AS NOT VOTED.
ISSUER: China Shenhua Energy Company Limited
TICKER: 1088 CUSIP: Y1504C113
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE 2018 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #6: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #7: APPROVE KPMG AS INTERNATIONAL AUDITORS ISSUER YES FOR FOR
AND KPMG HUAZHEN (SPECIAL GENERAL PARTNERSHIP) AS PRC
AUDITORS AND AUTHORIZE DIRECTORS' COMMITTEE TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE MUTUAL COAL SUPPLY AGREEMENT ISSUER YES FOR FOR
WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND
THE TERMS, PROPOSED ANNUAL CAPS AND RELATED
PROPOSAL #9: APPROVE MUTUAL SUPPLIES AND SERVICES ISSUER YES FOR FOR
AGREEMENT WITH CHINA ENERGY AND THE TERMS, PROPOSED
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #10: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND
THE TERMS, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION REGARDING ISSUER YES AGAINST AGAINST
PARTY COMMITTEE
PROPOSAL #12: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #13: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #14: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #15: ELECT WANG XIANGXI AS DIRECTOR SHAREHOLDER YES FOR FOR
ISSUER: China Unicom (Hong Kong) Limited
TICKER: 762 CUSIP: Y1519S111
MEETING DATE: 5/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT WANG XIAOCHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1b: ELECT LI GUOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1c: ELECT ZHU KEBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1d: ELECT CHEUNG WING LAM LINUS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1e: ELECT WONG WAI MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AND KPMG HUAZHEN LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/16/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN M. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA J. DESOER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN C. DUGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR S. LESLIE IRELAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEW W. (JAY) JACOBS, IV ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
ISSUER: Compagnie de Saint-Gobain SA
TICKER: SGO CUSIP: F80343100
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.33 PER SHARE
PROPOSAL #4: REELECT ANNE-MARIE IDRAC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT DOMINIQUE LEROY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT DENIS RANQUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JACQUES PESTRE AS REPRESENTATIVE ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: APPROVE COMPENSATION OF PIERRE-ANDRE DE ISSUER YES FOR FOR
CHALENDAR, CHAIRMAN AND CEO
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF VICE-CEO ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SEVERANCE AGREEMENT OF BENOIT ISSUER YES FOR FOR
BAZIN, VICE-CEO
PROPOSAL #12: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH BENOIT BAZIN
PROPOSAL #13: APPROVE HEALTH INSURANCE AGREEMENT WITH ISSUER YES FOR FOR
BENOIT BAZIN
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 437 MILLION
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 218 MILLION
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 218 MILLION
PROPOSAL #18: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 109 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #21: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE UP TO 1.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS RESERVED FOR
EXECUTIVE OFFICERS
PROPOSAL #24: AUTHORIZE UP TO 1.2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS RESERVED
FOR EXECUTIVE OFFICERS
PROPOSAL #25: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
ISSUER: Dacian Gold Ltd.
TICKER: DCN CUSIP: Q3080T105
MEETING DATE: 11/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT IAN COCHRANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
INSTITUTIONAL INVESTORS AND ELIGIBLE SHAREHOLDERS
PROPOSAL #5: APPROVE DACIAN GOLD LIMITED EMPLOYEE ISSUER YES FOR FOR
OPTION PLAN
PROPOSAL #6: APPOINT KPMG AS AUDITOR OF THE COMPANY ISSUER YES FOR FOR
ISSUER: Dalradian Resources, Inc.
TICKER: DNA CUSIP: 235499100
MEETING DATE: 8/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY OMF FUND II (AU) ISSUER YES FOR FOR
LTD
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 11/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 6/6/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. WEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS D. STICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. HOLLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. CROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK L. PLAUMANN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELANIE M. TRENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: E.ON SE
TICKER: EOAN CUSIP: D24914133
MEETING DATE: 5/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.43 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2018
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2018
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2019
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2019
PROPOSAL #5.3: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST QUARTER OF FISCAL 2020
PROPOSAL #6: APPROVE INCREASE IN SIZE OF BOARD TO 20 ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7.1: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
E.ON 11. VERWALTUNGS GMBH
PROPOSAL #7.2: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
E.ON 12. VERWALTUNGS GMBH
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEANNE BELIVEAU-DUNN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL C. CAMUNEZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PEDRO J. PIZARRO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KEITH TRENT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
ISSUER: Equinox Gold Corp.
