Due to size constraints, this filing is being made in 3 related submissions.
This submission is the first of 3 related submissions.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-3919
NAME OF REGISTRANT: VANGUARD STAR FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2016 - JUNE 30, 2017
FUND: VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: 361 Degrees International Ltd.
TICKER: 1361 CUSIP: G88493104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT DING WUHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT TSUI YUNG KWOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT LIAO JIANWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A4: ELECT LI YUEN FAI ROGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: 3i Group plc
TICKER: III CUSIP: G88473148
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JONATHAN ASQUITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CAROLINE BANSZKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SIMON BORROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT STEPHEN DAINTITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PETER GROSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID HUTCHISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JULIA WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD ACTING THROUGH THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE TO FIX REMUNERATION OF
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: APPROVE INCREASE IN THE AGGREGATE ISSUER YES FOR FOR
ANNUAL LIMIT OF FEES PAYABLE TO DIRECTORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: 3S Korea Co. Ltd.
TICKER: 060310 CUSIP: Y8811G109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT HWANG I-NAM AS OUTSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT SEONG WON-GYU AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: 3SBio Inc.
TICKER: 1530 CUSIP: G8875G102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT HUANG BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT STEVEN DASONG WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT MA JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: 77 Bank Ltd.
TICKER: 8341 CUSIP: J71348106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AMEND PROVISIONS ON NUMBER OF
DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE DAY TO DAY
OPERATIONS WITHOUT FULL BOARD APPROVAL - INDEMNIFY
DIRECTORS
PROPOSAL #4.1: ELECT DIRECTOR KAMATA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR UJIIE, TERUHIKO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR KOBAYASHI, HIDEFUMI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR IGARASHI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR TAKAHASHI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR TSUDA, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR HOMAREDA, TOSHIMI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR SUGAWARA, TORU ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR SUZUKI, KOICHI ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR SHITO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR ONODERA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT DIRECTOR KIKUCHI, KENJI ISSUER YES FOR FOR
PROPOSAL #4.13: ELECT DIRECTOR SUGITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #4.14: ELECT DIRECTOR NAKAMURA, KEN ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAGAYAMA, YOSHIAKI
PROPOSAL #5.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKAMURA, SHUJI
PROPOSAL #5.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SUZUKI, TOSHIO
PROPOSAL #5.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YAMAURA, MASAI
PROPOSAL #5.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WAKO, MASAHIRO
PROPOSAL #6: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE MEMBER ISHII, YUSUKE
PROPOSAL #7: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #8: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #9: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: 888 Holdings plc
TICKER: 888 CUSIP: X19526106
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT BRIAN MATTINGLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ITAI FRIEBERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT AVIAD KOBRINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RON MCMILLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ZVIKA ZIVLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RON MCMILLAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR (INDEPENDENT SHAREHOLDERS VOTE)
PROPOSAL #9: ELECT ZVIKA ZIVLIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR (INDEPENDENT SHAREHOLDERS VOTE)
PROPOSAL #10: REAPPOINT ERNST AND YOUNG LLP AND EY ISSUER YES FOR FOR
LIMITED, GIBRALTAR AS AUDITORS
PROPOSAL #11: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #12: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ADDITIONAL ONE-OFF DIVIDEND ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: A.P. Moller - Maersk A/S
TICKER: MAERSK B CUSIP: K0514G135
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 150 PER SHARE
PROPOSAL #5a: REELECT NIELS JACOBSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: REELECT ARNE KARLSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: REELECT DOROTHEE BLESSING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT NIELS BJØRN CHRISTIANSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7a: AUTHORIZE THE BOARD TO DECIDE ON ISSUER YES FOR FOR
EXTRAORDINARY DIVIDENDS PRIOR TO NEXT AGM
PROPOSAL #7b: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #7c: APPROVE REMUNERATION GUIDELINES FOR FOR ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT AND BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: A2A SpA
TICKER: A2A CUSIP: T0579B105
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTEGRATED REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5.1.1: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #5.1.2: SLATE SUBMITTED BY VALSABBIA SHAREHOLDER NO N/A N/A
INVESTIMENTI SPA, RAFFMETAL SPA, AND MUNINCIPALITY OF
BERGAMO
PROPOSAL #5.1.3: SLATE SUBMITTED BY MUNICIPALITIES OF SHAREHOLDER NO N/A N/A
BRESCIA AND MILAN
PROPOSAL #5.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6.1.1: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6.1.2: SLATE SUBMITTED BY MUNICIPALITIES OF SHAREHOLDER YES AGAINST N/A
BRESCIA AND MILAN
PROPOSAL #6.2: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AA plc
TICKER: AA. CUSIP: G0013T104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARTIN CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN LEACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANDREW BLOWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIMON BREAKWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SUZI WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AAC Technologies Holdings Inc.
TICKER: 2018 CUSIP: G2953R114
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT BENJAMIN ZHENGMIN PAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT POON CHUNG YIN JOSEPH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHANG CARMEN I-HUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AAK AB
TICKER: AAK CUSIP: W9609S109
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 8.75 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 800,000 TO CHAIR AND SEK 350,000 TO
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT ARNE FRANK, MARTA SCHORLING ISSUER YES FOR FOR
ANDREEN, LILLIE LI VALEUR AND MARIANNE KIRKEGAARD AS
DIRECTORS; ELECT BEGNT BARON, MIKAEL EKDAHL AND GUN
NILSSON AS NEW DIRECTORS; RATIFY
PRICEWATERHOUSECOOPERS AS AUDITORS
PROPOSAL #13: ELECT HENRIK DIDNER, LARS-AKE ISSUER YES FOR FOR
BOKENBERGER, MARTA ANDREEN AND YVONNE SORBERG AS
MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: APPROVE INCENTIVE PROGRAM 2017/2022 AND ISSUER YES FOR FOR
RELATED FUNDING
PROPOSAL #16a: APPROVE STOCK OPTION PLAN FOR KEY ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #16b: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #17: APPROVE PROPOSAL REGARDING SHARE SPLIT SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aalberts Industries
TICKER: AALB CUSIP: N00089271
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.b: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.b: APPROVE DIVIDENDS OF EUR 0.58 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT M.J. OUDEMAN TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: ELECT A.R. MONINCX TO MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #10: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #11: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 10
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aareal Bank AG
TICKER: ARL CUSIP: D00379111
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE CREATION OF EUR 89.8 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #7: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES PARTICIPATION ZEHNTE BETEILIGUNGS GMBH,
AND PARTICIPATION ELFTE BETEILIGUNGS GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AB Sagax
TICKER: SAGA A CUSIP: W7519A119
MEETING DATE: 10/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES RE: CREATION OF NEW CLASS ISSUER YES AGAINST AGAINST
OF SHARES (CLASS D); APPROVE ISSUANCE OF 14.4
MILLION CLASS D SHARES WITH PREEMPTIVE RIGHTS;
APPROVE ISSUANCE OF 3.8 MILLION CLASS D SHARES FOR A
PRIVATE PLACEMENT FOR A GROUP OF INSTITUTIONAL
PROPOSAL #7: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES AGAINST AGAINST
WITHOUT PREEMPTIVE RIGHTS (CONDITIONAL OF APPROVAL OF
ITEM 6)
PROPOSAL #8: APPROVE DIVIDENDS OF SEK 1.00 PER CLASS ISSUER YES AGAINST AGAINST
D SHARE
PROPOSAL #9: AMEND ARTICLES RE: CONVERSION OF ISSUER YES AGAINST AGAINST
PREFERENCE SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AB Sagax
TICKER: SAGA A CUSIP: W7519A119
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #7b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 1.45 PER CLASS A AND B SHARES, AND
SEK 2.00 PER PREFERENCE SHARES AND CLASS D SHARES
PROPOSAL #7c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8: DETERMINE NUMBER OF MEMBERS (6) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF SEK 960,000; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #10: REELECT JOHAN CEDERLUND, FILIP ISSUER YES FOR FOR
ENGELBERT, DAVID MINDUS, STAFFAN SALÉN (CHAIRMAN),
JOHAN THORELL AND ULRIKA WERDELIN AS DIRECTORS;
RATIFY ERNST & YOUNG AS AUDITORS
PROPOSAL #11: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF THREE OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #13: APPROVE 2017/2020 WARRANTS PLAN; ISSUER YES FOR FOR
APPROVE TRANSFER OF WARRANTS TO PARTICIPANTS
PROPOSAL #14: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #16: APPROVE REPURCHASE OF PREFERENCE SHARES ISSUER YES FOR FOR
AND SUBSEQUENT ISSUANCE OF CLASS D SHARES TO HOLDERS
OF PREFERENCE SHARES; AMEND ARTICLES ACCORDINGLY
PROPOSAL #17: APPROVE CONVERSION OF PREFERENCE SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Abacus Property Group
TICKER: ABP CUSIP: Q0015N187
MEETING DATE: 11/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT JOHN THAME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF DEFERRED SECURITY ISSUER YES FOR FOR
ACQUISITION RIGHTS TO FRANK WOLF, MANAGING DIRECTOR
OF THE COMPANY
PROPOSAL #5: RATIFY THE PAST ISSUANCE OF SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABB India Limited
TICKER: 500002 CUSIP: Y0005K103
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT TARAK MEHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE B S R BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE COMMISSION REMUNERATION TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND OBJECTS CLAUSE OF MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABB Ltd.
TICKER: ABBN CUSIP: H0010V101
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.76 PER SHARE
PROPOSAL #5: APPROVE CHF 5.6 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #6: APPROVE CREATION OF CHF 24 MILLION POOL ISSUER YES FOR FOR
OF AUTHORIZED SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 4.4 MILLION
PROPOSAL #7.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 52 MILLION
PROPOSAL #8.1: REELECT MATTI ALAHUHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: REELECT DAVID CONSTABLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: REELECT FREDERICO CURADO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT LARS FOERBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.5: REELECT LOUIS HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.6: REELECT DAVID MELINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.7: REELECT SATISH PAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.8: REELECT JACOB WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.9: REELECT YING YEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.10: REELECT PETER VOSER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #9.1: APPOINT DAVID CONSTABLE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #9.2: APPOINT FREDERICO CURADO AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #9.3: APPOINT YING YEH AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #10: DESIGNATE HANS ZEHNDER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #11: RATIFY ERNST AND YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Abbott India Ltd.
TICKER: 500488 CUSIP: Y4810G125
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT MUNIR SHAIKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT NANCY BERCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SRBC & CO LLP AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT KAIYOMARZ MARFATIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT R. A. SHAH AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABC-Mart Inc.
TICKER: 2670 CUSIP: J00056101
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR NOGUCHI, MINORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIDA, YUKIE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATSUNUMA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOJIMA, JO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KIKUCHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HATTORI, KIICHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HAYASHI, YUTAKA
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MATSUOKA, TADASHI
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SUGAHARA, TAIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aberdeen Asset Management plc
TICKER: ADN CUSIP: G00434111
MEETING DATE: 2/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: RE-ELECT JULIE CHAKRAVERTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARTIN GILBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW LAING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROD MACRAE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RICHARD MULLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT VAL RAHMANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BILL RATTRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JUTTA AF ROSENBORG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT AKIRA SUZUKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIMON TROUGHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT HUGH YOUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT GERHARD FUSENIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #18: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aberdeen Asset Management PLC
TICKER: ADN CUSIP: G00434111
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aberdeen Asset Management PLC
TICKER: ADN CUSIP: G00434111
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE ALL- ISSUER YES FOR FOR
SHARE MERGER OF STANDARD LIFE PLC AND ABERDEEN ASSET
MANAGEMENT PLC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Abertis Infraestructuras S.A
TICKER: ABE CUSIP: E0003D111
MEETING DATE: 4/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.1: AMEND ARTICLES RE: BOARD COMPOSITION, ISSUER YES FOR FOR
MEETINGS AND COMMITTEES
PROPOSAL #4.2: AMEND ARTICLE 29 RE: DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE SHAREHOLDER REMUNERATION EITHER ISSUER YES FOR FOR
IN SHARES OR CASH WITH A CHARGE AGAINST RESERVES
PROPOSAL #6.1: RATIFY APPOINTMENT OF AND ELECT MARINA ISSUER YES FOR FOR
SERRANO GONZALEZ AS DIRECTOR
PROPOSAL #6.2: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
SANDRINE LAGUMINA AS DIRECTOR
PROPOSAL #6.3: RATIFY APPOINTMENT OF AND ELECT ENRICO ISSUER YES FOR FOR
LETTA AS DIRECTOR
PROPOSAL #6.4: RATIFY APPOINTMENT OF AND ELECT LUIS ISSUER YES FOR FOR
G. FORTUNO AS DIRECTOR
PROPOSAL #6.5: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
FRANCISCO JAVIER BROSSA GALOFRE AS DIRECTOR
PROPOSAL #6.6: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.7: REELECT G3T SL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ability Enterprise Co., Ltd.
TICKER: 2374 CUSIP: Y0008P109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Able C&C Co.
TICKER: A078520 CUSIP: Y00045107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT LEE SANG-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT HA SEONG-WOOK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT KIM HONG-SEOP AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.1: ELECT LEE SANG-HO AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.2: ELECT HA SEONG-WOOK AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT KIM HONG-SEOP AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Able C&C Co.
TICKER: A078520 CUSIP: Y00045107
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT HAN SANG-MAN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SONG IN-JOON AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #2.3: ELECT KIM YOUNG-HO AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #2.4: ELECT LEE HAE-JOON AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #2.5: ELECT KIM JEONG-GYUN AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #2.6: ELECT SEO YOUNG-PIL AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.1: ELECT HAN SANG-MAN AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT KIM YOUNG-HO AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABN AMRO Group N.V.
TICKER: ABN CUSIP: N0162C102
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2b: ELECT J.B.J. STEGMANN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABN AMRO Group N.V.
TICKER: ABN CUSIP: N0162C102
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5.b: AMEND TRUST CONDITIONS STAK AAG ISSUER YES FOR FOR
PROPOSAL #5.b: AMEND TRUST CONDITIONS STAK AAG ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABN AMRO Group N.V.
TICKER: ABN CUSIP: N0162C102
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.g: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.b: APPROVE DIVIDENDS OF EUR 0.84 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7.b: REELECT ANNEMIEKE ROOBEEK TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #8.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8.c: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aboitiz Equity Ventures Inc.
TICKER: AEV CUSIP: Y0001Z104
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 16, 2016
PROPOSAL #2: APPROVE THE 2016 ANNUAL REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY THE ACTS, RESOLUTIONS, AND ISSUER YES �� FOR FOR
PROCEEDINGS OF THE BOARD OF DIRECTORS, CORPORATE
OFFICERS, AND MANAGEMENT IN 2016 UP TO MAY 15, 2017
PROPOSAL #5.1: ELECT JON RAMON ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT ERRAMON I. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT MIKEL A. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT ENRIQUE M. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT JUSTO A. ORTIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT ANTONIO R. MORAZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT RAPHAEL P.M. LOTILLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT JOSE C. VITUG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT STEPHEN T. CUUNJIENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aboitiz Power Corporation
TICKER: AP CUSIP: Y0005M109
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD LAST MAY 16, 2016
PROPOSAL #2: APPROVE 2016 ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ACTS, RESOLUTIONS AND PROCEEDINGS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS, CORPORATE OFFICERS AND
MANAGEMENT IN 2016 UP TO MAY 15, 2017
PROPOSAL #5.1: ELECT ENRIQUE M. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JON RAMON ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ERRAMON I. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT ANTONIO R. MORAZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT MIKEL A. ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT JAIME JOSE Y. ABOITIZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.7: ELECT CARLOS C. EJERCITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT ROMEO L. BERNARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT ALFONSO A. UY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Abu Dhabi Commercial Bank PJSC
TICKER: ADCB CUSIP: M0152Q104
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS REPRESENTING 40 ISSUER YES FOR FOR
PERCENT OF SHARE CAPITAL FOR FY 2016
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #11: APPROVE EMPLOYEE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CONDITIONS OF THE EMPLOYEE ISSUER YES FOR FOR
SHARE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acacia Mining plc
TICKER: ACA CUSIP: G0067D104
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT KELVIN DUSHNISKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BRADLEY GORDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JUMA MWAPACHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RACHEL ENGLISH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDRE FALZON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL KENYON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT STEVE LUCAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PETER TOMSETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT STEPHEN GALBRAITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #20: AMEND LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AcBel Polytech, Inc.
TICKER: 6282 CUSIP: Y0002J109
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR �� FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: ELECT LIN NENG PAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACC Ltd.
TICKER: ACC CUSIP: Y0002C112
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VARIATION IN THE TERMS OF ISSUER YES FOR FOR
REMUNERATION OF HARISH BADAMI, CEO & MANAGING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACC Ltd.
TICKER: ACC CUSIP: Y0022S105
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT N S SEKHSARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT MARTIN KRIEGNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS AND SELLS LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #1: ELECT NEERAJ AKHOURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NEERAJ AKHOURY AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accell Group
TICKER: ACCEL CUSIP: N00432257
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5.b: APPROVE DIVIDENDS OF EUR 0.72 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #10.b: ELECT A. KUIPER TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #11: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #14: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acciona S.A
TICKER: ANA CUSIP: E0008Z109
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
MANAGEMENT REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPOINT KPMG AUDITORES AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: REELECT JERONIMO MARCOS GERARD RIVERO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.2: ELECT KAREN CHRISTIANA FIGUERES OLSEN ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: FIX NUMBER OF SHARES AVAILABLE FOR ISSUER YES FOR FOR
GRANTS
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CORPORATE SOCIAL RESPONSIBILITY ISSUER YES FOR FOR
REPORT
PROPOSAL #11: AUTHORIZE COMPANY TO CALL EGM WITH 15 ISSUER YES FOR FOR
DAYS' NOTICE
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accor
TICKER: AC CUSIP: F00189120
MEETING DATE: 7/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTRIBUTION IN KIND IN THE FORM ISSUER YES FOR FOR
OF FRHI SHARES AND ITS REMUNERATION IN THE FORM OF
ACCOR SHARES
PROPOSAL #2: PURSUANT TO APPROVAL OF ITEM 1, ISSUE ISSUER YES FOR FOR
46.7 MILLION SHARES
PROPOSAL #3: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #4: ELECT ALI BOUZARIF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT AZIZ ALUTHMAN FAKHROO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SARMAD ZOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JIANG QIONG ER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ISABELLE SIMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NATACHA VALLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1,12 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accor
TICKER: AC CUSIP: F00189120
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: REELECT SEBASTIEN BAZIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT IRIS KNOBLOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY APPOINTMENT OF NAWAF BIN JASSIM ISSUER YES FOR FOR
BIN JABOR AL-THANI AS DIRECTOR
PROPOSAL #8: RATIFY APPOINTMENT OF VIVEK BADRINATH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RATIFY APPOINTMENT OF NICOLAS SARKOZY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE TRANSACTION WITH EURAZEO RE: ISSUER YES FOR FOR
SALE OF ASSETS
PROPOSAL #11: APPROVE TERMINATION PACKAGE OF SVEN ISSUER YES FOR FOR
BOINET, VICE-CEO
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SEBASTIEN BAZIN, CHAIRMAN AND CEO
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SVEN BOINET, VICE-CEO
PROPOSAL #14: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #15: APPROVE REMUNERATION POLICY OF VICE-CEO ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 427 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 85 MILLION
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES RESERVED FOR QUALIFIED INVESTORS OR
RESTRICTED NUMBER OF INVESTORS, UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 85 MILLION
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEM 24
PROPOSAL #22: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND,
UP TO AGGREGATE AMOUNT OF EUR 85 MILLION
PROPOSAL #23: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 427 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #24: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 427 MILLION
PROPOSAL #25: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #26: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS UNDER
PERFORMANCE CONDITIONS RESERVED FOR EMPLOYEES AND
EXECUTIVE OFFICERS
PROPOSAL #27: AUTHORIZE BOARD TO ISSUE FREE WARRANTS ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS DURING A PUBLIC TENDER OFFER
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #A: REMOVE DOUBLE-VOTING RIGHTS FOR LONG- SHAREHOLDER YES FOR AGAINST
TERM REGISTERED SHAREHOLDERS AND AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accor
TICKER: AC CUSIP: F00189120
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF COMPANY ASSETS TO ISSUER YES FOR FOR
ACCORINVEST
PROPOSAL #2: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accordia Golf Trust
TICKER: ADQU CUSIP: Y000HT119
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE-MANAGER, ISSUER YES FOR FOR
STATEMENT BY THE TRUSTEE-MANAGER, AUDITED FINANCIAL
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD OF THE TRUSTEE-MANAGER
TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accordia Golf Trust
TICKER: ADQU CUSIP: Y000HT119
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accton Technology Corp.
TICKER: 2345 CUSIP: Y0002S109
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acea Spa
TICKER: ACE CUSIP: T0040K106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.2.1: SLATE 1 SUBMITTED BY ROMA CAPITALE SHAREHOLDER NO N/A N/A
PROPOSAL #4.2.2: SLATE 2 SUBMITTED BY FINCAL SPA SHAREHOLDER YES FOR N/A
PROPOSAL #4.2.3: SLATE 3 SUBMITTED BY SUEZ ITALIA SPA SHAREHOLDER NO N/A N/A
PROPOSAL #4.3: ELECT BOARD CHAIR ISSUER YES AGAINST N/A
PROPOSAL #4.4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acer Inc.
TICKER: 2353 CUSIP: Y0003F171
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT STAN SHIH WITH SHAREHOLDER NO. 2 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT GEORGE HUANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT JASON CHEN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
857788 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT CAROLYN YEH, REPRESENTATIVE OF ISSUER YES FOR FOR
HUNG ROUAN INVESTMENT CORP., WITH SHAREHOLDER NO.
5978 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT A REPRESENTATIVE OF SMART ISSUER YES FOR FOR
CAPITAL CORP. WITH SHAREHOLDER NO. 545878 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT F. C. TSENG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
771487 AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT JI REN LEE WITH SHAREHOLDER NO. ISSUER YES FOR FOR
857786 AS INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT SIMON CHANG WITH SHARHEOLDER NO. ISSUER YES FOR FOR
157790 AS INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT CHARLES HSU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
916903 AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acerinox S.A.
TICKER: ACX CUSIP: E00460233
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS CHARGED TO RESERVES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT RYO HATTORI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: RATIFY APPOINTMENT OF AND ELECT TOMAS ISSUER YES FOR FOR
HEVIA ARMENGOL AS DIRECTOR
PROPOSAL #6.3: RATIFY APPOINTMENT OF AND ELECT ROSA ISSUER YES FOR FOR
MARIA GARCIA PINEIRO AS DIRECTOR
PROPOSAL #6.4: RATIFY APPOINTMENT OF AND ELECT LAURA ISSUER YES FOR FOR
GONZALEZ MOLERO AS DIRECTOR
PROPOSAL #6.5: RATIFY APPOINTMENT OF AND ELECT MARTA ISSUER YES FOR FOR
MARTINEZ ALONSO AS DIRECTOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aces Electronic Co., Ltd.
TICKER: 3605 CUSIP: Y0008B100
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Achilles Corp.
TICKER: 5142 CUSIP: J00084103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2: AMEND ARTICLES TO REMOVE PROVISIONS ON ISSUER YES FOR FOR
TAKEOVER DEFENSE
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KASAHARA, CHIE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ackermans & van Haaren
TICKER: ACKB CUSIP: B01165156
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 2.04 PER SHARE
PROPOSAL #4.1: APPROVE DISCHARGE OF DIRECTOR ALEXIA ISSUER YES FOR FOR
BERTRAND
PROPOSAL #4.2: APPROVE DISCHARGE OF DIRECTOR LUC ISSUER YES FOR FOR
BERTRAND
PROPOSAL #4.3: APPROVE DISCHARGE OF DIRECTOR MARION ISSUER YES FOR FOR
DEBRUYNE
PROPOSAL #4.4: APPROVE DISCHARGE OF DIRECTOR JACQUES ISSUER YES FOR FOR
DELEN
PROPOSAL #4.5: APPROVE DISCHARGE OF DIRECTOR VALERIE ISSUER YES FOR FOR
JURGENS
PROPOSAL #4.6: APPROVE DISCHARGE OF DIRECTOR PIERRE ISSUER YES FOR FOR
MACHARIS
PROPOSAL #4.7: APPROVE DISCHARGE OF DIRECTOR JULIEN ISSUER YES FOR FOR
PESTIAUX
PROPOSAL #4.8: APPROVE DISCHARGE OF DIRECTOR THIERRY ISSUER YES FOR FOR
VAN BAREN
PROPOSAL #4.9: APPROVE DISCHARGE OF DIRECTOR FREDERIC ISSUER YES FOR FOR
VAN HAAREN
PROPOSAL #4.10: APPROVE DISCHARGE OF DIRECTOR PIERRE ISSUER YES FOR FOR
WILLAERT
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT ALEXIA BERTRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: REELECT LUC BERTRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: REELECT FREDERIC VAN HAAREN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acom Co., Ltd.
TICKER: 8572 CUSIP: J00105106
MEETING DATE: 6/22/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #2.1: ELECT DIRECTOR KINOSHITA, SHIGEYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KINOSHITA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAGEHASHI, TERUYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MURAKAMI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WACHI, KAORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WATANABE, NORIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUKUMOTO, KAZUO
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ITO, TATSUYA
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAKADA, OSAMU
PROPOSAL #3.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER DOI, TAKASHI
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aconex Ltd
TICKER: ACX CUSIP: Q00794109
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT KEITH TOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT V. PAUL UNRUH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a: APPROVE THE GRANT OF RESTRICTED SHARE ISSUER YES FOR FOR
OPTIONS AND RESTRICTED SHARES TO LEIGH JASPER,
EXECUTIVE DIRECTOR OF THE COMPANY
PROPOSAL #4b: APPROVE THE GRANT OF RESTRICTED SHARE ISSUER YES FOR FOR
OPTIONS AND RESTRICTED SHARES TO ROBERT PHILLPOT,
EXECUTIVE DIRECTOR OF THE COMPANY
PROPOSAL #5: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
INSTITUTIONAL INVESTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acron PJSC
TICKER: AKRN CUSIP: X00311104
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acron PJSC
TICKER: AKRN CUSIP: X00311104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.1: ELECT NIKOLAY ARUTYUNOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.2: ELECT IGOR BELIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT VLADIMIR GAVRIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT GEORGY GOLUKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT ALEKSANDR DYNKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT YURY MALYSHEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.7: ELECT ALEKSANDR POPOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT ARKADY SVERDLOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT VLADIMIR SISTER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT VALENTINA ALEKSANDROVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #7.2: ELECT IRINA DUDICHEVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.3: ELECT ELENA ZUBRILOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.4: ELECT ELENA POTAPOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.5: ELECT TATYANA KHRAPOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acrux Ltd.
TICKER: ACR CUSIP: Q0093N109
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROSS DOBINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT TIMOTHY OLDHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SIMON GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT GEOFFREY BROOKE AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acs, Actividades de Construccion y Servicios S.A
TICKER: ACS CUSIP: E7813W163
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT CARMEN FERNANDEZ ROZADO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT JOSE ELADIO SECO DOMINGUEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT MARCELINO FERNANDEZ VERDES AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #6: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: AMEND ARTICLE 19 RE: BOARD COMMITTEES ISSUER YES FOR FOR
PROPOSAL #7.2: AMEND ARTICLE 22 RE: APPOINTMENTS ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7.3: AMEND ARTICLE 23 RE: BOARD COMMITTEES ISSUER YES FOR FOR
PROPOSAL #7.4: ADD ARTICLE 22 BIS RE: REMUNERATION ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #10: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Actelion Ltd.
TICKER: ATLN CUSIP: H0032X135
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1a: REELECT JEAN-PIERRE GARNIER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1b: REELECT JEAN-PAUL CLOZEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT JUHANI ANTTILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT ROBERT BERTOLINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: REELECT JOHN GREISCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT PETER GRUSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT MICHAEL JACOBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT JEAN MALO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT DAVID STOUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1j: REELECT HERNA VERHAGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT JEAN-PIERRE GARNIER AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #4.3a: APPOINT HERNA VERHAGEN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3b: APPOINT JEAN-PIERRE GARNIER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3c: APPOINT JOHN GRIESCH AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.1a: ELECT LUDO OOMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1b: ELECT CLAUDIO CESCATO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1c: ELECT ANDREA OSTINELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1d: ELECT PASCAL HOORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1e: ELECT JULIAN BERTSCHINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT LUDO OOMS AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3a: APPOINT CLAUDIO CESCATO AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3b: APPOINT ANDREA OSTINELLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3c: APPOINT PASCAL HOORN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6: APPROVE ISSUANCE OF SHARES IN IDORSIA ISSUER YES FOR FOR
LTD. TO ACTELION SHAREHOLDERS IN CONNECTION WITH
SPIN-OFF
PROPOSAL #7: DESIGNATE BDO AG AS INDEPENDENT PROXY ISSUER YES FOR FOR
PROPOSAL #8: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHF 681,000 REDUCTION IN SHARE ISSUER YES FOR FOR
CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adana Cimento Sanayii AS
TICKER: ADANA CUSIP: M01775101
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adani Enterprises Ltd.
TICKER: 512599 CUSIP: Y00106131
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT VASANT S. ADANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT AMEET H. DESAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE DHARMESH PARIKH AND CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT HEMANT M. NERURKAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE OPTION TO CONVERT LOANS INTO ISSUER YES FOR FOR
EQUITY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adani Ports and Special Economic Zone Ltd.
TICKER: ADANIPORTS CUSIP: Y00130107
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #4: REELECT MALAY MAHADEVIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R B C & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF KARAN ADANI, ISSUER YES FOR FOR
CHIEF EXECUTIVE OFFICER
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #9: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adani Ports and Special Economic Zone Ltd.
TICKER: ADANIPORTS CUSIP: Y00130107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adani Power Ltd
TICKER: 533096 CUSIP: Y0019Q104
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT VNEET S. JAAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adastria Co., Ltd.
TICKER: 2685 CUSIP: J0011S105
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUKUDA, MICHIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATSUSHITA, MASA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMURA, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FUKUDA, TAIKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KURASHIGE, HIDEKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATSUI, TADAMITSU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AKUTSU, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HORIE, HIROMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADATA Technology Co., Ltd.
TICKER: 3260 CUSIP: Y00138100
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT CHEN LI BAI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
9 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CHEN LING JUAN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 10 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT ZHOU SHOU XUN, REPRESENTATIVE OF ISSUER YES FOR FOR
BAO DA INVESTMENT CO., LTD WITH SHAREHOLDER NO.
50188 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT LI ZENG HUA, REPRESENTATIVE OF ISSUER YES FOR FOR
BAO DA INVESTMENT CO., LTD WITH SHAREHOLDER NO. 50188
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT WU ZONG TING, REPRESENTATIVE OF ISSUER YES FOR FOR
BAO DA INVESTMENT CO., LTD WITH SHAREHOLDER NO. 50188
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT KANG JIAN ZHONG, REPRESENTATIVE ISSUER YES FOR FOR
OF BAO DA INVESTMENT CO., LTD WITH SHAREHOLDER NO.
50188 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT LI CONG RONG WITH ID NO. ISSUER YES AGAINST AGAINST
H101402XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT HUANG KUAN MO WITH ID NO. ISSUER YES FOR FOR
H120349XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT CHEN ZI CHANG WITH ID NO. ISSUER YES FOR FOR
A122410XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adcock Ingram Holdings Ltd
TICKER: AIP CUSIP: S00358101
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT ANNA MOKGOKONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT MOTTY SACKS AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.2: RE-ELECT MATTHIAS HAUS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT ROGER STEWART AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.1: ELECT DORETTE NEETHLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT BASADI LETSOALO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT ERNST & YOUNG AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY WITH DAVE CATHRALL BEING THE DESIGNATED
AUDITOR AND AUTHORISE THEIR REMUNERATION
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED PARTIES
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adcorp Holdings Ltd
TICKER: ADR CUSIP: S0038H108
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 29 FEBRUARY 2016
PROPOSAL #2.1: ELECT AMITAVA GUHAROY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT MICHAEL SPICER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT NONTOBEKO NDHLAZI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT SINDISIWE MABASO-KOYANA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: RE-ELECT TIMOTHY ROSS AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: RE-ELECT SINDISIWE MABASO-KOYANA AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: RE-ELECT MNCANE MTHUNZI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.4: RE-ELECT MICHAEL SPICER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MLE TSHABALALA AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #8: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE FOR THE ISSUER YES FOR FOR
SUBSCRIPTION OF ANY DEBT SECURITIES AND THE PROVISION
OF LOANS OR OTHER FINANCIAL ASSISTANCE TO RELATED
AND INTER-RELATED COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adecco Group AG
TICKER: ADEN CUSIP: H00392318
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.50 PER SHARE
PROPOSAL #2.2: APPROVE EUR 154 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL AND CAPITAL REPAYMENT OF EUR 0.90 PER
SHARE
PROPOSAL #2.3: AMEND ARTICLES RE: THRESHOLD TO SUBMIT ISSUER YES FOR FOR
ITEMS TO AGENDA
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 4.7 MILLION
PROPOSAL #4.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 34.8 MILLION
PROPOSAL #5.1.1: REELECT ROLF DOERIG AS DIRECTOR AND ISSUER YES FOR FOR
AS BOARD CHAIRMAN
PROPOSAL #5.1.2: REELECT JEAN-CHRISTOPHE DESLARZES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.3: REELECT ALEXANDER GUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT DIDIER LAMOUCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT DAVID PRINCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: REELECT WANDA RAPACZYNSKI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.7: REELECT KATHLEEN TAYLOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.8: ELECT ARIANE GORIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.1: APPOINT ALEXANDER GUT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2.2: APPOINT JEAN-CHRISTOPHE DESLARZES AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2.3: APPOINT WANDA RAPACZYNSKI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2.4: APPOINT KATHLEEN TAYLOR AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE PARTIAL CANCELLATION OF ISSUER YES FOR FOR
CONDITIONAL CAPITAL
PROPOSAL #6.2: APPROVE CREATION OF CHF 855,780 POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #8: CHANGE LOCATION OF REGISTERED ISSUER YES FOR FOR
OFFICE/HEADQUARTERS TO ZURICH, SWITZERLAND
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adeka Corp.
TICKER: 4401 CUSIP: J0011Q109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR KORI, AKIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TOMIYASU, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIROZUME, HIDETAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAJIMA, AKIMASA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ARATA, RYOZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAJIMA, KOJI ISSUER �� YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YUKINO, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOBAYASHI, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUJISAWA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NAGAI, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YANO, HIRONORI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR OKUYAMA, AKIO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adelaide Brighton Ltd.
TICKER: ABC CUSIP: Q0109N101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT Z TODORCEVSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LV HOSKING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KEN SCOTT-MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ARLENE TANSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF AWARDS TO M BRYDON ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE INCREASE TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR'S REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: adidas AG
TICKER: ADS CUSIP: D0066B185
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: APPROVE CREATION OF EUR 50 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE CREATION OF EUR 16 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #8: APPROVE CREATION OF EUR 20 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #9.1: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #9.2: RATIFY KPMG AG AS AUDITORS FOR HALF- ISSUER YES FOR FOR
YEAR AND QUARTERLY REPORTS 2017
PROPOSAL #9.3: RATIFY KPMG AG AS AUDITORS FOR THE ISSUER YES FOR FOR
2018 INTERIM FINANCIAL STATEMENTS UNTIL THE 2018 AGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aditya Birla Nuvo Ltd.
TICKER: 500303 CUSIP: Y0014E106
MEETING DATE: 8/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND �� ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAJASHREE BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT LALIT NAIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R B C & CO LLP AS JOINT ISSUER YES FOR FOR
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
JOINT STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7.1: APPROVE S R B C & CO LLP AS BRANCH ISSUER YES FOR FOR
AUDITORS OF THE COMPANY'S JAYA SHREE TEXTILES
DIVISION, RISHRA AND INDO GULF FERTILISERS,
JAGDISHPUR, AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7.2: APPROVE DELOITTE HASKINS & SELLS LLP ISSUER YES FOR FOR
AS BRANCH AUDITORS OF THE COMPANY'S ADITYA BIRLA
INSULATORS DIVISIONS AT RISHRA & HALOL AND INDIAN
RAYON DIVISION AT VERAVAL, AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: ELECT V. CHANDRASEKARAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aditya Birla Nuvo Ltd.
TICKER: 500303 CUSIP: Y0014E106
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adlink Technology Inc.
TICKER: 6166 CUSIP: Y0014R107
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Admiral Group plc
TICKER: ADM CUSIP: G0110T106
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT JUSTINE ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANNETTE COURT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GERAINT JONES AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #8: RE-ELECT COLIN HOLMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JEAN PARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PENNY JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MANNING ROUNTREE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT OWEN CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADO Properties S.A.
TICKER: ADJ CUSIP: L0120V103
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 1 RE: TEXTUAL CHANGE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 3 RE: CHANGE OF REGISTERED ISSUER YES FOR FOR
OFFICE WITHIN THE GRAND DUCHY OF LUXEMBOURG
PROPOSAL #3: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION
PROPOSAL #4: AMEND ARTICLE 6 RE: ACCESS TO DOCUMENTS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 7 RE: WAIVING OF VOTING ISSUER YES FOR FOR
RIGHTS
PROPOSAL #6: AMEND ARTICLE 8 RE: DECISIVE VOTE BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7: AMEND ARTICLE 8 RE: DELEGATION OF POWERS ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE 10 RE: CLARIFY DEALING IN ISSUER YES FOR FOR
CASE OF CONFLICTS OF INTEREST IN LINE WITH APPLICABLE
LUXEMBOURG LAW
PROPOSAL #9: AMEND ARTICLE 12 RE: OFFICIAL GAZETTE ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLE 13 RE: DATE OF ANNUAL ISSUER YES FOR FOR
GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADO Properties S.A.
TICKER: ADJ CUSIP: L0120V103
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: ELECT JORN STOBB AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE OF FIXED ANNUAL FEES OF ISSUER YES FOR FOR
INDEPENDENT BOARD MEMBERS
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: RENEW APPOINTMENT OF KPMG LUXEMBOURG AS ISSUER YES FOR FOR
AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advan Co., Ltd.
TICKER: 7463 CUSIP: J0018M101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR YAMAGATA, MASANOSUKE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUETSUGU, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAGATA, YOSHINOSUKE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAMAGATA, TOMOMICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIYAUCHI, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ISHIDA, TETSUO ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR HAMAMOTO, ISSUER YES FOR FOR
KAZUTAKA
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR SUZUKI, ISSUER YES FOR FOR
KIYOTAKA
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Ceramic X Corp.
TICKER: 3152 CUSIP: Y0015V107
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Info Service PCL
TICKER: ADVANC CUSIP: Y0014U183
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AS DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO. LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7.1: ELECT SOMPRASONG BOONYACHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT KRAIRIT EUCHUKANONCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT SOMCHAI LERTSUTIWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PRASAN CHUAPHANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE AND SALE OF WARRANTS ISSUER YES FOR FOR
TO EMPLOYEES OF THE COMPANY AND SUBSIDIARIES
PROPOSAL #11: APPROVE ISSUANCE OF SHARES FOR THE ISSUER YES FOR FOR
CONVERSION OF WARRANTS TO BE ISSUED TO EMPLOYEES OF
THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #12: APPROVE ALLOCATION OF WARRANTS TO ISSUER YES FOR FOR
SOMCHAI LERTSUTIWONG
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced International Multitech Co., Ltd.
TICKER: 8938 CUSIP: Y00159106
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Process Systems Corp.
TICKER: A054620 CUSIP: Y22907102
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KIM SEUNG-HAN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KIM HYEON-CHEOL AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Process Systems Corp.
TICKER: A054620 CUSIP: Y22907102
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT JEONG GI-ROH AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PARK YOUNG-BAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT KIM BOO-SIK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Semiconductor Engineering Inc.
TICKER: 2311 CUSIP: 00756M404
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #F1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #F2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #G1: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Semiconductor Engineering Inc.
TICKER: 2311 CUSIP: Y00153109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Wireless Semiconductor Co
TICKER: 8086 CUSIP: Y0016E104
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advantage Oil & Gas Ltd.
TICKER: AAV CUSIP: 00765F101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SIX ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR STEPHEN E. BALOG ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PAUL G. HAGGIS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ANDY J. MAH ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR RONALD A. MCINTOSH ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR GRANT B. FAGERHEIM ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR JILL T. ANGEVINE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERCOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ADOPT BY-LAW NO. 1 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advantech Co., Ltd.
TICKER: 2395 CUSIP: Y0017P108
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #8: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #9: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #10: APPROVE DISPOSAL OF EQUITY IN ADVANTECH ISSUER YES FOR FOR
LNC TECHNOLOGY CO., LTD.
PROPOSAL #11.1: ELECT K.C.LIU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
00000001 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT TED HSU WITH ID NO. Q120226XXX ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT DONALD CHANG, REPRESENTATIVE OF ISSUER YES FOR FOR
AIDC INVESTMENT CORP., WITH SHAREHOLDER NO. 00000040
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT CHANEY HO, REPRESENTATIVE OF ISSUER YES FOR FOR
ADVANTECH FOUNDATION, WITH SHAREHOLDER NO. 00000163
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.5: ELECT JEFF CHEN WITH ID NO. ISSUER YES FOR FOR
B100630XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11.6: ELECT BENSON LIU WITH ID NO. ISSUER YES FOR FOR
P100215XXX AS INDEPENDENT DIRECTOR
PROPOSAL #11.7: ELECT JOSEPH YU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
00017301 AS INDEPENDENT DIRECTOR
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advantest Corp.
TICKER: 6857 CUSIP: J00210104
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YOSHIDA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARATSU, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YOSHIKAWA, SEIICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAE BUM MYUNG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HANS-JUERGEN WAGNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TSUKAKOSHI, SOICHI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KURITA, YUICHI
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YAMAMURO, MEGUMI
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HAGIO, YASUSHIGE
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER KARATSU, OSAMU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADvTECH Ltd
TICKER: ADH CUSIP: S0065B115
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2: ELECT DR JANE HOFMEYR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DR JACQUELINE CHIMHANZI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RE-ELECT CHRIS BOULLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT BRENDA GOURLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHRIS BOULLE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: RE-ELECT BRENDA GOURLEY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT KEITH WARBURTON AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #9: ELECT DR JACQUELINE CHIMHANZI AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #10: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH H LOONAT AS THE DESIGNATED
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: APPROVE MANAGEMENT SHARE INCENTIVE ISSUER YES FOR FOR
SCHEME
PROPOSAL #5: APPROVE PHASE OUT AND REPLACEMENT OF THE ISSUER YES FOR FOR
EXISTING SHARE INCENTIVE SCHEME 2010
PROPOSAL #6: APPROVE ALLOCATION OF UNALLOCATED, ISSUER YES FOR FOR
RELINQUISHED AND LAPSED OPTION SHARES FOR UTILISATION
UNDER THE MSI
PROPOSAL #7: AMEND THE TRUST DEED OF THE TRUST IN ISSUER YES FOR FOR
ORDER TO ALLOW UTILISATION, SALE OR TRANSFER OF
SHARES FOR THE PURPOSE AND BENEFIT OF THE MSI
PROPOSAL #8: APPROVE ISSUE OF SHARES FOR THE PURPOSES ISSUER YES FOR FOR
OF THE MSI
PROPOSAL #9: AUTHORISE RATIFICATION OF SPECIAL ISSUER YES FOR FOR
RESOLUTIONS 4, 5, 6, AND 7
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AECI Ltd
TICKER: AFE CUSIP: S00660118
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3.1: RE-ELECT GRAHAM DEMPSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT LIZIWE MDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT ALLEN MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOSES KGOSANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARK DYTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT GRAHAM DEMPSTER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.2: RE-ELECT GODFREY GOMWE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.3: ELECT MOSES KGOSANA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.4: RE-ELECT ALLEN MORGAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE IMPLEMENTATION OF THE ISSUER YES FOR FOR
REMUNERATION POLICY
PROPOSAL #1.1: APPROVE FEES OF THE BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE FEES OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #1.3: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.4: APPROVE FEES OF THE AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1.5: APPROVE FEES OF THE OTHER BOARD ISSUER YES FOR FOR
COMMITTEES' CHAIRMAN
PROPOSAL #1.6: APPROVE FEES OF THE OTHER BOARD ISSUER YES FOR FOR
COMMITTEES' MEMBERS
PROPOSAL #1.7: APPROVE FEES OF THE SUBSIDIARIES' ISSUER YES FOR FOR
FINANCIAL REVIEW AND RISK COMMITTEES CHAIRMAN
PROPOSAL #1.8: APPROVE FEES OF THE SUBSIDIARIES' ISSUER YES FOR FOR
FINANCIAL REVIEW AND RISK COMMITTEES NON-EXECUTIVE
MEMBERS
PROPOSAL #1.9: APPROVE MEETING ATTENDANCE FEE ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
PROPOSAL #4.1: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
DELETION AND SUBSTITUTION OF ARTICLE 15.1.10
PROPOSAL #4.2: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
DELETION OF ARTICLE 15.2.3
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aecon Group Inc.
TICKER: ARE CUSIP: 00762V109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BUTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY P. FRANCESCHINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J.D. HOLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN WOLBURGH JENAH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MONICA SLOAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN V. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: APPROVE ADVANCE NOTICE REQUIREMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aedifica
TICKER: AED CUSIP: B0130A108
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #5b: APPROVE DIVIDENDS OF EUR 2.10 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7a: APPROVE DISCHARGE OF DIRECTOR O. ISSUER YES FOR FOR
LIPPENS
PROPOSAL #7b: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
GIELENS
PROPOSAL #7c: APPROVE DISCHARGE OF DIRECTOR A. SIMONT ISSUER YES FOR FOR
PROPOSAL #7d: APPROVE DISCHARGE OF DIRECTOR J. ISSUER YES FOR FOR
KOTARAKOS
PROPOSAL #7e: APPROVE DISCHARGE OF DIRECTOR S. MAES ISSUER YES FOR FOR
PROPOSAL #7f: APPROVE DISCHARGE OF DIRECTOR J. ISSUER YES FOR FOR
FRANKEN
PROPOSAL #7g: APPROVE DISCHARGE OF DIRECTOR E. HOHL ISSUER YES FOR FOR
PROPOSAL #7h: APPROVE DISCHARGE OF DIRECTOR K. ISSUER YES FOR FOR
KESTELOOT
PROPOSAL #7i: APPROVE DISCHARGE OF DIRECTOR E. ISSUER YES FOR FOR
ROBERTI-MAY
PROPOSAL #7j: APPROVE DISCHARGE OF DIRECTOR S. WIBAUT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9a: REELECT JEAN KOTARAKOS AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9b: REELECT JEAN FRANKEN AS NON-EXECUTIVE ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10a: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #10b: APPROVE GRANT OF SHARES UNDER ISSUER YES FOR FOR
RESTRICTED STOCK PLAN
PROPOSAL #11a: APPROVE REMUNERATION OF BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #11b: APPROVE REMUNERATION OF BOARD ISSUER YES FOR FOR
COMMITTEE CHAIRMEN
PROPOSAL #11c: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS RE: ANNUAL RETAINER FEE
PROPOSAL #11d: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS RE: BOARD ATTENDANCE FEES
PROPOSAL #11e: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS RE: COMMITTEE ATTENDANCE FEES
PROPOSAL #12a: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
CREDIT FACILITY AGREEMENT WITH ING BELGIE
PROPOSAL #12b: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
CREDIT FACILITY AGREEMENT WITH CAISSE D'EPARGNE ET DE
PREVOYANCE NORD FRANCE EUROPE
PROPOSAL #12c: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
CREDIT FACILITY AGREEMENTS WITH BNP PARIBAS FORTIS
PROPOSAL #12d: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
CREDIT FACILITY AGREEMENT WITH BELFIUS BANK
PROPOSAL #12e: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
CREDIT FACILITY AGREEMENT WITH KBC BANK
PROPOSAL #13: ADOPT FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
SUBSIDIARY DE STICHEL
PROPOSAL #14a: APPROVE DISCHARGE OF S. GIELENS FOR ISSUER YES FOR FOR
FULFILLMENT OF BOARD MANDATE AT DE STICHEL
PROPOSAL #14b: APPROVE DISCHARGE OF J. KOTARAKOS FOR ISSUER YES FOR FOR
FULFILLMENT OF BOARD MANDATE AT DE STICHEL
PROPOSAL #14c: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDIARY DE STICHEL
PROPOSAL #15: APPROVE DISCHARGE OF AUDITOR ERNST & ISSUER YES FOR FOR
YOUNG OF SUBSIDIARY DE STICHEL
PROPOSAL #16: ADOPT FINANCIAL STATEMENTS SUBSIDIARY ISSUER YES FOR FOR
OVERBEKE
PROPOSAL #17: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDIARY OVERBEKE
PROPOSAL #18: APPROVE DISCHARGE OF AUDITOR ERNST & ISSUER YES FOR FOR
YOUNG OF SUBSIDIARY OVERBEKE
PROPOSAL #19: ADOPT FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
SUBSIDIARY MICHRI
PROPOSAL #20a: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
GIELENS OF SUBSIDIARY MICHRI
PROPOSAL #20b: APPROVE DISCHARGE OF DIRECTOR J. ISSUER YES FOR FOR
KOTARAKOS OF SUBSIDIARY MICHRI
PROPOSAL #20c: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDARY MICHRI
PROPOSAL #21: APPROVE DISCHARGE OF AUDITOR ERNST & ISSUER YES FOR FOR
YOUNG OF SUBSIDIARY MICHRI
PROPOSAL #22: ADOPT FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
SUBSIDIARY VILLA TEMPORIS
PROPOSAL #23a: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
GIELENS OF SUBSIDIARY VILLA TEMPORIS
PROPOSAL #23b: APPROVE DISCHARGE OF DIRECTOR J. ISSUER YES FOR FOR
KOTARAKOS OF SUBSIDIARY VILLA TEMPORIS
PROPOSAL #23c: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDIARY VILLA TEMPORIS
PROPOSAL #24: APPROVE DISCHARGE OF AUDITOR ERNST & ISSUER YES FOR FOR
YOUNG OF SUBSIDIARY VILLA TEMPORIS
PROPOSAL #25: ADOPT FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
SUBSIDIARY WOON & ZORG VG
PROPOSAL #26a: APPROVE DISCHARGE OF DIRECTOR BVBA EB ISSUER YES FOR FOR
MANAGEMENT OF SUBSIDIARY WOON & ZORG VG
PROPOSAL #26b: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDIARY WOON & ZORG VG
PROPOSAL #27: APPROVE DISCHARGE OF AUDITOR ERNST & ISSUER YES FOR FOR
YOUNG OF SUBSIDIARY WOON & ZORG VG
PROPOSAL #28: ADOPT FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
SUBSIDIARY RL INVEST
PROPOSAL #29a: APPROVE DISCHARGE OF DIRECTOR L. VAN ISSUER YES FOR FOR
MOERZEKE OF SUBSIDIARY RL INVEST
PROPOSAL #29b: APPROVE DISCHARGE OF DIRECTOR NV ISSUER YES FOR FOR
VULPIA OF SUBSIDIARY RL INVEST
PROPOSAL #29c: APPROVE DISCHARGE OF DIRECTOR LCVBA ISSUER YES FOR FOR
VULPIA REAL ESTATE OF SUBSIDIARY RL INVEST
PROPOSAL #29d: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
GIELENS OF SUBSIDIARY RL INVEST
PROPOSAL #29e: APPROVE DISCHARGE OF DIRECTOR J. ISSUER YES FOR FOR
KOTARAKOS OF SUBSIDIARY RL INVEST
PROPOSAL #29f: APPROVE DISCHARGE OF DIRECTOR L. ISSUER YES FOR FOR
GACOIN OF SUBSIDIARY RL INVEST
PROPOSAL #29g: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
EVERAERT OF SUBSIDIARY RL INVEST
PROPOSAL #29h: APPROVE DISCHARGE OF DIRECTOR C.A. VAN ISSUER YES FOR FOR
AELST OF SUBSIDIARY RL INVEST
PROPOSAL #29i: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDIARY RL INVEST
PROPOSAL #30a: APPROVE DISCHARGE OF AUDITOR ERNST & ISSUER YES FOR FOR
YOUNG REPRESENTED BY H. WEVERS OF SUBSIDIARY RL
PROPOSAL #30b: APPROVE DISCHARGE OF AUDITOR ERNST & ISSUER YES FOR FOR
YOUNG REPRESENTED BY J.F. HUBIN OF SUBSIDIARY RL
PROPOSAL #31: ADOPT FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
SUBSIDIARY LA CROIX HUART
PROPOSAL #32a: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
GIELENS OF SUBSIDIARY LA CROIX HUART
PROPOSAL #32b: APPROVE DISCHARGE OF DIRECTOR J. ISSUER YES FOR FOR
KOTARAKOS OF SUBSIDIARY LA CROIX HUART
PROPOSAL #32c: APPROVE DISCHARGE OF DIRECTOR L. ISSUER YES FOR FOR
GACOIN OF SUBSIDIARY LA CROIX HUART
PROPOSAL #32d: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
EVERAERT OF SUBSIDIARY LA CROIX HUART
PROPOSAL #32e: APPROVE DISCHARGE OF DIRECTOR C.A. VAN ISSUER YES FOR FOR
AELST OF SUBSIDIARY LA CROIX HUART
PROPOSAL #32f: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDIARY LA CROIX HUART
PROPOSAL #33: APPROVE DISCHARGE OF AUDITOR ERNST & ISSUER YES FOR FOR
YOUNG OF SUBSIDIARY LA CROIX HUART
PROPOSAL #34: ADOPT FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
SUBSIDIARY PATRIMONIALE FLANDRIA
PROPOSAL #35a: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
GIELENS OF SUBSIDIARY PATRIMONIALE FLANDRIA
PROPOSAL #35b: APPROVE DISCHARGE OF DIRECTOR J. ISSUER YES FOR FOR
KOTARAKOS OF SUBSIDIARY PATRIMONIALE FLANDRIA
PROPOSAL #35c: APPROVE DISCHARGE OF DIRECTOR L. ISSUER YES FOR FOR
GACOIN OF SUBSIDIARY PATRIMONIALE FLANDRIA
PROPOSAL #35d: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
EVERAERT OF SUBSIDIARY PATRIMONIALE FLANDRIA
PROPOSAL #35e: APPROVE DISCHARGE OF DIRECTOR C.A. VAN ISSUER YES FOR FOR
AELST OF SUBSIDIARY PATRIMONIALE FLANDRIA
PROPOSAL #35f: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDIARY PATRIMONIALE FLANDRIA
PROPOSAL #36: APPROVE DISCHARGE OF AUDITORS OF ISSUER YES FOR FOR
SUBSIDIARY PATRIMONIALE FLANDRIA
PROPOSAL #37: ADOPT FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
SUBSIDIARY SENIOR HOTEL
PROPOSAL #38a: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
GIELENS OF SUBSIDIARY SENIOR HOTEL
PROPOSAL #38b: APPROVE DISCHARGE OF DIRECTOR J. ISSUER YES FOR FOR
KOTARAKOS OF SUBSIDIARY SENIOR HOTEL
PROPOSAL #38c: APPROVE DISCHARGE OF DIRECTOR L. ISSUER YES FOR FOR
GACOIN OF SUBSIDIARY SENIOR HOTEL
PROPOSAL #38d: APPROVE DISCHARGE OF DIRECTOR S. ISSUER YES FOR FOR
EVERAERT OF SUBSIDIARY SENIOR HOTEL
PROPOSAL #38e: APPROVE DISCHARGE OF DIRECTOR C.A. VAN ISSUER YES FOR FOR
AELST GIELENS OF SUBSIDIARY SENIOR HOTEL
PROPOSAL #38f: APPROVE DISCHARGE OF DIRECTOR AEDIFICA ISSUER YES FOR FOR
OF SUBSIDIARY SENIOR HOTEL
PROPOSAL #39: APPROVE DISCHARGE OF AUDITORS OF ISSUER YES FOR FOR
SUBSIDIARY SENIOR HOTEL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aedifica
TICKER: AED CUSIP: B0130A108
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A2.1: APPROVE ISSUANCE OF SHARES WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #A2.2: APPROVE ISSUANCE OF EQUITY WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #A2.3: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #B: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aegean Airlines SA
TICKER: AEGN CUSIP: X18035109
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: ELECT MEMBER OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aegon NV
TICKER: AGN CUSIP: 007924103
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.4: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.5: APPROVE DIVIDENDS OF EUR 0.26 PER ISSUER YES FOR FOR
COMMON SHARE AND EUR 0.00650 PER COMMON SHARE B
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT DONA YOUNG TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT WILLIAM CONNELLY TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.3: ELECT MARK ELLMAN TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT MATTHEW RIDER TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #8.1: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #8.2: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8.3: AUTHORIZE BOARD TO ISSUE SHARES UP TO ISSUER YES FOR FOR
1 PERCENT OF ISSUED CAPITAL UNDER INCENTIVE PLANS
PROPOSAL #8.4: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aegon NV
TICKER: AGN CUSIP: N00927298
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.4: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.5: APPROVE DIVIDENDS OF EUR 0.26 PER ISSUER YES FOR FOR
COMMON SHARE AND EUR 0.00650 PER COMMON SHARE B
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT DONA YOUNG TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT WILLIAM CONNELLY TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.3: ELECT MARK ELLMAN TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT MATTHEW RIDER TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #8.1: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #8.2: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8.3: AUTHORIZE BOARD TO ISSUE SHARES UP TO ISSUER YES FOR FOR
1 PERCENT OF ISSUED CAPITAL UNDER INCENTIVE PLANS
PROPOSAL #8.4: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AENA S.A.
TICKER: AENA CUSIP: E526K0106
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5.1: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
FRANCISCO JAVIER MARTIN RAMIRO AS DIRECTOR
PROPOSAL #5.2: ELECT MARIA JESUS ROMERO DE AVILA ISSUER YES FOR FOR
TORRIJOS AS DIRECTOR
PROPOSAL #5.3: ELECT ALICIA SEGOVIA MARCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES UP TO
EUR 5 BILLION
PROPOSAL #7: AMEND ARTICLES RE: COMPANY NAME, ISSUER YES FOR FOR
CORPORATE PURPOSE, NATIONALITY, REGISTERED OFFICE,
FISCAL YEAR, ANNUAL STATEMENTS, RESERVES AND
DISTRIBUTION OF PROFITS
PROPOSAL #8: CHANGE COMPANY NAME TO AENA SME SA ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeon Co., Ltd.
TICKER: 8267 CUSIP: J00288100
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YOKO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OKADA, MOTOYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORI, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAMASHITA, AKINORI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SATO, KEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR UCHINAGA, YUKAKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NAGASHIMA, TORU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TSUKAMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ONO, KOTARO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeon Delight Co. Ltd.
TICKER: 9787 CUSIP: J0036F104
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAKAYAMA, IPPEI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YAMADA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SOMA, MASARU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YASHI, TAJIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMAZATO, NOBUO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FURUKAWA, YUKIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SADAOKA, HIROKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FURUTANI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHIKATA, MOTOYUKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIBUTANI, YUICHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SATO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FUJITA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HOMPO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR TAKAHASHI, ISSUER YES FOR FOR
TSUKASA
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR MORIHASHI, ISSUER YES FOR FOR
HIDENOBU
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR KAWABE, YUJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeon Fantasy Co., Ltd.
TICKER: 4343 CUSIP: J0673X103
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATAOKA, NAO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NITTA, SATORU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FUJIWARA, TOKUYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAMURA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAJITA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAKANO, KYOKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FUJIWARA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KOIWA, WATARU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OYA, KAZUKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KOKAZE, AKIRA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AEON Financial Service Co., Ltd.
TICKER: 8570 CUSIP: J0021H107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWAHARA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIZUNO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WAKABAYASHI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MANGETSU, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMADA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ARAI, NAOHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ISHIZUKA, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WATANABE, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OTSURU, MOTONARI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR HAKODA, JUNYA ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR NAKAJIMA, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR UCHIBORI, ISSUER YES FOR FOR
HISANORI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR YAMAZAWA, ISSUER YES FOR FOR
KOTARO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR SAKAKI, ISSUER YES FOR FOR
TAKAYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AEON Mall Co., Ltd.
TICKER: 8905 CUSIP: J10005106
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MURAKAMI, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOSHIDA, AKIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IWAMOTO, KAORU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHIBA, SEIICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UMEDA, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MISHIMA, AKIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OKADA, MOTOYA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FUJIKI, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TAMAI, MITSUGU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SATO, HISAYUKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR YOKOYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TAIRA, MAMI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KAWABATA, MASAO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR WATANABE, MAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeroflot PJSC
TICKER: AFLT CUSIP: X00096101
MEETING DATE: 12/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER NO N/A N/A
CESSION OF RIGHTS ON PURCHASE OF AIRCRAFT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aeroports de Paris ADP
TICKER: ADP CUSIP: F00882104
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.64 PER SHARE
PROPOSAL #4: APPROVE TRANSACTION WITH THE FRENCH ISSUER YES FOR FOR
STATE
PROPOSAL #5: APPROVE TRANSACTION WITH THE MUSEE DU ISSUER YES FOR FOR
LOUVRE
PROPOSAL #6: APPROVE TRANSACTION WITH THE MUSEE ISSUER YES FOR FOR
D'ORSAY AND THE MUSEE DE L'ORANGERIE
PROPOSAL #7: APPROVE TRANSACTION WITH MEDIA AEROPORTS ISSUER YES FOR FOR
DE PARIS
PROPOSAL #8: APPROVE TRANSACTION WITH SNCF MOBILITE ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TRANSACTION WITH SNCF RESEAU AND ISSUER YES FOR FOR
THE CAISSE DES DEPOTS ET CONSIGNATIONS
PROPOSAL #10: APPROVE TRANSACTION WITH L'ECOLE ISSUER YES FOR FOR
NATIONALE SUPERIEURE LOUIS LUMIERE
PROPOSAL #11: APPROVE TRANSACTION WITH CHATEAU DU ISSUER YES FOR FOR
MUSEE ET DU DOMAINE NATIONAL DE VERSAILLES
PROPOSAL #12: APPROVE TRANSACTION WITH ATOUT FRANCE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE TRANSACTION WITH RATP AND STIF ISSUER YES FOR FOR
PROPOSAL #14: APPROVE TRANSACTION WITH SOCIETE DE ISSUER YES FOR FOR
DISTRIBUTION AEROPORTUAIRE
PROPOSAL #15: APPROVE TRANSACTION WITH PARIS MUSEES ISSUER YES FOR FOR
PROPOSAL #16: APPROVE TRANSACTION WITH THE GROUPEMENT ISSUER YES FOR FOR
D'INTERET PUBLIC PARIS2024
PROPOSAL #17: APPROVE TRANSACTION WITH GROUPE VINCI ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #19: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
AUGUSTIN DE ROMANET, CHAIRMAN AND CEO
PROPOSAL #20: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK JEANTET, VICE-CEO
PROPOSAL #21: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #22: RATIFY CHANGE LOCATION OF REGISTERED ISSUER YES FOR FOR
OFFICE TO, 1 RUE DE FRANCE, 93290, TREMBLAY EN FRANCE
PROPOSAL #23: AMEND ARTICLES 1, 13, 14, 15, 16 OF ISSUER YES FOR FOR
BYLAWS RE: BOARD OF DIRECTORS
PROPOSAL #24: AMEND ARTICLE 18 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES RE: TRANSACTIONS BETWEEN DIRECTORS
AND SHAREHOLDERS
PROPOSAL #25: AMEND ARTICLE 20 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES RE: GENERAL MEETINGS
PROPOSAL #26: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #27: ELECT GENIEVRE CHAUX-DEBRY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #28: ELECT MICHEL MASSONI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #29: ELECT MURIEL PENICAUD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #30: ELECT DENIS ROBIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #31: ELECT PERRINE VIDALENCHE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #32: SUBJECTED TO APPROVAL OF ITEM 23, ISSUER YES AGAINST AGAINST
APPOINT GILLES LEBLANC AS CENSOR
PROPOSAL #33: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
CENSORS IN THE AGGREGATE AMOUNT OF EUR 350,000
PROPOSAL #34: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Gener S.A.
TICKER: AESGENER CUSIP: P0607L111
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.031 PER SHARE
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE; PRESENT REPORT ON DIRECTORS'
COMMITTEE EXPENSES AND ACTIVITIES
PROPOSAL #5: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #6: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #7: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #9: OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: ADPV35727
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALTERNATE FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #3: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES TIETE ENERGIA SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALTERNATE FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
PROPOSAL #3: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #4.1: ELECT ANDRE EDUARDO DANTAS AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND PAULO ROBERTO BELLENTANI BRANDAO
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.2: ELECT CARLOS EDUARDO TEIXEIRA TAVEIROS SHAREHOLDER NO N/A N/A
AS FISCAL COUNCIL MEMBER AND JOAO GUSTAVO SPECIALSKI
DA SILVEIRA AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AES Tiete Energia SA
TICKER: TIET4 CUSIP: P30641115
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF NOVA ENERGIA ISSUER YES FOR FOR
HOLDING S.A.
PROPOSAL #2: ELECT DIRECTOR AND ALTERNATES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AF AB
TICKER: AF B CUSIP: W05244111
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 4.50 PER SHARE
PROPOSAL #12a: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #12b: REELECT STAFFAN JUFORS, ANDERS ISSUER YES FOR FOR
NARVINGER (CHAIRMAN), BJÖRN O. NILSSON, MAUD
OLOFSSON, JOAKIM RUBIN, KRISTINA SCHAUMAN AND ANDERS
SNELL AS DIRECTORS; ELECT GUNILLA BERG AS NEW
PROPOSAL #12c: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12d: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 750,000 FOR CHAIRMAN, AND SEK
310,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12e: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF BETWEEN THREE AND FIVE OF
COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
PROPOSAL #13: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #14: APPROVE CONVERTIBLE DEBENTURE PROGRAM; ISSUER YES FOR FOR
APPROVE REPURCHASE OF COMPANY SHARES; APPROVE
REDUCTION OF NUMBER OF SHARES
PROPOSAL #15: APPROVE SALE AND TRANSFER OF COMPANY ISSUER YES FOR FOR
SHARES TO PARTICIPANTS OF PSP 2014
PROPOSAL #16: APPROVE ISSUANCE OF 7.8 MILLION SHARES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AFG Arbonia-Forster-Holding AG
TICKER: AFGN CUSIP: H00624215
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE CREATION OF CHF 87.8 MILLION ISSUER YES FOR FOR
POOL OF AUTHORIZED CAPITAL WITHOUT PREEMPTIVE RIGHTS
FOR THE PURPOSE OF ACQUIRING LOOSER HOLDING AG
PROPOSAL #3: CHANGE COMPANY NAME TO ARBONIA AG ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES RE: REMOVE AGE LIMIT FOR ISSUER YES FOR FOR
MEMBERS OF THE BOARD OF DIRECTORS
PROPOSAL #5.1: ELECT RUDOLF HUBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT THOMAS LOZSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: INCREASE MAXIMUM POTENTIAL REMUNERATION ISSUER YES FOR FOR
OF BOARD OF DIRECTORS FOR THE 2016/17 BOARD TERM FROM
CHF 960,000 TO CHF 1.06 MILLION
PROPOSAL #7: INCREASE MAXIMUM POTENTIAL REMUNERATION ISSUER YES FOR FOR
OF EXECUTIVE COMMITTEE FOR THE 2017 FINANCIAL YEAR
FROM CHF 4.6 MILLION TO CHF 5.0 MILLION
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Africa Israel Investments Ltd.
TICKER: AFIL CUSIP: M02005102
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ERAN RENATO JARACH AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Africa Israel Properties Ltd.
TICKER: AFPR CUSIP: M0203G105
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: REELECT AVRAHAM NOVOGRUTSKY AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
PROPOSAL #2.2: REELECT AVINADAV GRINSPUN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.3: REELECT MENASHE SAGIV AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.4: REELECT DAVID BLUMBERG AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: REAPPOINT SOMEKH CHAIKIN AND DELOITTE ISSUER YES AGAINST AGAINST
BRIGHTMAN ALMAGOR ZOHAR AND SHOTI AS JOINT AUDITORS
PROPOSAL #4: APPROVE DIRECTOR/OFFICER INDEMNIFICATION ISSUER YES FOR FOR
POLICY
PROPOSAL #5: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #6: ISSUE UPDATED INDEMNIFICATION AGREEMENTS ISSUER YES FOR FOR
TO DIRECTORS/OFFICERS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Africa Israel Properties Ltd.
TICKER: AFPR CUSIP: M0203G105
MEETING DATE: 2/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DANIEL BORENSTEIN AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: REELECT LEA NASS AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Africa Israel Properties Ltd.
TICKER: AFPR CUSIP: M0203G105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: African Bank Investments Ltd
TICKER: AFRVY CUSIP: S01035112
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT GRANT THORNTON AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY WITH SONE KOCK AS THE INDIVIDUAL
REGISTERED AUDITOR AND AUTHORISE THEIR REMUNERATION
PROPOSAL #2.1: ELECT DR ENOS BANDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DANIEL VLOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ALETHEA CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT MORRIS MTHOMBENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: ELECT DANIEL VLOK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT ALETHEA CONRAD AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: AUTHORISE REPURCHASE OF ISSUED ORDINARY ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED ISSUER YES FOR FOR
PREFERENCE SHARE CAPITAL
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #11: APPROVE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
AFRICAN PHOENIX INVESTMENTS LIMITED
PROPOSAL #12: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: African Rainbow Minerals Ltd
TICKER: ARI CUSIP: S01680107
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT FRANK ABBOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT TOM BOARDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MANGISI GULE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH LANCE TOMLINSON AS THE DESIGNATED
AUDITOR
PROPOSAL #5.1: RE-ELECT TOM BOARDMAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.2: RE-ELECT FRANK ABBOTT AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.3: RE-ELECT DR MANANA BAKANE-TUOANE AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.4: RE-ELECT ANTON BOTHA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.5: RE-ELECT ALEX MADITSI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5.6: RE-ELECT DR REJOICE SIMELANE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INCREASE IN THE ANNUAL RETAINER ISSUER YES FOR FOR
FEES FOR NON-EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE INCREASE IN COMMITTEE ATTENDANCE ISSUER YES FOR FOR
FEES FOR NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AFYON Cimento Sanayi TAS
TICKER: AFYON CUSIP: M0218Y109
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agabang & Co.
TICKER: A013990 CUSIP: Y0018N102
MEETING DATE: 8/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT LEE CHOON-SEON AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT CHANG CHING AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT CHOI YOON-GYU AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agabang & Co.
TICKER: A013990 CUSIP: Y0018N102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT SHIN SANG-GOOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ageas SA/NV
TICKER: AGS CUSIP: B0148L138
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1.3: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.2.2: APPROVE DIVIDENDS OF EUR 2.10 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #2.3.1: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.3.2: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DISCUSS AND APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT KATLEEN VANDEWEYER AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #4.2: REELECT BART DE SMET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE CANCELLATION OF 7,170,522 ISSUER YES FOR FOR
REPURCHASED SHARES
PROPOSAL #5.2.2: RENEW AUTHORIZATION TO INCREASE ISSUER YES FOR FOR
SHARE CAPITAL UP TO 155.40 MILLION WITHIN THE
FRAMEWORK OF AUTHORIZED CAPITAL
PROPOSAL #5.3: AMEND ARTICLE 10 RE: BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5.4: AMEND ARTICLE 12 RE: MANAGEMENT OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agfa Gevaert NV
TICKER: AGFB CUSIP: B0302M104
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT CRBA MANAGEMENT BVBA PERMANENTLY ISSUER YES FOR FOR
REPRESENTED BY CHRISTIAN REINAUDA AS EXECUTIVE
PROPOSAL #8: ELECT MERCODI BVBA PERMANENTLY ISSUER YES FOR FOR
REPRESENTED BY JO CORNU AS NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aggreko plc
TICKER: AGK CUSIP: G0116S185
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT BARBARA JEREMIAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MILES ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KEN HANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRIS WESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CAROLE CRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAME NICOLA BREWER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RUSSELL KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT UWE KRUEGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DIANA LAYFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT IAN MARCHANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: APPROVE RESTRICTED SHARE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #19: APPROVE SHARESAVE PLANS ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agile Group Holdings Ltd.
TICKER: 3383 CUSIP: G01198103
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHAN CHEUK YIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT CHAN CHEUK HEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT KWONG CHE KEUNG, GORDON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT HUI CHIU CHUNG, STEPHEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT WONG SHIU HOI, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGL Energy Ltd.
TICKER: AGL CUSIP: Q01630195
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT BELINDA JANE HUTCHINSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT JACQUELINE CHERIE HEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIANE LEE SMITH-GANDER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ANDREW VESEY, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agnico Eagle Mines Limited
TICKER: AEM CUSIP: 008474108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEANNE M. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEAN BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTINE A. CELEJ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. GEMMELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEL LEIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH A. MCCOMBE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES D. NASSO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEAN RILEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. MERFYN ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMIE C. SOKALSKY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HOWARD R. STOCKFORD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PERTTI VOUTILAINEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agricultural Bank of China Limited
TICKER: 1288 CUSIP: Y00289119
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FIXED ASSET INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #6: ELECT LIAO LUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HUANG ZHENZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG XINGCHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINAL REMUNERATION PLAN FOR ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agrium Inc.
TICKER: AGU CUSIP: 008916108
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT WITH POTASH ISSUER YES FOR FOR
CORPORATION OF SASKATCHEWAN INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agrium Inc.
TICKER: AGU CUSIP: 008916108
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURA J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL K. GIRLING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIRANDA C. HUBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHUCK V. MAGRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEREK G. PANNELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAYO M. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aguas Andinas S.A.
TICKER: AGUAS-A CUSIP: P4171M125
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 15.26 PER SHARE
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #11: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGV Products Corp.
TICKER: 1217 CUSIP: Y0026N102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ahnlab Inc.
TICKER: A053800 CUSIP: Y0027T108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT KWON CHI-JUNG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ai Holdings Corporation
TICKER: 3076 CUSIP: J0060P101
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR SASAKI, HIDEYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OSHIMA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YOSHIDA, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIYAMA, YUZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAWAMOTO, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KIKUCHI, MASATO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AIA Engineering Limited
TICKER: 532683 CUSIP: Y0028Y106
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT S. SRIKUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT YASHWANT M. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TALATI & TALATI AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF BHADRESH K. SHAH AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
POWERTEC INFRASTRUCTURE HOLDINGS PVT. LTD.
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
WELCAST STEELS LTD.
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AIA Group Ltd.
TICKER: 1299 CUSIP: Y002A1105
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT MOHAMED AZMAN YAHYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT EDMUND SZE-WING TSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JACK CHAK-KWONG SO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7C: APPROVE ALLOTMENT AND ISSUANCE OF ISSUER YES FOR FOR
ADDITIONAL SHARES UNDER THE RESTRICTED SHARE UNIT
SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aica Kogyo Co. Ltd.
TICKER: 4206 CUSIP: J00252106
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 47
PROPOSAL #2.1: ELECT DIRECTOR ONO, YUJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TODO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IWASE, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OMURA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOSEMURA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MORI, RYOJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ITO, YOSHIMITSU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OGURA, KENJI ISSUER �� YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HANAMURA, TOSHIIKU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aichi Bank Ltd.
TICKER: 8527 CUSIP: J07686108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR KOIDE, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YAZAWA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIYACHI, EIJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, MASATO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ITO, YUKINORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAHASHI, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OTA, WATARU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MATSUNO, HIROYASU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KURATOMI, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR ARIGA, TERUYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aichi Corp.
TICKER: 6345 CUSIP: J00284109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR MIURA, OSAMU ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR INAKOSHI, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OHIRA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUZUKI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAWATAKI, SATORU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ITO, TAKUSHI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aichi Steel Corp.
TICKER: 5482 CUSIP: J00420109
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR IWASE, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FUJIOKA, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UKAI, MASAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ASANO, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YASUNAGA, NAOHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOJIMA, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CHINO, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YASUI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ARAI, YUKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ISHIGAMI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KANATOKO, ISSUER YES FOR FOR
ICHIRO
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aida Engineering Ltd.
TICKER: 6118 CUSIP: J00546101
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
PROPOSAL #2.1: ELECT DIRECTOR AIDA, KIMIKAZU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKANISHI, NAOYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAP TECK MENG ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MASUDA, KEN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUZUKI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OISO, KIMIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GOMI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MAKINOUCHI, ISSUER YES FOR FOR
SHIGERU
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aiful Corp.
TICKER: 8515 CUSIP: J00557108
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUKUDA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SATO, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OISHI, KAZUMITSU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAKAGAWA, TSUGUO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FUKUDA, MITSUHIDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TANAKA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UEMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MASUI, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TODA, SATORU
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SUZUKI, HARUICHI
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER IMADA, SATORU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aimia Inc.
TICKER: AIM CUSIP: 00900Q103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROMAN DORONIUK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUPERT DUCHESNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANNE FERSTMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL M. FORTIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS D. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EMMA GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BETH S. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT (CHRIS) KREIDLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM (BILL) MCEWAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS D. PORT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALAN P. ROSSY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ain Holdings Inc
TICKER: 9627 CUSIP: J00602102
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
PROPOSAL #2.1: ELECT DIRECTOR OTANI, KIICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KATO, HIROMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKURAI, MASAHITO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHUDO, SHOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIZUSHIMA, TOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OISHI, MIYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KIMEI, RIEKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MORI, KO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SATO, SEIICHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMADA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KAWAMURA, ISSUER YES FOR FOR
KOICHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR IBAYASHI, ISSUER YES FOR FOR
AKIRA
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR MURAMATSU, ISSUER YES FOR FOR
OSAMU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ainsworth Game Technology Ltd.
TICKER: AGI CUSIP: Q01694100
MEETING DATE: 11/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT COLIN JOHN HENSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT HEATHER ALICE SCHEIBENSTOCK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aiphone Co.
TICKER: 6718 CUSIP: J0060M108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR ICHIKAWA, SHUSAKU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TERAO, HIRONORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR WADA, TATSURU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KATO, ATSUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KATO, KOJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TANIGUCHI, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HIRAKO, ATSUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR IRITANI, MASAAKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR YAMADA, JUNJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Arabia PJSC
TICKER: AIRARABIA CUSIP: M0367N110
MEETING DATE: 3/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.07 PER SHARE ISSUER YES FOR FOR
IN CASH FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG ZHENGANG AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT AND THE ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD RELATING TO THE NON-PUBLIC A SHARE ISSUE
PROPOSAL #2: APPROVE EXTENSION OF AUTHORIZATION ISSUER YES FOR FOR
VALIDITY PERIOD GRANTED TO THE BOARD AND THE BOARD'S
AUTHORIZED PERSONS TO HANDLE ALL RELEVANT MATTERS
RELATING TO THE NON-PUBLIC A SHARE ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF RESOLUTION VALIDITY ISSUER YES FOR FOR
PERIOD RELATING TO THE NON-PUBLIC A SHARE ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air China Ltd.
TICKER: 753 CUSIP: Y002A6104
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS SHAREHOLDER YES FOR N/A
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AND
INTERNAL CONTROL AUDITOR AND AUTHORIZE THE AUDIT AND
RISK MANAGEMENT COMMITTEE OF THE BOARD TO FIX THEIR R
PROPOSAL #8.1: ELECT WANG XIAOKANG AS DIRECTOR AND SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #8.2: ELECT LIU DEHENG AS DIRECTOR AND SHAREHOLDER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air France Klm
TICKER: AF CUSIP: F01699135
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES ISSUER YES FOR FOR
PROPOSAL #4: RATIFY APPOINTMENT OF JEAN-MARC ISSUER YES FOR FOR
JANAILLAC AS DIRECTOR
PROPOSAL #5: REELECT MARYSE AULAGNON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT ISABELLE BOUILLOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LENI M.T. BOEREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ALEXANDRE DE JUNIAC, CHAIRMAN AND CEO UNTIL JULY 4,
2016
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-MARC JANAILLAC, CHAIRMAN AND CEO FROM JULY 4,
PROPOSAL #10: APPROVE REMUNERATION POLICY OF JEAN- ISSUER YES FOR FOR
MARC JANAILLAC, CHAIRMAN AND CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS WITH A
BINDING PRIORITY RIGHT UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 45 MILLION
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED INSTRUMENTS WITHOUT PREEMPTIVE RIGHTS
INCLUDING BY COMPANIES OWNING OVER 50 PERCENT OF THE
COMPANY SHARE CAPITAL UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 30 MILLION
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENT UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 30 MILLION
PROPOSAL #16: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #17: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 150 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 75 MILLION, INCLUDING
IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS WITH A
BINDING PRIORITY RIGHT UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 22.5 MILLION, INCLUDING IN THE EVENT OF A
PUBLIC TENDER OFFER
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY-LINKED ISSUER YES FOR FOR
INSTRUMENTS WITHOUT PREEMPTIVE RIGHTS INCLUDING BY
COMPANIES OWNING OVER 50 PERCENT OF THE COMPANY SHARE
CAPITAL UP TO AGGREGATE NOMINAL AMOUNT OF EUR 15
MILLION, INCLUDING IN THE EVENT OF A PUBLIC TENDER
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 15 MILLION, INCLUDING
IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #23: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 19-22,
INCLUDING IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 5 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND,
INCLUDING IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #25: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 75 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE, INCLUDING IN THE EVENT OF A PUBLIC TENDER
OFFER
PROPOSAL #26: AUTHORIZE UP TO 2.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #27: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air New Zealand Ltd.
TICKER: AIR CUSIP: Q0169V100
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JAN DAWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JONATHAN MASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT THERESE WALSH AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Water Inc.
TICKER: 4088 CUSIP: J00662114
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
DIRECTOR TITLES
PROPOSAL #2.1: ELECT DIRECTOR TOYODA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IMAI, YASUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIRAI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TOYODA, KIKUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KARATO, YU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUBARA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MACHIDA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TSUTSUMI, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAGATA, MINORU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MURAKAMI, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YAMAMOTO, KENSUKE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SOGABE, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KOMURA, KOSUKE ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KAWATA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR SHIOMI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR KAJIWARA, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR IINAGA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR TOYONAGA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.19: ELECT DIRECTOR SAKAMOTO, YUKIKO ISSUER YES FOR FOR
PROPOSAL #2.20: ELECT DIRECTOR ARAKAWA, YOJI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AirAsia Berhad
TICKER: AIRASIA CUSIP: Y0029V101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2016
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDING DECEMBER 31, 2017 UNTIL THE
NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: ELECT ANTHONY FRANCIS FERNANDES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT KAMARUDIN BIN MERANUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT THARUMALINGAM A/L KANAGALINGAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE FAM LEE EE TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AirAsia X Berhad
TICKER: AAX CUSIP: Y002AP102
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2016
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDING DECEMBER 31, 2017 UNTIL THE
NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: ELECT ANTHONY FRANCIS FERNANDES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT YUSLI BIN MOHAMED YUSOFF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT RAFIDAH AZIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ASMAT BIN KAMALUDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airbus SE
TICKER: AIR CUSIP: N0280E105
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR1.35PER SHARE
PROPOSAL #4.3: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
MEMBERS OF THE BOARD OF DIRECTORS
PROPOSAL #4.4: APPROVE DISCHARGE OF EXECUTIVE MEMBERS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS
PROPOSAL #4.5: RATIFY ERNST & YOUNG ACCOUNTANTS LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #4.6: REELECT DENIS RANQUE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: REELECT RALPH D. CROSBY, JR. AS NON- ISSUER YES FOR �� FOR
EXECUTIVE DIRECTOR
PROPOSAL #4.8: REELECT HERMANN-JOSEF LAMBERTI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4.9: ELECT LORD DRAYSON (PAUL) AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4.10: PROPOSAL TO CHANGE THE COMPANY NAME ISSUER YES FOR FOR
FROM AIRBUS GROUP SE TO AIRBUS SE
PROPOSAL #4.11: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 0.51 PERCENT OF ISSUED CAPITAL AND EXCLUDING
PREEMPTIVE RIGHTS RE: ESOP AND LTIP PLANS
PROPOSAL #4.12: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 1.15 PERCENT OF ISSUED CAPITAL AND EXCLUDING
PREEMPTIVE RIGHTS RE: COMPANY FUNDING
PROPOSAL #4.13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #4.14: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airport City Ltd.
TICKER: ARPT CUSIP: M0367L106
MEETING DATE: 9/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: REELECT HAIM TSUFF AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: REELECT EITAN VOLOCH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #5: REELECT ITAMAR VOLKOV AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #6: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #7: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
WITH HAIM TSUFF, ACTIVE CHAIRMAN
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
ISRAEL OIL COMPANY LTD., FOR PROVISION OF SERVICES
PROPOSAL #9: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
WITH HAIM TSUFF, ACTIVE CHAIRMAN, AND NITSBA HOLDINGS
1995 LTD., FOR PROVISION OF CHAIRMAN SERVICES
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
NITSBA HOLDINGS 1995 LTD. AND ISRAEL OIL COMPANY LTD
FOR PROVISION OF SERVICES
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airport City Ltd.
TICKER: ARPT CUSIP: M0367L106
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
WITH PREAL ATTIAS AS JOINT CEO
PROPOSAL #2: APPROVE MANAGEMENT SERVICES AGREEMENT ISSUER YES FOR FOR
WITH SHARON TOUSSIA-COHEN AS JOINT CEO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airport Facilities
TICKER: 8864 CUSIP: J00641100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR TAKAHASHI, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MARUYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR WATANABE, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NORITA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAGAYOSHI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HOSHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ASHIKAGA, KOSEI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KATAHIRA, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KOMATSU, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TAMURA, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TAKEMURA, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NISHIO, TADAO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR SUGIYAMA, TAKEHIKO ISSUER YES AGAINST AGAINST
PROPOSAL #2.14: ELECT DIRECTOR AOYAMA, KAYO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SHIBA, AKIHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airports of Thailand Public Co., Ltd.
TICKER: AOT CUSIP: Y0028Q111
MEETING DATE: 1/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: MATTERS TO BE INFORMED ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS OF 2016 ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT ISSUER YES FOR FOR
OF DIVIDEND
PROPOSAL #5.1: ELECT PRASONG POONTANEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT MANIT NITIPRATEEP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SARAWUT BENJAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT MANAS JAMVEHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT MANU MEKMOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ALTERATION IN PAR VALUE AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AirTAC International Group
TICKER: 1590 CUSIP: G01408106
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: TRANSACT OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aisan Industry
TICKER: 7283 CUSIP: J00672105
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR KOBAYASHI, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKANO, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ISHIDA, TOMOYA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NOMURA, TOKUHISA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKAGI, TAKAAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKANE, TORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOSAKA, YOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IWATA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TSUGE, SATOE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aisin Seiki Co. Ltd.
TICKER: 7259 CUSIP: J00714105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2.1: ELECT DIRECTOR TOYODA, KANSHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IHARA, YASUMORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MITSUYA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUJIE, NAOFUMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKABE, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR USAMI, KAZUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OZAKI, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOBAYASHI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HARAGUCHI, TSUNEKAZU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMADA, MICHIYO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NISHIKAWA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UENAKA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OGISO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR SHIMIZU, KANICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOBAYASHI, RYO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aixtron SE
TICKER: AIXA CUSIP: D0257Y135
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: RATIFY DELOITTE GMBH AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2017
PROPOSAL #5: ELECT RUEDIGER VON ROSEN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6: APPROVE CREATION OF EUR 10.5 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ajanta Pharma Limited
TICKER: 532331 CUSIP: Y0R6E1145
MEETING DATE: 7/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT MANNALAL B. AGRAWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PURUSHOTTAM B. AGRAWAL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5: APPROVE KAPOOR & PAREKH ASSOCIATES AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ajinomoto Co. Inc.
TICKER: 2802 CUSIP: J00882126
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2: AMEND ARTICLES TO AUTHORIZE PUBLIC ISSUER YES FOR FOR
ANNOUNCEMENTS IN ELECTRONIC FORMAT - ABOLISH
RETIREMENT BONUS SYSTEM
PROPOSAL #3.1: ELECT DIRECTOR ITO, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NISHII, TAKAAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKATO, ETSUHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR FUKUSHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TOCHIO, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KIMURA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAKIE TACHIBANA ISSUER YES FOR FOR
FUKUSHIMA
PROPOSAL #3.8: ELECT DIRECTOR SAITO, YASUO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR NAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ajisen (China) Holdings Ltd.
TICKER: 538 CUSIP: G0192S109
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT POON KA MAN, JASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT WANG JINCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AK Holdings, Inc.
TICKER: A006840 CUSIP: Y0016S103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPROPRIATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT KIM DU-YEON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #7: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akastor ASA
TICKER: AKA CUSIP: R0046B102
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #7: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #10: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: REELECT FRANK O. REITE (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM IN ISSUER YES FOR FOR
CONNECTION WITH ACQUISITIONS, MERGERS, DEMERGERS, OR
OTHER TRANSACTIONS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM IN ISSUER YES FOR FOR
CONNECTION WITH EMPLOYEE REMUNERATION PROGRAMS
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM FOR ISSUER YES FOR FOR
THE PURPOSE OF INVESTMENT OR FOR SUBSEQUENT SALE OR
DELETION OF SUCH SHARES
PROPOSAL #17: APPROVE DISTRIBUTION OF DIVIDENDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akbank T.A.S.
TICKER: AKBNK CUSIP: M0300L106
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AMENDCOMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akcansa Cimento Sanayi ve Ticaret SA
TICKER: AKCNS CUSIP: M03343122
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akebono Brake Industry Co. Ltd.
TICKER: 7238 CUSIP: J01050103
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR NOBUMOTO, HISATAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OGINO, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUMOTO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TSURUSHIMA, TAKUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR IKEGAMI, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akenerji Elektrik Uretim AS
TICKER: AKENR CUSIP: M0369N100
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #15: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aker ASA
TICKER: AKER CUSIP: R0114P108
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; APPROVE NOTICE OF MEETING ISSUER YES FOR FOR
AND AGENDA
PROPOSAL #2: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 16 PER SHARE
PROPOSAL #5a: APPROVE ADVISORY REMUNERATION POLICY ISSUER YES FOR FOR
AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE
PROPOSAL #5b: APPROVE BINDING REMUNERATION POLICY AND ISSUER YES FOR FOR
OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF NOK 575,000 FOR THE CHAIRMAN, NOK 400,000
FOR DEPUTY CHAIRMAN AND NOK 350,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #8: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF NOK 50,000 FOR EACH MEMBER
PROPOSAL #9: REELECT KAREN SIMON, ANNE MARIE CANNON ISSUER YES FOR FOR
AND KRISTIN DEVOLD AS DIRECTORS
PROPOSAL #10: REELECT KJELL INGE ROKKE (CHAIRMAN) AND ISSUER YES FOR FOR
LEIF-ARNE LANGOY AS MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM IN ISSUER YES FOR FOR
CONNECTION WITH ACQUISITIONS, MERGERS, DEMERGERS OR
OTHER TRANSACTIONS
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM IN ISSUER YES FOR FOR
CONNECTION WITH INCENTIVE PLAN
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM FOR ISSUER YES FOR FOR
INVESTMENT PURPOSES OR CANCELLATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aker BP ASA
TICKER: AKERBP CUSIP: R7173B102
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; APPROVE NOTICE OF MEETING ISSUER YES FOR FOR
AND AGENDA
PROPOSAL #2: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #3: APPROVE DISTRIBUTION OF DIVIDENDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aker BP ASA
TICKER: AKERBP CUSIP: R7173B102
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #3: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #6: APPROVE REMUNERATION OF AUDITORS FOR ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY
PROPOSAL #8: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #9: ELECT MEMBERS OF CORPORATE ASSEMBLY ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CREATION OF NOK 16.8 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE BOARD TO DISTRIBUTE DVIDENDS ISSUER YES FOR FOR
PROPOSAL #14: ABOLISH CORPORATE ASSEMBLY ISSUER YES FOR FOR
PROPOSAL #15: AMEND ARTICLES RE: ABOLISHING CORPORATE ISSUER YES FOR FOR
ASSEMBLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aker Solutions ASA
TICKER: AKSO CUSIP: R0138P118
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
OMISSION OF DIVIDENDS
PROPOSAL #7: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #11: ELECT HAAKON BERG AS NEW DEPUTY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REPURCHASE OF SHARES IN ISSUER YES FOR FOR
CONNECTION TO EQUITY BASED INCENTIVE PLANS
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akita Bank Ltd.
TICKER: 8343 CUSIP: J01092105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR MINATOYA, TAKAO ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR ARAYA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR SASAKI, TOSHIYUKI ISSUER �� YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR TAKADA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR KUDO, TAKANORI ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR HANDA, NAOKI ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR KATO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR TSUCHIYA, MASATO ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR TOYOGUCHI, YUICHI ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR MOROHASHI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR TSUJI, YOSHIYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aksa Akrilik Kimya Sanayii AS
TICKER: AKSA CUSIP: M0375X100
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017
PROPOSAL #15: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aksa Enerji Uretim AS
TICKER: AKSEN CUSIP: M03829104
MEETING DATE: 2/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #4: APPROVE SALE OF ASSET ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aksa Enerji Uretim AS
TICKER: AKSEN CUSIP: M03829104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aksigorta AS
TICKER: AKGRT CUSIP: M0376Z104
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akzo Nobel NV
TICKER: AKZA CUSIP: N01803100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.b: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.d: APPROVE DIVIDENDS OF EUR1.65 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #5.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alacer Gold Corp.
TICKER: ASR CUSIP: 010679108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY P. ANTAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD C. DOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD P. GRAFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNA KOLONCHINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: RE-APPROVE RESTRICTED STOCK UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alamos Gold Inc.
TICKER: AGI CUSIP: 011532108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK D. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID FLECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID GOWER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAIRE M. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH STOWE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alarko Holding AS
TICKER: ALARK CUSIP: M04125106
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING ISSUER YES FOR FOR
PROPOSAL #2: ELECT PRESIDING COUNCIL OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #4: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #14: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albaraka Turk Katilim Bankasi AS
TICKER: ALBRK CUSIP: M0478U102
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO PROLONG AUTHORIZED ISSUER YES FOR FOR
SHARE CAPITAL CEILING
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albioma
TICKER: ABIO CUSIP: F0190K109
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.57 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (NEW ISSUER YES FOR FOR
SHARES)
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES PETRY, CHAIRMAN AND CEO FROM JAN. 1, 2016 TO
MAY 31, 2016
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES PETRY, CHAIRMAN OF THE BOARD FROM JUNE 1,
2016 TO DEC. 31, 2016
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC MOYNE, CEO FROM JUNE 1, 2016 TO DEC. 31,
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #10: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #11: REELECT JACQUES PETRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT JEAN-CARLOS ANGULO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT FINANCIERE HELIOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT MICHELE REMILLIEUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT BPI FRANCE INVESTISSEMENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT FREDERIC MOYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #23: APPROVE CANCELLATION OF DELEGATIONS ISSUER YES FOR FOR
AUTHORIZED UNDER ITEMS 13, 14, 16, 17 AND 18 BY MAY
28, 2015 GENERAL MEETING
PROPOSAL #24: AMEND ARTICLE 5 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: COMPANY HEADQUARTERS
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albioma
TICKER: ABIO CUSIP: F0190K166
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.57 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (NEW ISSUER YES FOR FOR
SHARES)
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES PETRY, CHAIRMAN AND CEO FROM JAN. 1, 2016 TO
MAY 31, 2016
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES PETRY, CHAIRMAN OF THE BOARD FROM JUNE 1,
2016 TO DEC. 31, 2016
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC MOYNE, CEO FROM JUNE 1, 2016 TO DEC. 31,
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #10: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #11: REELECT JACQUES PETRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT JEAN-CARLOS ANGULO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT FINANCIERE HELIOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT MICHELE REMILLIEUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT BPI FRANCE INVESTISSEMENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT FREDERIC MOYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #23: APPROVE CANCELLATION OF DELEGATIONS ISSUER YES FOR FOR
AUTHORIZED UNDER ITEMS 13, 14, 16, 17 AND 18 BY MAY
28, 2015 GENERAL MEETING
PROPOSAL #24: AMEND ARTICLE 5 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: COMPANY HEADQUARTERS
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albioma
TICKER: ABIO CUSIP: F0190K190
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.57 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (NEW ISSUER YES FOR FOR
SHARES)
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES PETRY, CHAIRMAN AND CEO FROM JAN. 1, 2016 TO
MAY 31, 2016
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES PETRY, CHAIRMAN OF THE BOARD FROM JUNE 1,
2016 TO DEC. 31, 2016
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC MOYNE, CEO FROM JUNE 1, 2016 TO DEC. 31,
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #10: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #11: REELECT JACQUES PETRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT JEAN-CARLOS ANGULO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT FINANCIERE HELIOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT MICHELE REMILLIEUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT BPI FRANCE INVESTISSEMENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT FREDERIC MOYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #23: APPROVE CANCELLATION OF DELEGATIONS ISSUER YES FOR FOR
AUTHORIZED UNDER ITEMS 13, 14, 16, 17 AND 18 BY MAY
28, 2015 GENERAL MEETING
PROPOSAL #24: AMEND ARTICLE 5 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: COMPANY HEADQUARTERS
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albioma
TICKER: ABIO CUSIP: F0190K232
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.57 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (NEW ISSUER YES FOR FOR
SHARES)
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES PETRY, CHAIRMAN AND CEO FROM JAN. 1, 2016 TO
MAY 31, 2016
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES PETRY, CHAIRMAN OF THE BOARD FROM JUNE 1,
2016 TO DEC. 31, 2016
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC MOYNE, CEO FROM JUNE 1, 2016 TO DEC. 31,
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #10: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #11: REELECT JACQUES PETRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT JEAN-CARLOS ANGULO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT FINANCIERE HELIOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT MICHELE REMILLIEUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT BPI FRANCE INVESTISSEMENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT FREDERIC MOYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #23: APPROVE CANCELLATION OF DELEGATIONS ISSUER YES FOR FOR
AUTHORIZED UNDER ITEMS 13, 14, 16, 17 AND 18 BY MAY
28, 2015 GENERAL MEETING
PROPOSAL #24: AMEND ARTICLE 5 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: COMPANY HEADQUARTERS
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aldar Properties PJSC
TICKER: ALDAR CUSIP: M0517N101
MEETING DATE: 3/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.11 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2016
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aldermore Group PLC
TICKER: ALD CUSIP: G0222H107
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: RE-ELECT PHILLIP MONKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JAMES MACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DANUTA GRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN HITCHINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ROBERT SHARPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PETER SHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHRIS STAMPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT CATHY TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT CHRIS PATRICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #19: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alembic Pharmaceuticals Limited
TICKER: 533573 CUSIP: Y0R76F109
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHAUNAK AMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE K. S. AIYAR & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
CHIRAYU AMIN AS EXECUTIVE CHAIRMAN
PROPOSAL #6: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PRANAV AMIN AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SHAUNAK AMIN AS MANAGING DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
R. K. BAHETI AS DIRECTOR-FINANCE & CHIEF FINANCIAL
OFFICER
PROPOSAL #9: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #10: APPROVE PROVISION OF LOANS, GUARANTEES, ISSUER YES AGAINST AGAINST
OR SECURITIES TO ALEOR DERMACEUTICALS LIMITED
PROPOSAL #11: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE CHARGES ON SHAREHOLDERS FOR ISSUER YES FOR FOR
SERVICE OF DOCUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alembic Pharmaceuticals Limited
TICKER: 533573 CUSIP: Y0R76F109
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
UDIT AMIN ON THE ROLLS OF ALEMBIC GLOBAL HOLDING SA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander Forbes Group Holdings Ltd.
TICKER: AFH CUSIP: S0R00C104
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT DR DEENADAYALEN KONAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: RE-ELECT DAVID ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT MATTHEWS MOLOKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT BUSISIWE MEMELA-KHAMBULA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: RE-ELECT DR DEENADAYALEN KONAR AS ISSUER YES FOR FOR
CHAIRMAN OF THE AUDIT COMMITTEE
PROPOSAL #2.2: RE-ELECT RABOIJANE KGOSANA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT MARK COLLIER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES OR CORPORATIONS
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander Forbes Group Holdings Ltd.
TICKER: AFH CUSIP: S0R00C104
MEETING DATE: 1/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE ISSUE OF THE SUBSCRIPTION ISSUER YES FOR FOR
SHARES TO ARC
PROPOSAL #2: AUTHORISE SPECIFIC REPURCHASE BY ISSUER YES FOR FOR
ALEXANDER FORBES OF THE SUBSCRIPTION SHARES PURSUANT
TO THE FLIP-UP
PROPOSAL #3: AUTHORISE ISSUE OF THE FLIP-UP SHARES TO ISSUER YES FOR FOR
ARC
PROPOSAL #4: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander Forbes Group Holdings Ltd.
TICKER: AFH CUSIP: S0R00C104
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alfa Laval AB
TICKER: ALFA CUSIP: W04008152
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 4.25 PER SHARE
PROPOSAL #10c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF DIRECTORS (8) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD; FIX NUMBER OF AUDITORS
(2) AND DEPUTY AUDITORS (2)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.58 MILLION TO THE CHAIRMAN AND
SEK 525,000 TO OTHER DIRECTORS; APPROVE REMUNERATION
OF COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #14: REELECT ARNE FRANK, ULLA LITZÉN, ANDERS ISSUER YES FOR FOR
NARVINGER (CHAIR), FINN RAUSING, JORN RAUSING, ULF
WIINBERG AND MARGARETH OVRUM AS DIRECTORS; ELECT ANNA
OHLSSON-LEJON AS NEW DIRECTOR; ELECT HAKAN OLSSON
REISING AND JOAKIM THILSTEDT AS AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alfresa Holdings Corp.
TICKER: 2784 CUSIP: J0109X107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ISHIGURO, DENROKU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KANOME, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUBO, TAIZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIYAKE, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MASUNAGA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IZUMI, YASUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ARAKAWA, RYUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KATSUKI, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TERAI, KIMIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YATSURUGI, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KONNO, SHIHO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KAMIGAKI, ISSUER YES FOR FOR
SEISUI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KATO, ISSUER YES FOR FOR
YOSHITAKA
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
UEDA, YUJI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Algonquin Power & Utilities Corp.
TICKER: AQN CUSIP: 015857105
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR CHRISTOPHER BALL ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MELISSA STAPLETON ISSUER YES FOR FOR
BARNES
PROPOSAL #2.3: ELECT DIRECTOR CHRISTOPHER JARRATT ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR D. RANDY LANEY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KENNETH MOORE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IAN ROBERTSON ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MASHEED SAIDI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DILEK SAMIL ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR GEORGE STEEVES ISSUER YES FOR FOR
PROPOSAL #3: AMEND PERFORMANCE AND RESTRICTED SHARE ISSUER YES FOR FOR
UNIT PLAN
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALi Corp.
TICKER: 3041 CUSIP: Y0034X100
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER �� YES FOR FOR
GUARANTEES
PROPOSAL #6: TRANSACT OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aliansce Shopping Centers S.A.
TICKER: ALSC3 CUSIP: P0161M109
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSACTION WITH RELATED-PARTY: ISSUER YES FOR FOR
ACQUISITION OF ALTAR EMPREENDIMENTOS E PARTICIPACOES
S.A. AND SHOPPING LEBLON
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aliansce Shopping Centers S.A.
TICKER: ALSC3 CUSIP: P0161M109
MEETING DATE: 11/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RATIFY INCREASE IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND CONSOLIDATE BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aliansce Shopping Centers S.A.
TICKER: ALSC3 CUSIP: P0161M109
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Limited
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SERVICES FRAMEWORK AGREEMENT ISSUER YES FOR FOR
AND RELATED ANNUAL CAPS FOR THE YEAR ENDING MARCH 31,
2017 AND 2018
PROPOSAL #1b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SERVICES FRAMEWORK AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT LUO TONG AS DIRECTOR �� ISSUER YES AGAINST AGAINST
PROPOSAL #2a2: ELECT WONG KING ON, SAMUEL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE SPECIFIC MANDATE TO GRANT AWARDS ISSUER YES FOR FOR
OF OPTIONS AND/OR RESTRICTED SHARE UNITS UNDER THE
SHARE AWARD SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SERVICES AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #1b: AUTHORIZE ANY ONE OR MORE DIRECTORS TO ISSUER YES FOR FOR
DO ALL SUCH ACTS AND THINGS NECESSARY TO GIVE EFFECT
TO THE SERVICES AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SERVICES AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SERVICES AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Health Information Technology Ltd.
TICKER: 241 CUSIP: G0171K101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #1b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE SHARE PURCHASE AGREEMENT
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3a: APPROVE SPECIFIC MANDATE TO ISSUE ISSUER YES FOR FOR
CONSIDERATION SHARES TO ALI JK NUTRITIONAL PRODUCTS
HOLDING LIMITED AND RELATED TRANSACTIONS
PROPOSAL #3b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE SPECIFIC MANDATE TO ISSUE
CONSIDERATION SHARES TO ALI JK NUTRITIONAL PRODUCTS
HOLDING LIMITED AND RELATED TRANSACTIONS
PROPOSAL #4a: APPROVE SOFTWARE SERVICES AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS FOR THE YEAR ENDING MARCH 31,
2018, 2019 AND 2020 AND RELATED TRANSACTIONS
PROPOSAL #4b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE SOFTWARE SERVICES
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alibaba Pictures Group Limited
TICKER: 01060 CUSIP: G0171W105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT YU YONGFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1c: ELECT LI LIAN JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1d: ELECT SHAO XIAOFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alimentation Couche-Tard Inc.
TICKER: ATD.B CUSIP: 01626P403
MEETING DATE: 9/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAIN BOUCHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHALIE BOURQUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES D'AMOURS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN ELIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD FORTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN HANNASCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELANIE KAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MONIQUE F. LEROUX ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REAL PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL RABINOWICZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEAN TURMEL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: SP 1: APPROVE HUMAN RIGHTS RISK SHAREHOLDER YES AGAINST FOR
ASSESSMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alior Bank S.A.
TICKER: ALR CUSIP: X0081M123
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DEMERGER PLAN OF BANK BPH SA ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
PROPOSAL #7.1: RECALL SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alior Bank S.A.
TICKER: ALR CUSIP: X0081M123
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #6: APPROVE DECISION ON COVERING COSTS OF ISSUER YES AGAINST AGAINST
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alior Bank S.A.
TICKER: ALR CUSIP: X0081M123
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #9.1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #9.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
SOBIERAJ (CEO)
PROPOSAL #11.2: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
BARTLER (DEPUTY CEO)
PROPOSAL #11.3: APPROVE DISCHARGE OF KRZYSZTOF CZUBA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.4: APPROVE DISCHARGE OF JOANNA ISSUER YES FOR FOR
KRZYZANOWSKA (DEPUTY CEO)
PROPOSAL #11.5: APPROVE DISCHARGE OF WITOLD SKROK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.6: APPROVE DISCHARGE OF BARBARA SMALSKA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.7: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
SULKOWSKA (DEPUTY CEO)
PROPOSAL #12.1: APPROVE DISCHARGE OF MICHAL KRUPINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.2: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
IWANICZ - DROZDOWSKA (SUPERVISORY BOARD DEPUTY
CHAIRMAN)
PROPOSAL #12.3: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
DABROWSKI (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #12.4: APPROVE DISCHARGE OF DARIUSZ GATAREK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF STANISLAW ISSUER YES FOR FOR
KACZORUK (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF NIELS LUNDORFF ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF MAREK MICHALSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.8: APPROVE DISCHARGE OF SLAWOMIRI ISSUER YES FOR FOR
NIEMIERKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.9: APPROVE DISCHARGE OF KRZYSZTOF OBLOJ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.10: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
RAPKIEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.11: APPROVE DISCHARGE OF PAWEL SZYMANSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.12: APPROVE DISCHARGE OF HELENE ZALESKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #13: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #14.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #14.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #14.3: FIX SIZE OF SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALK-Abello A/S
TICKER: ALK B CUSIP: K03294111
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE DISCHARGE OF MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 5 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 825,000 FOR CHAIRMAN, DKK 550,000 FOR
VICE CHAIRMAN, AND DKK 275,000 FOR OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #5: REELECT STEEN RIISGAARD (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT LENE SKOLE (VICE CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7a: REELECT LARS HOLMQVIST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: REELECT ANDERS GERSEL PEDERSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7c: REELECT JAKOB RIIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7d: REELECT PER VALSTORP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9a1: APPROVE OVERALL GUIDELINES FOR ISSUER YES FOR FOR
INCENTIVE-BASED COMPENSATION FOR EXECUTIVE MANAGEMENT
AND BOARD
PROPOSAL #9a2: APPROVE GUIDELINES FOR REMUNERATION ISSUER YES FOR FOR
POLICY FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #9a3: APPROVE SIGN ON FEE FOR THE NEW ISSUER YES FOR FOR
PRESIDENT AND CEO
PROPOSAL #9b: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alkem Laboratories Limited
TICKER: 539523 CUSIP: Y0R6P5102
MEETING DATE: 9/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PAYMENT OF FIRST AND SECOND ISSUER YES FOR FOR
INTERIM DIVIDENDS
PROPOSAL #3: REELECT DHANANJAY KUMAR SINGH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE B S R & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KEEPING OF REGISTER OF MEMBERS/ ISSUER YES FOR FOR
DEBENTURE HOLDERS/ OTHER SECURITY HOLDERS AT THE
OFFICE OF THE COMPANY'S REGISTRAR AND SHARE TRANSFER
AGENTS
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
BASUDEO N. SINGH, EXECUTIVE CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alkem Laboratories Limited
TICKER: 539523 CUSIP: Y0R6P5102
MEETING DATE: 5/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allahabad Bank Ltd.
TICKER: 532480 CUSIP: Y0031K101
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
GOVERNMENT OF INDIA (PRESIDENT OF INDIA)
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allahabad Bank Ltd.
TICKER: 532480 CUSIP: Y0031K101
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
GOVERNMENT OF INDIA (PRESIDENT OF INDIA) ON
PREFERENTIAL BASIS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allahabad Bank Ltd.
TICKER: 532480 CUSIP: Y0031K101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance Financial Group Berhad
TICKER: AFG CUSIP: Y0034W102
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT OU SHIAN WAEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT KUNG BENG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT OH CHONG PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OH CHONG PENG TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE STEPHEN GEH SIM WHYE TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance Global Group, Inc.
TICKER: AGI CUSIP: Y00334105
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS MEETING HELD ON SEPT. 15, 2015
PROPOSAL #5: APPOINT INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ACTS OF THE BOARD OF DIRECTORS, ISSUER YES FOR FOR
BOARD COMMITTEES, AND OFFICERS
PROPOSAL #7.1: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT WINSTON S. CO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.5: ELECT KEVIN ANDREW L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT SERGIO R. ORTIZ-LUIS, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.7: ELECT ALEJO L. VILLANUEVA, JR. AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allianz SE
TICKER: ALV CUSIP: D03080112
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF EUR 7.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER NO N/A N/A
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER NO N/A N/A
FOR FISCAL 2016
PROPOSAL #5: APPROVE AFFILIATION AGREEMENT WITH ISSUER NO N/A N/A
ALLIANZ GLOBAL HEALTH GMBH
PROPOSAL #6.1: ELECT HELMUT PERLET TO THE SUPERVISORY ISSUER NO N/A N/A
BOARD
PROPOSAL #6.2: ELECT MICHAEL DIEKMANN TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT SOPHIE BOISSARD TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.4: ELECT CHRISTINE BOSSE TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.5: ELECT FRIEDRICH EICHINER TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.6: ELECT HERBERT HAINER TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
PROPOSAL #6.7: ELECT JIM HAGEMANN SNABE TO THE ISSUER NO N/A N/A
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allied Minds plc
TICKER: ALM CUSIP: G0210L102
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #5: RE-ELECT PETER DOLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JILL SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RICHARD DAVIS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT JEFFREY ROHR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KEVIN SHARER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allied Properties Real Estate Investment Trust
TICKER: AP.UN CUSIP: 019456102
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TRUSTEE GERALD R. CONNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT TRUSTEE GORDON R. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT TRUSTEE MICHAEL R. EMORY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT TRUSTEE JAMES GRIFFITHS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT TRUSTEE MARGARET T. NELLIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT TRUSTEE RALPH T. NEVILLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT TRUSTEE PETER SHARPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT TRUSTEE DANIEL F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE TRUSTEES TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allot Communications Ltd.
TICKER: ALLT CUSIP: M0854Q105
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT SHRAGA KATZ AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE ANNUAL GENERAL MEETING OF 2019
PROPOSAL #2: REELECT STEVE LEVY AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
FOR A THREE-YEAR PERIOD
PROPOSAL #3: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #4: APPROVE AN AMENDMENT TO THE EQUITY ISSUER YES FOR FOR
COMPENSATION OF DIRECTORS
PROPOSAL #5: GRANT RSUS TO THE CHAIRMAN OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #6: APPROVE AN AMENDMENT TO THE EMPLOYMENT ISSUER YES FOR FOR
TERMS OF THE CEO
PROPOSAL #7: APPROVE GRANT OF RSUS TO CEO ISSUER YES FOR FOR
PROPOSAL #8: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #A: VOTE FOR IF YOU ARE A NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER OR DO NOT HAVE A PERSONAL INTEREST IN ONE
OR SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY
CARD; YOU MAY NOT ABSTAIN. IF YOU DO NOT VOTE FOR,
PLEASE PROVIDE AN EXPLANATION TO YOUR ACCOUNT M
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allot Communications Ltd.
TICKER: ALLT CUSIP: M0854Q105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: BOARD CLASSIFICATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EMPLOYMENT AGREEMENT OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #3: APPROVE EMPLOYMENT AGREEMENT OF CEO ISSUER YES FOR FOR
PROPOSAL #4: ELECT NADAV ZOHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RSU GRANT TO NADAV ZOHAR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RSU DIRECTOR GRANTS ISSUER YES FOR FOR
PROPOSAL #7: ELECT ITSIK DANZIGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MIRON KENNETH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REAPPOINT KOST FORER GABBAY AND KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #12: ELECT PEDRO VAZQUEZ AS CLASS I DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #A: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER AND DO NOT HAVE A PERSONAL INTEREST IN
ONE OR SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY
CARD; OTHERWISE, VOTE AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allreal Holding AG
TICKER: ALLN CUSIP: H0151D100
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS OF CHF 5.75 PER SHARE ISSUER YES FOR FOR
FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1a: REELECT BRUNO BETTONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1b: REELECT RALPH-THOMAS HONEGGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1c: REELECT ALBERT LEISER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1d: REELECT ANDREA SIEBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1e: REELECT PETER SPUHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1f: REELECT OLIVIER STEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1g: REELECT THOMAS STENZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT BRUNO BETTONI AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3a: APPOINT RALPH-THOMAS HONEGGER AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3b: APPOINT ANDREA SIEBER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3c: APPOINT PETER SPUHLER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.4: DESIGNATE HUBATKA VETTER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.5: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 630,000
PROPOSAL #6.3: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 2.5 MILLION
PROPOSAL #6.4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 820,000
PROPOSAL #7.1: AMEND ARTICLES RE: RESTRICTION ON ISSUER YES AGAINST AGAINST
TRANSFERABILITY OF SHARES
PROPOSAL #7.2: AMEND ARTICLES RE: DELETION OF OPTING- ISSUER YES FOR FOR
OUT CLAUSE
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alm. Brand A/S
TICKER: ALMB CUSIP: K3513M103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 5 PER SHARE
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #4a: REELECT JORGEN MIKKELSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT JAN PEDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT EBBE CASTELLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT HENRIK CHRISTENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: REELECT ANETTE EBERHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT PER FRANDSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: REELECT KAREN HANSEN-HOECK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: REELECT BORIS KJELDSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4i: REELECT GUSTAV GARTH-GRUNER AS DEPUTY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4j: REELECT ASGER CHRISTENSEN AS DEPUTY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4k: REELECT TINA MADSEN AS DEPUTY DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4l: REELECT KRISTIAN KRISTENSEN AS DEPUTY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4m: REELECT JESPER BACH AS DEPUTY DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE DKK 80 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #6b: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Almacenes Exito S.A.
TICKER: EXITO CUSIP: P3782F107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #5: PRESENT CORPORATE GOVERNANCE REPORT ISSUER YES FOR FOR
PROPOSAL #6: PRESENT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #7: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT AND CORPORATE GOVERNANCE REPORT
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #10.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10.b: APPROVE DONATIONS ISSUER YES FOR FOR
PROPOSAL #10.c: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #11: SHAREHOLDER PROPOSALS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Almirall S.A
TICKER: ALM CUSIP: E0459H111
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY APPOINTMENT OF AND ELECT GEORGIA ISSUER YES FOR FOR
GARINOIS-MELENIKIOTOU AS DIRECTOR
PROPOSAL #7: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDITORES AS AUDITOR OF
STANDALONE FINANCIAL STATEMENTS
PROPOSAL #8: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDITORES AS AUDITOR OF
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #9: AMEND ARTICLE 47 BIS RE: APPOINTMENTS ISSUER YES FOR FOR
AND REMUNERATION COMMITTEE
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alony Hetz Properties & Investments Ltd.
TICKER: ALHE CUSIP: M0867F104
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT BRIGHTMAN ALMAGOR ZOHAR & CO. ISSUER YES AGAINST AGAINST
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #3.1: REELECT AVIRAM WERTHEIM AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT NATHAN HETZ AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT ADVA SHARVIT AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.4: REELECT AARON NAHUMI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.5: REELECT GITTIT GUBERMAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.6: REELECT AMOS YADLIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: AMEND ARTICLE 97 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION RE: VOTING AND REGISTRATION REQUIREMENTS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpargatas S.A.
TICKER: ALPA4 CUSIP: P0246W106
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MARCOS REINALDO SEVERINO PETERS AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND FABIO GALLO GARCIA AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALPEK, S.A.B. de C.V.
TICKER: ALPEK A CUSIP: P01703100
MEETING DATE: 2/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS; APPROVE MAXIMUM AMOUNT FOR REPURCHASE OF
SHARES
PROPOSAL #3: ELECT DIRECTORS AND CHAIRMEN OF AUDIT ISSUER YES AGAINST AGAINST
AND CORPORATE PRACTICES COMMITTEES; FIX THEIR
PROPOSAL #4: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALPEN CO LTD
TICKER: 3028 CUSIP: J01219104
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIZUNO, TAIZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MURASE, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIZUNO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISHIDA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIZUMAKI, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZUKI, TAKEHITO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha Bank AE
TICKER: ALPHA CUSIP: X0085P155
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE CONVERTIBLE DEBT ISSUANCE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS, APPOINT INDEPENDENT ISSUER YES FOR FOR
BOARD MEMBERS AND MEMBERS OF AUDIT COMMITTEE
PROPOSAL #7: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha Networks Inc.
TICKER: 3380 CUSIP: Y0093T107
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha Systems Inc.
TICKER: 4719 CUSIP: J01124106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ISHIKAWA, YUKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISHIKAWA, HIDETOMO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KURODA, KENICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAKADA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TOKURA, KATSUMI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAWANA, TAKAO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAITO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YAMAUCHI, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAWAHARA, YOSAKU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NISHIMURA, SEIICHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ITO, NAGOMU ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TAKEHARA, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR YANAGIYA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR HACHISU, YUJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpine Electronics Inc.
TICKER: 6816 CUSIP: J01134105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2: AMEND ARTICLES TO CHANGE LOCATION OF ISSUER YES FOR FOR
HEAD OFFICE
PROPOSAL #3.1: ELECT DIRECTOR KOMEYA, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KAJIWARA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MIZUNO, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ENDO, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KOBAYASHI, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TAGUCHI, SHUJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR IKEUCHI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KAWARADA, YOJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR INOUE, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KATAOKA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR ISHIBASHI, KOJI ISSUER YES FOR FOR
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ISSUER: Alpiq Holding AG
TICKER: ALPH CUSIP: H4126L114
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #5.1a: REELECT JENS ALDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1b: REELECT CONRAD AMMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1c: REELECT FRANCOIS DRIESEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1d: REELECT ALEXANDER KUMMER-GRAEMIGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1e: REELECT CLAUDE LAESSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1f: REELECT RENE LONGET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1g: ELECT WOLFGANG MARTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1h: ELECT JOHN MORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1i: REELECT JEAN-YVES PIDOUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1j: REELECT PATRICK PRUVOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1k: ELECT HEINZ SANER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1l: REELECT URS STEINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1m: REELECT TILMANN STEINHAGEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT JENS ALDER AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3.1: APPOINT FRANCOIS DRIESEN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.2: APPOINT WOLFGANG MARTZ AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3.3: APPOINT URS STEINER AS MEMBER OF THE ISSUER YES FOR �� FOR
COMPENSATION COMMITTEE
PROPOSAL #5.4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.5: DESIGNATE CHRISTOPHE WILHELM AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #6: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 8.4 MILLION
PROPOSAL #7: APPROVE MAXIMUM REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 3.5 MILLION
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alps Electric Co. Ltd.
TICKER: 6770 CUSIP: J01176114
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR KATAOKA, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KURIYAMA, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SASAO, YASUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR AMAGISHI, YOSHITADA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UMEHARA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR EDAGAWA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DAIOMARU, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OKAYASU, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SAEKI, TETSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KEGA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SATO, HIROYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alrosa PJSC
TICKER: ALRS CUSIP: X0085A109
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 8.93 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.1: ELECT PETR ALEXEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT SERGEY BARSUKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.3: ELECT GEORGY BASHARIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT EGOR BORISOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.5: ELECT ALEXANDR GALUSHKA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT MARIA GORDON AS DIRECTOR �� ISSUER YES FOR N/A
PROPOSAL #7.7: ELECT EVGENIA GRIGORYEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT ANDREY GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT GALINA DANCHIKOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT KIRILL DMITRIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.11: ELECT SERGEY IVANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.12: ELECT VALENTINA KONDRATYEVA AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #7.13: ELECT DMITRY KONOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.14: ELECT VALENTINA LEMESHEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.15: ELECT GALINA MAKAROVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.16: ELECT SERGEY MESTNIKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.17: ELECT ANDREY PANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.18: ELECT ANTON SILUANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.19: ELECT OLEG FEDOROV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.20: ELECT EVGENY CHEKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.21: ELECT ALEKSEY CHEKUNKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.1: ELECT ANNA VASILYEVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.2: ELECT ALEXANDR VASILCHENKO AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #8.3: ELECT DMITRY VLADIMIROV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.4: ELECT VICTOR PUSHMIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #11: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #12: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #13: AMEND COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
CODE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALS Limited
TICKER: ALQ CUSIP: Q0266A116
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MEL BRIDGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TONIANNE DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO GREG KILMISTER, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #6: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alsea S.A.B. de C.V.
TICKER: ALSEA * CUSIP: P0212A104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ANNUAL REPORT ON OPERATIONS ISSUER YES FOR FOR
CARRIED BY KEY BOARD COMMITTEES
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, KEY ISSUER YES FOR FOR
MANAGEMENT AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS, KEY ISSUER YES FOR FOR
MANAGEMENT AND MEMBERS OF BOARD COMMITTEES
PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE; PRESENT REPORT ON SHARE REPURCHASE
PROPOSAL #6: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alstom
TICKER: ALO CUSIP: F0259M475
MEETING DATE: 7/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENTS AND SEVERANCE PAYMENT AGREEMENT WITH HENRI
POUPART-LAFARGE
PROPOSAL #5: REELECT PASCAL COLOMBANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT GERARD HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE ON COMPENSATION OF PATRICK ISSUER YES FOR FOR
KRON, CHAIRMAN AND CEO
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF HENRI ISSUER YES FOR FOR
POUPART-LAFARGE
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS AND/OR
CAPITALIZATION OF RESERVES, UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 506 MILLION
PROPOSAL #11: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 153 MILLION
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 153 MILLION
PROPOSAL #13: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #14: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 10-12, 15,
17-20, 23, AND 25
PROPOSAL #15: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS UNDER ITEMS
11-17 AND 19-25
PROPOSAL #16: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
153 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
FOR UP TO EUR 153 MILLION
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 506 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE, ONLY IN THE EVENT OF A PUBLIC TENDER
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 153 MILLION, ONLY IN
THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 153 MILLION, ONLY IN
THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND,
ONLY IN THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #22: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 10-12, 15,
17-20, 23, AND 25 ABOVE, ONLY IN THE EVENT OF A
PUBLIC TENDER OFFER
PROPOSAL #23: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS UNDER ITEMS
11-17 AND 19-25, ONLY IN THE EVENT OF A PUBLIC
TENDER OFFER
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
153 MILLION FOR FUTURE EXCHANGE OFFERS, ONLY IN THE
EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #25: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
FOR UP TO EUR 153 MILLION, ONLY IN THE EVENT OF A
PUBLIC TENDER OFFER
PROPOSAL #26: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #27: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALSTOM India Limited
TICKER: 532309 CUSIP: Y0003P112
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT RATHINDRA NATH BASU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE B S R & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT ALAIN CHRISTIAN SPOHR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NEERA SAGGI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT ASHOK GANESAN AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE APPOINTMENT AND REMUNERATION OF ASHOK GANESAN
AS MANAGING DIRECTOR FROM MAY 1, 2016 TO APRIL 30,
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PATRICK ARMAND PROSPER LEDERMANN AS MANAGING DIRECTOR
FROM OCT. 1, 2015 TO MARCH 31, 2016
PROPOSAL #9: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
DEDICATED FREIGHT CORRIDOR CORPORATION OF INDIA
PROPOSAL #11: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES AGAINST AGAINST
ALSTOM T&D INDIA LIMITED
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPROVE SERVICE OF STATUTORY DOCUMENTS ISSUER YES FOR FOR
TO A MEMBER ON PAYMENT OF FEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALSTOM T & D India Limited
TICKER: 522275 CUSIP: Y2683R111
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT MICHEL AUGONNET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE B S R & ASSOCIATES LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #8: ELECT RAVI KUMAR KRISHNAMURTHY AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR TO MICHEL AUGONNET
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: alstria office REIT-AG
TICKER: AOX CUSIP: D0378R100
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.52 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY DELOITTE AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #5.2: RATIFY DELOITTE AS AUDITORS FOR THE ISSUER YES FOR FOR
FIRST HALF OF FISCAL 2017
PROPOSAL #5.3: RATIFY DELOITTE AS AUDITORS FOR THE ISSUER YES FOR FOR
PERIOD UNTIL THE 2018 AGM
PROPOSAL #6: ELECT BERNHARD DUETTMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10.1: APPROVE CREATION OF EUR 30.6 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #10.2: EXCLUDE PREEMPTIVE RIGHTS UP TO 5 ISSUER YES FOR FOR
PERCENT OF SHARE CAPITAL AGAINST CONTRIBUTIONS IN
CASH FOR THE CAPITAL POOL PROPOSED UNDER ITEM 10.1
PROPOSAL #10.3: EXCLUDE PREEMPTIVE RIGHTS UP TO 5 ISSUER YES FOR FOR
PERCENT OF SHARE CAPITAL AGAINST CONTRIBUTIONS IN
CASH OR IN KIND FOR THE CAPITAL POOL PROPOSED UNDER
ITEM 10.1
PROPOSAL #11: APPROVE ISSUANCE OF CONVERTIBLE PROFIT- ISSUER YES FOR FOR
SHARING CERTIFICATES WITHOUT PREEMPTIVE RIGHTS UP TO
AN AGGREGATE NOMINAL AMOUNT OF EUR 1 MILLION TO
EMPLOYEES OF THE COMPANY; APPROVE CREATION OF EUR 1
MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION R
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AltaGas Ltd.
TICKER: ALA CUSIP: 021361100
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, VICTORIA A. ISSUER YES FOR FOR
CALVERT, DAVID W. CORNHILL, ALLAN L. EDGEWORTH, DARYL
H. GILBERT, DAVID M. HARRIS, ROBERT B. HODGINS,
PHILLIP R. KNOLL, DAVID F. MACKIE, AND M. NEIL
MCCRANK AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTORIA A. CALVERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. CORNHILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN L. EDGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARYL H. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT B. HODGINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP R. KNOLL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID F. MACKIE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR M. NEIL MCCRANK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altek Corporation
TICKER: 3059 CUSIP: Y0094P104
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND ENDORSEMENT AND GUARANTEES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #7.1: ELECT YING CHIH HSIEH WITH ID NO. ISSUER YES FOR FOR
A223772XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT CHING JEN HU WITH ID NO. ISSUER YES FOR FOR
A104347XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT MORI SHOREI WITH ID NO. ISSUER YES FOR FOR
1948032XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT XIA RU WEN WITH SHAREHOLDER NO. ISSUER YES AGAINST AGAINST
7 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT CHEN MENG FEN WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 41083 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT LIN ZONGHAN, REPRESENTATIVE OF ISSUER YES AGAINST AGAINST
YECHANG INTERNATIONAL CO., LTD WITH SHAREHOLDER NO.
126619 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT LIANG MIN FANG, REPRESENTATIVE ISSUER YES AGAINST AGAINST
OF YECHANG INTERNATIONAL CO., LTD WITH SHAREHOLDER
NO. 126619 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alten
TICKER: ATE CUSIP: F02626103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING NEW TRANSACTION
PROPOSAL #5: REELECT SIMON AZOULAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ALIETTE MARDYKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 150,000
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SIMON AZOULAY, CHAIRMAN AND CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERALD ATTIA, BRUNO BENOLIEL AND PIERRE MARCEL, VICE-
CEOS
PROPOSAL #10: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY OF VICE- ISSUER YES FOR FOR
CEOS
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #14: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO 25
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS AND WITH
BINDING PRIORITY RIGHTS, BUT INCLUDING FOR PUBLIC
EXCHANGE OFFERS, UP TO 10 PERCENT OF ISSUED SHARE
CAPITAL
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO 10
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES FOR UP TO 5 PERCENT OF ISSUED CAPITAL PER
YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY FOR UP TO 5 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL PER YEAR FOR PRIVATE
PLACEMENTS
PROPOSAL #20: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #22: AUTHORIZE CAPITAL INCREASE OF UP TO 5 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #23: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 16-19 AND
22 AT 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #25: AMEND TERMS OF ITEMS 18 AND 20 OF MAY ISSUER YES FOR FOR
24, 2016, AGM RE: INITIAL ATTRIBUTION OF PREFERRED
STOCK
PROPOSAL #26: AMEND ARTICLES 4 AND 22 OF BYLAWS TO ISSUER YES FOR FOR
COMPLY WITH NEW REGULATIONS RE: COMPANY HEADQUARTERS
AND ALTERNATE AUDITORS
PROPOSAL #27: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altice NV
TICKER: ATC CUSIP: N0R25F103
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: AMEND ARTICLES RE: REPRESENTATION OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #2b: AMEND ARTICLES RE: CHANGES IN RULES FOR ISSUER YES FOR FOR
GRANTING TITLES TO EXECUTIVE BOARD MEMBERS
PROPOSAL #2c: AMEND ARTICLES RE: CHANGES IN RULES FOR ISSUER YES FOR FOR
SUSPENSION OF VICE-PRESIDENT
PROPOSAL #2d: AMEND ARTICLES RE: CHANGES IN QUORUM ISSUER YES AGAINST AGAINST
AND VOTING REQUIREMENTS BOARD MEETINGS
PROPOSAL #2e: AMEND ARTICLES RE: MISCELLANEOUS ISSUER YES FOR FOR
CHANGES
PROPOSAL #3a: APPROVE REMUNERATION OF DEXTER GOEI ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE REMUNERATION OF MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF PATRICK DRAHI AS ISSUER YES FOR FOR
RESIGNING CEO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altice NV
TICKER: ATC CUSIP: N0R25F103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT ANNUAL ACCOUNTS FOR FINANCIAL YEAR ISSUER YES FOR FOR
2016
PROPOSAL #4: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: APPROVE DISCHARGE OF NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: ELECT M. SCOTT MATLOCK AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT J. ALLAVENA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.a: APPROVE EXECUTIVE ANNUAL CASH BONUS ISSUER YES FOR FOR
PLAN
PROPOSAL #8.b: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8.c: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #8.d: AMEND REMUNERATION OF MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #8.e: AMEND REMUNERATION OF DEXTER GOEI ISSUER YES FOR FOR
PROPOSAL #8.f: AMEND REMUNERATION OF DENNIS OKHUIJSEN ISSUER YES FOR FOR
PROPOSAL #8.g: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: PROPOSAL TO CANCEL SHARES THE COMPANY ISSUER YES FOR FOR
HOLDS IN ITS OWN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altice NV
TICKER: ATC CUSIP: N0R25F111
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: AMEND ARTICLES RE: REPRESENTATION OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #2b: AMEND ARTICLES RE: CHANGES IN RULES FOR ISSUER YES FOR FOR
GRANTING TITLES TO EXECUTIVE BOARD MEMBERS
PROPOSAL #2c: AMEND ARTICLES RE: CHANGES IN RULES FOR ISSUER YES FOR FOR
SUSPENSION OF VICE-PRESIDENT
PROPOSAL #2d: AMEND ARTICLES RE: CHANGES IN QUORUM ISSUER YES AGAINST AGAINST
AND VOTING REQUIREMENTS BOARD MEETINGS
PROPOSAL #2e: AMEND ARTICLES RE: MISCELLANEOUS ISSUER YES FOR FOR
CHANGES
PROPOSAL #3a: APPROVE REMUNERATION OF DEXTER GOEI ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE REMUNERATION OF MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF PATRICK DRAHI AS ISSUER YES FOR FOR
RESIGNING CEO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altice NV
TICKER: ATC CUSIP: N0R25F111
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT ANNUAL ACCOUNTS FOR FINANCIAL YEAR ISSUER YES FOR FOR
2016
PROPOSAL #4: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: APPROVE DISCHARGE OF NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: ELECT M. SCOTT MATLOCK AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT J. ALLAVENA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.a: APPROVE EXECUTIVE ANNUAL CASH BONUS ISSUER YES FOR FOR
PLAN
PROPOSAL #8.b: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8.c: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #8.d: AMEND REMUNERATION OF MICHEL COMBES ISSUER YES FOR FOR
PROPOSAL #8.e: AMEND REMUNERATION OF DEXTER GOEI ISSUER YES FOR FOR
PROPOSAL #8.f: AMEND REMUNERATION OF DENNIS OKHUIJSEN ISSUER YES FOR FOR
PROPOSAL #8.g: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: PROPOSAL TO CANCEL SHARES THE COMPANY ISSUER YES FOR FOR
HOLDS IN ITS OWN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altium Ltd.
TICKER: ALU CUSIP: Q0268D100
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT RAELENE MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ARAM MIRKAZEMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altran Technologies
TICKER: ALT CUSIP: F02646101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ABSENCE ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #5: APPROVE TRANSFER FROM ISSUANCE PREMIUM ISSUER YES FOR FOR
ACCOUNT TO SHAREHOLDERS FOR AN AMOUNT OF EUR 0.24
PER SHARE
PROPOSAL #6: REELECT APAX PARTNERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT FLORENCE PARLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 MILLION ISSUER YES FOR FOR
SHARES
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE CERUTTI, CHAIRMAN AND CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CYRIL ROGER, VICE CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF VICE CEO ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 20 MILLION
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 7.5 MILLION
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 7.5 MILLION
PROPOSAL #17: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 20 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
7.5 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS UNDER ITEM 14 AT
EUR 20 MILLION, UNDER ITEM 15,16,18 AND 19 AT EUR 7.5
MILLION AND UNDER ITEM 20 AT EUR 3 MILLION
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALTRI SGPS SA
TICKER: ALTR CUSIP: X0142R103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISORY BOARDS
PROPOSAL #4: ELECT CORPORATE BODIES FOR 2017-2019 ISSUER YES AGAINST AGAINST
TERM
PROPOSAL #5: ELECT ERNST & YOUNG AS EXTERNAL AUDITOR ISSUER YES FOR FOR
FOR 2017-2019 TERM
PROPOSAL #6: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
DEBT INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alumina Ltd.
TICKER: AWC CUSIP: Q0269M109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT G JOHN PIZZEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT W PETER DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT MICHAEL P FERRARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
(LONG TERM INCENTIVE) TO PETER WASOW, CHIEF EXECUTIVE
OFFICER OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aluminum Corporation of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PARTICIPATION IN THE BIDDING FOR ISSUER YES FOR FOR
60% EQUITY INTEREST IN CHINALCO SHANGHAI
PROPOSAL #2: APPROVE INCREASE OF GUARANTEE AMOUNT ISSUER YES AGAINST AGAINST
PROVIDED FOR NINGXIA ENERGY AND ITS SUBSIDIARIES
PROPOSAL #3: APPROVE PROPOSED GUARANTEE PROVIDED BY ISSUER YES FOR FOR
CHINA ALUMINUM INTERNATIONAL TRADING CO., LTD. FOR
CHALCO TRADING HONG KONG CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aluminum Corporation of China Ltd.
TICKER: 2600 CUSIP: Y0094N109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 INDEPENDENT AUDITOR'S ISSUER YES FOR FOR
REPORT AND AUDITED FINANCIAL REPORT
PROPOSAL #4: APPROVE 2016 LOSS RECOVERY PROPOSALS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING (LLP) AS ISSUER YES FOR FOR
DOMESTIC AUDITORS AND ERNST & YOUNG AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE 2017 REMUNERATION STANDARDS FOR ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #7: APPROVE RENEWAL OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #8: APPROVE PROVISION OF FINANCING ISSUER YES FOR FOR
GUARANTEES BY CHALCO SHANDONG TO SHANDONG ADVANCED
PROPOSAL #9: APPROVE PROVISION OF GUARANTEES BY THE ISSUER YES FOR FOR
COMPANY TO CHALCO HONG KONG AND ITS SUBSIDIARIES FOR
FINANCING
PROPOSAL #10: APPROVE PROVISION OF GUARANTEES BY THE ISSUER YES FOR FOR
COMPANY AND CHALCO SHANDONG TO XINGHUA TECHNOLOGY FOR
FINANCING
PROPOSAL #11: APPROVE PROVISION OF GUARANTEES BY ISSUER YES FOR FOR
CHALCO TRADING TO CHALCO TRADING HONG KONG FOR
FINANCING
PROPOSAL #12: APPROVE RESOLUTION IN RELATION TO ISSUER YES AGAINST AGAINST
MATTERS ON GUARANTEES OF NINGXIA ENERGY AND ITS
SUBSIDIARIES
PROPOSAL #13: APPROVE ACQUISITION OF 40 PERCENT ISSUER YES FOR FOR
EQUITY INTERESTS IN CHALCO SHANGHAI BY THE COMPANY
PROPOSAL #15: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #16: APPROVE ISSUANCE OF OVERSEAS BONDS ISSUER YES FOR FOR
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alupar Investimento SA
TICKER: ALUP11 CUSIP: P0R676126
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ROGERIO PAULO CALDERON PERES AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2: ELECT SILVANI ALVES PEREIRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alupar Investimento SA
TICKER: ALUP11 CUSIP: P0R676126
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alupar Investimento SA
TICKER: ALUP11 CUSIP: P0R676126
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.2: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amada Holdings Co., Ltd.
TICKER: 6113 CUSIP: J01218106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2.1: ELECT DIRECTOR OKAMOTO, MITSUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISOBE, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ABE, ATSUSHIGE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIBATA, KOTARO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUDO, HIDEKAZU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MAZUKA, MICHIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CHINO, TOSHITAKE ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MIYOSHI, HIDEKAZU ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR ITO, ISSUER YES FOR FOR
KATSUHIDE
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NISHIURA, ISSUER YES FOR FOR
SEIJI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MURATA, MAKOTO
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amadeus IT Group SA
TICKER: AMS CUSIP: E04908112
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT NICOLAS HUSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT JOSE ANTONIO TAZON GARCIA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.3: REELECT LUIS MAROTO CAMINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT DAVID GORDON COMYN WEBSTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: REELECT PIERRE-HENRI GOURGEON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: REELECT GUILLERMO DE LA DEHESA ROMERO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.7: REELECT CLARA FURSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: REELECT FRANCESCO LOREDAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.9: REELECT STUART MCALPINE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.10: REELECT MARC VERSPYCK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.11: REELECT ROLAND BUSCH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amanat Holdings PJSC
TICKER: AMANAT CUSIP: M08598100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.015 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: RATIFY APPOINTMENT OF KASSEM ALOM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS
PROPOSAL #11: AMEND BYLAWS TO COMPLY WITH CORPORATE ISSUER YES FOR FOR
GOVERNANCE PRACTICES
PROPOSAL #12: APPROVE SHARE OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amano Corp.
TICKER: 6436 CUSIP: J01302108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 29
PROPOSAL #2.1: ELECT DIRECTOR NAKAJIMA, IZUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUDA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIRAISHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TERASAKI, ISAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR AKAGI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SASAYA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR IHARA, KUNIHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAZAKI, MANABU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KISHI, ISAO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KAWASHIMA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ITONAGA, ISSUER YES FOR FOR
TAKEHIDE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amara Raja Batteries Ltd
TICKER: 500008 CUSIP: Y00968142
MEETING DATE: 8/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM PAYMENT OF INTERIM DIVIDEND AS ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT RAMACHANDRA N GALLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BRAHMAYYA & CO. AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT RAPHAEL JOHN SHEMANSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FIX REMUNERATION OF COST ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amata Corporation Public Co Ltd
TICKER: AMATA CUSIP: Y0099Y167
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE ANNUAL REPORT AND DIRECTORS' ISSUER YES FOR FOR
REPORT
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SURIN PITSUWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT NOPPUN MUANGKOTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SOMCHET THINAPHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amaya Inc.
TICKER: AYA CUSIP: 02314M108
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIVYESH (DAVE) GADHIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARLAN GOODSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED F. HURLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID LAZZARATO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER E. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY TURNER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP, LONDON, ENGLAND, ISSUER YES FOR FOR
UNITED KINGDOM AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #3: APPROVE CONTINUANCE OF COMPANY [QBCA TO ISSUER YES FOR FOR
OBCA]
PROPOSAL #4: CHANGE COMPANY NAME TO THE STARS GROUP ISSUER YES FOR FOR
INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambev S.A.
TICKER: ABEV3 CUSIP: 02319V103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND RATIFY ISSUER YES FOR FOR
DISTRIBUTION OF DIVIDENDS AND INTEREST-ON-CAPITAL-
STOCK PAYMENTS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTORS ISSUER YES ABSTAIN AGAINST
PROPOSAL #4a: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #4b: ELECT PAULO ASSUNCAO DE SOUSA AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND VINICIUS BALBINO BOUHID AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5.1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB CACHOEIRAS ISSUER YES FOR FOR
DE MACACU BEBIDAS LTDA. (CACHOEIRAS DE MACACU)
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF CACHOEIRAS DE ISSUER YES FOR FOR
MACACU BEBIDAS LTDA. (CACHOEIRAS DE MACACU)
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambev S.A.
TICKER: ABEV3 CUSIP: P0273U106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB CACHOEIRAS ISSUER YES FOR FOR
DE MACACU BEBIDAS LTDA. (CACHOEIRAS DE MACACU)
PROPOSAL #2: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA. AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF CACHOEIRAS DE ISSUER YES FOR FOR
MACACU BEBIDAS LTDA. (CACHOEIRAS DE MACACU)
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambev S.A.
TICKER: ABEV3 CUSIP: P0273U106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND RATIFY ISSUER YES FOR FOR
DISTRIBUTION OF DIVIDENDS AND INTEREST-ON-CAPITAL-
STOCK PAYMENTS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3.3: ELECT ALOISIO MACARIO FERREIRA DE SHAREHOLDER YES FOR N/A
SOUZA AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #4.1: ELECT PAULO ASSUNCAO DE SOUSA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND VINICIUS BALBINO BOUHID AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambu A/S
TICKER: AMBU B CUSIP: K03293113
MEETING DATE: 12/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 1.55 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES RE: REGISTRATION OF A ISSUER YES FOR FOR
SHARES WITH VP SECURITIES AND CANCELLATION OF
EXISTING A SHARE CERTIFICATES
PROPOSAL #6: REELECT JENS BAGER (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT MIKAEL WORNING (VICE CHAIRMAN) ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8a: REELECT OLIVER JOHANSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8b: REELECT ALLAN SØGAARD LARSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8c: REELECT CHRISTIAN SAGILD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8d: REELECT HENRIK EHLERS WULFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES ABSTAIN AGAINST
AUDITORS
PROPOSAL #10: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambuja Cements Ltd.
TICKER: 500425 CUSIP: Y6140K106
MEETING DATE: 10/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
AJAY KAPUR, MANAGING DIRECTOR & CEO
PROPOSAL #2: APPROVE EXTENSION OF SERVICES AVAILED ISSUER YES AGAINST AGAINST
FROM B. L. TAPARIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambuja Cements Ltd.
TICKER: 500425 CUSIP: Y6140K106
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT B.L.TAPARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT AJAY KAPUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, MUMBAI AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amcor Limited
TICKER: AMC CUSIP: Q03080100
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT A (ARMIN) MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT K J (KAREN) GUERRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amec Foster Wheeler plc
TICKER: AMFW CUSIP: G02604117
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT JON LEWIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT BOB CARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN CONNOLLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAN MCHOUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LINDA ADAMANY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT COLIN DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ROY FRANKLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STEPHANIE NEWBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amec Foster Wheeler plc
TICKER: AMFW CUSIP: G02604117
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE ALL- ISSUER YES FOR FOR
SHARE OFFER BY JOHN WOOD GROUP PLC FOR AMEC FOSTER
WHEELER PLC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amec Foster Wheeler plc
TICKER: AMFW CUSIP: G02604117
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amer Sports Oyj
TICKER: AMEAS CUSIP: X01416118
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME, OMISSION ISSUER YES FOR FOR
OF DIVIDENDS, AND CAPITAL REPAYMENT OF EUR 0.62 PER
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 120,000 FOR CHAIRMAN, EUR 70,000
FOR VICE CHAIRMAN, AND EUR 60,000 FOR BOARD MEMBERS
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT ILKKA BROTHERUS, CHRISTIAN ISSUER YES FOR FOR
FISCHER, HANNU RYOPPONEN, BRUNO SALZER AND LISBETH
VALTHER AS DIRECTORS; ELECT MANEL ADELL AND TAMARA
MINICK-SCOKALO AS NEW DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AMEND ARTICLES RE: DIRECTOR AGE LIMIT; ISSUER YES FOR FOR
EDITORIAL CHANGES
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #17: APPROVE ISSUANCE AND/OR CONVEYANCE OF ISSUER YES FOR FOR
UP TO 10 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America Movil S.A.B. de C.V.
TICKER: AMX L CUSIP: P0280A101
MEETING DATE: 10/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DELISTING OF SHARES FROM NASDAQ ISSUER YES FOR FOR
AND LATIBEX
PROPOSAL #2: APPROVE OPTION TO RECEIVE SHARES OR CASH ISSUER YES FOR FOR
AS SECOND INSTALLMENT OF DIVIDEND OF MXN 0.14 PER
SHARE APPROVED BY AGM ON APRIL 18, 2016
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America Movil S.A.B. de C.V.
TICKER: AMX L CUSIP: P0280A101
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY DIRECTORS FOR SERIES L ISSUER YES AGAINST AGAINST
SHAREHOLDERS
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amicogen Inc.
TICKER: A092040 CUSIP: Y0R76Q105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO INSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #6: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amlak Finance PJSC
TICKER: AMLAK CUSIP: M0963R101
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) FOR FY 2017
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMMB Holdings Berhad
TICKER: AMBANK CUSIP: Y0122P100
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT SOO KIM WAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT AHMAD JOHAN BIN MOHAMMAD RASLAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT GRAHAM KENNEDY HODGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WASIM AKHTAR SAIFI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SHIREEN ANN ZAHARAH BINTI ISSUER YES FOR FOR
MUHIUDEEN AS DIRECTOR
PROPOSAL #8: ELECT SEOW YOO LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT AZMAN HASHIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT MOHAMMED HANIF BIN OMAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #12: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES AGAINST AGAINST
EXECUTIVES' SHARE SCHEME
PROPOSAL #13: APPROVE ALLOCATION OF SHARES AND ISSUER YES AGAINST AGAINST
OPTIONS TO SULAIMAN MOHD TAHIR UNDER THE EXECUTIVES'
SHARE SCHEME
PROPOSAL #14: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DIVIDEND REINVESTMENT PLAN
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #16: APPROVE RENEWAL OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS WITH AUSTRALIA AND NEW ZEALAND BANKING
GROUP LIMITED GROUP
PROPOSAL #17: APPROVE RENEWAL OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS WITH AMCORP GROUP BERHAD GROUP
PROPOSAL #18: APPROVE RENEWAL OF EXISTING ISSUER YES FOR FOR
SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS WITH MODULAR TECHCORP HOLDINGS BERHAD
GROUP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmorePacific Corp.
TICKER: A090430 CUSIP: Y01258105
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT KIM SEONG-SOO AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amorepacific Group Inc.
TICKER: A002790 CUSIP: Y0126C105
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO OUTSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amot Investment Ltd.
TICKER: AMOT CUSIP: M1035R103
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: RATIFY AMENDED EMPLOYMENT AGREEMENT OF ISSUER YES FOR FOR
AVSHLOM MOUSLER
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMP Limited
TICKER: AMP CUSIP: Q0344G101
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT CATHERINE BRENNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT PATTY AKOPIANTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT TREVOR MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT GEOFF ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT PETER VARGHESE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT MIKE WILKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE CHIEF EXECUTIVE OFFICER'S LONG- ISSUER YES FOR FOR
TERM INCENTIVE FOR 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amplifon SpA
TICKER: AMP CUSIP: T0388E118
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ams AG
TICKER: AMS CUSIP: A0400Q115
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.30
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CANCELLATION OF CAPITAL ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #9: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 8.4 MILLION
PROPOSAL #10: APPROVE CREATION OF EUR 8.4 MILLION ISSUER YES FOR FOR
POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amtek Auto Ltd.
TICKER: 520077 CUSIP: Y0124E137
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT JOHN EARNEST FLINTHAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE MANOJ MOHAN & ASSOCIATES AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION - BOARD ISSUER YES FOR FOR
RELATED
PROPOSAL #7: APPROVE EXCHANGE OF DEBT FOR EQUITY ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amtek Auto Ltd.
TICKER: 520077 CUSIP: Y0124E137
MEETING DATE: 3/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON ISSUER YES FOR FOR
PREFERENTIAL BASIS TO PROMOTER AND PROMOTER GROUP
COMPANIES
PROPOSAL #2: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF JOHN ERNEST FLINTHAM AS VICE CHAIRMAN & MANAGING
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmTRAN Technology Co., Ltd.
TICKER: 2489 CUSIP: Y0124Y109
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amundi
TICKER: AMUN CUSIP: F8233H108
MEETING DATE: 1/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 210 MILLION
PROPOSAL #2: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #3: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amundi
TICKER: AMUN CUSIP: F8233H108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.20 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING A NEW
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-PAUL CHIFFLET, CHAIRMAN OF THE BOARD UNTIL APRIL
28, 2016
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF YVES ISSUER YES FOR FOR
PERRIER, CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF YVES ISSUER YES FOR FOR
PERRIER, CEO
PROPOSAL #8: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #9: RATIFY APPOINTMENT OF MICHEL MATHIEU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT LAURENCE DANON-ARNAUD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT HELENE MOLINARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT CHRISTIAN ROUCHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT ANDREE SAMAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO 50
PERCENT OF ISSUED CAPITAL
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO 10
PERCENT OF ISSUED CAPITAL
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO 20 PERCENT OF ISSUED CAPITAL FOR BONUS ISSUE
OR INCREASE IN PAR VALUE
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS UNDER
PERFORMANCE CONDITIONS RESERVED FOR SOME EMPLOYEES
AND CORPORATE OFFICERS
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMUSE Inc.
TICKER: 4301 CUSIP: J0142S107
MEETING DATE: 6/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
CLARIFY DIRECTOR AUTHORITY ON SHAREHOLDER MEETINGS -
AMEND PROVISIONS ON NUMBER OF DIRECTORS - CLARIFY
DIRECTOR AUTHORITY ON BOARD MEETINGS - AMEND
PROVISIONS ON NUMBER OF STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR OSATO, YOKICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SHIBA, YOJIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HATANAKA, TATSURO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SOMA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SAITO, NAOTO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MASUDA, MUNEAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ANDO, TAKAHARU ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR YOKOZAWA, ISSUER YES FOR FOR
HIROAKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR ISHIKAWA, ISSUER YES FOR FOR
YORIMICHI
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR ONOGI, ISSUER YES FOR FOR
TAKESHI
PROPOSAL #4.4: APPOINT STATUTORY AUDITOR HAIBARA, ISSUER YES FOR FOR
YOSHIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMVIG Holdings Ltd
TICKER: 2300 CUSIP: G0420V106
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4a: ELECT CHAN CHEW KEAK, BILLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT JERZY CZUBAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT MICHAEL JOHN CASAMENTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4d: ELECT TAY AH KEE, KEITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE RSM HONG KONG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANA Holdings Co.,Ltd.
TICKER: 9202 CUSIP: J51914109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO REDUCE SHARE TRADING ISSUER YES FOR FOR
UNIT
PROPOSAL #4.1: ELECT DIRECTOR ITO, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR SHINOBE, OSAMU ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR KATANOZAKA, SHINYA ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR NAGAMINE, TOYOYUKI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR ISHIZAKA, NAOTO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR TAKADA, NAOTO ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR HIRAKO, YUJI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR MORI, SHOSUKE ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR YAMAMOTO, ADO ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR KOBAYASHI, IZUMI ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT STATUTORY AUDITOR TONOMOTO, ISSUER YES FOR FOR
KIYOSHI
PROPOSAL #5.2: APPOINT STATUTORY AUDITOR HASEGAWA, ISSUER YES FOR FOR
AKIHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anadolu Cam Sanayii AS
TICKER: ANACM CUSIP: M1015M108
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING; AUTHORIZE PRESIDING COUNCIL TO SIGN
MEETING MINUTES
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #7: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anadolu Efes Biracilik ve Malt Sanayii A.S.
TICKER: AEFES CUSIP: M10225106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY APPOINTMENT OF STUART MURRAY ISSUER YES FOR FOR
MACFARLANE AS DIRECTOR
PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anadolu Hayat Emeklilik A.S.
TICKER: ANHYT CUSIP: M1032D107
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MEETING MINUTES
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Andhra Bank Ltd.
TICKER: 532418 CUSIP: Y01279119
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Andhra Bank Ltd.
TICKER: 532418 CUSIP: Y01279119
MEETING DATE: 5/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
GOVERNMENT OF INDIA ON PREFERENTIAL BASIS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Andritz AG
TICKER: ANDR CUSIP: A11123105
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY KPMG AUSTRIA GMBH AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REELECT CHRISTIAN NOWOTNY AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anest Iwata Corp.
TICKER: 6381 CUSIP: J01544105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2.1: ELECT DIRECTOR TSUBOTA, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOGA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TSUKAMOTO, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUZUKI, MASATO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YONEDA, KOZO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Angang Steel Company Limited
TICKER: 347 CUSIP: Y0132D105
MEETING DATE: 2/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ISSUANCE OF DOMESTIC ISSUER YES FOR FOR
MEDIUM TERM NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Angang Steel Company Limited
TICKER: 347 CUSIP: Y0132D105
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
EXTRACTS
PROPOSAL #4: APPROVE 2016 AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #7: APPROVE RUIHUA CERTIFIED PUBLIC SHAREHOLDER YES FOR FOR
ACCOUNTANTS AS AUDITOR AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION (ARTICLES 1, 11 AND 20)
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- SHAREHOLDER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF SHAREHOLDER YES AGAINST AGAINST
ASSOCIATION (ARTICLES 1, 11, 82, 105, 170, 193, 24,
48, 5 AND CHAPTER 10)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anglo American Platinum Ltd
TICKER: AMS CUSIP: S9122P108
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT MARK CUTIFANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT RICHARD DUNNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT VALLI MOOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT TONY O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT RICHARD DUNNE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #2.2: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER �� YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #2.3: RE-ELECT JOHN VICE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #2.4: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anglo American plc
TICKER: AAL CUSIP: G03764134
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT STEPHEN PEARCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NOLITHA FAKUDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MARK CUTIFANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT BYRON GROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIR PHILIP HAMPTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TONY O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIR JOHN PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MPHU RAMATLAPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JIM RUTHERFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANNE STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JACK THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: REDUCE THE MINIMUM NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHRORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AngloGold Ashanti Ltd
TICKER: ANG CUSIP: S04255196
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT SIPHO PITYANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT RODNEY RUSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT MARIA RICHTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SINDI ZILWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT RHIDWAAN GASANT AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: RE-ELECT MICHAEL KIRKWOOD AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: RE-ELECT RODNEY RUSTON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.4: RE-ELECT ALBERT GARNER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.5: RE-ELECT MARIA RICHTER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3.6: ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE DEFERRED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE ISSUE OF ORDINARY SHARES ISSUER YES FOR FOR
PURSUANT TO THE DEFERRED SHARE PLAN
PROPOSAL #11: AUTHORISE BOARD TO ISSUE SHARES FOR ISSUER YES FOR FOR
CASH
PROPOSAL #12: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #13: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anheuser-Busch InBev SA
TICKER: ABI CUSIP: B6399C107
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A.1: APPROVE MATTERS RELATING TO THE ISSUER YES FOR FOR
ACQUISITION OF SABMILLER PLC BY ANHEUSER-BUSCH INBEV
PROPOSAL #B.4: APPROVE TRANSFER OF ASSETS AND ISSUER YES FOR FOR
LIABILITIES RE: SABMILLER PLC AND ANHEUSER-BUSCH
INBEV SA TRANSACTION
PROPOSAL #B.5: APPROVE DELISTING RE: SABMILLER PLC ISSUER YES FOR FOR
AND ANHEUSER-BUSCH INBEV SA TRANSACTION
PROPOSAL #C.6: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anheuser-Busch InBev SA
TICKER: ABI CUSIP: B639CJ108
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1.b: RENEW AUTHORIZATION TO INCREASE SHARE ISSUER YES FOR FOR
CAPITAL UP TO 3 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #B3: APPROVAL OF THE ACCOUNTS OF THE OLD AB ISSUER YES FOR FOR
INBEV
PROPOSAL #B4: APPROVE DISCHARGE TO THE DIRECTORS OF ISSUER YES FOR FOR
THE OLD AB INBEV
PROPOSAL #B5: APPROVE DISCHARGE OF AUDITORS OF THE ISSUER YES FOR FOR
OLD AB INBEV
PROPOSAL #B.9: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #B10: APPROVE DISCHARGE TO THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #B11: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #B12.a: ELECT M.J. BARRINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #B12.b: ELECT W.F. GIFFORD JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #B12.c: ELECT A. SANTO DOMINGO DAVILA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #B13.a: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #B13.b: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #B13.c: APPROVE NON-EXECUTIVE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION GRANTS
PROPOSAL #C1: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Conch Cement Company Ltd
TICKER: 914 CUSIP: Y01373102
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL REPORTS ISSUER YES FOR FOR
PREPARED UNDER THE PRC ACCOUNTING STANDARDS AND
INTERNATIONAL FINANCIAL REPORTING STANDARDS
RESPECTIVELY
PROPOSAL #4: APPROVE KPMG HUAZHEN LLP AS PRC AND ISSUER YES FOR FOR
INTERNAL CONTROL AUDITOR, KPMG AS INTERNATIONAL
FINANCIAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE 2016 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL AND DECLARATION OF FINAL DIVIDEND
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARIES AND JOINT VENTURE ENTITIES
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Expressway Co Ltd
TICKER: 995 CUSIP: Y01374100
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JIANG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INVESTMENT IN CONSTRUCTION ISSUER YES FOR FOR
PROJECT TO EXPAND HENING EXPRESSWAY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Expressway Co Ltd
TICKER: 995 CUSIP: Y01374100
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT APPROPRIATION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2017 DAILY CONNECTED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Gujing Distillery Co., Ltd.
TICKER: 200596 CUSIP: Y0137M100
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LI PEIHUI AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT XU PENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT WANG FENG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.2: ELECT YANG XIAOFAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.3: ELECT ZHANG BO AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2.4: ELECT WANG ZIBIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anhui Gujing Distillery Co., Ltd.
TICKER: 200596 CUSIP: Y0137M100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #7: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9.01: ELECT LIANG JINHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.02: ELECT LI PEIHUI AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.03: ELECT ZHOU QINGWU AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.04: ELECT YAN LIJUN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.05: ELECT YE CHANGQING AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #9.06: ELECT XU PENG AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #10.01: ELECT WANG GAO AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #10.02: ELECT SONG SHUYU AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #10.03: ELECT DU JIE AS INDEPENDENT DIRECTOR SHAREHOLDER YES FOR �� N/A
PROPOSAL #11.01: ELECT WANG FENG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #11.02: ELECT YANG XIAOFAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #11.03: ELECT FU QIANGXIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anicom Holdings Inc.