TICKER: EQX CUSIP: 29446Y106
MEETING DATE: 7/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ROSS J. BEATY ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR LENARD BOGGIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARCEL DE GROOT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR MARSHALL KOVAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR JACQUES MCMULLEN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR CHRISTIAN MILAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.7: ELECT DIRECTOR GREGORY SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: RE-APPROVE EQUINOX OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND EQUINOX RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPIN OUT OF THE COPPER PROJECTS ISSUER YES FOR FOR
INTO SEPARATE COPPER-FOCUSED COMPANY TO BE NAMED
SOLARIS COPPER INC.
PROPOSAL #7: APPROVE SOLARIS COPPER OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE SOLARIS COPPER RESTRICTED SHARE ISSUER YES FOR FOR
UNIT PLAN
PROPOSAL #9: APPROVE SOLARIS COPPER ADVANCE NOTICE ISSUER YES AGAINST AGAINST
POLICY
ISSUER: General Dynamics Corporation
TICKER: GD CUSIP: 369550108
MEETING DATE: 5/1/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUDY F. DELEON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CECIL D. HANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK M. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CATHERINE B. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LAURA J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PETER A. WALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
ISSUER: Glencore Plc
TICKER: GLEN CUSIP: G39420107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REDUCTION OF THE COMPANY'S ISSUER YES FOR FOR
CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3: RE-ELECT ANTHONY HAYWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT IVAN GLASENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER COATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT LEONHARD FISCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARTIN GILBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN MACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT GILL MARCUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PATRICE MERRIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
ISSUER: Hong Kong Exchanges & Clearing Ltd.
TICKER: 388 CUSIP: Y3506N139
MEETING DATE: 4/24/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT APURV BAGRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6a: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN AND EACH OF THE OTHER NON-EXECUTIVE
DIRECTORS OF HKEX
PROPOSAL #6b: APPROVE REMUNERATION PAYABLE TO THE ISSUER YES FOR FOR
CHAIRMAN AND EACH OF THE OTHER MEMBERS IN RESPECT OF
EACH COMMITTEE
ISSUER: ING Groep NV
TICKER: INGA CUSIP: N4578E595
MEETING DATE: 4/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.e: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.b: APPROVE DIVIDENDS OF EUR 0.68 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT TANATE PHUTRAKUL TO EXECUTIVE ISSUER YES FOR FOR
BOARD
PROPOSAL #7.a: REELECT MARIANA GHEORGHE TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7.b: ELECT MIKE REES TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7.c: ELECT HERNA VERHAGEN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #8.b: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
ISSUER: Kazatomprom JSC
TICKER: KAP CUSIP: 63253R201
MEETING DATE: 5/30/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SECRETARY OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STANDALONE AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #7: APPROVE RESULTS OF SHAREHOLDERS APPEALS ISSUER YES FOR FOR
ON ACTIONS OF COMPANY AND ITS OFFICIALS
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #10: RECALL ALIK AIDARBAYEV FROM BOARD OF ISSUER YES FOR FOR
DIRECTORS; ELECT ALMASADAM SATKALIYEV TO BOARD OF
DIRECTORS AS SHAREHOLDER REPRESENTATIVE
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
ISSUER: KEYENCE Corp.
TICKER: 6861 CUSIP: J32491102
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 100
PROPOSAL #2.1: ELECT DIRECTOR TAKIZAKI, TAKEMITSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YAMAMOTO, AKINORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIMURA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAMAGUCHI, AKIJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIKI, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKATA, YU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KANZAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANABE, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TANIGUCHI, SEIICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOMURA, ISSUER YES FOR FOR
KOICHIRO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YAMAMOTO, MASAHARU
ISSUER: LafargeHolcim Ltd.
TICKER: LHN CUSIP: H4768E105
MEETING DATE: 5/15/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 2.00 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4: APPROVE CREATION OF CHF 80 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PREEMPTIVE RIGHTS FOR OPTIONAL
PROPOSAL #5.1.1: REELECT BEAT HESS AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMANN
PROPOSAL #5.1.2: REELECT PAUL DESMARAIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.3: REELECT OSCAR FANJUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT PATRICK KRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT ADRIAN LOADER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: REELECT JUERG OLEAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.7: REELECT HANNE SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.8: REELECT DIETER SPAELTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.1: ELECT COLIN HALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.2: ELECT NAINA LAL KIDWAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.3: ELECT CLAUDIA RAMIREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3.1: REAPPOINT PAUL DESMARAIS AS MEMBER ISSUER YES FOR FOR
OF THE NOMINATION, COMPENSATION AND GOVERNANCE
PROPOSAL #5.3.2: REAPPOINT OSCAR FANJUL AS MEMBER OF ISSUER YES FOR FOR
THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE
PROPOSAL #5.3.3: REAPPOINT ADRIAN LOADER AS MEMBER OF ISSUER YES FOR FOR
THE NOMINATION, COMPENSATION AND GOVERNANCE
PROPOSAL #5.3.4: REAPPOINT HANNE SORENSEN AS MEMBER ISSUER YES FOR FOR
OF THE NOMINATION, COMPENSATION AND GOVERNANCE
PROPOSAL #5.4.1: RATIFY DELOITTE AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.4.2: DESIGNATE THOMAS RIS AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #6.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 5.1 MILLION
PROPOSAL #6.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 40 MILLION
PROPOSAL #7: APPROVE CHF 20.6 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
ISSUER: Legrand SA
TICKER: LR CUSIP: F56196185
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.34 PER SHARE
PROPOSAL #4: APPROVE COMPENSATION OF GILLES SCHNEPP, ISSUER YES FOR FOR
CHAIRMAN AND CEO UNTIL FEB. 7, 2018 AND CHAIRMAN OF
THE BOARD SINCE FEB. 8, 2018
PROPOSAL #5: APPROVE COMPENSATION OF BENOIT COQUART, ISSUER YES FOR FOR
CEO SINCE FEB. 8, 2018
PROPOSAL #6: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #8: REELECT ELIANE ROUYER-CHEVALIER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT MICHEL LANDEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: AMEND ARTICLE 8 OF BYLAWS RE: ISSUER YES FOR FOR
SHAREHOLDING DISCLOSURE THRESHOLDS
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
ISSUER: Lockheed Martin Corporation
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VICKI A. HOLLUB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEH C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND PROXY ACCESS BYLAW SHAREHOLDER YES AGAINST FOR
ISSUER: Metals X Ltd.
TICKER: MLX CUSIP: Q60408129
MEETING DATE: 11/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT SIMON HEGGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
SOPHISTICATED AND PROFESSIONAL INVESTORS
ISSUER: Metals X Ltd.
TICKER: MLX CUSIP: Q60408129
MEETING DATE: 1/22/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF OPTIONS TO DAMIEN ISSUER YES FOR FOR
MARANTELLI
ISSUER: Millicom International Cellular SA
TICKER: TIGO CUSIP: L6388F128
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT ALEXANDER KOCH AS CHAIRMAN OF ISSUER NO N/A N/A
MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS
OF BUREAU
PROPOSAL #2: RECEIVE BOARD'S AND AUDITOR'S REPORTS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #5: APPROVE DIVIDENDS OF USD 2.64 PER SHARE ISSUER NO N/A N/A
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER NO N/A N/A
PROPOSAL #8: REELECT JOS? ANTONIO R?OS GARC?A AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #9: REELECT PERNILLE ERENBJERG AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #10: REELECT JANET DAVIDSON AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #11: REELECT TOMAS ELIASSON AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #12: REELECT ODILON ALMEIDA AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #13: REELECT LARS-?KE NORLING AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #14: REELECT JAMES THOMPSON AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #15: ELECT MERCEDES JOHNSON AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #16: REELECT JOS? ANTONIO R?OS GARCIA AS ISSUER NO N/A N/A
BOARD CHAIRMAN
PROPOSAL #17: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #18: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER NO N/A N/A
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #19: APPROVE PROCEDURE ON APPOINTMENT OF ISSUER NO N/A N/A
NOMINATION COMMITTEE AND DETERMINATION OF ASSIGNMENT
OF NOMINATION COMMITTEE
PROPOSAL #20: APPROVE SHARE REPURCHASE PLAN ISSUER NO N/A N/A
PROPOSAL #21: APPROVE GUIDELINES FOR REMUNERATION OF ISSUER NO N/A N/A
SENIOR MANAGEMENT
PROPOSAL #22: APPROVE RESTRICTED STOCK PLAN OF ISSUER NO N/A N/A
EXECUTIVE AND SENIOR MANAGEMENT
ISSUER: Mitsubishi Electric Corp.