TICKER: 8715 CUSIP: J0166U103
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2.1: ELECT DIRECTOR KOMORI, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MOMOSE, YUMIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIRAI, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAMEI, TATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TODA, YUZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FUKUYAMA, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR IWAMOTO, ISSUER YES FOR FOR
KOICHIRO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR TAKEMI, ISSUER YES FOR FOR
HIROMITSU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anima Holding S.P.A.
TICKER: ANIM CUSIP: T0409R106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3.1: FIX BOARD TERMS FOR DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #3.2.1: SLATE SUBMITTED BY BANCO BPM SPA AND SHAREHOLDER NO N/A N/A
POSTE ITALIANE SPA
PROPOSAL #3.2.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
SHAREHOLDERS (ASSOGESTIONI)
PROPOSAL #3.3: ELECT CLAUDIO BOMBONATO AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #3.4: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #4.1.1: SLATE SUBMITTED BY BANCO BPM SPA AND SHAREHOLDER YES FOR N/A
POSTE ITALIANE SPA
PROPOSAL #4.1.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES AGAINST N/A
SHAREHOLDERS (ASSOGESTIONI)
PROPOSAL #4.2: APPOINT CHAIR OF THE BOARD OF SHAREHOLDER YES FOR N/A
STATUTORY AUDITORS
PROPOSAL #4.3: APPROVE INTERNAL AUDITORS' SHAREHOLDER YES FOR N/A
REMUNERATION
PROPOSAL #5.1: REVOKE THE MANDATE OF RECONTA ERNST & ISSUER YES FOR FOR
YOUNG SPA
PROPOSAL #5.2: APPROVE AUDITORS AND AUTHORIZE BOARD ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anritsu Corp.
TICKER: 6754 CUSIP: J01554104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7.5
PROPOSAL #2.1: ELECT DIRECTOR HASHIMOTO, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANIAI, TOSHISUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUBOTA, AKIFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HAMADA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SANO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR INOUE, YUJI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SEKI, TAKAYA
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER IGARASHI, NORIO
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAGATA, OSAMU
PROPOSAL #4: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER SHIMIZU, KEIKO
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANSALDO STS S.P.A.
TICKER: STS CUSIP: T0421V119
MEETING DATE: 1/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #2: APPROVE DECISIONS INHERENT TO LEGAL SHAREHOLDER YES AGAINST N/A
ACTION AGAINST GIUSEPPE BIVONA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANSALDO STS S.P.A.
TICKER: STS CUSIP: T0421V119
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #1.2.2: APPROVE ALLOCATION OF INCOME SHAREHOLDER YES AGAINST FOR
PROPOSAL #1.3: APPROVE SPECIAL DIVIDEND THROUGH SHAREHOLDER YES AGAINST FOR
DISTRIBUTION OF RESERVES
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3.1.1: SLATE SUBMITTED BY HITACHI RAIL SHAREHOLDER NO N/A N/A
ITALY INVESTMENTS SRL
PROPOSAL #3.1.2: SLATE SUBMITTED BY ELLIOTT SHAREHOLDER YES FOR N/A
INTERNATIONAL L.P. AND THE LIVERPOOL LIMITED
PARTNERSHIP
PROPOSAL #3.2: APPOINT CHAIR OF THE BOARD OF SHAREHOLDER YES FOR N/A
STATUTORY AUDITORS
PROPOSAL #3.3: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #1: AMEND COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ansell Ltd.
TICKER: ANN CUSIP: Q04020105
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT RONNIE BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT W PETER DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LESLIE DESJARDINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO MAGNUS NICOLIN, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #4: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anta Sports Products Ltd.
TICKER: 2020 CUSIP: G04011105
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT WANG WENMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WU YONGHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LU HONG TE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
TERMINATE EXISTING SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Antofagasta plc
TICKER: ANTO CUSIP: G0398N128
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JEAN-PAUL LUKSIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT OLLIE OLIVEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GONZALO MENENDEZ AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #8: RE-ELECT RAMON JARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JUAN CLARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT WILLIAM HAYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT TIM BAKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANDRONICO LUKSIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT VIVIANNE BLANLOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JORGE BANDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT FRANCISCA CASTRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anton Oilfield Services Group
TICKER: 3337 CUSIP: G03999102
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE JOINT VENTURE FOR IRAQI BUSINESS ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anton Oilfield Services Group
TICKER: 3337 CUSIP: G03999102
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT WU DI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHANG YONGYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZHU XIAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JOHN WILLIAM CHISHOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WEE YIAW HIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
TERMINATE THE EXISTING SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AO World plc
TICKER: AO. CUSIP: G0403D107
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT GEOFF COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEVE CAUNCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MARK HIGGINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BRIAN MCBRIDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRIS HOPKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MARISA CASSONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RUDOLF LAMPRECHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #18: APPROVE EMPLOYEE REWARD PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AOI Electronics
TICKER: 6832 CUSIP: J01586106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 27
PROPOSAL #2.1: ELECT DIRECTOR NAKAYAMA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KINOSHITA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKADA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAEKI, NORIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKAO, DAISUKE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FUKUDA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MORIITO, SHIGEKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AOKI Holdings Inc.
TICKER: 8214 CUSIP: J01638105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AOKI, HIRONORI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AOKI, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AOKI, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HASEGAWA, HACHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAKABAYASHI, YUSUKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAMURA, HARUO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIMAYA, NORIAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KURITA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHIMIZU, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARAKI, WATARU ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NOGUCHI, TATSUMI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NAKAMURA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR AOKI, MASAMITSU ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR INAGAKI, MINORU ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR OHARA, YOKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aomori Bank Ltd.
TICKER: 8342 CUSIP: J01680107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR HAMAYA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NARITA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TATEBE, REIJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR DEMACHI, FUMITAKA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KAWAMURA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TAKEUCHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SASAKI, TOMOHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ISHIKAWA, KEITARO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ISHIBASHI, SATORU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aoyama Trading Co. Ltd.
TICKER: 8219 CUSIP: J01722107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 115
PROPOSAL #2.1: ELECT DIRECTOR MIYAMAE, SHOZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYAMAE, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR AOYAMA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MIYATAKE, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUKAWA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKANO, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UCHIBAYASHI, SEISHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR WATANABE, TORU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aozora Bank, Ltd.
TICKER: 8304 CUSIP: J0172K107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #3.1: ELECT DIRECTOR FUKUDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR BABA, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SAITO, TAKEO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKEDA, SHUNSUKE ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MIZUTA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MURAKAMI, IPPEI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ITO, TOMONORI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SEKIZAWA, YUKIO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
UCHIDA, KEIICHIRO
PROPOSAL #4.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MITCH R. FULSCHER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AP (Thailand) Public Company Limited
TICKER: AP CUSIP: Y0209X117
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6.1: ELECT YOKPORN TANTISAWETRAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT NONTACHIT TULAYANONDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT KOSOL SURIYAPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT SIRIPONG SOMBUTSIRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT WASON NARUENATPAISAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE BONUS OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APA Group
TICKER: APA CUSIP: Q0437B100
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT STEVEN CRANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JOHN FLETCHER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APERAM S.A.
TICKER: APAM CUSIP: L0187K107
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #II: APPROVE FINANCIAL STATEMENTS OF THE ISSUER YES FOR FOR
PARENT COMPANY
PROPOSAL #III: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #IV: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #V: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #VI: REELECT LAURENCE MULLIEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VII: REELECT JOSEPH GREENWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VIII: APPOINTMENT OF DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #IX: APPROVE 2017 PERFORMANCE SHARE UNIT ISSUER YES FOR FOR
PLAN
PROPOSAL #I: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #II: AMEND ARTICLES RE: REFLECT CHANGES IN ISSUER YES FOR FOR
LUXEMBOURG COMPANY LAW
PROPOSAL #III: AMEND ARTICLES RE: DEMATERIALIZATION ISSUER YES FOR FOR
OF SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APG SGA SA
TICKER: APGN CUSIP: H0281K107
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME; APPROVE ISSUER YES FOR FOR
ORDINARY DIVIDENDS OF CHF 12 PER SHARE AND SPECIAL
DIVIDENDS OF CHF 12 PER SHARE
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: REELECT DANIEL HOFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT ROBERT SCHMIDLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT MARKUS SCHEIDEEGGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: REELECT XAVIER LE CLEF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT STEPHANE PRIGENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT DANIEL HOFER AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7.1: APPOINT ROBERT SCHMIDLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.2: APPOINT MARKUS SCHEIDEGGER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF CHF 723,000
PROPOSAL #9: APPROVE FIXED REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 2.6 MILLION
PROPOSAL #10: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 1.1 MILLION
PROPOSAL #11: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: DESIGNATE COSTIN VAN BECHEM AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #13: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aplus Financial Co Ltd
TICKER: 8589 CUSIP: J01743103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WATANABE, AKIRA ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR OKUDA, SHOICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HIRASAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KOZANO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIMIZU, TETSURO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUGIE, RIKU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UCHIKAWA, HARUYA ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
KASAHARA, JIRO
PROPOSAL #2.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
ISHII, HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APN News & Media Ltd
TICKER: APN CUSIP: Q1076J107
MEETING DATE: 9/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SALE OF ALL THE SHARE ISSUER YES FOR FOR
CAPITAL IN THE ARM SALE COMPANIES TO NCA VENTURES PTY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APN News & Media Ltd
TICKER: APN CUSIP: Q1076J107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PETER CULLINANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ANNE TEMPLEMAN-JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE GRANT OF DEFERRED RIGHTS TO ISSUER YES FOR FOR
CIARAN DAVIS
PROPOSAL #5: APPROVE THE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
HT&E LIMITED AND APPROVE THE AMENDMENTS TO THE
COMPANY'S CONSTITUTION
PROPOSAL #6a: APPROVE THE FINANCIAL ASSISTANCE IN ISSUER YES FOR FOR
RELATION TO ADSHEL ACQUISITION
PROPOSAL #6b: APPROVE THE FINANCIAL ASSISTANCE IN ISSUER YES FOR�� FOR
RELATION TO CONVERSANT ACQUISITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APN Outdoor Group Ltd
TICKER: APO CUSIP: Q1076L128
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT JACK MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE APN OUTDOOR GROUP LIMITED ISSUER YES FOR FOR
LONG TERM INCENTIVE PLAN
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO RICHARD HERRING
PROPOSAL #6: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #7: APPROVE THE RENEWAL OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Hospitals Enterprise Ltd.
TICKER: APOLLOHOSP CUSIP: Y0187F138
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT SHOBANA KAMINENI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S. VISWANATHAN LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Tyres Limited
TICKER: 500877 CUSIP: Y0188S147
MEETING DATE: 3/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Tyres Ltd.
TICKER: 500877 CUSIP: Y0188S147
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT ROBERT STEINMETZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT BIKRAM SINGH AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT VINOD RAI AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT FRANCESCO GORI AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Tyres Ltd.
TICKER: 500877 CUSIP: Y0188S147
MEETING DATE: 10/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applus Services SA
TICKER: APPS CUSIP: E0534T106
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: RATIFY APPOINTMENT OF AND ELECT MARIA ISSUER YES FOR FOR
CRISTINA HENRIQUEZ DE LUNA BASAGOITI AS DIRECTOR
PROPOSAL #5.2: RATIFY APPOINTMENT OF AND ELECT SCOTT ISSUER YES FOR FOR
COBB AS DIRECTOR
PROPOSAL #5.3: RATIFY APPOINTMENT OF AND ELECT CLAUDI ISSUER YES FOR FOR
SANTIAGO PONSA AS DIRECTOR
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ANNUAL MAXIMUM REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE 12 RE: CONVENING OF ISSUER YES FOR FOR
GENERAL SHAREHOLDERS MEETING
PROPOSAL #9: AMEND ARTICLE 12 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: LOCATION
PROPOSAL #11: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 10
PERCENT
PROPOSAL #12: AUTHORIZE ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS, DEBENTURES, WARRANTS, AND OTHER DEBT
SECURITIES UP TO EUR 200 MILLION WITH EXCLUSION OF
PREEMPTIVE RIGHTS UP TO 10 PERCENT OF CAPITAL
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apt Satellite Holdings Ltd.
TICKER: 1045 CUSIP: G0438M106
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTORS' AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apt Satellite Holdings Ltd.
TICKER: 1045 CUSIP: G0438M106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LIM TOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT YIN YEN-LIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT FU ZHIHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LAM SEK KONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARA Asset Management Limited
TICKER: D1R CUSIP: G04512102
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arab Cotton Ginning Company
TICKER: ACGC CUSIP: M1359H103
MEETING DATE: 10/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2016
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER NO N/A N/A
2017
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2017 ISSUER NO N/A N/A
PROPOSAL #10: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arab Cotton Ginning Company
TICKER: ACGC CUSIP: M1359H103
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2: APPROVE MODALITIES OF SPIN-OFF ISSUER NO N/A N/A
PROPOSAL #3: APPROVE PAR VALUE OF SHARES FOLLOWING ISSUER NO N/A N/A
SPIN-OFF
PROPOSAL #4: APPROVE SPIN-OFF AGREEMENT PROJECT ISSUER NO N/A N/A
PROPOSAL #5: APPROVE SPIN-OFF DATE ISSUER NO N/A N/A
PROPOSAL #6: AUTHORIZE CHAIRMAN TO ADOPT THE ISSUER NO N/A N/A
TECHNICAL AND FINANCIAL REPORTS RELATED TO THE SPIN-
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arab Cotton Ginning Company
TICKER: ACGC CUSIP: M1359H103
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arabtec Holding S.A.L.
TICKER: ARTC CUSIP: M1491G104
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS AND AUDITORS' REPORT ON COMPANY FINANCIAL
STATEMENTS FOR FY 2016
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #3: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #4: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #5: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #6: ELECT JAMAL AL NUAIMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.a: APPROVE RECAPITALIZATION PLAN AND ISSUER YES FOR FOR
APPROVE ALL RESOLUTIONS BELOW
PROPOSAL #7.b: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #7.c: AMEND ARTICLE 39.3 OF BYLAWS RE: ISSUER YES FOR FOR
DIRECTORS VOTES ON DISCHARGE RESOLUTION
PROPOSAL #7.d: APPROVE INCREASE SHARE CAPITAL UP TO ISSUER YES FOR FOR
AED 1.5 BILLION THROUGH A RIGHTS OFFER
PROPOSAL #7.e: AUTHORISE AABAR INVESTMENTS OR THEIR ISSUER YES FOR FOR
ASSOCIATES TO SUBSCRIBE FOR ALL UNSUBSCRIBED SHARES
BY ELIGIBLE SHAREHOLDERS ON THE CLOSING DAY OF
SUBSCRIPTION TO THE RIGHTS ISSUE
PROPOSAL #7.f: APPROVE REDUCTION IN SHARE CAPITAL BY ISSUER YES FOR FOR
CANCELLING REPURCHASED SHARES
PROPOSAL #7.g: APPROVE TREATMENT OF LOSSES FROM THE ISSUER YES FOR FOR
STATUTORY RESERVES
PROPOSAL #7.h: AUTHORIZE BOARD OR ANY DELEGATED ISSUER YES FOR FOR
PERSON TO RATIFY AND EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arakawa Chemical Industries
TICKER: 4968 CUSIP: J01890102
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 22
PROPOSAL #2.1: ELECT DIRECTOR TANIOKU, SHOZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MANABE, YOSHITERU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UNE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NOBUHIRO, TORU ISSUER YES �� FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIKAWA, MANABU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SANO, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIYASHITA, YASUTOMO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR INABA, MASAYA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MORIOKA, HIROHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aramex PJSC
TICKER: ARMX CUSIP: M1463Z106
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS UP TO 16 PERCENT OF ISSUER YES FOR FOR
THE PAID UP CAPITAL FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7.1: ELECT ABDULLAH AL MAZRUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT HUSSEIN HACHEM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT MOHAMMED MAREI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT RAMEZ SHEHADI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT AYED AL JEAID AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #7.6: ELECT AHMED AL BADI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT FADI GHANDOUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: ELECT TARIQ BIN HENDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: ELECT ROBERT BOOTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.10: ELECT MOHAMMED AL SUWAIDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.11: ELECT AHMED FAHOUR AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #7.12: ELECT ROBERT BLACK AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #7.13: ELECT JASSEM ALAWADI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #7.14: ELECT MOHAMMED VALI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #7.15: ELEC SAMER HAMED AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #8: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARATA CORP.
TICKER: 2733 CUSIP: J01911106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - AMEND PROVISIONS
ON DIRECTOR TITLES - CLARIFY DIRECTOR AUTHORITY ON
BOARD MEETINGS - CLARIFY PROVISIONS ON ALTERNATE
STATUTORY AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR HATANAKA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUZAKI, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIMAWAKI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUZUKI, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, MIKIHISA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ONO, YUZO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FURIYOSHI, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KATAOKA, HARUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAKAGAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MIYAMOTO, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR AOKI, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SAITO, ISSUER YES FOR FOR
TAKETOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARB Corporation Ltd.
TICKER: ARB CUSIP: Q0463W135
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ROGER BROWN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT ROBERT FRASER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT ADRIAN FITZPATRICK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arbonia AG
TICKER: ARBN CUSIP: H00624215
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #4.1.1: ELECT ALEXANDER VON WITZLEBEN AS ISSUER YES AGAINST AGAINST
DIRECTOR, BOARD CHAIRMAN AND MEMBER OF THE
COMPENSATION COMMITTEE
PROPOSAL #4.1.2: ELECT PETER BARANDUN AS DIRECTOR AND ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #4.1.3: ELECT PETER BODMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.4: ELECT HEINZ HALLER AS DIRECTOR AND ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #4.1.5: ELECT MARKUS OPPLIGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: ELECT MICHAEL PIEPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.7: ELECT RUDOLF HUBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.8: ELECT THOMAS LOZSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: DESIGNATE ROLAND KELLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #4.3: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARC Resources Ltd.
TICKER: ARX CUSIP: 00208D408
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. COLLYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. DYMENT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. HEARN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. HOUCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAROLD N. KVISLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHLEEN M. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERBERT C. PINDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM G. SEMBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NANCY L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MYRON M. STADNYK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arca Continental S.A.B. de C.V.
TICKER: AC * CUSIP: P0448R103
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BALANCE SHEET ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF ARCA ISSUER YES FOR FOR
ECUADOR SAPI DE CV, INCLUDING AGREEMENTS TO CARRY OUT
MERGER
PROPOSAL #3: APPROVE CAPITAL INCREASE VIA ISSUANCE OF ISSUER YES FOR FOR
SHARES IN CONNECTION WITH MERGER
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arca Continental S.A.B. de C.V.
TICKER: AC * CUSIP: P0448R103
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BALANCE SHEET ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER BY ABSORPTION OF CARISMED ISSUER YES FOR FOR
XXI, S DE RL DE CV, INCLUDING AGREEMENTS TO CARRY
OUT MERGER
PROPOSAL #3: APPROVE CAPITAL INCREASE VIA ISSUANCE OF ISSUER YES FOR FOR
SHARES IN CONNECTION WITH MERGER
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arca Continental S.A.B. de C.V.
TICKER: AC * CUSIP: P0448R103
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSACTION WITH RELATED-PARTY ISSUER YES FOR FOR
THE COCA-COLA COMPANY
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #3: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arca Continental S.A.B. de C.V.
TICKER: AC * CUSIP: P0448R103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CEO'S REPORT ON OPERATIONS AND ISSUER YES FOR FOR
RESULTS OF COMPANY ACCOMPANIED BY AUDITOR'S REPORT
AND BOARD'S OPINION
PROPOSAL #1.2: APPROVE REPORT ON OPERATIONS AND ISSUER YES FOR FOR
ACTIVITIES UNDERTAKEN BY BOARD AND PRINCIPAL
ACCOUNTING POLICIES AND CRITERIA AND INFORMATION
FOLLOWED IN PREPARATION OF FINANCIAL INFORMATION
PROPOSAL #1.3: APPROVE REPORT OF AUDIT AND CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE; RECEIVE REPORT ON ADHERENCE TO
FISCAL OBLIGATIONS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS OF MXN 2 PER SHARE
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #4: ELECT DIRECTORS, VERIFY INDEPENDENCE OF ISSUER YES AGAINST AGAINST
BOARD MEMBERS, APPROVE THEIR REMUNERATION AND ELECT
SECRETARIES
PROPOSAL #5: APPROVE REMUNERATION OF BOARD COMMITTEE ISSUER YES AGAINST AGAINST
MEMBERS; ELECT CHAIRMAN OF AUDIT AND CORPORATE
PRACTICES COMMITTEE
PROPOSAL #6: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARCADIS NV
TICKER: ARCAD CUSIP: N0605M147
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.b: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.c: APPROVE DIVIDENDS OF EUR 0.43 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.a: APPROVE REMUNERATION REPORT CONTAINING ISSUER YES FOR FOR
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #7.b: APPROVE RESTRICTED STOCK GRANTS ISSUER YES FOR FOR
PROPOSAL #8.a: ELECT M.A. HOPKINS TO EXECUTIVE BOARD ISSUER YES FOR FOR
PROPOSAL #8.b: ELECT P.W.B OOSTERVEER TO EXECUTIVE ISSUER YES FOR FOR
BOARD
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #10.a: REELECT N.W. HOEK TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #10.b: REELECT R. MARKLAND TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #10.c: ELECT W.G. ANG TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #11.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL
10 PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #11.b: AUTHORIZE BOARD TO ISSUE SHARES IN ISSUER YES FOR FOR
CONNECTION WITH STOCK DIVIDEND
PROPOSAL #11.c: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES UNDER ITEMS 11B AND 11C
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AMEND EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arcelik A.S.
TICKER: ARCLK CUSIP: M1490L104
MEETING DATE: 12/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #4: ACCEPT INTERIM FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPIN-OFF AGREEMENT AND RELATED ISSUER YES FOR FOR
FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arcelik A.S.
TICKER: ARCLK CUSIP: M1490L104
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: TAKE DECISION ON AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL AND AMEND COMPANY ARTICLES ACCORDINGLY
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcelorMittal
TICKER: MT CUSIP: L0302D129
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #II: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #III: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #IV: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #V: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #VI: REELECT LAKSHMI N. MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VII: REELECT BRUNO LAFONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VIII: REELECT MICHEL WURTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #IX: RATIFY DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #X: APPROVE 2017 PERFORMANCE SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #I: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #II: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #III: AMEND ARTICLES 4, 5, 7, 8, 9, 11, 13, ISSUER YES FOR FOR
14 AND 15 RE: REFLECT CHANGES IN LUXEMBOURG LAW
PROPOSAL #IV: APPROVE CONVERSION OF REGISTERED SHARES ISSUER YES FOR FOR
INTO DEMATERIALIZED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcelorMittal South Africa Ltd
TICKER: ACL CUSIP: S05944111
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUE OF SHARES TO B-BBEE CO AND ISSUER YES FOR FOR
AMSA EMPLOYEE EMPOWERMENT SHARE TRUST IN TERMS OF
SECTION 41(1) AND SECTION 41(3) OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO LIKAMVA, ISSUER YES FOR FOR
B-BBEE CO AND THE AMSA EMPLOYEE EMPOWERMENT SHARE
PROPOSAL #1: APPROVE THE B-BBEE TRANSACTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcelorMittal South Africa Ltd
TICKER: ACL CUSIP: S05944111
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MANDISI MANTYI AS THE DESIGNATED
AUDITOR
PROPOSAL #3: RE-ELECT MPHO MAKWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT RAMESH KOTHARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT NEVILLE NICOLAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ZEE CELE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HENRI BLAFFART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DAVID CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NOLUTHANDO GOSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JACOB MODISE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT NOMAVUSO MNXASANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT WIM DE KLERK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DEAN SUBRAMANIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JACOB MODISE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #15: RE-ELECT NOMAVUSO MNXASANA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #16: RE-ELECT ZEE CELE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #17: ELECT CHAIRPERSON OF THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #18: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #19.1: APPROVE FEES FOR THE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #19.2: APPROVE FEES FOR THE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19.3: APPROVE FEES FOR THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #19.4: APPROVE FEES FOR THE AUDIT AND RISK ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #19.5: APPROVE FEES FOR THE NOMINATIONS ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #19.6: APPROVE FEES FOR THE NOMINATIONS ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #19.7: APPROVE FEES FOR THE SAFETY, HEALTH ISSUER YES FOR FOR
AND ENVIRONMENT COMMITTEE CHAIRMAN
PROPOSAL #19.8: APPROVE FEES FOR THE SAFETY, HEALTH ISSUER YES FOR FOR
AND ENVIRONMENT COMMITTEE MEMBER
PROPOSAL #19.9: APPROVE FEES FOR THE REMUNERATION, ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE CHAIRMAN
PROPOSAL #19.10: APPROVE FEES FOR THE REMUNERATION, ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE MEMBER
PROPOSAL #19.11: APPROVE FEES FOR THE SHARE TRUST ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #19.12: APPROVE FEES FOR THE SHARE TRUST ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #19.13: APPROVE FEES FOR THE B-BBEE ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #19.14: APPROVE FEES FOR THE B-BBEE ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #19.15: APPROVE FEES FOR ANY AD HOC OR OTHER ISSUER YES FOR FOR
COMMITTEE APPOINTED BY THE BOARD (CHAIRMAN)
PROPOSAL #19.16: APPROVE FEES FOR ANY AD HOC OR OTHER ISSUER YES FOR FOR
COMMITTEE APPOINTED BY THE BOARD (MEMBER)
PROPOSAL #20: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #21: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Archer Ltd.
TICKER: ARCHER CUSIP: G0451H117
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ALF LOVDAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT KATE BLANKENSHIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT ORJAN SVANEVIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT GIOVANNI DELL'ORTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT JOHN REYNOLDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT DAG SKINDLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AMEND BYE-LAWS RE: QUORUM AT GENERAL ISSUER YES FOR FOR
MEETING
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE MAXIMUM AMOUNT OF USD 500,000
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ISSUER: Arcland Sakamoto Co. Ltd.
TICKER: 9842 CUSIP: J01953108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2: ELECT DIRECTOR SOMEYA, TOSHIHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arcland Service Holdings Co., Ltd.
TICKER: 3085 CUSIP: J0201Q109
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2.1: ELECT DIRECTOR USUI, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAMAKI, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ITO, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OKAMURA, TOSHIMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arcs Co., Ltd.
TICKER: 9948 CUSIP: J0195H107
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR MIURA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FUKUHARA, TOMOHARU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YOKOYAMA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FURUKAWA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MUGURUMA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOGARIMAI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUKUHARA, IKUHARU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR INOUE, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAWADA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NEKOMIYA, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SAEKI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SASAKI, RYOKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ardent Leisure Group
TICKER: AAD CUSIP: Q0499P104
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROGER DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DON MORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO DEBORAH THOMAS UNDER THE DEFERRED SHORT TERM
INCENTIVE PLAN
PROPOSAL #6: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO DEBORAH THOMAS UNDER THE LONG TERM INCENTIVE PLAN
PROPOSAL #7: APPROVE THE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
MAIN EVENT ENTERTAINMENT LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ardentec Corp.
TICKER: 3264 CUSIP: Y02028101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: APPROVE ACQUISITION VIA SHARES SWAP BY ISSUER YES FOR FOR
CASH CONSIDERATION
PROPOSAL #8.1: ELECT C.Y. LU WITH SHAREHOLDER NO. 9 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHI MING CHANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 24 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT Y.H. CHAO, REPRESENTATIVE OF ISSUER YES FOR FOR
MACRONIX INTERNATIONAL CO., LTD. WITH SHAREHOLDER NO.
4, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT MICKEY KEN, REPRESENTATIVE OF ISSUER YES FOR FOR
KINGWELL INVESTMENT CORP. WITH SHAREHOLDER NO. 15, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT DING HUA HU. REPRESENTATIVE OF ISSUER YES FOR FOR
HONG MING CONSULTING CO., LTD. WITH SHAREHOLDER NO.
139127, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT A REPRESENTATIVE OF CHIU CHIANG ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH ID NO. 53120 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LIANG PO CHEN WITH ID NO. ISSUER YES FOR FOR
M120834XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT A REPRESENTATIVE OF SHENG TANG ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 295 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT A REPRESENTATIVE OF VALUTEK INC. ISSUER YES FOR FOR
WITH SHAREHOLDER NO. 198 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.10: ELECT CHEN I CHIA WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 87147 AS INDEPENDENT DIRECTOR
PROPOSAL #8.11: ELECT GORDON TA HSIUNG CHEN WITH ID ISSUER YES FOR FOR
NO. A100971XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.12: ELECT WEI SHAN HU WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 819 AS INDEPENDENT DIRECTOR
PROPOSAL #8.13: ELECT LAI JUH CHEN WITH ID NO. ISSUER YES FOR FOR
A121498XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arena REIT
TICKER: ARF CUSIP: Q0540Q101
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT SIMON PARSONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO BRYCE MITCHELSON
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO GARETH WINTER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arezzo Industria e Comercio SA
TICKER: ARZZ3 CUSIP: P04508100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT MANAGEMENT STATEMENTS FOR FISCAL ISSUER YES FOR FOR
YEAR ENDED DEC. 31, 2016
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #7: ELECT ALESSANDRO GIUSEPPE CARLUCCI AS ISSUER YES FOR FOR
BOARD CHAIRMAN AND JOSE ERNESTO BENI BOLOGNA AS VICE-
CHAIRMAN
PROPOSAL #8: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arezzo Industria e Comercio SA
TICKER: ARZZ3 CUSIP: P04508100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 3 RE: LOCATION OF COMPANY ISSUER YES FOR FOR
OFFICES
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arezzo Industria e Comercio SA
TICKER: ARZZ3 CUSIP: P04508100
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argosy Property Limited
TICKER: ARG CUSIP: Q05262102
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MICHAEL SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT PETER BROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ariake Japan Co. Ltd.
TICKER: 2815 CUSIP: J01964105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
PROPOSAL #2.1: ELECT DIRECTOR TAGAWA, TOMOKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWAKI, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIRAKAWA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIDA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUMOTO, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ISAKA, KENICHI
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ONO, TAKEYOSHI
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TAKESHITA, NAOYOSHI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aristocrat Leisure Ltd.
TICKER: ALL CUSIP: Q0521T108
MEETING DATE: 2/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT A TANSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT S SUMMERS COUDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT P RAMSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DCP BANKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT K CONLON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE GRANT OF PERFORMANCE SHARE ISSUER YES FOR FOR
RIGHTS TO TREVOR CROKER
PROPOSAL #7: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION
PROPOSAL #9: APPROVE THE REINSERTION OF THE ISSUER YES FOR FOR
PROPORTIONAL TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arkema
TICKER: AKE CUSIP: F0392W125
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.05 PER SHARE
PROPOSAL #4: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING THE ABSENCE OF
NEW TRANSACTION AND ACKNOWLEDGE ONGOING TRANSACTIONS
PROPOSAL #5: RATIFY APPOINTMENT OF MARIE-JOSE DONSION ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: REELECT MARC PANDRAUD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT THIERRY MORIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT YANNICK ASSOUAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CEO AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY LE HENAFF, CEO AND CHAIRMAN
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #A: APPROVE STOCK DIVIDEND PROGRAM (CASH OR SHAREHOLDER YES AGAINST FOR
SHARES)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARM Holdings plc
TICKER: ARM CUSIP: G0483X122
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CASH ACQUISITION OF ARM HOLDINGS ISSUER YES FOR FOR
PLC BY SOFTBANK GROUP CORP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARM Holdings plc
TICKER: ARM CUSIP: G0483X122
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arnoldo Mondadori Editore S.p.A.
TICKER: MN CUSIP: T6901G126
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PAOLO AINIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME OF SUBSIDIARY
BANZAI MEDIA SRL
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #7: APPROVE 2017-2019 PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #1: ADOPT DOUBLE VOTING RIGHTS FOR LONG-TERM ISSUER YES AGAINST AGAINST
REGISTERED SHAREHOLDERS
PROPOSAL #2: AMEND ARTICLES RE: 17 (BOARD-RELATED) ISSUER YES AGAINST AGAINST
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Artis Real Estate Investment Trust
TICKER: AX.UN CUSIP: 04315L105
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A: FIX NUMBER OF TRUSTEES AT EIGHT ISSUER YES FOR FOR
PROPOSAL #B1: ELECT TRUSTEE BRUCE JACK ISSUER YES FOR FOR
PROPOSAL #B2: ELECT TRUSTEE ARMIN MARTENS ISSUER YES FOR FOR
PROPOSAL #B3: ELECT TRUSTEE CORNELIUS MARTENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #B4: ELECT TRUSTEE RONALD RIMER ISSUER YES FOR FOR
PROPOSAL #B5: ELECT TRUSTEE PATRICK RYAN ISSUER YES FOR FOR
PROPOSAL #B6: ELECT TRUSTEE VICTOR THIELMANN ISSUER YES FOR FOR
PROPOSAL #B7: ELECT TRUSTEE WAYNE TOWNSEND ISSUER YES FOR FOR
PROPOSAL #B8: ELECT TRUSTEE EDWARD WARKENTIN ISSUER YES FOR FOR
PROPOSAL #C: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE TRUSTEES TO FIX THEIR REMUNERATION
PROPOSAL #D: AMEND UNITHOLDER RIGHTS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARTNATURE INC
TICKER: 7823 CUSIP: J02037109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
PROPOSAL #3: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arvind Infrastructure Ltd
TICKER: 539301 CUSIP: Y0R0QZ108
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT SANJAY S. LALBHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE G. K. CHOKSI & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE IN THE REMUNERATION OF ISSUER YES AGAINST AGAINST
KAMAL SINGH AS MANAGING DIRECTOR AND CEO
PROPOSAL #7: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES FOR FOR
EMPLOYEES AND DIRECTORS OF THE COMPANY UNDER ARVIND
INFRASTRUCTURE LIMITED ? EMPLOYEE STOCK OPTION PLAN
2016 (AIL ESOP 2016)
PROPOSAL #8: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES FOR FOR
EMPLOYEES AND DIRECTORS OF SUBSIDIARIES UNDER AIL
ESOP 2016
PROPOSAL #9: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES FOR FOR
KAMAL SINGAL, MANAGING DIRECTOR AND CEO UNDER AIL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arvind Limited
TICKER: 500101 CUSIP: Y02047119
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT KULIN LALBHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SORAB S. ENGINEERS & CO. AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SANJAY LALBHAI AS CHAIRMAN AND MANAGING DIRECTOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arvind Limited
TICKER: 500101 CUSIP: Y02047119
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT FOR ISSUER YES FOR FOR
AMALGAMATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aryzta AG
TICKER: ARYN CUSIP: H0336B110
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDENDS OF CHF 0.57 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1.1: ELECT GARY MCGANN AS DIRECTOR AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #4.1.2: ELECT CHARLES ADAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: REELECT DAN FLINTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.4: REELECT ANNETTE FLYNN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT OWEN KILLIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: REELECT ANDREW MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.7: REELECT WOLFGANG WERLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.8: ELECT ROLF WATTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.1: APPOINT CHARLES ADAIR AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2.2: APPOINT GARY MCGANN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.2.3: APPOINT ROLF WATTER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4.4: DESIGNATE PATRICK ONEILL AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 1 MILLION
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 15.05 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: As One Corp.
TICKER: 7476 CUSIP: J0332U102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 56
PROPOSAL #2: APPOINT STATUTORY AUDITOR SUZUKI, ISSUER YES FOR FOR
KAZUTAKA
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MORISAWA, TAKEO
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES AGAINST AGAINST
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASAHI CO LTD
TICKER: 3333 CUSIP: J02571107
MEETING DATE: 5/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 14
PROPOSAL #2.1: ELECT DIRECTOR SHIMODA, YOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HAYASHI, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUSHITA, TORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOGA, TOSHIKATSU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIOKA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OMORI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR IBE, MIYOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR INADA, MASUMITSU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KANDA, TAKASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asahi Diamond Industrial Co. Ltd.
TICKER: 6140 CUSIP: J02268100
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR KATAOKA, KAZUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOGAWA, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKUI, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR RAN, MINSHON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TANIGUCHI, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUZUKI, TORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HAGIWARA, TOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOYAMA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAGATA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAWASHIMA, ISSUER YES FOR FOR
MASAHITO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asahi Glass Co. Ltd.
TICKER: 5201 CUSIP: J02394120
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR ISHIMURA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SHIMAMURA, TAKUYA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIRAI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MIYAJI, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KIMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR EGAWA, MASAKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HASEGAWA, YASUCHIKA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR TATSUNO, ISSUER YES FOR FOR
TETSUO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asahi Group Holdings Ltd.
TICKER: 2502 CUSIP: J02100113
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR IZUMIYA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOJI, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAHASHI, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OKUDA, YOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAGAMI, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HAMADA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BANDO, MARIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANAKA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KOSAKA, TATSURO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KATSUKI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAWAKAMI, ISSUER YES FOR FOR
YUTAKA
PROPOSAL #4: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
SHAREHOLDER PROPOSALS AND MOTION OF NO CONFIDENCE
AGAINST CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asahi Holdings, Inc.
TICKER: 5857 CUSIP: J02773109
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERAYAMA, MITSUHARU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKEUCHI, YOSHIKATSU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HIGASHIURA, TOMOYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAWABATA, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KOJIMA, AMANE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MORII, SHOJI
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TANABE, YUKIO
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KIMURA, YUJI
PROPOSAL #2.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KANAZAWA, KYOKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASAHI INTECC CO. LTD.
TICKER: 7747 CUSIP: J0279C107
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL -
AMEND PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR MIYATA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MIYATA, KENJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KATO, TADAKAZU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YUGAWA, IPPEI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TERAI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MATSUMOTO, MUNECHIKA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ITO, MIZUHO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ITO, KIYOMICHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SHIBAZAKI, AKINORI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WATANABE, YUKIYOSHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SATO, MASAMI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OBAYASHI, TOSHIHARU
PROPOSAL #5: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER TOMIDA, RYUJI
PROPOSAL #6: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #8: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #9: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asahi Kasei Corp.
TICKER: 3407 CUSIP: J0242P110
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ITO, ICHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOBORI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAKAO, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAKAMOTO, SHUICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAKIZAWA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HASHIZUME, SOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ICHINO, NORIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHIRAISHI, MASUMI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TATSUOKA, TSUNEYOSHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES FOR FOR
YUJI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR KONISHI, ISSUER YES FOR FOR
HIKOE
PROPOSAL #3: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASAHI YUKIZAI CORP.
TICKER: 4216 CUSIP: J02688109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO EFFECTIVELY INCREASE ISSUER YES FOR FOR
AUTHORIZED CAPITAL - REDUCE SHARE TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR FUJIWARA, KOJI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR KINOSHITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR KUWATA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR NAKANO, KAZUYA ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR SUETOME, SUEYOSHI ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUJITA, NAOMITSU
PROPOSAL #5.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIYAKE, YUICHIRO
PROPOSAL #5.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NISHIMURA, FUJIO
PROPOSAL #5.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KAMITA, KOICHI
PROPOSAL #6: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES FOR FOR
BONUS SYSTEM ABOLITION
PROPOSAL #7: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asaleo Care Ltd.
TICKER: AHY CUSIP: Q0557U102
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT JOANNE STEPHENSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT HARRY BOON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE THE RENEWAL OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS IN THE COMPANY'S CONSTITUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asatsu-DK Inc.
TICKER: 9747 CUSIP: J03014107
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR UENO, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAKAI, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR UEMURA, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISHIWATA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STUART NEISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIDO, HIDEAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascendas Real Estate Investment Trust
TICKER: A17U CUSIP: Y0205X103
MEETING DATE: 1/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ACQUISITION OF THE ISSUER YES FOR FOR
PROPERTY
PROPOSAL #2: APPROVE PROPOSED ISSUANCE OF NEW UNITS ISSUER YES FOR FOR
AS PARTIAL CONSIDERATION FOR THE PROPOSED ACQUISITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascendas Real Estate Investment Trust
TICKER: A17U CUSIP: Y0205X103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AUDITED FINANCIAL STATEMENTS AND
AUDITORS' REPORT
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: APPROVE TRUST DEED SUPPLEMENT ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE UNIT REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascendis Health Limited
TICKER: ASC CUSIP: S06712103
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH LOUIS ROSSOUW AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: ELECT BHARTI HARIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT CRISPIAN DILLON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MARY BOMELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DR KINESH PATHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT BHARTI HARIE AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5.2: RE-ELECT JOHN BESTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5.3: ELECT DR KINESH PATHER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES AGAINST AGAINST
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascom Holding AG
TICKER: ASCN CUSIP: H0309F189
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.80 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1a: REELECT VALENTIN CHAPERO RUEDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1b: REELECT HARALD DEUTSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1c: REELECT CHRISTINA STERCKEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1d: REELECT ANDREAS UMBACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1e: ELECT JUERG FEDIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: REELECT ANDREAS UMBACH AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.3a: APPOINT HARALD DEUTSCH AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3b: APPOINT VALENTIN CHAPERO RUEDA AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.4: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.5: DESIGNATE FRANZ MUELLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #7.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 600,000
PROPOSAL #7.2a: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 2.1 MILLION
PROPOSAL #7.2b: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 1.7 MILLION
PROPOSAL #7.2c: APPROVE LONG-TERM INCENTIVE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 850,000
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascott Residence Trust
TICKER: A68U CUSIP: Y0261Y102
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF INTERESTS IN ISSUER YES FOR FOR
SERVICED RESIDENCE PROPERTIES IN GERMANY FROM AN
INTERESTED PERSON AND ENTRY INTO NEW MASTER LEASE
AGREEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascott Residence Trust
TICKER: A68U CUSIP: Y0261Y102
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AUDITED FINANCIAL STATEMENTS AND
AUDITORS' REPORT
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aselsan Elektronik Sanayi ve Ticaret AS
TICKER: ASELS CUSIP: M1501H100
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
THE CURRENT FISCAL YEAR
PROPOSAL #13: APPROVE UPPER LIMIT OF SPONSORSHIPS TO ISSUER YES AGAINST AGAINST
BE MADE IN 2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashmore Group plc
TICKER: ASHM CUSIP: G0609C101
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MARK COOMBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TOM SHIPPEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER GIBBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIMON FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAME ANNE PRINGLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID BENNETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CLIVE ADAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: APPROVE WAIVER ON TENDER-BID ISSUER YES AGAINST AGAINST
REQUIREMENT
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashok Leyland Limited
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT A K DAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE M S KRISHNASWAMI & RAJAN AND ISSUER YES FOR FOR
DELOITTE HASKINS & SELLS LLP AS JOINT AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ANDREW C PALMER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF VINOD K DASARI AS CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #11: APPROVE ASHOK LEYLAND EMPLOYEES STOCK ISSUER YES AGAINST AGAINST
OPTION PLAN 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashok Leyland Limited
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 1/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: INCREASE NUMBER OF STOCK OPTIONS UNDER ISSUER YES AGAINST AGAINST
ASHOK LEYLAND EMPLOYEES STOCK OPTION PLAN 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashok Leyland Limited
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashok Leyland Limited
TICKER: 500477 CUSIP: Y0266N143
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF AMALGAMATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashtead Group plc
TICKER: AHT CUSIP: G05320109
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CHRIS COLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GEOFF DRABBLE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT BRENDAN HORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SAT DHAIWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SUZANNE WOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN SUTCLIFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT WAYNE EDMUNDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT LUCINDA RICHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT TANYA FRATTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asia Cement Corporation
TICKER: 1102 CUSIP: Y0275F107
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, PROCEDURES FOR
ENDORSEMENT AND GUARANTEES AS WELL AS LENDING FUNDS
TO OTHER PARTIES
PROPOSAL #6.1: ELECT DOUGLAS TONG HSU WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 13 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT TSAI HSIUNG CHANG, ISSUER YES FOR FOR
REPRESENTATIVE OF FAR EASTERN NEW CENTURY CORP., WITH
SHAREHOLDER NO. 1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT JOHNNY SHIH, REPRESENTATIVE OF ISSUER YES FOR FOR
FAR EASTERN NEW CENTURY CORP., WITH SHAREHOLDER NO. 1
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT C.V. CHEN, REPRESENTATIVE OF FAR ISSUER YES FOR FOR
EASTERN NEW CENTURY CORP., WITH SHAREHOLDER NO. 1 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT CHIN-DER OU, REPRESENTATIVE OF ISSUER YES FOR FOR
BAI-YANG INVESTMENT HOLDINGS CORP., WITH SHAREHOLDER
NO. 85666 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT KUN YAN LEE, REPRESENTATIVE U- ISSUER YES FOR FOR
DING CORP., WITH SHAREHOLDER NO. 126912 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT PETER HSU, REPRESENTATIVE OF FAR ISSUER YES FOR FOR
EASTERN Y.Z. HSU SCIENCE AND TECHNOLOGY MEMORIAL
FOUNDATION, WITH SHAREHOLDER NO. 180996 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT CHEN KUN CHANG, REPRESENTATIVE ISSUER YES FOR FOR
OF FAR EASTERN Y.Z. HSU SCIENCE AND TECHNOLOGY
MEMORIAL FOUNDATION, WITH SHAREHOLDER NO. 180996 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT RUEY LONG CHEN, REPRESENTATIVE ISSUER YES FOR FOR
OF TA CHU CHEMICAL FIBER CO., LTD., WITH SHAREHOLDER
NO. 225135 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT CONNIE HSU, REPRESENTATIVE OF ISSUER YES FOR FOR
HUEY KANG INVESTMENT CORP., WITH SHAREHOLDER NO.
92107 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT CHAMPION LEE, REPRESENTATIVE OF ISSUER YES FOR FOR
FAR EASTERN MEDICAL FOUNDATION, WITH SHAREHOLDER NO.
22744 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT KWAN-TAO LI, REPRESENTATIVE OF ISSUER YES FOR FOR
U-MING CORPORATION, WITH SHAREHOLDER NO. 27718AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT TA-CHOU HUANG WITH ID NO. ISSUER YES FOR FOR
R102128XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT CHI SCHIVE WITH ID NO. ISSUER YES FOR FOR
Q100446XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT GORDON S. CHEN WITH ID NO. ISSUER YES FOR FOR
P101989XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asia Optical Co. Inc.
TICKER: 3019 CUSIP: Y0368G103
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS, PROCEDURES FOR
LENDING FUNDS TO OTHER PARTIES, AND PROCEDURES FOR
ENDORSEMENT AND GUARANTEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asia Pacific Telecom Co., Ltd.
TICKER: 3682 CUSIP: Y0R895106
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asia Polymer Corp.
TICKER: 1308 CUSIP: Y0371T100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #7: TRANSACT OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asia Vital Components Co., Ltd.
TICKER: 3017 CUSIP: Y0392D100
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asian Paints Ltd.
TICKER: ASIANPAINT CUSIP: Y03638114
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT ABHAY VAKIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT AMRITA VAKIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT R. SESHASAYEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF K.B.S. ANAND AS MANAGING DIRECTOR AND CEO
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asian Pay Television Trust
TICKER: S7OU CUSIP: Y0362V106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE-MANAGER, ISSUER YES FOR FOR
STATEMENT BY THE TRUSTEE-MANAGER, AUDITED FINANCIAL
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE THE BOARD OF THE TRUSTEE-
MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asiana Airlines Inc.
TICKER: A020560 CUSIP: Y03355107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #3: ELECT JEONG CHANG-YOUNG AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asics Corp.
TICKER: 7936 CUSIP: J03234150
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23.5
PROPOSAL #2.1: ELECT DIRECTOR OYAMA, MOTOI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KATO, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, ISAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NISHIMAE, MANABU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIWAKI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TANAKA, KATSURO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAJIWARA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HANAI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KASHIWAKI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ONISHI, HIROFUMI
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASKA Pharmaceutical Co.
TICKER: 4514 CUSIP: J0326X104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR YAMAGUCHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MARUO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKUI, YUICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMAGUCHI, SOTA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UEDA, EIJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOSHIMURA, YASUNORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMANAKA, MICHIZO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KOMATSU, ISSUER YES FOR FOR
SATOSHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KIMURA, ISSUER YES FOR FOR
TAKAO
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #6: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
PROPOSAL #8: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Askul Corporation
TICKER: 2678 CUSIP: J03325107
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR IWATA, SHOICHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IMAMURA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YOSHIDA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YOSHIOKA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KOSHIMIZU, HIRONORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TODA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR IMAIZUMI, KOJI ISSUER YES AGAINST AGAINST
PROPOSAL #3.8: ELECT DIRECTOR OZAWA, TAKAO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MIYATA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HIGUCHI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR ORIMO, ISSUER YES FOR FOR
YOSHIYUKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR YASUMOTO, ISSUER YES AGAINST AGAINST
TAKAHARU
PROPOSAL #5: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASM International NV
TICKER: ASM CUSIP: N07045201
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DIVIDENDS OF EUR 0.70 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8.a: ELECT S. KAHLE-GALONSKE TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8.b: ELECT J.C. LOBBEZOO TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL
10 PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #10.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
THROUGH CANCELLATION OF TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASM Pacific Technology Ltd.
TICKER: 522 CUSIP: G0535Q133
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: AMEND MEMORANDUM AND ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: ADOPT MEMORANDUM AND ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #9: ELECT LEE WAI KWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ROBIN GERARD NG CHER TAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT TSUI CHING MAN, STANLEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #13: APPROVE TERMS OF APPOINTMENT FOR ALL ISSUER YES FOR FOR
EXISTING DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASML Holding NV
TICKER: ASML CUSIP: N07059202
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIVIDENDS OF EUR 1.20 PER ISSUER YES FOR FOR
ORDINARY SHARE
PROPOSAL #9: AMEND THE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
MANAGEMENT BOARD
PROPOSAL #10: APPROVE PERFORMANCE SHARE ARRANGEMENT ISSUER YES FOR FOR
ACCORDING TO REMUNERATION POLICY
PROPOSAL #11: APPROVE NUMBER OF STOCK OPTIONS, ISSUER YES FOR FOR
RESPECTIVELY SHARES FOR EMPLOYEES
PROPOSAL #13.a: ELECT PAULINE VAN DER MEER MOHR TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #13.b: ELECT CARLA SMITS-NUSTELING TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #13.c: ELECT DOUG GROSE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #13.d: ELECT WOLFGANG ZIEBART TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #14: AMEND REMUNERATION OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #15: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT OF ISSUED CAPITAL
PROPOSAL #16.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES RE: ITEM 16A
PROPOSAL #16.c: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #16.d: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES RE: ITEM 16C
PROPOSAL #17.a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17.b: AUTHORIZE ADDITIONAL REPURCHASE OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASPEED Technology Inc.
TICKER: 5274 CUSIP: Y04044106
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.2: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #8: TRANSACT OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Pharmacare Holdings Ltd
TICKER: APN CUSIP: S0754A105
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #1: RE-ELECT JOHN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Pharmacare Holdings Ltd
TICKER: APN CUSIP: S0754A105
MEETING DATE: 12/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: RECEIVE AND NOTE THE SOCIAL & ETHICS ISSUER YES FOR FOR
COMMITTEE REPORT
PROPOSAL #3a: RE-ELECT JOHN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: RE-ELECT MAUREEN MANYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT BABALWA NGONYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: RE-ELECT DAVID REDFERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: RE-ELECT SINDI ZILWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH TANYA RAE AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #5a: RE-ELECT ROY ANDERSEN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5b: RE-ELECT JOHN BUCHANAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5c: RE-ELECT MAUREEN MANYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5d: ELECT BABALWA NGONYAMA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5e: RE-ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1.1a: APPROVE REMUNERATION OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.1b: APPROVE REMUNERATION OF BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #1.2a: APPROVE REMUNERATION OF AUDIT & RISK ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.2b: APPROVE REMUNERATION OF AUDIT & RISK ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #1.3a: APPROVE REMUNERATION OF REMUNERATION ISSUER YES FOR FOR
& NOMINATION COMMITTEE CHAIRMAN
PROPOSAL #1.3b: APPROVE REMUNERATION OF REMUNERATION ISSUER YES FOR FOR
& NOMINATION COMMITTEE MEMBERS
PROPOSAL #1.4a: APPROVE REMUNERATION OF SOCIAL & ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #1.4b: APPROVE REMUNERATION OF SOCIAL & ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBERS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASR Nederland NV
TICKER: ASRNL CUSIP: N0709G103
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.a: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4.c: APPROVE DIVIDENDS OF EUR 1.27 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #6.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #6.c: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #7: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assa Abloy AB
TICKER: ASSA B CUSIP: W0817X204
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.00 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD;
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2 MILLION FOR CHAIRMAN, SEK 850,000
FOR VICE CHAIRMAN, AND SEK 600,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT LARS RENSTRÖM, CARL DOUGLAS, ISSUER YES FOR FOR
ULF EWALDSSON, EVA KARLSSON, BIRGITTA KLASÉN, EVA
LINDQVIST, JOHAN MOLIN AND JAN SVENSSON AS DIRECTORS;
ELECT SOFIA SCHÖRLING HÖGBERG AS NEW DIRECTORS;
RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS
PROPOSAL #13: ELECT CARL DOUGLAS, MIKAEL EKDAHL, ISSUER YES FOR FOR
LISELOTT LEDIN, MARIANNE NILSSON, AND ANDERS
OSCARSSON AS MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #16: APPROVE 2017 LTI SHARE MATCHING PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asseco Poland S.A.
TICKER: ACP CUSIP: X02540130
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE PROPER CONVENING OF MEETING; ISSUER YES FOR FOR
ELECT MEMBERS OF VOTE COUNTING COMMISSION
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE MANAGEMENT BOARD REPORT ON �� ISSUER YES FOR FOR
COMPANY'S OPERATIONS IN FISCAL 2016
PROPOSAL #9.2: APPROVE FINANCIAL STATEMENTS FOR ISSUER YES FOR FOR
FISCAL 2016
PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S
OPERATIONS FOR FISCAL 2016
PROPOSAL #13.1: APPROVE DISCHARGE OF ADAM GORAL (CEO) ISSUER YES FOR FOR
PROPOSAL #13.2: APPROVE DISCHARGE OF ZBIGNIEW ISSUER YES FOR FOR
POMIANEK (DEPUTY CEO)
PROPOSAL #13.3: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
BORZESTOWSKI (DEPUTY CEO)
PROPOSAL #13.4: APPROVE DISCHARGE OF MAREK PANEK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.5: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
SECZKOWSKI (DEPUTY CEO)
PROPOSAL #13.6: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
SMULKOWSKI (DEPUTY CEO)
PROPOSAL #13.7: APPROVE DISCHARGE OF WLODZIMIERZ ISSUER YES FOR FOR
SERWINSKI (DEPUTY CEO)
PROPOSAL #13.8: APPROVE DISCHARGE OF TADEUSZ DYRGA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.9: APPROVE DISCHARGE OF PAWEL PIWOWAR ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.10: APPROVE DISCHARGE OF RAFAL KOZLOWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13.11: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
DOPIERALA (DEPUTY CEO)
PROPOSAL #13.12: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
GROYECKI (DEPUTY CEO)
PROPOSAL #14.1: APPROVE DISCHARGE OF JACEK DUCH ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #14.2: APPROVE DISCHARGE OF ADAM NOGA ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #14.3: APPROVE DISCHARGE OF DARIUSZ BRZESKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.4: APPROVE DISCHARGE OF ARTUR KUCHARSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #14.5: APPROVE DISCHARGE OF DARIUSZ ISSUER YES FOR FOR
STOLARCZYK (SUPERVISORY BOARD MEMBER)
PROPOSAL #14.6: APPROVE DISCHARGE OF PIOTR ISSUER YES FOR FOR
AUGUSTYNIAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 3.01 PER SHARE
PROPOSAL #16: APPROVE SALE OF REAL ESTATE PROPERTY ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assicurazioni Generali Spa
TICKER: G CUSIP: T05040109
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.b: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.a.1: SLATE 1 SUBMITTED BY MEDIOBANCA SPA SHAREHOLDER YES FOR N/A
PROPOSAL #2.a.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER NO N/A N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #2.b: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.a: APPROVE GROUP LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
(LTIP) 2017
PROPOSAL #4.b: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE LTIP
PROPOSAL #4.c: APPROVE EQUITY PLAN FINANCING TO ISSUER YES FOR �� FOR
SERVICE LTIP 2017
PROPOSAL #5.a: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5.b: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE
RESTRICTED STOCK PLAN
PROPOSAL #5.c: APPROVE EQUITY PLAN FINANCING TO ISSUER YES FOR FOR
SERVICE RESTRICTED STOCK PLAN
PROPOSAL #6.a: AMEND ARTICLE 7.2 RE: COMPANY RECORDS ISSUER YES FOR FOR
PROPOSAL #6.b: AMEND ARTICLE 9 (CAPITAL-RELATED) ISSUER YES FOR FOR
PROPOSAL #6.c: AMEND ARTICLE 28.2 (BOARD-RELATED) ISSUER YES FOR FOR
PROPOSAL #6.d: AMEND ARTICLE 32.2 (BOARD-RELATED) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated British Foods plc
TICKER: ABF CUSIP: G05600138
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT EMMA ADAMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN BASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RUTH CAIRNIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT TIMOTHY CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JAVIER FERRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT WOLFHART HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT RICHARD REID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT CHARLES SINCLAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT GEORGE WESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #19: APPROVE 2016 LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assore Ltd
TICKER: ASR CUSIP: S07525116
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT THANDEKA MGODUSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT SYDNEY MHLARHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ED SOUTHEY, SYDNEY MHLARHI AND ISSUER YES AGAINST AGAINST
BILL URMSON AS MEMBERS OF THE AUDIT AND RISK
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assura plc
TICKER: AGR CUSIP: G2386T109
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #7: RE-ELECT SIMON LAFFIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT JONATHAN MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JENEFER GREENWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RATIFY APPROPRIATION OF DISTRIBUTABLE ISSUER YES FOR FOR
PROFITS TO THE PAYMENT OF THE 2016 INTERIM DIVIDEND;
WAIVE ANY CLAIMS IN CONNECTION WITH THE PAYMENT AND
AUTHORISE THE COMPANY TO ENTER INTO A DEED OF RELEASE
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assystem
TICKER: ASY CUSIP: F0427A122
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TREATMENT OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #5: REELECT DOMINIQUE LOUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT SALVEPAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT GILBERT LEHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT MIRIAM MAES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT VIRGINIE CALMELS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RENEW APPOINTMENT OF DELOITTE AND ISSUER YES FOR FOR
ASSOCIES AS AUDITOR AND DECIDE NOT TO RENEW BEAS AS
ALTERNATE AUDITOR
PROPOSAL #11: APPROVE TRANSACTION WITH HDL ISSUER YES FOR FOR
DEVELOPMENT S.A.S RE: CONSULTING AGREEMENT
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LOUIS, CHAIRMAN AND CEO
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE CHEVALLIER, VICE-CEO
PROPOSAL #14: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
DOMINIQUE LOUIS, CHAIRMAN AND CEO
PROPOSAL #15: APPROVE REMUNERATION POLICY OF PHILIPPE ISSUER YES FOR FOR
CHEVALLIER, VICE-CEO
PROPOSAL #16: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 215,000
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 10 MILLION
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 7 MILLION
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR RESERVED FOR QUALIFIED INVESTORS OR
RESTRICTED NUMBER OF INVESTORS, UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 2 MILLION
PROPOSAL #22: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES AGAINST AGAINST
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #23: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #24: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS UNDER ITEMS 19-21
AT EUR 10 MILLION
PROPOSAL #25: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 20 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #26: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #27: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #28: APPROVE ISSUANCE OF 666,546 WARRANTS ISSUER YES FOR FOR
(BSA AND/OR BSAAR) WITHOUT PREEMPTIVE RIGHTS RESERVED
FOR EMPLOYEES AND EXECUTIVES OF THE COMPANY AND ITS
SUBSIDIARIES
PROPOSAL #29: SET GLOBAL LIMIT FOR CAPITAL INCREASE ISSUER YES FOR FOR
TO RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 27 AND
28 AT 1,999,638 SHARES
PROPOSAL #30: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #31: AMEND ARTICLE 4, 11, 16 AND 18 OF ISSUER YES FOR FOR
BYLAWS TO COMPLY WITH NEW REGULATION RE:
HEADQUARTERS, BOARD OF DIRECTORS, TRANSACTIONS AND
PROPOSAL #32: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astaldi SPA
TICKER: AST CUSIP: T0538F106
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astellas Pharma Inc.
TICKER: 4503 CUSIP: J03393105
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR HATANAKA, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YASUKAWA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAJIMA, ETSUKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AIZAWA, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SEKIYAMA, MAMORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMAGAMI, KEIKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASTM S.p.A.
TICKER: AT CUSIP: T0510N101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT INTERNAL AUDITORS (BUNDLED) SHAREHOLDER YES FOR N/A
PROPOSAL #4.2: APPOINT CHAIR OF THE BOARD OF SHAREHOLDER YES FOR N/A
STATUTORY AUDITORS
PROPOSAL #4.3: APPROVE INTERNAL AUDITORS' SHAREHOLDER YES FOR N/A
REMUNERATION
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #6.1: REVOKE THE MANDATE OF DELOITTE & ISSUER YES FOR FOR
TOUCHE SPA
PROPOSAL #6.2: APPROVE AUDITORS AND AUTHORIZE BOARD ISSUER YES AGAINST AGAINST
TO FIX THEIR REMUNERATION
PROPOSAL #7: ELECT MAURIZIO LEO AS DIRECTOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astral Foods Ltd
TICKER: ARL CUSIP: S0752H102
MEETING DATE: 2/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 SEPTEMBER
PROPOSAL #2: ELECT DR THEUNIE LATEGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT DR THEUNIS ELOFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT DIEDERIK FOUCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT DIEDERIK FOUCHE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #4.2: ELECT DR THEUNIE LATEGAN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #4.3: RE-ELECT TSHEPO SHABANGU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK MANAGEMENT COMMITTEE
PROPOSAL #5.1: RE-ELECT GARY ARNOLD AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #5.2: RE-ELECT LEN HANSEN AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #5.3: RE-ELECT TAKALANI MAUMELA AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH D VON HOESSLIN AS THE
INDIVIDUAL DESIGNATED AUDITOR
PROPOSAL #7: AUTHORISE THE AUDIT AND RISK MANAGEMENT ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF THE AUDITORS
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #10: APPROVE FEES PAYABLE TO THE NON- ISSUER YES FOR FOR
EXECUTIVE CHAIRMAN
PROPOSAL #11: APPROVE FEES PAYABLE TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE FEES PAYABLE TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS FOR PARTICIPATION IN UNSCHEDULED BOARD
MEETINGS AND SERVICES UNDERTAKEN
PROPOSAL #13: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AstraZeneca plc
TICKER: AZN CUSIP: G0593M107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5a: RE-ELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: RE-ELECT PASCAL SORIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: RE-ELECT MARC DUNOYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: RE-ELECT GENEVIEVE BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: ELECT PHILIP BROADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: RE-ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5j: RE-ELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astro Japan Property Group
TICKER: AJA CUSIP: Q0585A102
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT FERGUS ALLAN MCDONALD AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astro Malaysia Holdings Berhad
TICKER: ASTRO CUSIP: Y04323104
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROHANA BINTI TAN SRI DATUK HJ ISSUER YES FOR FOR
ROZHAN AS DIRECTOR
PROPOSAL #3: ELECT LIM GHEE KEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT RICHARD JOHN FREUDENSTEIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT ZAKI BIN TUN AZMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: ELECT SIMON CATHCART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH USAHA TEGAS SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #12: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MAXIS BERHAD AND/OR ITS AFFILIATES
PROPOSAL #13: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH MEASAT GLOBAL BERHAD AND/OR ITS AFFILIATES
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH ASTRO HOLDINGS SDN BHD AND/OR ITS AFFILIATES
PROPOSAL #15: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH NEW DELHI TELEVISION LIMITED AND/OR ITS
PROPOSAL #16: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH SUN TV NETWORK LIMITED AND/OR ITS AFFILIATES
PROPOSAL #17: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
WITH GS HOME SHOPPING INC. AND/OR ITS AFFILIATES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asunaro Aoki Construction Co. Ltd.
TICKER: 1865 CUSIP: J03355112
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ISHIDA, MASARU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR UENO, YASUNOBU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IMAI, KO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HASHIMOTO, TOMINOBU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAKAMATSU, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HONOKI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OGAWA, KANJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ICHIKI, RYOJI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YOSHITAKE, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SENO, TAISUKE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR UMEDA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TSUJII, YASUSHI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ONODERA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR KUNITAKE, HARUYUKI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR NISHIKAWA, ISSUER YES FOR FOR
TOMOYASU
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR UDO, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASUSTeK Computer Inc.
TICKER: 2357 CUSIP: Y04327105
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #5.1: ELECT TSUNG-TANG (JONNEY) SHIH WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 71 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT CHIANG-SHENG (JONATHAN) TSENG ISSUER YES FOR FOR
WITH SHAREHOLDER NO. 25370 AS NON-INDEPENDENT
PROPOSAL #5.3: ELECT SHIH-CHANG (TED) HSU WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 4 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT CHENG-LAI (JERRY) SHEN WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 80 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT YEN-CHENG (ERIC) CHEN WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 135 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT HSIEN-YUEN HSU WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 116 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT SU-PIN (SAMSON) HU WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 255368 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT MIN-CHIEH (JOE) HSIEH WITH ID ISSUER YES FOR FOR
NO. A123222XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT YU-CHIA (JACKIE) HSU WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 67474 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.10: ELECT TZE-KAING YANG WITH ID NO. ISSUER YES FOR FOR
A102241XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.11: ELECT MING-YU LEE WITH ID NO. ISSUER YES FOR FOR
F120639XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.12: ELECT CHUNG-HOU (KENNETH) TAI WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 88 AS INDEPENDENT DIRECTOR
PROPOSAL #5.13: ELECT CHUN-AN SHEU WITH ID NO. ISSUER YES FOR FOR
R101740XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASUSTeK Computer Inc.
TICKER: 2357 CUSIP: Y04327105
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASX Ltd.
TICKER: ASX CUSIP: Q0604U105
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: ELECT KEN HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT MELINDA CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO DOMINIC STEVENS, MANAGING DIRECTOR AND CEO OF THE
COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atea ASA
TICKER: ATEA CUSIP: R0728G106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #3: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #6.1: APPROVE DIVIDENDS OF NOK 3.25 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #6.2: AUTHORIZE BOARD TO DISTRIBUTE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF AUDITORS �� ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD IN THE AMOUNT OF NOK 300,000
PROPOSAL #8.2: APPROVE REMUNERATION OF SHAREHOLDER- ISSUER YES FOR FOR
ELECTED DIRECTORS IN THE AMOUNT OF NOK 150,000
PROPOSAL #8.3: APPROVE REMUNERATION OF EMPLOYEE- ISSUER YES FOR FOR
ELECTED DIRECTORS IN THE AMOUNT OF NOK 100,000
PROPOSAL #9.1: REELECT KARL MARTIN STANG AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #9.2: REELECT CARL ESPEN WOLLEBEKK AS MEMBER ISSUER YES FOR FOR
OF NOMINATING COMMITTEE
PROPOSAL #9.3: APPROVE REMUNERATION FOR NOMINATING ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #10.1: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #10.2: APPROVE GUIDELINES FOR ALLOTMENT OF ISSUER YES FOR FOR
SHARES/OPTIONS
PROPOSAL #11: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #12: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #13: APPROVE CREATION OF NOK 10 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ateam Inc.
TICKER: 3662 CUSIP: J03467107
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAYASHI, TAKAO ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NAKAUCHI, YUKIMASA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KUMAZAWA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAKINO, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATO, JUNYA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aten International CO., Ltd.
TICKER: 6277 CUSIP: Y0433U103
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT WEI JEN CHU WITH ID NO. ISSUER YES FOR FOR
F101013XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT CHUNG JEN CHEN WITH ID NO. ISSUER YES FOR FOR
A120604XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT CHUN CHUNG CHEN WITH ID NO. ISSUER YES FOR FOR
A122360XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT CHEN SHANG ZHONG WITH SHAREHOLDER YES AGAINST N/A
SHAREHOLDER NO. 7 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT CHEN SHANG REN WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 6 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT LIN YONG DA AS NON-INDEPENDENT SHAREHOLDER YES AGAINST N/A
DIRECTOR
PROPOSAL #5.7: ELECT A REPRESENTATIVE OF ZHONGHUA SHAREHOLDER YES AGAINST N/A
DEVELOPMENT CAPITAL MANAGEMENT CONSULTING CO., LTD.
WITH SHAREHOLDER NO. 4719 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT LIAO XIU DA WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO.10 AS SUPERVISOR
PROPOSAL #5.9: ELECT CHEN SE SE WITH SHAREHOLDER NO. SHAREHOLDER YES AGAINST N/A
3 AS SUPERVISOR
PROPOSAL #5.10: ELECT GUO ZHEN LIN AS SUPERVISOR SHAREHOLDER YES AGAINST N/A
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ATGen Co., Ltd.
TICKER: 182400 CUSIP: Y0R33X110
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK SANG-WOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athabasca Oil Corporation
TICKER: ATH CUSIP: 04682R107
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SIX ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR RONALD J. ECKHARDT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR BRYAN BEGLEY ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT BROEN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR CARLOS FIERRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MARSHALL MCRAE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HENRY SYKES ISSUER YES FOR FOR
PROPOSAL #3: RE-APPROVE PERFORMANCE AWARD PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athens Water Supply & Sewage (EYDAP)
TICKER: EYDAP CUSIP: X0257L107
MEETING DATE: 12/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISTRIBUTION OF PRIOR YEARS' ISSUER YES FOR FOR
PROFITS
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athens Water Supply & Sewage (EYDAP)
TICKER: EYDAP CUSIP: X0257L107
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT MEMBER OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF BOARD CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #6: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantia SPA
TICKER: ATL CUSIP: T05404107
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #3: APPROVE PHANTOM STOCK OPTION PLAN (2017) ISSUER YES FOR FOR
AND PHANTOM STOCK GRANT PLAN (2017)
PROPOSAL #4: ELECT MARCO EMILIO ANGELO PATUANO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Copco AB
TICKER: ATCO A CUSIP: W10020324
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPENING OF MEETING; ELECT CHAIRMAN OF ISSUER YES FOR FOR
MEETING
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8c: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 6.80 PER SHARE
PROPOSAL #8d: APPROVE RECORD DATE FOR DIVIDEND ISSUER YES FOR FOR
PAYMENT
PROPOSAL #9a: DETERMINE NUMBER OF MEMBERS(9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD(0)
PROPOSAL #9b: DETERMINE NUMBER OF AUDITORS(1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS(0)
PROPOSAL #10: REELECT GUNILLA BERG, STAFFAN BOHMAN, ISSUER YES FOR FOR
JOHAN FORSSELL, SABINE NEUSS, HANS STRABERG, ANDERS
ULLBERG AND PETER WALLENBERG JR AS DIRECTORS; ELECT
TINA DONIKOWSKI AND MATS RAHMSTRÖM AS NEW DIRECTOR
PROPOSAL #10b: ELECT HANS STRABERG AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #10c: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.1 MILLION TO CHAIR AND SEK
660,000 TO OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE RECEIVING PART OF
REMUNERATION IN FORM OF SYNTHETIC SHARES
PROPOSAL #11b: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #12b: APPROVE PERFORMANCE BASED STOCK OPTION ISSUER YES FOR FOR
PLAN 2017 FOR KEY EMPLOYEES
PROPOSAL #13a: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2017
PROPOSAL #13b: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS IN THE FORM OF SYNTHETIC
SHARES
PROPOSAL #13c: TRANSFER CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2017
PROPOSAL #13d: SELL CLASS A SHARES TO COVER COSTS ISSUER YES FOR FOR
RELATED TO SYNTHETIC SHARES TO THE BOARD
PROPOSAL #13e: SELL CLASS A AND B SHARES TO COVER ISSUER YES FOR FOR
COSTS IN RELATION TO THE PERFORMANCE RELATED
PERSONNEL OPTION PLANS FOR 2012, 2013, AND 2014
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Copco AB
TICKER: ATCO A CUSIP: W10020332
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPENING OF MEETING; ELECT CHAIRMAN OF ISSUER YES FOR FOR
MEETING
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8c: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 6.80 PER SHARE
PROPOSAL #8d: APPROVE RECORD DATE FOR DIVIDEND ISSUER YES FOR FOR
PAYMENT
PROPOSAL #9a: DETERMINE NUMBER OF MEMBERS(9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD(0)
PROPOSAL #9b: DETERMINE NUMBER OF AUDITORS(1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS(0)
PROPOSAL #10: REELECT GUNILLA BERG, STAFFAN BOHMAN, ISSUER YES FOR FOR
JOHAN FORSSELL, SABINE NEUSS, HANS STRABERG, ANDERS
ULLBERG AND PETER WALLENBERG JR AS DIRECTORS; ELECT
TINA DONIKOWSKI AND MATS RAHMSTRÖM AS NEW DIRECTOR
PROPOSAL #10b: ELECT HANS STRABERG AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #10c: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.1 MILLION TO CHAIR AND SEK
660,000 TO OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE RECEIVING PART OF
REMUNERATION IN FORM OF SYNTHETIC SHARES
PROPOSAL #11b: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #12b: APPROVE PERFORMANCE BASED STOCK OPTION ISSUER YES FOR FOR
PLAN 2017 FOR KEY EMPLOYEES
PROPOSAL #13a: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2017
PROPOSAL #13b: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
REMUNERATION OF DIRECTORS IN THE FORM OF SYNTHETIC
SHARES
PROPOSAL #13c: TRANSFER CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2017
PROPOSAL #13d: SELL CLASS A SHARES TO COVER COSTS ISSUER YES FOR FOR
RELATED TO SYNTHETIC SHARES TO THE BOARD
PROPOSAL #13e: SELL CLASS A AND B SHARES TO COVER ISSUER YES FOR FOR
COSTS IN RELATION TO THE PERFORMANCE RELATED
PERSONNEL OPTION PLANS FOR 2012, 2013, AND 2014
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AtlasBX Co.
TICKER: A023890 CUSIP: Y49564100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME (KRW 300)
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME (KRW SHAREHOLDER YES AGAINST FOR
10,000)
PROPOSAL #1.3: APPROVE ALLOCATION OF INCOME (KRW SHAREHOLDER YES AGAINST FOR
6,663)
PROPOSAL #2.1: ELECT WON SEOK-JOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT JI GWANG-JIN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT LIM BANG-HUI AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LIM BANG-HUI AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atom Corp
TICKER: 7412 CUSIP: J0338J101
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR OZAWA, TOSHIHARU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OTA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ITO, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAITO, NORIYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atos SE
TICKER: ATO CUSIP: F06116101
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADVISORY VOTE ON THE GROUP'S ISSUER YES FOR FOR
ORIENTATIONS UP TO 2019 AS PRESENTED BY THE BOARD'S
PROPOSAL #2: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH THIERRY BRETON
PROPOSAL #3: APPROVE REMUNERATION POLICY OF THIERRY ISSUER YES FOR FOR
BRETON, CHAIRMAN AND CEO
PROPOSAL #4: REELECT THIERRY BRETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 19 OF BYLAWS RE: AGE LIMIT ISSUER YES FOR FOR
OF CHAIRMAN OF THE BOARD
PROPOSAL #6: AMEND ARTICLE 23 OF BYLAWS RE: AGE LIMIT ISSUER YES FOR FOR
OF CEO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atos SE
TICKER: ATO CUSIP: F06116101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #5: REELECT NICOLAS BAZIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT VALERIE BERNIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT ROLAND BUSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT COLETTE NEUVILLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT JEAN FLEMING AS REPRESENTATIVE OF ISSUER YES FOR FOR
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: ELECT ALEXANDRA DEMOULIN AS ISSUER YES AGAINST FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #11: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY BRETON, CHAIRMAN AND CEO
PROPOSAL #13: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AUTHORIZE UP TO 0.09 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #18: AMEND ARTICLE 16 OF BYLAWS RE: TERMS OF ISSUER YES FOR FOR
DESIGNATION OF EMPLOYEE REPRESENTATIVES IN THE BOARD
OF DIRECTORS
PROPOSAL #19: AMEND ARTICLE 16 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
SHAREHOLDER REPRESENTATIVES' LENGTH OF TERM
PROPOSAL #20: AMEND ARTICLE 13 OF BYLAWS RE: ISSUER YES FOR FOR
COMPOSITION OF THE BOARD OF DIRECTORS
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atresmedia Corporacion de Medios de Comunicacion SA
TICKER: A3M CUSIP: E0728T102
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SPECIAL DIVIDENDS CHARGED TO ISSUER YES FOR FOR
RESERVES
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atrium Ljungberg AB
TICKER: ATRLJ B CUSIP: W53402108
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.95 PER SHARE
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (6) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 400,000 TO CHAIRMAN AND SEK 200,000
TO OTHER DIRECTORS; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT JOHAN LJUNGBERG (CHAIR), SIMON ISSUER YES FOR FOR
DE CHATEAU, SUNE DAHLQVIST, HANNA SLEYMAN, ANNA
HALLBERG AND ERIK LANGBY AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #14: APPROVE ISSUANCE OF 13.3 MILLION SHARES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ATS Automation Tooling Systems Inc.
TICKER: ATA CUSIP: 001940105
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEIL D. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY CAPUTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. MARTINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. MCAUSLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GORDON E. PRESHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IVAN ROSS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DARYL C.F. WILSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atsugi Co. Ltd.
TICKER: 3529 CUSIP: J0339K115
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
UPDATE AUTHORIZED CAPITAL TO REFLECT REVERSE STOCK
SPLIT - REDUCE SHARE TRADING UNIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Attacq Ltd
TICKER: ATT CUSIP: S1244P108
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE
PROPOSAL #3: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT DELOITTE AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH PATRICK KLEB AS THE DESIGNATED PARTNER
PROPOSAL #5: RE-ELECT PIERRE TREDOUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHANNES VAN DER MERWE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT LOUIS VAN DER WATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEWART SHAW-TAYLOR AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT HELLEN EL HAIMER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #10: RE-ELECT KENEILWE MOLOKO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #11: ELECT BRETT NAGLE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #12: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AUTHORISE ALLOTMENT AND ISSUE OF SHARES ISSUER YES FOR FOR
TO DIRECTORS AND PRESCRIBED OFFICERS UNDER THE LONG-
TERM INCENTIVE PLAN
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Attendo AB
TICKER: ATT CUSIP: W1R94Z285
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 1.22 PER SHARE
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11a: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11b: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS
PROPOSAL #12a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 800,000 FOR CHAIR AND SEK 325,000
FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #12b: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: REELECT ULF LUNDAHL (CHAIR), MONA ISSUER YES FOR FOR
BOSTROM, CATARINA FAGERHOLM, TOBIAS LONNEVALL, ANSSI
SOILA, ANITRA STEEN AND HENRIK BORELIUS AS DIRECTORS
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #16: APPROVE ISSUANCE OF SHARES WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #17a: APPROVE SHARE SAVINGS PLAN ISSUER YES FOR FOR
PROPOSAL #17b: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #17c: APPROVE ALTERNATIVE EQUITY PLAN ISSUER YES FOR FOR
FINANCING
PROPOSAL #18: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #19: APPROVE INSTRUCTIONS FOR NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #20: ELECT TOMAS BILLING, ANSSI SOILA, ISSUER YES FOR FOR
MARIANNE NILSSON AND ADAM NYSTROM AS MEMBERS OF
NOMINATING COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AU Optronics Corp
TICKER: 2409 CUSIP: 002255107
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3.2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4.2: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.3: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT AND/OR ISSUANCE OF ORDINARY SHARES AND/OR
ISSUANCE OF ORDINARY SHARES VIA PRIVATE PLACEMENT
AND/OR ISSUANCE OF FOREIGN OR DOMESTIC CONVERTIBLE B
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AU Optronics Corp
TICKER: 2409 CUSIP: Y0451X104
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT AND/OR ISSUANCE OF ORDINARY SHARES AND/OR
ISSUANCE OF ORDINARY SHARES VIA PRIVATE PLACEMENT
AND/OR ISSUANCE OF FOREIGN OR DOMESTIC CONVERTIBLE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Auckland International Airport Ltd.
TICKER: AIA CUSIP: Q06213146
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HENRY VAN DER HEYDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MICHELLE GUTHRIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHRISTINE SPRING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF DIRECTORS
PROPOSAL #5: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AudioCodes Ltd.
TICKER: AUDC CUSIP: M15342104
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT ZEHAVA SIMON AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #2: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #3: SUBJECT TO APPROVAL OF ITEMS 1 AND 2: ISSUER YES FOR FOR
GRANT ZEHAVA SIMON , DIRECTOR, OPTIONS TO PURCHASE
22,500 SHARES
PROPOSAL #4: REAPPOINT KOST, FORER, GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER OR DO NOT HAVE A PERSONAL INTEREST IN ONE
OR SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY
CARD; OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aurizon Holdings Ltd.
TICKER: AZJ CUSIP: Q0695Q104
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT RUSSELL CAPLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT MICHAEL FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT KATE VIDGEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aurobindo Pharma Ltd.
TICKER: 524804 CUSIP: Y04527142
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4: REELECT K. NITHYANANDA REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT M. MADAN MOHAN REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE S.R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
N. GOVINDARAJAN AS MANAGING DIRECTOR
PROPOSAL #8: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
M. MADAN MOHAN REDDY AS EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
P. SARATH CHANDRA REDDY AS EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aurubis AG
TICKER: NDA CUSIP: D10004105
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.25 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2016/2017
PROPOSAL #6: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 1.1 BILLION; APPROVE CREATION
OF EUR 57.5 MILLION POOL OF CAPITAL TO GUARANTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AusNet Services
TICKER: AST CUSIP: Q0708Q109
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PETER MASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TAN CHEE MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO NINO FICCA, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE THE ISSUE OF SHARES UP TO 10 ISSUER YES FOR FOR
PERCENT PRO RATA
PROPOSAL #7: APPROVE THE ISSUANCE OF SHARES PURSUANT ISSUER YES FOR FOR
TO THE DIVIDEND REINVESTMENT PLAN
PROPOSAL #8: APPROVE THE ISSUANCE OF SHARES PURSUANT ISSUER YES FOR FOR
TO AN EMPLOYEE INCENTIVE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Austevoll Seafood ASA
TICKER: AUSS CUSIP: R0814U100
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 2.50 PER SHARE
PROPOSAL #7a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF NOK 300,000 FOR CHAIRMAN AND NOK
175,000 FOR OTHER DIRECTORS
PROPOSAL #7b: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF NOK 25,000 FOR EACH MEMBER
PROPOSAL #7c: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER YES FOR FOR
IN THE AMOUNT OF NOK 50,000 FOR EACH MEMBER
PROPOSAL #7d: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8a: REELECT ODDVAR SKJEGSTAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8b: REELECT SIREN GRONHAUG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8c: REELECT INGA LISE MOLDESTAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8d: REELECT EIRIK DRONEN MELINGEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8e: REELECT ODDVAR SKJEGSTAD AS DEPUTY ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #9: APPROVE CREATION OF NOK 10 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Australia and New Zealand Banking Group Ltd.
TICKER: ANZ CUSIP: Q09504137
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO SHAYNE ELLIOT, CHIEF EXECUTIVE OFFICER OF THE
COMPANY
PROPOSAL #4a: ELECT S. J. HALTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT G. R. LIEBELT AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Australian Agricultural Company Ltd.
TICKER: AAC CUSIP: Q08448112
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DAVID CROMBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT TOM KEENE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NEIL REISMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Australian Pharmaceutical Industries Ltd.
TICKER: API CUSIP: Q1075Q102
MEETING DATE: 1/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT GERARD J. MASTERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Auto Italia Holdings Ltd.
TICKER: 720 CUSIP: G06639101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT LAM CHI YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT KONG KAI CHUEN FRANKIE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2C: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Auto Trader Group plc
TICKER: AUTO CUSIP: G06708104
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ED WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TREVOR MATHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SEAN GLITHERO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID KEENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JILL EASTERBROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT JENI MUNDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Auto Trader Group plc
TICKER: AUTO CUSIP: G06708104
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autobacs Seven Co. Ltd.
TICKER: 9832 CUSIP: J03507100
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR KOBAYASHI, KIOMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUMURA, TERUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIRATA, ISAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOYAMA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUMAKURA, EIICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HORII, YUGO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHIMAZAKI, NORIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ODAMURA, HATSUO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKAYAMA, YOSHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AutoCanada Inc.
TICKER: ACQ CUSIP: 05277B209
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR GORDON R. BAREFOOT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MICHAEL ROSS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR DENNIS DESROSIERS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BARRY L. JAMES ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MARYANN N. KELLER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ARLENE DICKINSON ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR STEVEN J. LANDRY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autogrill Spa
TICKER: AGL CUSIP: T8347V105
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #5.1: SLATE SUBMITTED BY SCHEMATRENTAQUATTRO SHAREHOLDER NO N/A N/A
SPA
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Automotive Holdings Group Ltd
TICKER: AHG CUSIP: Q1210C141
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DAVID GRIFFITHS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT JANE MCKELLAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE AMENDED AHG PERFORMANCE ISSUER YES FOR FOR
RIGHTS PLAN
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHT ISSUER YES FOR FOR
TO BRONTE HOWSON
PROPOSAL #4: APPROVE THE TERMINATION PACKAGE OF ISSUER YES FOR FOR
BRONTE HOWSON
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHT ISSUER YES FOR FOR
TO JOHN MCCONNELL
PROPOSAL #6: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #7: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
ELIGIBLE INSTITUTIONAL, SOPHISTICATED AND
PROFESSIONAL INVESTORS
PROPOSAL #8: APPROVE THE REMUNERATION REPORT ISSUER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autoneum Holding AG
TICKER: AUTN CUSIP: H04165108
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 6.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT HANS-PETER SCHWALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: REELECT RAINER SCHMUECKLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT MICHAEL PIEPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT THIS SCHNEIDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: REELECT PETER SPUHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT FERDINAND STUTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT NORBERT INDLEKOFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT HANS-PETER SCHWALD AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.1: APPOINT THIS SCHNEIDER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT HANS-PETER SCHWALD AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.3: APPOINT FERDINAND STUTZ AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE ULRICH MAYER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #9: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 1.6 MILLION
PROPOSAL #11: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 7.3 MILLION
PROPOSAL #12: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avanza Bank Holding AB
TICKER: AZA CUSIP: W4218X136
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE LIVE BROADCAST OF MEETING VIA ISSUER YES FOR FOR
COMPANY WEBSITE
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #7: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 10.50 PER SHARE
PROPOSAL #10c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: DETERMINE NUMBER OF MEMBERS AND DEPUTY ISSUER YES FOR FOR
MEMBERS OF BOARD
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 300,000; APPROVE COMMITTEE FEES
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: REELECT SOPHIA BENDZ, JONAS HAGSTROMER, ISSUER YES FOR FOR
SVEN HAGSTROMER, BIRGITTA KLASÉN, MATTIAS MIKSCHE,
HANS TOLL AND JACQUELINE WINBERG AS DIRECTORS
PROPOSAL #15: ELECT SVEN HAGSTROMER AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #16: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17a: APPROVE ISSUANCE OF WARRANTS FOR THE ISSUER YES FOR FOR
PURPOSES OF EMPLOYEE INCENTIVE PROGRAM; SUB-PROGRAM
PROPOSAL #17b: APPROVE ISSUANCE OF WARRANTS FOR THE ISSUER YES FOR FOR
PURPOSES OF EMPLOYEE INCENTIVE PROGRAM; SUB-PROGRAM
PROPOSAL #17c: APPROVE ISSUANCE OF WARRANTS FOR THE ISSUER YES FOR FOR
PURPOSES OF EMPLOYEE INCENTIVE PROGRAM; SUB-PROGRAM
PROPOSAL #18: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #19: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #20: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aveng Ltd
TICKER: AEG CUSIP: S0805F129
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SEAN FLANAGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT MAY HERMANUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT KOBUS VERSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT THOKO MOKGOSI-MWANTEMBE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: RE-ELECT ERIC DIACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT ERIC DIACK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT PHILIP HOURQUEBIE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT KHOLEKA MZONDEKI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES AGAINST AGAINST
OF THE COMPANY
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
AND INTER-RELATED COMPANIES
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aveng Ltd
TICKER: AEG CUSIP: S0805F129
MEETING DATE: 11/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF THE STEELEDALE ISSUER YES FOR FOR
BUSINESS CARRIED OUT BY AVENG AFRICA TO KUTANA STEEL
PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aveng Ltd
TICKER: AEG CUSIP: S0805F129
MEETING DATE: 11/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL BY AVENG AFRICA AND ISSUER YES FOR FOR
STEELMETALS OF THEIR EQUITY INTERESTS AND THE AVENG
AFRICA LOANS
PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aveng Ltd
TICKER: AEG CUSIP: S0805F129
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL BY AVENG AFRICA OF 51 ISSUER YES FOR FOR
PERCENT OF ITS BENEFICIAL INTEREST IN GRINAKER HOLDCO
AND THE NVE INSTRUMENT SUBSCRIPTION
PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aveo Group
TICKER: AOG CUSIP: Q1225V100
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ERIC LEE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT JIM FRAYNE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ISSUANCE OF STI DEFERRED ISSUER YES FOR FOR
SECURITIES TO GEOFFREY GRADY
PROPOSAL #5: APPROVE THE ISSUANCE OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO GEOFFREY GRADY
PROPOSAL #6: RATIFY THE PAST ISSUANCE OF STAPLED ISSUER YES FOR FOR
SECURITIES
PROPOSAL #7: RATIFY THE PAST ISSUANCE OF STAPLED ISSUER YES FOR FOR
SECURITIES TO INSTITUTIONAL INVESTORS
PROPOSAL #8: APPROVE THE FINANCIAL ASSISTANCE FOR ISSUER YES FOR FOR
FREEDOM AND RVG ACQUISITIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVEVA Group plc
TICKER: AVV CUSIP: G06812120
MEETING DATE: 7/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PHILIP AIKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RICHARD LONGDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JAMES KIDD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JONATHAN BROOKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PHILIP DAYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JENNIFER ALLERTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avex Group Holdings
TICKER: 7860 CUSIP: J0356Q102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2: AMEND ARTICLES TO CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MATSURA, MASATO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HAYASHI, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR RICHARD BLACKSTONE ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KENJO, TORU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ANDO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR OKUBO, KEIICHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR IWATA, ISSUER YES FOR FOR
SHINKICHI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES FOR FOR
NOBUYUKI
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR TAMAKI, ISSUER YES FOR FOR
AKIHIRO
PROPOSAL #4.4: APPOINT STATUTORY AUDITOR YAMAMOTO, ISSUER YES FOR FOR
TERUO
PROPOSAL #5: APPROVE EQUITY COMPENSATION PLANS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVI Ltd
TICKER: AVI CUSIP: S0808A101
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: RE-ELECT NEO DONGWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JAMES HERSOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RICHARD INSKIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MICHAEL KOURSARIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MICHAEL BOSMAN AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #8: RE-ELECT NEO DONGWANA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #9: RE-ELECT JAMES HERSOV AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #10: APPROVE FEES PAYABLE TO THE NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS EXCLUDING THE BOARD CHAIRMAN AND
THE FOREIGN NON-EXECUTIVE DIRECTOR, ADRIAN NUHN
PROPOSAL #11: APPROVE FEES PAYABLE TO THE BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #12: APPROVE FEES PAYABLE TO THE FOREIGN ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR, ADRIAN NUHN
PROPOSAL #13: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE REMUNERATION, NOMINATION AND APPOINTMENTS
PROPOSAL #14: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #15: APPROVE FEES PAYABLE TO THE MEMBERS OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #16: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE REMUNERATION, NOMINATION AND APPOINTMENTS
PROPOSAL #17: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #18: APPROVE FEES PAYABLE TO THE CHAIRMAN OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #19: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #20: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
PROPOSAL #21: APPROVE DEFERRED BONUS SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #22: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS IN TERMS OF THE DEFERRED
BONUS SHARE PLAN
PROPOSAL #23: APPROVE REVISED EXECUTIVE SHARE ISSUER YES FOR FOR
INCENTIVE SCHEME
PROPOSAL #24: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS IN TERMS OF THE REVISED
EXECUTIVE SHARE INCENTIVE SCHEME
PROPOSAL #25: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS IN TERMS OF THE THE OUT-
PERFORMANCE SCHEME
PROPOSAL #26: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVIC International Holding (HK) Ltd
TICKER: 232 CUSIP: G0719V106
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT LAI WEIXUAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT LI KA FAI, DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LI ZHAOXI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LIU HONGDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT ZHOU CHUNHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4a: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4b: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avichina Industry & Technology Co., Ltd.
TICKER: 2357 CUSIP: Y0485Q109
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HE ZHIPING AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avichina Industry & Technology Co., Ltd.
TICKER: 2357 CUSIP: Y0485Q109
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHENG QIANG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avichina Industry & Technology Co., Ltd.
TICKER: 2357 CUSIP: Y0485Q109
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE SHINEWING (HK) CPA LIMITED AND ISSUER YES FOR FOR
SHINEWING CERTIFIED PUBLIC ACCOUNTANT LLP AS THE
INTERNATIONAL AND DOMESTIC AUDITORS, RESPECTIVELY AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT WU XIANDONG AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE BOARD TO APPROVE HIS SERVICE CONTRACT
PROPOSAL #7: ELECT LI YAO AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE BOARD TO APPROVE HIS SERVICE CONTRACT
PROPOSAL #8: ELECT PATRICK DE CASTELBAJAC AS ISSUER YES FOR FOR
DIRECTOR, AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE BOARD TO APPROVE HIS
SERVICE CONTRACT
PROPOSAL #9: OTHER BUSINESS BY WAY OF ORDINARY ISSUER YES AGAINST AGAINST
RESOLUTION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: OTHER BUSINESS BY WAY OF SPECIAL ISSUER YES AGAINST AGAINST
RESOLUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avigilon Corporation
TICKER: AVO CUSIP: 05369Q106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ALEXANDER FERNANDES ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WAN JUNG ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURRAY TEVLIN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FRED WITHERS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIKE MCKNIGHT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: RE-APPROVE INCENTIVE SECURITY PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aviva plc
TICKER: AV. CUSIP: G0683Q109
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT KEITH WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CLAUDIA ARNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GLYN BARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDY BRIGGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PATRICIA CROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BELEN ROMANA GARCIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL HAWKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MICHAEL MIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR ADRIAN MONTAGUE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT TOM STODDARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MARK WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: APPROVE SAVINGS RELATED SHARE OPTION ISSUER YES FOR FOR
SCHEME
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #26: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO ANY ISSUANCE OF SII INSTRUMENTS
PROPOSAL #27: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO ANY ISSUANCE OF SII
INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AvivaSA Emeklilik ve Hayat A.S.
TICKER: AVISA CUSIP: M1548T125
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #11: AMEND ARTICLES RE: BOARD RELATED ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Awa Bank Ltd.
TICKER: 8388 CUSIP: J03612108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4.5
PROPOSAL #2.1: ELECT DIRECTOR SONOKI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ASAOKA, KENZO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ARAKI, KOJIRO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR AND STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
RETIREMENT BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AWE Limited
TICKER: AWE CUSIP: Q1233E108
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DAVID MCEVOY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT KAREN PENROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF CASH SHARE RIGHTS ISSUER YES FOR FOR
TO DAVID BIGGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axa
TICKER: CS CUSIP: F06106102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.16 PER SHARE
PROPOSAL #4: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
HENRI DE CASTRIES, CHAIRMAN AND CEO UNTIL AUGUST 31,
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DENIS DUVERNE, VICE CEO UNTIL AUGUST 31, 2016
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DENIS DUVERNE, CHAIRMAN OF THE BOARD OF DIRECTORS
SINCE SEPTEMBER 1, 2016
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THOMA BUBERL, CEO SINCE SEPTEMBER 1, 2016
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #9: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: APPROVE ADDITIONAL SOCIAL BENEFITS ISSUER YES FOR FOR
AGREEMENT WITH THOMAS BUBERL, CEO
PROPOSAL #12: APPROVE SEVERANCE AGREEMENT WITH THOMAS ISSUER YES FOR FOR
BUBERL
PROPOSAL #13: REELECT DEANNA OPPENHEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT RAMON DE OLIVEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RATIFY APPOINTMENT OF THOMAS BUBERL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: RATIFY APPOINTMENT OF ANDRÉ FRANÇOIS- ISSUER YES FOR FOR
PONCET AS DIRECTOR
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 1 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLIONS
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 550 MILLION
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 550 MILLION
PROPOSAL #22: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
550 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #25: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
WITHOUT PREEMPTIVE RIGHTS FOR UP TO EUR 550 MILLION
PROPOSAL #26: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
WITH PREEMPTIVE RIGHTS FOR UP TO EUR 2 BILLION
PROPOSAL #27: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #28: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #29: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #30: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #31: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axel Springer SE
TICKER: SPR CUSIP: D76169115
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.90 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBERS OTHER THAN FRIEDE SPRINGER FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRIEDE SPRINGER FOR FISCAL 2016
PROPOSAL #5: ELECT WILLIAM FORD TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: RATIFY ERNST AND YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #7: AMEND ARTICLES RE: PRINCIPLES FOR ISSUER YES FOR FOR
MANAGEMENT OF THE COMPANY
PROPOSAL #8: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
EINUNDNEUNZIGSTE
"MEDIA"VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #9: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
VIERUNDNEUNZIGSTE
"MEDIA"VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #10: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
FUENFUNDNEUNZIGSTE
"MEDIA"VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axfood AB
TICKER: AXFO CUSIP: W1051R119
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 6 PER SHARE
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 3,225,000; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #14: REELECT ANTONIA AX:SON JOHNSON, FABIAN ISSUER YES FOR FOR
BENGTSSON, CAROLINE BERG, MIA BRUNELL LIVFORS
(CHAIRMAN), ANN CARLSSON AND LARS OLOFSSON AS
DIRECTORS; ELECT CHRISTER ÅBERG AS NEW DIRECTOR
PROPOSAL #15: APPROVE PRINCIPLES FOR THE DESIGNATION ISSUER YES FOR FOR
OF NOMINATING COMMITTEE
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17a: APPROVE LONG-TERM INCENTIVE PLAN (LTIP ISSUER YES FOR FOR
2017)
PROPOSAL #17b: APPROVE EQUITY PLAN FINANCING FOR LTIP ISSUER YES FOR FOR
2017
PROPOSAL #18: APPROVE EMPLOYEE SHARE PURCHASES IN ISSUER YES FOR FOR
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axial Retailing Inc.
TICKER: 8255 CUSIP: J0392L109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 48
PROPOSAL #2: APPOINT STATUTORY AUDITOR FUJITA, ISSUER YES FOR FOR
TOMOSABURO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axiare Patrimonio SOCIMI SA
TICKER: AXIA CUSIP: E1R339105
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE COMPANY TO CALL EGM WITH 21 ISSUER YES FOR FOR
DAYS' NOTICE
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT CATO HENNING STONEX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: REELECT LUIS MARIA ARREDONDO MALO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: REELECT LUIS ALFONSO LOPEZ DE HERRERA- ISSUER YES FOR FOR
ORIA AS DIRECTOR
PROPOSAL #8.3: REELECT FERNANDO BAUTISTA SAGUES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: REELECT DAVID JIMENEZ-BLANCO CARRILLO ISSUER YES FOR FOR
DE ALBORNOZ AS DIRECTOR
PROPOSAL #9: RENEW APPOINTMENT OF ISSUER YES AGAINST AGAINST
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axiata Group Berhad
TICKER: AXIATA CUSIP: Y0488A101
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT MUHAMAD CHATIB BASRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KENNETH SHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHD IZZADDIN IDRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT RAMLAH NIK MAHMOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT GHAZZALI SHEIKH ABDUL KHALID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT AZZAT KAMALUDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
25TH ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
JANUARY 31, 2017 UNTIL THE NEXT ANNUAL GENERAL
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #11: APPROVE GHAZZALI SHEIKH ABDUL KHALID TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE
PROPOSAL #12: APPROVE AZZAT KAMALUDIN TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #13: APPROVE DAVID LAU NAI PEK TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #14: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #15: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT SCHEME
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axis Bank Ltd.
TICKER: 532215 CUSIP: Y0487S137
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT V. SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT RAKESH MAKHIJA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT KETAKI BHAGWATI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT B. BABU RAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
SHIKHA SHARMA AS MANAGING DIRECTOR AND CEO
PROPOSAL #9: APPROVE REAPPOINTMENT OF V. SRINIVASAN ISSUER YES FOR FOR
AS EXECUTIVE DIRECTOR & HEAD (CORPORATE BANKING) FROM
OCT. 15, 2015 TO DEC. 20, 2015 AND APPROVE HIS
APPOINTMENT AND REMUNERATION AS DEPUTY MANAGING
DIRECTOR FROM DEC. 21, 2015 TO DEC. 20, 2018
PROPOSAL #10: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
V. SRINIVASAN AS EXECUTIVE DIRECTOR DESIGNATED AS
DEPUTY MANAGING DIRECTOR WITH EFFECT FROM JUNE 1,
PROPOSAL #11: ELECT SANJIV MISRA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SANJIV MISRA AS NON-EXECUTIVE PART-TIME CHAIRMAN
PROPOSAL #13: ELECT RAJIV ANAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJIV ANAND AS EXECUTIVE DIRECTOR DESIGNATED AS
EXECUTIVE DIRECTOR (RETAIL BANKING)
PROPOSAL #15: ELECT RAJESH DAHIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJESH DAHIYA AS EXECUTIVE DIRECTOR DESIGNATED AS
EXECUTIVE DIRECTOR (CORPORATE CENTRE)
PROPOSAL #17: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #18: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ayala Corporation
TICKER: AC CUSIP: Y0486V115
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT KEIICHI MATSUNAGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT RAMON R. DEL ROSARIO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT XAVIER P. LOINAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND FIX ITS REMUNERATION
PROPOSAL #5: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ayala Land, Inc.
TICKER: ALI CUSIP: Y0488F100
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT BERNARD VINCENT O. DY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT ANTONINO T. AQUINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT ARTURO G. CORPUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DELFIN L. LAZARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT MA. ANGELA E. IGNACIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.8: ELECT JAIME C. LAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT RIZALINA G. MANTARING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT SYCIP GORRES VELAYO & CO. AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND APPROVE THE FIXING OF ITS
REMUNERATION
PROPOSAL #5: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aygaz AS
TICKER: AYGAZ CUSIP: M1548S101
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 6 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: RECEIVE INFORMATION ON DONATION POLICY ISSUER YES AGAINST AGAINST
AND CHARITABLE DONATIONS FOR 2016 AND APPROVE UPPER
LIMIT OF DONATIONS FOR 2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azbil Corp.
TICKER: 6845 CUSIP: J0370G106
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 40
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AZIMUT HOLDING S.p.A.
TICKER: AZM CUSIP: T0783G106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT CEO SERGIO ALBARELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CFO ALESSANDRO ZAMBOTTI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4.1: APPROVE INCREASE IN FIXED-VARIABLE ISSUER YES FOR FOR
COMPENSATION RATIO
PROPOSAL #4.2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azrieli Group Ltd.
TICKER: AZRG CUSIP: M1571Q105
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT MENACHEM EINAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REELECT NIV AHITUV AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
FOR A THREE-YEAR PERIOD
PROPOSAL #3: REELECT EFRAIM HALEVY AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
INSURANCE AND INDEMNIFICATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azrieli Group Ltd.
TICKER: AZRG CUSIP: M1571Q105
MEETING DATE: 10/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE UPDATE OF SERVICE AGREEMENT ISSUER YES FOR FOR
WITH THE CEO
PROPOSAL #4: APPROVE SERVICE AGREEMENT WITH DANNA ISSUER YES FOR FOR
AZRIELI
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azrieli Group Ltd.
TICKER: AZRG CUSIP: M1571Q105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT DANNA AZRIELI HAKIM AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REELECT SHARON RACHELLE AZRIELI AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #3: REELECT NAOMI SARA AZRIELI AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: REELECT MENACHEM EINAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #5: REELECT JOSEF CIECHANOVER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #6: REELECT TZIPORA CARMON AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #7: REELECT ORAN DROR AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #8: REAPPOINT DELOITTE BRIGHTMAN ALMAGOR ISSUER YES AGAINST AGAINST
ZOHAR AS AUDITORS
PROPOSAL #11: ISSUE UPDATED INDEMNIFICATION ISSUER YES FOR FOR
AGREEMENTS TO OFFICERS WHO ARE AMONG THE CONTROLLING
PROPOSAL #12: APPROVE INDEMNIFICATION AGREEMENTS TO ISSUER YES FOR FOR
OFFICERS WHO ARE NOT AMONG THE CONTROLLING
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B Communications Ltd.
TICKER: BCOM CUSIP: M15629104
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT SHAUL ELOVITCH AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT OR ELOVITCH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT BENNY GABBAY AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: ISSUE UPDATED INDEMNIFICATION AGREEMENTS ISSUER YES FOR FOR
TO DIRECTORS/OFFICERS
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOUR HOLDINGS REQUIRE APPROVAL BY ISSUER YES AGAINST N/A
THE PRIME MINISTER OF ISRAEL AND THE ISRAELI MINISTER
OF COMMUNICATIONS AS DEFINED IN THE COMMUNICATIONS
LAW AND COMMUNICATIONS ORDER VOTE FOR. OTHERWISE VOTE
AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B2Gold Corp.
TICKER: BTO CUSIP: 11777Q209
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR CLIVE JOHNSON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT CROSS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT GAYTON ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JERRY KORPAN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR BONGANI MTSHISI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KEVIN BULLOCK ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GEORGE JOHNSON ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B2W Companhia Digital
TICKER: BTOW3 CUSIP: P19055113
MEETING DATE: 3/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLE 5 ACCORDINGLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B2W Companhia Digital
TICKER: BTOW3 CUSIP: P19055113
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B2W Companhia Digital
TICKER: BTOW3 CUSIP: P19055113
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Babcock International Group plc
TICKER: BAB CUSIP: G0689Q152
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MIKE TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER ROGERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BILL TAME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ARCHIE BETHEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT FRANCO MARTINELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR DAVID OMAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT IAN DUNCAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANNA STEWART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JEFF RANDALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MYLES LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT VICTOIRE DE MARGERIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bachem Holding AG
TICKER: BANB CUSIP: H04002129
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.50 PER SHARE
PROPOSAL #4.1: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 650,000
PROPOSAL #4.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 2 MILLION
PROPOSAL #5.1: REELECT KUNO SOMMER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #5.2: REELECT NICOLE GROGG HOETZER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: REELECT HELMA WENNEMERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT THOMAS BURCKHARDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT JUERGEN BROKATZKY-GEIGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: REELECT ROLF NYFELER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPOINT KUNO SOMMER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT JUERGEN BROKATZKY-GEIGER AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.3: APPOINT ROLF NYFELER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER �� YES AGAINST AGAINST
AUDITORS
PROPOSAL #8: DESIGNATE PAUL WIESLI AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAE Systems plc
TICKER: BA. CUSIP: G06940103
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR ROGER CARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ELIZABETH CORLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JERRY DEMURO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT HARRIET GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHRISTOPHER GRIGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PETER LYNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAULA REYNOLDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT NICHOLAS ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT IAN TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT CHARLES WOODBURN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bagfas Bandirma Gubre Fabrikalari AS
TICKER: BAGFS CUSIP: M15695105
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAIC Motor Corporation Ltd
TICKER: 1958 CUSIP: Y0506H104
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE DEPOSIT TRANSACTIONS UNDER THE ISSUER YES FOR FOR
FINANCIAL SERVICES FRAMEWORK AGREEMENT
PROPOSAL #1.2: APPROVE PRODUCTS PURCHASING ISSUER YES FOR FOR
TRANSACTIONS UNDER THE PRODUCTS AND SERVICES
PURCHASING FRAMEWORK AGREEMENT
PROPOSAL #1.3: APPROVE SERVICES PURCHASING ISSUER YES FOR FOR
TRANSACTIONS UNDER THE PRODUCTS AND SERVICES
PURCHASING FRAMEWORK AGREEMENT
PROPOSAL #1.4: APPROVE PROVISION OF PRODUCTS ISSUER YES FOR FOR
TRANSACTIONS UNDER THE PROVISION OF PRODUCTS AND
SERVICES FRAMEWORK AGREEMENT
PROPOSAL #2.1: ELECT ZHANG JIANYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SHANG YUANXIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WANG MIN AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAIC Motor Corporation Ltd
TICKER: 1958 CUSIP: Y0506H104
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT XU HEYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT ZHANG XIYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT LI FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT ZHANG JIANYONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT QIU YINFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT HUBERTUS TROSKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT BODO UEBBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT GUO XIANPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT WANG JING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT ZHU BAOCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT GE SONGLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT WONG LUNG TAK PATRICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.13: ELECT BAO ROBERT XIAOCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT ZHAO FUQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT LIU KAIXIANG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAIC Motor Corporation Ltd
TICKER: 01958 CUSIP: Y0506H104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFITS DISTRIBUTION AND ISSUER YES FOR FOR
DIVIDENDS DISTRIBUTION PLAN
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
INTERNATIONAL AUDITOR AND DOMESTIC AUDITOR,
RESPECTIVELY AND AUTHORIZE MANAGEMENT TO FIX THEIR
PROPOSAL #6: ELECT CHEN HONGLIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF ONSHORE AND OFFSHORE ISSUER YES FOR FOR
CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAIC Motor Corporation Ltd
TICKER: 01958 CUSIP: Y0506H104
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Auto Ltd.
TICKER: BAJAJ-AUTO CUSIP: Y05490100
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AND FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT MANISH KEJRIWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT SANJIV BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DALAL & SHAH LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT PRADEEP SHRIVASTAVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
PRADEEP SHRIVASTAVA AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE PAYMENT OF COMMISSION TO NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Corp Ltd.
TICKER: 533229 CUSIP: Y05495117
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT KUSHAGRA NAYAN BAJAJ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE R.S. DANI & COMPANY AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SUMIT MALHOTRA AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Finance Ltd.
TICKER: 500034 CUSIP: ADPV36940
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Finance Ltd.
TICKER: 500034 CUSIP: Y05473122
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND INTERIM ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT RAHUL BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DALAL & SHAH LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Finance Ltd.
TICKER: 500034 CUSIP: Y05473122
MEETING DATE: 8/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BONUS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Finserv Ltd.
TICKER: 532978 CUSIP: Y0548X109
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT MADHUR BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DALAL & SHAH LLP AS STATUTORY ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INCREASE IN THRESHOLD OF LOANS, ISSUER YES AGAINST AGAINST
GUARANTEES AND /OR SECURITY IN OTHER BODY CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Hindusthan Sugar Limited
TICKER: 500032 CUSIP: Y0547C130
MEETING DATE: 9/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT KUSHAGRA BAJAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHATURVEDI & SHAH AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT VIPULKUMAR SHIRISHKUMAR MODI AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #5: ELECT ASHOK MUKAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT BINOD KUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF KUSHAGRA BAJAJ AS CHAIRMAN AND MANAGING DIRECTOR
PROPOSAL #8: APPROVE PAYMENT OF MINIMUM REMUNERATION ISSUER YES AGAINST AGAINST
TO ASHOK KUMAR GUPTA, DIRECTOR (GROUP OPERATIONS)
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
KIRAN ANUJ AS EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Hindusthan Sugar Limited
TICKER: 500032 CUSIP: Y0547C130
MEETING DATE: 2/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND TRANSFER OF CO- ISSUER YES FOR FOR
GENERATION POWER BUSINESS
PROPOSAL #2: APPROVE BUSINESS TRANSFER AGREEMENT WITH ISSUER YES FOR FOR
LALITPUR POWER GENERATION COMPANY LIMITED
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
LALITPUR POWER GENERATION COMPANY LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Hindusthan Sugar Limited
TICKER: 500032 CUSIP: Y0547C130
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND TRANSFER OF CO- ISSUER YES AGAINST AGAINST
GENERATION POWER BUSINESS
PROPOSAL #2: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES AGAINST AGAINST
LALITPUR POWER GENERATION COMPANY LIMITED FOR SALE OF
CO-GENERATION POWER BUSINESS
PROPOSAL #3: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES AGAINST AGAINST
LALITPUR POWER GENERATION COMPANY LIMITED FOR SUPPLY
OF FUEL, PURCHASE OF POWER AND STEAM AND SHARED
SERVICES IN RESPECT OF COMMON FACILITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bajaj Holdings & Investment Ltd.
TICKER: 500490 CUSIP: Y0546X143
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AND DECLARE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT MANISH KEJRIWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DALAL & SHAH LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bakkafrost P/F
TICKER: BAKKA CUSIP: K4002E115
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER NO N/A N/A
PROPOSAL #2: RECEIVE AND APPROVE BOARD REPORT ISSUER NO N/A N/A
PROPOSAL #3: APPROVE ANNUAL ACCOUNTS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF DKK 8.70 PER SHARE
PROPOSAL #5: REELECT ANNIKA FREDERIKSBERG AND OYSTEIN ISSUER NO N/A N/A
SANDVIK AS DIRECTORS
PROPOSAL #6: REELECT RUNI HASEN AS CHAIRMAN ISSUER NO N/A N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER NO N/A N/A
ACCOUNTING COMMITTEE
PROPOSAL #8: REELECT LEIF ERIKSRØD, EYÐUN RASMUSSEN, ISSUER NO N/A N/A
AND GUNNAR Í LIÐA (CHAIRMAN) AS MEMBER OF THE
ELECTION COMMITTEE
PROPOSAL #9: APPROVE REMUNERATION OF MEMBERS OF THE ISSUER NO N/A N/A
ELECTION COMMITTEE
PROPOSAL #10: RATIFY P/F JANUAR AS AUDITOR ISSUER NO N/A N/A
PROPOSAL #11: APPROVE ISSUANCE OF SHARES WITHOUT ISSUER NO N/A N/A
PREEMPTIVE RIGHTS; AUTHORIZE REPURCHASE OF SHARES
PROPOSAL #12: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER NO N/A N/A
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #13: MISCELLANEOUS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Balfour Beatty plc
TICKER: BBY CUSIP: G3224V108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PHILIP AIKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DR STEPHEN BILLINGHAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT STUART DOUGHTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT IAIN FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PHILIP HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LEO QUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES AND PREFERENCE SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Balkrishna Industries Ltd.
TICKER: 502355 CUSIP: Y05506129
MEETING DATE: 8/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT VIPUL SHAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE JAYANTILAL THAKKAR & CO AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ARVIND PODDAR AS CHAIRMAN AND MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ball Corporation
TICKER: BLL CUSIP: 058498106
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE M. SMART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART A. TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baloise Holding
TICKER: BALN CUSIP: H04530202
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 5.20 PER SHARE
PROPOSAL #4.1: APPROVE CHF 120,000 REDUCTION IN SHARE ISSUER YES FOR FOR
CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #4.2: APPROVE CREATION OF CHF 500,000 POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.1a: REELECT ANDREAS BURCKHARDT AS ISSUER YES FOR FOR
DIRECTOR AND BOARD CHAIRMAN
PROPOSAL #5.1b: REELECT ANDREAS BEERLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1c: REELECT GEORGES-ANTOINE DE BOCCARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1d: REELECT CHRISTOPH GLOOR AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #5.1e: REELECT KARIN KELLER-SUTTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1f: REELECT WERNER KUMMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1g: REELECT HUGO LASAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1h: REELECT THOMAS PLEINES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1i: REELECT MARIE-NOELLE VENTURI-ZEN- ISSUER YES FOR FOR
RUFFINEN AS DIRECTOR
PROPOSAL #5.1j: ELECT THOMAS VON PLANTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2a: APPOINT GEORGES-ANTOINE DE BOCCARD AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2b: APPOINT KARIN KELLER-SUTTER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2c: APPOINT THOMAS PLEINES AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2d: APPOINT MARIE-NOELLE VENTURI-ZEN- ISSUER YES FOR FOR
RUFFINEN AS MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3: DESIGNATE CHRISTOPHE SARASIN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 3.3 MILLION
PROPOSAL #6.2a: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4 MILLION
PROPOSAL #6.2b: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4.7 MILLION
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Balrampur Chini Mills Ltd.
TICKER: 500038 CUSIP: Y0548Y149
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT MEENAKSHI SARAOGI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE G.P. AGRAWAL & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE CHANGE IN THE DESIGNATION OF ISSUER YES AGAINST AGAINST
MEENAKSHI SARAOGI FROM JOINT MANAGING DIRECTOR TO
NON EXECUTIVE DIRECTOR
PROPOSAL #5: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #6: ELECT SAKTI PRASAD GHOSH AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT SUMIT MAZUMDER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO DETERMINE FEE TO BE ISSUER YES FOR FOR
CHARGED FROM A MEMBER REQUESTING DELIVERY OF ANY
DOCUMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Balrampur Chini Mills Ltd.
TICKER: 500038 CUSIP: Y0548Y149
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE BUYBACK OF SHARES ON A ISSUER YES FOR FOR
PROPORTIONATE BASIS THROUGH THE TENDER OFFER ROUTE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Carige Spa
TICKER: CRG CUSIP: T0R05R121
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #3.1: AUTHORIZE LEGAL ACTION AGAINST FORMER ISSUER YES FOR FOR
CEO PIERO LUIGI MONTANI AND FORMER CHAIRMAN CESARE
CASTELBARCO ALBANI
PROPOSAL #3.2: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES FOR FOR
AGAINST FORMER CHAIRMAN/CEO GIOVANNI ALBERTO
PROPOSAL #4: ELECT TWO DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: SLATE 1 SUBMITTED BY MALACALZA SHAREHOLDER NO N/A N/A
INVESTIMENTI SRL
PROPOSAL #5.2: SLATE 2 SUBMITTED BY COMPANIA SHAREHOLDER YES FOR N/A
FINANCIERA LONESTAR SA
PROPOSAL #6: APPROVE INTERNAL AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Generali S.p.a.
TICKER: BGN CUSIP: T3000G115
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FIXED-VARIABLE COMPENSATION ISSUER YES FOR FOR
RATIO
PROPOSAL #4: APPROVE 2017 INCENTIVE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #7: ELECT AZZURRA CALTAGIRONE, CRISTINA SHAREHOLDER YES FOR N/A
RUSTIGNOLI, AND GIAN MARIA MOSSA AS DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca IFIS S.p.A.
TICKER: IF CUSIP: T5304L153
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Mediolanum S.p.A
TICKER: BMED CUSIP: T1R88K108
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE SEVERANCE PAYMENTS POLICY ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE
EXECUTIVE INCENTIVE BONUS PLAN
PROPOSAL #4: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: APPOINT INTERNAL STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: APPOINT CHAIR OF THE BOARD OF ISSUER YES AGAINST AGAINST
STATUTORY AUDITORS
PROPOSAL #5.3: APPOINT ALTERNATE INTERNAL STATUTORY ISSUER YES AGAINST AGAINST
AUDITOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Monte dei Paschi di Siena SPA
TICKER: BMPS CUSIP: T1188K338
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SHARE CONSOLIDATION ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE CAPITAL INCREASE WITH OR ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS IN THE MAXIMUM AMOUNT OF
EUR 5 BILLION
PROPOSAL #1: AUTHORIZE DISTRIBUTION IN KIND OF THE ISSUER YES FOR FOR
SHARE PREMIUM RESERVE THROUGH THE ALLOCATION TO
SHAREHOLDERS OF JUNIOR NOTES
PROPOSAL #2: ELECT MARCO MORELLI AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE DIRECTOR'S REMUNERATION
PROPOSAL #3: ELECT DIRECTOR AND APPROVE DIRECTOR'S ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: ELECT ALESSANDRO FALCIAI AS BOARD CHAIR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Monte dei Paschi di Siena SPA
TICKER: BMPS CUSIP: T1188K346
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE PERFORMANCE SHARES PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DECREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES RE: 15 AND 19 (BOARD- ISSUER YES FOR FOR
RELATED)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Popolare dell'Emilia Romagna
TICKER: BPE CUSIP: T1325T119
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE OF CORPORATE FORM ISSUER NO N/A N/A
PROPOSAL #1: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER NO N/A N/A
FIX THEIR REMUNERATION
PROPOSAL #2: ELECT PIETRO CASSANI AS DIRECTOR SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Popolare di Milano Scarl
TICKER: PMI CUSIP: T15120107
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE A MERGER WITH BANCO POPOLARE - ISSUER NO N/A N/A
SOCIETÀ COOPERATIVA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Popolare Di Sondrio
TICKER: BPSO CUSIP: T1549L116
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTOR, OFFICER, AND INTERNAL ISSUER NO N/A N/A
AUDITORS LIABILITY AND INDEMNITY INSURANCE
PROPOSAL #1: CHANGE OF CORPORATE FORM ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banca Popolare Di Sondrio
TICKER: BPSO CUSIP: T1549L116
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER NO N/A N/A
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY IN ISSUER NO N/A N/A
COMPLIANCE WITH GUIDELINES ISSUED BY ITALIAN CENTRAL
PROPOSAL #3: APPROVE REMUNERATION POLICY IN ISSUER NO N/A N/A
COMPLIANCE WITH ITALIAN FINANCE CODE (TUF)
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER NO N/A N/A
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER NO N/A N/A
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #7: ELECT FIVE DIRECTORS FOR THE THREE-YEAR SHAREHOLDER NO N/A N/A
TERM 2017-2019
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bilbao Vizcaya Argentaria, S.A.
TICKER: BBVA CUSIP: E11805103
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: REELECT JOSE MANUEL GONZALEZ-PARAMO ISSUER YES FOR FOR
MARTINEZ-MURILLO AS DIRECTOR
PROPOSAL #2.2: REELECT CARLOS LORING MARTINEZ DE ISSUER YES FOR FOR
IRUJO AS DIRECTOR
PROPOSAL #2.3: REELECT SUSANA RODRIGUEZ VIDARTE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: REELECT TOMAS ALFARO DRAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: REELECT LOURDES MAIZ CARRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #4: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #5: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES
WITHOUT PREEMPTIVE RIGHTS UP TO EUR 8 BILLION
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #8: APPOINT KPMG AUDITORES AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #10: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BPI S.A
TICKER: BPI CUSIP: X03168410
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.i: AMEND ARTICLES RE: REMOVE VOTING CAPS SHAREHOLDER YES FOR N/A
PROPOSAL #1.ii: AMEND ARTICLES RE: REMOVE VOTING CAPS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BPI S.A
TICKER: BPI CUSIP: X03168410
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.i: AMEND ARTICLES RE: REMOVE VOTING CAPS ISSUER NO N/A N/A
PROPOSAL #1.ii: AMEND ARTICLES RE: REMOVE VOTING CAPS SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BPI S.A
TICKER: BPI CUSIP: X03168410
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY COOPTATIONS OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BPI S.A
TICKER: BPI CUSIP: X03168410
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF 2 PERCENT OF BFA SHARES ISSUER YES FOR FOR
TO UNITEL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BPI S.A
TICKER: BPI CUSIP: X03168410
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISORY BOARDS
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6.a: ELECT GENERAL MEETING BOARD ISSUER YES FOR FOR
PROPOSAL #6.b: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.c: ELECT FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #6.d: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: ELECT REMUNERATION COMMITTEE MEMBERS AND ISSUER YES FOR FOR
APPROVE THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BPM SPA
TICKER: BAMI CUSIP: T1708N101
MEETING DATE: 4/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS OF BANCO POPOLARE SCARL AND BANCA
POPOLARE DI MILANO SCARL; APPROVE ALLOCATION OF
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL INCENTIVE SCHEME (2017) ISSUER YES FOR FOR
AND RESTRICTED STOCK PLAN (2017-2019)
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5: APPROVE REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: 059460303
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #5: ELECT LUIZ CARLOS DE FREITAS AS FISCAL SHAREHOLDER YES ABSTAIN N/A
COUNCIL MEMBER AND JOSE LUIZ RODRIGUES BUENO AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: P1808G109
MEETING DATE: 10/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT FOR PARTIAL SPIN-OFF ISSUER YES FOR FOR
OF HSBC BANK BRASIL SA AND ABSORPTION OF SPUN-OFF
ASSETS; APPOINT INDEPENDENT FIRM TO APPRAISE
TRANSACTION; APPROVE APPRAISAL REPORT; APPROVE
PARTIAL SPIN-OFF OF HSBC BANK BRASIL SA AND
PROPOSAL #2.1: AMEND ARTICLE 12 ISSUER YES FOR FOR
PROPOSAL #2.2: AMEND ARTICLE 18 ISSUER YES FOR FOR
PROPOSAL #2.3: AMEND ARTICLE 23 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: P1808G109
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LAZARO DE MELLO BRANDAO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.2: ELECT LUIZ CARLOS TRABUCO CAPPI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.3: ELECT DENISE AGUIAR ALVAREZ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.4: ELECT JOAO AGUIAR ALVAREZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: ELECT CARLOS ALBERTO RODRIGUES ISSUER YES AGAINST AGAINST
GUILHERME AS DIRECTOR
PROPOSAL #4.6: ELECT MILTON MATSUMOTO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.7: ELECT JOSE ALCIDES MUNHOZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.8: ELECT AURELIO CONRADO BONI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.9: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #5.1: ELECT JOAO CARLOS DE OLIVEIRA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND JOAO SABINO AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: P1808G109
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #2: AMEND ARTICLES 9, 12, 13, 17, 21, 24 AND ISSUER YES FOR FOR
27
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Bradesco S.A.
TICKER: BBDC4 CUSIP: P1808G117
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #2.1: ELECT LUIZ CARLOS DE FREITAS AS FISCAL SHAREHOLDER NO N/A N/A
COUNCIL MEMBER AND JOSE LUIZ RODRIGUES BUENO AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2.2: ELECT WALTER LUIS BERNARDES ALBERTONI SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: PREFERRED CLASS ISSUER YES FOR FOR
SHARES
PROPOSAL #2: APPROVE AGREEMENT TO ABSORB SPUN OFF ISSUER YES FOR FOR
ASSETS OF BTG PACTUAL HOLDING INTERNACIONAL S.A.
PROPOSAL #3: RATIFY ACAL AUDITORES INDEPENDENTES S/S. ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ABSORPTION OF SPUN OFF ASSETS OF ISSUER YES FOR FOR
BTG PACTUAL HOLDING INTERNACIONAL S.A.
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT NELSON AZEVEDO JOBIM AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RATIFY BOARD COMPOSITION AND ELECT ISSUER YES FOR FOR
MARCELO KALIM AS CHAIRMAN OF THE BOARD
PROPOSAL #1.2: AMEND ARTICLE RE: CEO ISSUER YES FOR FOR
PROPOSAL #2: ELECT GUILLERMO ORTIZ MARTINEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: ELIMINATE CLASS C, CLASS D AND CLASS E ISSUER YES FOR FOR
PREFERRED SHARES AND REMOVE ARTICLE 58 OF THE
COMPANY'S BYLAWS
PROPOSAL #5: AMEND ARTICLE 14 ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES 29 AND 31 ISSUER YES FOR FOR
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GUILLERMO ORTIZ MARTINEZ AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AGREEMENT TO ABSORB BTG PACTUAL ISSUER YES FOR FOR
COMERCIALIZADORA DE ENERGIA LTDA
PROPOSAL #3: RATIFY ACAL AUDITORES INDEPENDENTES S/S. ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTION
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ABSORPTION OF BTG PACTUAL ISSUER YES FOR FOR
COMERCIALIZADORA DE ENERGIA LTDA
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: CONFIRM MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco BTG Pactual SA
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 28, 29 AND 30 ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Comercial Portugues S.A.
TICKER: BCP CUSIP: ADPV36616
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: MAINTAIN VOTING CAP IN COMPANY BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND ARTICLE 26 RE: VOTING CAP CEILING ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT 25 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Comercial Portugues S.A.
TICKER: BCP CUSIP: ADPV36616
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISORY BOARDS
PROPOSAL #4: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: ELECT LINJIANG XU AND JOÃO PALMA AS ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES AND BONDS
PROPOSAL #7: ELECT GENERAL MEETING BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Chile
TICKER: CHILE CUSIP: P0939W108
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 2.92 PER SHARE
PROPOSAL #c: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #e: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS AND AUDIT COMMITTEE
PROPOSAL #f: APPOINT AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #g: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Chile
TICKER: CHILE CUSIP: P0939W108
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: AUTHORIZE INCREASE IN CAPITAL VIA ISSUER YES FOR FOR
CAPITALIZATION OF 40 PERCENT OF DISTRIBUTABLE NET
INCOME FOR FY 2016; AMEND ARTICLES TO REFLECT CHANGES
IN CAPITAL; AUTHORIZE BOARD TO RATIFY AND EXECUTE
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Credito e Inversiones (BCI)
TICKER: BCI CUSIP: P32133111
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1,000 PER SHARE
PROPOSAL #c: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND THEIR ADVISERS
PROPOSAL #e: ELECT KLAUS SCHMIDT-HEBBEL DUNKER AND ISSUER YES FOR FOR
HERNAN ORELLANA HURTADO AS DIRECTORS
PROPOSAL #f: APPOINT AUDITORS AND RISK ASSESSMENT ISSUER YES FOR FOR
COMPANIES
PROPOSAL #j: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Credito e Inversiones (BCI)
TICKER: BCI CUSIP: P32133111
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: AUTHORIZE CAPITALIZATION OF CLP 46.52 ISSUER YES FOR FOR
BILLION VIA BONUS STOCK ISSUANCE; AUTHORIZE
CAPITALIZATION OF CLP 170.08 BILLION WITHOUT BONUS
STOCK ISSUANCE
PROPOSAL #b: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #c: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Credito e Inversiones (BCI)
TICKER: BCI CUSIP: P32133111
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE CANCELLATION OF UNALLOCATED PART ISSUER YES FOR FOR
OF CAPITAL AUTHORIZATION APPROVED AT EGM HELD ON
MARCH 28, 2017 TO INCREASE CAPITAL
PROPOSAL #b: RECOGNIZE MINIMUM PLACEMENT PRICE OF ISSUER YES FOR FOR
SHARES IN CONNECTION WITH CAPITAL INCREASE APPROVED
AT OCT. 27, 2015 EGM
PROPOSAL #c: AUTHORIZE INCREASE IN CAPITAL VIA ISSUER YES FOR FOR
CAPITALIZATION OF INCOME WITH AND WITHOUT ISSUANCE OF
SHARES
PROPOSAL #d: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #e: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco de Sabadell S.A
TICKER: SAB CUSIP: E15819191
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND DISCHARGE OF BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.1: ELECT ANTHONY FRANK ELLIOTT BALL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: RATIFY APPOINTMENT OF AND ELECT MANUEL ISSUER YES FOR FOR
VALLS MORATO AS DIRECTOR
PROPOSAL #3.3: REELECT MARIA TERESA GARCIA-MILA ISSUER YES FOR FOR
LLOVERAS AS DIRECTOR
PROPOSAL #3.4: REELECT JOSE LUIS NEGRO RODRIGUEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #5: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES UP
TO EUR 2 BILLION WITH EXCLUSION OF PREEMPTIVE RIGHTS
UP TO 20 PERCENT OF CAPITAL
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #7: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #8: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES AGAINST AGAINST
OF DESIGNATED GROUP MEMBERS
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #10: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco do Brasil S.A.
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ALDO CESAR MARTINS BRAIDO AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND IEDA APARECIDA MOURA CAGNI
AS ALTERNATE
PROPOSAL #3.2: ELECT CHRISTIANNE DIAS FERREIRA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND RAFAEL REZENDE BRIGOLINI AS
ALTERNATE
PROPOSAL #3.3: ELECT FELIPE PALMEIRA BARDELLA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND LUIZ FERNANDO ALVES AS
ALTERNATE
PROPOSAL #3.4: ELECT GIORGIO BAMPI AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND PAULO ROBERTO FRANCESCHI AS ALTERNATE
PROPOSAL #3.5: ELECT MAURICIO GRACCHO DE SEVERIANO ISSUER YES FOR FOR
CARDOSO AS FISCAL COUNCIL MEMBER AND ALEXANDRE
GIMENEZ NEVES AS ALTERNATE APPOINTED BY MINORITY
PROPOSAL #3.6: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #4.1: ELECT DANIEL SIGELMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT FABIANO FELIX DO NASCIMENTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT FABRICIO DA SOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT JULIO CESAR COSTA PINTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: ELECT ODAIR LUCIETTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT PAULO ROGERIO CAFFARELLI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: ELECT BENY PARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT LUIZ SERAFIM SPINOLA SANTOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco do Brasil S.A.
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPLICATION FOR MEMBERSHIP OF ISSUER YES FOR FOR
THE BM&FBOVESPA STATE GOVERNANCE PROGRAM
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BONUS MATCHING PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Estado Do Rio Grande Do Sul SA
TICKER: BRSR6 CUSIP: P12553247
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MATEUS AFFONSO BANDEIRA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2.1: ELECT MASSAO FABIO OYA AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2.2: ELECT MARIA ELVIRA LOPES GIMENEZ AS SHAREHOLDER YES FOR N/A
ALTERNATE FISCAL COUNCIL MEMBER APPOINTED BY
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Popolare Scarl
TICKER: BP CUSIP: T1872V285
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE A MERGER WITH BANCA POPOLARE DI ISSUER NO N/A N/A
MILANO SCARL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Popular Espanol S.A
TICKER: POP CUSIP: E2R98T283
MEETING DATE: 2/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: AMEND ARTICLES RE: CAPITAL INCREASE, ISSUER YES FOR FOR
MEETING TYPES, CONVENING OF GENERAL MEETINGS AND
BOARD OF GENERAL MEETINGS; REMOVE TRANSITORY
PROPOSAL #1.2: AMEND ARTICLES RE: BOARD OF DIRECTORS, ISSUER YES FOR FOR
COMPOSITION, FUNCTIONING AND ADOPTION OF RESOLUTIONS
PROPOSAL #1.3: AMEND ARTICLE 26 RE: DIRECTOR ISSUER YES FOR FOR
REMUNERATION; ADD TRANSITORY PROVISION
PROPOSAL #1.4: AMEND ARTICLES RE: AUDIT AND ISSUER YES FOR FOR
APPOINTMENTS COMMITTEES
PROPOSAL #1.5: AMEND ARTICLES RE: GOVERNING BODIES, ISSUER YES FOR FOR
DELEGATION OF POWERS AND GENERAL MANAGEMENT
PROPOSAL #2: AMEND ARTICLES OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: APPROVAL AND AMENDMENT OF MEETING
REGULATIONS, BOARD OF MEETINGS, REPORTS AND
CLARIFICATIONS REQUEST OR ADDITIONAL INFORMATION
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT EMILIO SARACHO RODRIGUEZ DE ISSUER YES FOR FOR
TORRES AS DIRECTOR
PROPOSAL #4.2: RATIFY APPOINTMENT OF AND ELECT PEDRO ISSUER YES FOR FOR
LARENA LANDETA AS DIRECTOR
PROPOSAL #4.3: RATIFY APPOINTMENT OF AND ELECT JAIME ISSUER YES FOR FOR
RUIZ SACRISTAN AS DIRECTOR
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Popular Espanol S.A
TICKER: POP CUSIP: E2R98T283
MEETING DATE: 4/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES AGAINST AGAINST
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: RATIFY APPOINTMENT OF AND ELECT CARLOS ISSUER YES FOR FOR
GONZALEZ FERNANDEZ AS DIRECTOR
PROPOSAL #2.2: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
ANTONIO GONZALEZ-ADALID GARCIA-ZOZAYA AS DIRECTOR
PROPOSAL #3: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #4: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #5: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES UP
TO EUR 2.5 BILLION WITH EXCLUSION OF PREEMPTIVE
RIGHTS UP TO 20 PERCENT OF CAPITAL
PROPOSAL #6: APPROVE PARTIAL SPIN-OFF OF BANCO ISSUER YES FOR FOR
POPULAR PORTUGAL SA; APPROVE SPIN-OFF BALANCE SHEET;
AND APPROVE SUBMISSION OF THE SPIN-OFF TO THE SPECIAL
TAX REGIME
PROPOSAL #7: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander (Brasil) S.A.
TICKER: SANB4 CUSIP: P1505Z160
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.2: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Brasil SA
TICKER: SANB4 CUSIP: P1505Z160
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2016
PROPOSAL #3: APPROVE LOCAL LONG-TERM INCENTIVE ISSUER YES FOR FOR
PROGRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Brasil SA
TICKER: SANB4 CUSIP: P1505Z160
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ALVARO ANTONIO CARDOSO DE SOUZA AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #2: DISMISS JESUS MARIA ZABALZA LOTINA AS ISSUER YES FOR FOR
VICE-CHAIRMAN
PROPOSAL #3: ELECT SERGIO AGAPITO LIRES RIAL AS VICE- ISSUER YES FOR FOR
CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Chile
TICKER: BSANTANDER CUSIP: 05965X109
MEETING DATE: 1/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE NAME OR CORPORATE NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DECREASE IN BOARD SIZE FROM 11 ISSUER YES FOR FOR
TO 9 MEMBERS; AMEND ARTICLES ACCORDINGLY
PROPOSAL #3: UPDATE SHARE CAPITAL RE: REVALUATION OF ISSUER YES FOR FOR
OWN CAPITAL BETWEEN YEARS 2002 AND 2008
PROPOSAL #4: REMOVE TRANSITIONAL ARTICLES THAT HAVE ISSUER YES FOR FOR
ALREADY PRODUCED ALL THEIR EFFECTS
PROPOSAL #5: AMEND ARTICLES TO COMPLY WITH CURRENT ISSUER YES FOR FOR
LEGISLATION
PROPOSAL #6: CONSIDER AMENDMENTS IN PREVIOUS ITEMS; ISSUER YES FOR FOR
CONSOLIDATE BYLAWS
PROPOSAL #8: ADOPT ALL OTHER AGREEMENTS AND GRANT ISSUER YES FOR FOR
NECESSARY POWERS TO COMPLY WITH AND IMPLEMENT
RESOLUTIONS ADOPTED AT THIS MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Chile
TICKER: BSANTANDER CUSIP: 05965X109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1.75 PER SHARE
PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: DESIGNATE FELLER RATE, FITCH RATING ISSUER YES FOR FOR
CHILE AND STANDARD & POOR'S RATINGS CHILE AS RISK
ASSESSMENT COMPANIES
PROPOSAL #5.1: ELECT VITTORIO CORBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT OSCAR VON CHRISMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ROBERTO MÉNDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT JUAN PEDRO SANTA MARÍA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT ROBERTO ZAHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT LUCÍA SANTA CRUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT ORLANDO POBLETE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT ANDREU PLAZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT ANA DORREGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT VICTOR TOLEDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT BLANCA BUSTAMANTE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT RAIMUNDO MONGE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; RECEIVE
DIRECTORS AND AUDIT COMMITTEE'S REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Chile
TICKER: BSANTANDER CUSIP: P1506A107
MEETING DATE: 1/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE NAME OR CORPORATE NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DECREASE IN BOARD SIZE FROM 11 ISSUER YES FOR FOR
TO 9 MEMBERS; AMEND ARTICLES ACCORDINGLY
PROPOSAL #3: UPDATE SHARE CAPITAL RE: REVALUATION OF ISSUER YES FOR FOR
OWN CAPITAL BETWEEN YEARS 2002 AND 2008
PROPOSAL #4: REMOVE TRANSITIONAL ARTICLES THAT HAVE ISSUER YES FOR FOR
ALREADY PRODUCED ALL THEIR EFFECTS
PROPOSAL #5: AMEND ARTICLES TO COMPLY WITH CURRENT ISSUER YES FOR FOR
LEGISLATION
PROPOSAL #6: CONSIDER AMENDMENTS IN PREVIOUS ITEMS; ISSUER YES FOR FOR
CONSOLIDATE BYLAWS
PROPOSAL #8: ADOPT ALL OTHER AGREEMENTS AND GRANT ISSUER YES FOR FOR
NECESSARY POWERS TO COMPLY WITH AND IMPLEMENT
RESOLUTIONS ADOPTED AT THIS MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander Chile
TICKER: BSANTANDER CUSIP: P1506A107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 1.75 PER SHARE
PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: DESIGNATE FELLER RATE, FITCH RATING ISSUER YES FOR FOR
CHILE AND STANDARD & POOR'S RATINGS CHILE AS RISK
ASSESSMENT COMPANIES
PROPOSAL #5.1: ELECT VITTORIO CORBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT OSCAR VON CHRISMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ROBERTO MÉNDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT JUAN PEDRO SANTA MARÍA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT ROBERTO ZAHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT LUCÍA SANTA CRUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT ORLANDO POBLETE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT ANDREU PLAZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT ANA DORREGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT VICTOR TOLEDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT BLANCA BUSTAMANTE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT RAIMUNDO MONGE AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE; RECEIVE
DIRECTORS AND AUDIT COMMITTEE'S REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander S.A.
TICKER: SAN CUSIP: 05964H105
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.A: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.B: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.A: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
HOMAIRA AKBARI AS DIRECTOR
PROPOSAL #3.B: REELECT JOSE ANTONIO ALVAREZ ALVAREZ ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.C: REELECT BELEN ROMANA GARCIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.D: REELECT ANA PATRICIA BOTIN-SANZ DE ISSUER YES FOR FOR
SAUTUOLA Y O'SHEA AS DIRECTOR
PROPOSAL #3.E: REELECT RODRIGO ECHENIQUE GORDILLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.F: REELECT ESTHER GIMENEZ-SALINAS I ISSUER YES FOR FOR
COLOMER AS DIRECTOR
PROPOSAL #4: APPROVE CAPITAL RAISING ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBT SECURITIES UP TO EUR 50 BILLION
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #11.A: APPROVE DEFERRED MULTIYEAR OBJECTIVES ISSUER YES FOR FOR
VARIABLE REMUNERATION PLAN
PROPOSAL #11.B: APPROVE DEFERRED AND CONDITIONAL ISSUER YES FOR FOR
VARIABLE REMUNERATION PLAN
PROPOSAL #11.C: APPROVE BUY-OUT POLICY ISSUER YES FOR FOR
PROPOSAL #11.D: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #13: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander S.A.
TICKER: SAN CUSIP: E19790109
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.A: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.B: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.A: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
HOMAIRA AKBARI AS DIRECTOR
PROPOSAL #3.B: REELECT JOSE ANTONIO ALVAREZ ALVAREZ ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.C: REELECT BELEN ROMANA GARCIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.D: REELECT ANA PATRICIA BOTIN-SANZ DE ISSUER YES FOR FOR
SAUTUOLA Y O'SHEA AS DIRECTOR
PROPOSAL #3.E: REELECT RODRIGO ECHENIQUE GORDILLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.F: REELECT ESTHER GIMENEZ-SALINAS I ISSUER YES FOR FOR
COLOMER AS DIRECTOR
PROPOSAL #4: APPROVE CAPITAL RAISING ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBT SECURITIES UP TO EUR 50 BILLION
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #11.A: APPROVE DEFERRED MULTIYEAR OBJECTIVES ISSUER YES FOR FOR
VARIABLE REMUNERATION PLAN
PROPOSAL #11.B: APPROVE DEFERRED AND CONDITIONAL ISSUER YES FOR FOR
VARIABLE REMUNERATION PLAN
PROPOSAL #11.C: APPROVE BUY-OUT POLICY ISSUER YES FOR FOR
PROPOSAL #11.D: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #13: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bancolombia SA
TICKER: BCOLOMBIA CUSIP: 05968L102
MEETING DATE: 9/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF LEASING ISSUER YES FOR FOR
BANCOLOMBIA SA COMPANIA DE FINANCIAMIENTO BY COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANDAI NAMCO Holdings Inc.
TICKER: 7832 CUSIP: Y0606D102
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: ELECT DIRECTOR ISHIKAWA, SHUKUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAGUCHI, MITSUAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OTSU, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ASAKO, YUJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAWAGUCHI, MASARU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OSHITA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAWASHIRO, KAZUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUDA, YUZURU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KUWABARA, SATOKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NOMA, MIKIHARU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EQUITY COMPENSATION PLAN AND ISSUER YES FOR FOR
AMEND DEEP DISCOUNT STOCK OPTION PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bando Chemical Industries Ltd.
TICKER: 5195 CUSIP: J03780129
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 14
PROPOSAL #2.1: ELECT DIRECTOR YOSHII, MITSUTAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAMURA, KYOSUKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KASHIWADA, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SOMEDA, ATSUSHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bang & Olufsen A/S
TICKER: BO CUSIP: K07774126
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE DISCHARGE OF MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE AMENDMENTS TO GUIDELINES FOR ISSUER YES FOR FOR
INCENTIVE-BASED COMPENSATION FOR EXECUTIVE MANAGEMENT
AND BOARD
PROPOSAL #4.4: APPROVE REVISED REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.5: AMEND ARTICLES RE: REPLACE VP INVESTOR ISSUER YES FOR FOR
SERVICE A/S BY COMPUTERSHARE A/S
PROPOSAL #5.1: REELECT OLE ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT JESPER JARLBAEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT JIM HAGEMANN SNABE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT MAJKEN SCHULTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT ALBERT BENSOUSSAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: REELECT MADS NIPPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT JUHA CHRISTENSEN AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangchak Petroleum Public Co Ltd
TICKER: BCP CUSIP: Y0586K134
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SUTHEP WONGVORAZATHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHAIWAT CHOTIMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT APIRAT KONGSOMPONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT PRASONG POONTANEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT PUNTRIK SMITI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
OF ASSOCIATION
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Airways Public Company Limited
TICKER: BA CUSIP: Y05966117
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.3.1: ELECT KASET ROCHANANIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3.2: ELECT SRIPOP SARASAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3.3: ELECT PUTTIPONG PRASARTTONG-OSOTH AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.3.4: ELECT ANAWAT LEELAWATWATANA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.5: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4.6: APPROVE AMENDMENT OF OBJECTIVES AND ISSUER YES FOR FOR
USE OF PROCEEDS FROM CAPITAL INCREASE
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Bank Public Co. Ltd
TICKER: BBL CUSIP: Y0606R119
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #6.1: ELECT PRACHET SIRIDEJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT SINGH TANGTATSWAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT CHARN SOPHONPANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT ARUN CHIRACHAVALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT CHARTSIRI SOPHONPANICH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT THAWEELAP RITTAPIROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT CHARAMPORN JOTIKASTHIRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT CHOKECHAI NILJIANSKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Chain Hospital PCL
TICKER: BCH CUSIP: Y060BQ115
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT VIRACH APHIMETEETAMRONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT THAWAT SUNTRAJARN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PORNLUCK HARNPHANICH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4: ELECT KANTAPORN HARNPHANICH AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #7: APPROVE DIRECTORS' PENSION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: OTHER BUSINESS �� ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Dusit Medical Services PCL
TICKER: BDMS CUSIP: Y06071255
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PRASERT PRASARTTONG-OSOTH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHATREE DUANGNET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PRADIT THEEKAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT SRIPOP SARASAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT WEERAWONG CHITTMITTRAPAP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #9: REDUCE REGISTERED CAPITAL AND AMEND ISSUER YES FOR FOR
MEMORANDUM OF ASSOCIATION TO REFLECT DECREASE IN
REGISTERED CAPITAL
PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
INCREASE IN REGISTERED CAPITAL
PROPOSAL #11: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
SHARES UNDER THE GENERAL MANDATE
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Expressway and Metro Public Company Limited
TICKER: BEM CUSIP: Y0607C111
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND PAYMENT ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #5.1: ELECT PLEW TRIVISVAVET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT SUPONG CHAYUTSAHAKIJ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT PHONGSARIT TANTISUVANITCHKUL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT THEERAPHAN TACHASIRINUGUNE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT SOMBAT KITJALAKSANA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.6: ELECT PAYAO MARITTANAPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Expressway and Metro Public Company Limited
TICKER: BEM CUSIP: Y0607C111
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ENGAGEMENT OF CH. KARNCHANG ISSUER YES FOR FOR
PUBLIC COMPANY LIMITED FOR PROJECT MANAGEMENT, SUPPLY
AND INSTALLATION OF THE M&E SYSTEMS OF THE MRT BLUE
LINE PROJECT
PROPOSAL #3: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Land Public Co. Ltd
TICKER: BLAND CUSIP: Y0608Q200
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SHUI PANG KANJANAPAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT SUPAVAT SAICHEUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT PANYA BOONYAPIWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Life Assurance Public Company Limited
TICKER: BLA CUSIP: Y0608V100
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT SUNTHON ARUNANONDCHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT DAMRONG THAWESAENGSKULTHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT PRAPHANT ASAVA-AREE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4: ELECT PRAPAIVAN LIMSONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMASTSU JAIYOS ISSUER YES FOR FOR
AUDIT CO LTD. AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Handlowy w Warszawie SA
TICKER: BHW CUSIP: X05318104
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Handlowy w Warszawie SA
TICKER: BHW CUSIP: X05318104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5.3: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #5.4a: APPROVE DISCHARGE OF SLAWOMIR SIKORA ISSUER YES FOR FOR
(CEO)
PROPOSAL #5.4b: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
KROPIDLOWSKI (DEPUTY CEO)
PROPOSAL #5.4c: APPROVE DISCHARGE OF DAVID MOUILLE ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #5.4d: APPROVE DISCHARGE OF BARBARA SOBALA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #5.4e: APPROVE DISCHARGE OF WITOLD ZIELINSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #5.4f: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
MAJEWSKA (MANAGEMENT BOARD MEMBER)
PROPOSAL #5.4g: APPROVE DISCHARGE OF CZESLAW PIASEK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #5.5: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #5.6a: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
OLECHOWSKI (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #5.6b: APPROVE DISCHARGE OF SHIRISH APTE ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6c: APPROVE DISCHARGE OF IGOR CHALUPEC ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6d: APPROVE DISCHARGE OF JENNY GREY ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6e: APPROVE DISCHARGE OF MIROSLAW GRYSZKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6f: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
KAPUSCINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6g: APPROVE DISCHARGE OF FRANK MANNION ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6h: APPROVE DISCHARGE OF DARIUSZ MIODUSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6i: APPROVE DISCHARGE OF ANNA RULKIEWICZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6j: APPROVE DISCHARGE OF STANISLAW ISSUER YES FOR FOR
SOLTYSINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6k: APPROVE DISCHARGE OF ZDENEK TUREK ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #5.6l: APPROVE DISCHARGE OF ANIL WADHWANI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6m: APPROVE DISCHARGE OF STEPHEN VOLK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #5.6n: APPROVE DISCHARGE OF ANAND ISSUER YES FOR FOR
SELVAKESARI (SUPERVISORY BOARD MEMBER)
PROPOSAL #5.7: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 4.53 PER SHARE
PROPOSAL #5.8: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #5.9: APPROVE RECRUITMENT POLICY FOR ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #5.10: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES FOR FOR
PROPOSAL #5.11: APPROVE INFORMATION ON MAXIMUM ISSUER YES FOR FOR
VARIABLE COMPENSATION RATIO
PROPOSAL #5.12: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Hapoalim Ltd.
TICKER: POLI CUSIP: M1586M115
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT YACOV PEER AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
FOR AN ADDITIONAL THREE YEAR TERM
PROPOSAL #2: ELECT ISRAEL TAPOOHI AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Hapoalim Ltd.
TICKER: POLI CUSIP: M1586M115
MEETING DATE: 12/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: APPROVE EMPLOYMENT TERMS OF THE ISSUER YES FOR FOR
COMPANY'S CEO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Hapoalim Ltd.
TICKER: POLI CUSIP: M1586M115
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT ZIV HAFT AND SOMEKH CHAIKIN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE EXTENSION OF DIRECTOR SERVICE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EMPLOYMENT TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Leumi le-Israel B.M.
TICKER: LUMI CUSIP: M16043107
MEETING DATE: 7/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT SOMEKH CHAIKIN AND KOST FORER ISSUER YES FOR FOR
GABBAY & KASIERER AS JOINT AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: REELECT DAVID BRODET AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #4: REELECT YOAV NARDI AS DIRECTOR FOR A ISSUER YES AGAINST AGAINST
THREE-YEAR PERIOD
PROPOSAL #5: ELECT ESTER LEVANON AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #6: ELECT REGINA UNGAR AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #7: ELECT YOFI TIROSH AS DIRECTOR FOR A SHAREHOLDER YES AGAINST N/A
THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Leumi le-Israel B.M.
TICKER: LUMI CUSIP: M16043107
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TZAHI FRANKOVITS AS DIRECTOR FOR ISSUER NO N/A N/A
A THREE-YEAR PERIOD
PROPOSAL #1.2: ELECT ITZICK SHARIR AS DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #1.3: ELECT ESTER DOMINISSINI AS DIRECTOR ISSUER YES FOR FOR
FOR A THREE-YEAR PERIOD
PROPOSAL #1.4: ELECT GIDEON SCHURR AS DIRECTOR FOR A SHAREHOLDER NO N/A N/A
THREE-YEAR PERIOD
PROPOSAL #1.5: ELECT YORAM MICHAELIS AS EXTERNAL ISSUER YES AGAINST AGAINST
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #1.6: ELECT YTZHAK EDELMAN AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #2: ADD ARTICLE 143E TO THE ARTICLE OF ISSUER YES FOR FOR
ASSOCIATION RE: INDEMNIFICATION OF OFFICERS
PROPOSAL #3: AMEND ARTICLE 128 RE: SIGNATURE BANK ISSUER YES FOR FOR
BALANCE SHEET
PROPOSAL #4: ADD ARTICLE 146 TO THE ARTICLE OF ISSUER YES FOR FOR
ASSOCIATION RE: JURISDICTION CLAUSE
PROPOSAL #5: RATIFY AMENDED INDEMNIFICATION ISSUER YES FOR FOR
AGREEMENTS WITH DIRECTORS AND OFFICERS
PROPOSAL #6: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #7: APPROVE EMPLOYMENT TERMS OF ACTIVE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #8: APPROVE EMPLOYMENT TERMS OF THE CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Millennium SA
TICKER: MIL CUSIP: X05407105
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7.1: RECEIVE AND APPROVE FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND MANAGEMENT BOARD REPORT ON COMPANY'S
OPERATIONS FOR FISCAL 2016
PROPOSAL #7.2: RECEIVE AND APPROVE SUPERVISORY BOARD ISSUER YES FOR FOR
REPORT
PROPOSAL #7.3: RECEIVE AND APPROVE CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND MANAGEMENT BOARD REPORT ON
GROUP'S OPERATIONS FOR FISCAL 2016
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE DISCHARGE OF JOAO NUNO LIMA ISSUER YES FOR FOR
BRAS JORGE (CEO)
PROPOSAL #9.2: APPROVE DISCHARGE OF FERNANDO MARIA ISSUER YES FOR FOR
CARDOS RODRIGUES BICHO (DEPUTY CEO)
PROPOSAL #9.3: APPROVE DISCHARGE OF MICHAL GAJEWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.4: APPROVE DISCHARGE OF WOJCIECH HAASE ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.5: APPROVE DISCHARGE OF ANDRZEJ GLINSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.6: APPROVE DISCHARGE OF MARIA JOSE ISSUER YES FOR FOR
HENRIQUES BARRETO DE MATOS DE CAMPOS (MANAGEMENT
BOARD MEMBER)
PROPOSAL #9.7: APPROVE DISCHARGE OF WOJCIECH RYBAK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.8: APPROVE DISCHARGE OF BOGUSLAW KOTT ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #9.9: APPROVE DISCHARGE OF NUNO MANUEL DA ISSUER YES FOR FOR
SILVA AMADO (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #9.10: APPROVE DISCHARGE OF DARIUSZ ROSATI ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #9.11: APPROVE DISCHARGE OF JULIANNA BONIUK- ISSUER YES FOR FOR
GORZELANCZYK (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.12: APPROVE DISCHARGE OF MIGUEL DE CAMPOS ISSUER YES FOR FOR
PEREIRA DE BRAGANCA (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.13: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
HRYNIEWICZ-BIENIEK (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.14: APPROVE DISCHARGE OF ANNA JAKUBOWSKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.15: APPROVE DISCHARGE OF GRZEGORZ JEDRYS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.16: APPROVE DISCHARGE OF DAVID H. ISSUER YES FOR FOR
KLINGENSMITH (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.17: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
KOZMINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.18: APPROVE DISCHARGE OF MIGUEL MAYA DIAS ISSUER YES FOR FOR
PINHEIRO (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.19: APPROVE DISCHARGE OF RUI MANUEL DA ISSUER YES FOR FOR
SILVA TEIXEIRA (SUPERVISORY BOARD MEMBER)
PROPOSAL #10: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGES IN COMPOSITION OF ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Baroda Ltd.
TICKER: 532134 CUSIP: Y0643L141
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of China Limited
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG XIQUAN AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT REN DEQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT GAO YINGXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANGELA CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2015 REMUNERATION DISTRIBUTION ISSUER YES FOR FOR
PLAN FOR CHAIRMAN OF THE BOARD OF DIRECTORS,
EXECUTIVE DIRECTORS, CHAIRMAN OF THE BOARD OF
SUPERVISORS AND SHAREHOLDERS' REPRESENTATIVE
PROPOSAL #6: APPROVE ESTABLISHMENT OF THE CHARITY ISSUER YES FOR FOR
FOUNDATION OF BANK OF CHINA
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of China Limited
TICKER: 3988 CUSIP: Y0698A107
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 ANNUAL BUDGET FOR FIXED ISSUER YES FOR FOR
ASSETS INVESTMENT
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #7.01: ELECT CHEN SIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.02: ELECT ZHANG XIANGDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.03: ELECT XIAO LIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.04: ELECT WANG XIAOYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.05: ELECT ZHAO JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF BONDS ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Chongqing Co., Ltd.
TICKER: 1963 CUSIP: Y0R98B102
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.2: APPROVE NUMBER OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED AND ISSUE SIZE IN RELATION TO THE NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.4: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.5: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.7: APPROVE DIVIDEND DISTRIBUTION TERMS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.8: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.10: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
AND TERMS OF RESTORATION OF VOTING RIGHTS IN
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.11: APPROVE ORDER OF DISTRIBUTION ON ISSUER YES FOR FOR
LIQUIDATION AND PROCEDURES FOR LIQUIDATION IN
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.12: APPROVE SECURITY IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.13: APPROVE RATING ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.14: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
PROPOSAL #1.15: APPROVE LISTING/TRADING ARRANGEMENTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.16: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION FOR THE ISSUANCE OF OFFSHORE PREFERENCE
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.17: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION IN CONNECTION WITH OFFSHORE PREFERENCE
SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.18: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE RESOLUTION IN RELATION TO THE A SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Chongqing Co., Ltd.
TICKER: 1963 CUSIP: Y0R98B102
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL BUDGET PROPOSAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STATUS REPORT ON THE USE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE AMENDMENTS TO ADMINISTRATIVE ISSUER YES FOR FOR
MEASURES FOR CONNECTED TRANSACTIONS
PROPOSAL #7: APPROVE AMENDMENTS TO ADMINISTRATIVE ISSUER YES FOR FOR
MEASURES ON OUTWARD EQUITY INVESTMENTS OF BANK OF
CHONGQING
PROPOSAL #8: APPROVE AMENDMENTS TO ADMINISTRATIVE ISSUER YES FOR FOR
MEASURES ON REMUNERATION FOR THE LEADING TEAM OF BANK
OF CHONGQING
PROPOSAL #9: APPROVE FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION PLAN �� ISSUER YES FOR FOR
PROPOSAL #11: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
EXTERNAL AUDITORS
PROPOSAL #1.1: APPROVE TYPE OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.2: APPROVE NUMBER OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED AND ISSUE SIZE IN RELATION TO THE NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.4: APPROVE MATURITY IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.5: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.7: APPROVE DIVIDEND DISTRIBUTION TERMS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.8: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.9: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.10: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
AND TERMS OF RESTORATION OF VOTING RIGHTS IN
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.11: APPROVE ORDER OF DISTRIBUTION ON ISSUER YES FOR FOR
LIQUIDATION AND PROCEDURES FOR LIQUIDATION IN
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.12: APPROVE SECURITY IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.13: APPROVE RATING ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.14: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
PROPOSAL #1.15: APPROVE LISTING/TRADING ARRANGEMENTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #1.16: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES
PROPOSAL #1.17: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION IN RELATION TO THE NON-PUBLIC ISSUANCE
OF OFFSHORE PREFERENCE SHARES
PROPOSAL #1.18: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: APPROVE EXTENSION OF THE VALIDITY PERIOD ISSUER YES FOR FOR
OF THE RESOLUTION IN RELATION TO THE A SHARE
PROPOSAL #4: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988102
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSAL IN RELATION TO THE PLAN ISSUER YES FOR FOR
AND RELEVANT AUTHORIZATION OF THE OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED
PROPOSAL #2: APPROVE PROPOSAL IN RELATION TO THE ISSUER YES FOR FOR
COMPLIANCE OF THE OVERSEAS LISTING OF BOCOM
INTERNATIONAL HOLDINGS COMPANY LIMITED WITH THE
CIRCULAR ON ISSUES IN RELATION TO REGULATING OVERSEAS
LISTING OF SUBSIDIARIES OF DOMESTIC LISTED COMPANIES
PROPOSAL #3: APPROVE PROPOSAL IN RELATION TO THE ISSUER YES FOR FOR
UNDERTAKING OF MAINTAINING INDEPENDENT LISTING STATUS
OF THE BANK
PROPOSAL #4: APPROVE PROPOSAL IN RELATION TO THE ISSUER YES FOR FOR
DESCRIPTION OF THE SUSTAINABLE PROFITABILITY AND
PROSPECTS OF THE BANK
PROPOSAL #5: APPROVE PROPOSAL REGARDING THE PROVISION ISSUER YES FOR FOR
OF ASSURED ENTITLEMENT TO H SHARE SHAREHOLDERS OF
THE BANK ONLY FOR THE SPIN-OFF AND OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Communications Co., Ltd.