TICKER: 6503 CUSIP: J43873116
MEETING DATE: 6/27/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAKUYAMA, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUGIYAMA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OKUMA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATSUYAMA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAGAWA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HARADA, SHINJI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAWAGOISHI, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YABUNAKA, MITOJI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OBAYASHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WATANABE, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KOIDE, HIROKO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR OYAMADA, TAKASHI ISSUER YES FOR FOR
ISSUER: Nutrien Ltd.
TICKER: NTR CUSIP: 67077M108
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER M. BURLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURA J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. ESTEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUSSELL K. GIRLING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIRANDA C. HUBBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALICE D. LABERGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CONSUELO E. MADERE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES V. MAGRO ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR KEITH G. MARTELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR AARON W. REGENT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MAYO M. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
ISSUER: OceanaGold Corporation
TICKER: OGC CUSIP: 675222103
MEETING DATE: 6/14/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAN M. REID ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEOFF W. RABY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. WILKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL B. SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORA L. SCHEINKESTEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG J. NELSEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
ISSUER: Ono Pharmaceutical Co., Ltd.
TICKER: 4528 CUSIP: J61546115
MEETING DATE: 6/20/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 22.5
PROPOSAL #2.1: ELECT DIRECTOR SAGARA, GYO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AWATA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SANO, KEI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWABATA, KAZUHITO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ONO, ISAO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KURIHARA, JUN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NOMURA, MASAO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR FUJIYOSHI, ISSUER YES FOR FOR
SHINJI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR SAKKA, ISSUER YES FOR FOR
HIROMI
ISSUER: Osisko Metals, Inc.
TICKER: OM CUSIP: 688274109
MEETING DATE: 9/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFF HUSSEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. DUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT WARES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDE R. CHARRON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR LUC LESSARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN BURZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMY SATOV ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: RE-APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
ISSUER: Petra Diamonds Ltd.
TICKER: PDL CUSIP: G70278109
MEETING DATE: 11/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT BDO LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #5: RE-ELECT ADONIS POUROULIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHRISTOFFEL DIPPENAAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT ANTHONY LOWRIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DR PATRICK BARTLETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALEXANDER HAMILTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT OCTAVIA MATLOA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT JACQUES BREYTENBACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 12/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT NG SING YIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT CHU YIYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT LIU HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE IMPLEMENTATION OF THE LONG- ISSUER YES FOR FOR
TERM SERVICE PLAN
PROPOSAL #3: APPROVE THE ISSUING OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2018 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2018 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2018 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #4: APPROVE 2018 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE 2018 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS
INTERNATIONAL AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE 2019-2021 DEVELOPMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PERFORMANCE EVALUATION OF ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #10.1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE SHARES
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR H
SHARES
ISSUER: Ping An Insurance (Group) Co. of China Ltd.
TICKER: 2318 CUSIP: Y69790106
MEETING DATE: 4/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE GRANT OF GENERAL MANDATE TO ISSUER YES FOR FOR
REPURCHASE SHARES
ISSUER: Randgold Resources Ltd.
TICKER: RRS CUSIP: 752344309
MEETING DATE: 11/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE MATTERS RELATING TO THE ALL- ISSUER YES FOR FOR
SHARE MERGER OF RANDGOLD RESOURCES LIMITED WITH
BARRICK GOLD CORPORATION
ISSUER: Rio Tinto Ltd.