TICKER: 3328 CUSIP: Y06988102
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSAL REGARDING THE PROVISION ISSUER YES FOR FOR
OF ASSURED ENTITLEMENT TO H SHARE SHAREHOLDERS OF
THE BANK ONLY FOR THE SPIN-OFF AND OVERSEAS LISTING
OF BOCOM INTERNATIONAL HOLDINGS COMPANY LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Communications Co., Ltd.
TICKER: 601328 CUSIP: Y06988102
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITOR AND AUTHORIZE
BOARD TO DETERMINE AND ENTER INTO RESPECTIVE
ENGAGEMENT WITH THEM
PROPOSAL #6: APPROVE 2017 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE REMUNERATION PLAN OF THE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION PLAN OF THE ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: ELECT SONG GUOBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT RAYMOND WOO CHIN WAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT CAI HONGPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT WANG XUEQING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT HE ZHAOBIN AS DIRECTOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES ON A ISSUER YES FOR FOR
PREFERENTIAL BASIS TO GOVERNMENT OF INDIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY�� VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
LIFE INSURANCE CORPORATION OF INDIA ON PREFERENTIAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of India Ltd
TICKER: 532149 CUSIP: Y06949112
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO ISSUER YES FOR FOR
GOVERNMENT OF INDIA (PRESIDENT OF INDIA) ON
PREFERENTIAL BASIS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Iwate Ltd.
TICKER: 8345 CUSIP: J25510108
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR TAKAHASHI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAGUCHI, SACHIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, YUICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR IWATA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIURA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KIKUCHI, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAHASHI, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SATO, MOTOMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SASAKI, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MIURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TAKAHASHI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UBE, FUMIO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR CHIBA, YUJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Kaohsiung Co., Ltd.
TICKER: 2836 CUSIP: Y0694H106
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT ZHANG YUN PENG, REPRESENTATIVE ISSUER YES FOR FOR
OF KAOHSIUNG CITY GOVERNMENT WITH SHAREHOLDER NO. 1
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT XU LI MING, REPRESENTATIVE OF ISSUER YES FOR FOR
KAOHSIUNG CITY GOVERNMENT WITH SHAREHOLDER NO. 1 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT JIAN ZHEN CHENG, REPRESENTATIVE ISSUER YES FOR FOR
OF KAOHSIUNG CITY GOVERNMENT WITH SHAREHOLDER NO. 1
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT LI YI DE, REPRESENTATIVE OF ISSUER YES FOR FOR
KAOHSIUNG CITY GOVERNMENT WITH SHAREHOLDER NO. 1 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT ZHAO JIAN ZAI, REPRESENTATIVE OF ISSUER YES FOR FOR
KAOHSIUNG CITY GOVERNMENT WITH SHAREHOLDER NO. 1 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT LI ZONG KUN, REPRESENTATIVE OF ISSUER YES FOR FOR
KAOHSIUNG CITY GOVERNMENT WITH SHAREHOLDER NO. 1 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT REPRESENTATIVE OF KAOHSIUNG CITY ISSUER YES FOR FOR
KAOHSIUNG BANK CO., LTD WITH SHAREHOLDER NO. 75104
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT LIU ZHONG XIN, REPRESENTATIVE OF ISSUER YES FOR FOR
JIN HE ENTERPRISE CO., LTD WITH SHAREHOLDER NO.
119988 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT LI SHENG CHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
JIN HE ENTERPRISE CO., LTD WITH SHAREHOLDER NO.
119988 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT ZENG WEN ZHE, REPRESENTATIVE OF ISSUER YES FOR FOR
JIN HE ENTERPRISE CO., LTD WITH SHAREHOLDER NO.
119988 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT LIN WEN YUAN WITH ID NO. ISSUER YES FOR FOR
E101931XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT HE MEI YUE WITH ID NO. ISSUER YES FOR FOR
Q200495XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT SU ZHENG PING WITH ID NO. ISSUER YES FOR FOR
D100805XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Kyoto Ltd.
TICKER: 8369 CUSIP: J03990108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR TAKASAKI, HIDEO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR DOI, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NAKA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HITOMI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ANAMI, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR IWAHASHI, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KASHIHARA, YASUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YASUI, MIKIYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOISHIHARA, NORIKAZU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ODAGIRI, JUNKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR HAMAGISHI, ISSUER YES FOR FOR
YOSHIHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of Montreal
TICKER: BMO CUSIP: 063671101
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOPHIE BROCHU ISSUER YES�� FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE A. COPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. DOWNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN S. EICHENBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD H. FARMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA HUBER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC R. LA FLECHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LORRAINE MITCHELMORE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP S. ORSINO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. ROBERT S. PRICHARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DON M. WILSON III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND BY-LAWS ISSUER YES FOR FOR
PROPOSAL #4: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR CERTAIN EUROPEAN UNION STAFF TO COMPLY WITH
REGULATORY REQUIREMENTS
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Nagoya Ltd.
TICKER: 8522 CUSIP: J47442108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2: ELECT DIRECTOR HATTORI, SATORU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Okinawa Ltd.
TICKER: 8397 CUSIP: J04032108
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR TAMAKI, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IKEI, MAMORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMASHIRO, MASAYASU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KINJO, YOSHITERU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HOKUMORI, CHOTETSU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKAMOTO, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMASHIRO, TATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAMINATO, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UCHIMA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OSHIRO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ANDO, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Queensland Ltd
TICKER: BOQ CUSIP: Q12764116
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT DAVID WILLIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT KAREN PENROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT JOHN LORIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT WARWICK NEGUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE AWARD ISSUER YES FOR FOR
RIGHTS TO JON SUTTON
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Saga Ltd.
TICKER: 8395 CUSIP: J04116109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR JINNOCHI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR FURUKAWA, MITSUNORI ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR UENO, AKIHISA ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR SAKAI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR IMAIZUMI, SUNAO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR TASHIRO, AKIRA ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR NIHEI, TOMIO ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR FURUKAWA, HIRONAO ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR NAKAMURA, SHINZABURO ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR KIMURA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR FURUTACHI, NAOTO ISSUER YES FOR FOR
PROPOSAL #5: APPOINT STATUTORY AUDITOR TSURUDA, KENJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of The Philippine Islands
TICKER: BPI CUSIP: Y0967S169
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF THE STOCKHOLDERS HELD ON APRIL 14, 2016
PROPOSAL #2: APPROVE ANNUAL REPORT�� ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND MANAGEMENT DURING THE PREVIOUS
YEAR
PROPOSAL #4.1: ELECT JAIME AUGUSTO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT FERNANDO ZOBEL DE AYALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: ELECT GERARDO C. ABLAZA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT ROMEO L. BERNARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT IGNACIO R. BUNYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT CEZAR P. CONSING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT OCTAVIO V. ESPIRITU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT REBECCA G. FERNANDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DELFIN C. GONZALEZ, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.10: ELECT XAVIER P. LOINAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT AURELIO R. MONTINOLA III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.12: ELECT MERCEDITA S. NOLLEDO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.13: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.14: ELECT ASTRID S. TUMINEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.15: ELECT DOLORES B. YUVIENCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ISLA LIPANA & CO. AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS AND FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of The Ryukyus Ltd.
TICKER: 8399 CUSIP: J04158101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17.5
PROPOSAL #2.1: ELECT DIRECTOR KINJO, TOKEI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWAKAMI, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUBARA, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GIBO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUKUHARA, KEISHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TOKASHIKI, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKEHARA, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIROMA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OTA, MORIAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SHIMOJI, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR TOYODA, ISSUER YES FOR FOR
RYOJI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KITAGAWA, ISSUER YES FOR FOR
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Polska Kasa Opieki S.A.
TICKER: PEO CUSIP: X0R77T117
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #12.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #12.2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #12.3: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #12.4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #12.5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 8.68 PER SHARE
PROPOSAL #12.6: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #12.7a: APPROVE DISCHARGE OF JERZY WOZNICKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.7b: APPROVE DISCHARGE OF LESZEK ISSUER YES FOR FOR
PAWLOWICZ (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #12.7c: APPROVE DISCHARGE OF DARIUSZ FILAR ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7d: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
MAJCHRZAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7e: APPROVE DISCHARGE OF LAURA PENNA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7f: APPROVE DISCHARGE OF WIOLETTA ISSUER YES FOR FOR
ROSOLOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7g: APPROVE DISCHARGE OF DORIS TOMANEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7h: APPROVE DISCHARGE OF ROBERTO ISSUER YES FOR FOR
NICASTRO (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #12.7i: APPROVE DISCHARGE OF ALESSANDRO ISSUER YES FOR FOR
DECIO (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7j: APPROVE DISCHARGE OF MASSIMILIANO ISSUER YES FOR FOR
FOSSATI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7k: APPROVE DISCHARGE OF GIANNI PAPA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.8a: APPROVE DISCHARGE OF LUIGI LOVAGLIO ISSUER YES FOR FOR
(CEO)
PROPOSAL #12.8b: APPROVE DISCHARGE OF DIEGO BIONDO ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.8c: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
KOPYRSKI (DEPUTY CEO)
PROPOSAL #12.8d: APPROVE DISCHARGE OF ADAM NIEWINSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.8e: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
PIWOWAR (DEPUTY CEO)
PROPOSAL #12.8f: APPROVE DISCHARGE OF STEFANO SANTINI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.8g: APPROVE DISCHARGE OF MARIAN WAZYNSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13: APPROVE SHAREHOLDERS' CONSENT WITH ISSUER YES FOR FOR
CORPORATE GOVERNANCE PRINCIPLES FOR
SUPERVISEDINSTITUTIONS ADOPTED BY POLISH FINANCIAL
SUPERVISION AUTHORITY
PROPOSAL #15: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #16: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Polska Kasa Opieki S.A.
TICKER: PEO CUSIP: X0R77T117
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: AMEND STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE CONSOLIDATED TEXT OF STATUTE SHAREHOLDER YES FOR N/A
PROPOSAL #8: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE DECISION ON COVERING COSTS OF ISSUER YES AGAINST AGAINST
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Zachodni WBK SA
TICKER: BZW CUSIP: X0646L107
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 5.40 PER SHARE
PROPOSAL #9.1: APPROVE DISCHARGE OF MICHAL GAJEWSKI ISSUER YES FOR FOR
(CEO)
PROPOSAL #9.2: APPROVE DISCHARGE OF ANDRZEJ BURLIGA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.3: APPROVE DISCHARGE OF MICHAEL MCCARTHY ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.4: APPROVE DISCHARGE OF EAMONN CROWLEY ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.5: APPROVE DISCHARGE OF BEATA DASZYNSKA- ISSUER YES FOR FOR
MUZYCZKA (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.6: APPROVE DISCHARGE OF JUAN DE PORRAS ISSUER YES FOR FOR
AGUIRRE (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.7: APPROVE DISCHARGE OF MARCIN PRELL ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.8: APPROVE DISCHARGE OF CARLOS POLAINO ISSUER YES FOR FOR
IZQUIERDO (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.9: APPROVE DISCHARGE OF MIROSLAW SKIBA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.10: APPROVE DISCHARGE OF FELIKS ISSUER YES FOR FOR
SZYSZKOWIAK (MANAGEMENT BOARD MEMBER)
PROPOSAL #9.11: APPROVE DISCHARGE OF PAWEL WIECZOREK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.12: APPROVE DISCHARGE OF ARTUR CHODACKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #10: APPROVE SUPERVISORY BOARD REPORTS ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE DISCHARGE OF GERRY BYRNE ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #11.2: APPROVE DISCHARGE OF JOSE GARCIA ISSUER YES FOR FOR
CANTERA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.3: APPROVE DISCHARGE OF DANUTA DABROWSKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.4: APPROVE DISCHARGE OF DAVID HEXTER ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.5: APPROVE DISCHARGE OF WITOLD JURCEWICZ ISSUER YES�� FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.6: APPROVE DISCHARGE OF JOSE LUIS DE ISSUER YES FOR FOR
MORA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.7: APPROVE DISCHARGE OF JOHN POWER ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.8: APPROVE DISCHARGE OF JERZY SURMA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.9: APPROVE DISCHARGE OF JOSE MANUEL ISSUER YES FOR FOR
VARELA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.10: APPROVE DISCHARGE OF MARYNIKA ISSUER YES FOR FOR
WOROSZYLSKA-SAPIEHA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #13: ELECT CHAIRMAN OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #14: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBERS
PROPOSAL #15: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #16: APPROVE INCREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
ISSUANCE OF M SERIES SHARES WITHOUT PREEMPTIVE
RIGHTS; APPROVE DEMATERIALIZATION AND LISTING OF NEW
SHARES; AMEND STATUTE ACCORDINGLY
PROPOSAL #17: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #18: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankia SA
TICKER: BKIA CUSIP: E2R23Z123
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE STANDALONE FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #1.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2: APPROVE CAPITAL REDUCTION BY DECREASE IN ISSUER YES FOR FOR
PAR VALUE TO INCREASE VOLUNTARY RESERVES
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4.1: REELECT JOSE IGNACIO GOIRIGOLZARRI ISSUER YES FOR FOR
TELLAECHE AS DIRECTOR
PROPOSAL #4.2: REELECT ANTONIO ORTEGA PARRA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: REELECT JORGE COSMEN MENENDEZ- ISSUER YES FOR FOR
CASTANEDO AS DIRECTOR
PROPOSAL #4.4: REELECT JOSE LUIS FEITO HIGUERUELA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: REELECT FERNANDO FERNANDEZ MENDEZ DE ISSUER YES FOR FOR
ANDES AS DIRECTOR
PROPOSAL #4.6: REELECT ALVARO RENGIFO ABBAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #7: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES UP
TO EUR 1.5 BILLION WITH EXCLUSION OF PREEMPTIVE
RIGHTS UP TO 20 PERCENT OF CAPITAL
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SHARES-IN-LIEU-OF-BONUS PLAN AS ISSUER YES FOR FOR
PART OF THE 2016 ANNUAL VARIABLE REMUNERATION OF
EXECUTIVE DIRECTORS
PROPOSAL #11: APPROVE SHARES-IN-LIEU-OF-BONUS PLAN AS ISSUER YES FOR FOR
PART OF THE 2017 ANNUAL VARIABLE REMUNERATION OF
EXECUTIVE DIRECTORS
PROPOSAL #12: APPROVE INCLUSION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS IN THE MULTI-YEAR REFERENCED VARIABLE
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #14: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankinter S.A.
TICKER: BKT CUSIP: E2116H880
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.1: REELECT PEDRO GUERRERO GUERRERO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: REELECT RAFAEL MATEU DE ROS CEREZO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: REELECT MARCELINO BOTIN-SANZ DE ISSUER YES FOR FOR
SAUTUOLA Y NAVEDA AS DIRECTOR
PROPOSAL #4.4: REELECT FERNANDO MASAVEU HERRERO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.5: FIX NUMBER OF DIRECTORS AT 10 ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE INCREASE IN CAPITAL UP TO 10 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE A RESTRICTED CAPITALIZATION ISSUER YES FOR FOR
RESERVE PURSUANT TO SECTION 25.1.B) OF LAW 27/2014 OF
27 NOVEMBER ON CORPORATE INCOME TAX
PROPOSAL #7.1: APPROVE DEFERRED SHARE BONUS PLAN FOR ISSUER YES FOR FOR
FY 2016
PROPOSAL #7.2: FIX MAXIMUM VARIABLE COMPENSATION ISSUER YES FOR FOR
RATIO
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banpu PCL
TICKER: BANPU CUSIP: Y0697Z186
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACKNOWLEDGE OPERATIONAL RESULTS AND ISSUER YES FOR FOR
DIRECTOR'S REPORT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT RUTT PHANIJPHAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SUTHAD SETBOONSARNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT ANON SIRISAENGTAKSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT METEE AUAPINYAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ABAS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
AND AMEND MEMORANDUM OF ASSOCIATION TO REFLECT
INCREASE IN REGISTERED CAPITAL
PROPOSAL #11: APPROVE ALLOCATION OF NEW ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banque Cantonale Vaudoise
TICKER: BCVN CUSIP: H0482P863
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 23 PER SHARE
PROPOSAL #4.2: APPROVE DIVIDENDS OF CHF 10 PER SHARE ISSUER YES FOR FOR
FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #5.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 1.85 MILLION
PROPOSAL #5.2: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 5.9 MILLION
PROPOSAL #5.3: APPROVE SHORT-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 3.7 MILLION
PROPOSAL #5.4: APPROVE LONG-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN FORM OF 1,738
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: DESIGNATE INDEPENDENT PROXY ISSUER YES FOR FOR
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BanRegio Grupo Financiero S.A.B. de C.V.
TICKER: GFREGIO O CUSIP: P1610L106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE CEO'S REPORT, INCLUDING ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #1.b: APPROVE BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #1.c: APPROVE AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT INCLUDING BOARD'S OPINION ON CEO'S
REPORT
PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.b: APPROVE CASH DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2.c: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #2.d: PRESENT REPORT ON SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #3.a: APPROVE DISCHARGE OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.b: ELECT OR RATIFY DIRECTORS; QUALIFY ISSUER YES FOR FOR
INDEPENDENT DIRECTORS; ELECT CHAIRMAN AND SECRETARY
OF BOARD OF DIRECTORS
PROPOSAL #3.c: ELECT OR RATIFY MEMBERS AND CHAIRMAN ISSUER YES FOR FOR
OF AUDIT AND CORPORATE PRACTICES COMMITTEES
PROPOSAL #3.d: APPROVE REMUNERATION ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baoxin Auto Group Limited
TICKER: 1293 CUSIP: G08909106
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND LEASEBACK FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baoxin Auto Group Limited
TICKER: 1293 CUSIP: G08909106
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND CHINESE NAME OF ISSUER YES FOR FOR
THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bapcor Limited
TICKER: BAP CUSIP: Q1921R106
MEETING DATE: 7/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
BAPCOR LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bapcor Limited
TICKER: BAP CUSIP: Q1921R106
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT MARGARET HASELTINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT THERESE RYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
BAYSWATER BEARINGS PTY LTD.
PROPOSAL #5: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
KELLYBROOKE PTY LTD.
PROPOSAL #6: APPROVE THE LONG TERM INCENTIVE PLAN ISSUER YES FOR N/A
PROPOSAL #7: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR N/A
TO DARRYL ABOTOMEY, CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #8: APPROVE THE EMPLOYEE SALARY SACRIFICE ISSUER YES FOR FOR
SHARE PLAN
PROPOSAL #9: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #10: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER BID PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barclays Africa Group Ltd
TICKER: BGA CUSIP: S0850R101
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2016
PROPOSAL #2.1: REAPPOINT ERNST & YOUNG INC. AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ERNEST VAN ROOYEN AS THE
DESIGNATED AUDITOR
PROPOSAL #2.2: REAPPOINT KPMG INC. AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH PIERRE FOURIE AS THE DESIGNATED AUDITOR
PROPOSAL #3.1: RE-ELECT ALEX DARKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT ASHOK VASWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT FRANCIS OKOMO-OKELLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: RE-ELECT PETER MATLARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: RE-ELECT TREVOR MUNDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: RE-ELECT YOLANDA CUBA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DAISY NAIDOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT JASON QUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT RENE VAN WYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT ALEX DARKO AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.2: RE-ELECT COLIN BEGGS AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.3: RE-ELECT MOHAMED HUSAIN AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.4: RE-ELECT PAUL O'FLAHERTY AS MEMBER OF ISSUER YES FOR FOR
THE GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.5: ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.6: ELECT RENE VAN WYK AS MEMBER OF THE ISSUER YES FOR FOR
GROUP AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE IN TERMS ISSUER YES FOR FOR
OF SECTION 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barclays plc
TICKER: BARC CUSIP: G08036124
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: ELECT MARY FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SIR IAN CHESHIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MIKE ASHLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TIM BREEDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CRAWFORD GILLIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR GERRY GRIMSTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT REUBEN JEFFERY III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JOHN MCFARLANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT TUSHAR MORZARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAMBISA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT DIANE SCHUENEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT JAMES STALEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE BOARD AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO ISSUANCE OF CONTINGENT EQUITY CONVERSION NOTES
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUANCE OF
CONTINGENT EQUITY CONVERSION NOTES
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #26: AMEND LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barco
TICKER: BAR CUSIP: B0833F107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 1.90 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT JAN DE WITTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: REELECT ADISYS CORPORATION, ISSUER YES FOR FOR
PERMANENTLY REPRESENTED BY ASHOK K. JAIN, AS DIRECTOR
PROPOSAL #7.3: REELECT FRANK DONCK AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT AN STEEGEN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE STOCK OPTION PLANS 2017 RE: ISSUER YES FOR FOR
OPTIONS BARCO 10 - CEO 2017, OPTIONS BARCO 10 -
PERSONNEL EUROPE 2017 AND OPTIONS BARCO 10 - FOREIGN
PERSONNEL 2017
PROPOSAL #10: APPROVE DEVIATION FROM BELGIAN COMPANY ISSUER YES FOR FOR
LAW RE: ARTICLE 520TER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barloworld Ltd
TICKER: BAW CUSIP: S08470189
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR YEAR THE ENDED 30 SEPTEMBER
PROPOSAL #2: RE-ELECT DUMISA NTSEBEZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SANGO NTSALUBA AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4: RE-ELECT BABALWA NGONYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: RE-ELECT FRANCES EDOZIEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6: REAPPOINT DELOITTE AND TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH BONGISIPHO NYEMBE AS THE
INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1.1: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
BOARD
PROPOSAL #1.2: APPROVE FEES FOR THE RESIDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #1.3: APPROVE FEES FOR THE NON-RESIDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #1.4: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE (RESIDENT)
PROPOSAL #1.5: APPROVE FEES FOR THE RESIDENT MEMBERS ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #1.6: APPROVE FEES FOR THE NON-RESIDENT ISSUER YES FOR FOR
MEMBERS OF THE AUDIT COMMITTEE
PROPOSAL #1.7: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
REMUNERATION COMMITTEE (NON-RESIDENT)
PROPOSAL #1.8: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
REMUNERATION COMMITTEE (RESIDENT)
PROPOSAL #1.9: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #1.10: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
RISK AND SUSTAINABILITY COMMITTEE (RESIDENT)
PROPOSAL #1.11: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
GENERAL PURPOSES COMMITTEE (RESIDENT)
PROPOSAL #1.12: APPROVE FEES FOR THE CHAIRMAN OF THE ISSUER YES FOR FOR
NOMINATION COMMITTEE (RESIDENT)
PROPOSAL #1.13: APPROVE FEES FOR THE RESIDENT MEMBERS ISSUER YES FOR FOR
OF EACH OF THE BOARD COMMITTEES OTHER THAN AUDIT
COMMITTEE
PROPOSAL #1.14: APPROVE FEES FOR THE NON-RESIDENT ISSUER YES FOR FOR
MEMBERS OF EACH OF THE BOARD COMMITTEES
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barratt Developments plc
TICKER: BDEV CUSIP: G08288105
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT NEIL COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JOCK LENNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN ALLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID THOMAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT STEVEN BOYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICHARD AKERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT TESSA BAMFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT NINA BIBBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: APPROVE SALE OF A BARRATT SHOWHOME BY ISSUER YES FOR FOR
BDW TRADING LIMITED TO DAVID THOMAS
PROPOSAL #17: APPROVE SALE OF A DAVID WILSON HOME BY ISSUER YES FOR FOR
BDW TRADING LIMITED TO A CONNECTED PERSON OF DAVID
THOMAS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrick Gold Corporation
TICKER: ABX CUSIP: 067901108
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUSTAVO A. CISNEROS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRAHAM G. CLOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. DOER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELVIN P.M. DUSHNISKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MICHAEL EVANS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN L. GREENSPUN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NANCY H.O. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PABLO MARCET ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANTHONY MUNK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. ROBERT S. PRICHARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEVEN J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ERNIE L. THRASHER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barry Callebaut AG
TICKER: BARN CUSIP: H05072105
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ACCEPT ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #4.1: APPROVE TRANSFER OF CHF 23 MILLION ISSUER YES FOR FOR
FROM CAPITAL CONTRIBUTION RESERVES TO FREE RESERVES
PROPOSAL #4.2: APPROVE DIVIDENDS OF CHF 4.19 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.4: APPROVE CHF 62.1 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA REDUCTION OF NOMINAL VALUE AND
REPAYMENT OF CHF 11.31 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1.1: ELECT PATRICK DE MAESENEIRE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.2: ELECT FERNANDO AGUIRRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.3: ELECT JAKOB BAER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.4: ELECT JAMES LLOYD DONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.5: ELECT NICOLAS JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.6: ELECT WAI LING LIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.7: ELECT TIMOTHY E. MINGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.8: ELECT ANDREAS SCHMID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.9: ELECT JUERGEN B. STEINEMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT PATRICK DE MAESENEIRE AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.3.1: APPOINT JAMES LLOYD DONALD AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.3.2: APPOINT FERNANDO AGUIRRE AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.3.3: APPOINT WAI LING LIU AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3.4: APPOINT JUERGEN B. STEINEMANN AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.4: DESIGNATE ANDREAS G. KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #6.5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 2.2 MILLION
PROPOSAL #7.2: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.3 MILLION
PROPOSAL #7.3: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 16.5 MILLION
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BASF SE
TICKER: BAS CUSIP: D06216317
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 10 BILLION; APPROVE CREATION OF EUR 117.6 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bashneft PJSOC
TICKER: BANE CUSIP: X0710V106
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT SVETLANA GRITSKEVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.2: ELECT EVGENY GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.3: ELECT ELENA ZAVALEEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.4: ELECT OTABEK KARIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.5: ELECT DIDIER CASIMIRO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.6: ELECT RUSTEM MARDANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.7: ELECT CHRISTOPH NEHRING AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.8: ELECT ARTEM PRIGODA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.9: ELECT PAVEL FEDOROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.10: ELECT OLEG FEOKTISTOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.11: ELECT ANDREY SHISHKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.1: ELECT OLEG BELITSKY AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.2: ELECT SERGEY VASILYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT SERGEY DERYUGIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT LIRA IGTISAMOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT YURY MOSHKIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6.6: ELECT VALERY TKACHENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bashneft PJSOC
TICKER: BANE CUSIP: X0710V106
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #6: FIX NUMBER OF DIRECTORS AT 10 ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT PAVEL FEDOROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT ANDREY SHISHKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.3: ELECT URAL LAPYTOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT CASIMIRO DIDIER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.5: ELECT OTABEK KARIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT CHRISTOPH NEHRING AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.7: ELECT ARTEM PRIGODA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT ELENA ZAVALEEVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT EVGENY GURYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT FARKHAD SAMEDOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #8.1: ELECT VALERY TKACHENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.2: ELECT YURY MOSHKIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.3: ELECT OLEG BELITSKY AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8.4: ELECT SERGEY VASILYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.5: ELECT SERGEY DERYUGIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #8.6: ELECT LIRA IGTISAMOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Basic Fit NV
TICKER: BFIT CUSIP: N10058100
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.b: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.c: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #3.d: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4.a: REELECT HANS WILLEMSE TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #4.b: ELECT KEES VAN DER GRAAF TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.c: ELECT ROB VAN DER HEIJDEN TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #5.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 5.A
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Basilea Pharmaceutica AG
TICKER: BSLN CUSIP: H05131109
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE FOR FISCAL 2016 (NON-BINDING)
PROPOSAL #2: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4a: REELECT DANIEL LEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT MARTIN NICKLASSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT THOMAS RINDERKNECHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT DOMENICO SCALA AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #4e: REELECT STEVEN SKOLSKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT THOMAS WERNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: ELECT NICOLE ONETTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a: APPOINT MARTIN NICKLASSON AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5b: APPOINT STEVEN SKOLSKY AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5c: APPOINT THOMAS WERNER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6a: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 1.7 MILLION
PROPOSAL #6b: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 3.2 MILLION
PROPOSAL #6c: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 5.1 MILLION
PROPOSAL #7: DESIGNATE CAROLINE CRON AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: INCREASE EXISTING CAPITAL POOL WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS FROM CHF 1 MILLION TO CHF 2 MILLION
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Basso Industry Corp.
TICKER: 1527 CUSIP: Y0718G100
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #6: ELECT SHEN ZHEN NAN WITH SHAREHOLDER ISSUER YES FOR FOR
NO.4270 AS INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bathurst Resources Limited
TICKER: BRL CUSIP: Q1343Y101
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TOKO KAPEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO RICHARD TACON
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO TOKO KAPEA
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO PETER WESTERHUIS
PROPOSAL #6: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO RUSSELL MIDDLETON
PROPOSAL #7: APPROVE THE ISSUANCE OF SHARES TO ISSUER YES AGAINST AGAINST
REPUBLIC INVESTMENT MANAGEMENT PTE LTD
PROPOSAL #8: APPROVE THE ISSUANCE OF SHARES TO ASIAN ISSUER YES AGAINST AGAINST
DRAGON ACQUISITIONS LTD
PROPOSAL #9: APPROVE THE ISSUANCE OF SHARES TO THE ISSUER YES AGAINST AGAINST
CONVERTIBLE NOTEHOLDERS
PROPOSAL #10: APPROVE THE ISSUANCE OF SHARES TO ISSUER YES AGAINST AGAINST
RICHARD TACON
PROPOSAL #11: APPROVE THE ISSUANCE OF SHARES TO TOKO ISSUER YES AGAINST AGAINST
KAPEA
PROPOSAL #12: APPROVE THE ISSUANCE OF SHARES TO PETER ISSUER YES AGAINST AGAINST
WESTERHUIS
PROPOSAL #13: APPROVE THE ISSUANCE OF SHARES TO ISSUER YES AGAINST AGAINST
RUSSELL MIDDLETON
PROPOSAL #14: APPROVE THE ISSUANCE OF SHARES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bavarian Nordic A/S
TICKER: BAVA CUSIP: K0834C111
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #5a: APPROVE CREATION OF DKK 31.4 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: APPROVE STOCK OPTION PLAN; APPROVE ISSUER YES FOR FOR
CREATION OF DKK 6 MILLION POOL OF CONDITIONAL CAPITAL
TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #5c: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #5d: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF DKK 750,000 FOR CHAIRMAN, DKK 450,000
FOR VICE CHAIRMAN, AND DKK 300,000 FOR OTHER
DIRECTORS; APPROVE COMMITTEE FEES; APPROVE MEETING
PROPOSAL #5e: AMEND ARTICLES RE: MINIMUM AND MAXIMUM ISSUER YES FOR FOR
NUMBER OF BOARD MEMBERS
PROPOSAL #5f: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6a: REELECT GERARD VAN ODIJK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b: REELECT ANDERS GERSEL PEDERSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6c: REELECT CLAUS BRAESTRUP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6d: REELECT ERIK HANSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6e: REELECT PETER KURSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6f: REELECT FRANK VERWIEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6g: ELECT ELIZABETH MCKEE ANDERSON AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bayer AG
TICKER: BAYN CUSIP: D0712D163
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF EUR 2.70 PER SHARE FOR FISCAL 2016
PROPOSAL #2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4.1: ELECT WERNER WENNING TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.2: ELECT PAUL ACHLEITNER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.3: ELECT NORBERT W. BISCHOFBERGER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.4: ELECT THOMAS EBELING TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.5: ELECT COLLEEN A. GOGGINS TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4.6: ELECT KLAUS STURANY TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES BAYER CROPSCIENCE AKTIENGESELLSCHAFT
PROPOSAL #7: RATIFY DELOITTE GMBH AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bayer Cropscience India Ltd
TICKER: 506285 CUSIP: Y0761E135
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT PETER MUELLER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: ELECT ULRICH STEFER AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE APPOINTMENT AND REMUNERATION OF ULRICH STEFER
AS EXECUTIVE DIRECTOR AND CFO
PROPOSAL #6: ELECT PANKAJ PATEL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTION WITH ISSUER YES FOR FOR
BAYER BIOSCIENCE PRIVATE LTD.
PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bayerische Motoren Werke AG (BMW)
TICKER: BMW CUSIP: D12096109
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.52 PER PREFERRED SHARE AND EUR
3.50 PER ORDINARY SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: ELECT HEINRICH HIESINGER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bayside Land Corporation Ltd.
TICKER: BYSD CUSIP: M1971K112
MEETING DATE: 12/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AND UPDATE THE COMPENSATION ISSUER YES FOR FOR
POLICY OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bayside Land Corporation Ltd.
TICKER: BYSD CUSIP: M1971K112
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTOR/OFFICER LIABILITY AND ISSUER YES FOR FOR
INDEMNIFICATION INSURANCE
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baytex Energy Corp.
TICKER: BTE CUSIP: 07317Q105
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BOWZER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. BRUSSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND T. CHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD CHWYL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRUDY M. CURRAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAVEEN DARGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R.E.T. (RUSTY) GOEPEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD D. LAFEHR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY K. MELCHIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARY ELLEN PETERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DALE O. SHWED ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BayWa AG
TICKER: BYW CUSIP: D08232114
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.85 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016; POSTPONE DISCHARGE OF MANAGEMENT
BOARD MEMBER JOSEF KRAPF FOR FISCAL 2014 AND FISCAL
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY DELOITTE GMBH AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB Biotech AG
TICKER: BION CUSIP: H0676C173
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.75 PER REGISTERED SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE FIXED REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
IN THE AMOUNT OF CHF 910,000 FOR FISCAL YEAR 2018
PROPOSAL #5.1: REELECT ERICH HUNZIKER AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.2: REELECT CLIVE MEANWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT KLAUS STREIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPOINT CLIVE MEANWELL AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT KLAUS STREIN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7: DESIGNATE MARK A. REUTTER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB Seguridade Participacoes S.A.
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT GIORGIO BAMPI AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER AND PAULO ROBERTO FRANCESCHI AS ALTERNATE
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4.1: ELECT ISABEL DA SILVA RAMOS AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB Seguridade Participacoes S.A.
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS MATCHING PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BBA Aviation plc
TICKER: BBA CUSIP: G08932165
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SIR NIGEL RUDD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT WAYNE EDMUNDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER EDWARDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SUSAN KILSBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SIMON PRYCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PETER RATCLIFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PETER VENTRESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BBMG Corporation
TICKER: 2009 CUSIP: Y076A3105
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CAPITAL INCREASE AGREEMENT AND ISSUER YES FOR FOR
EQUITY TRANSFER AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE SHARE ISSUANCE AND ASSET ISSUER YES FOR FOR
PURCHASE AGREEMENT, EQUITY ENTRUSTMENT AGREEMENT AND
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE PERFORMANCE COMPENSATION IN SHAREHOLDER YES FOR FOR
CONNECTION TO SHARE ISSUANCE AND ASSET PURCHASE
AGREEMENT, EQUITY ENTRUSTMENT AGREEMENT AND RELATED
TRANSACTIONS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BBMG Corporation
TICKER: 2009 CUSIP: Y076A3105
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION PLAN OF THE ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #6: APPOINT ERNST & YOUNG HUA MING CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE GUARANTEE AUTHORIZATION TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
NOTES
PROPOSAL #11: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE RESOLUTIONS IN RELATION TO THE ISSUANCE OF
CORPORATE BONDS
PROPOSAL #12: APPROVE ADJUSTMENT TO THE PROJECT OF SHAREHOLDER YES FOR N/A
BBMG INTERNATIONAL LOGISTICS PARK UNDER THE 2013
PROPOSED PLACING BY THE COMPANY
PROPOSAL #13: APPROVE PROPOSED COMMENCEMENT OF DEBT SHAREHOLDER YES FOR N/A
FINANCING PLAN OF THE COMPANY
PROPOSAL #14: APPROVE PROPOSED COMMENCEMENT OF ASSET SHAREHOLDER YES FOR N/A
SECURITIZATION OF RENTAL INCOME RIGHTS BY THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BCE Inc.
TICKER: BCE CUSIP: 05534B760
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOPHIE BROCHU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. COPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID F. DENISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT P. DEXTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IAN GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHERINE LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MONIQUE F. LEROUX ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GORDON M. NIXON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CALIN ROVINESCU ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KAREN SHERIFF ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT C. SIMMONDS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR PAUL R. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BCPG Public Company Limited
TICKER: BCPG CUSIP: Y0760S127
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF PROFITS FOR ISSUER YES FOR FOR
DIVIDEND PAYMENT AND FOR RESERVED FUND
PROPOSAL #4.1: ELECT VILAI CHATTANRASSAMEE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT SUCHATVEE SUWANSAWAT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.3: ELECT BUNDIT SAPIANCHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS TO PURCHASE ISSUER YES AGAINST AGAINST
ORDINARY SHARES TO DIRECTORS, EXECUTIVES AND
EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #8: APPROVE THE AMENDMENT OF THE DETAILS OF ISSUER YES AGAINST AGAINST
THE ALLOCATION OF ORDINARY SHARES OF THE COMPANY
PROPOSAL #9: APPROVE RELOCATION OF THE COMPANY'S HEAD ISSUER YES FOR FOR
OFFICE AND AMEND MEMORANDUM OF ASSOCIATION TO
REFLECT NEW LOCATION
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BCPG Public Company Limited
TICKER: BCPG CUSIP: Y0760S127
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PURCHASE OF SHARES IN STAR ISSUER YES FOR FOR
ENERGY GROUP HOLDINGS PTE. LTD FOR JOINT INVESTMENT
IN GEOTHERMAL POWER PLANTS IN INDONESIA
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BDO Unibank Inc.
TICKER: BDO CUSIP: Y07775102
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: PROOF OF NOTICE AND DETERMINATION OF ISSUER YES FOR FOR
QUORUM
PROPOSAL #3: APPROVE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
SHAREHOLDERS' MEETING HELD ON APRIL 22, 2016
PROPOSAL #4: APPROVE REPORT OF THE PRESIDENT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS AS OF DEC. 31, 2016
PROPOSAL #5: OPEN FORUM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AND RATIFY ALL ACTS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS, BOARD COMMITTEES, AND MANAGEMENT
DURING THEIR TERM OF OFFICE
PROPOSAL #7.1: ELECT TERESITA T. SY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT JESUS A. JACINTO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT NESTOR V. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT CHRISTOPHER A. BELL-KNIGHT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT ANTONIO C. PACIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT JOSEFINA N. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT JOSE F. BUENAVENTURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: ELECT JONES M. CASTRO, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.9: ELECT DIOSCORO I. RAMOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.10: ELECT JIMMY T. TANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.11: ELECT GILBERTO C. TEODORO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: AMEND SEVENTH ARTICLE OF THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO REFLECT THE CONVERSION OF UNISSUED
PREFERRED SHARES TO COMMON SHARES
PROPOSAL #10: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #11: ADJOURNMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BE Semiconductor Industries NV
TICKER: BESI CUSIP: N13107128
MEETING DATE: 5/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5.b: APPROVE DIVIDENDS OF EUR 1.74 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #6.a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6.b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: GRANT BOARD AUTHORITY TO ISSUE SHARES UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED CAPITAL AND AUTHORIZE BOARD
TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beach Energy Limited
TICKER: BPT CUSIP: Q13921103
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT G S DAVIS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT P J BAINBRIDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT J D MCKERLIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT R K STOKES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE BEACH EXECUTIVE INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #7: APPROVE THE INCREASE IN THE NUMBER OF ISSUER YES FOR FOR
DIRECTORS TO 9
PROPOSAL #8: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE THE FINANCIAL ASSISTANCE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beadell Resources Ltd.
TICKER: BDR CUSIP: Q1398U103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT BRANT HINZE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT NICOLE ADSHEAD-BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF OPTIONS TO NICOLE ISSUER YES AGAINST AGAINST
ADSHEAD-BELL
PROPOSAL #5: APPROVE GRANT OF PERFORMANCE RIGHTS TO ISSUER YES FOR FOR
SIMON JACKSON
PROPOSAL #6: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #7: RATIFY THE PAST ISSUANCE OF 158.86 ISSUER YES FOR FOR
MILLION SHARES TO SOPHISTICATED AND PROFESSIONAL
INVESTORS
PROPOSAL #8: APPROVE THE RENEWAL OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beazley plc
TICKER: BEZ CUSIP: G0936K107
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SECOND INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GEORGE BLUNDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARTIN BRIDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ADRIAN COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANGELA CRAWFORD-INGLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT DENNIS HOLT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW HORTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR ANDREW LIKIERMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT NEIL MAIDMENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT CLIVE WASHBOURN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT CATHERINE WOODS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT CHRISTINE LASALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT JOHN SAUERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: ELECT ROBERT STUCHBERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REAPPOINT KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BEC World Public Company Limited
TICKER: BEC CUSIP: Y0769B133
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE DIRECTORS' REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ACKNOWLEDGE AUDITOR'S REPORT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT RATANA MALEENONT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT NIPA MALEENONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SOMPRASONG BOONYACHAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT VORAWAT MALEENONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT TOSPOL MALEENONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DR. VIRACH & ASSOCIATES OFFICE ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bechtle AG
TICKER: BC8 CUSIP: D0873U103
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #6: APPROVE EUR 21 MILLION CAPITALIZATION OF ISSUER YES FOR FOR
RESERVES FOR BONUS ISSUE OF SHARES
PROPOSAL #7: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BECHTLE FINANCIAL SERVICES AG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Becle, S.A.B. de C.V.
TICKER: CUERVO * CUSIP: P0929Y106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PRESENT OR RATIFY INTEGRATION OF SHARE ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS AND DISCHARGE DIRECTORS, COMMITTEES AND CEO
PROPOSAL #3: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES AGAINST AGAINST
RATIFY ITS POLICIES APPROVED BY DIRECTORS
PROPOSAL #6: ELECT OR RATIFY DIRECTORS, SECRETARY AND ISSUER YES AGAINST AGAINST
OFFICERS
PROPOSAL #7: ELECT OR RATIFY CHAIRMEN OF AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICES COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #9: APPROVE GRANTING OF POWERS ISSUER YES AGAINST AGAINST
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Befimmo SA
TICKER: BEFB CUSIP: B09186105
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 3.45 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT BARBARA DE SAEDELEER AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #8: REELECT SOPHIE MALARME-LECLOUX AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9: REELECT SOPHIE GOBLET AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT BENOIT GODTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT GUY VAN WYMERSCH-MOONS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #14: APPROVE SEVERANCE AGREEMENTS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE CHANGE-OF-CONTROL CLAUSES ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bega Cheese Ltd.
TICKER: BGA CUSIP: Q14034104
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT MAX ROBERTS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT RICHARD PLATTS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beiersdorf AG
TICKER: BEI CUSIP: D08792109
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.70 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #6.1: ELECT HONG CHOW TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT BEATRICE DREYFUS AS ALTERNATE ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital International Airport Co., Ltd.
TICKER: 694 CUSIP: Y07717104
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HAN ZHILIANG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital International Airport Co., Ltd.
TICKER: 694 CUSIP: Y07717104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND INDEPENDENT AUDITOR'S REPORT
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITORS AND PRICEWATERHOUSECOOPERS
AS INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6.1: ELECT LIU XUESONG AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.2: ELECT HAN ZHILIANG AS DIRECTOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #6.3: ELECT GAO LIJIA AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HER SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HER
REMUNERATION
PROPOSAL #6.4: ELECT GAO SHIQING AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.5: ELECT YAO YABO AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.6: ELECT MA ZHENG AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.7: ELECT CHENG CHI MING, BRIAN AS SHAREHOLDER YES FOR FOR
DIRECTOR, APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE
BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.8: ELECT JAPHET SEBASTIAN LAW AS SHAREHOLDER YES FOR FOR
DIRECTOR, APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE
BOARD TO FIX HIS REMUNERATION
PROPOSAL #6.9: ELECT JIANG RUIMING AS DIRECTOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #6.10: ELECT LIU GUIBIN AS DIRECTOR, APPROVE SHAREHOLDER YES FOR FOR
HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.11: ELECT ZHANG JIALI AS DIRECTOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #7.1: ELECT SONG SHENGLI AS SUPERVISOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #7.2: ELECT DONG ANSHENG AS SUPERVISOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #7.3: ELECT WANG XIAOLONG AS SUPERVISOR, SHAREHOLDER YES FOR FOR
APPROVE HIS SERVICE CONTRACT, AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE DONGHUAN EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE THE LIUJIN EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #3: APPROVE THE CHONGQING EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #4: APPROVE THE SHENYANG EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENTS AND AMENDED ISSUER YES FOR FOR
NON-COMPETITION DEED AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE SUBSCRIPTION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUN SHAOLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SU JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YANG WEIBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LI ZHANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT ON USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS FUND RAISING ACTIVITIES
PROPOSAL #6: APPROVE SELF-ASSESSMENT REPORT ON THE ISSUER YES FOR FOR
COMPANY'S PROPERTY DEVELOPMENT BUSINESS AND RELATED
UNDERTAKINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 11/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TANG YANAN AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ARRANGEMENTS IN RESPECT OF ISSUER YES FOR FOR
DOMESTIC BONDS IN THE PRC
PROPOSAL #2: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF DOMESTIC CORPORATE BONDS
PROPOSAL #3: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
PROPOSED A SHARE OFFERING AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PREVIOUS FUND RAISING ACTIVITIES
PROPOSAL #3: APPROVE SELF-ASSESSMENT REPORT ON THE ISSUER YES FOR FOR
COMPANY'S PROPERTY DEVELOPMENT BUSINESS AND RELATED
UNDERTAKINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED A SHARE OFFERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL AGREEMENT INCLUDING ISSUER YES FOR FOR
THE PROPOSED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Capital Land Ltd.
TICKER: 2868 CUSIP: Y0771C103
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI XIAOBIN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Enterprises Holdings Ltd.
TICKER: 00392 CUSIP: Y07702122
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHOU SI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI FUCHENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT E MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT JIANG XINHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT LAM HOI HAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT MA SHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Enterprises Medical and Health Industry Group Ltd.
TICKER: 2389 CUSIP: G0957Q108
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT LIU XUE HANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ROBERT WINSLOW KOEPP AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT WU YONG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT GARY ZHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE ERNST & YOUNG CPA AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Enterprises Water Group Ltd.
TICKER: 371 CUSIP: G0957L109
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHANG TIEFU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT QI XIAOHONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT KE JIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT ZHANG GAOBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT WANG KAIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: AMEND BYE-LAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Gas Blue Sky Holdings Limited
TICKER: N/A CUSIP: G09587109
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT CHENG MING KIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT HUNG TAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT LI WEIQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT MA ARTHUR ON-HING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT PANG SIU YIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Jingneng Clean Energy Co., Ltd.
TICKER: 579 CUSIP: Y0R7A0107
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHAO WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT HUANG XIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHAN YIN TSUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS UNDER THE FRAMEWORK HEAT SALE AND
PURCHASE AGREEMENT AND THE PROPOSED ANNUAL CAPS
PROPOSAL #5: APPROVE THE DEPOSIT SERVICE RECEIVED ISSUER YES FOR FOR
UNDER THE FINANCIAL SERVICES FRAMEWORK AGREEMENT AND
THE PROPOSED ANNUAL CAPS
PROPOSAL #6: ELECT CHEN RUIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ZHU YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT GUO MINGXING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LI DAWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHU BAOCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT YU ZHONGFU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT ZHANG FUSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT HAN XIAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE THE PROPOSED REMUNERATION ISSUER YES FOR FOR
ADJUSTMENT OF INDEPENDENT NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Jingneng Clean Energy Co., Ltd.
TICKER: 579 CUSIP: Y0R7A0107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 AUDITORS' REPORT AND ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE RUIHUA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS DOMESTIC AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE 2017 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2017 INVESTMENT BUSINESS PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT LI XUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT LIU JIAKAI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED SUBSCRIPTION OF NEW DOMESTIC
SHARES OF THE COMPANY
PROPOSAL #14: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED SUBSCRIPTION OF NEW H SHARES
OF THE COMPANY
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing North Star Company Ltd
TICKER: 588 CUSIP: Y0770G105
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LI WEI-DONG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing North Star Company Ltd
TICKER: 588 CUSIP: Y0770G105
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION OF THE GUARANTEES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
HANGZHOU CHENXU PROPERTY COMPANY LIMITED
PROPOSAL #3: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
MEDIUM TERM NOTES
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF MEDIUM TERM NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing North Star Company Ltd
TICKER: 588 CUSIP: Y0770G105
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUTHORIZATION IN RELATION TO ISSUER YES FOR FOR
CORPORATE GUARANTEE
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION SCHEME AND ISSUER YES FOR FOR
CAPITAL RESERVE FUND CONVERSION
PROPOSAL #7: APPROVE DEBT FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPOINT PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE DOMESTIC
AND INTERNATIONAL AUDITORS AND TO FIX THEIR
REMUNERATION
PROPOSAL #11: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
PROPOSAL #12: APPROVE REGISTRATION AND ISSUANCE OF SHAREHOLDER YES FOR FOR
PERPETUAL MEDIUM-TERM NOTES
PROPOSAL #13: APPROVE ISSUANCE OF DEBT FINANCING SHAREHOLDER YES FOR FOR
INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Urban Construction Design & Development Group Co. Ltd.
TICKER: 1599 CUSIP: Y0776U108
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTEGRATED SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: ELECT YUAN GUOYUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHAO HONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YAN LIANYUAN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beijing Urban Construction Design & Development Group Co. Ltd.
TICKER: 1599 CUSIP: Y0776U108
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND ITS SUMMARY
PROPOSAL #3: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DIVIDEND DECLARATION PROPOSAL
PROPOSAL #4: APPROVE ERNST & YOUNG AS EXTERNAL ISSUER YES FOR FOR
AUDITORS AND FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE 2017 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Belc Co.
TICKER: 9974 CUSIP: J0428M105
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 32
PROPOSAL #2.1: ELECT DIRECTOR HARASHIMA, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OSHIMA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HARASHIMA, ISSEI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UEDA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HARASHIMA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WATANABE, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKANO, HATSUO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAKAMURA, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OSUGI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR UEDA, KANJI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR FURUKAWA, TOMOKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR MURAI, SHOHEI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YOSHIZAWA, SHUNICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Belimo Holding AG
TICKER: BEAN CUSIP: H07171103
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 75 PER SHARE
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1.1: REELECT ADRIAN ALTENBURGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.2: REELECT PATRICK BURKHALTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.3: REELECT MARTIN HESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT HANS PETER WEHRLI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.5: REELECT MARTIN ZWYSSIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.1: REELECT HANS PETER WEHRLI AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.2.2: REELECT MARTIN ZWYSSIG AS DEPUTY ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.3.1: APPOINT AS ADRIAN ALTENBURGER MEMBER ISSUER YES FOR FOR
AND CHAIRMAN OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.2: APPOINT AS PATRICK BURKHALTER MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.3: APPOINT MARTIN HESS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.4: DESIGNATE PROXY VOTING SERVICES GMBH ISSUER YES FOR FOR
AS INDEPENDENT PROXY
PROPOSAL #5.5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 800,000
PROPOSAL #6.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 4.36 MILLION
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bell AG
TICKER: BELL CUSIP: H0727E103
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 7.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: CHANGE COMPANY NAME TO BELL FOOD GROUP ISSUER YES FOR FOR
AG
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 500,000
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 3 MILLION
PROPOSAL #6.1: REELECT JOERG ACKERMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT RETO CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: REELECT IRENE KAUFMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: REELECT ANDREAS LAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: REELECT WERNER MARTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.6: REELECT HANSUELI LOOSLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: REELECT HANSUELI LOOSLI AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7.1: APPOINT IRENE KAUFMANNAS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.2: REAPPOINT ANDREAS LAND AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8: DESIGNATE ANDREAS FLUECKIGER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellamy's Australia Limited
TICKER: BAL CUSIP: Q1409B102
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF OPTIONS TO LAURA ISSUER YES FOR FOR
MCBAIN, CEO OF THE COMPANY
PROPOSAL #4a: ELECT PATRIA MANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT CHARLES SITCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT ROB WOOLLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellamy's Australia Limited
TICKER: BAL CUSIP: Q1409B102
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT JAN CAMERON AS DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #1b: ELECT CHAN WAI-CHAN AS DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #1d: ELECT RODD PETERS AS DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #2: REMOVE PATRIA MANN AS DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #3: REMOVE LAUNA (LORNA) INMAN AS DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: REMOVE MICHAEL WADLEY AS DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REMOVE CHARLES SITCH AS DIRECTOR SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REMOVE ADDITIONAL DIRECTORS APPOINTED SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Belle International Holdings Ltd
TICKER: 1880 CUSIP: G09702104
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4a1: ELECT TANG KING LOY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a2: ELECT HO KWOK WAH, GEORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a3: ELECT CHAN YU LING, ABRAHAM AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4a4: ELECT XUE QIUZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BELLSYSTEM24 Holdings Inc.
TICKER: 6183 CUSIP: ADPV30685
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2.1: ELECT DIRECTOR TSUGE, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HAYATA, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUMURA, ICHIZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KANAZAWA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHINGU, TATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUGIMOTO, YUJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHIZAKA, NOBUYA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TSURUMAKI, AKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKAHASHI, MAKIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KIJIMA, ISSUER YES FOR FOR
KENICHI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YOGO, MASAMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Belluna Co. Ltd.
TICKER: 9997 CUSIP: J0428W103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6.25
PROPOSAL #2.1: ELECT DIRECTOR YASUNO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YASUNO, YUICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHISHIDO, JUNKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OIKAWA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIMOKAWA, HIDESHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUDA, TOMOHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HAGIHARA, YASUO
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WATABE, YUKIMITSU
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
MEMBER YAMAGATA, HIDEKI
PROPOSAL #4: APPOINT NIHOMBASHI AUDIT CO. AS NEW ISSUER YES FOR FOR
EXTERNAL AUDIT FIRM
PROPOSAL #5: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellway plc
TICKER: BWY CUSIP: G09744155
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN WATSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: RE-ELECT TED AYRES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KEITH ADEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MIKE TOMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN CUTHBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PAUL HAMPDEN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DENISE JAGGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: APPROVE SALE OF A PROPERTY BY BELLWAY ISSUER YES FOR FOR
HOMES LIMITED TO TED AYRES
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AMEND SAVINGS RELATED SHARE OPTION ISSUER YES FOR FOR
SCHEME
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bendigo and Adelaide Bank Ltd.
TICKER: BEN CUSIP: Q1458B102
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT JAN HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ROB HUBBARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JIM HAZEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ROBERT JOHANSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
AND DEFERRED SHARES TO THE MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benefit One Inc.
TICKER: 2412 CUSIP: J0447X108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CHANGE LOCATION OF ISSUER YES FOR FOR
HEAD OFFICE
PROPOSAL #2.1: ELECT DIRECTOR FUKASAWA, JUNKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIRAISHI, NORIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUZUKI, MASAKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OZAKI, KENJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUBO, NOBUYASU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HAMADA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TANAKA, HIDEYO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NAKAGAWA, ISSUER YES FOR FOR
MAKOTO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
NOMURA, KAZUFUMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benesse Holdings Inc
TICKER: 9783 CUSIP: J0429N102
MEETING DATE: 6/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ADACHI, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWATA, SHINJIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUKUHARA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKIYAMA, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMASAKI, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUJIMURA, KIYOYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUKUTAKE, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YASUDA, RYUJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KUWAYAMA, NOBUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ISHIGURO, ISSUER YES FOR FOR
MIYUKI
PROPOSAL #4: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beneteau SA
TICKER: BEN CUSIP: F09419106
MEETING DATE: 1/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TRANSACTION WITH BH RE: CURRENT ISSUER YES FOR FOR
ACCOUNT WAIVER
PROPOSAL #4: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH HERVE GASTINEL, CHRISTOPHE CAUDRELIER,
AND JEAN-PAUL CHAPELEAU
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF YVES ISSUER YES FOR FOR
LYON-CAEN, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #6: ADVISORY VOTE ON COMPENSATION OF LOUIS- ISSUER YES FOR FOR
CLAUDE ROUX, VICE-CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #7: ADVISORY VOTE ON COMPENSATION OF HERVE ISSUER YES FOR FOR
GASTINEL, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHE CAUDRELIER, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF CLARA ISSUER YES FOR FOR
DEMARIA, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR
PAUL CHAPELEAU, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
AYMERIC DUTHOIT, MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #12: APPROVE TREATMENT OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.10 PER SHARE
PROPOSAL #13: REELECT CLAUDE BRIGNON AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #14: ELECT ANNE LEITZGEN AS SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 300,000
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bengang Steel Plates Co., Ltd.
TICKER: 200761 CUSIP: Y0782P101
MEETING DATE: 12/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PRIVATE PLACEMENT OF SHARES
PROPOSAL #2.1: APPROVE SHARE TYPE AND PAR VALUE ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE ISSUE MANNER AND ISSUE TIME ISSUER YES FOR FOR
PROPOSAL #2.3: APPROVE ISSUE PRICE AND PRICING BASIS ISSUER YES FOR FOR
PROPOSAL #2.4: APPROVE ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #2.5: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD
PROPOSAL #2.6: APPROVE LOCK-UP PERIOD ISSUER YES FOR FOR
PROPOSAL #2.7: APPROVE LISTING EXCHANGE ISSUER YES FOR FOR
PROPOSAL #2.8: APPROVE AMOUNT AND INTENDED USAGE OF ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #2.9: APPROVE DISTRIBUTION ARRANGEMENT OF ISSUER YES FOR FOR
UNDISTRIBUTED EARNINGS
PROPOSAL #2.10: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PLAN ON PRIVATE PLACEMENT OF ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS (2016 DECEMBER REVISION)
PROPOSAL #5: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS AND THE RELEVANT MEASURES TO BE TAKEN (2016
DECEMBER REVISION)
PROPOSAL #6: APPROVE AUTHORIZATION OF BOARD TO HANDLE ISSUER YES FOR FOR
ALL RELATED MATTERS
PROPOSAL #7.1: ELECT WANG SHU AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #7.2: ELECT TANG CHAOSHENG AS NON- SHAREHOLDER YES FOR N/A
INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE ADJUSTMENT TO THE FINANCIAL SHAREHOLDER YES FOR N/A
SERVICE AGREEMENT WITH BENGANG GROUP FINANCE COMPANY
LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bengang Steel Plates Co., Ltd.
TICKER: 200761 CUSIP: Y0782P101
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2017 INVESTMENT FRAMEWORK PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2017 DAILY RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE RE-SIGNING OF RAW MATERIALS AND ISSUER YES FOR FOR
SERVICES SUPPLY CONTRACT
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #12: APPROVE PROVISION FOR ASSET IMPAIRMENT, ISSUER YES FOR FOR
INVENTORY DEPRECIATION AND BAD DEBTS
PROPOSAL #13: APPROVE USE OF OWN FUNDS TO CONDUCT ISSUER YES FOR FOR
ENTRUSTED ASSET MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beni Stabili S.p.A. SIIQ
TICKER: BNS CUSIP: T19807139
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE CAPITAL INCREASE WITH PREEMPTIVE ISSUER YES FOR FOR
RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BEP International Holdings Ltd.
TICKER: 2326 CUSIP: G10044140
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHANG HONGHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WANG ZHONGHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHEUNG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT REN HAISHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE CROWE HORWATH (HK) CPA LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berendsen plc
TICKER: BRSN CUSIP: G1011R108
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JAMES DRUMMOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT KEVIN QUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAIN FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MAARIT AARNI-SIRVIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT LUCY DIMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAVID LOWDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDREW WOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berger Paints India Ltd
TICKER: 509480 CUSIP: Y0807G169
MEETING DATE: 7/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS ISSUE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berger Paints India Ltd
TICKER: 509480 CUSIP: Y0807G169
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT KULDIP SINGH DHINGRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S. R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ABHIJIT ROY AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
PROPOSAL #6: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES AGAINST AGAINST
EMPLOYEES/DIRECTORS OF THE COMPANY UNDER THE BERGER
PAINTS INDIA LIMITED EMPLOYEES STOCK OPTION PLAN 2016
PROPOSAL #7: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES AGAINST AGAINST
EMPLOYEES/DIRECTORS OF THE SUBSIDIARY COMPANIES
UNDER THE BERGER PAINTS INDIA LIMITED EMPLOYEES STOCK
OPTION PLAN 2016
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berjaya Auto Berhad
TICKER: BJAUTO CUSIP: Y0873J105
MEETING DATE: 10/6/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT LEE KOK CHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ABDUL MANAP BIN ABD WAHAB AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT ARIFF FADZILLAH BIN SYED ISSUER YES FOR FOR
AWALLUDDIN AS DIRECTOR
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berjaya Corporation Berhad
TICKER: BJCORP CUSIP: Y08366125
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT VIVIENNE CHENG CHI FAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT FREDDIE PANG HOCK CHENG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT DICKSON TAN YONG LOONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MOHD ZAIN BIN AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NERINE TAN SHEIK PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ABDUL RAHIM BIN HAJI DIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ABDUL RAHIM BIN HAJI DIN TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #14: APPROVE YUSOFF @ MOHD YUSOFF BIN JAAFAR ISSUER YES FOR FOR
TO CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE
DIRECTOR
PROPOSAL #15: APPROVE MOHD ZAIN BIN AHMAD TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berjaya Sports Toto Berhad
TICKER: BJTOTO CUSIP: Y0849N107
MEETING DATE: 10/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT ROBIN TAN YEONG CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHAN KIEN SING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ROBERT YONG KUEN LOKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NERINE TAN SHEIK PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berli Jucker Public Co Ltd
TICKER: BJC CUSIP: Y0872M174
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT CHAIYUT PILUN-OWAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT THIRASAKDI NATHIKANCHANALAB AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT THAPANEE TECHAJAREONVIKUL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5.4: ELECT PIROM KAMOLRATANAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT KRISNA POLANANTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bermaz Auto Berhad
TICKER: BAUTO CUSIP: Y0873J105
MEETING DATE: 3/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LISTING OF BERMAZ AUTO ISSUER YES FOR FOR
PHILIPPINES INC. ON THE MAIN BOARD OF THE PHILIPPINE
STOCK EXCHANGE, INC.
PROPOSAL #2: APPROVE ALLOCATION OF OPTIONS TO YEOH ISSUER YES FOR FOR
CHOON SAN UNDER THE ESOP
PROPOSAL #3: APPROVE ALLOCATION OF OPTIONS TO LEE KOK ISSUER YES FOR FOR
CHUAN UNDER THE ESOP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bertrandt Aktiengesellschaft
TICKER: BDT CUSIP: D1014N107
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #5: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BERTRANDT SOLUTIONS GMBH
PROPOSAL #6: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BERTRANDT BETEILIGUNGEN GMBH
PROPOSAL #7: APPROVE CREATION OF EUR 4 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES AGAINST AGAINST
AUDITORS FOR FISCAL 2016/2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BES Engineering Corporation
TICKER: 2515 CUSIP: Y08736103
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND ENDORSEMENT AND GUARANTEES
PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #8.1: ELECT YAN JUN TAI, REPRESENTATIVE OF ISSUER YES FOR FOR
SHEEN CHUEN CHI CULTURAL AND EDUCATION FOUNDATION
WITH SHAREHOLDER NO. 73896 AS NON-INDEPENDENT
PROPOSAL #8.2: ELECT BAI JUN NAN, REPRESENTATIVE OF ISSUER YES FOR FOR
SHEEN CHUEN CHI CULTURAL AND EDUCATION FOUNDATION
WITH SHAREHOLDER NO. 73896 AS NON-INDEPENDENT
PROPOSAL #8.3: ELECT TSAI CHAO LUN, REPRESENTATIVE OF ISSUER YES FOR FOR
FU XING GARMENT CO., LTD WITH SHAREHOLDER NO. 108137
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT LIN KE MING, REPRESENTATIVE OF ISSUER YES FOR FOR
CHINA PETROCHEMICAL DEVELOPMENT CORP WITH SHAREHOLDER
NO. 95866 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT LIU LIANG HAI, REPRESENTATIVE OF ISSUER YES FOR FOR
CHANG LI CO., LTD WITH SHAREHOLDER NO. 508638 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT CHEN WEN KE, REPRESENTATIVE OF ISSUER YES FOR FOR
TIAN JING INVESTMENT CO., LTD WITH SHAREHOLDER NO.
61322 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LU HE YI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
528896 AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT GE SHU REN WITH ID NO. ISSUER YES FOR FOR
Q120868XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT CHANG FAN WITH ID NO. A110387XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Besiktas Futbol Yatirimlari Sanayi ve Ticaret AS
TICKER: BJKAS CUSIP: M20116105
MEETING DATE: 1/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Best Denki Co. Ltd.
TICKER: 8175 CUSIP: J04326120
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 1
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR ONO, KOJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YANAGITA, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OGATA, MASANOBU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OKAMOTO, JUN ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ARAI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KUSAMURA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR UENO, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SASAKI, KATSUMI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR YAMASHIBU, YUKINORI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR MATSUZAKI, ISSUER YES AGAINST AGAINST
TAKASHI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
INOUE, KENJI
PROPOSAL #6: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER YES AGAINST AGAINST
YAMADA DENKI CO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Betsson AB
TICKER: BETS B CUSIP: W1556U310
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (5) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN �� ISSUER YES AGAINST AGAINST
THE AGGREGATE AMOUNT OF SEK 2.21 MILLION; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #14: REELECT PONTUS LINDWALL (CHAIR), ISSUER YES FOR FOR
PATRICK SVENSK, KICKI WALLJE-LUND, MARTIN WATTIN AND
JAN NORD AS DIRECTORS
PROPOSAL #15: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF THREE OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17a: APPROVE INCENTIVE PROGRAM BASED ON ISSUER YES FOR FOR
TRADABLE WARRANTS MAINLY FOR EMPLOYEES IN SWEDEN
PROPOSAL #17b: APPROVE WARRANTS PLAN FOR KEY ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #17c: APPROVE ISSUANCE OF CLASS C SHARES IN ISSUER YES FOR FOR
CONNECTION WITH INCENTIVE PROGRAMS
PROPOSAL #17d: APPROVE REPURCHASE OF CLASS C SHARES ISSUER YES FOR FOR
IN CONNECTION WITH INCENTIVE PROGRAMS
PROPOSAL #18: APPROVE 1:2 STOCK SPLIT; APPROVE SEK 48 ISSUER YES FOR FOR
MILLION REDUCTION IN SHARE CAPITAL VIA SHARE
CANCELLATION; APPROVE CAPITALIZATION OF RESERVES OF
SEK 48 MILLION FOR A BONUS ISSUE
PROPOSAL #19: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #20: APPROVE ISSUANCE OF UP TO 14.4 MILLION ISSUER YES FOR FOR
CLASS B SHARES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bezeq The Israeli Telecommunication Corp. Ltd.
TICKER: BEZQ CUSIP: M2012Q100
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDEND OF NIS 665 MILLION ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bezeq The Israeli Telecommunication Corp. Ltd.
TICKER: BEZQ CUSIP: M2012Q100
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY AMENDED SERVICES AGREEMENT ISSUER YES FOR FOR
BETWEEN SPACE COMMUNICATION LTD. AND D.B.S. SATELLITE
SERVICES (1998) LTD.
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bezeq The Israeli Telecommunication Corp. Ltd.
TICKER: BEZQ CUSIP: M2012Q100
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bezeq The Israeli Telecommunication Corp. Ltd.
TICKER: BEZQ CUSIP: M2012Q100
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT SHAUL ELOVITCH AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT OR ELOVITCH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT ORNA ELOVITCH-PELED AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
PROPOSAL #3.4: REELECT RAMI NOMKIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.5: REELECT JOSHUA ROSENSWEIG AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.6: ELECT DAVID GRANOT AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ISSUE INDEMNIFICATION AGREEMENT TO DAVID ISSUER YES FOR FOR
GRANOT
PROPOSAL #5: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AMEND MONTHLY COMPENSATION OF CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BGEO Group plc
TICKER: BGEO CUSIP: G1226S107
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT NEIL JANIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IRAKLI GILAURI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID MORRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALASDAIR BREACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KIM BRADLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT TAMAZ GEORGADZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT HANNA LOIKKANEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BGF Retail Co. Ltd.
TICKER: A027410 CUSIP: Y0R25T101
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KIM NAN-DO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BGP Holdings Plc
TICKER: N/A CUSIP: ADPC01061
MEETING DATE: 7/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES ABSTAIN AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE AUDITORS ISSUER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Electronics Limited
TICKER: 500049 CUSIP: Y0881Q117
MEETING DATE: 3/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Electronics Ltd.
TICKER: 500049 CUSIP: Y0881Q117
MEETING DATE: 9/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Electronics Ltd.
TICKER: 500049 CUSIP: Y0881Q117
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT M L SHANMUKH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT KUSUM SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT BHASKAR RAMAMURTHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT R K SHEVGAONKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT USHA MATHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT SHARAD SANGHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT GIRISH KUMAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT NATARAJ KRISHNAPPA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Financial Inclusion Limited
TICKER: 533228 CUSIP: Y8084Y100
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES AND OTHER DEBT SECURITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Financial Inclusion Limited
TICKER: 533228 CUSIP: Y8084Y100
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT PARESH D. PATELAS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE S. R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ELECT RAJENDER MOHAN MALLA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
M. RAMACHANDRA RAO AS MANAGING DIRECTOR AND CEO
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Forge Ltd.
TICKER: 500493 CUSIP: Y08825179
MEETING DATE: 8/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT B. P. KALYANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT P. C. BHALERAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S R B C & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF B. P. KALYANI AS EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF S. E. TANDALE AS EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Heavy Electricals Ltd.
TICKER: 500103 CUSIP: Y0882L133
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT D. BANDYOPADHYAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT AMITABH MATHUR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT SUBRATA BISWAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT RAJESH KISHORE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT KESHAV N. DESIRAJU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT R. SWAMINATHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT T. CHOCKALINGAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT SUBHASH CHANDRA PANDEY AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #13: ELECT AKHIL JOSHI AS DIRECTOR ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Petroleum Corporation Ltd.
TICKER: BPCL CUSIP: Y0882Z116
MEETING DATE: 7/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharat Petroleum Corporation Ltd.
TICKER: BPCL CUSIP: Y0882Z116
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDENDS AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT SHRIKANT PRAKASH GATHOO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
BONDS/DEBENTURES AND/OR OTHER DEBT SECURITIES
PROPOSAL #6: APPROVE MATERIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: ELECT RAJESH KUMAR MANGAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT DEEPAK BHOJWANI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT DEGOPAL CHANDRA NANDA AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #10: ELECT ANANT KUMAR SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT RAMESH SRINIVASAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT RAMAMOORTHY RAMACHANDRAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT CHUA SOCK KOONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: REELECT RAKESH BHARTI MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SUNIL BHARTI MITTAL AS CHAIRMAN OF THE COMPANY
PROPOSAL #9: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
GOPAL VITTAL, MANAGING DIRECTOR AND CEO (INDIA AND
SOUTH ASIA)
PROPOSAL #10: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharti Airtel Ltd.
TICKER: 532454 CUSIP: Y0885K108
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES ON PRIVATE PLACEMENT BASIS
PROPOSAL #2: APPROVE TRANSFER OF INVESTMENT IN BHARTI ISSUER YES FOR FOR
AIRTEL INTERNATIONAL (MAURITIUS) LIMITED, MAURITIUS
TO NETWORK I2I LIMITED, MAURITIUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bharti Infratel Ltd.
TICKER: INFRATEL CUSIP: Y0R86J109
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT MARK CHIN KOK CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S.R. BATLIBOI & ASSOCIATES LLP ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: REELECT RAJAN BHARTI MITTAL AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BHP Billiton Limited
TICKER: BHP CUSIP: Q1498M100
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPOINT KPMG LLP AS AUDITOR OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
PROPOSAL #4: APPROVE GENERAL AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES IN BHP BILLITON PLC
PROPOSAL #5: APPROVE GENERAL AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES IN BHP BILLITON PLC FOR CASH
PROPOSAL #6: APPROVE THE REPURCHASE OF SHARES IN BHP ISSUER YES FOR FOR
BILLITON PLC
PROPOSAL #7: APPROVE THE REMUNERATION REPORT OTHER ISSUER YES FOR FOR
THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION
POLICY
PROPOSAL #8: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE THE GRANT OF AWARDS TO ANDREW ISSUER YES FOR FOR
MACKENZIE, EXECUTIVE DIRECTOR OF THE COMPANY
PROPOSAL #10: ELECT KEN MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MALCOLM BRINDED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MALCOLM BROOMHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT PAT DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT CAROLYN HEWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT ANDREW MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: ELECT WAYNE MURDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT JAC NASSER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BHP Billiton plc
TICKER: BLT CUSIP: G10877101
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE THE RISK AND AUDIT COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #5: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE REMUNERATION REPORT FOR UK LAW ISSUER YES FOR �� FOR
PURPOSES
PROPOSAL #8: APPROVE REMUNERATION REPORT FOR ISSUER YES FOR FOR
AUSTRALIAN LAW PURPOSES
PROPOSAL #9: APPROVE GRANT OF AWARDS UNDER THE ISSUER YES FOR FOR
GROUP'S LONG TERM INCENTIVE PLAN TO ANDREW MACKENZIE
PROPOSAL #10: ELECT KEN MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MALCOLM BRINDED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MALCOLM BROOMHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT PAT DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT CAROLYN HEWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT ANDREW MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT WAYNE MURDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: RE-ELECT JAC NASSER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BIC CAMERA INC.
TICKER: 3048 CUSIP: J04516100
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR MIYAJIMA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWAMURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NOGUCHI, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR URANISHI, TOMOYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ABE, TORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAMI, YUSUKE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KIMURA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MORIOKA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAMURA, EIJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OTSUKA, NORIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NAMAI, TOSHISHIGE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR SATO, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR YAMADA, NOBORU ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KOIZUMI, ISSUER YES FOR FOR
MARIKO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OHARA, ISSUER YES FOR FOR
HISANORI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
HIRAI, SADAO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BID Corporation Limited
TICKER: BID CUSIP: S11881109
MEETING DATE: 11/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT KPMG AS AUDITORS OF THE COMPANY ISSUER YES FOR FOR
WITH MOHAMMED HASSAN AS THE INDIVIDUAL REGISTERED
AUDITOR
PROPOSAL #2.1: ELECT BERNARD BERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PAUL BALOYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DOUGLAS BAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT NIGEL PAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT HELEN WISEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DOLLY MOKGATLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DAVID CLEASBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT BRIAN JOFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PAUL BALOYI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.2: ELECT NIGEL PAYNE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3.3: ELECT HELEN WISEMAN AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.1: ADOPT POLICY ON BASE PACKAGE AND ISSUER YES FOR FOR
BENEFITS
PROPOSAL #4.2: ADOPT POLICY ON SHORT-TERM INCENTIVES ISSUER YES FOR FOR
PROPOSAL #4.3: ADOPT POLICY ON LONG-TERM INCENTIVES ISSUER YES FOR FOR
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRO RATA REDUCTION OF STATED ISSUER YES FOR FOR
CAPITAL IN LIEU OF DIVIDEND
PROPOSAL #8: AUTHORISE CREATION AND ISSUANCE OF ISSUER YES FOR FOR
CONVERTIBLE DEBENTURES OR OTHER CONVERTIBLE
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big Shopping Centers Ltd.
TICKER: BIG CUSIP: M2014C109
MEETING DATE: 1/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWING CONSULTING AGREEMENT ISSUER YES FOR FOR
BETWEEN THE COMPANY AND YEHUDA NAFTALI, CHAIRMAN AND
CONTROLLING SHAREHOLDER
PROPOSAL #2: APPROVE GRANT LETTERS OF INDEMNIFICATION ISSUER YES FOR FOR
AND EXEMPTION AGREEMENTS FOR DANIEL NAFTALI
PROPOSAL #3: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big Yellow Group plc
TICKER: BYG CUSIP: G1093E108
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TIM CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RICHARD COTTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JAMES GIBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GEORGINA HARVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STEVE JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ADRIAN LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARK RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JOHN TROTMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT NICHOLAS VETCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bilfinger SE
TICKER: GBF CUSIP: D11648108
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER THOMAS BLADES FOR FISCAL 2016
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER MICHAEL BERNHARDT FOR FISCAL 2016
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER KLAUS PATZAK FOR FISCAL 2016
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER JOCHEN KEYSBERG FOR FISCAL 2016
PROPOSAL #3.5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER AXEL SALZMANN FOR FISCAL 2016
PROPOSAL #3.6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER PER UTNEGAARD FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER ECKHARD CORDES FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER STEPHAN BRUECKNER FOR FISCAL 2016
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER AGNIESZKA AL-SELWI FOR FISCAL 2016
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER WOLFGANG BUNGE FOR FISCAL 2016
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER DOROTHEE ANNA DEURING FOR FISCAL 2016
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER JOHN FELDMANN FOR FISCAL 2016
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER LONE FONSS SCHRODER FOR FISCAL 2016
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER RALPH HECK FOR FISCAL 2016
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MARION HELMES FOR FISCAL 2016
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER SUSANNE HUPE FOR FISCAL 2016
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER THOMAS KERN FOR FISCAL 2016
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER INGO KLOETZER FOR FISCAL 2016
PROPOSAL #4.13: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER RAINER KNERLER FOR FISCAL 2016
PROPOSAL #4.14: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER JANNA KOEKE FOR FISCAL 2016
PROPOSAL #4.15: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER EMMA PHILLIPS FOR FISCAL 2016
PROPOSAL #4.16: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER HANS PETER RING FOR FISCAL 2016
PROPOSAL #4.17: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER JOERG SOMMER FOR FISCAL 2016
PROPOSAL #4.18: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER UDO STARK FOR FISCAL 2016
PROPOSAL #4.19: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER JENS TISCHENDORF FOR FISCAL 2016
PROPOSAL #4.20: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MAREK WROBEL FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #6: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 500 MILLION; APPROVE CREATION OF EUR 13.3 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #8: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bilia AB
TICKER: BILI A CUSIP: W1600Y151
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 8.00 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (10) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 335,000 FOR CHAIRMAN AND VICE-
CHAIRMAN AND SEK 210,000 FOR OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK
PROPOSAL #14: REELECT INGRID JONASSON BLANK, EVA ISSUER YES FOR FOR
CEDERBALK, ANNA ENGEBRETSEN, JACK FORSGREN, LAILA
FREIVALDS, MATS HOLGERSON, GUSTAV LINDNER, JAN
PETTERSSON, MATS QVIBERG (CHAIRMAN) AND JON RISFELT
PROPOSAL #15: RATIFY KPMG AS AUDITOR; APPROVE ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: AMEND ARTICLES RE: SET MINIMUM (SEK 200 ISSUER YES FOR FOR
MILLION) AND MAXIMUM (SEK 800 MILLION) SHARE
CAPITAL; SET MINIMUM (90 MILLION) AND MAXIMUM (360
MILLION) NUMBER OF SHARES; LOCATION OF GENERAL
MEETING; DEPUTY DIRECTOR
PROPOSAL #18: APPROVE 2:1 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #19: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Billabong International Ltd.
TICKER: BBG CUSIP: Q1502G206
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JASON MOZINGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE EXECUTIVE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF OPTIONS TO NEIL ISSUER YES FOR FOR
FISKE
PROPOSAL #5: APPROVE THE TERMINATION BENEFITS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BillerudKorsnas AB
TICKER: BILL CUSIP: W16021102
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #10a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 4.30 PER SHARE
PROPOSAL #10c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.24 MILLION FOR CHAIRMAN, SEK
825,000 FOR VICE-CHAIRMAN, AND SEK 490,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #14a: REELECT ANDREA GISLE JOOSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14b: REELECT BENGT HAMMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14c: REELECT MIKAEL HELLBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14d: REELECT LENNART HOLM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14e: REELECT MICHAEL M.F. KAUFMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14f: REELECT KRISTINA SCHAUMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14g: ELECT VICTORIA VAN CAMP AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REELECT LENNART HOLM AS BOARD CHAIRMAN; ISSUER YES FOR FOR
REELECT MICHAEL M.F. KAUFMANN AS VICE CHAIRMAN
PROPOSAL #16: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #18a: APPROVE 2017 SHARE MATCHING AND ISSUER YES FOR FOR
PERFORMANCE SHARE PLAN FOR KEY EMPLOYEES
PROPOSAL #18b: APPROVE EQUITY PLAN FINANCING THROUGH ISSUER YES FOR FOR
REPURCHASE OF SHARES
PROPOSAL #18c: APPROVE EQUITY PLAN FINANCING THROUGH ISSUER YES FOR FOR
TRANSFER OF REPURCHASED SHARES
PROPOSAL #19a: ADOPT A ZERO VISION FOR WORKPLACE SHAREHOLDER YES AGAINST N/A
ACCIDENTS
PROPOSAL #19b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING WORKPLACE ACCIDENTS
PROPOSAL #19c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 19B TO BE ANNUALLY PUBLISHED
PROPOSAL #19d: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #19e: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #19f: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 19E TO BE ANNUALLY PUBLISHED
PROPOSAL #19g: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #19h: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #19i: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #19j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 19H
PROPOSAL #19k: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #19l: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD
PROPOSAL #19m: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "COOLING-OFF PERIOD" FOR FORMER
POLITICIANS
PROPOSAL #19n: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #19o: REQUEST BOARD TO BRING ATTENTION TO SHAREHOLDER YES AGAINST N/A
THE SWEDISH GOVERNMENT ABOUT THE NEED FOR REFORM IN
THIS AREA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bim Birlesik Magazalar AS
TICKER: BIMAS CUSIP: M2014F102
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MINUTES OF MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #12: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BinckBank NV
TICKER: BINCK CUSIP: N1375D101
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.a: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4.c: APPROVE DIVIDENDS OF EUR 0.23 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7.d: ELECT M. PIJNENBORG TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: GRANT BOARD AUTHORITY TO ISSUE SHARES UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF MERGER AND EXCLUDING PREEMPTIVE
RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #11: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BINEX Co. Ltd.
TICKER: A053030 CUSIP: Y0887T107
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE HYEOK-JONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Binggrae Co.
TICKER: A005180 CUSIP: Y0887G105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO INSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biocon Limited
TICKER: 532523 CUSIP: Y0905C102
MEETING DATE: 6/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
PROPOSAL #2: APPROVE ISSUANCE OF BONUS SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioMerieux SA
TICKER: BIM CUSIP: F1149Y109
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1 PER SHARE
PROPOSAL #5: APPROVE TRANSACTION WITH FONDATION ISSUER YES FOR FOR
MERIEUX RE: SPONSORSHIP
PROPOSAL #6: APPROVE TRANSACTION WITH FONDATION ISSUER YES FOR FOR
CHRISTOPHE ET RODOLPHE MERIEUX RE: SPONSORSHIP
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-LUC BELINGARD, CHAIRMAN AND CEO
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ALEXANDRE MERIEUX, VICE-CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF VICE-CEO ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 400,000
PROPOSAL #12: ELECT MARIE-PAULE KIENY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT FANNY LETIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RENEW APPOINTMENT OF GRANT THORNTON SIS ISSUER YES FOR FOR
AS AUDITOR
PROPOSAL #15: DECISION NOT TO RENEW ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDIT SA AS ALTERNATE AUDITOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AMEND ARTICLE 12 OF BYLAWS RE: FOUNDER ISSUER YES FOR FOR
AND CHAIRMAN OF THE BOARD
PROPOSAL #18: APPROVE 3-FOR-1 STOCK SPLIT AND AMEND ISSUER YES FOR FOR
BYLAWS ACCORDINGLY
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 4.21 MILLION
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 4.21 MILLION
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #23: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #24: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #26: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 4.21 MILLION FOR BONUS ISSUE OR INCREASE
IN PAR VALUE
PROPOSAL #27: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED INSTRUMENTS WITHOUT PREEMPTIVE RIGHTS
INCLUDING BY COMPANIES OWNING OVER 50 PERCENT OF THE
COMPANY SHARE CAPITAL UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 4.21 MILLION
PROPOSAL #28: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #29: ELIMINATE PREEMPTIVE RIGHTS PURSUANT TO ISSUER YES FOR FOR
ITEM 28 ABOVE, IN FAVOR OF EMPLOYEES
PROPOSAL #30: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 4.21
PROPOSAL #31: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biostime International Holdings Ltd
TICKER: 1112 CUSIP: G11259101
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE TRANSACTIONS AND AUTHORIZE ISSUER YES FOR FOR
ANY ONE DIRECTOR TO HANDLE ALL MATTERS RELATING TO
EACH OF THE TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biostime International Holdings Ltd
TICKER: 1112 CUSIP: G11259101
MEETING DATE: 1/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biostime International Holdings Ltd
TICKER: 1112 CUSIP: G11259101
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT WU XIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT NGAI WAI FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT TAN WEE SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE CHANGE OF ENGLISH NAME AND DUAL ISSUER YES FOR FOR
FOREIGN CHINESE NAME OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bioton SA
TICKER: BIO CUSIP: X07308111
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN; PREPARE LIST OF ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: RECALL SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER SHAREHOLDER YES AGAINST N/A
PROPOSAL #6: APPROVE DECISION ON COVERING COSTS OF ISSUER YES AGAINST AGAINST
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bioton SA
TICKER: BIO CUSIP: X07308111
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN; PREPARE LIST OF ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS AND FINANCIAL STATEMENTS
PROPOSAL #6: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #7: APPROVE SUPERVISORY BOARD REPORTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9.1: APPROVE DISCHARGE OF SLAWOMIR ZIEGERT ISSUER YES FOR FOR
(CEO)
PROPOSAL #9.2: APPROVE DISCHARGE OF JUBO LIU (CEO) ISSUER YES FOR FOR
PROPOSAL #9.3: APPROVE DISCHARGE OF MAREK DZIKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #9.4: APPROVE DISCHARGE OF ADAM POLONKO ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #10.1: APPROVE DISCHARGE OF JUBO LIU ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER/CHAIRMAN)
PROPOSAL #10.2: APPROVE DISCHARGE OF KEITH MELLORS ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #10.3: APPROVE DISCHARGE OF DARIUSZ TRZECIAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER/CHAIRMAN)
PROPOSAL #10.4: APPROVE DISCHARGE OF DAVID COMBERBACH ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #10.5: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
DUKACZEWSKI (SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #10.6: APPROVE DISCHARGE OF JIN HU ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #10.7: APPROVE DISCHARGE OF ALEJANDRO GOMEZ ISSUER YES FOR FOR
BLANCO (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.8: APPROVE DISCHARGE OF ARTUR GABOR ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.9: APPROVE DISCHARGE OF YU LIANG HUANG ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.10: APPROVE DISCHARGE OF HANG LIN ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.11: APPROVE DISCHARGE OF JACEK SLOTALA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.12: APPROVE DISCHARGE OF MACIEJ TYPINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.13: APPROVE DISCHARGE OF VAIDYANATHAN ISSUER YES FOR FOR
VISWANATH (SUPERVISORY BOARD MEMBER)
PROPOSAL #10.14: APPROVE DISCHARGE OF YANMING WANG ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.15: APPROVE DISCHARGE OF XUE XIANG ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #10.16: APPROVE DISCHARGE OF SLAWOMIR ISSUER YES FOR FOR
ZIEGERT (SUPERVISORY BOARD MEMBER)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Birchcliff Energy Ltd.
TICKER: BIR CUSIP: 090697103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR DENNIS A. DAWSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR REBECCA MORLEY ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR LARRY A. SHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR JAMES W. SURBEY �� ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR A. JEFFERY TONKEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: RE-APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bizim Toptan Satis Magazalari A.S.
TICKER: BIZIM CUSIP: M20170102
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES AGAINST AGAINST
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bizlink Holdings Inc.
TICKER: 3665 CUSIP: G11474106
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE
ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BKW AG
TICKER: BKW CUSIP: H10053108
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.60 PER SHARE
PROPOSAL #5a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 1.5 MILLION
PROPOSAL #5b: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 8 MILLION
PROPOSAL #6a1: REELECT URS GASCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a2: REELECT HARTMUT GELDMACHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a3: REELECT MARC-ALAIN AFFOLTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6a4: REELECT GEORGES BINDSCHEDLER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6a5: REELECT KURT SCHAER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a6: REELECT ROGER BAILLOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b: REELECT URS GASCHE AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6c1: REAPPOINT URS GASCHE AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION AND NOMINATION COMMITTEE
PROPOSAL #6c2: REAPPOINT BARBARA EGGER-JENZER AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION AND NOMINATION COMMITTEE
PROPOSAL #6c3: REAPPOINT GEORGES BINDSCHEDLER AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION AND NOMINATION COMMITTEE
PROPOSAL #6d: DESIGNATE ANDREAS BYLAND AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #6e: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackBerry Limited
TICKER: BB CUSIP: 09228F103
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY DATTELS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE SMALDONE ALSUP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARBARA STYMIEST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. PREM WATSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAYNE WOUTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND EQUITY INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #4: RE-APPROVE DEFERRED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackmores Ltd.
TICKER: BKL CUSIP: Q15790100
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT STEPHEN CHAPMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE EXECUTIVE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF SHARES TO CHRISTINE ISSUER YES FOR FOR
HOLGATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bloomberry Resorts Corporation
TICKER: BLOOM CUSIP: Y0927M104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: DETERMINATION OF EXISTENCE OF QUORUM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPORT OF THE PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT ENRIQUE K. RAZON, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT JOSE EDUARDO J. ALARILLA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.3: ELECT THOMAS ARASI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.4: ELECT CHRISTIAN R. GONZALEZ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.5: ELECT DONATO C. ALMEDA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.6: ELECT CARLOS C. EJERCITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT JON RAMON ABOITIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Dart Express Ltd.
TICKER: 526612 CUSIP: Y0916Q124
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT MALCOLM MONTEIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICE WATERHOUSE AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
ANIL KHANNA, MANAGING DIRECTOR
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Dart Express Ltd.
TICKER: 526612 CUSIP: Y0916Q124
MEETING DATE: 2/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT NARENDRA P SARDA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT AIR MARSHAL M. MCMAHON AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #3: APPROVE AMENDMENT IN REMUNERATION TERMS ISSUER YES FOR FOR
OF ANIL KHANNA AS MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Label Telecoms Ltd
TICKER: BLU CUSIP: S12461109
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BLUE LABEL'S PARTICIPATION IN ISSUER YES FOR FOR
THE RECAPITALISATION OF CELL C PROPRIETARY LIMITED
PROPOSAL #2: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS FOR PURPOSES OF THE VENDOR
CONSIDERATION PLACEMENT PURSUANT TO THE CELL C
RECAPITALISATION
PROPOSAL #3: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Label Telecoms Ltd
TICKER: BLU CUSIP: S12461109
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PHUTI MAHANYELE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT BRETT LEVY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JOE MTHIMUNYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT LARRY NESTADT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY WITH DEON
STORM AS THE INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #6: RE-ELECT JOE MTHIMUNYE AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #7: RE-ELECT GARY HARLOW AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #8: RE-ELECT JERRY VILAKAZI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #9: ELECT PHUTI MAHANYELE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #10: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Sky Alternative Investments Ltd.
TICKER: BLA CUSIP: Q16269104
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2a: ELECT JOHN KAIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT KIM MORISON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT ELAINE STEAD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT NICHOLAS DIGNAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
PROFESSIONAL AND SOPHISTICATED INVESTORS
PROPOSAL #4: APPROVE THE ISSUANCE OF OPTIONS TO ISSUER YES FOR FOR
ROBERT SHAND
PROPOSAL #5: APPROVE THE ISSUANCE OF OPTIONS TO ISSUER YES FOR FOR
ELAINE STEAD
PROPOSAL #6: APPROVE THE ISSUANCE OF OPTIONS TO ISSUER YES FOR FOR
NICHOLAS DIGNAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Sky Power Holdings Ltd.
TICKER: UQ7 CUSIP: G13598118
MEETING DATE: 9/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Sky Power Holdings Ltd.
TICKER: UQ7 CUSIP: G13598118
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY'S ENGLISH NAME AND ADOPT ISSUER YES FOR FOR
CHINESE NAME
PROPOSAL #2: ELECT TAM MAN KIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Sky Power Holdings Ltd.
TICKER: UQ7 CUSIP: G13598118
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MASTER AGREEMENT, ANNUAL CAPS ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bluescope Steel Ltd.
TICKER: BSL CUSIP: Q1415L177
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT EWEN CROUCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LLOYD JONES AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: AMEND ARTICLES 1, 24, 50, 51, 63, 65, ISSUER YES FOR FOR
66, 73, 75 AND 81
PROPOSAL #3.2: AMEND ARTICLE 3 RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #3.3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3.4: AMEND ARTICLES RE: MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #3.5: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.6: AMEND ARTICLE 29 ISSUER YES FOR FOR
PROPOSAL #3.7: AMEND ARTICLE 35 AND INCLUDE ARTICLE ISSUER YES FOR FOR
51
PROPOSAL #3.8: AMEND ARTICLE 45 AND INCLUDE ARTICLES ISSUER YES FOR FOR
54 TO 56
PROPOSAL #3.9: AMEND ARTICLE 83 ISSUER YES FOR FOR
PROPOSAL #3.10: APPROVE INCREASE IN BOARD SIZE FROM ISSUER YES FOR FOR
13 TO 14 MEMBERS AND AMEND ARTICLE 83 ACCORDINGLY
PROPOSAL #3.11: AMEND ARTICLES 3, 8, 10, 12, 21, 22, ISSUER YES FOR FOR
26, 28, 29, 30, 33, 35, 49, 52, 53, 60, 63, 73, 75
AND 87
PROPOSAL #3.12: AMEND ARTICLES RE: REMUNERATION ISSUER YES FOR FOR
PROPOSAL #3.13: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2016
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2.1: AMEND ARTICLES 1, 24, 50, 51, 63, 65, ISSUER YES FOR FOR
66, 73, 75 AND 81
PROPOSAL #2.2: AMEND ARTICLE 3 RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #2.3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.4: AMEND ARTICLES RE: MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #2.5: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.6: AMEND ARTICLE 29 ISSUER YES FOR FOR
PROPOSAL #2.7: AMEND ARTICLE 35 AND INCLUDE ARTICLE ISSUER YES FOR FOR
51
PROPOSAL #2.8: AMEND ARTICLE 45 AND INCLUDE ARTICLES ISSUER YES FOR FOR
54 TO 56
PROPOSAL #2.9: AMEND ARTICLE 83 ISSUER YES FOR FOR
PROPOSAL #2.10: APPROVE INCREASE IN BOARD SIZE FROM ISSUER YES FOR FOR
13 TO 14 MEMBERS AND AMEND ARTICLE 83 ACCORDINGLY
PROPOSAL #2.11: AMEND ARTICLES 3, 8, 10, 12, 21, 22, ISSUER YES FOR FOR
26, 28, 29, 30, 33, 35, 49, 52, 53, 60, 63, 73, 75
AND 87
PROPOSAL #2.12: AMEND ARTICLES RE: REMUNERATION ISSUER YES FOR FOR
PROPOSAL #2.13: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMFBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AGREEMENT TO ABSORB CETIP S.A. - ISSUER YES FOR FOR
MERCADOS ORGANIZADOS (CETIP)
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AUDITORES ISSUER YES FOR FOR
INDEPENDENTES AS THE INDEPENDENT FIRM TO APPRAISE
PROPOSED TRANSACTION
PROPOSAL #3: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ABSORPTION OF CETIP S.A. - ISSUER YES FOR FOR
MERCADOS ORGANIZADOS (CETIP)
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BML Inc.
TICKER: 4694 CUSIP: J0447V102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17.5
PROPOSAL #2.1: ELECT DIRECTOR KONDO, KENSUKE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OTSUKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ARAI, NOBUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HIROSE, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMASHITA, KATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR CHIKIRA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAGAWA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ENOMOTO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKEBE, NORIHISA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KASE, NAOZUMI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YAMAMURA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YAMAMOTO, KUNIKATSU ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR MORISHITA, ISSUER YES FOR FOR
KENICHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KAGAMI, ISSUER YES FOR FOR
HIROHISA
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR TOKUONO, ISSUER YES FOR FOR
NOBUSHIGE
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
SUZUKI, KAZUO
PROPOSAL #5: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPOINT DELOITTE TOUCHE TOHMATSU LLC AS ISSUER YES FOR FOR
NEW EXTERNAL AUDIT FIRM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BNK Financial Group Inc.
TICKER: �� A138930 CUSIP: Y0R7ZV102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE BONG-CHEOL AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #4.1: ELECT KIM YEONG-JAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #4.2: ELECT YOON IN-TAE AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BNP Paribas SA
TICKER: BNP CUSIP: F1058Q238
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.70 PER SHARE
PROPOSAL #4: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT JEAN LEMIERRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MONIQUE COHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT DANIELA SCHWARZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT FIELDS WICKER-MIURIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JACQUES ASCHENBROICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #12: APPROVE REMUNERATION POLICY FOR CEO AND ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN LEMIERRE, CHAIRMAN OF THE BOARD
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-LAURENT BONNAFE, CEO
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BORDENAVE, VICE-CEO
PROPOSAL #16: NON-BINDING VOTE ON THE OVERALL ISSUER YES FOR FOR
ENVELOPE OF COMPENSATION OF CERTAIN SENIOR
MANAGEMENT, RESPONSIBLE OFFICERS AND THE RISK-TAKERS
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boardwalk Real Estate Investment Trust
TICKER: BEI.UN CUSIP: 096631106
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF TRUSTEES AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT TRUSTEE JAMES R. DEWALD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT TRUSTEE GARY GOODMAN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT TRUSTEE ARTHUR L. HAVENER, JR. ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT TRUSTEE SAM KOLIAS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT TRUSTEE SAMANTHA KOLIAS-GUNN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT TRUSTEE BRIAN G. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT TRUSTEE ANDREA M. STEPHEN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE TRUSTEE TO FIX THEIR REMUNERATION
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #5: AMEND DEFERRED UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND DECLARATION OF TRUST ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bobst Group SA
TICKER: BOBNN CUSIP: H0932T101
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.70 PER SHARE
PROPOSAL #4.1: REELECT ALAIN GUTTMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: REELECT THIERRY DE KALBERMATTEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: REELECT GIAN-LUCA BONA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT JUERGEN BRANDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: REELECT PHILIP MOSIMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT PATRICE BULA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: REELECT ALAIN GUTTMANN AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.1: APPOINT GIAN-LUCA BONA AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2: APPOINT THIERRY DE KALBERMATTEN AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.1: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 1.4 MILLION
PROPOSAL #6.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 6 MILLION
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: DESIGNATE OFISA SA AS INDEPENDENT PROXY ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOC Aviation Ltd.
TICKER: 2588 CUSIP: Y09292106
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN SIQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ROBERT JAMES MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT GAO ZHAOGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LIU CHENGGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT FU SHULA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT YEUNG YIN BERNARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE PURCHASE OF NEW AIRCRAFT FROM ISSUER YES FOR FOR
AIRBUS S.A.S. AND THE BOEING COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOC Hong Kong (Holdings) Ltd.
TICKER: 2388 CUSIP: Y0920U103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT TIAN GUOLI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT CHEN SIQING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT LI JIUZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHENG EVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT CHOI KOON SHUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD OR DULY AUTHORIZED COMMITTEE OF THE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOC Hong Kong (Holdings) Ltd.
TICKER: 2388 CUSIP: Y0920U103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS AND THE NEW CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bodycote plc
TICKER: BOY CUSIP: G1214R111
MEETING DATE: 5/17/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ALAN THOMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT STEPHEN HARRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT EVA LINDQVIST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAN DUNCAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DOMINIQUE YATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PAT LARMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #11: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #17: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 000725 CUSIP: Y0920M119
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REPURCHASE PRICE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE SHARE TYPE AND SCALE OF ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.3: APPROVE SOURCE AND AMOUNT OF FUNDS OF ISSUER YES FOR FOR
REPURCHASE
PROPOSAL #1.4: APPROVE REPURCHASE PERIOD ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE REPURCHASE MANNER ISSUER YES FOR FOR
PROPOSAL #1.6: APPROVE TERMINAL TIME OF THE ISSUER YES FOR FOR
SHAREHOLDER RIGHT OF THE SHARE REPURCHASE
PROPOSAL #1.7: APPROVE DISPOSAL OF THE SHARE TO BE ISSUER YES FOR FOR
REPURCHASED
PROPOSAL #1.8: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUTHORIZATION OF THE BOARD FOR ISSUER YES FOR FOR
SHARE REPURCHASE
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO EXPAND BUSINESS SCOPE
PROPOSAL #4: ELECT LI XUAN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 000725 CUSIP: Y0920M119
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEE TO HEFEI ISSUER YES FOR FOR
BOE DISPLAY TECHNOLOGY CO., LTD.
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ORDOS ISSUER YES FOR FOR
YUANSHENG OPTOELECTRONICS CO., LTD.
PROPOSAL #3: APPROVE INVESTMENT IN THE ESTABLISHMENT ISSUER YES FOR FOR
OF MIANYANG 6TH GENERATION AMOLED (FLEXIBLE)
PRODUCTION LINE PROJECT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOE Technology Group Co., Ltd.
TICKER: 000725 CUSIP: Y0920M119
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
2017 OPERATION PLAN
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE LOANS AND BANK CREDIT LINES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DEVELOPMENT OF GUARANTEED ISSUER YES FOR FOR
FINANCIAL PRODUCTS BUSINESS
PROPOSAL #9: APPROVE 2017 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #11: ELECT SUN YUN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #12: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boer Power Holdings Ltd.
TICKER: 1685 CUSIP: G12161108
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT JIA LINGXIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YEUNG CHI TAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT QU WEIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boiron
TICKER: BOI CUSIP: F10626103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #4: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES AGAINST AGAINST
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: REELECT THIERRY BOIRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT MICHELE BOIRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JACKY ABECASSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT VALERIE POINSOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT GREGORY WALTER AS REPRESENTATIVE ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: ELECT BRUNO GRANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPOINT DELOITTE & ASSOCIES AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 224,665
PROPOSAL #14: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
CHAIRMAN, CEO AND VICE-CEOS
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #17: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boliden AB
TICKER: BOL CUSIP: W17218103
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #11: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #12: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.25 PER SHARE
PROPOSAL #13: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #14: DETERMINE NUMBER OF DIRECTORS (8) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD; SET NUMBER OF AUDITORS
AT ONE
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.58 MILLION FOR CHAIRMAN AND SEK
525,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #16: REELECT MARIE BERGLUND, TOM ERIXON, ISSUER YES FOR FOR
LENNART EVRELL, MICHAEL LOW, ELISABETH NILSSON,
ANDERS ULLBERG (CHAIRMAN) AND PEKKA VAURAMO AS
DIRECTORS; ELECT PIA RUDENGREN AS NEW DIRECTOR
PROPOSAL #17: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20: REELECT JAN ANDERSSON (CHAIRMAN), LARS ISSUER YES FOR FOR
ERIK FORSGARDH, OLA PETER GJESSING, ANDERS OSCARSSON
AND ANDERS ULLBERG AS MEMBERS OF NOMINATING COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bollore
TICKER: BOL CUSIP: F10659260
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.06 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: AUTHORIZE BOARD TO PROVIDE AN ADVANCE ON ISSUER YES FOR FOR
PAYMENT OF DIVIDEND FOR FISCAL YEAR (NEW SHARES)
PROPOSAL #6: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #7: REELECT MARIE BOLLORE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: REELECT CELINE MERLE-BERAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: REELECT MARTINE STUDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ACKNOWLEDGE END OF MANDATE OF MICHEL ISSUER YES FOR FOR
ROUSSIN, AS CENSOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1.2 MILLION
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
VINCENT BOLLORE, CHAIRMAN AND CEO
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CYRILLE BOLLORE, VICE-CEO
PROPOSAL #15: APPROVE REMUNERATION POLICY OF VINCENT ISSUER YES FOR FOR
BOLLORE, CEO AND CHAIRMAN
PROPOSAL #16: APPROVE REMUNERATION POLICY OF CYRILLE ISSUER YES FOR FOR
BOLLORE, VICE-CEO
PROPOSAL #17: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 200 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #3: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #6: AUTHORIZE UP TO 5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bolsa Mexicana de Valores S.A.B de C.V.
TICKER: BOLSA A CUSIP: P17330104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RESOLUTIONS ON STRATEGIC ALLIANCES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bolsa Mexicana de Valores S.A.B de C.V.
TICKER: BOLSA A CUSIP: P17330104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: APPROVE CEO'S REPORT IN ACCORDANCE ISSUER YES FOR FOR
WITH ARTICLE 172 OF GENERAL COMPANY LAW
PROPOSAL #1.b: APPROVE BOARD'S REPORT REGARDING ISSUER YES FOR FOR
ARTICLES 28 AND 172 OF STOCK MARKET LAW
PROPOSAL #1.c: ACCEPT INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #1.d: ACCEPT AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEE'S REPORT
PROPOSAL #1.e: ACCEPT STATUTORY AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #1.f: ACCEPT REPORT ON ACTIVITIES OF MEMBER ISSUER YES FOR FOR
ADMISSION, SHARE LISTING AND REGULATORY COMMITTEES
PROPOSAL #1.g: ACCEPT REPORT ON COMPLIANCE WITH ISSUER YES FOR FOR
FISCAL OBLIGATIONS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DIVIDENDS OF MXN 1.25 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4: ELECT OR RATIFY PRINCIPAL AND ALTERNATE ISSUER YES AGAINST AGAINST
MEMBERS OF BOARD, STATUTORY AUDITORS, CHAIRMAN OF
AUDIT AND CORPORATE PRACTICES COMMITTEE; VERIFY
INDEPENDENCE CLASSIFICATION OF BOARD MEMBERS
PROPOSAL #5: APPROVE REMUNERATION OF PRINCIPAL AND ISSUER YES FOR FOR
ALTERNATE MEMBERS OF BOARD AND STATUTORY AUDITORS;
APPROVE REMUNERATION OF MEMBERS OF AUDIT AND
CORPORATE PRACTICES COMMITTEES
PROPOSAL #6: APPROVE REPORT OF POLICIES RELATED TO ISSUER YES FOR FOR
REPURCHASE OF SHARES
PROPOSAL #7: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bolsas y Mercados Espanoles, Sociedad Holding de Mercados y Sistemas
TICKER: BME CUSIP: E8893G102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND DISCHARGE OF BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS AT 13 ISSUER YES FOR FOR
PROPOSAL #3.2: REELECT JOAN HORTALA I ARAU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: REELECT RAMIRO MATO GARCIA-ANSORENA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: REELECT ANTONIO J. ZOIDO MARTINEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT JAVIER HERNANI BURZAKO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bombardier Inc.
TICKER: BBD.B CUSIP: 097751200
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENT BEAUDOIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PIERRE BEAUDOIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAIN BELLEMARE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANNE BISSONNETTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J.R. ANDRE BOMBARDIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTHA FINN BROOKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEAN-LOUIS FONTAINE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHEILA FRASER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AUGUST W. HENNINGSEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PIERRE MARCOUILLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VIKRAM PANDIT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR PATRICK PICHETTE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ANTONY N. TYLER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR BEATRICE WEDER DI ISSUER YES FOR FOR
MAURO
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: SEPARATE DISCLOSURE OF VOTING SHAREHOLDER YES AGAINST FOR
RESULTS BY CLASS OF SHARES
PROPOSAL #5: SP 2: FORMATION OF A STRATEGIC SHAREHOLDER YES AGAINST FOR
OPPORTUNITIES COMMITTEE
PROPOSAL #6: SP 3: DISCLOSURE OF VOTING RESULTS AS SHAREHOLDER YES FOR FOR
NUMBERS AND NOT ONLY AS PERCENTAGES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonava AB
TICKER: BONAV B CUSIP: W4200R105
MEETING DATE: 9/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7a: APPROVE RESTRICTED STOCK PLAN LTIP 2016 ISSUER YES FOR FOR
PROPOSAL #7b: APPROVE EQUITY PLAN FINANCING FOR LTIP ISSUER YES FOR FOR
2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonava AB
TICKER: BONAV B CUSIP: W4200R105
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.80 PER SHARE
PROPOSAL #10c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 2.22 MILLION; APPROVE
COMMITTEE FEES; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #13: REELECT CARL ENGSTROM (CHAIRMAN), ISSUER YES FOR FOR
VIVECA AX:SON JOHNSON, ASA HEDENBERG, SAMIR KAMAL,
MAGNUS ROSEN, AND ANNA WALLENBERG AS DIRECTORS; ELECT
MIKAEL NORMAN AS NEW DIRECTOR; RATIFY ERNST & YOUNG
PROPOSAL #14: ELECT TOMAS BILLING, TOMAS RISBECKER, ISSUER YES FOR FOR
MATS GUSTAFSSON, AND CARL ENGSTROM (ADJUNCT MEMBER)
AS MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #15: APPROVE INSTRUCTIONS OF THE NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17a: APPROVE RESTRICTED STOCK PLAN LTIP ISSUER YES FOR FOR
2017
PROPOSAL #17b: APPROVE EQUITY PLAN FINANCING FOR LTIP ISSUER YES FOR FOR
2017
PROPOSAL #18: CHANGE LOCATION OF REGISTERED OFFICE ISSUER YES FOR FOR
PROPOSAL #19a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #19b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #19c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 19A TO BE REPORTED IN THE
ANNUAL REPORT
PROPOSAL #19d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #19e: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #19f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #19g: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #19h: ADOPT A ZERO TOLERANCE POLICY TOWARDS SHAREHOLDER YES AGAINST N/A
ACCIDENTS AT WORK
PROPOSAL #19i: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING A ZERO TOLERANCE POLICY TOWARDS
WORK PLACE ACCIDENTS
PROPOSAL #19j: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 19I TO BE REPORTED IN THE
ANNUAL REPORT
PROPOSAL #19k: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #19l: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT FOR THE NEED TO HAVE A NATIONAL
PROVISION REGARDING COOLING OFF PERIODS FOR
PROPOSAL #19m: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 19E
PROPOSAL #19n: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEMS 20A AND 20B
PROPOSAL #20a: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
PROPOSAL #20b: AMEND ARTICLES RE: ONE SHARE CLASS SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonava AB
TICKER: BONAV B CUSIP: W4200R113
MEETING DATE: 9/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7a: APPROVE RESTRICTED STOCK PLAN LTIP 2016 ISSUER YES FOR FOR
PROPOSAL #7b: APPROVE EQUITY PLAN FINANCING FOR LTIP ISSUER YES FOR FOR
2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonava AB
TICKER: BONAV B CUSIP: W4200R113
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.80 PER SHARE
PROPOSAL #10c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 2.22 MILLION; APPROVE
COMMITTEE FEES; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #13: REELECT CARL ENGSTROM (CHAIRMAN), ISSUER YES FOR FOR
VIVECA AX:SON JOHNSON, ASA HEDENBERG, SAMIR KAMAL,
MAGNUS ROSEN, AND ANNA WALLENBERG AS DIRECTORS; ELECT
MIKAEL NORMAN AS NEW DIRECTOR; RATIFY ERNST & YOUNG
PROPOSAL #14: ELECT TOMAS BILLING, TOMAS RISBECKER, ISSUER YES FOR FOR
MATS GUSTAFSSON, AND CARL ENGSTROM (ADJUNCT MEMBER)
AS MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #15: APPROVE INSTRUCTIONS OF THE NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17a: APPROVE RESTRICTED STOCK PLAN LTIP ISSUER YES FOR FOR
2017
PROPOSAL #17b: APPROVE EQUITY PLAN FINANCING FOR LTIP ISSUER YES FOR FOR
2017
PROPOSAL #18: CHANGE LOCATION OF REGISTERED OFFICE ISSUER YES FOR FOR
PROPOSAL #19a: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #19b: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #19c: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 19A TO BE REPORTED IN THE
ANNUAL REPORT
PROPOSAL #19d: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #19e: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #19f: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #19g: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #19h: ADOPT A ZERO TOLERANCE POLICY TOWARDS SHAREHOLDER YES AGAINST N/A
ACCIDENTS AT WORK
PROPOSAL #19i: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING A ZERO TOLERANCE POLICY TOWARDS
WORK PLACE ACCIDENTS
PROPOSAL #19j: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING ITEM 19I TO BE REPORTED IN THE
ANNUAL REPORT
PROPOSAL #19k: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #19l: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT FOR THE NEED TO HAVE A NATIONAL
PROVISION REGARDING COOLING OFF PERIODS FOR
PROPOSAL #19m: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEM 19E
PROPOSAL #19n: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
APPROPRIATE AUTHORITY TO BRING ABOUT A CHANGED
REGULATION IN THE AREA RELATING TO ITEMS 20A AND 20B
PROPOSAL #20a: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
PROPOSAL #20b: AMEND ARTICLES RE: ONE SHARE CLASS SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonduelle
TICKER: BON CUSIP: F10689119
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.43 PER SHARE
PROPOSAL #4: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: REELECT YVES TACK AS SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER
PROPOSAL #6: REELECT ELISABETH MINARD AS SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER
PROPOSAL #7: REELECT LAURENT BONDUELLE AS SUPERVISORY ISSUER YES AGAINST AGAINST
BOARD MEMBER
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS IN THE AGGREGATE AMOUNT OF EUR 70,000
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
CHRISTOPHE BONDUELLE, GENERAL MANAGER'S
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 17.5 MILLION FOR BONUS ISSUE OR INCREASE
IN PAR VALUE
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 17.5 MILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 17.5 MILLION
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 17.5 MILLION
PROPOSAL #15: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #16: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES AGAINST AGAINST
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonterra Energy Corp.
TICKER: BNE CUSIP: 098546104
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR GARY J. DRUMMOND ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR AIDAN M. WALSH ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR RANDY M. JAROCK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR RODGER A. TOURIGNY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR GEORGE F. FINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: RE-APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booker Group plc
TICKER: BOK CUSIP: G1450C109
MEETING DATE: 7/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT STEWART GILLILAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CHARLES WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JONATHAN PRENTIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY FARRANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT HELENA ANDREAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDREW CRIPPS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT GARY HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT KAREN JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF CAPITAL TO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boral Ltd.
TICKER: BLD CUSIP: Q16969109
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT KAREN MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT EILEEN DOYLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF AWARD RIGHTS TO ISSUER YES FOR FOR
MIKE KANE, CEO AND MANAGING DIRECTOR OF THE COMAPANY
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Borregaard ASA
TICKER: BRG CUSIP: R1R79W105
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NOTICE OF MEETING AND AGENDA; ISSUER YES FOR FOR
ELECT CHAIRMAN AND MINUTE KEEPERS
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 3.50 PER SHARE
PROPOSAL #3.2: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #3.3: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #5.1: APPROVE REPURCHASE AND CONVEYANCE OF ISSUER YES FOR FOR
SHARES IN CONNECTION TO INCENTIVE PLANS
PROPOSAL #5.2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #6a: ELECT DIRECTORS (VOTING FOR ALL ITEMS ISSUER YES FOR FOR
6A1-6A5 BUNDLED)
PROPOSAL #6a1: REELECT JAN A. OKSUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a2: REELECT TERJE ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a3: REELECT KRISTINE RYSSDAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a4: REELECT JON ERIK REINHARDSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6a5: REELECT MARTHA KOLD BAKKEVIG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b: REELECT JAN A. OKSUM AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7a: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
(VOTING FOR ALL ITEMS 7A1-7A4 BUNDLED)
PROPOSAL #7a1: REELECT MIMI K. BERDAL AS MEMBERS OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #7a2: REELECT ERIK MUST AS MEMBERS OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #7a3: REELECT RUNE SELMAR AS MEMBERS OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #7a4: ELECT OLA WESSEL-AAS AS MEMBERS OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #7b: ELECT MIMI K. BERDAL AS NOMINATING ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #10: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boryszew S.A.
TICKER: BRS CUSIP: X0735A178
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #6: APPROVE REPORT ON COMPANY'S AND GROUP'S ISSUER YES FOR FOR
OPERATIONS
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10.1: APPROVE DISCHARGE OF PIOTR SZELIGA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #10.2: APPROVE DISCHARGE OF MIKOLAJ ISSUER YES FOR FOR
BUDZANOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #10.3: APPROVE DISCHARGE OF CEZARY ISSUER YES FOR FOR
PYSZKOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #10.4: APPROVE DISCHARGE OF JAROSLAW ISSUER YES FOR FOR
MICHNIUK (CEO)
PROPOSAL #10.5: APPROVE DISCHARGE OF ALEKSANDER BARYS ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.1: APPROVE DISCHARGE OF JANUSZ ISSUER YES FOR FOR
SIEMIENIEC (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #11.2: APPROVE DISCHARGE OF ARKADIUSZ KREZEL ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #11.3: APPROVE DISCHARGE OF MIROSLAW KUTNIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.4: APPROVE DISCHARGE OF JAN BOGOLUBOW ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.5: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
WALDOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.6: APPROVE DISCHARGE OF PIOTR LISIECKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #13: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bosch Limited
TICKER: 500530 CUSIP: Y6139L131
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUYBACK OF UP TO 878,160 SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bosch Limited
TICKER: 500530 CUSIP: Y6139L131
MEETING DATE: 9/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT SOUMITRA BHATTACHARYA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE PRICE WATERHOUSE & CO. BANGALORE ISSUER YES FOR FOR
LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF STEFFEN BERNS AS MANAGING DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF SOUMITRA BHATTACHARYA AS JOINT MANAGING DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bosideng International Holdings Ltd.
TICKER: 3998 CUSIP: G12652106
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HUANG QIAOLIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT MAK YUN KUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG YAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT NGAI WAI FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bosideng International Holdings Ltd.
TICKER: 3998 CUSIP: G12652106
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bourbon Corporation
TICKER: GBB CUSIP: F11235136
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.25 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #6: RENEW APPOINTMENT OF EURAAUDIT CRC AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: DECISION NOT TO RENEW THE MANDATE OF ISSUER YES FOR FOR
JEAN-MARIE CADREN AS ALTERNATE AUDITOR AND DECISION
NOT TO FILL VACANCY
PROPOSAL #8: REELECT GUILLAUME D'ARMAND DE ISSUER YES FOR FOR
CHATEAUVIEUX AS DIRECTOR
PROPOSAL #9: ELECT ELISABETH VAN DAMME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT BAUDOIN MONNOYEUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RATIFY APPOINTMENT OF ADELINE CHALLON- ISSUER YES FOR FOR
KEMOUN AS DIRECTOR
PROPOSAL #12: REELECT ADELINE CHALLON-KEMOUN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES D'ARMAND DE CHATEAUVIEUX, CHAIRMAN AND CEO
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTIAN LEFEVRE AND GAEL BODENES, VICE-CEOS
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION
PROPOSAL #19: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES AGAINST AGAINST
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE UP TO 5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #23: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #24: AMEND ARTICLE 4 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: COMPANY HEADQUARTERS
PROPOSAL #25: AMEND ARTICLE 21 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boustead Singapore Limited
TICKER: F9D CUSIP: V12756165
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT WONG YU LOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GODFREY ERNEST SCOTCHBROOK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT WONG FONG FUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE BOUSTEAD RESTRICTED SHARE PLAN 2011
PROPOSAL #10: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
BOUSTEAD SCRIP DIVIDEND SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boustead Singapore Limited
TICKER: F9D CUSIP: V12756165
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bouygues
TICKER: EN CUSIP: F11487125
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH OLIVIER BOUYGUES, VICE CEO
PROPOSAL #6: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH PHILIPPE MARIEN, VICE CEO
PROPOSAL #7: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH OLIVIER ROUSSAT, VICE CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MARTIN BOUYGUES, CEO AND CHAIRMAN
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER BOUYGUES, VICE CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE MARIEN, VICE CEO
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER ROUSSAT, VICE CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO AND VICE CEOS
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1 MILLION
PROPOSAL #14: REELECT HELMAN LE PAS DE SECHEVAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: ELECT ALEXANDRE DE ROTHSCHILD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION
PROPOSAL #19: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 4 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 85 MILLION
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 70 MILLION
PROPOSAL #22: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES AGAINST AGAINST
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #23: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
85 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #26: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
FOR UP TO EUR 85 MILLION
PROPOSAL #27: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #28: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #29: AUTHORIZE BOARD TO ISSUE FREE WARRANTS ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS DURING A PUBLIC TENDER OFFER
PROPOSAL #30: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bovis Homes Group PLC
TICKER: BVS CUSIP: G12698109
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IAN TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ALASTAIR LYONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARGARET BROWNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RALPH FINDLAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NIGEL KEEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT EARL SIBLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: APPROVE RENEWAL OF SAVE AS YOU EARN ISSUER YES FOR FOR
SHARE OPTION SCHEME
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bovis Homes Group PLC
TICKER: BVS CUSIP: G12698109
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE RECRUITMENT AWARD AND 2017 ISSUER YES FOR FOR
BONUS FOR GREG FITZGERALD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP plc
TICKER: BP. CUSIP: G12793108
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NILS ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALAN BOECKMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MELODY MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAULA REYNOLDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIR JOHN SAWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bper Banca
TICKER: BPE CUSIP: T1325T119
MEETING DATE: 4/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2.1: SLATE 1 SUBMITTED BY THE BOARD OF ISSUER NO N/A N/A
DIRECTORS
PROPOSAL #2.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bpost NV-SA
TICKER: BPOST CUSIP: B1306V108
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 1.31 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT JOS DONVIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT THOMAS HUBNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT FILOMENA TEIXEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT SASKIA VAN UFFELEN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 12/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY IAUD AUDITORES INDEPENDENTES S/S ISSUER YES FOR FOR
AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #2: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ABSORPTION OF ECISA ENGENHARIA, ISSUER YES FOR FOR
COMERCIO E INDUSTRIA LTDA (ECISA)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: DO YOU WISH TO ADOPT CUMULATIVE VOTING ISSUER YES ABSTAIN N/A
FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE
BRAZILIAN CORPORATE LAW?
PROPOSAL #1.2: ELECT DIRECTORS AS SLATE PRESENTED BY ISSUER YES FOR FOR
THE COMPANY'S MANAGEMENT
PROPOSAL #1.3: IF ONE OF THE CANDIDATES THAT COMPOSE ISSUER YES AGAINST AGAINST
THE SLATE PRESENTED BY THE COMPANY'S MANAGEMENT FAILS
TO INTEGRATE IT, CAN THE VOTES CONTINUE TO BE CAST
TO THE SLATE?
PROPOSAL #1.4.1: ELECT CLAUDIO BRUNI AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.4.2: ELECT PEDRO HENRIQUE NOGUEIRA ISSUER YES ABSTAIN N/A
DAMASCENO AS DIRECTOR
PROPOSAL #1.4.3: ELECT MAURO GENTILE RODRIGUES DA ISSUER YES ABSTAIN N/A
CUNHA AS DIRECTOR
PROPOSAL #1.4.4: ELECT RODOLPHO AMBOSS AS DIRECTOR ISSUER YES ABSTAIN N/A
PROPOSAL #1.4.5: ELECT MARCOS BARBOSA PINTO AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #1.4.6: ELECT RICHARD PAUL MATHESON AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #1.4.7: ELECT LUIZ ALBERTO QUINTA AS ISSUER YES ABSTAIN N/A
DIRECTOR
PROPOSAL #2: INSTALL FISCAL COUNCIL ISSUER YES FOR N/A
PROPOSAL #3: IN THE EVENT OF A SECOND CALL OF THIS ISSUER YES FOR FOR
EXTRAORDINARY GENERAL MEETING, THE VOTING
INSTRUCTIONSCONTAINED IN THIS PROXY CARD MAY ALSO BE
CONSIDERED FOR THE SECOND CALL?
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHANGES IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES 5 AND 6 TO REFLECT ISSUER YES FOR FOR
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL AND
AMEND ARTICLES RE: EXECUTIVE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR Malls Participacoes S.A.
TICKER: BRML3 CUSIP: P1908S102
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 5 AND 6 TO REFLECT ISSUER NO N/A N/A
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL AND
AMEND ARTICLES RE: EXECUTIVE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR PROPERTIES SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 12 ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGREEMENT TO ABSORB COMPANY'S ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #5: RATIFY APSIS CONSULTORIA E AVALIACOES ISSUER YES FOR FOR
LTDA AS THE INDEPENDENT FIRM TO APPRAISE PROPOSED
TRANSACTIONS
PROPOSAL #6: APPROVE INDEPENDENT FIRM'S APPRAISALS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ABSORPTION OF BRPR III ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #8: APPROVE ABSORPTION OF BRPR V ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOESS LTDA.
PROPOSAL #9: APPROVE ABSORPTION OF BRPR VIII ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #10: APPROVE ABSORPTION OF BRPR X ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #11: APPROVE ABSORPTION OF BRPR XVII ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #12: APPROVE ABSORPTION OF BRPR XXII ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #13: APPROVE ABSORPTION OF BRPR XXIV ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #14: APPROVE ABSORPTION OF BRPR XXV ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #15: APPROVE ABSORPTION OF BRPR XXVII ISSUER YES FOR FOR
EMPREENDIMENTOS E PARTICIPACOES LTDA.
PROPOSAL #16: APPROVE AGREEMENT TO ABSORB BRPR 53 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #17: APPOINT INDEPENDENT FIRM TO APPRAISE ISSUER YES FOR FOR
PROPOSED TRANSACTION
PROPOSAL #18: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #19: APPROVE ABSORPTION OF BRPR 53 ISSUER YES FOR FOR
SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A.
PROPOSAL #20: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BR PROPERTIES SA
TICKER: BRPR3 CUSIP: P1909V120
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bradespar S.A.
TICKER: BRAP3 CUSIP: P1808W104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANDRE LEAL FAORO DIRECTOR SHAREHOLDER NO N/A N/A
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: ELECT LUIZ EDUARDO NOBRE BORGES AS SHAREHOLDER YES ABSTAIN N/A
FISCAL COUNCIL MEMBER AND KLAYTON TOMAZ DOS SANTOS AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bradken Ltd.
TICKER: BKN CUSIP: Q17369101
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT PHILLIP J ARNALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT RUPERT A HARRINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRAIT SE
TICKER: BAT CUSIP: L1201E101
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: RE-ELECT PJ MOLEKETI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT JC BOTTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT AS JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT LL PORTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT CS SEABROOKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: RE-ELECT HRW TROSKIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: RE-ELECT CH WIESE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE BONUS SHARE ISSUE AND ISSUER YES FOR FOR
ALTERNATIVE CASH DIVIDEND PROGRAM
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE SHARE CAPITAL INCREASE WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRAIT SE
TICKER: BAT CUSIP: L1201E101
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF REGISTERED OFFICE TO ISSUER YES FOR FOR
THE UNITED KINGDOM
PROPOSAL #2: AMEND COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE IN COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
SHORTER NOTICE
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE SHARE CAPITAL INCREASE ISSUER YES FOR FOR
PROPOSAL #7: ELIMINATE PRE-EMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DELISTING OF SHARES FROM ISSUER YES FOR FOR
LUXEMBOURG STOCK EXCHANGE AND LISTING OF SHARES ON
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brambles Ltd
TICKER: BXB CUSIP: Q6634U106
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT GEORGE EL ZOGHBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ANTHONY GRANT FROGGATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID PETER GOSNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE PARTICIPATION OF GRAHAM ISSUER YES FOR FOR
CHIPCHASE IN THE PERFORMANCE SHARE PLAN
PROPOSAL #7: APPROVE THE PARTICIPATION OF GRAHAM ISSUER YES FOR FOR
CHIPCHASE IN THE MYSHARE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Braskem S.A.
TICKER: BRKM5 CUSIP: 105532105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Braskem S.A.
TICKER: BRKM5 CUSIP: P18533110
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bravida Holding AB
TICKER: BRAV CUSIP: W2R16Z106
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 1.25 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (6) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.5 MILLION TO CHAIRMAN AND SEK
450,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #14: REELECT MONICA CANEMAN, IVANO SESSA, ISSUER YES FOR FOR
JAN JOHANSSON, STAFFAN PÅHLSSON, CECILIA DAUN
WENNBORG AND MIKAEL NORMAN AS DIRECTORS; RATIFY KPMG
PROPOSAL #15: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #16: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF THREE OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #17: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #18: APPROVE LONG TERM INCENTIVE PROGRAM ISSUER YES FOR FOR
2016 (LTIP 2017)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brembo SpA
TICKER: BRE CUSIP: T2204N108
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5.1: FIX NUMBER OF DIRECTORS AND DURATION ISSUER YES FOR FOR
OF THEIR TERM
PROPOSAL #5.2.1: SLATE SUBMITTED BY NUOVA FOURB SRL SHAREHOLDER YES FOR N/A
PROPOSAL #5.2.2: ELECT NICOLETTA GIADROSSI AS SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #5.3: ELECT ALBERTO BOMBASSEI AS BOARD CHAIR ISSUER YES FOR N/A
AND MATTEO TIRABOSCHI AS VICE-CHAIRMAN
PROPOSAL #5.4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1.1: SLATE 1 SUBMITTED BY NUOVA FOURB SRL SHAREHOLDER NO N/A N/A
PROPOSAL #6.1.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS
PROPOSAL #6.2: APPOINT CHAIR OF THE BOARD OF SHAREHOLDER YES FOR N/A
STATUTORY AUDITORS
PROPOSAL #6.3: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: PROPOSAL FOR VOLUNTARY WITHDRAWAL OF ISSUER YES FOR FOR
COMPANY'S SHARES FROM THE STAR SEGMENT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brenntag AG
TICKER: BNR CUSIP: D12459117
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6.1: ELECT WIJNAND DONKERS TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT ULRICH HARNACKE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
ESSEN, GERMANY
PROPOSAL #8: AMEND ARTICLES RE: CHAIRMAN OF GENERAL ISSUER YES FOR FOR
MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Breville Group Ltd.
TICKER: BRG CUSIP: Q1758G108
MEETING DATE: 11/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT SALLY HERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CATHERINE WRIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR OF THE COMPANY
PROPOSAL #6: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brewin Dolphin Holdings plc
TICKER: BRW CUSIP: G1338M113
MEETING DATE: 2/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIMON MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DAVID NICOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDREW WESTENBERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KATHLEEN CATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT IAN DEWAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CAROLINE TAYLOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PAUL WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: 10552T107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: RATIFY INTEREST-ON-CAPITAL-STOCK PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT BOARD CHAIRMAN AND VICE-CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7.1: ELECT ATTILIO GUASPARI AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER
PROPOSAL #7.2: ELECT MARCUS VINICIUS DIAS SEVERINI AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #7.3: ELECT ANTONIO CARLOS ROVAI AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER
PROPOSAL #7.4: ELECT SUSANA HANNA STIPHAN JABRA AS ISSUER YES FOR FOR
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #7.5: ELECT MARCOS TADEU DE SIQUEIRA AS ISSUER YES FOR FOR
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #7.6: ELECT DORIS BEATRIZ FRANCA WILHELM AS ISSUER YES FOR FOR
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #1: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: RATIFY INTEREST-ON-CAPITAL-STOCK PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT BOARD CHAIRMAN AND VICE-CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brickworks Ltd.
TICKER: BKW CUSIP: Q17659105
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT MICHAEL MILLNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ROBERT WEBSTER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgestone Corp.
TICKER: 5108 CUSIP: J04578126
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: ELECT DIRECTOR TSUYA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NISHIGAI, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ZAITSU, NARUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TOGAMI, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TACHIBANA FUKUSHIMA, ISSUER YES FOR FOR
SAKIE
PROPOSAL #2.6: ELECT DIRECTOR SCOTT TREVOR DAVIS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OKINA, YURI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MASUDA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMAMOTO, KENZO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TERUI, KEIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SASA, SEIICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brightoil Petroleum (Holdings) Ltd
TICKER: 933 CUSIP: G1371C121
MEETING DATE: 7/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 OIL PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED ANNUAL CAPS
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS NEW ISSUER YES FOR FOR
EXTERNAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brightoil Petroleum (Holdings) Ltd
TICKER: 933 CUSIP: G1371C121
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT SIT KWONG LAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DAI ZHUJIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LAU HON CHUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brilliance China Automotive Holdings Ltd.
TICKER: 1114 CUSIP: G1368B102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT QIAN ZUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT SONG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2D: ELECT JIANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2E: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE GRANT THORNTON HONG KONG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brisa Bridgestone Sabanci Lastik Sanayi ve Ticaret AS
TICKER: BRISA CUSIP: M2040V105
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Britannia Industries Ltd.
TICKER: 500825 CUSIP: Y0969R136
MEETING DATE: 8/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT NUSLI N. WADIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BSR & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco (Malaysia) Berhad
TICKER: BAT CUSIP: Y0971P110
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL BY TOBACCO IMPORTERS ISSUER YES FOR FOR
AND MANUFACTURERS SDN BERHAD, A WHOLLY-OWNED
SUBSIDIARY OF THE COMPANY, OF 2 PARCELS OF LEASEHOLD
LANDS TOGETHER WITH BUILDINGS ELECTED THEREON
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco (Malaysia) Berhad
TICKER: BAT CUSIP: Y0971P110
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ASEH BIN HAJI CHE MAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT HENDRIK STOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT RICARDO MARTIN GUARDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZAINUN AISHAH BINTI AHMAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT LEE OI KUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT OH CHONG PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE OH CHONG PENG TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco plc
TICKER: BATS CUSIP: G1510J102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE THE AUDIT COMMITTEE TO FIX �� ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #6: RE-ELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NICANDRO DURANTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SUE FARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SAVIO KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DR PEDRO MALAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DIMITRI PANAYOTOPOULOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT KIERAN POYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BEN STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT DR MARION HELMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Britvic plc
TICKER: BVIC CUSIP: G17387104
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT SUE CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT EUAN SUTHERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOANNE AVERISS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GERALD CORBETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN DALY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MATHEW DUNN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT BEN GORDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIMON LITHERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT IAN MCHOUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER �� YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadleaf Co.,Ltd.
TICKER: 3673 CUSIP: J04642112
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2.1: ELECT DIRECTOR OYAMA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YAMANAKA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIZAWA, MORIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, KIICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IKEDA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
HIRASAWA, KENJI
PROPOSAL #3.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ASAKURA, YUSUKE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brogent Technologies Inc
TICKER: 5263 CUSIP: Y0R82N104
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #6.1: ELECT CHING WEN CHUANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT SHUN JEN CHENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT NON-INDEPENDENT DIRECTOR NO.1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.4: ELECT NON-INDEPENDENT DIRECTOR NO.2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.5: ELECT NON-INDEPENDENT DIRECTOR NO.3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.6: ELECT NON-INDEPENDENT DIRECTOR NO.4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.7: ELECT NON-INDEPENDENT DIRECTOR NO.5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.8: ELECT SUPERVISOR NO.1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.9: ELECT SUPERVISOR NO.2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6.10: ELECT SUPERVISOR NO.3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bronco Billy Co., Ltd.
TICKER: 3091 CUSIP: J0502F109
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS - INDEMNIFY DIRECTORS - INDEMNIFY
STATUTORY AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR TAKEICHI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKEICHI, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FURUTA, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKEICHI, KEIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DEGUCHI, YUJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR BABA, TAKAFUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIYAMOTO, TAKU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MORITA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIRANO, YOJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SAKAGUCHI, SHINKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YOKOTA, MASAMI
PROPOSAL #3.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KOBAYASHI, TSUNETOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookfield Asset Management Inc.
TICKER: BAM.A CUSIP: 112585104
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. ELYSE ALLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MURILO FERREIRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAFAEL MIRANDA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YOUSSEF A. NASR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SEEK NGEE HUAT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brother Industries Ltd.
TICKER: 6448 CUSIP: 114813108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOIKE, TOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SASAKI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISHIGURO, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAMIYA, JUN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAWANABE, TASUKU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TADA, YUICHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NISHIJO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HATTORI, SHIGEHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FUKAYA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATSUNO, SOICHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TAKEUCHI, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brunel International NV
TICKER: BRNL CUSIP: N1677J186
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #9a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT OF ISSUED CAPITAL
PROPOSAL #9b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12a: REELECT AART SCHOUWENAAR TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #12b: ELECT JUST SPEE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #13: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brunello Cucinelli S.p.A.
TICKER: BC CUSIP: T2R05S109
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.1: FIX NUMBER OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #4.2: APPROVE LENGTH OF DIRECTORS' MANDATE SHAREHOLDER YES FOR N/A
PROPOSAL #4.3.1: SLATE SUBMITTED BY FEDONE SRL SHAREHOLDER NO N/A N/A
PROPOSAL #4.3.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #4.4: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #5.1.1: SLATE SUBMITTED BY FEDONE SRL SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.1.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #5.2: APPROVE INTERNAL AUDITORS' SHAREHOLDER YES FOR N/A
REMUNERATION
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BT Group plc
TICKER: BT.A CUSIP: G16612106
MEETING DATE: 7/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR MICHAEL RAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GAVIN PATTERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TONY BALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ISABEL HUDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KAREN RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NICK ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JASMINE WHITBREAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT MIKE INGLIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT TIM HOTTGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT SIMON LOWTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #21: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BT Investment Management Ltd.
TICKER: BTT CUSIP: Q1855M107
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT LES VANCE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2b: ELECT KATHRYN MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTG Pactual Group
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 2/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: AMEND ARTICLES RE: ISSUANCE OF UNITS ISSUER YES FOR FOR
PROPOSAL #b: AMEND ARTICLES RE: UNITS RIGHTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTG Pactual Group
TICKER: BBTG11 CUSIP: G16634126
MEETING DATE: 2/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: ISSUANCE OF UNITS AND ISSUER YES FOR FOR
UNITS RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTG plc
TICKER: BTG CUSIP: G1660V103
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GARRY WATTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT LOUISE MAKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ROLF SODERSTROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GILES KERR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT IAN MUCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JAMES O'SHEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICHARD WOHANKA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: RE-ELECT SUSAN FODEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #15: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: APPROVE INCREASE IN THE LIMIT OF NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS' FEES
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTS Group Holdings PCL
TICKER: BTS CUSIP: Y0984D187
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACKNOWLEDGE OPERATIONAL RESULTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT COMPANY AND ITS SUBSIDIARIES? ISSUER YES FOR FOR
REPORT AND FINANCIAL STATEMENTS
PROPOSAL #5: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT KEEREE KANJANAPAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT PAUL TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT KONG CHI KEUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT SUCHIN WANGLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT PICHITRA MAHAPHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BTS Group Holdings PCL
TICKER: BTS CUSIP: Y0984D187
MEETING DATE: 4/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHAIRMAN'S MESSAGE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INVESTMENT IN THE MRT PINK LINE ISSUER YES FOR FOR
PROJECT AND MRT YELLOW LINE PROJECT
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bucher Industries AG
TICKER: BUCN CUSIP: H10914176
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 5 PER SHARE
PROPOSAL #4.1a: REELECT CLAUDE CORNAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1b: REELECT ANITA HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT MICHAEL HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT PHILIP MOSIMANN AS DIRECTOR ISSUER YES FOR FOR
AND AS BOARD CHAIRMAN
PROPOSAL #4.1e: REELECT HEINRICH SPOERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT VALENTIN VOGT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2a: APPOINT CLAUDE CORNAZ AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2b: APPOINT ANITA HAUSER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.2c: APPOINT VALENTIN VOGT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3: DESIGNATE MATHE & PARTNER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #4.4: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 2.5 MILLION
PROPOSAL #5.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 1.2 MILLION
PROPOSAL #5.4: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4.8 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Budimex SA
TICKER: BDX CUSIP: X0788V103
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8.1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S AND COMPANY'S OPERATIONS
PROPOSAL #8.2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8.3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #8.4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 14.99 PER SHARE
PROPOSAL #8.5.1: APPROVE DISCHARGE OF DARIUSZ BLOCHER ISSUER YES FOR FOR
(CEO)
PROPOSAL #8.5.2: APPROVE DISCHARGE OF FERNANDO LUIS ISSUER YES FOR FOR
PASCUAL LARRAGOITI (DEPUTY CEO)
PROPOSAL #8.5.3: APPROVE DISCHARGE OF JACEK DANIEWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.4: APPROVE DISCHARGE OF RADOSLAW GORSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.5: APPROVE DISCHARGE OF CEZARY MACZKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.6: APPROVE DISCHARGE OF ARTUR POPKO ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.7: APPROVE DISCHARGE OF HENRYK URBANSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #8.5.8: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
WEGLOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #8.6.1: APPROVE DISCHARGE OF MARZENNA WERESA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.2: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
MICHALOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.3: APPROVE DISCHARGE OF ALEJANDRO DE LA ISSUER YES FOR FOR
JOYA RUIZ DE VELASCO (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.4: APPROVE DISCHARGE OF JAVIER GALINDO ISSUER YES FOR FOR
HERNANDEZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.5: APPROVE DISCHARGE OF JOSE CARLOS ISSUER YES FOR FOR
GARRIDO-LESTACHE RODRIGUEZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.6: APPROVE DISCHARGE OF PIOTR KAMINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.7: APPROVE DISCHARGE OF IGOR CHALUPEC ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.8: APPROVE DISCHARGE OF JANUSZ DEDO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #8.6.9: APPROVE DISCHARGE OF IGNACIO CLOPES ISSUER YES FOR FOR
ESTELA (SUPERVISORY BOARD MEMBER)
PROPOSAL #8.7: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bukwang Pharmaceutical Co.
TICKER: A003000 CUSIP: Y1001U103
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHO SAM-MOON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHO SAM-MOON AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bumi Armada Berhad
TICKER: ARMADA CUSIP: Y10028119
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ALEXANDRA ELISABETH JOHANNA MARIA ISSUER YES FOR FOR
SCHAAPVELD AS DIRECTOR
PROPOSAL #2: ELECT MAUREEN TOH SIEW GUAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHAHARUL REZZA BIN HASSAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT UTHAYA KUMAR A/L K VIVEKANANDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE GRANT OF SHARES TO LEON ANDRE ISSUER YES FOR FOR
HARLAND UNDER THE MANAGEMENT INCENTIVE PLAN
PROPOSAL #9: APPROVE GRANT OF SHARES TO SHAHARUL ISSUER YES FOR FOR
REZZA BIN HASSAN UNDER THE MANAGEMENT INCENTIVE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bumitama Agri Ltd.
TICKER: P8Z CUSIP: Y0926Z106
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LIM GUNAWAN HARIYANTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ONG CHAN HWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS WITH IOI CORPORATION AND ITS ASSOCIATES
PROPOSAL #8: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS WITH THE SNA GROUP
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bumrungrad Hospital Public Co Ltd
TICKER: BH CUSIP: Y1002E256
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT AND ACKNOWLEDGE INTERIM DIVIDEND
PROPOSAL #5.1: ELECT CHONG TOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SOPHAVADEE UTTAMOBOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SUVARN VALAISATHIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT NUM TANTHUWANIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bunka Shutter Co. Ltd.
TICKER: 5930 CUSIP: J04788105
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
ADOPT BOARD STRUCTURE WITH AUDIT COMMITTEE - AMEND
PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS - AUTHORIZE BOARD TO DETERMINE INCOME
ALLOCATION
PROPOSAL #3.1: ELECT DIRECTOR MOGI, TETSUYA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SHIOZAKI, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR FUJIYAMA, SATORU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YABUKI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR IWABE, KINGO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SHIMAMURA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR OGURA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OSHIMA, TORU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR FUJITA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NISHIKAWA, HIDEYUKI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER UEMURA, AKIRA
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER IINA, TAKAO
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUJITA, SHOZO
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ABE, KAZUFUMI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bunzl plc
TICKER: BNZL CUSIP: G16968110
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT PHILIP ROGERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT FRANK VAN ZANTEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PATRICK LARMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BRIAN MAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT EUGENIA ULASEWICZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JEAN-CHARLES PAUZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT VANDA MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT LLOYD PITCHFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Burberry Group plc
TICKER: BRBY CUSIP: G1700D105
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR JOHN PEACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT FABIOLA ARREDONDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PHILIP BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAN CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JEREMY DARROCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT STEPHANIE GEORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MATTHEW KEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAME CAROLYN MCCALL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT CHRISTOPHER BAILEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CAROL FAIRWEATHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JOHN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Burckhardt Compression Holding AG
TICKER: BCHN CUSIP: H12013100
MEETING DATE: 7/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 10 PER SHARE
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1.: REELECT VALENTIN VOGT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT HANS HESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.3: REELECT URS LEINHAEUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT MONIKA KRUESI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT STEPHAN BROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT VALENTIN VOGT AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3.1: APPOINT HANS HESS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.3.2: APPOINT STEPHAN BROSS AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.4: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.5: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #6.1: APPROVE MAXIMUM VARIABLE REMUNERATION ISSUER YES FOR FOR
OF BOARD OF DIRECTORS IN THE AMOUNT OF CHF 100,000
PROPOSAL #6.2: APPROVE MAXIMUM VARIABLE REMUNERATION ISSUER YES FOR FOR
OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 1.4
PROPOSAL #6.3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6.4: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 2.13 MILLION
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bure Equity AB
TICKER: BURE CUSIP: W72479103
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 1.50 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD (0)
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 800,000 FOR CHAIRMAN, AND SEK
275,000 FOR OTHER DIRECTORS
PROPOSAL #12: REELECT HANS BIÖRCK, CARL BJÖRKMAN, ISSUER YES FOR FOR
BENGT ENGSTRÖM, CHARLOTTA FALVIN, SARAH MCPHEE,
PATRIK TIGERSCHIÖLD (CHAIRMAN) AND MATHIAS UHLÉN AS
PROPOSAL #13: RATIFY OHRLINGS PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE REPRESENTATIVES OF THREE OF ISSUER YES FOR FOR
COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bureau Veritas
TICKER: BVI CUSIP: F96888114
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS MARINE ET OFFSHORE - REGISTRE INTERNATIONAL
DE CLASSIFICATION DE NAVIRES ET DE PLATEFORMES
OFFSHORES SAS
PROPOSAL #2: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS GSIT SAS
PROPOSAL #3: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS EXPLOITATION SAS
PROPOSAL #4: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS CONSTRUCTION SAS
PROPOSAL #5: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS SERVICES FRANCE SAS
PROPOSAL #6: APPROVE SPIN-OFF AGREEMENT WITH BUREAU ISSUER YES FOR FOR
VERITAS SERVICES SAS
PROPOSAL #7: ELECT STEPHANIE BESNIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CLAUDE EHLINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 700,000
PROPOSAL #10: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bureau Veritas
TICKER: BVI CUSIP: F96888114
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.55 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: APPROVE SEVERANCE AGREEMENT WITH DIDIER ISSUER YES FOR FOR
MICHAUD-DANIEL, CEO
PROPOSAL #6: REELECT FREDERIC LEMOINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT STEPHANE BACQUAERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT IEDA GOMES YELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT JEAN-MICHEL ROPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT LUCIA SINAPI-THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ANA GIROS CALPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1 MILLION
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DIDIER MICHAUD-DANIEL, CEO
PROPOSAL #14: APPROVE REMUNERATION POLICY OF FREDERIC ISSUER YES FOR FOR
LEMOINE, CHAIRMAN OF THE BOARD UNTIL MAR. 8, 2017
PROPOSAL #15: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD FROM MAR. 8, 2017
PROPOSAL #16: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #17: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
IMMEUBLE NEWTIME, 40/52, BOULEVARD DU PARC, 92200
NEUILLY-SUR-SEINE, AND AMEND ARTICLE 4 OF BYLAWS
ACCORDINGLY
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEM 19
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 6 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
4 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #25: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #26: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 14 MILLION
PROPOSAL #27: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bursa Malaysia Berhad
TICKER: BURSA CUSIP: Y1028U102
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT CHAY WAI LEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT GHAZALI BIN HAJI DARMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT TAJUDDIN BIN ATAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT GRACE YEOH CHENG GEOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS FROM 1 ISSUER YES FOR FOR
JANUARY 2017 UNTIL THE NEXT AGM
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Buwog AG
TICKER: BWO CUSIP: A1R56Z103
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE STOCK OPTION PLAN FOR KEY ISSUER YES AGAINST AGAINST
EMPLOYEES; APPROVE CREATION OF POOL OF CONDITIONAL
CAPITAL TO GUARANTEE CONVERSION RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Buzzi Unicem Spa
TICKER: BZU CUSIP: T2320M109
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: AUTHORIZE EXTRAORDINARY DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4.1: SLATE SUBMITTED BY PRESA SPA AND SHAREHOLDER NO N/A N/A
FIMEDI SPA
PROPOSAL #4.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #5.1: SLATE SUBMITTED BY PRESA SPA AND SHAREHOLDER YES AGAINST N/A
FIMEDI SPA
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORIZE CAPITAL INCREASE AND/OR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS WITH OR WITHOUT
WARRANTS ATTACHED WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Buzzi Unicem Spa
TICKER: BZU CUSIP: T2320M117
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DARIO TREVISAN AS REPRESENTATIVE SHAREHOLDER YES FOR N/A
FOR HOLDERS OF SAVING SHARES; APPROVE
REPRESENTATIVE'S REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BW LPG Ltd.
TICKER: BWLPG CUSIP: G17384101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: REELECT ANDREAS SOHMEN-PAO AS DIRECTOR ISSUER NO �� N/A N/A
PROPOSAL #3.2: REELECT ANDREAS BEROUTSOS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.3: REELECT ANNE GRETHE DALANE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.4: REELECT CARSTEN MORTENSEN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4: APPOINT ANDREAS SOHMEN-PAO AS COMPANY ISSUER NO N/A N/A
CHAIRMAN
PROPOSAL #5: ELECT THOMAS WAMBERG AS MEMBER OF ISSUER NO N/A N/A
NOMINATING COMMITTEE
PROPOSAL #6: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER NO N/A N/A
PROPOSAL #7: AUTHORIZE BOARD TO FILL VACANCIES ISSUER NO N/A N/A
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER NO N/A N/A
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER NO N/A N/A
THE AMOUNT OF USD 80,000 FOR THE CHAIRMAN, USD 70,000
FOR THE DEPUTY CHAIRMAN, AND USD 60,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #12: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER NO N/A N/A
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BWX Limited
TICKER: BWX CUSIP: ADPV35572
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DENIS SHELLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT AARON FINLAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
THE VENDORS
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BYD Company Ltd.
TICKER: 1211 CUSIP: Y1023R104
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CHANGE OF BUSINESS SCOPE AND ISSUER YES FOR FOR
AMENDMENT TO THE ARTICLES OF ASSOCIATION
PROPOSAL #3: APPROVE PROPOSED FURTHER CHANGE OF SHAREHOLDER YES FOR FOR
COMPANY'S BUSINESS SCOPE AND AMEND RELATED ARTICLES
OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BYD Company Ltd.
TICKER: 1211 CUSIP: Y1023R104
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #5: APPROVE P2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
PRC AUDITOR AND INTERNAL CONTROL AUDIT INSTITUTION
AND ERNST & YOUNG AS AUDITOR OUTSIDE THE PRC AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES AGAINST AGAINST
GROUP
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY THE ISSUER YES FOR FOR
COMPANY AND ITS SUBSIDIARIES FOR EXTERNAL PARTIES
PROPOSAL #9: APPROVE ESTIMATED CAP OF ORDINARY ISSUER YES FOR FOR
CONNECTED TRANSACTIONS FOR THE YEAR 2017
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE BY BYD ELECTRONIC ISSUER YES FOR FOR
(INTERNATIONAL) COMPANY LIMITED OF EQUITY OR EQUITY-
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE USE OF SHORT-TERM INTERMITTENT ISSUER YES FOR FOR
FUNDS FOR ENTRUSTED WEALTH MANAGEMENT AND RELATED
TRANSACTIONS
PROPOSAL #13: AUTHORIZE BOARD TO DETERMINE PROPOSED SHAREHOLDER YES AGAINST AGAINST
PLAN FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BYD Electronic (International) Co., Ltd.
TICKER: 285 CUSIP: Y1045N107
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT WANG NIAN-QIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WU JING-SHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT QIAN JING-JIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Byuksan Corp.
TICKER: A007210 CUSIP: Y1024N102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KIM YOO-HYEON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT PARK MI-RYEONG AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C C Land Holdings Ltd.
TICKER: 1224 CUSIP: G1985B113
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT LAM HOW MUN PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT LEUNG CHUN CHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT WONG LUNG TAK PATRICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C C Land Holdings Ltd.
TICKER: 1224 CUSIP: G1985B113
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C I Takiron Corp.
TICKER: 4215 CUSIP: J81453110
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR HYODO, KATSUMORI ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR ISHIZUKA, TETSUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MINAMITANI, YOSUKE ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT DIRECTOR MIYAKE, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MARU, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAITO, KAZUYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UMEDA, TOMOMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IWASAKI, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAWAKAMI, HIROYASU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SAKAMOTO, HIKARU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HAYASHI, HIDENORI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR IWAMOTO, MUNE ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
GIMBAYASHI, TOSHIHIKO
PROPOSAL #4: APPOINT DELOITTE TOUCHE TOHMATSU LLC AS ISSUER YES FOR FOR
NEW EXTERNAL AUDIT FIRM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&C Group plc
TICKER: GCC CUSIP: G1826G107
MEETING DATE: 7/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3a: ELECT VINCENT CROWLEY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT RORY MACNAMARA AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: REELECT SIR BRIAN STEWART AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: REELECT STEPHEN GLANCEY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: REELECT KENNY NEISON AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: REELECT JORIS BRAMS AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: REELECT EMER FINNAN AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: REELECT STEWART GILLILAND AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3i: REELECT RICHARD HOLROYD AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3j: REELECT BREEGE O'DONOGHUE AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C.P. Pokphand Co. Ltd.
TICKER: 43 CUSIP: G71507134
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 MASTER CPP SUPPLY AGREEMENT ISSUER YES FOR FOR
AND RELATED ANNUAL CAPS
PROPOSAL #2: APPROVE 2016 MASTER CPP PURCHASE ISSUER YES FOR FOR
AGREEMENT AND RELATED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C.P. Pokphand Co. Ltd.
TICKER: 43 CUSIP: G71507134
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ADIREK SRIPRATAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SOOKSUNT JIUMJAISWANGLERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT ARUNEE WATCHARANANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT YU JIANPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT MA ANDREW CHIU CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT VINAI VITTAVASGARNVEJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CA Immobilien Anlagen AG
TICKER: CAI CUSIP: A1144Q155
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.65 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE DECREASE IN SIZE OF BOARD FROM ISSUER YES FOR FOR
NINE TO EIGHT MEMBERS
PROPOSAL #7.2.1: ELECT SVEN BIENERT AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.2.2: ELECT KLAUS HIRSCHLER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.2.3: ELECT GABRIELE DUEKER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: AMEND ARTICLES RE: DEPOSIT RECEIPTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabcharge Australia Limited
TICKER: CAB CUSIP: Q1615N106
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DONNALD MCMICHAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF RIGHTS TO ANDREW ISSUER YES FOR FOR
SKELTON, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAC Holdings Corp.
TICKER: 4725 CUSIP: J04925103
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR SHIMADA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAKO, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAHASHI, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BIN CHENG ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MALCOLM F. MEHTA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NISHIMORI, RYOTA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HANADA, MITSUYO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUSHIMA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIROSE, MICHITAKA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KURODA, YUKIKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YOSHIDA, ISSUER YES FOR FOR
MASAAKI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HONDA, ISSUER YES FOR FOR
HIROKAZU
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cache Logistics Trust
TICKER: K2LU CUSIP: Y1072M105
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AUDITED FINANCIAL STATEMENTS AND
AUDITORS' REPORT
PROPOSAL #2: APPROVE KPMG LLP AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
THE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cadila Healthcare Limited
TICKER: 532321 CUSIP: Y1R73U123
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHARVIL P. PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MUKESH M. SHAH & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF PANKAJ R. PATEL AS EXECUTIVE CHAIRMAN AND MANAGING
DIRECTOR
PROPOSAL #6: ELECT APURVA S. DIWANJI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #8: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cadila Healthcare Limited
TICKER: 532321 CUSIP: Y1R73U123
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAE Inc.
TICKER: CAE CUSIP: 124765108
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC PARENT ISSUER �� YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET S. (PEG) ISSUER YES FOR FOR
BILLSON
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. FORTIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL GAGNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. HANKINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN N. MACGIBBON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN P. MANLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER J. SCHOOMAKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW J. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHARINE B. STEVENSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cafe De Coral Holdings Ltd.
TICKER: 341 CUSIP: G1744V103
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3.1: ELECT LO TAK SHING, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LO PIK LING, ANITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT CHOI NGAI MIN, MICHAEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LI KWOK SING, AUBREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cahya Mata Sarawak Berhad
TICKER: CMSB CUSIP: Y1662L103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT ANWAR JAMALULLAIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MAHMUD ABU BEKIR TAIB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FROM 1 ISSUER YES FOR FOR
JANUARY 2017 UNTIL THE NEXT AGM
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ANWAR JAMALULLAIL TO CONTINUE ISSUER YES FOR FOR
OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cairn Energy plc
TICKER: CNE CUSIP: G17528269
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: RE-ELECT IAN TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TODD HUNT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT IAIN MCLAREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALEXANDER BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JACQUELINE SHEPPARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT KEITH LOUGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PETER KALLOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT NICOLETTA GIADROSSI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIMON THOMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT JAMES SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #21: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE ANY DISPOSAL BY THE COMPANY OR ISSUER YES FOR FOR
ANY SUBSIDIARY OF ANY OR ALL SHARES IN CAIRN INDIA
LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cairn India Limited
TICKER: CAIRN CUSIP: Y1081B108
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT PRIYA AGARWAL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S.R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cairn India Limited
TICKER: CAIRN CUSIP: Y1081B108
MEETING DATE: 9/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cairn India Limited
TICKER: CAIRN CUSIP: Y1081B108
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cairo Communication S.p.A.
TICKER: CAI CUSIP: T2809Y111
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2.a: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.b: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.c.1: SLATE 1 SUBMITTED BY U.T. SHAREHOLDER NO N/A N/A
COMMUNICATIONS SPA
PROPOSAL #2.c.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #2.d: ELECT BOARD CHAIR ISSUER YES AGAINST N/A
PROPOSAL #2.e: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2.f: DELIBERATIONS PURSUANT TO ARTICLE 2390 ISSUER YES AGAINST AGAINST
OF CIVIL CODE RE: DECISIONS INHERENT TO
AUTHORIZATION OF BOARD MEMBERS TO ASSUME POSITIONS IN
COMPETING COMPANIES
PROPOSAL #3.a.1: SLATE 1 SUBMITTED BY U.T. SHAREHOLDER YES AGAINST N/A
COMMUNICATIONS SPA
PROPOSAL #3.a.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3.b: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO ADJUST AUDITORS' ISSUER YES FOR FOR
APPOINTMENT AND REMUNERATION
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CaixaBank SA
TICKER: CABK CUSIP: E2427M123
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5.1: RATIFY APPOINTMENT OF AND ELECT JORDI ISSUER YES FOR FOR
GUAL SOLE AS DIRECTOR
PROPOSAL #5.2: RATIFY APPOINTMENT OF AND ELECT JOSE ISSUER YES FOR FOR
SERNA MASIA AS DIRECTOR
PROPOSAL #5.3: RATIFY APPOINTMENT OF AND ELECT KORO ISSUER YES FOR FOR
USARRAGA UNSAIN AS DIRECTOR
PROPOSAL #5.4: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
ALEJANDRO GARCIA-BRAGADO DALMAU AS DIRECTOR
PROPOSAL #5.5: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
FUNDACION BANCARIA CANARIA CAJA GENERAL DE AHORROS
DECANARIAS - FUNDACION CAJACANARIAS AS DIRECTOR
PROPOSAL #5.6: ELECT IGNACIO GARRALDA RUIZ DE VELASCO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: ALLOW DIRECTORS TO BE INVOLVED IN OTHER ISSUER YES FOR FOR
COMPANIES
PROPOSAL #7.1: AMEND ARTICLE 6 RE: SHARES ISSUER YES FOR FOR
PROPOSAL #7.2: AMEND ARTICLES RE: BOARD, FUNCTIONS, ISSUER YES FOR FOR
COMPOSITION, APPOINTMENTS AND DEVELOPMENT OF MEETINGS
PROPOSAL #7.3: AMEND ARTICLE 40 RE: BOARD COMMITTEES ISSUER YES FOR FOR
PROPOSAL #7.4: ADD FINAL PROVISION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE 2017 VARIABLE REMUNERATION ISSUER YES FOR FOR
SCHEME
PROPOSAL #11: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE COMPANY TO CALL EGM WITH 15 ISSUER YES FOR FOR
DAYS' NOTICE
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #14: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CALBEE, Inc.