TICKER: RIO CUSIP: Q81437107
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE THE DIRECTOR'S REMUNERATION ISSUER YES FOR FOR
REPORT: IMPLEMENTATION REPORT
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DAME MOYA GREENE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SIMON MCKEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JAKOB STAUSHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MEGAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JEAN-SEBASTIEN JACQUES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT SAM LAIDLAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MICHAEL L'ESTRANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #15: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #16: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
PROPOSAL #17: APPROVE THE RENEWAL OF OFF- MARKET AND ISSUER YES FOR FOR
ON-MARKET SHARE BUYBACK AUTHORITIES
PROPOSAL #18: APPROVE THE AMENDMENTS TO THE COMPANY'S SHAREHOLDER YES AGAINST FOR
CONSTITUTION
PROPOSAL #19: APPROVE TRANSITION PLANNING DISCLOSURE SHAREHOLDER YES AGAINST FOR
ISSUER: Rio Tinto Plc
TICKER: RIO CUSIP: 767204100
MEETING DATE: 4/10/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT FOR UK LAW ISSUER YES FOR FOR
PURPOSES
PROPOSAL #3: APPROVE REMUNERATION REPORT FOR ISSUER YES FOR FOR
AUSTRALIAN LAW PURPOSES
PROPOSAL #4: ELECT MOYA GREENE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SIMON MCKEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JAKOB STAUSHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MEGAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JEAN-SEBASTIEN JACQUES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT SAM LAIDLAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MICHAEL L'ESTRANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
ISSUER: Royal Gold, Inc.
TICKER: RGLD CUSIP: 780287108
MEETING DATE: 11/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TONY A. JENSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMIE C. SOKALSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
ISSUER: Rubis SCA
TICKER: RUI CUSIP: F7686C152
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.59 PER SHARE AND OF EUR 0.79 PER
PREFERRED SHARES
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: REELECT CHANTAL MAZZACURATI AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #6: REELECT MARIE HELENE DESSAILLY AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7: ELECT AURELIE GOULART LECHEVALIER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8: ELECT CAROLE FIQUEMONT AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9: ELECT MARC-OLIVIER LAURENT AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS IN THE AGGREGATE AMOUNT OF EUR 200,000
PROPOSAL #11: APPROVE COMPENSATION OF GILLES GOBIN, ISSUER YES FOR FOR
GENERAL MANAGER
PROPOSAL #12: APPROVE COMPENSATION OF SORGEMA SARL, ISSUER YES FOR FOR
GENERAL MANAGER
PROPOSAL #13: APPROVE COMPENSATION OF AGENA SAS, ISSUER YES FOR FOR
GENERAL MANAGER
PROPOSAL #14: APPROVE COMPENSATION OF OLIVIER ISSUER YES FOR FOR
HECKENROTH, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 1 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #16: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #17: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 18-19 AND
21-24 AT EUR 32 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 24 MILLION
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 9.7 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
8 MILLION FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE UP TO 1.25 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #23: AUTHORIZE UP TO 0.25 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #25: AMEND ARTICLE 1 OF BYLAWS RE: COMPANY ISSUER YES FOR FOR
FORM
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
ISSUER: Saracen Mineral Holdings Ltd.
TICKER: SAR CUSIP: Q8309T109
MEETING DATE: 11/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANTHONY (TONY) KIERNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT GEOFFREY CLIFFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #5: APPROVE EMPLOYEE INCENTIVE SHARE PLAN ISSUER YES FOR N/A
PROPOSAL #6: APPROVE ISSUANCE OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO RALEIGH FINLAYSON
PROPOSAL #7: APPROVE ISSUANCE OF "ONE OFF" RETENTION ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO RALEIGH FINLAYSON
ISSUER: Schneider Electric SE
TICKER: SU CUSIP: F86921107
MEETING DATE: 4/25/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.35 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE COMPENSATION OF JEAN PASCAL ISSUER YES FOR FOR
TRICOIRE, CHAIRMAN AND CEO
PROPOSAL #6: APPROVE COMPENSATION OF EMMANUEL BABEAU, ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #8: APPROVE REMUNERATION POLICY OF VICE-CEO ISSUER YES FOR FOR
PROPOSAL #9: REELECT GREG SPIERKEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT CAROLINA DYBECK HAPPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT XUEZHENG MA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT LIP BU TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 2.5 MILLION
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 800 MILLION
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 800 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 230 MILLION
PROPOSAL #18: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 15 AND 17
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO ISSUER YES FOR FOR
9.93 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 115 MILLION
PROPOSAL #21: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
ISSUER: Simon Property Group, Inc.