TICKER: 2229 CUSIP: J05190103
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 42
PROPOSAL #2.1: ELECT DIRECTOR MATSUMOTO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ITO, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MOGI, YUZABURO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAHARA, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUKUSHIMA, ATSUKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MIYAUCHI, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR WEIWEI YAO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
UCHIDA, KAZUNARI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cal-Comp Electronics (Thailand) PCL
TICKER: CCET CUSIP: Y1062G159
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND BOARD ISSUER YES FOR FOR
OF DIRECTORS' REPORT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4.1: ELECT SHENG-HSIUNG HSU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT SHYH-YONG SHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT HUNG-SHEN PAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AMEND COMPANY'S OBJECTIVES AND AMEND ISSUER YES FOR FOR
MEMORANDUM OF ASSOCIATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calsonic Kansei Corp.
TICKER: 7248 CUSIP: J5075P111
MEETING DATE: 1/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AUTHORIZE BOARD TO ISSUER YES FOR FOR
DETERMINE INCOME ALLOCATION WITH RECORD DATE NO LATER
THAN SEP. 29, 2017
PROPOSAL #2: APPROVE CAPITAL REDUCTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caltex Australia Ltd.
TICKER: CTX CUSIP: Q19884107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT GREIG GAILEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT BRUCE MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT MELINDA CONRAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE GRANT OF PERFORMANCE RIGHTS TO ISSUER YES FOR FOR
JULIAN SEGAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cambridge Industrial Trust
TICKER: J91U CUSIP: Y1082Q104
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cameco Corporation
TICKER: CCO CUSIP: 13321L108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A: THE UNDERSIGNED HEREBY CERTIFIES THAT ISSUER YES ABSTAIN N/A
THE SHARES REPRESENTED BY THIS PROXY ARE OWNED AND
CONTROLLED BY A CANADIAN. VOTE FOR = YES AND ABSTAIN
= NO. A VOTE AGAINST WILL BE TREATED AS NOT VOTED.
PROPOSAL #B1: ELECT DIRECTOR IAN BRUCE ISSUER YES FOR FOR
PROPOSAL #B2: ELECT DIRECTOR DANIEL CAMUS ISSUER YES FOR FOR
PROPOSAL #B3: ELECT DIRECTOR JOHN CLAPPISON ISSUER YES FOR FOR
PROPOSAL #B4: ELECT DIRECTOR DONALD DERANGER ISSUER YES FOR FOR
PROPOSAL #B5: ELECT DIRECTOR CATHERINE GIGNAC ISSUER YES FOR FOR
PROPOSAL #B6: ELECT DIRECTOR TIM GITZEL ISSUER YES FOR FOR
PROPOSAL #B7: ELECT DIRECTOR JIM GOWANS ISSUER YES FOR FOR
PROPOSAL #B8: ELECT DIRECTOR KATHRYN (KATE) JACKSON ISSUER YES FOR FOR
PROPOSAL #B9: ELECT DIRECTOR DON KAYNE ISSUER YES FOR FOR
PROPOSAL #B10: ELECT DIRECTOR ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #B11: ELECT DIRECTOR NEIL MCMILLAN ISSUER YES FOR FOR
PROPOSAL #C: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #D: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canaccord Genuity Group Inc.
TICKER: CF CUSIP: 134801109
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR CHARLES N. BRALVER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MASSIMO C. CARELLO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR DANIEL J. DAVIAU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KALPANA DESAI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MICHAEL D. HARRIS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR DAVID J. KASSIE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TERRENCE A. LYONS ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DIPESH J. SHAH ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Apartment Properties Real Estate Investment Trust
TICKER: CAR.UN CUSIP: 134921105
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TRUSTEE HAROLD BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT TRUSTEE GINA CODY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT TRUSTEE DAVID EHRLICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT TRUSTEE PAUL HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT TRUSTEE THOMAS SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT TRUSTEE DAVID SLOAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT TRUSTEE MICHAEL STEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT TRUSTEE STANLEY SWARTZMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT TRUSTEE ELAINE TODRES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND DECLARATION OF TRUST ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Energy Services & Technology Corp.
TICKER: CEU CUSIP: 13566W108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR COLIN D. BOYER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR RODNEY L. CARPENTER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JOHN M. HOOKS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KYLE D. KITAGAWA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR THOMAS J. SIMONS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR D. MICHAEL G. STEWART ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BURTON J. AHRENS ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR PHILIP J. SCHERMAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: CHANGE COMPANY NAME TO CES ENERGY ISSUER YES FOR FOR
SOLUTIONS CORP.
PROPOSAL #5: RE-APPROVE RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Imperial Bank Of Commerce
TICKER: CM CUSIP: 136069101
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT S. BELZBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCI E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY F. COLTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK D. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUC DESJARDINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR G. DODIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA S. HASENFRATZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN J. KELLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTINE E. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NICHOLAS D. LE PAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN P. MANLEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KATHARINE B. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR MARTINE TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR BARRY L. ZUBROW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: ADOPT A POLICY OF WITHDRAWAL FROM SHAREHOLDER YES AGAINST FOR
TAX HAVENS OR JURISDICTIONS WITH LOW TAX RATES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian National Railway Company
TICKER: CNR CUSIP: 136375102
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHAUNEEN BRUDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE GODIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUC JOBIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1.8: ELECT DIRECTOR DENIS LOSIER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN G. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT PACE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT L. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, N. MURRAY ISSUER YES FOR FOR
EDWARDS, TIMOTHY W. FAITHFULL, GARY A. FILMON,
CHRISTOPHER L. FONG, GORDON D. GIFFIN, WILFRED A.
GOBERT, STEVE W. LAUT, FRANK J. MCKENNA, DAVID A.
TUER, AND ANNETTE M. VERSCHUREN AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNETTE M. VERSCHUREN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Pacific Railway Limited
TICKER: CP CUSIP: 13645T100
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #3.1: ELECT DIRECTOR JOHN BAIRD ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ISABELLE COURVILLE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KEITH E. CREEL ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR GILLIAN (JILL) H. ISSUER YES FOR FOR
DENHAM
PROPOSAL #3.5: ELECT DIRECTOR WILLIAM R. FATT ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR REBECCA MACDONALD ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MATTHEW H. PAULL ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ANDREW F. REARDON ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR GORDON T. TRAFTON II ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Real Estate Investment Trust
TICKER: REF.UN CUSIP: 13650J104
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TRUSTEE JOHN A. BROUGH ISSUER YES FOR FOR
PROPOSAL #2: ELECT TRUSTEE ANTHONY S. FELL ISSUER YES FOR FOR
PROPOSAL #3: ELECT TRUSTEE STEPHEN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #4: ELECT TRUSTEE KAREN A. KINSLEY ISSUER YES FOR FOR
PROPOSAL #5: ELECT TRUSTEE R. MICHAEL LATIMER ISSUER YES FOR FOR
PROPOSAL #6: ELECT TRUSTEE W. REAY MACKAY ISSUER YES FOR FOR
PROPOSAL #7: ELECT TRUSTEE DALE R. PONDER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE TRUSTEES TO FIX THEIR REMUNERATION
PROPOSAL #9: AMEND DECLARATION OF TRUST RE: ADVANCE ISSUER YES FOR FOR
NOTICE PROVISIONS
PROPOSAL #10: AMEND DECLARATION OF TRUST RE: DISSENT ISSUER YES FOR FOR
AND APPRAISAL RIGHTS
PROPOSAL #11: AMEND DECLARATION OF TRUST RE: ISSUER YES FOR FOR
OPPRESSION REMEDY
PROPOSAL #12: AMEND DECLARATION OF TRUST RE: ISSUER YES FOR FOR
UNITHOLDER PROPOSALS
PROPOSAL #13: AMEND DECLARATION OF TRUST RE: QUORUM ISSUER YES FOR FOR
REQUIREMENT
PROPOSAL #14: AMEND DECLARATION OF TRUST RE: ISSUER YES FOR FOR
INVESTMENT RESTRICTIONS
PROPOSAL #15: APPROVE UNITHOLDER RIGHTS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Tire Corporation, Limited
TICKER: CTC.A CUSIP: 136681202
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERRE BOIVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. GOODFELLOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. PRICE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Western Bank
TICKER: CWB CUSIP: 13677F101
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBRECHT W.A. BELLSTEDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. BIBBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER H. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA M.O. HOHOL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MANNING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SARAH A. MORGAN- ISSUER YES FOR FOR
SILVESTER
PROPOSAL #1.7: ELECT DIRECTOR MARGARET J. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT L. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RAYMOND J. PROTTI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IAN M. REID ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR H. SANFORD RILEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALAN M. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canara Bank Ltd
TICKER: 532483 CUSIP: Y1081F109
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #3: ELECT THREE SHAREHOLDER DIRECTORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canexus Corporation
TICKER: CUS CUSIP: 13751W103
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY 1993754 ALBERTA ISSUER YES FOR FOR
LTD., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF
CHEMTRADE LOGISTICS INCOME FUND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canfor Corporation
TICKER: CFP CUSIP: 137576104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J.G. BENTLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RYAN BARRINGTON-FOOTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLEN D. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KORENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONRAD A. PINETTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. MCNEILL (MACK) ISSUER YES FOR FOR
SINGLETON
PROPOSAL #1.8: ELECT DIRECTOR ROSS S. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM W. STINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: SP 1: ADOPT POLICY ON BOARD DIVERSITY SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canon Electronics, Inc.
TICKER: 7739 CUSIP: J05082102
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
AUTHORIZE PUBLIC ANNOUNCEMENTS IN ELECTRONIC FORMAT
PROPOSAL #3.1: ELECT DIRECTOR SAKAMAKI, HISASHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR HASHIMOTO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR EHARA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ISHIZUKA, TAKUMI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ARAI, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YAOMIN ZHOU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KIMURA, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR UCHIYAMA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TAKAHASHI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR UETAKE, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TOYODA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR UTSUMI, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR KAWANA, ISSUER YES FOR FOR
TATSUYA
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canon Inc.
TICKER: 7751 CUSIP: J05124144
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 75
PROPOSAL #2.1: ELECT DIRECTOR MITARAI, FUJIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MAEDA, MASAYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TANAKA, TOSHIZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUMOTO, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HOMMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAIDA, KUNITARO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KATO, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YOSHIDA, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canon Marketing Japan Inc
TICKER: 8060 CUSIP: J05166111
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR MURASE, HARUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAKATA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR USUI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAGI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAMIMORI, AKIHISA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUSAKA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ADACHI, MASACHIKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HAMADA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR DOI, NORIHISA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR DOBASHI, AKIO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canvest Environmental Protection Group Company Limited
TICKER: 1381 CUSIP: G18322100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LAI KIN MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YUAN GUOZHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SHA ZHENQUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT FENG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CHUNG KWOK NAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cap Gemini
TICKER: CAP CUSIP: F13587120
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS AND ACKNOWLEDGE THE
ABSENCE OF NEW TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.55 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF PAUL ISSUER YES FOR FOR
HERMELIN, CHAIRMAN AND CEO
PROPOSAL #7: ELECT PATRICK POUYANNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT DANIEL BERNARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT ANNE BOUVEROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT PIERRE PRINGUET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: CHANGE COMPANY NAME TO CAPGEMINI AND ISSUER YES FOR FOR
AMEND ARTICLE 2 OF BYLAWS ACCORDINGLY
PROPOSAL #13: APPROVE CHANGE OF CORPORATE FORM TO ISSUER YES FOR FOR
SOCIETAS EUROPAEA (SE)
PROPOSAL #14: PURSUANT TO ITEM 13 ABOVE, ADOPT NEW ISSUER YES FOR FOR
BYLAWS
PROPOSAL #15: AMEND ARTICLE 10 OF BYLAWS RE: ISSUER YES FOR FOR
SHAREHOLDING DISCLOSURE THRESHOLDS
PROPOSAL #16: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS UNDER
PERFORMANCE CONDITIONS RESERVED FOR EMPLOYEES AND
EXECUTIVE OFFICERS
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #19: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAP S.A.
TICKER: CAP CUSIP: P25625107
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND POLICY AND DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION OF USD 0.23 PER SHARE
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE; APPROVE THEIR ANNUAL REPORT
PROPOSAL #8: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capcom Co. Ltd.
TICKER: 9697 CUSIP: J05187109
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR TSUJIMOTO, KENZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUJIMOTO, HARUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR EGAWA, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NOMURA, KENKICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YASUDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SATO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MURANAKA, TORU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cape plc
TICKER: CIU CUSIP: G1933N102
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TIM EGGAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEVE GOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BRIAN LARCOMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MICHAEL MERTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOE OATLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MARY REILLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL SPEAKMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capita plc
TICKER: CPI CUSIP: G1846J115
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT SIR IAN POWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDY PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NICK GREATOREX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT VIC GYSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT GILLIAN SHELDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN CRESSWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT CHRIS SELLERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT MATTHEW LESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #21: APPROVE DEFERRED ANNUAL BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE SAVE AS YOU EARN OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #23: APPROVE SHARE INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital & Counties Properties PLC
TICKER: CAPC CUSIP: G19406100
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT IAN DURANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT IAN HAWKSWORTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SITUL JOBANPUTRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GARY YARDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GRAEME GORDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT GERRY MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DEMETRA PINSENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT HENRY STAUNTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW STRANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANTHONY STEAINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: APPROVE SCRIP DIVIDEND SCHEME ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #22: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Environment Holdings Ltd.
TICKER: 3989 CUSIP: G1941T109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT WU LISHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LIU YONGZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ZHANG MENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT PAO PING WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT CHAN YEE WAH, EVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Power Corporation
TICKER: CPX CUSIP: 14042M102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD LOWRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBRECHT BELLSTEDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOYLE BENEBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK DANIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JILL GARDINER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KELLY HUNTINGTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP LACHAMBRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN VAASJO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHARINE STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KEITH TRENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND QUORUM REQUIREMENTS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Securities Corp.
TICKER: 6005 CUSIP: Y11003103
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Commercial Trust
TICKER: C61U CUSIP: Y1091N100
MEETING DATE: 7/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF 50.0 PERCENT OF ISSUER YES FOR FOR
THE UNITS IN MSO TRUST WHICH HOLDS CAPITAGREEN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Commercial Trust
TICKER: C61U CUSIP: Y1091N100
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AUDITED FINANCIAL STATEMENTS AND
AUDITORS' REPORT
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE UNIT REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Limited
TICKER: C31 CUSIP: Y10923103
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4a: ELECT EULEEN GOH YIU KIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT PHILIP NALLIAH PILLAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHALY MAH CHEE KHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE CAPITALAND PERFORMANCE SHARE PLAN
2010 AND CAPITALAND RESTRICTED SHARE PLAN 2010
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Malaysia Mall Trust
TICKER: CMMT CUSIP: Y1122W103
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Mall Trust
TICKER: C38U CUSIP: Y1100L160
MEETING DATE: 4/13/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT TRUSTEE'S REPORT, STATEMENT BY THE ISSUER YES FOR FOR
MANAGER, AUDITED FINANCIAL STATEMENTS AND AUDITORS'
REPORT
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapitaLand Retail China Trust
TICKER: AU8U CUSIP: Y1092E109
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT TRUSTEE'S REPORT, STATEMENT BY THE ISSUER YES FOR FOR
MANAGER, AUDITED FINANCIAL STATEMENTS AND AUDITORS'
REPORT
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISTRIBUTION REINVESTMENT PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capitec Bank Holdings Ltd
TICKER: CPI CUSIP: S15445109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT NONHLANHLA MJOLI-MNCUBE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: RE-ELECT PETRUS MOUTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT RIAAN STASSEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT LINDIWE DLAMINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KABELO MAKWANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS INC. AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #7: AUTHORISE SPECIFIC ISSUE OF LOSS ISSUER YES FOR FOR
ABSORBENT CONVERTIBLE CAPITAL SECURITIES FOR CASH
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capitol Health Ltd.
TICKER: CAJ CUSIP: Q20864106
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT ANDREW DEMETRIOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NICOLE SHEFFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ISSUANCE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF THE COMPANY'S ISSUED CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Car Inc.
TICKER: 699 CUSIP: G19021107
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FRAMEWORK AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #b: APPROVE ANNUAL CAPS FOR FINANCIAL YEARS ISSUER YES FOR FOR
ENDING DECEMBER 31, 2016, 2017 AND 2018
PROPOSAL #c: AUTHORIZE BOARD DEAL WITH ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE FRAMEWORK AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAR Inc.
TICKER: 699 CUSIP: G19021107
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT CHARLES ZHENGYAO LU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LINAN ZHU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT XIAOGENG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carabao Group PCL
TICKER: CBG CUSIP: Y1820N116
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITOR'S REPORT
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT KANIT PATSAMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT SANCHAI JULLAMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SIRIPONG WONGKHUNTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Card Factory PLC
TICKER: CARD CUSIP: G1895H101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT GEOFF COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT KAREN HUBBARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DARREN BRYANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT OCTAVIA MORLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID STEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PAUL MCCRUDDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardno Ltd.
TICKER: CDD CUSIP: Q2097C105
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MICHAEL ALSCHER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT NEVILLE BUCH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT STEVEN SHERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JEFFREY FORBES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT GARY JANDEGIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT ROBERT PRIETO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT NATHANIAL THOMSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE THE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE THE CARDNO PERFORMANCE EQUITY ISSUER YES FOR FOR
PLAN
PROPOSAL #11: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISION
PROPOSAL #12: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Career Technology Co., Ltd.
TICKER: 6153 CUSIP: Y11058107
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #8.1: ELECT CAI CHANG YING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT WU YONG HUI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT YE KUN XIANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT ZENG ZHONG YI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 8 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT ZHANG JIAN HUA WITH ID NO. ISSUER YES FOR FOR
R120942XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT QIU MEI YUE WITH ID NO. ISSUER YES FOR FOR
R200131XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT WU QING YI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
27607 AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT SHI CHUN CHENG WITH ID NO. ISSUER YES FOR FOR
Q121596XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT ZHOU LIANG ZHEN WITH ID NO. ISSUER YES FOR FOR
N221331XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caregen Co., Ltd.
TICKER: A214370 CUSIP: Y1R376105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT KIM DAE-OCK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KIM DAE-OCK AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cargotec Oyj
TICKER: CGCBV CUSIP: X10788101
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.94 PER CLASS A SHARE AND EUR 0.95
PER CLASS B SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES RE: MINIMUM AND MAXIMUM ISSUER YES FOR FOR
NUMBER OF DIRECTORS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 85,000 FOR CHAIRMAN, EUR 60,000 FOR
VICE CHAIRMAN, AND EUR 45,000 FOR OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE
PROPOSAL #12: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #13: REELECT KIMMO ALKIO, JORMA ELORANTA, ISSUER YES FOR FOR
TAPIO HAKAKARI, ILKKA HERLIN, PETER IMMONEN, KAISA
OLKKONEN, TEUVO SALMINEN AND HEIKKI SOLJAMA AS
DIRECTORS; ELECT TERESA KEMPPI-VASAMA AND JOHANNA
LAMMINEN AS NEW DIRECTORS
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: FIX NUMBER OF AUDITORS AT TWO ISSUER YES FOR FOR
PROPOSAL #16: RATIFY PRICEWATERHOUSECOOPERS AND TOMI ISSUER YES FOR FOR
HYRYLÄINEN AS AUDITORS
PROPOSAL #17: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carillion plc
TICKER: CLLN CUSIP: G1900N101
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT ZAFAR KHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KEITH COCHRANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW DOUGAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PHILIP GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALISON HORNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICHARD HOWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carl Zeiss Meditec AG
TICKER: AFX CUSIP: D14895102
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.42 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES �� FOR FOR
FOR FISCAL 2015/16
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/16
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2016/17
PROPOSAL #6: APPROVE CREATION OF EUR 12.2 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY CARL ZEISS MEDITEC ASSET MANAGEMENT
VERWALTUNGSGESELLSCHAFT MBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carlsberg
TICKER: CARL B CUSIP: K36628137
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE REMUNERATION OF DIRECTORS;
APPROVE DISCHARGE OF MANAGEMENT AND BOARD
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 10 PER SHARE
PROPOSAL #4a: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #4b: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF DKK 1.85 MILLION FOR CHAIRMAN, DKK
618,000 FOR VICE CHAIR, AND DKK 412,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #4c: AMEND ARTICLES RE: COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS IN ENGLISH ONLY
PROPOSAL #4d: AMEND ARTICLES RE: ABOLISH THE USE OF ISSUER YES FOR FOR
THE DANISH BUSINESS AUTHORITY'S IT SYSTEM FOR
CONVENING AND ANNOUNCING ANNUAL GENERAL MEETINGS
PROPOSAL #5a: REELECT FLEMMING BESENBACHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5b: REELECT LARS REBIEN SORENSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5c: REELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT DONNA CORDNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: REELECT CORNELIUS JOB VAN DER GRAAF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5f: REELECT CARL BACHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: REELECT SOREN-PETER FUCHS OLESEN ISSUER YES FOR FOR
PROPOSAL #5h: REELECT NINA SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: REELECT LARS STEMMERIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5j: ELECT NANCY CRUICKSHANK AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival Group International Holdings Ltd
TICKER: 996 CUSIP: G1991V103
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT WANG YIKUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TSAI TSON (ALSO KNOWN AS STEVE ISSUER YES FOR FOR
TSAI) AS DIRECTOR
PROPOSAL #2c: ELECT CHAN WAI CHEUNG ADMIRAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival plc
TICKER: CCL CUSIP: G19081101
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MICKY ARISON AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: RE-ELECT JONATHON BAND AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: ELECT HELEN DEEBLE AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: RE-ELECT ARNOLD DONALD AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #5: RE-ELECT RICHARD GLASIER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #6: RE-ELECT DEBRA KELLY-ENNIS AS DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #7: RE-ELECT JOHN PARKER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #8: RE-ELECT STUART SUBOTNICK AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #9: RE-ELECT LAURA WEIL AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #10: RE-ELECT RANDALL WEISENBURGER AS ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF CARNIVAL PLC; RATIFY THE
SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS
LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM OF CARNIVAL CORPORATION
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO FIX REMUNERATION OF AUDITORS
PROPOSAL #17: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carrefour
TICKER: CA CUSIP: F13923119
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.70 PER SHARE
PROPOSAL #4: REELECT BERNARD ARNAULT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT JEAN-LAURENT BONNAFE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RATIFY APPOINTMENT OF FLAVIA BUARQUE DE ISSUER YES AGAINST AGAINST
ALMEIDA AS DIRECTOR
PROPOSAL #7: ELECT MARIE-LAURE SAUTY DE CHALON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT LAN YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 1.2 MILLION
PROPOSAL #10: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF CEO ISSUER YES FOR FOR
AND CHAIRMAN
PROPOSAL #13: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE CORPORATE OFFICERS
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AMEND ARTICLE 11 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE
PROPOSAL #16: AMEND ARTICLE 11 AND 12 OF BYLAWS RE: ISSUER YES FOR FOR
AGE LIMIT OF CEO AND DIRECTORS
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 4.4 BILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 175 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 175 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 500 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carsales.com Ltd.
TICKER: CAR CUSIP: Q21411121
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT KIM ANDERSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT EDWINA GILBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO GREG ROEBUCK
PROPOSAL #5b: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
AND OPTIONS TO GREG ROEBUCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cascades Inc.
TICKER: CAS CUSIP: 146900105
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAIN LEMAIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS GARNEAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SYLVIE LEMAIRE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID MCAUSLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGES KOBRYNSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELISE PELLETIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SYLVIE VACHON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURENCE G. SELLYN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARIO PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHELLE CORMIER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARTIN COUTURE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICK LEMAIRE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: INDEPENDENCE OF COMPENSATION SHAREHOLDER YES AGAINST FOR
ADVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casetek Holdings Ltd.
TICKER: 5264 CUSIP: G19303109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE
ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cash Converters International Limited
TICKER: CCV CUSIP: Q2141W107
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT STUART GRIMSHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO PETER CUMINS, MANAGING DIRECTOR AND CEO OF THE
COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cashbuild Limited
TICKER: CSB CUSIP: S16060113
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT AUDITORS' REPORT ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #3: RE-ELECT HESTER HICKEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DR SIMO LUSHABA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH I BUYS AS THE AUDIT
PARTNER
PROPOSAL #6.1: RE-ELECT NOMAHLUBI SIMAMANE AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6.2: RE-ELECT DR SIMO LUSHABA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6.3: RE-ELECT HESTER HICKEY AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #10: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casino Guichard Perrachon
TICKER: CO CUSIP: F14133106
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.12 PER SHARE
PROPOSAL #4: APPROVE TRANSACTION WITH CNOVA N.V. RE: ISSUER YES FOR FOR
PUBLIC TENDER OFFER
PROPOSAL #5: APPROVE AMENDMENT TO AGREEMENT WITH ISSUER YES FOR FOR
MERCIALYS RE: PARTNERSHIP AGREEMENT
PROPOSAL #6: APPROVE AMENDMENT TO AGREEMENT WITH ISSUER YES FOR FOR
EURIS
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-CHARLES NAOURI, CHAIRMAN AND CEO
PROPOSAL #8: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #9: REELECT GERARD DE ROQUEMAUREL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT DAVID DE ROTHSCHILD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT FREDERIC SAINT-GEOURS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: REELECT EURIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT FONCIERE EURIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT CHRISTIANE FERAL-SCHUHL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: DECISION NOT TO REPLACE A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 59 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 16.9 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 16.9 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 59 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
16.9 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #25: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 59 MILLION
PROPOSAL #26: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS (REPURCHASED
SHARES)
PROPOSAL #27: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS (NEW SHARES)
PROPOSAL #28: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #29: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #30: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #31: AMEND ARTICLE 14, 16 AND 29 OF BYLAWS ISSUER YES FOR FOR
RE: EMPLOYEE REPRESENTATIVE
PROPOSAL #32: AMEND ARTICLE 20 AND 21 OF BYLAWS RE: ISSUER YES FOR FOR
AGE LIMIT FOR CHAIRMAN OF THE BOARD AND CEO
PROPOSAL #33: AMEND ARTICLE 4 AND 225 OF BYLAWS RE: ISSUER YES FOR FOR
HEADQUARTERS AND GENERAL MEETINGS COMPOSITION
PROPOSAL #34: DELEGATE POWERS TO THE BOARD TO AMEND ISSUER YES FOR FOR
BYLAWS IN ACCORDANCE WITH NEW REGULATIONS
PROPOSAL #35: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casio Computer Co. Ltd.
TICKER: 6952 CUSIP: J05250139
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR KASHIO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KASHIO, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKAMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAGI, AKINORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MASUDA, YUICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ITO, SHIGENORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMAGISHI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKANO, SHIN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAITO, HARUMI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ISHIKAWA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KOTANI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR UCHIYAMA, ISSUER YES FOR FOR
TOMOYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castellum AB
TICKER: CAST CUSIP: W2084X107
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
APPOINTMENT OF AND NUMBER OF AUDITORS; NUMBER OF
BOARD MEMBERS; REMUNERATION FOR BOARD AND AUDITORS;
ELECTION OF BOARD, CHAIRMAN AND AUDITORS
PROPOSAL #12: DETERMINE NUMBER OF DIRECTORS (7) AND ISSUER YES FOR FOR
DEPUTY DIRECTORS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 825,000 TO THE CHAIRMAN
AND SEK 350,000 TO THE OTHER BOARD MEMBERS; APPROVE
REMUNERATION FOR COMMITTEE WORK
PROPOSAL #14a: REELECT CHARLOTTE STROMBERG AS ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #14b: REELECT PER BERGGREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14c: RELECT ANNA-KARIN HATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14d: RELEECT CHRISTER JACOBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14e: REELECT NINA LINANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14f: REELECT JOHAN SKOGLUND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14g: REELECT CHRISTINA KARLSSON KAZEEM ISSUER YES FOR FOR
PROPOSAL #15: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: ELECT MEMBERS OF NOMINATING COMMITTEE ISSUER YES FOR FOR
PROPOSAL #17: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #18: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castrol India Ltd.(ex-Indrol Lubricants Ltd.)
TICKER: 500870 CUSIP: Y1143S149
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND, SPECIAL ISSUER YES FOR FOR
DIVIDEND AND DECLARE FINAL DIVIDEND
PROPOSAL #3: REELECT OMER DORMEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT RASHMI JOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catcher Technology Co., Ltd.
TICKER: 2474 CUSIP: Y1148A101
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO RAISE OPERATIONAL
FUNDS OR PARTICIPATE IN THE ISSUANCE OF GLOBAL
DEPOSITORY RECEIPT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay Financial Holding Co., Ltd.
TICKER: 2882 CUSIP: Y11654103
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE LONG-TERM CAPITAL INCREASE ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT EDWARD YUNG DO WAY WITH ID NO. ISSUER YES FOR FOR
A102143XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay Pacific Airways Ltd
TICKER: 293 CUSIP: Y11757104
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT CHU KWOK LEUNG IVAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT RUPERT BRUCE GRANTHAM TROWER HOGG ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #1c: ELECT JOHN ROBERT SLOSAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT SONG ZHIYONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT MERLIN BINGHAM SWIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT XIAO FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay Real Estate Development Co. Ltd.
TICKER: 2501 CUSIP: Y11579102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHANG CHING KUEI, REPRESENTATIVE ISSUER YES FOR FOR
OF HE HSIN CAPITAL CO., LTD WITH SHAREHOLDER NO.
336395 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT LEE HUNG MING, REPRESENTATIVE OF ISSUER YES FOR FOR
HE HSIN CAPITAL CO., LTD WITH SHAREHOLDER NO. 336395
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT TSAI CHUNG YAN, REPRESENTATIVE ISSUER YES FOR FOR
OF HE HSIN CAPITAL CO., LTD WITH SHAREHOLDER NO.
336395 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT TUNG TZI LI, REPRESENTATIVE OF ISSUER YES FOR FOR
CATHAY CHARITY FOUNDATION WITH SHAREHOLDER NO. 33055
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT CHU CHUNG CHANG, REPRESENTATIVE ISSUER YES FOR FOR
OF CATHAY REAL ESTATE FOUNDATION WITH SHAREHOLDER NO.
35678 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT LIN CHIN LIANG, REPRESENTATIVE ISSUER YES FOR FOR
OF CATHAY REAL ESTATE EMPLOYEES WELFARE COMMITTEE
WITH SHAREHOLDER NO. 9800 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT LIN SHIOU LING WITH ID NO. ISSUER YES FOR FOR
A202924XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT WU CHIH WEI WITH ID NO. ISSUER YES FOR FOR
H120573XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.9: ELECT JAMES Y. CHANG WITH ID NO. ISSUER YES FOR FOR
A102212XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caverion Oyj
TICKER: CAV1V CUSIP: X09586102
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES RE: BOARD-RELATED ISSUER YES FOR FOR
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 79,200 FOR CHAIRMAN, EUR 60,000 FOR
VICE CHAIRMAN, AND EUR 46,800 FOR OTHER DIRECTORS;
APPROVE ATTENDANCE FEES FOR BOARD AND COMMITTEE WORK
PROPOSAL #13: REELECT MARKUS EHRNOOTH, ANNA HYVONEN, ISSUER YES FOR FOR
EVA LINDQVIST, AND MICHAEL ROSENLEW (CHAIRMAN) AS
DIRECTORS; ELECT JUSSI AHO, JOACHIM HALLENGREN,
THOMAS HINNERSKOVAND, AND ANTTI HERLIN AS NEW
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #17: APPROVE ISSUANCE OF UP TO 25 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cawachi Ltd
TICKER: 2664 CUSIP: J0535K109
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR KAWACHI, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ASANO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KOMATSU, YORITSUGU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OKUBO, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MIYAHARA, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR OKUYAMA, HIROMICHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR WATANABE, RINJI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCC SA
TICKER: CCC CUSIP: X5818P109
MEETING DATE: 1/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NEW SERIES F SHARES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: ELIMINATE PREEMPTIVE RIGHTS WITH REGARDS ISSUER YES FOR FOR
TO NEW SERIES F SHARES
PROPOSAL #8: APPROVE ISSUANCE OF CONVERTIBLE WARRANTS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: ELIMINATE PREEMPTIVE RIGHTS WITH REGARDS ISSUER YES FOR FOR
TO NEW CONVERTIBLE WARRANTS
PROPOSAL #10: APPROVE LISTING, DEMATERIALIZATION, AND ISSUER YES FOR FOR
REGISTRATION OF NEWLY ISSUED SHARES
PROPOSAL #11: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AMEND STATUTE RE: MANAGEMENT BOARD ISSUER YES FOR FOR
AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN LIMITS
OF TARGET CAPITAL WITH POSSIBLE EXCLUSION OF
PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: APPROVE CREATION OF RESERVE CAPITAL FOR ISSUER YES FOR FOR
PURPOSES OF SHARE REPURCHASE PROGRAM
PROPOSAL #15: AMEND STATUTE RE: VOTING RIGHTS CAP ISSUER YES AGAINST AGAINST
PROPOSAL #16: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCC SA
TICKER: CCC CUSIP: X5818P109
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS AND FINANCIAL STATEMENTS
PROPOSAL #8: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #9: APPROVE APPROPRIATION OF SUPPLEMENTARY ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 2.59 PER SHARE
PROPOSAL #11.1: APPROVE DISCHARGE OF DARIUSZ MILEK ISSUER YES FOR FOR
(CEO)
PROPOSAL #11.2: APPROVE DISCHARGE OF MARIUSZ GNYCH ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.3: APPROVE DISCHARGE OF PIOTR NOWJALIS ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #11.4: APPROVE DISCHARGE OF KAROL POLTORAK ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12.1: APPROVE DISCHARGE OF HENRYK CHOJNACKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.2: APPROVE DISCHARGE OF WIESLAW OLES ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #12.3: APPROVE DISCHARGE OF MARCIN MURAWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.4: APPROVE DISCHARGE OF JERZY SUCHNICKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF WALDEMAR ISSUER YES FOR FOR
JURKIEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF MIROSLAW ISSUER YES FOR FOR
STACHOWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF KAROL POLTORAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #13: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
AT FIVE
PROPOSAL #14.1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #14.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #14.3: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #14.4: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #14.5: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #15: ELECT CHAIRMAN OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #16: APPROVE ISSUANCE OF B SERIES WARRANTS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS CONVERTIBLE INTO F SERIES
SHARES FOR INCENTIVE PLAN; AMEND STATUTE ACCORDINGLY
PROPOSAL #17: APPROVE ISSUANCE OF C SERIES ISSUER YES FOR FOR
SUBSCRIPTION WARRANTS WITHOUT PREEMPTIVE RIGHTS AND
CONDITIONAL INCREASE IN SHARE CAPITAL; APPROVE
CONDITIONAL INCREASE IN SHARE CAPITAL VIA ISSUANCE OF
G SERIES SHARES WITHOUT PREEMPTIVE RIGHTS; AMEND
STATUTE AC
PROPOSAL #18: AMEND STATUTE RE: MANAGEMENT BOARD ISSUER YES FOR FOR
AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN LIMITS
OF TARGET CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCR S.A.
TICKER: CCRO3 CUSIP: P1413U105
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
AND AMEND ARTICLE 8
PROPOSAL #2: AMEND ARTICLE 13 ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCR S.A.
TICKER: CCRO3 CUSIP: P2170M104
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT ANA MARIA MARCONDES PENIDO ISSUER YES ABSTAIN AGAINST
SANT'ANNA AS DIRECTOR AND VICE-CHAIRMAN AND EDUARDA
PENIDO DALLA VECCHIA AS ALTERNATE
PROPOSAL #4.3: ELECT FRANCISCO CAPRINO NETO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND ROBERTO NAVARRO EVANGELISTA AS ALTERNATE
PROPOSAL #4.4: ELECT RICARDO COUTINHO DE SENA AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND JOSE HENRIQUE BRAGA POLIDO LOPES AS
ALTERNATE
PROPOSAL #4.5: ELECT JOSE FLORENCIO RODRIGES NETO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND LIVIO HAGIME KUZE AS ALTERNATE
PROPOSAL #4.6: ELECT PAULO ROBERTO RECKZIEGEL GUEDES ISSUER YES ABSTAIN AGAINST
AS DIRECTOR AND TARCISIO AUGUSTO CARNEIRO AS
PROPOSAL #4.7: ELECT ANA DOLORES MOURA CARNEIRO ISSUER YES ABSTAIN AGAINST
NOVAES AS DIRECTOR AND EDUARDO PENIDO SANT'ANNA AS
PROPOSAL #4.8: ELECT PAULO MARCIO DE OLIVEIRA ISSUER YES ABSTAIN AGAINST
MONTEIRO AS DIRECTOR AND MARINA ROSENTHAL ROCHA AS
PROPOSAL #4.9: ELECT HENRIQUE SUTTON DE SOUSA NEVES ISSUER YES ABSTAIN AGAINST
AS DIRECTOR AND ROSA E PENIDO DALLA VECCHIA AS
PROPOSAL #4.10: ELECT MURILO CESAR LEMOS DOS SANTOS ISSUER YES ABSTAIN AGAINST
PASSOS AS DIRECTOR AND CHAIRMAN AND FERNANDO LUIZ
AGUIAR FILHO AS ALTERNATE
PROPOSAL #4.11: ELECT LUIZ ALBERTO COLONNA ROSMAN AS ISSUER YES ABSTAIN AGAINST
INDEPENDENT DIRECTOR
PROPOSAL #4.12: ELECT WILSON NELIO BRUMER AS ISSUER YES ABSTAIN AGAINST
INDEPENDENT DIRECTOR
PROPOSAL #4.13: ELECT MAILSON FERREIRA DA NOBREGA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4.14: ELECT CHARLES RENE LEBARBENCHON AS SHAREHOLDER YES ABSTAIN N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5.1: INSTALL AND FIX NUMBER OF FISCAL ISSUER YES FOR FOR
COUNCIL MEMBERS
PROPOSAL #5.2: ELECT NEWTON BRANDAO FERRAZ RAMOS AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND FERNANDO SANTOS SALLES AS
ALTERNATE
PROPOSAL #5.3: ELECT ADALGISO FRAGOSO FARIA AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER AND MARCELO DE ANDRADE AS ALTERNATE
PROPOSAL #5.4: ELECT JOSE VALDIR PESCE AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER AND EDMAR BRIGUELLI AS ALTERNATE
PROPOSAL #5.5: ELECT LUIZ CLAUDIO LEITE DE OLIVEIRA SHAREHOLDER YES FOR N/A
AS FISCAL COUNCIL MEMBER AND ANDRE EDUARDO DANTAS AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5.6: ELECT FISCAL MARIA CECILIA ROSSI AS SHAREHOLDER YES ABSTAIN N/A
FISCAL COUNCIL MEMBER AND ALEXANDRE CARDOSO FREITAS
AS ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCR S.A.
TICKER: CCRO3 CUSIP: P2170M104
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND CONSOLIDATE BYLAWS ACCORDINGLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CD Projekt S.A.
TICKER: CDR CUSIP: X6002X106
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: AMEND STATUTE AND APPROVE CONSOLIDATED ISSUER YES AGAINST AGAINST
TEXT OF STATUTE
PROPOSAL #5: AMEND MAY 24, 2016, AGM RESOLUTION RE: ISSUER YES AGAINST AGAINST
AUTHORIZE SHARE REPURCHASE PROGRAM
PROPOSAL #6: APPROVE MERGER WITH CD PROJEKT BRANDS ISSUER YES FOR FOR
S.A.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CD Projekt S.A.
TICKER: CDR CUSIP: X6002X106
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #8: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 1.05 PER SHARE
PROPOSAL #10: APPROVE DISCHARGE OF ADAM KICINSKI ISSUER YES FOR FOR
(CEO)
PROPOSAL #11: APPROVE DISCHARGE OF MARCIN IWINSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #12: APPROVE DISCHARGE OF PIOTR NIELUBOWICZ ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #13: APPROVE DISCHARGE OF ADAM BADOWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #14: APPROVE DISCHARGE OF MICHAL NOWAKOWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #15: APPROVE DISCHARGE OF PIOTR KARWOWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #16: APPROVE DISCHARGE OF KATARZYNA SZWARC ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #17: APPROVE DISCHARGE OF PIOTR PAGOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD DEPUTY CHAIRMAN)
PROPOSAL #18: APPROVE DISCHARGE OF MICHAL BIEN ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #19: APPROVE DISCHARGE OF KRZYSZTOF KILIAN ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #20: APPROVE DISCHARGE OF MACIEJ MAJEWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #21: APPROVE DISCHARGE OF GRZEGORZ KUJAWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #22.1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #22.2: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #22.3: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #22.4: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #22.5: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CDL Hospitality Trusts
TICKER: J85 CUSIP: Y1233P104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT TRUSTEE-MANAGER'S REPORT, ISSUER YES FOR FOR
STATEMENT BY THE CEO OF THE TRUSTEE-MANAGER,
TRUSTEE'S REPORT, MANAGER'S REPORT, AUDITED FINANCIAL
STATEMENTS AND AUDITORS' REPORT
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE THE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEAT Limited
TICKER: 500878 CUSIP: Y1229V149
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDED AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT ARNAB BANERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R B C & CO LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT PARAS K. CHOWDHARY AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBT SECURITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEBU Air Inc.
TICKER: CEB CUSIP: Y1234G103
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON MAY 20, 2016
PROPOSAL #3: APPROVE THE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE PRECEDING YEAR
PROPOSAL #4.1: ELECT RICARDO J. ROMULO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT JOHN L. GOKONGWEI, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.3: ELECT JAMES L. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.4: ELECT LANCE Y. GOKONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT JOSE F. BUENAVENTURA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.6: ELECT ROBINA Y. GOKONGWEI-PE AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.7: ELECT FREDERICK D. GO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.8: ELECT ANTONIO L. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT WEE KHOON OH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS, EXECUTIVE COMMITTEE AND OTHER COMMITTEES
OF THE BOARD OF DIRECTORS, OFFICERS, AND MANAGEMENT
SINCE THE LAST ANNUAL MEETING
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cedar Woods Properties Ltd
TICKER: CWP CUSIP: Q2156A107
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ROBERT STANLEY BROWN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT RONALD PACKER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO PAUL SADLEIR, MANAGING DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celestica Inc.
TICKER: CLS CUSIP: 15101Q108
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL P. DIMAGGIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. ETHERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. GROSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MIONIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH M. NATALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROL S. PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TAWFIQ POPATIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EAMON J. RYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL M. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cell Biotech Co. Ltd.
TICKER: A049960 CUSIP: Y1233N109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT YOON YOUNG-OCK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cellcom Israel Ltd.
TICKER: CEL CUSIP: M2196U109
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER AND DO NOT HAVE A PERSONAL INTEREST IN
ITEM 1; OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN.
IF YOU VOTE AGAINST, PLEASE PROVIDE AN EXPLANATION
TO YOUR ACCOUNT MANAGER
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: VOTE FOR IF THE HOLDING OF ORDINARY ISSUER YES FOR N/A
SHARES OF THE COMPANY, DIRECTLY OR INDIRECTLY DOES
NOT CONTRAVENE ANY HOLDING OR TRANSFER RESTRICTIONS
SET FORTH IN THE COMPANY'S TELECOMMUNICATIONS
LICENSES. SEE P.3 OF THE PROXY STATEMENT FOR MORE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cellcom Israel Ltd.
TICKER: CEL CUSIP: M2196U109
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B5: VOTE FOR IF THE HOLDING OF ORDINARY ISSUER YES AGAINST N/A
SHARES OF THE COMPANY, DIRECTLY OR INDIRECTLY
CONTRAVENE ANY HOLDING OR TRANSFER RESTRICTIONS SET
FORTH IN THE COMPANY'S TELECOMMUNICATIONS LICENSES.
SEE P.4 OF THE PROXY CARD FOR MORE INFORMATION
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ISSUER: Cellcom Israel Ltd.
TICKER: CEL CUSIP: M2196U109
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER AND DO NOT HAVE A PERSONAL INTEREST IN
ITEM 1; OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN.
IF YOU VOTE AGAINST, PLEASE PROVIDE AN EXPLANATION
TO YOUR ACCOUNT MANAGER
PROPOSAL #B: VOTE FOR IF THE HOLDING OF ORDINARY ISSUER YES FOR N/A
SHARES OF THE COMPANY, DIRECTLY OR INDIRECTLY DOES
NOT CONTRAVENE ANY OF THE HOLDING OR TRANSFER
RESTRICTIONS SET FORTH IN THE COMPANY'S
TELECOMMUNICATIONS LICENSES. SEE P.3 OF THE PROXY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cellcom Israel Ltd.
TICKER: CEL CUSIP: M2196U109
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT RONIT BAYTEL AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: REELECT JOSEPH BARNEA AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE EMPLOYMENT TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #4: AMEND ARTICLES RE: MINIMUM ISRAELI ISSUER YES FOR FOR
HOLDING PERCENTAGE
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: VOTE FOR IF THE HOLDING OF ORDINARY ISSUER YES AGAINST N/A
SHARES OF THE COMPANY, DIRECTLY OR INDIRECTLY
CONTRAVENE ANY HOLDING OR TRANSFER RESTRICTIONS SET
FORTH IN THE COMPANY'S TELECOMMUNICATIONS LICENSES.
SEE P.4 OF THE PROXY CARD FOR MORE INFORMATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cellcom Israel Ltd.
TICKER: CEL CUSIP: M2196U109
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT RONIT BAYTEL AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1a: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER AND DO NOT HAVE A PERSONAL INTEREST IN
ITEM 1, AS INDICATED IN THE PROXY CARD; OTHERWISE,
VOTE AGAINST
PROPOSAL #2: REELECT JOSEPH BARNEA AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2a: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER AND DO NOT HAVE A PERSONAL INTEREST IN
ITEM 2, AS INDICATED IN THE PROXY CARD; OTHERWISE,
VOTE AGAINST
PROPOSAL #3: APPROVE EMPLOYMENT TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #4: AMEND ARTICLES RE: MINIMUM ISRAELI ISSUER YES FOR FOR
HOLDING PERCENTAGE
PROPOSAL #5: VOTE FOR IF THE HOLDING OF ORDINARY ISSUER YES FOR N/A
SHARES OF THE COMPANY, DOES NOT DIRECTLY OR
INDIRECTLY CONTRAVENE ANY HOLDING OR TRANSFER
RESTRICTIONS SET FORTH IN THE COMPANY'S
TELECOMMUNICATIONS LICENSES. SEE P.4 OF THE PROXY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cellnex Telecom S.A.
TICKER: CLNX CUSIP: E2R41M104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6.1: FIX NUMBER OF DIRECTORS AT 10 ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT CONCEPCION DEL RIVERO BERMEJO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celltrion Inc.
TICKER: A068270 CUSIP: Y1242A106
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT GI WOO-SEONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KIM HYEONG-GI AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
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ISSUER: Cellumed Co. Ltd.
TICKER: 049180 CUSIP: Y3001M107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REDUCTION IN CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
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ISSUER: Cembra Money Bank AG
TICKER: CMBN CUSIP: H3119A101
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 3.45 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3.3: APPROVE DIVIDENDS OF CHF 1.00 PER ISSUER YES FOR FOR
SHARE FROM DISTRIBUTABLE PROFITS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1.1: REELECT FELIX WEBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT PETER ATHANAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.3: REELECT URS BAUMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT DENIS HALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT KATRINA MACHIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: REELECT MONICA MAECHLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.7: REELECT BEN TELLINGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT FELIX WEBER AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3.1: APPOINT URS BAUMANN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.3.2: APPOINT KATRINA MACHIN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3.3: APPOINT BEN TELLINGS AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.4: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE CREATION OF CHF 3 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.2: AMEND ARTICLES RE: ORDINARY AND ISSUER YES FOR FOR
EXTRAORDINARY GENERAL MEETINGS
PROPOSAL #6.3: AMEND ARTICLES RE: CONVOCATION, ISSUER YES FOR FOR
RESOLUTIONS, AND MINUTES OF GENERAL MEETINGS
PROPOSAL #6.4: AMEND ARTICLES RE: EDITORIAL CHANGES ISSUER YES FOR FOR
CONCERNING SENIOR MANAGEMENT
PROPOSAL #7.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 1.45 MILLION
PROPOSAL #7.2: APPROVE MAXIMUM FIXED AND VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 5.3 MILLION
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cementir Holding Spa
TICKER: CEM CUSIP: T27468171
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #1.b: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1.c: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #1.a: COVER LOSSES THROUGH USE OF RESERVES ISSUER YES FOR FOR
PROPOSAL #1.b: APPROVE NOT TO RECONSTITUTE LEGAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #2.a: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2.b: APPROVE RECORD DATE FOR DIVIDEND ISSUER YES FOR FOR
DISTRIBUTION
PROPOSAL #2.c: APPROVE DIVIDEND PAYMENT DATE ISSUER YES FOR FOR
PROPOSAL #2.d: APPROVE PAYMENT OF DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.a.1: SLATE 1 SUBMITTED BY CALT 2004 SRL SHAREHOLDER NO N/A N/A
PROPOSAL #3.a.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3.b: APPOINT CHAIR OF THE BOARD OF SHAREHOLDER YES FOR N/A
STATUTORY AUDITORS
PROPOSAL #3.c: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4.a: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.b: FIX BOARD TERMS FOR DIRECTOR; APPROVE ISSUER YES FOR FOR
DIRECTOR'S REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cementos Argos SA
TICKER: CEMARGOS CUSIP: P2216Y112
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #3: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: PRESENT BOARD OF DIRECTORS AND ISSUER YES FOR FOR
CHAIRMAN'S REPORT
PROPOSAL #5: PRESENT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: PRESENT AUDITOR'S REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #9: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE APPOINTMENTS, REMUNERATION AND ISSUER YES AGAINST AGAINST
BOARD SUCCESSION POLICY
PROPOSAL #12: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE DONATIONS ISSUER YES FOR FOR
PROPOSAL #15: PROPOSALS PRESENTED BY SHAREHOLDERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEMEX Holdings Philippines, Inc.
TICKER: CHP CUSIP: Y1244L100
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE STOCKHOLDERS' ISSUER YES FOR FOR
MEETING HELD ON JUNE 3, 2016
PROPOSAL #2: APPROVE AUDITED FINANCIAL STATEMENTS FOR ISSUER YES FOR FOR
THE YEAR ENDED DECEMBER 31, 2016
PROPOSAL #3: RATIFY AND APPROVE THE ACTS OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS AND MANAGEMENT
PROPOSAL #4.1: ELECT PAUL VINCENT ARCENAS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: ELECT HUGO ENRIQUE LOSADA BARRIOLA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.3: ELECT PEDRO JOSE PALOMINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT ALFREDO PANLILIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT VINCENT PAUL PIEDAD AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.6: ELECT PEDRO ROXAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT JOAQUIN MIGUEL ESTRADA SUAREZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: APPOINT R.G. MANABAT & CO. AS EXTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: AMEND SECTION 1, ARTICLE II OF THE BY- ISSUER YES FOR FOR
LAWS
PROPOSAL #7: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemex Latam Holdings SA
TICKER: CLH CUSIP: E28096100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: APPROVE THE EXCESS INCURRED IN THE ISSUER YES FOR FOR
PAYMENT OF INDEPENDENT DIRECTORS FOR ATTENDANCE FEES
OF THE BOARD AND COMMITTEE MEETINGS HELD DURING FY
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR FY 2017, ISSUER YES FOR FOR
2018 AND 2019
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: 204409601
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ELECT MANUEL JEREMIAS LEITE CALDAS AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND RONALDO DIAS AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETING OF ITS SUBSIDIARIES CEMIG
DISTRIBUICAO SA AND CEMIG GERACAO E TRANSMISSAO S.A.
RE: ELECT DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECTIFY FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015
PROPOSAL #2: RE-RATIFY ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS APPROVED AT THE APRIL 29, 2016, AGM
PROPOSAL #3.1: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETING OF ITS SUBSIDIARY CEMIG
GERACAO E TRANSMISSAO S.A. RE: RECTIFY FINANCIAL
STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR
ENDED DEC. 31, 2015
PROPOSAL #3.2: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETING OF ITS SUBSIDIARY CEMIG
GERACAO E TRANSMISSAO S.A. RE: RE-RATIFY ALLOCATION
OF INCOME AND DIVIDENDS APPROVED AT THE APRIL 29,
2016, AGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE THE COMPANY TO EXCEED, IN ISSUER YES AGAINST AGAINST
2017, THE LIMITS SPECIFIED UNDER THE BYLAWS OF ITEMS
A, B AND D OF ARTICLE 11 PARAGRAPH 7
PROPOSAL #2: RATIFY EXCEEDING THE LIMITS SPECIFIED ON ISSUER YES AGAINST AGAINST
ITEM 1 FROM JAN 01, 2017 UNTIL THE MEETING DATE
PROPOSAL #3: RE-RATIFY MINUTES OF THE ORDINARY AND ISSUER YES FOR FOR
EXTRAORDINARY MEETINGS HELD ON APRIL 29, 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS AND DIVIDEND PAYMENT ISSUER YES FOR FOR
DATE
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES FOR FOR
ALTERNATES
PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER NO N/A N/A
BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETING OF ITS SUBSIDIARIES CEMIG
DISTRIBUICAO SA AND CEMIG GERACAO E TRANSMISSAO SA
RE: ELECT DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL:�� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE THE COMPANY TO EXCEED THE ISSUER YES FOR FOR
LIMITS, SPECIFIED UNDER THE BYLAWS, OF THE AMOUNT OF
FUNDS ALLOCATED TO CAPITAL INVESTMENT AND ACQUISITION
OF ASSETS
PROPOSAL #2: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETINGS FOR CEMIG DISTRIBUICAO SA
BEING HELD ON MAY 12, 2017
PROPOSAL #3: DETERMINE HOW THE COMPANY WILL VOTE ON ISSUER YES FOR FOR
THE SHAREHOLDERS' MEETINGS FOR CEMIG GERACAO E
TRANSMISSAO SA BEING HELD ON MAY 12, 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R102
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE THE COMPANY TO EXCEED THE ISSUER YES AGAINST AGAINST
LIMITS, SPECIFIED UNDER THE BYLAWS, OF THE
CONSOLIDATED DEBT AND THE AMOUNT OF FUNDS ALLOCATED
TO CAPITAL INVESTMENT AND ACQUISITION OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R110
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MANUEL JEREMIAS LEITE CALDAS AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND RONALDO DIAS AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cencosud S.A.
TICKER: CENCOSUD CUSIP: P2205J100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 30 PER SHARE
PROPOSAL #c: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND ITS CONSULTANTS AND THEIR BUDGET
PROPOSAL #f: RECEIVE REPORT OF DIRECTORS AND ISSUER YES FOR FOR
DIRECTORS' COMMITTEE EXPENSES
PROPOSAL #g: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #h: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #i: RECEIVE REPORT OF DIRECTORS' COMMITTEE; ISSUER YES FOR FOR
RECEIVE REPORT REGARDING RELATED-PARTY TRANSACTIONS
PROPOSAL #j: RECEIVE REPORT ON OPPOSITIONS RECORDED ISSUER YES FOR FOR
ON MINUTES OF BOARD MEETINGS
PROPOSAL #k: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #l: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cenovus Energy Inc.
TICKER: CVE CUSIP: 15135U109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2.1: ELECT DIRECTOR SUSAN F. DABARNO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PATRICK D. DANIEL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IAN W. DELANEY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BRIAN C. FERGUSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RICHARD J. MARCOGLIESE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CLAUDE MONGEAU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CHARLES M. RAMPACEK ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR COLIN TAYLOR ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WAYNE G. THOMSON ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR RHONDA I. ZYGOCKI ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centamin Plc
TICKER: CEY CUSIP: G2055Q105
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT JOSEF EL-RAGHY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT ANDREW PARDEY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT EDWARD HASLAM AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: RE-ELECT TREVOR SCHULTZ AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: RE-ELECT MARK ARNESEN AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: RE-ELECT MARK BANKES AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: REAPPOINT PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #5.2: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AUTHORISE ISSUE OF EQUITY WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #7.1: AUTHORISE ISSUE OF EQUITY WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #7.2: AUTHORISE ISSUE OF EQUITY WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION
OR OTHER CAPITAL INVESTMENT
PROPOSAL #8: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Center Laboratories, Inc.
TICKER: 4123 CUSIP: Y1244W106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
PROPOSAL #6: APPROVE ISSUANCE OF SHARES VIA PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centerra Gold Inc.
TICKER: CG CUSIP: 152006102
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. CONNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDUARD D. KUBATOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NURLAN KYSHTOBAEV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN A. LANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL PARRETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT G. PERRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACQUES PERRON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHERYL K. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TERRY V. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BEKTUR SAGYNOV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRUCE V. WALTER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EMPLOYEE SHARE PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Bank of India
TICKER: 532885 CUSIP: Y1243T104
MEETING DATE: 8/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
PRESIDENT OF INDIA (GOVERNMENT OF INDIA)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Bank of India
TICKER: 532885 CUSIP: Y1243T104
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO LIFE ISSUER YES FOR FOR
INSURANCE CORPORATION OF INDIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Bank of India
TICKER: 532885 CUSIP: Y1243T104
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES DUE TO ISSUER YES FOR FOR
CONVERSION OF INNOVATIVE PERPETUAL DEBT INSTRUMENTS
AND APPROVE PREFERENTIAL ISSUE OF EQUITY SHARES TO
PRESIDENT OF INDIA (GOVERNMENT OF INDIA)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Bank of India
TICKER: 532885 CUSIP: Y1243T104
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #2: ELECT XIE JUNSHENG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 12 MONTHS EXTENSION FOR A SHARE ISSUER YES FOR FOR
ISSUE
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE A SHARE ISSUE
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION TO THE COMPLETION OF PROCEDURES FOR BUSINESS
LICENSE, ORGANIZATION CODE CERTIFICATE AND TAX
REGISTRATION CERTIFICATE AND OBTAINING NEW BUSINESS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION TO THE A SHARE ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 12 MONTHS EXTENSION FOR A SHARE ISSUER YES FOR FOR
ISSUE
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE A SHARE ISSUE
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION TO THE A SHARE ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS DOMESTIC
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
FOREIGN AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF THE CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #11: APPROVE REMUNERATION OF THE PRESIDENT ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #12: APPROVE REMUNERATION OF THE CHAIRMAN OF ISSUER YES FOR FOR
THE SUPERVISORY COMMITTEE
PROPOSAL #13: APPROVE H SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE SATISFACTION OF CONDITIONS FOR ISSUER YES FOR FOR
THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #15.01: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.02: APPROVE ISSUE SIZE IN RELATION IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #15.03: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.04: APPROVE TERM OF BOND IN RELATION IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #15.05: APPROVE BOND INTEREST RATE IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #15.06: APPROVE TERMS AND METHODS OF ISSUER YES FOR FOR
INTEREST PAYMENT IN RELATION TO THE PUBLIC ISSUE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.07: APPROVE CONVERSION PERIOD IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #15.08: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE IN RELATION TO THE PUBLIC ISSUE
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.09: APPROVE TERMS ON DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE IN RELATION TO THE PUBLIC ISSUE
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.10: APPROVE DETERMINATION OF NUMBER OF ISSUER YES FOR FOR
SHARES TO BE CONVERTED AND TREATMENT OF CONVERSION OF
AMOUNT LESS THAN THAT OF ONE SHARE IN RELATION TO
THE PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE
PROPOSAL #15.11: APPROVE TERMS ON REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #15.12: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #15.13: APPROVE DIVIDEND RIGHTS FOR THE YEAR ISSUER YES FOR FOR
OF CONVERSION IN RELATION TO THE PUBLIC ISSUE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.15: APPROVE SUBSCRIPTION ARRANGEMENTS ISSUER YES FOR FOR
FOR EXISTING A SHAREHOLDERS IN RELATION TO THE PUBLIC
ISSUE OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.16: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
BONDHOLDERS' MEETINGS IN RELATION TO THE PUBLIC ISSUE
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.17: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #15.18: APPROVE GUARANTEES IN RELATION TO ISSUER YES FOR FOR
THE PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE
PROPOSAL #15.19: APPROVE CUSTODY OF PROCEEDS IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #15.20: APPROVE RESOLUTIONS VALIDITY PERIOD ISSUER YES FOR FOR
IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #16: APPROVE PRELIMINARY PROPOSAL FOR THE ISSUER YES FOR FOR
PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE BONDS
BY THE COMPANY
PROPOSAL #17: APPROVE REPORT ON FEASIBILITY ANALYSIS ISSUER YES FOR FOR
IN RESPECT OF THE USE OF PROCEEDS FROM THE PUBLIC
ISSUE OF THE A SHARE CONVERTIBLE CORPORATE BONDS BY
THE COMPANY
PROPOSAL #18: APPROVE REPORT ON USE OF PROCEEDS ISSUER YES FOR FOR
PREVIOUSLY RAISED
PROPOSAL #19: AUTHORIZE BOARD TO HANDLE MATTERS IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF THE A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #20: AUTHORIZE RELEVANT PERSONS TO HANDLE ISSUER YES FOR FOR
MATTERS IN RELATION TO THE PUBLIC ISSUE OF THE A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #21: APPROVE DILUTION OF CURRENT RETURNS BY ISSUER YES FOR FOR
THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE CORPORATE
BONDS AND THE REMEDIAL MEASURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central China Securities Co., Ltd.
TICKER: 1375 CUSIP: Y3R18N107
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE H SHARE REPURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SATISFACTION OF CONDITIONS FOR ISSUER YES FOR FOR
THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #3.01: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.02: APPROVE ISSUE SIZE IN RELATION IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #3.03: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.04: APPROVE TERM OF BOND IN RELATION IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #3.05: APPROVE BOND INTEREST RATE IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #3.06: APPROVE TERMS AND METHODS OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.07: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #3.08: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE IN RELATION TO THE PUBLIC ISSUE
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.09: APPROVE TERMS ON DOWNWARD ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE IN RELATION TO THE PUBLIC ISSUE
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.10: APPROVE DETERMINATION OF NUMBER OF ISSUER YES FOR FOR
SHARES TO BE CONVERTED AND TREATMENT OF CONVERSION OF
AMOUNT LESS THAN THAT OF ONE SHARE IN RELATION TO
THE PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE
PROPOSAL #3.11: APPROVE TERMS ON REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #3.12: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #3.13: APPROVE DIVIDEND RIGHTS FOR THE YEAR ISSUER YES FOR FOR
OF CONVERSION IN RELATION TO THE PUBLIC ISSUE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.14: APPROVE ISSUANCE METHOD AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.15: APPROVE SUBSCRIPTION ARRANGEMENTS FOR ISSUER YES FOR FOR
EXISTING A SHAREHOLDERS IN RELATION TO THE PUBLIC
ISSUE OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.16: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
BONDHOLDERS' MEETINGS IN RELATION TO THE PUBLIC ISSUE
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.17: APPROVE USE OF PROCEEDS FROM THE ISSUER YES FOR FOR
PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.18: APPROVE GUARANTEES IN RELATION TO THE ISSUER YES FOR FOR
PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3.19: APPROVE CUSTODY OF PROCEEDS IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #3.20: APPROVE RESOLUTIONS VALIDITY PERIOD ISSUER YES FOR FOR
IN RELATION TO THE PUBLIC ISSUE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #4: APPROVE PRELIMINARY PROPOSAL FOR THE ISSUER YES FOR FOR
PUBLIC ISSUE OF A SHARE CONVERTIBLE CORPORATE BONDS
BY THE COMPANY
PROPOSAL #5: APPROVE REPORT ON FEASIBILITY ANALYSIS ISSUER YES FOR FOR
IN RESPECT OF THE USE OF PROCEEDS FROM THE PUBLIC
ISSUE OF THE A SHARE CONVERTIBLE CORPORATE BONDS BY
THE COMPANY
PROPOSAL #6: APPROVE REPORT ON USE OF PROCEEDS ISSUER YES FOR FOR
PREVIOUSLY RAISED
PROPOSAL #7: AUTHORIZE BOARD TO HANDLE MATTERS IN ISSUER YES FOR FOR
RELATION TO THE PUBLIC ISSUE OF THE A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #8: AUTHORIZE RELEVANT PERSONS TO HANDLE ISSUER YES FOR FOR
MATTERS IN RELATION TO THE PUBLIC ISSUE OF THE A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #9: APPROVE DILUTION OF CURRENT RETURNS BY ISSUER YES FOR FOR
THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE CORPORATE
BONDS AND THE REMEDIAL MEASURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Glass Co. Ltd.
TICKER: 4044 CUSIP: J05502109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN CONNECTION WITH REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR SARASAWA, SHUICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIMIZU, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURATA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAYAMA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOMATA, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MAEDA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR AOKI, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IWASAKI, SHIGETOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR AIZAWA, MASUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NISHIDE, TETSUO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR NISHIMURA, ISSUER YES FOR FOR
YASUNOBU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OKADA, ISSUER YES FOR FOR
TERUMI
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR KIKUCHI, KEN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Japan Railway Co.
TICKER: 9022 CUSIP: J05523105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Pattana PCL
TICKER: CPN CUSIP: Y1242U276
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SUTHICHAI CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT PAITOON TAVEEBHOL AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT SUDHITHAM CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT PRIN CHIRATHIVAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG POOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Plaza Hotel Public Co. Ltd.
TICKER: CENTEL CUSIP: Y12431220
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATION RESULTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SUTHICHAI CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CHARNVITAYA SUVARNAPUNYA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT THIRAYUTH CHIRATHIVAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT CO., LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE CANCELLATION OF COMPANY'S SEAL ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centrica plc
TICKER: CNA CUSIP: G2018Z143
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT JOAN GILLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT STEPHEN HESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SCOTT WHEWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RICK HAYTHORNTHWAITE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JEFF BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARGHERITA DELLA VALLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT MARK HANAFIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARK HODGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LESLEY KNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT CARLOS PASCUAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT STEVE PUSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Pacific Food, Inc.
TICKER: CNPF CUSIP: Y1249R102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF STOCKHOLDERS' MEETING ISSUER YES FOR FOR
HELD ON JUNE 30, 2016
PROPOSAL #4: APPROVE PRESIDENT'S REPORT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ACTS OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
AND MANAGEMENT DURING THE PREVIOUS YEAR
PROPOSAL #6.1: ELECT RICARDO S. PO, SR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT RICARDO GABRIEL T. PO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.3: ELECT CHRISTOPHER T. PO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT TEODORO ALEXANDER T. PO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.5: ELECT LEONARDO ARTHUR T. PO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.6: ELECT JOHNIP G. CUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT FERNAN VICTOR P. LUKBAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.8: ELECT ENRIQUE A. GOMEZ, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT MARIA LEAH PEACHY T. PACQUING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE AMENDMENT OF ARTICLES OF ISSUER YES FOR FOR
INCORPORATION AND BY-LAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Textiles & Industries Ltd.
TICKER: 500040 CUSIP: Y12504125
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT KUMAR MANGALAM BIRLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R B C & CO. LLP AS AUDITORS ISSUER YES �� FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
D. K. AGRAWAL AS EXECUTIVE DIRECTOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO DETERMINE FEE TO BE ISSUER YES FOR FOR
CHARGED FROM A MEMBER REQUESTING DELIVERY OF ANY
DOCUMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ceragon Networks Ltd.
TICKER: CRNT CUSIP: M22013102
MEETING DATE: 9/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #2: APPROVE STOCK/CASH AWARD TO EXECUTIVE ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #A: VOTE FOR IF YOU ARE A NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER OR DO NOT HAVE A PERSONAL INTEREST IN ONE
OR SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY
CARD; YOU MAY NOT ABSTAIN. IF YOU DO NOT VOTE FOR,
PLEASE PROVIDE AN EXPLANATION TO YOUR ACCOUNT M
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cerved Information Solutions SpA
TICKER: CERV CUSIP: T2R843108
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: AUTHORIZE EXTRAORDINARY DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4.a.1: SLATE 1 SUBMITTED BY INSTITUTIONAL SHAREHOLDER NO N/A N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #4.a.2: SLATE 2 SUBMITTED BY THE ANTARES SHAREHOLDER YES FOR N/A
EUROPEAN FUND LIMITED AND THE ANTARES EUROPEAN FUND
L.P.
PROPOSAL #4.b: APPOINT CHAIR OF THE BOARD OF SHAREHOLDER YES FOR N/A
STATUTORY AUDITORS
PROPOSAL #4.c: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CESC Limited
TICKER: 500084 CUSIP: Y12652189
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS ISSUER YES AGAINST AGAINST
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SANJIV GOENKA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE LOVELOCK & LEWIS AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CESP, Companhia Energetica de Sao Paulo S.A.
TICKER: CESP6 CUSIP: P25784193
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ADRIANO CIVES SEABRA AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: ELECT CHARLES RENE LEBARBENCHON AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND MURIALDO LOCH AS ALTERNATE
APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2.1: ELECT PAULO ROBERTO FRANCESCHI AS SHAREHOLDER YES ABSTAIN N/A
FISCAL COUNCIL MEMBER APPOINTED BY PREFERRED
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CETIP S.A. - Mercados Organizados
TICKER: CTIP3 CUSIP: P2325R149
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CETIP S.A. - Mercados Organizados
TICKER: CTIP3 CUSIP: P2325R149
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cez A.S.
TICKER: BAACEZ CUSIP: X2337V121
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CZK 33 PER SHARE
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ERNST & YOUNG AUDIT S.R.O. AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: APPROVE VOLUME OF CHARITABLE DONATIONS ISSUER YES FOR FOR
PROPOSAL #9: ELECT VACLAV PACES AS SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER
PROPOSAL #10: RECALL AND ELECT MEMBERS OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CGI Group Inc.
TICKER: GIB.A CUSIP: 39945C109
MEETING DATE: 2/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAIN BOUCHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD BOURIGEAUD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN BRASSARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOMINIC D'ALESSANDRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAULE DORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. EVANS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE GODIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SERGE GODIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY J. HEARN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDRE IMBEAU ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GILLES LABBE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HEATHER MUNROE-BLUM ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL E. ROACH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GEORGE D. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOAKIM WESTH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: SP 1: ADVISORY VOTE TO RATIFY NAMED SHAREHOLDER YES AGAINST FOR
EXECUTIVE OFFICERS' COMPENSATION
PROPOSAL #4: SP 2: APPROVE SEPARATE DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
VOTING RESULTS BY CLASSES OF SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CGN New Energy Holdings Co., Ltd.
TICKER: 1811 CUSIP: G20298108
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN SUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WU JUNFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LEUNG CHI CHING FREDERICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT FAN REN DA ANTHONY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT WANG SUSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CGN Power Co., Ltd.
TICKER: 1816 CUSIP: Y1300C101
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE TRANSFER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 GENERAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
2014 ENGINEERING SERVICES FRAMEWORK AGREEMENT AND
RELATED TRANSACTIONS
PROPOSAL #4: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
2014 NUCLEAR FUEL SUPPLY AND SERVICES FRAMEWORK
AGREEMENT
PROPOSAL #1: APPROVE ISSUANCE OF MID-TO-LONG-TERM ISSUER YES FOR FOR
BONDS AND RELATED TRANSACTIONS AND AUTHORIZE CHIEF
FINANCIAL OFFICER TO EXECUTE APPROVED RESOLUTION
PROPOSAL #2: APPROVE EXTENSION OF CLOSING DATE OF THE ISSUER YES FOR FOR
RELEVANT AUTHORIZATION PERIOD FOR THE SHORT-TERM
DEBENTURES ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CGN Power Co., Ltd.
TICKER: 1816 CUSIP: Y1300C101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 INVESTMENT PLAN AND CAPITAL ISSUER YES FOR FOR
EXPENDITURE BUDGET
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8.1: ELECT ZHANG SHANMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT GAO LIGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT TAN JIANSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT SHI BING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.5: ELECT ZHONG HUILING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.6: ELECT ZHANG YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.7: ELECT NA XIZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.8: ELECT HU YIGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.9: ELECT FRANCIS SIU WAI KEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.1: ELECT CHEN SUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT YANG LANHE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT CHEN RONGZHEN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE REMUNERATION OF GAO LIGANG ISSUER YES FOR FOR
PROPOSAL #10.2: APPROVE REMUNERATION OF NA XIZHI ISSUER YES FOR FOR
PROPOSAL #10.3: APPROVE REMUNERATION OF HU YIGUANG ISSUER YES FOR FOR
PROPOSAL #10.4: APPROVE REMUNERATION OF FRANCIS SIU ISSUER YES FOR FOR
WAI KEUNG
PROPOSAL #10.5: APPROVE REMUNERATION OF PAN YINSHENG ISSUER YES FOR FOR
PROPOSAL #10.6: APPROVE REMUNERATION OF YANG LANHE ISSUER YES FOR FOR
PROPOSAL #10.7: APPROVE REMUNERATION OF CHEN RONGZHEN ISSUER YES FOR FOR
PROPOSAL #10.8: APPROVE REMUNERATION OF CAI ZIHUA ISSUER YES FOR FOR
PROPOSAL #10.9: APPROVE REMUNERATION OF WANG HONGXIN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CH Karnchang Public Company Limited
TICKER: CK CUSIP: Y15663142
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT THAWANSAK SUKHAWUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT PLEW TRIVISVAVET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT NARONG SANGSURIYA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.4: ELECT RATN SANTAANNOP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHA Biotech Co., Ltd.
TICKER: A085660 CUSIP: Y2075H101
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT LEE YOUNG-WOOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT YOON GYEONG-WOOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JEONG JOONG-WON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPOINT KIM CHANG-HO AS INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chailease Holding Company Limited
TICKER: 5871 CUSIP: G20288109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE
ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #5.1: ELECT JOHN-LEE KOO WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 888, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT FONG-LONG CHEN, REPRESENTATIVE ISSUER YES FOR FOR
OF CHUN AN INVESTMENT CO., LTD., WITH SHAREHOLDER NO,
93771, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT KING WAI ALFRED WONG, ISSUER YES FOR FOR
REPRESENTATIVE OF CHUN AN INVESTMENT CO., LTD., WITH
SHAREHOLDER NO, 93771, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT CHEE WEE GOH, WITH ID NO. ISSUER YES FOR FOR
1946102XXX, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT DAR-YEH HWANG, WITH ID NO. ISSUER YES FOR FOR
K101459XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT STEVEN JEREMY GOODMAN, WITH ID ISSUER YES FOR FOR
NO. 1959121XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT CHIN FOCK HONG, WITH ID NO. ISSUER YES FOR FOR
1948070XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF JOHN- ISSUER YES FOR FOR
LEE KOO
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF FONG- ISSUER YES FOR FOR
LONG CHEN
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF KING ISSUER YES FOR FOR
WAI ALFRED WONG
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF CHEE ISSUER YES FOR FOR
WEE GOH
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF DAR- ISSUER YES FOR FOR
YEH HWANG
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
STEVEN JEREMY GOODMAN
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF CHIN ISSUER YES FOR FOR
FOCK HONG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Challenger Ltd
TICKER: CGF CUSIP: Q22685103
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT PETER POLSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT JONATHAN GRUNZWEIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chambal Fertilisers and Chemicals Limited
TICKER: 500085 CUSIP: Y12916139
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT SHYAM SUNDER BHARTIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S. R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE SINGHI & CO. AS BRANCH AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF ANIL KAPOOR AS MANAGING DIRECTOR
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #9: APPROVE CONVERSION OF LOANS INTO EQUITY ISSUER YES FOR FOR
SHARES AS PER DEBT RESTRUCTURING SCHEME OF RESERVE
BANK OF INDIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Champion Building Materials Co., Ltd.
TICKER: 1806 CUSIP: Y8062A108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Champion Real Estate Investment Trust
TICKER: 2778 CUSIP: Y1292D109
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WAIVER EXTENSION AND ISSUER YES FOR FOR
MODIFICATION AND THE NEW ANNUAL CAPS FOR CONNECTED
PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Champion Real Estate Investment Trust
TICKER: 2778 CUSIP: Y1292D109
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ELECT CHA MOU SING, PAYSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SHEK LAI HIM, ABRAHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Champion Real Estate Investment Trust
TICKER: 2778 CUSIP: Y1292D109
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND TRUST DEED RE: JOINT OWNERSHIP IN ISSUER YES FOR FOR
PROPERTIES VIA SPECIAL PURPOSE VEHICLES
PROPOSAL #2: AMEND TRUST DEED RE: CALCULATION OF NET ISSUER YES FOR FOR
PROPERTY INCOME, ACQUISITION FEE AND TRUSTEE'S
ADDITIONAL FEES FOR PROPERTIES ACQUIRED IN CONNECTION
WITH PROPERTY DEVELOPMENT AND RELATED ACTIVITIES
PROPOSAL #3: AMEND TRUST DEED RE: OFFER OF UNITS ISSUER YES FOR FOR
PURSUANT TO RIGHTS ISSUE TO EXISTING UNITHOLDERS
PROPOSAL #4: AMEND TRUST DEED RE: VOTING BY SHOW OF ISSUER YES FOR FOR
HANDS
PROPOSAL #5: AMEND TRUST DEED RE: TIMING OF DESPATCH ISSUER YES FOR FOR
OF CERTAIN CIRCULARS
PROPOSAL #6: AMEND TRUST DEED RE: MAXIMUM NUMBER OF ISSUER YES FOR FOR
PROXIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chang Hwa Commercial Bank Ltd.
TICKER: 2801 CUSIP: Y1293J105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT CHANG MING-DAW, REPRESENTATIVE ISSUER YES FOR FOR
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 940001 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT JUAN CHING-HWA, REPRESENTATIVE ISSUER YES FOR FOR
OF MINISTRY OF FINANCE WITH SHAREHOLDER NO. 940001 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT WANG SHU-MIN, REPRESENTATIVE OF ISSUER NO N/A N/A
MINISTRY OF FINANCE WITH SHAREHOLDER NO. 940001 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT LIN CHIH-HSIEN, REPRESENTATIVE ISSUER NO N/A N/A
OF NATIONAL DEVELOPMENT FUND WITH SHAREHOLDER NO.
71695 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT LIAO SHENG-LI, REPRESENTATIVE OF ISSUER NO N/A N/A
TAIWAN BUSINESS BANK WITH SHAREHOLDER NO. 920434 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT LEE SHIH-TSUNG, REPRESENTATIVE ISSUER NO N/A N/A
OF LEE INVESTMENT CO., LTD WITH SHAREHOLDER NO.
3013829 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT KUO HSUEH-CHUN, REPRESENTATIVE ISSUER NO N/A N/A
OF LUNGYEN LIFE SERVICE CORP WITH SHAREHOLDER NO.
959743 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT WU CHENG-CHING, REPRESENTATIVE ISSUER YES FOR FOR
OF TAISHIN FINANCIAL HOLDING CO., LTD WITH
SHAREHOLDER NO. 2837094 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT CHEN HWAI-CHOU, REPRESENTATIVE ISSUER YES FOR FOR
OF TAISHIN FINANCIAL HOLDING CO., LTD WITH
SHAREHOLDER NO. 2837094 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT LIN CHENG-HSIEN, REPRESENTATIVE ISSUER YES FOR FOR
OF TAISHIN FINANCIAL HOLDING CO., LTD WITH
SHAREHOLDER NO. 2837094 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT WANG WEN-YEW, REPRESENTATIVE OF ISSUER YES FOR FOR
TAISHIN FINANCIAL HOLDING CO., LTD WITH SHAREHOLDER
NO. 2837094 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT CHENG CHIA-CHUNG, ISSUER NO N/A N/A
REPRESENTATIVE OF TAISHIN FINANCIAL HOLDING CO., LTD
WITH SHAREHOLDER NO. 2837094 AS NON-INDEPENDENT
PROPOSAL #6.13: ELECT LIANG KUO-YUAN WITH ID NO. ISSUER YES AGAINST AGAINST
M100671XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT YU CHI-CHANG WITH ID NO. ISSUER YES FOR FOR
B100920XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT HUANG MING-HSIANG WITH ID NO. ISSUER YES AGAINST AGAINST
L103022XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.16: ELECT PAN JUNG-CHUN WITH ID NO. ISSUER YES FOR FOR
T102205XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.17: ELECT HSU CHAO-CHING WITH ID ISSUER YES AGAINST AGAINST
NO.N122517XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.18: ELECT CHEN DENG-SHAN WITH ID NO. ISSUER YES FOR FOR
Q100509XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Changchai Co., Ltd.