TICKER: SPG CUSIP: 828806109
MEETING DATE: 5/8/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALLAN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REUBEN S. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL C. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. ALBERT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARTA R. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
ISSUER: Sony Financial Holdings, Inc.
TICKER: 8729 CUSIP: J76337104
MEETING DATE: 6/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 62.5
PROPOSAL #2.1: ELECT DIRECTOR ISHII, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIYOMIYA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ITO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TOTOKI, HIROKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAMBE, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUOKA, NAOMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KUNIYA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ITO, TAKATOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OKA, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR IKEUCHI, SHOGO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR HAYASE, ISSUER YES FOR FOR
YASUYUKI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR MAKIYAMA, ISSUER YES FOR FOR
YOSHIMICHI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SAEGUSA, TAKAHARU
ISSUER: Taiwan Semiconductor Manufacturing Co., Ltd.
TICKER: 2330 CUSIP: 874039100
MEETING DATE: 6/5/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENTS TO TRADING PROCEDURES ISSUER YES FOR FOR
GOVERNING DERIVATIVES PRODUCTS AND PROCEDURES
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT MOSHE N. GAVRIELOV WITH ID NO. ISSUER YES FOR FOR
505930XXX AS INDEPENDENT DIRECTOR
ISSUER: Teva Pharmaceutical Industries Limited
TICKER: TEVA CUSIP: 881624209
MEETING DATE: 6/11/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMIR ELSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERTO A. MIGNONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PERRY D. NISEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE AMENDED COMPENSATION POLICY FOR ISSUER YES FOR FOR
EXECUTIVE OFFICERS AND DIRECTORS OF THE COMPANY
PROPOSAL #3a: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM 3, AS
INDICATED IN THE PROXY CARD; OTHERWISE, VOTE
AGAINST. YOU MAY NOT ABSTAIN. IF YOU VOTE FOR, PLEASE
PROVIDE AN EXPLANATION TO YOUR ACCOUNT MANAGER
PROPOSAL #4a: APPROVE COMPENSATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4b: APPROVE COMPENSATION OF THE NON- ISSUER YES FOR FOR
EXECUTIVE CHAIRMAN OF THE BOARD
PROPOSAL #5: RATIFY KESSELMAN & KESSELMAN AS AUDITORS ISSUER YES FOR FOR
ISSUER: The Mosaic Company
TICKER: MOS CUSIP: 61945C103
MEETING DATE: 5/23/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OSCAR P. BERNARDES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY S. GITZEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENISE C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EMERY N. KOENIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES 'JOC' C. O'ROURKE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN M. SEIBERT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LUCIANO SIANI PIRES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KELVIN W. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
ISSUER: Total SA
TICKER: FP CUSIP: F92124100
MEETING DATE: 5/29/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.56 PER SHARE
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #6: REELECT MARIA VAN DER HOEVEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JEAN LEMIERRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LISE CROTEAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT VALERIE DELLA PUPPA TIBI AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #A: ELECT RENATA PERYCZ AS REPRESENTATIVE OF ISSUER YES AGAINST FOR
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #B: ELECT OLIVER WERNECKE AS REPRESENTATIVE ISSUER YES AGAINST FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: APPROVE COMPENSATION OF CHAIRMAN AND ISSUER YES FOR FOR
CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 11/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CREATE ADDITIONAL ISSUER YES FOR FOR
AUTHORIZED SHARE CAPITAL TO PAY THE SHARE
CONSIDERATION IN THE MERGER
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: AMEND ARTICLES RE: (NON-ROUTINE) ISSUER YES FOR FOR
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 5/9/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROPRIATION OF AVAILABLE EARNINGS FOR ISSUER YES FOR FOR
FISCAL YEAR 2018
PROPOSAL #4A: ELECT DIRECTOR GLYN A. BARKER ISSUER YES FOR FOR
PROPOSAL #4B: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #4C: ELECT DIRECTOR FREDERICO F. CURADO ISSUER YES AGAINST AGAINST
PROPOSAL #4D: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #4E: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #4F: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR
PROPOSAL #4G: ELECT DIRECTOR FREDERIK W. MOHN ISSUER YES FOR FOR
PROPOSAL #4H: ELECT DIRECTOR EDWARD R. MULLER ISSUER YES FOR FOR
PROPOSAL #4I: ELECT DIRECTOR TAN EK KIA ISSUER YES FOR FOR
PROPOSAL #4J: ELECT DIRECTOR JEREMY D. THIGPEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHADWICK C. DEATON AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6A: APPOINT FREDERICO F. CURADO AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6B: APPOINT VINCENT J. INTRIERI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6C: APPOINT TAN EK KIA AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7: DESIGNATE SCHWEIGER ADVOKATUR / NOTARIAT ISSUER YES FOR FOR
AS INDEPENDENT PROXY
PROPOSAL #8: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2019 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10A: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS FOR THE PERIOD BETWEEN THE 2019 AND 2020
ANNUAL GENERAL MEETINGS IN THE AMOUNT OF USD 4.12
MILLION
PROPOSAL #10B: APPROVE MAXIMUM REMUNERATION OF THE ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2020 IN THE
AMOUNT OF USD 24 MILLION
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
ISSUER: Troilus Gold Corp.
TICKER: TLG CUSIP: 896887106
MEETING DATE: 1/21/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR C. JUSTIN REID ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER TAGLIAMONTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PIERRE PETTIGREW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS OLESINSKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIANE LAI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE UHY MCGOVERN HURLEY LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
ISSUER: UBS Group AG
TICKER: UBSG CUSIP: H42097107
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 0.70 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES ABSTAIN AGAINST
MANAGEMENT
PROPOSAL #5.1: REELECT AXEL WEBER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #5.2: REELECT DAVID SIDWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT JEREMY ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT RETO FRANCIONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT FRED HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: REELECT JULIE RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: REELECT ISABELLE ROMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: REELECT ROBERT SCULLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: REELECT BEATRICE WEDER DI MAURO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: REELECT DIETER WEMMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT WILLIAM DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT JEANETTE WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: REAPPOINT JULIE RICHARDSON AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.2: REAPPOINT DIETER WEMMER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.3: APPOINT RETO FRANCIONI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.4: APPOINT FRED HU AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #8.1: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 14.5 MILLION
PROPOSAL #8.2: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 73.3 MILLION
PROPOSAL #8.3: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 33 MILLION
PROPOSAL #9: DESIGNATE ADB ALTORFER DUSS & BEILSTEIN ISSUER YES FOR FOR
AG AS INDEPENDENT PROXY
PROPOSAL #10: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/2/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VITTORIO COLAO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HANS E. VESTBERG ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GREGORY G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE ABOVE-MARKET EARNINGS IN SHAREHOLDER YES AGAINST FOR
EXECUTIVE RETIREMENT PLANS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON ONLINE CHILD EXPLOITATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ASSESS FEASIBILITY OF CYBER SECURITY AND SHAREHOLDER YES AGAINST FOR
DATA PRIVACY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #8: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
ISSUER: VINCI SA
TICKER: DG CUSIP: F5879X108
MEETING DATE: 4/17/2019 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.67 PER SHARE
PROPOSAL #4: REELECT ROBERT CASTAIGNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT ANA PAULA PESSOA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT PASCALE SOURISSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CAROLINE GREGOIRE SAINTE MARIE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT DOMINIQUE MULLER JOLY-POTTUZ AS ISSUER YES FOR N/A
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: ELECT FRANCOISE ROZE AS REPRESENTATIVE ISSUER YES AGAINST N/A
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: ELECT JARMILA MATOUSKOVA AS ISSUER YES AGAINST N/A
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #11: ELECT JEAN-CHARLES GARAFFA AS ISSUER YES AGAINST N/A
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #12: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #13: APPOINT PRICEWATERHOUSECOOPERS AUDIT AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1.6 MILLION
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #17: APPROVE COMPENSATION OF XAVIER ISSUER YES FOR FOR
HUILLARD, CHAIRMAN AND CEO
PROPOSAL #18: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 300 MILLION
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION
PROPOSAL #23: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 20-22
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #25: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #26: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #27: AMEND ARTICLE 10 OF BYLAWS RE: ISSUER YES FOR FOR
SHAREHOLDING DISCLOSURE THRESHOLDS
PROPOSAL #28: AMEND ARTICLE 16 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES RE: AUDITORS
PROPOSAL #29: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD SPECIALIZED FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 28, 2019
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.