TICKER: 000570 CUSIP: Y1293B110
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.1: ELECT SHI XINKUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.2: ELECT HE JIANGUANG AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.1.3: ELECT ZHANG XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.4: ELECT SHI JIANCHUN AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #1.1.5: ELECT XU QIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.6: ELECT ZHANG QIONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.1: ELECT LI MINGHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.2: ELECT JIA BIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.3: ELECT FENG GENFU AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT NI MINGLIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ZHU MIN AS SUPERVISOR ISSUER �� YES FOR FOR
PROPOSAL #2.3: ELECT XIE GUOZHONG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Changchai Co., Ltd.
TICKER: 000570 CUSIP: Y1293B110
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
CAPITALIZATION OF CAPITAL RESERVES
PROPOSAL #5: APPROVE RE-APPOINTMENT OF AUDITOR AND ISSUER YES FOR FOR
FIX THE REMUNERATION
PROPOSAL #6: APPROVE RE-APPOINTMENT OF 2017 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #7: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Changshouhua Food Co., Ltd.
TICKER: 1006 CUSIP: G2045D107
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUPPLEMENTAL AGREEMENT 1 AND THE ISSUER YES FOR FOR
REVISED ANNUAL CAPS
PROPOSAL #2: APPROVE SUPPLEMENTAL AGREEMENT 2 AND THE ISSUER YES FOR FOR
REVISED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chaowei Power Holdings Ltd
TICKER: 951 CUSIP: G20479104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT YANG XINXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT FANG JIANJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT NG CHI KIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charoen Pokphand Enterprise (Taiwan) Co., Ltd.
TICKER: 1215 CUSIP: Y1294A103
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charoen Pokphand Foods PCL
TICKER: CPF CUSIP: Y1296K166
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PONGSAK ANGKASITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT PHATCHARAVAT WONGSUWAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ARUNEE WATCHARANANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT SOOKSUNT JIUMJAISWANGLERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT SUKHAWAT DANSERMSUK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charoen Pokphand Foods PCL
TICKER: CPF CUSIP: Y1296K166
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
PROPOSAL #4: APPROVE ALLOCATION OF NEWLY ISSUED ISSUER YES FOR FOR
ORDINARY SHARES TO EXISTING SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Hall Group
TICKER: CHC CUSIP: Q2308A138
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT DAVID CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ANNE BRENNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT KAREN MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ISSUANCE OF SERVICE RIGHTS ISSUER YES FOR FOR
TO DAVID HARRISON, MANAGING DIRECTOR AND GROUP CHIEF
EXECUTIVE OFFICER
PROPOSAL #5.1: APPROVE THE GRANT OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO DAVID HARRISON, MANAGING DIRECTOR AND GROUP
CHIEF EXECUTIVE OFFICER
PROPOSAL #5.2: APPROVE THE GRANT OF PRO-RATA ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO DAVID HARRISON, MANAGING
DIRECTOR AND GROUP CHIEF EXECUTIVE OFFICER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Hall Group
TICKER: CHC CUSIP: Q2308A138
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE PAST ISSUANCE OF 50.18 ISSUER YES FOR FOR
MILLION STAPLED SECURITIES TO CERTAIN INSTITUTIONAL,
PROFESSIONAL AND WHOLESALE INVESTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Hall Retail REIT
TICKER: CQR CUSIP: Q2308D108
MEETING DATE: 11/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SUE PALMER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chartwell Retirement Residences
TICKER: CSH.UN CUSIP: 16141A103
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TRUSTEE LISE BASTARACHE OF ISSUER YES FOR FOR
CHARTWELL
PROPOSAL #1.2: ELECT TRUSTEE SIDNEY P.H. ROBINSON OF ISSUER YES FOR FOR
CHARTWELL
PROPOSAL #1.3: ELECT TRUSTEE HUW THOMAS OF CHARTWELL ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT TRUSTEE MICHAEL D. HARRIS OF CSH ISSUER YES FOR FOR
TRUST
PROPOSAL #2.2: ELECT TRUSTEE ANDRE R. KUZMICKI OF CSH ISSUER YES FOR FOR
TRUST
PROPOSAL #2.3: ELECT TRUSTEE SHARON SALLOWS OF CSH ISSUER YES FOR FOR
TRUST
PROPOSAL #3.1: ELECT DIRECTOR LISE BASTARACHE OF CMCC ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR W. BRENT BINIONS OF ISSUER YES FOR FOR
CMCC
PROPOSAL #3.3: ELECT DIRECTOR V. ANN DAVIS OF CMCC ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MICHAEL D. HARRIS OF ISSUER YES FOR FOR
CMCC
PROPOSAL #3.5: ELECT DIRECTOR ANDRE R. KUZMICKI OF ISSUER YES FOR FOR
CMCC
PROPOSAL #3.6: ELECT DIRECTOR SIDNEY P.H. ROBINSON OF ISSUER YES FOR FOR
CMCC
PROPOSAL #3.7: ELECT DIRECTOR SHARON SALLOWS OF CMCC ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HUW THOMAS OF CMCC ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE TRUSTEES TO FIX THEIR REMUNERATION
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHAUN-CHOUNG TECHNOLOGY CORP
TICKER: 6230 CUSIP: Y12968106
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER �� YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHC Healthcare Group Ltd.
TICKER: 4164 CUSIP: Y1322A109
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8.1: ELECT CHEN GUI DUAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.2: ELECT HO CHANG JIAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.3: ELECT LIAW GENG WANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheil Worldwide Inc.
TICKER: A030000 CUSIP: Y1296G108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemical WKS of Richter Gedeon Plc
TICKER: RICHTER CUSIP: X3124S107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE USE OF ELECTRONIC VOTE ISSUER YES FOR FOR
COLLECTION METHOD
PROPOSAL #2: AUTHORIZE COMPANY TO PRODUCE SOUND ISSUER YES FOR FOR
RECORDING OF MEETING PROCEEDINGS
PROPOSAL #3: ELECT CHAIRMAN AND OTHER MEETING ISSUER YES FOR FOR
OFFICIALS
PROPOSAL #4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF HUF 106 PER SHARE
PROPOSAL #7: APPROVE ALLOCATION OF HUF 34.72 MILLION ISSUER YES FOR FOR
TO RESERVES
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #10: APPROVE ESTABLISHMENT OF NEW BRANCH; ISSUER YES FOR FOR
AMEND STATUTE ACCORDINGLY
PROPOSAL #11: AMEND STATUTE RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #12: AMEND STAUTE RE: BOARD ISSUER YES FOR FOR
PROPOSAL #13: AMEND STATUTE RE: AUDIT BOARD ISSUER YES FOR FOR
PROPOSAL #14: AMEND STAUTE RE: INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #15: AMEND STATUTE RE: MANAGING DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE INFORMATION ON ACQUISITION OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #17: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #18: REELECT ERIK BOGSCH AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #19: REELECT JANOS CSAK AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #20: REELECT GABOR PERJES AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #21: REELECT SZILVESZTER VIZI AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #22: REELECT KRISZTINA ZOLNAY AS MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #23: ELECT ILONA HARDY AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #24: ELECT GABOR ORBAN AS MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #25: APPROVE REMUNERATION OF MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #26: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #27: APPROVE REGULATIONS ON SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemring Group plc
TICKER: CHG CUSIP: G20860139
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CARL-PETER FORSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ANDREW DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DANIEL DAYAN AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #7: ELECT ANDREW LEWIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SARAH ELLARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MICHAEL FLOWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NIGEL YOUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: APPROVE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheng Loong Corp
TICKER: 1904 CUSIP: Y1306D103
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheng Shin Rubber Industry Co. Ltd.
TICKER: 2105 CUSIP: Y1306X109
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT, ISSUER YES FOR FOR
GUARANTEES AND LENDING FUNDS TO OTHER PARTIES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #7.1: ELECT HSU EN DE WITH ID NO. Q121432XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT TOO JUI RZE WITH ID NO. ISSUER YES FOR FOR
N102348XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT CHEN SHUEI JIN WITH ID NO. ISSUER YES FOR FOR
P120616XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.10: ELECT NON-INDEPENDENT DIRECTOR NO. 7 SHAREHOLDER YES AGAINST N/A
PROPOSAL #7.11: ELECT NON-INDEPENDENT DIRECTOR NO. 8 SHAREHOLDER YES AGAINST N/A
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheng Uei Precision Industry Co. Ltd.
TICKER: 2392 CUSIP: Y13077105
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #8.1: ELECT GUO TAI QIANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF XIN HONG INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT WANG SHI JIE, A REPRESENTATIVE ISSUER YES FOR FOR
OF XIN HONG INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 5, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT LIAO GUI LONG, A REPRESENTATIVE ISSUER YES FOR FOR
OF FU LIN INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT WANG DENG WEI, A REPRESENTATIVE ISSUER YES FOR FOR
OF FU LIN INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 6, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT WANG XIU MING WITH SHAREHOLDER ISSUER YES FOR FOR
NO. J120001XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT WAN RIU XIA WITH SHAREHOLDER NO. ISSUER YES FOR FOR
S201021XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT LI CHUAN WEI WITH ID NO. ISSUER YES FOR FOR
A110698XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT FU JIAN ZHONG WITH ID NO. ISSUER YES FOR FOR
P120154XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT TANG JING MIN WITH ID NO. ISSUER YES FOR FOR
J120035XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS ON ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chengde Nanjiang Co., Ltd.
TICKER: 200160 CUSIP: Y1306Y107
MEETING DATE: 12/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesnara plc
TICKER: CSN CUSIP: G20912104
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #3: AUTHORISE ISSUE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE FIRM PLACING AND PLACING AND OPEN OFFER
PROPOSAL #4: APPROVE ACQUISITION OF LEGAL & GENERAL ISSUER YES FOR FOR
NEDERLAND LEVENSVERZEKERING MAATSCHAPPIJ N.V.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesnara plc
TICKER: CSN CUSIP: G20912104
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN DEANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JANE DALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PETER MASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT VERONICA OAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAVID BRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MIKE EVANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: APPROVE INCREASE IN THE LIMIT ON THE ISSUER YES FOR FOR
TOTAL AGGREGATE FEES PAYABLE TO ALL NON-EXECUTIVE
DIRECTORS
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH 14 WORKING DAYS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong Infrastructure Holdings Ltd
TICKER: 1038 CUSIP: G2098R102
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSORTIUM FORMATION AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong Infrastructure Holdings Ltd
TICKER: 1038 CUSIP: G2098R102
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHAN LOI SHUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT CHEN TSIEN HUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT SNG SOW-MEI (POON SOW MEI) AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.4: ELECT COLIN STEVENS RUSSEL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT LAN HONG TSUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: ELECT GEORGE COLIN MAGNUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT PAUL JOSEPH TIGHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: CHANGE ENGLISH NAME AND ADOPT CHINESE ISSUER YES FOR FOR
NAME AS DUAL FOREIGN NAME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong Property Holdings Ltd.
TICKER: 1113 CUSIP: G2103F101
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONNECTED TRANSACTION BETWEEN ISSUER YES FOR FOR
THE COMPANY AND CHEUNG KONG INFRASTRUCTURE HOLDINGS
LIMITED PURSUANT TO THE CONSORTIUM FORMATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong Property Holdings Ltd.
TICKER: 1113 CUSIP: G2103F101
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI TZAR KUOI, VICTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KAM HING LAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT CHUNG SUN KEUNG, DAVY AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.4: ELECT CHEONG YING CHEW, HENRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT COLIN STEVENS RUSSEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DONALD JEFFREY ROBERTS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chi Mei Materials Technology Corp
TICKER: 4960 CUSIP: Y1405C105
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIU WEITING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN ISSUANCE OF FOREIGN DEPOSITORY
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chi Mei Materials Technology Corp
TICKER: 4960 CUSIP: Y1405C105
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JAU YANG HO WITH SHAREHOLDER NO. ISSUER YES FOR FOR
4174 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT JUNG CHUN LIN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHI MEI CORPORATION WITH SHAREHOLDER NO. 1 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT CHUN HSIUNG CHEN WITH ID NO. ISSUER YES FOR FOR
P120304XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT CHI PAN LIANG WITH ID NO. ISSUER YES FOR FOR
N121207XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT WEI TING LIU WITH ID NO. ISSUER YES FOR FOR
D121229XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT LAI HUANG LO WITH ID NO. ISSUER YES FOR FOR
F122019XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT HSIAO KEN CHUANG WITH ID NO. ISSUER YES FOR FOR
D100296XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #3: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chia Hsin Cement Corp.
TICKER: 1103 CUSIP: Y1329H107
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ADDITIONAL CASH DIVIDEND SHAREHOLDER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiba Bank Ltd.
TICKER: 8331 CUSIP: J05670104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7.5
PROPOSAL #2.1: ELECT DIRECTOR SAKUMA, HIDETOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IIJIMA, DAIZO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IKEDA, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YONEMOTO, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YOKOTA, TOMOYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TASHIMA, YUKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAYAMA, YASUKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SAKAMOTO, ISSUER YES FOR FOR
TOMOHIKO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR ISHIHARA, ISSUER YES FOR FOR
KAZUHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiba Kogyo Bank Ltd.
TICKER: 8337 CUSIP: J05712104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3
PROPOSAL #2.1: ELECT DIRECTOR AOYAGI, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUMARU, RYUICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HOSHINO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TATENO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TOYA, HISAKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMADA, EIJI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR INABA, ISSUER YES FOR FOR
YASUMI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR MATSUI, ISSUER YES FOR FOR
KAZUTO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR ANDO, ISSUER YES FOR FOR
MASANORI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YONEKURA, HIDEYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chicony Electronics Co., Ltd.
TICKER: 2385 CUSIP: Y1364B106
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiho-Tiande Group Limited
TICKER: 976 CUSIP: G4465A100
MEETING DATE: 2/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALES FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE POST-IPO SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiho-Tiande Group Ltd.
TICKER: 976 CUSIP: G4465A100
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ACQUISITION, THE SHARE ISSUER YES FOR FOR
PURCHASE AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiho-Tiande Group Ltd.
TICKER: 976 CUSIP: G4465A100
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT QIN YONGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHU PATRICK XIANGDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT QIAN LIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LOKE YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #11: CHANGE ENGLISH NAME AND CHINESE NAME OF ISSUER YES FOR FOR
THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chimney Co., Ltd.
TICKER: 3178 CUSIP: J06427124
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAMAUCHI, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IZUMI, MANABU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEMOTO, HIROBUMI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ITO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMAUCHI, HIDEFUSA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YAMAUCHI, KAZUE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOBAYASHI, TAKUMI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERAWAKI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SATO, KOYA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TAWARAGUCHI, YUKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR UMEBAYASHI, KEI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR OZEKI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR MIURA, CHIHARU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KANO, MICHIAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Aerospace International Holdings
TICKER: 31 CUSIP: Y1373B188
MEETING DATE: 10/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FACILITY AGREEMENT AND PROVISION ISSUER YES FOR FOR
OF MORTGAGES
PROPOSAL #2: ELECT MAO YIJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT XU LIANGWEI AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Aerospace International Holdings
TICKER: 31 CUSIP: Y1373B188
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A1: ELECT GONG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A2: ELECT JIN XUESHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A3: ELECT LUO ZHENBANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3A4: ELECT WANG XIAOJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3B: APPROVE REMUNERATION OF XU LIANGWEI, ISSUER YES FOR FOR
ALLOWANCE OF BOARD MEETING AND COMMITTEE'S MEETING
AND REMUNERATION OF OTHER DIRECTORS AND MEMBERS OF
THE AUDIT COMMITTEE
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Agri-Industries Holdings Ltd.
TICKER: 606 CUSIP: Y1375F104
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT DONG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT YANG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT SHI BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT LI JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT JIA PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3F: ELECT LAM WAI HON, AMBROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3G: ELECT ONG TECK CHYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Airlines Ltd.
TICKER: 2610 CUSIP: Y1374F105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO LENDING PROCEDURES ISSUER YES FOR FOR
AND CAPS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHAIRMAN NUAN HSUAN HO AND
DIRECTOR SU CHIEN HSIEH
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China All Access (Holdings) Ltd
TICKER: 633 CUSIP: G21134104
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CONSIDERATION SHARES ISSUER YES FOR FOR
UNDER SPECIFIC MANDATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China All Access (Holdings) Ltd
TICKER: 633 CUSIP: G21134104
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHAN YUEN MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SHAO KWOK KEUNGAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WONG CHE MAN EDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Beidahuang Industry Group Holdings Ltd.
TICKER: 39 CUSIP: G2117W108
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT JIANG JIANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LOKE YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HO MAN FAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT KE XIONGHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HUANGFU MINGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE CHENG & CHENG LIMITED AS AUDITOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bills Finance Corp.
TICKER: 2820 CUSIP: Y1391N107
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bluechemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XIA QINGLONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bluechemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN BI AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
EXECUTIVE DIRECTOR TO SIGN A SERVICE CONTRACT WITH
HIM AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #2: ELECT XIE WEIZHI AS DIRECTOR AND SHAREHOLDER YES FOR N/A
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bluechemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORT
PROPOSAL #4: APPROVE DISTRIBUTION OF PROFIT AND ISSUER YES FOR FOR
SPECIAL DIVIDEND
PROPOSAL #5: APPROVE BUDGET PROPOSALS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS OVERSEAS AUDITORS AND
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS DOMESTIC AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Bluechemical Ltd.
TICKER: 3983 CUSIP: Y14251105
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Chemical & Pharmaceutical Co., Ltd.
TICKER: 1701 CUSIP: Y13965101
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Chengtong Development Group Ltd.
TICKER: 217 CUSIP: Y6704M100
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT WANG TIANLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT CHANG QING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF EQUITY IN CINDA ISSUER YES FOR FOR
PROPERTY AND CASUALTY INSURANCE CO., LTD. AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 1/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG GUOQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE SUBSCRIPTION OF NEWLY ISSUED ISSUER YES FOR FOR
SHARES OF HAPPY LIFE INSURANCE CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2015 REMUNERATION SETTLEMENT ISSUER YES FOR FOR
SCHEME FOR DIRECTORS
PROPOSAL #2: APPROVE 2015 REMUNERATION SETTLEMENT ISSUER YES FOR FOR
SCHEME FOR SUPERVISORS
PROPOSAL #3: APPROVE 2017 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
BUDGET
PROPOSAL #4: ELECT LIU CHONG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Cinda Asset Management Co., Ltd.
TICKER: 1359 CUSIP: Y1R34V103
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINAL FINANCIAL ACCOUNT PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS THE ONSHORE AND OFFSHORE ACCOUNTING
FIRMS FOR 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China CITIC Bank Corporation Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 2/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE ISSUANCE AND LISTING OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.2: APPROVE SIZE OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.4: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE AND LISTING OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #1.5: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.6: APPROVE METHOD AND TIMING OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE AND LISTING OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.7: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.9: APPROVE DOWNWARD ADJUSTMENT TO ISSUER YES FOR FOR
CONVERSION PRICE IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION IN RELATION TO THE
ISSUANCE AND LISTING OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #1.11: APPROVE ENTITLEMENT TO DIVIDEND OF ISSUER YES FOR FOR
THE YEAR OF CONVERSION IN RELATION TO THE ISSUANCE
AND LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.12: APPROVE TERMS OF REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.13: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.14: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN RELATION TO THE ISSUANCE AND LISTING
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
EXISTING SHAREHOLDERS IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.16: APPROVE CONVERTIBLE BONDS HOLDERS AND ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDS HOLDERS IN RELATION TO
THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.17: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARES CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.18: APPROVE GUARANTEE AND SECURITY IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.19: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #2: APPROVE CONDITIONS OF ISSUANCE OF A ISSUER YES FOR FOR
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #3: APPROVE FEASIBILITY REPORT OF USE OF ISSUER YES FOR FOR
PROCEEDS RAISED FROM THE ISSUANCE OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #4: APPROVE USE OF PREVIOUSLY RAISED ISSUER YES FOR FOR
PROCEEDS
PROPOSAL #5: APPROVE DILUTION OF IMMEDIATE RETURNS ISSUER YES FOR FOR
AND RECOMMENDED REMEDIAL MEASURE TO THE ISSUANCE OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #6: AUTHORIZE BOARD TO MANAGE MATTERS ISSUER YES FOR FOR
RELATING TO THE ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #7: AMEND RULES OF PROCEDURES OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #8: APPROVE REPORT ON USE OF PREVIOUSLY SHAREHOLDER YES FOR FOR
RAISED FUND FOR PERIOD ENDED DECEMBER 31, 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China CITIC Bank Corporation Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 2/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE ISSUANCE AND LISTING OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.2: APPROVE SIZE OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.4: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE AND LISTING OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #1.5: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.6: APPROVE METHOD AND TIMING OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE AND LISTING OF A
SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.7: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.8: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF CONVERSION PRICE IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.9: APPROVE DOWNWARD ADJUSTMENT TO ISSUER YES FOR FOR
CONVERSION PRICE IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION IN RELATION TO THE
ISSUANCE AND LISTING OF A SHARE CONVERTIBLE CORPORATE
BONDS
PROPOSAL #1.11: APPROVE ENTITLEMENT TO DIVIDEND OF ISSUER YES FOR FOR
THE YEAR OF CONVERSION IN RELATION TO THE ISSUANCE
AND LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.12: APPROVE TERMS OF REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.13: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.14: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN RELATION TO THE ISSUANCE AND LISTING
OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
EXISTING SHAREHOLDERS IN RELATION TO THE ISSUANCE AND
LISTING OF A SHARE CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.16: APPROVE CONVERTIBLE BONDS HOLDERS AND ISSUER YES FOR FOR
MEETINGS OF CONVERTIBLE BONDS HOLDERS IN RELATION TO
THE ISSUANCE AND LISTING OF A SHARE CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.17: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE AND LISTING OF A SHARES CONVERTIBLE
CORPORATE BONDS
PROPOSAL #1.18: APPROVE GUARANTEE AND SECURITY IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #1.19: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE AND LISTING OF A SHARE
CONVERTIBLE CORPORATE BONDS
PROPOSAL #2: AUTHORIZE BOARD TO MANAGE MATTERS ISSUER YES FOR FOR
RELATING TO THE ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China CITIC Bank Corporation Ltd.
TICKER: 998 CUSIP: Y1434M116
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ENGAGEMENT OF ACCOUNTING FIRMS ISSUER YES FOR FOR
AND THEIR FEES
PROPOSAL #8: APPROVE SPECIAL REPORT ON RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: ELECT ZHU GAOMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Coal Energy Company Limited
TICKER: 1898 CUSIP: Y1434L100
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDENDS
PROPOSAL #5: APPROVE CAPITAL EXPENDITURE BUDGET FOR ISSUER YES FOR FOR
THE YEAR 2017
PROPOSAL #6: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE EMOLUMENTS OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8.01: APPROVE SUPPLEMENTAL AGREEMENT TO THE ISSUER YES FOR FOR
2015 COAL SUPPLY FRAMEWORK AGREEMENT, REVISION OF
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #9.01: APPROVE 2018 COAL SUPPLY FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #9.02: APPROVE 2018 INTEGRATED MATERIALS AND ISSUER YES FOR FOR
SERVICES MUTUAL PROVISION FRAMEWORK AGREEMENT AND
RELATED TRANSACTIONS
PROPOSAL #9.03: APPROVE 2018 PROJECT DESIGN, ISSUER YES FOR FOR
CONSTRUCTION AND GENERAL CONTRACTING SERVICES
FRAMEWORK AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #9.04: APPROVE 2018 2018 FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #10.01: ELECT ZHANG CHENGJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.02: ELECT LEUNG CHONG SHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.01: ELECT DU JI'AN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.01: ELECT WANG WENZHANG AS SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE SUPERVISOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Communications Construction Company Ltd.
TICKER: 1800 CUSIP: Y1R36J108
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: APPROVE ERNST & YOUNG AS INTERNATIONAL ISSUER YES FOR FOR
AUDITOR AND ERNST & YOUNG HUA MING LLP AS DOMESTIC
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ESTIMATED CAP FOR THE INTERNAL ISSUER YES AGAINST AGAINST
GUARANTEES OF THE GROUP IN 2017
PROPOSAL #5: APPROVE 2016 REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE THE LAUNCH OF ASSET-BACKED ISSUER YES FOR FOR
SECURITIZATION BY THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #9: APPROVE ISSUANCE OF MEDIUM AND LONG-TERM ISSUER YES FOR FOR
BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Communications Services Corp. Ltd.
TICKER: 00552 CUSIP: Y1436A102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
PAYMENT OF FINAL DIVIDEND
PROPOSAL #3: APPOINT DELOITTE TOUCHE TOHMATSU AND ISSUER YES FOR FOR
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS
LLP AS INTERNATIONAL AND DOMESTIC AUDITORS,
RESPECTIVELY, AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: ELECT SHAO GUANGLU AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #5.2: AUTHORIZE ANY TWO OF THREE DIRECTORS ISSUER YES FOR FOR
DULY AUTHORIZED BY THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO ISSUANCE OF DEBENTURES
PROPOSAL #5.3: APPROVE VALIDITY PERIOD OF THE GENERAL ISSUER YES FOR FOR
MANDATE TO ISSUE DEBENTURES
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE BOARD TO INCREASE REGISTERED ISSUER YES FOR FOR
CAPITAL OF THE COMPANY AND AMEND ARTICLES OF
ASSOCIATION TO REFLECT SUCH INCREASE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Conch Venture Holdings Ltd
TICKER: 586 CUSIP: G2116J108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GUO JINGBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHAN CHI ON (DEREK CHAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Construction Bank Corporation
TICKER: 939 CUSIP: Y1397N101
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUDGET OF 2017 FIXED ASSETS ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #6: APPROVE REMUNERATION DISTRIBUTION AND ISSUER �� YES FOR FOR
SETTLEMENT PLAN FOR DIRECTORS IN 2015
PROPOSAL #7: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR SUPERVISORS IN 2015
PROPOSAL #8: ELECT MALCOLM CHRISTOPHER MCCARTHY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: ELECT FENG BING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHU HAILIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WU MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT ZHANG QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT GUO YOU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #1: APPROVE ISSUANCE OF ELIGIBLE TIER-2 ISSUER YES FOR FOR
CAPITAL INSTRUMENTS
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #3: AMEND RULES OF PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS' GENERAL MEETINGS
PROPOSAL #4: AMEND RULES OF PROCEDURES FOR THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #5: AMEND RULES OF PROCEDURES FOR THE BOARD ISSUER YES FOR FOR
OF SUPERVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China COSCO Holdings Co., Ltd.
TICKER: 1919 CUSIP: Y1455B106
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION, RULES OF ISSUER YES FOR FOR
PROCEDURES OF THE GENERAL MEETING AND RULES OF
PROCEDURES OF THE BOARD OF DIRECTORS
PROPOSAL #2: AMEND RULES OF PROCEDURES OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: CHANGE ENGLISH NAME AND CHINESE NAME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ACQUISITION IN EIGHT OFFSHORE SHAREHOLDER YES FOR FOR
COMPANIES AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Datang Corporation Renewable Power Co., Ltd.
TICKER: 1798 CUSIP: Y1456S108
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT WANG YEPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT LIU GUANGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT LIANG YONGPAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT LIU BAOJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT ZHANG CHUNLEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT HU GUODONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT LIU CHAOAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT LO MUN LAM, RAYMOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT YU SHUNKUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a: ELECT HE HUA AS SUPERVISOR �� ISSUER YES FOR FOR
PROPOSAL #2b: ELECT TONG GUOFU AS SUPERVISOR ISSUER �� YES FOR FOR
PROPOSAL #3: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES FOR FOR
ULTRA-SHORT-TERM DEBENTURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Datang Corporation Renewable Power Co., Ltd.
TICKER: 1798 CUSIP: Y1456S108
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN FEIHU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #2: ELECT JIAO JIANQING AS DIRECTOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Datang Corporation Renewable Power Co., Ltd.
TICKER: 1798 CUSIP: Y1456S108
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE 2016 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ERNST & YOUNG HUA MING LLP AND ISSUER YES FOR FOR
ERNST & YOUNG AS DOMESTIC AND OVERSEAS AUDITORS,
RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE 2017 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE NEW FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #10: ELECT ZHOU KEWEN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #11: ELECT HUO YUXIA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DING YU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #1: APPROVE 2017 FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Development Financial Holding Corp.
TICKER: 2883 CUSIP: Y1460P108
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Dongxiang (Group) Co., Ltd.
TICKER: 3818 CUSIP: G2112Y109
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2b: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT CHEN CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT GAO YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT CHEN GUOGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Dynamics (Holdings) Ltd
TICKER: 476 CUSIP: G2117G103
MEETING DATE: 8/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT CHEUNG NGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT CHAN HOI YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1c: ELECT TAN YEE BOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Dynamics (Holdings) Ltd
TICKER: 476 CUSIP: G2117G103
MEETING DATE: 1/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Eastern Airlines Corporation Ltd.
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL SERVICES RENEWAL ISSUER YES FOR FOR
AGREEMENT WITH EASTERN AIR GROUP FINANCE CO., LTD.
AND CES FINANCE HOLDING CO., LTD.
PROPOSAL #3: APPROVE CATERING SERVICES RENEWAL ISSUER YES FOR FOR
AGREEMENT WITH CHINA EASTERN AIR CATERING INVESTMENT
CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Eastern Airlines Corporation Ltd.
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 1/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Eastern Airlines Corporation Ltd.
TICKER: 670 CUSIP: Y1406M102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRC DOMESTIC AUDITORS AND ISSUER YES FOR FOR
INTERNATIONAL AUDITORS FOR FINANCIAL REPORTING AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE AUDITORS FOR INTERNAL CONTROL ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE DEBT INSTRUMENTS LIMITATION IN ISSUER YES FOR FOR
RELATION TO GRANTING OF GENERAL MANDATE TO THE BOARD
TO ISSUE BONDS
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: AMEND RULES OF PROCEDURE FOR GENERAL ISSUER YES FOR FOR
MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Electric Manufacturing Co., Ltd.
TICKER: 1611 CUSIP: Y1419C109
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #3.1: ELECT LOU TIANWEI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
A120873XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.2: ELECT XIE XIANJIE WITH SHAREHOLDER NO. ISSUER NO N/A N/A
F124147XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.3: ELECT PENG JINGMAN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. F222236XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT LAI MINGXIONG WITH SHAREHOLDER ISSUER NO N/A N/A
NO. H120099XXX AS INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT ZHOU LI ZHEN, REPRESENTING ASIA SHAREHOLDER YES AGAINST N/A
WORLD DENTSU CO., LTD. WITH SHAREHOLDER NO. 58408, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT HE ZONG RU, REPRESENTING ASIA SHAREHOLDER YES AGAINST N/A
WORLD DENTSU CO., LTD. WITH SHAREHOLDER NO. 58408, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #3.7: ELECT LIAO BO XI, WITH SHAREHOLDER NO. SHAREHOLDER YES AGAINST N/A
263 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.8: ELECT ZHOU ZHI JI, REPRESENTING GLOBAL SHAREHOLDER YES AGAINST N/A
INVESTMENT UNION CO., LTD. WITH SHAREHOLDER NO.
58419, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.9: ELECT KE XING SHU WITH SHAREHOLDER NO. SHAREHOLDER YES AGAINST N/A
41489, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.10: ELECT TANG JIA HONG, WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 63, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.11: ELECT LIN GUI ZHEN, REPRESENTING SHAREHOLDER YES AGAINST N/A
FANGYUAN ELECTRONIC INDUSTRIAL CO., LTD WITH
SHAREHOLDER NO. 58413, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.12: ELECT JIAN XI KUN, WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 150, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.13: ELECT LIN KUAN ZHAO AS SUPERVISOR SHAREHOLDER YES AGAINST N/A
PROPOSAL #3.14: ELECT WU WEN JIE, REPRESENTING SHAREHOLDER YES AGAINST N/A
TIANXIANG INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
47254, AS SUPERVISOR
PROPOSAL #3.15: ELECT LIN DA SHENG, REPRESENTING SHAREHOLDER YES AGAINST N/A
BAIYIDA INTERNATIONAL CO., LTD. WITH SHAREHOLDER NO.
105639, AS SUPERVISOR
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Electric Manufacturing Co., Ltd.
TICKER: 1611 CUSIP: Y1419C109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE REMOVAL OF SONG ZHENG YI, SHAREHOLDER YES AGAINST N/A
REPRESENTATIVE OF XIE GUANG CO., LTD AS DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Electronics Corporation Holdings Company Ltd
TICKER: 85 CUSIP: G2110E121
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHOW CHAN LUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DONG HAORAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Electronics Optics Valley Union Holding Company Limited
TICKER: 798 CUSIP: G2119Q109
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT HUANG LIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HU BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LU JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WANG QIUJU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT XIANG QUNXIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT QI MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LEUNG MAN KIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHANG SHUQIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Energy Engineering Corporation Limited
TICKER: 3996 CUSIP: Y1475W106
MEETING DATE: 11/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT RESTRICTED SHARES INCENTIVE SCHEME ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE INTERIM ADMINISTRATIVE MEASURES ISSUER YES FOR FOR
FOR THE SCHEME
PROPOSAL #3: APPROVE INTERIM PERFORMANCE ISSUER YES FOR FOR
ADMINISTRATIVE MEASURES FOR THE SCHEME
PROPOSAL #4: APPROVE WORK SUBSIDY STANDARD FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE WORK SUBSIDY STANDARD FOR ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: ELECT WANG ZENGYONG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Energy Engineering Corporation Limited
TICKER: 3996 CUSIP: Y1475W106
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE WORK REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINANCING GUARANTEES PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE STANDARD ON REMUNERATION PAYMENT ISSUER YES FOR FOR
OF THE DIRECTORS FOR 2015
PROPOSAL #7: APPROVE REMUNERATION PLAN OF THE ISSUER YES FOR FOR
DIRECTORS FOR 2017
PROPOSAL #8: APPROVE STANDARD ON REMUNERATION PAYMENT ISSUER YES FOR FOR
OF THE SUPERVISORS FOR 2015
PROPOSAL #9: APPROVE REMUNERATION PLAN FOR THE ISSUER YES FOR FOR
SUPERVISORS FOR 2017
PROPOSAL #10: APPROVE BDO CHINA SHU LUN PAN CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR AND KPMG
AS INTERNATIONAL AUDITOR
PROPOSAL #11: APPROVE ISSUE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS AND AUTHORIZATION TO THE BOARD
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: ADPV23066
MEETING DATE: 11/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF QUALIFIED TIER-2 ISSUER YES FOR FOR
CAPITAL INSTRUMENTS
PROPOSAL #2: APPROVE PLAN AND AUTHORIZATION TO ISSUE ISSUER YES FOR FOR
FINANCIAL BONDS
PROPOSAL #3: APPROVE ESTABLISHMENT OF SEPARATE LEGAL ISSUER YES FOR FOR
ENTITY FOR CREDIT CARD BUSINESS
PROPOSAL #1: ELECT WANG LIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT WANG ZHE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION STANDARDS OF ISSUER YES FOR FOR
CHAIRMAN AND VICE-CHAIRMAN OF SUPERVISORY BOARD FOR
2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: Y1477U124
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: APPROVE TYPES OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.2: APPROVE NUMBER OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED AND ISSUANCE SIZE IN RELATION TO THE
DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.4: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE
SHARES
PROPOSAL #2.5: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.6: APPROVE TARGET INVESTORS IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.8: APPROVE TERMS FOR DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #2.9: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.10: APPROVE TERMS FOR OPTIONAL CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.11: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.12: APPROVE RESTORATIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.13: APPROVE SEQUENCE OF SETTLEMENT AND ISSUER YES FOR FOR
METHOD OF LIQUIDATION IN RELATION TO THE DOMESTIC
NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.14: APPROVE RATING ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.15: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.16: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #2.17: APPROVE TRANSFER ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #2.18: APPROVE EFFECTIVE PERIOD FOR ISSUER YES FOR FOR
RESOLUTION ON ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2.19: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #1: APPROVE IMPACT OF DILUTION OF RETURNS ISSUER YES FOR FOR
FOR CURRENT PERIOD AND ADOPTION OF MEASURES FOR
MAKING UP SHORTFALL IN RELATION TO THE DOMESTIC NON-
PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #2: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #3: ELECT CAI YUNGE AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #4: ELECT LIU CHONG AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #5: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO ISSUANCE OF A-SHARES CONVERTIBLE BONDS
PROPOSAL #6: APPROVE EXECUTION OF CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT OF A-SHARE CONVERTIBLE BONDS
WITH CHINA EVERBRIGHT GROUP CORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: Y1477U124
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPES OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED IN RELATION TO THE DOMESTIC NON-PUBLIC
ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.2: APPROVE NUMBER OF PREFERENCE SHARES TO ISSUER YES FOR FOR
BE ISSUED AND ISSUANCE SIZE IN RELATION TO THE
DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.3: APPROVE PAR VALUE AND ISSUANCE PRICE ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.4: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE
SHARES
PROPOSAL #1.5: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.6: APPROVE TARGET INVESTORS IN RELATION ISSUER YES FOR FOR
TO THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE
PROPOSAL #1.7: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE DOMESTIC NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.8: APPROVE TERMS FOR DISTRIBUTION OF ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #1.9: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.10: APPROVE TERMS FOR OPTIONAL CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.11: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.12: APPROVE RESTORATIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.13: APPROVE SEQUENCE OF SETTLEMENT AND ISSUER YES FOR FOR
METHOD OF LIQUIDATION IN RELATION TO THE DOMESTIC
NON-PUBLIC ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.14: APPROVE RATING ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.15: APPROVE GUARANTEE ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.16: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.17: APPROVE TRANSFER ARRANGEMENTS IN ISSUER YES FOR FOR
RELATION TO THE DOMESTIC NON-PUBLIC ISSUANCE OF
PREFERENCE SHARES
PROPOSAL #1.18: APPROVE EFFECTIVE PERIOD FOR ISSUER YES FOR FOR
RESOLUTION ON ISSUANCE OF PREFERENCE SHARES
PROPOSAL #1.19: APPROVE MATTERS RELATING TO ISSUER YES FOR FOR
AUTHORIZATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: Y1477U124
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS OF SHARES AND THE PAR ISSUER YES FOR FOR
VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF H
SHARES
PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.4: APPROVE ISSUANCE SIZE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.5: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.6: APPROVE PRICE BENCHMARK DATE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.7: APPROVE ISSUE PRICE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.8: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.9: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.10: APPROVE ARRANGEMENTS FOR ACCUMULATED ISSUER YES FOR FOR
PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF H
SHARES
PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.12: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2017 BUDGET PLAN OF FIXED ASSET ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #4: APPROVE 2016 AUDITED ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPRAISAL OF AUDIT WORK FOR THE ISSUER YES FOR FOR
YEAR 2016 PERFORMED BY ERNST & YOUNG HUA MING/ERNST &
YOUNG AND RE-APPOINT ERNST & YOUNG HUA MING/ERNST &
YOUNG AS AUDITOR FOR THE YEAR 2017
PROPOSAL #7: APPROVE REMUNERATION STANDARDS OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR 2016
PROPOSAL #8: APPROVE REMUNERATION STANDARDS OF ISSUER YES FOR FOR
SUPERVISORS FOR THE YEAR 2016
PROPOSAL #9.1: APPROVE SUBSCRIPTION AGREEMENT IN ISSUER YES FOR FOR
RELATION TO THE SUBSCRIPTION OF NON-PUBLIC ISSUANCE
OF H SHARES OF CHINA EVERBRIGHT BANK COMPANY LIMITED
BY CHINA EVERBRIGHT GROUP LIMITED
PROPOSAL #9.2: APPROVE SUBSCRIPTION AGREEMENT IN ISSUER YES FOR FOR
RELATION TO THE SUBSCRIPTION OF NON-PUBLIC ISSUANCE
OF H SHARES OF CHINA EVERBRIGHT BANK COMPANY LIMITED
BY OVERSEAS CHINESE TOWN ENTERPRISES COMPANY
PROPOSAL #10: APPROVE WAIVER TO CHINA EVERBRIGHT ISSUER YES FOR FOR
GROUP LIMITED FROM MAKING THE GENERAL ACQUISITION
PROPOSAL #11: APPROVE CONNECTED TRANSACTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #12: APPROVE REPORT OF USE OF PROCEEDS FROM ISSUER YES FOR FOR
PREVIOUS OFFERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Bank Co., Ltd.
TICKER: 601818 CUSIP: Y1477U124
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS OF SHARES AND THE PAR ISSUER YES FOR FOR
VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF H
SHARES
PROPOSAL #1.2: APPROVE METHOD OF ISSUANCE IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.4: APPROVE ISSUANCE SIZE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.5: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.6: APPROVE PRICE BENCHMARK DATE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.7: APPROVE ISSUE PRICE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.8: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.9: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.10: APPROVE ARRANGEMENTS FOR ACCUMULATED ISSUER YES FOR FOR
PROFITS IN RELATION TO THE NON-PUBLIC ISSUANCE OF H
SHARES
PROPOSAL #1.11: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #1.12: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright International Ltd.
TICKER: 257 CUSIP: Y14226107
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CAI YUNGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WANG TIANYI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT CAI SHUGUANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT TANG SHUANGNING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELECT ZHAI HAITAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF THE DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Limited
TICKER: 165 CUSIP: Y1421G106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CAI YUNGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHEN SHUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT TANG CHI CHUN, RICHARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT LIN ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Everbright Water Limited
TICKER: U9E CUSIP: G2116Y105
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4a: ELECT WANG TIANYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT AN XUESONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT CAI SHUGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: ELECT XU NAILING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
CHINA EVERBRIGHT WATER LIMITED SCRIP DIVIDEND SCHEME
PROPOSAL #8: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES AGAINST AGAINST
SHARES UNDER THE CHINA EVERBRIGHT WATER LIMITED
EMPLOYEE SHARE OPTION SCHEME
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Evergrande Group
TICKER: 3333 CUSIP: G2119W106
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT HE MIAOLING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT HUANG XIANGUI AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #4: ELECT PAN DARONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SHI JUNPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HE QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT XIE HONGXI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Fangda Group Co., Ltd.
TICKER: 200055 CUSIP: Y7742N100
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MUTUAL GUARANTEE BETWEEN THE ISSUER YES FOR FOR
COMPANY AND WHOLLY-OWNED SUBSIDIARY
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
WHOLLY-OWNED SUBSIDIARY
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Fangda Group Co., Ltd.
TICKER: 200055 CUSIP: Y7742N100
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BANK COMPREHENSIVE CREDIT LINE ISSUER YES FOR FOR
APPLICATION
PROPOSAL #7: APPROVE GUARANTEE PROVISION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT OF 2017 AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TERMINATION OF PARTIAL RAISED ISSUER YES FOR FOR
FUNDS INVESTMENT PROJECT AND USE OF UNUSED PARTIAL
RAISED FUNDS TO REPLENISH WORKING CAPITAL
PROPOSAL #10: APPROVE USE OF EXCESS FUNDS FROM ISSUER YES FOR FOR
COMPLETED RAISED FUNDS INVESTMENT PROJECT TO
REPLENISH WORKING CAPITAL
PROPOSAL #11.1a: ELECT GUO WANDA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1b: ELECT DENG LEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.1c: ELECT GUO JINLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.2a: ELECT XIONG JIANWEI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #11.2b: ELECT LIN KEBIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.1: ELECT DONG GELIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT CAO NAISI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ALLOWANCE OF DIRECTORS ISSUER YES FOR FOR
(INCLUDING INDEPENDENT DIRECTORS) AND SUPERVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Financial International Investments Ltd
TICKER: 721 CUSIP: G2110W105
MEETING DATE: 12/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT DU LIN DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZENG XIANGGAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China First Capital Group Limited
TICKER: 1269 CUSIP: G2114R110
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT ZHAO ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT YAN HAITING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LI DAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LI ZHIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT CHEN GANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Foods Ltd.
TICKER: 506 CUSIP: G2154F109
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHOU CHENGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LUAN XIUJU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT QIN YELONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XIAO JIANPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JIANG GUOJIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT STEPHEN EDWARD CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LI HUNG KWAN, ALFRED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Galaxy Securities Co Ltd
TICKER: 6881 CUSIP: Y1R92J109
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN GONGYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2012-2014 REMUNERATION PLAN FOR ISSUER YES FOR FOR
CHEN YOUAN
PROPOSAL #3: APPROVE 2012-2014 REMUNERATION PLAN FOR ISSUER YES FOR FOR
YU WENXIU
PROPOSAL #4: APPROVE 2014 REMUNERATION PLAN FOR ZHONG ISSUER YES FOR FOR
CHENG
PROPOSAL #5: ELECT TAO LIBIN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Galaxy Securities Co Ltd
TICKER: 6881 CUSIP: Y1R92J109
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN JING AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Galaxy Securities Co Ltd
TICKER: 06881 CUSIP: Y1R92J109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 CAPITAL EXPENDITURE BUDGET ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU CPA ISSUER YES FOR FOR
LTD. (SPECIAL GENERAL PARTNERSHIP) AND DELOITTE
TOUCHE TOHMATSU AS EXTERNAL AUDITING FIRMS AND FIX
THEIR REMUNERATION
PROPOSAL #8: APPROVE INCREASE OF NET CAPITAL ISSUER YES FOR FOR
GUARANTEE TO GALAXY JINHUI SECURITIES ASSETS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE AMENDMENTS TO AUTHORIZATION ISSUER YES FOR FOR
GRANTED TO THE BOARD BY THE SHAREHOLDERS' GENERAL
MEETING
PROPOSAL #12: APPROVE SECURITIES AND FINANCIAL SHAREHOLDER YES FOR FOR
PRODUCTS TRANSACTIONS FRAMEWORK AGREEMENT, CAPAMOUNTS
FOR THREE YEARS AND RELATED TRANSACTIONS
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Gas Holdings Ltd.
TICKER: 384 CUSIP: G2109G103
MEETING DATE: 8/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT ZHOU SI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT LI CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT LIU MINGXING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT MAO ERWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT WONG SIN YUE, CYNTHIA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Gas Holdings Ltd.
TICKER: 384 CUSIP: G2109G103
MEETING DATE: 8/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE PROPOSED ACQUISITION UNDER THE ISSUER YES FOR FOR
AMENDED AND RESTATED SHARE PURCHASE AGREEMENT
PROPOSAL #1b: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RESPECT OF THE PROPOSED ACQUISITION AND
THE TRANSACTIONS UNDER THE AMENDED AND RESTATED SHARE
PURCHASE AGREEMENT
PROPOSAL #2: APPROVE ISSUANCE OF CONSIDERATION SHARES ISSUER YES FOR FOR
UNDER SPECIFIC MANDATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China General Plastics Corp.
TICKER: 1305 CUSIP: Y1430L104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Gold International Resources Corp. Ltd.
TICKER: CGG CUSIP: 16890P103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR XIN SONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.2: ELECT DIRECTOR BING LIU ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.3: ELECT DIRECTOR LIANZHONG SUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR LIANGYOU JIANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR IAN HE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.6: ELECT DIRECTOR YUNFEI CHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.7: ELECT DIRECTOR GREGORY HALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.8: ELECT DIRECTOR JOHN KING BURNS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.9: ELECT DIRECTOR XIANGDONG JIANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE SUPPLEMENTAL LOAN FRAMEWORK ISSUER YES AGAINST AGAINST
AGREEMENT AND ANNUAL MONETARY CAP UNDER THE AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION WITH A RELATED PARTY ISSUER YES FOR FOR
- APPROVE SUPPLEMENTAL CONTRACT FOR PURCHASE AND
SALE OF DORE AND ANNUAL MONETARY CAP UNDER THE
PROPOSAL #9: APPROVE TRANSACTION WITH A RELATED PARTY ISSUER YES FOR FOR
- APPROVE SUPPLEMENTAL PRODUCT AND SERVICE FRAMEWORK
AGREEMENT AND ANNUAL MONETARY CAP UNDER THE
AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH A RELATED ISSUER YES FOR FOR
PARTY - APPROVE NEW FINANCIAL SERVICES AGREEMENT AND
DAILY MONETARY CAPS UNDER THE AGREEMENT
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #12: AUTHORIZE PROXYHOLDER TO VOTE ON ANY ISSUER YES AGAINST AGAINST
AMENDMENT TO PREVIOUS RESOLUTIONS AND OTHER BUSINESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Goldjoy Group Ltd.
TICKER: 1282 CUSIP: G2119B102
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Goldjoy Group Ltd.
TICKER: 1282 CUSIP: G2119B102
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHAO ZUOSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HUANG WEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT LEE KWOK ON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #11: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Harmony New Energy Auto Holding Limited
TICKER: 3836 CUSIP: G2118N107
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3a: ELECT XIAO CHANGNIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LIU ZHANGMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT XUE GUOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE GRANT OF SHARE OPTIONS TO FENG ISSUER YES FOR FOR
CHANGGE UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Healthcare Enterprise Group Limited
TICKER: 1143 CUSIP: G2119R107
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE RSM HONG KONG CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #3a: ELECT GONG SHAOXIANG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3b: ELECT CHAN KIN SANG AS DIRECTOR AND ISSUER �� YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3c: ELECT LEUNG POK MAN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Healthwise Holdings Limited
TICKER: 348 CUSIP: G2120E103
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW MASTER PURCHASE AGREEMENT, ISSUER YES FOR FOR
ANNUAL CAPS, AND RELATED TRANSACTIONS
PROPOSAL #2a: ELECT TSE CHI KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LEUNG ALEX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT LEE CHAN WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT LO MING WAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Healthwise Holdings Limited
TICKER: 348 CUSIP: G2120E103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: AUTHORIZE BOARD TO EXECUTE ALL DOCUMENTS ISSUER YES FOR FOR
AND ACTS NECESSARY IN RELATION TO THE ACQUISITION
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China High Speed Transmission Equipment Group Co Ltd.
TICKER: 658 CUSIP: G2112D105
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN YONGDAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WANG ZHENGBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ZHENG QING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT HU YUEMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT YUEN CHI PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT CHAN YAU CHING, BOB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT JIANG JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: ELECT NATHAN YU LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3i: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED PLAN FOR A SHARE ISSUER YES FOR FOR
OFFERING
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE A SHARE OFFERING
PROPOSAL #3: APPROVE PLAN FOR DISTRIBUTION OF ISSUER YES FOR FOR
ACCUMULATED PROFITS BEFORE THE A SHARE OFFERING
PROPOSAL #4: APPROVE PROPOSAL ON PRICE STABILIZATION ISSUER YES FOR FOR
OF A SHARES FOR THE THREE YEARS AFTER THE A SHARE
OFFERING
PROPOSAL #5: APPROVE UNDERTAKINGS REGARDING THE ISSUER YES FOR FOR
INFORMATION DISCLOSED IN THE PROSPECTUS FOR THE A
SHARE OFFERING
PROPOSAL #6: APPROVE REMEDIAL MEASURES FOR THE ISSUER YES FOR FOR
DILUTION OF IMMEDIATE RETURNS AS A RESULT OF THE A
SHARE OFFERING AND UNDERTAKINGS BY RELEVANT
UNDERTAKING PARTIES
PROPOSAL #7: APPROVE USE OF PROCEEDS FROM THE A SHARE ISSUER YES FOR FOR
OFFERING
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE DIVIDEND DISTRIBUTION PLAN FOR ISSUER YES FOR FOR
THE THREE YEARS AFTER THE A SHARE OFFERING
PROPOSAL #2: APPROVE REPORT ON THE USE OF PREVIOUSLY ISSUER YES FOR FOR
RAISED FUNDS
PROPOSAL #3: APPROVE SELF-ASSESSMENT REPORT ON THE ISSUER YES FOR FOR
LAND AND RESIDENTIAL PROPERTY SALES MATTERS
PROPOSAL #4: APPROVE UNDERTAKING LETTER IN RELATION ISSUER YES FOR FOR
TO THE LAND AND RESIDENTIAL PROPERTY SALES MATTERS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
PROPOSAL #6: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF DIRECTORS
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
MEETINGS OF BOARD OF SUPERVISORS
PROPOSAL #8: ELECT ZHOU LANGLANG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED PLAN FOR A SHARE ISSUER YES FOR FOR
OFFERING
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE A SHARE OFFERING
PROPOSAL #3: APPROVE PLAN FOR DISTRIBUTION OF ISSUER YES FOR FOR
ACCUMULATED PROFITS BEFORE THE A SHARE OFFERING
PROPOSAL #4: APPROVE PROPOSAL ON PRICE STABILIZATION ISSUER YES FOR FOR
OF A SHARES FOR THE THREE YEARS AFTER THE A SHARE
OFFERING
PROPOSAL #5: APPROVE UNDERTAKINGS REGARDING THE ISSUER YES FOR FOR
INFORMATION DISCLOSED IN THE PROSPECTUS FOR THE A
SHARE OFFERING
PROPOSAL #6: APPROVE REMEDIAL MEASURES FOR THE ISSUER YES FOR FOR
DILUTION OF IMMEDIATE RETURNS AS A RESULT OF THE A
SHARE OFFERING AND UNDERTAKINGS BY RELEVANT
UNDERTAKING PARTIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT WANG LIHUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT LI YI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT MA ZHONGFU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE PLAN OF FINANCIAL BONDS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT LAI XIAOMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT KE KASHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT WANG LIHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT WANG KEYUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT LI YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT WANG CONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DAI LIJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT ZHOU LANGLANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT SONG FENGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT TSE HAU YIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT LIU JUNMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT SHAO JINGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT MA ZHONGFU AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DONG JUAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT XU LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE WORK REPORT OF FIRST SESSION OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #4: APPROVE WORK REPORT OF FIRST SESSION OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE REMUNERATION FOR DIRECTORS FOR ISSUER YES FOR FOR
YEAR 2015
PROPOSAL #6: APPROVE REMUNERATION FOR SUPERVISORS FOR ISSUER YES FOR FOR
YEAR 2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIXED ASSETS INVESTMENT BUDGET ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT ON THE USAGE OF ISSUER YES FOR FOR
PREVIOUSLY RAISED FUNDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Asset Management Co., Ltd.
TICKER: 2799 CUSIP: ADPV30665
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 FINAL FINANCIAL ACCOUNT ISSUER YES FOR FOR
PLAN
PROPOSAL #2: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2016 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE
TOHMATSU AS DOMESTIC AND OVERSEAS AUDITORS AND
AUTHORIZE THE BOARD TO DETERMINE THE ADJUSTMENT OF
THE AUDIT FEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Energy Company Limited
TICKER: 1101 CUSIP: G2116D119
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
AND ALLOTMENT OF NEW SHARES UPON THE EXERCISE OF THE
CONVERSION RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huarong Energy Company Limited
TICKER: 1101 CUSIP: G2116D119
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT CHEN QIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZHU WEN HUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT ZHANG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT WANG JIN LIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huishan Dairy Holdings Company Limited
TICKER: 6863 CUSIP: G2117A106
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT KAN YU LEUNG PETER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT SONG KUNGANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT GU RUIXIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT TSUI KEI PANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Huiyuan Juice Group Ltd.
TICKER: 01886 CUSIP: G21123107
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT ZHU XINLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZHU SHENGQIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT ANDREW Y. YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT SONG QUANHOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Innovative Finance Group Ltd.
TICKER: 412 CUSIP: G2118Q100
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT JI KEWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT QIU JIANYANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT TO SHING CHUEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT CHUNG YUK LUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES AGAINST AGAINST
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Capital Corporation Limited
TICKER: 3908 CUSIP: ADPV33204
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED ACQUISITION AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE THE PROPOSED INCREASE OF THE ISSUER YES FOR FOR
ISSUE SIZE OF ONSHORE AND OFFSHORE DEBT FINANCING
INSTRUMENTS
PROPOSAL #3: APPROVE WHITEWASH WAIVER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Capital Corporation Limited
TICKER: 3908 CUSIP: ADPV33204
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE PROPOSED ACQUISITION AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE WHITEWASH WAIVER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Capital Corporation Limited
TICKER: 3908 CUSIP: Y1R99Y109
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG HUAZHEN LLP AND KPMG AS ISSUER YES FOR FOR
DOMESTIC AND INTERNATIONAL AUDITORS, RESPECTIVELY AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Marine Containers (Group) Co., Ltd.
TICKER: 000039 CUSIP: Y1457J123
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LV SHENGZHOU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Marine Containers (Group) Co., Ltd.
TICKER: 000039 CUSIP: Y1457J123
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS RAISED FROM THE NON-PUBLIC ISSUANCE OF A
SHARES (2017 REVISED)
PROPOSAL #2: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM PREVIOUS FUNDRAISING ACTIVITIES BY THE COMPANY
PROPOSAL #3: APPROVE IMPACT OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS RESULTING FROM THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #4: APPROVE UNDERTAKING OF DIRECTORS AND ISSUER YES FOR FOR
SENIOR MANAGEMENT IN RELATION TO THE REMEDIAL
MEASURES ADOPTED FOR THE DILUTION OF CURRENT RETURNS
RESULTING FROM THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.1: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.2: APPROVE ISSUANCE PRICE, THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE AND PRICING PRINCIPLE IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #5.3: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #6: APPROVE REVISED PROPOSAL REGARDING THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #7: APPROVE PROPOSAL REGARDING THE EXTENSION ISSUER YES FOR FOR
OF THE VALIDITY PERIOD OF THE AUTHORIZATION TO THE
BOARD TO HANDLE ALL MATTERS IN RELATION TO THE NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #8: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #10: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #11: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND DIVIDEND DISTRIBUTION
PROPOSAL #12: APPROVE 2016 PROVISIONS FOR ASSET ISSUER YES FOR FOR
IMPAIRMENT
PROPOSAL #13: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN CPAS LLP AS AUDITOR
PROPOSAL #14: APPROVE APPLICATION OF BANKING ISSUER YES FOR FOR
FACILITIES AND PROJECT GUARANTEES FOR SUBSIDIARIES IN
2017
PROPOSAL #15: APPROVE CREDIT GUARANTEE PROVIDED BY ISSUER YES FOR FOR
SHENZHEN CIMC SKYSPACE REAL ESTATE DEVELOPMENT CO.,
LTD. AND ITS SUBSIDIARIES FOR THE MORTGAGE LOANS OF
COMMERCIAL PROPERTY PURCHASERS
PROPOSAL #16: APPROVE CREDIT GUARANTEE PROVIDED BY ISSUER YES FOR FOR
CIMC VEHICLE (GROUP) CO., LTD. AND ITS SUBSIDIARIES
TO THEIR DISTRIBUTORS AND CUSTOMERS
PROPOSAL #17: APPROVE APPLICATION BY CIMC FINANCE ISSUER YES AGAINST AGAINST
COMPANY LTD. TO HANDLE THE EXTERNAL GUARANTEE
BUSINESS OF THE MEMBERS OF THE GROUP
PROPOSAL #18: APPROVE PROVISIONS OF CREDIT GUARANTEES ISSUER YES FOR FOR
BY C&C TRUCKS CO., LTD. AND ITS SUBSIDIARIES TO
THEIR DISTRIBUTORS AND CUSTOMERS.
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China International Marine Containers (Group) Co., Ltd.
TICKER: 000039 CUSIP: Y1457J123
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE ISSUANCE PRICE, PRICE ISSUER YES FOR FOR
DETERMINATION DATE AND PRICING PRINCIPLE IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A SHARES
PROPOSAL #2: APPROVE REVISED PROPOSAL REGARDING THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
THE AUTHORIZATION TO THE BOARD TO HANDLE ALL MATTERS
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Jinmao Holdings Group Ltd.
TICKER: 817 CUSIP: Y1500V107
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT LI CONGRUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT YANG LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT LAU HON CHUEN, AMBROSE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3D: ELECT SU XIJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Lesso Group Holdings Limited
TICKER: 2128 CUSIP: G2157Q102
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZUO MANLUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZUO XIAOPING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT LAI ZHIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHEN GUONAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELECT HUANG GUIRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS INDEPENDENT ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Life Insurance Co. Limited
TICKER: 2628 CUSIP: Y1477R204
MEETING DATE: 12/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 13TH FIVE-YEAR DEVELOPMENTAL ISSUER YES FOR FOR
PLAN OUTLINE
PROPOSAL #2: APPROVE ERNST & YOUNG HUA MING AS US ISSUER YES FOR FOR
FORM 20-F AUDITOR FOR 2016
PROPOSAL #3: APPROVE COMPANY FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
2017-2019 ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE CLIC FRAMEWORK AGREEMENT AND ISSUER YES FOR FOR
CLP&C FRAMEWORK AGREEMENT, 2017-2019 ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #5: APPROVE RENEWAL OF FRAMEWORK AGREEMENT ISSUER YES FOR FOR
FOR DAILY CONNECTED TRANSACTIONS BETWEEN THE COMPANY
AND CHINA GUANGFA BANK CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Life Insurance Co. Limited
TICKER: 2628 CUSIP: Y1477R204
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: ELECT LIU HUIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT YIN ZHAOJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
THE PRC AUDITOR AND THE AUDITOR FOR US FORM 20-F AND
ERNST & YOUNG AS THE HONG KONG AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE FRAMEWORK AGREEMENT AND RELATED ISSUER YES FOR FOR
ANNUAL CAPS FOR THE THREE YEARS ENDING DECEMBER 31,
2019
PROPOSAL #10: APPROVE ENTRUSTED INVESTMENT AND ISSUER YES FOR FOR
MANAGEMENT AGREEMENT AND RELATED ANNUAL CAPS FOR THE
TWO YEARS ENDING DECEMBER 31, 2018
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Life Insurance Co., Ltd
TICKER: 2823 CUSIP: Y1478C107
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: APPROVE LONG-TERM FUND RAISING PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7.1: ELECT ALAN WANG, A REPRESENTATIVE OF ISSUER YES FOR FOR
TAI LI INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.213450, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT STEPHANIE HWANG, A ISSUER YES FOR FOR
REPRESENTATIVE OF TAI LI INVESTMENT CO., LTD. WITH
SHAREHOLDER NO.213450, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT YU LING KUO, A REPRESENTATIVE OF ISSUER YES FOR FOR
VIDEOLAND INC. WITH SHAREHOLDER NO.157891, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT TONY T.M. HSU, A REPRESENTATIVE ISSUER YES FOR FOR
OF LAN WAN INVESTMENT CORPORATION WITH SHAREHOLDER
NO.271780, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT ROY MANG, A REPRESENTATIVE OF ISSUER YES FOR FOR
LAN WAN INVESTMENT CORPORATION WITH SHAREHOLDER
NO.271780, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT LAUREN HSIEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF EVER-RICH CO., LTD. WITH SHAREHOLDER NO.382796, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT LOUIS T. KUNG WITH ID ISSUER YES FOR FOR
NO.A103026XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT WEI TA PAN WITH ID NO.A104289XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT WEN YEN HSU WITH ID ISSUER YES FOR FOR
NO.C120287XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Lilang Ltd
TICKER: 1234 CUSIP: G21141109
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3.1: ELECT WANG LIANG XING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LU HONG TE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT NIE XING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China LNG Group Limited
TICKER: 931 CUSIP: G2117J115
MEETING DATE: 9/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE AGREEMENTS AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China LNG Group Limited
TICKER: 931 CUSIP: G2117J115
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT KAN CHE KIN, BILLY ALBERT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT LI KAI YIN, ARTHUR ALBERT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2c: ELECT AU YEUNG PO FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Logistics Property Holdings Co., Ltd.
TICKER: 1589 CUSIP: G21209104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT LI SHIFA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT PAN NAIYUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT ZHANG LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WU GUOLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LI HUIFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CHEN RUNFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ONG TIONG SIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LIU XIANGGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT WANG YEYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT LI QING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT GUO JINGBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT FUNG CHING SIMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT WANG TIANYE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LEUNG CHI CHING FREDERICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT CHEN YAOMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #18: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #19: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #21: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Logistics Property Holdings Co., Ltd.
TICKER: 1589 CUSIP: G21209104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS UNDER THE LEASE FRAMEWORK AGREEMENT,
PROPOSED ANNUAL CAPS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Longyuan Power Group Corporation Ltd.
TICKER: 916 CUSIP: Y1501T101
MEETING DATE: 8/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LUAN BAOXING AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION AND ASSESSMENT COMMITTEE OF
THEBOARD TO FIX HIS REMUNERATION AND AUTHORIZE
CHAIRMAN OF THE BOARD TO ENTER INTO SERVICE CONTRACT
PROPOSAL #2: ELECT YANG XIANGBIN AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION AND ASSESSMENT COMMITTEE OF
THEBOARD TO FIX HIS REMUNERATION AND AUTHORIZE
CHAIRMAN OF THE BOARD TO ENTER INTO SERVICE CONTRACT
WITH HIM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Longyuan Power Group Corporation Ltd.
TICKER: 00916 CUSIP: Y1501T101
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: ACCEPT 2016 INDEPENDENT AUDITOR'S REPORT ISSUER YES FOR FOR
AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 FINANCIAL BUDGET PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE APPLICATION FOR REGISTRATION AND ISSUER YES FOR FOR
ISSUANCE OF DEBT FINANCING INSTRUMENTS OF NON-
FINANCIAL ENTERPRISES IN THE PRC
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: APPROVE ISSUANCE OF CORPORATE BONDS IN ISSUER YES FOR FOR
THE PRC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China LotSynergy Holdings Ltd.
TICKER: 1371 CUSIP: G2155D145
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT WU JINGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT HOONG CHEONG THARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT HUANG SHENGLAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Machinery Engineering Corporation
TICKER: 1829 CUSIP: Y1501U108
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: ACCEPT 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #3: ACCEPT 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE ERNST & YOUNG AND ERNST & YOUNG ISSUER YES FOR FOR
HUA MING LLP (SPECIAL GENERAL PARTNERSHIP) AS
INTERNATIONAL AUDITOR AND DOMESTIC AUDITOR
RESPECTIVELY AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF H SHARE CONVERTIBLE ISSUER YES FOR FOR
BONDS
PROPOSAL #9: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Machinery Engineering Corporation
TICKER: 1829 CUSIP: Y1501U108
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Manmade Fibers Corp.
TICKER: 1718 CUSIP: Y1488M103
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: TRANSACT OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Maple Leaf Educational Systems Ltd
TICKER: 1317 CUSIP: G21151108
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT JINGXIA ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JAMES WILLIAM BEEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HOWARD ROBERT BALLOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Medical & Healthcare Group Ltd.
TICKER: 383 CUSIP: G2133H101
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT CHONG SOK UN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.1b: ELECT LIAO FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT LAU SIU KI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
LAU SIU KI
PROPOSAL #4: APPROVE AUDITOR AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5.1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Medical System Holdings Ltd.
TICKER: 867 CUSIP: G21108124
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEN YANLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SA MANLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHEUNG KAM SHING, TERRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mengniu Dairy Co., Ltd.
TICKER: 2319 CUSIP: G21096105
MEETING DATE: 2/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mengniu Dairy Co., Ltd.
TICKER: 2319 CUSIP: G21096105
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT JIAO SHUGE (JIAO ZHEN) AS ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3b: ELECT ZHANG XIAOYA AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3c: ELECT JEFFREY, MINFANG LU AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3d: ELECT WU WENTING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #3e: ELECT YAU KA CHI AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Bank Co Ltd
TICKER: 600036 CUSIP: Y14896115
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF H SHARE APPRECIATION ISSUER YES FOR FOR
RIGHTS
PROPOSAL #2: APPROVE ADJUSTMENT TO THE REMUNERATION ISSUER YES FOR FOR
OF INDEPENDENT DIRECTORS
PROPOSAL #3: APPROVE ADJUSTMENT TO THE REMUNERATION ISSUER YES FOR FOR
OF EXTERNAL SUPERVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Bank Co Ltd
TICKER: 600036 CUSIP: Y14896115
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #5: APPROVE 2016 PROFIT APPROPRIATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUDITOR AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ASSESSMENT REPORT ON THE DUTY ISSUER YES FOR FOR
PERFORMANCE OF DIRECTORS
PROPOSAL #8: APPROVE ASSESSMENT REPORT ON THE DUTY ISSUER YES FOR FOR
PERFORMANCE OF SUPERVISORS
PROPOSAL #9: APPROVE ASSESSMENT REPORT ON THE DUTY ISSUER YES FOR FOR
PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT
DIRECTORS
PROPOSAL #10: APPROVE ASSESSMENT REPORT ON THE DUTY ISSUER YES FOR FOR
PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL
SUPERVISORS
PROPOSAL #11: APPROVE EVALUATION REPORT ON DUTY ISSUER YES FOR FOR
PERFORMANCE OF THE MEMBERS OF SENIOR MANAGEMENT
PROPOSAL #12: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
REPORT
PROPOSAL #13: APPROVE ISSUANCE OF FINANCIAL BONDS ISSUER YES FOR FOR
PROPOSAL #14.01: APPROVE TYPE AND AMOUNT IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.02: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #14.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.04: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY
PROPOSAL #14.05: APPROVE NOMINAL VALUE AND ISSUE ISSUER YES FOR FOR
PRICE IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.06: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.07: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.08: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.09: APPROVE TERMS OF MANDATORY ISSUER YES FOR FOR
CONVERSION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.10: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.11: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.12: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS OF LIQUIDATION IN RELATION
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.13: APPROVE RATING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #14.15: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.16: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.17: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE
PROPOSAL #14.18: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #14.19: APPROVE RELATIONSHIP BETWEEN THE ISSUER YES FOR FOR
DOMESTIC AND OFFSHORE PREFERENCE SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #14.20: AUTHORIZE BOARD TO HANDLE ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.01: APPROVE TYPE AND AMOUNT OF THE ISSUER YES FOR FOR
OFFSHORE PREFERENCE SHARES IN RELATION TO THE PLAN
FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #15.02: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.04: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.05: APPROVE NOMINAL VALUE AND ISSUE ISSUER YES FOR FOR
PRICE IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.06: APPROVE LOCK-UP PERIOD IN RELATION ISSUER YES FOR FOR
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.07: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE PLAN FOR THE NON-PUBLIC ISSUANCE
OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.08: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE
PROPOSAL #15.09: APPROVE TERMS OF MANDATORY ISSUER YES FOR FOR
CONVERSION IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE
PROPOSAL #15.10: APPROVE RESTRICTIONS ON VOTING ISSUER YES FOR FOR
RIGHTS IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.11: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE PLAN FOR THE NON-PUBLIC ISSUANCE
OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.12: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS OF LIQUIDATION IN RELATION
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.13: APPROVE RATING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.15: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES �� FOR FOR
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.16: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.17: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO THE PLAN FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
OF THE COMPANY
PROPOSAL #15.18: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE PLAN FOR THE NON-
PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE
PROPOSAL #15.19: APPROVE RELATIONSHIP BETWEEN THE ISSUER YES FOR FOR
OFFSHORE AND DOMESTIC PREFERENCE SHARES IN RELATION
TO THE PLAN FOR THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #15.20: AUTHORIZE BOARD TO HANDLE ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE PLAN FOR THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #16: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
REGARDING NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES BY THE COMPANY TO COSCO SHIPPING FINANCIAL
HOLDINGS CO., LIMITED
PROPOSAL #17: APPROVE SHARE SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #18: APPROVE DILUTION OF CURRENT RETURN BY ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF PREFERENCE SHARES AND THE
REMEDIAL MEASURES
PROPOSAL #19: APPROVE CAPITAL MANAGEMENT PLAN ISSUER YES FOR FOR
PROPOSAL #20: APPROVE SHAREHOLDER RETURN PLAN IN THE ISSUER YES FOR FOR
NEXT THREE YEARS
PROPOSAL #21: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
PREVIOUSLY RAISED
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #23: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #24: APPROVE RESOLUTION REGARDING RULES AND ISSUER YES FOR FOR
PROCEDURES FOR SHAREHOLDERS' GENERAL MEETINGS AND
BOARD OF DIRECTORS' MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Bank Co Ltd
TICKER: 600036 CUSIP: Y14896115
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPE AND AMOUNT IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.02: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #1.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.04: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES
OF THE COMPANY
PROPOSAL #1.05: APPROVE NOMINAL VALUE AND ISSUE PRICE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.07: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.08: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.09: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.10: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.11: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.12: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS OF LIQUIDATION IN RELATION
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.13: APPROVE RATING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #1.15: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.16: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.17: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF DOMESTIC PREFERENCE SHARES OF THE
PROPOSAL #1.18: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE COMPANY
PROPOSAL #1.19: APPROVE RELATIONSHIP BETWEEN THE ISSUER YES FOR FOR
DOMESTIC AND OFFSHORE PREFERENCE SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #1.20: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF DOMESTIC
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.01: APPROVE TYPE AND AMOUNT IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.02: APPROVE DURATION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #2.03: APPROVE METHOD OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.04: APPROVE ISSUE TARGET IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES
OF THE COMPANY
PROPOSAL #2.05: APPROVE NOMINAL VALUE AND ISSUE PRICE ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.07: APPROVE DIVIDEND DISTRIBUTION TERMS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.08: APPROVE TERMS OF CONDITIONAL ISSUER YES FOR FOR
REDEMPTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.09: APPROVE TERMS OF MANDATORY CONVERSION ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.10: APPROVE RESTRICTIONS ON VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.11: APPROVE RESTORATION OF VOTING RIGHTS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.12: APPROVE ORDER OF DISTRIBUTION OF ISSUER YES FOR FOR
RESIDUAL ASSETS AND BASIS OF LIQUIDATION IN RELATION
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.13: APPROVE RATING ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.14: APPROVE GUARANTEE IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE SHARES OF
THE COMPANY
PROPOSAL #2.15: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.16: APPROVE TRANSFERABILITY IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.17: APPROVE COMPLIANCE OF LATEST ISSUER YES FOR FOR
REGULATORY REQUIREMENTS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF OFFSHORE PREFERENCE SHARES OF THE
PROPOSAL #2.18: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE COMPANY
PROPOSAL #2.19: APPROVE RELATIONSHIP BETWEEN THE ISSUER YES FOR FOR
OFFSHORE AND DOMESTIC PREFERENCE SHARES IN RELATION
TO THE NON-PUBLIC ISSUANCE OF OFFSHORE PREFERENCE
SHARES OF THE COMPANY
PROPOSAL #2.20: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF OFFSHORE
PREFERENCE SHARES OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Land Limited
TICKER: 978 CUSIP: G210AW106
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMING WEALTH SP AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE CHEUK TAT SP AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Land Limited
TICKER: 978 CUSIP: G210AW106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT SO SHU FAI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT YU ZHILIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WONG WING KUEN, ALBERT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT SHI XINPING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE SHINEWING (HK) CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Land Limited
TICKER: 978 CUSIP: G210AW106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #1b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATED TO PAYMENT OF FINAL DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Port Holdings Company Limited
TICKER: 144 CUSIP: Y1489Q103
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE QIANHAIWAN EQUITY TRANSFER ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE LAND USE RIGHTS CONFIRMATION ISSUER YES FOR FOR
CONTRACT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Port Holdings Company Limited
TICKER: 144 CUSIP: Y1489Q103
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3Aa: ELECT LI XIAOPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ab: ELECT WANG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ac: ELECT HUA LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ad: ELECT WANG ZHIXIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ae: ELECT ZHENG SHAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Af: ELECT SHI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3Ag: ELECT BONG SHU YING FRANCIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3B: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE GRANT OF OPTIONS UNDER THE ISSUER YES FOR FOR
SHARE OPTION SCHEME
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5D: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Merchants Port Holdings Company Limited
TICKER: 144 CUSIP: Y1489Q103
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Metal Products Co Ltd.
TICKER: 1532 CUSIP: Y14954104
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #8: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #9.1: ELECT LIAO LIAO YI WITH ID ISSUER YES FOR FOR
NO.L100101XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT ZHANG MING JIE WITH ID ISSUER YES FOR FOR
NO.A110435XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT LIN RONG CHUN WITH ID ISSUER YES FOR FOR
NO.S101261XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT NON-INDEPENDENT DIRECTOR NO.1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.5: ELECT NON-INDEPENDENT DIRECTOR NO.2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.6: ELECT NON-INDEPENDENT DIRECTOR NO.3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.7: ELECT NON-INDEPENDENT DIRECTOR NO.4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.8: ELECT NON-INDEPENDENT DIRECTOR NO.5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #9.9: ELECT NON-INDEPENDENT DIRECTOR NO.6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Metal Resources Utilization Ltd
TICKER: 1636 CUSIP: G31622106
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT HUANG WEIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHU YUFEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PAN LIANSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT LIU JIPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT LI HANCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT XIE ZHICHUN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 2/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: ELECT ZHANG HONGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.02: ELECT LU ZHIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.03: ELECT LIU YONGHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.04: ELECT SHI YUZHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.05: ELECT WU DI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.06: ELECT YAO DAFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.07: ELECT SONG CHUNFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.08: ELECT TIAN ZHIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.09: ELECT WENG ZHENJIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT LIU JIPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT LI HANCHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT XIE ZHICHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT CHENG HOI-CHUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT PENG XUEFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT LIU NINGYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT HONG QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT LIANG YUTANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT ZHENG WANCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.01: ELECT WANG HANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.02: ELECT ZHANG BO AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.03: ELECT LU ZHONGNAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.04: ELECT WANG YUGUI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.05: ELECT BAO JIMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #2.06: ELECT CHENG GUOQI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 2/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTENSION OF VALIDITY PERIOD OF ISSUER YES FOR FOR
RESOLUTION IN RESPECT OF NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 FINAL FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2017 INTERIM PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE 2017 ANNUAL BUDGETS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8: APPROVE KPMG HUAZHEN LLP AND KPMG ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS THE DOMESTIC AND
INTERNATIONAL AUDITORS, RESPECTIVELY AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9.01: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #9.02: APPROVE ISSUE SIZE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.03: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.04: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.05: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.06: APPROVE METHOD AND TIMING OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #9.07: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.08: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF THE CONVERSION PRICE OF THE CONVERTIBLE BONDS IN
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.09: APPROVE DOWNWARD ADJUSTMENT TO ISSUER YES FOR FOR
CONVERSION PRICE IN RELATION TO THE ISSUANCE OF A
SHARE CONVERTIBLE BONDS
PROPOSAL #9.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION IN RELATION TO THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.11: APPROVE ENTITLEMENT TO DIVIDEND IN ISSUER YES FOR FOR
THE YEAR OF CONVERSION IN RELATION TO THE ISSUANCE OF
A SHARE CONVERTIBLE BONDS
PROPOSAL #9.12: APPROVE TERMS OF REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.13: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.14: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #9.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
THE EXISTING HOLDERS OF A SHARES IN RELATION TO THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.16: APPROVE CONVERTIBLE BOND HOLDERS AND ISSUER YES FOR FOR
THEIR MEETINGS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #9.17: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.18: APPROVE GUARANTEE AND SECURITY IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #9.19: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #10: APPROVE FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #11: APPROVE IMPACTS ON DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS OF ISSUANCE OF A SHARE CONVERTIBLE BONDS AND
THE REMEDIAL MEASURES
PROPOSAL #12: APPROVE REPORT OF THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PREVIOUS ISSUANCE
PROPOSAL #13: AUTHORIZE BOARD OF DIRECTORS AND ITS ISSUER YES FOR FOR
AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL
WITH MATTERS RELATING TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #14: APPROVE FORMULATION OF CAPITAL ISSUER YES FOR FOR
MANAGEMENT PLAN FOR 2017 TO 2019
PROPOSAL #15: APPROVE DOMESTIC AND OVERSEAS ISSUANCE ISSUER YES FOR FOR
OF FINANCIAL BONDS AND TIER-TWO CAPITAL BONDS IN THE
NEXT THREE YEARS
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Banking Corp., Ltd.
TICKER: 600016 CUSIP: Y1495M112
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE TYPES OF SECURITIES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #1.02: APPROVE ISSUE SIZE IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.03: APPROVE PAR VALUE AND ISSUE PRICE IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.04: APPROVE TERM IN RELATION TO THE ISSUER YES FOR FOR
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.05: APPROVE INTEREST RATE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.06: APPROVE METHOD AND TIMING OF INTEREST ISSUER YES FOR FOR
PAYMENT IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #1.07: APPROVE CONVERSION PERIOD IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.08: APPROVE DETERMINATION AND ADJUSTMENT ISSUER YES FOR FOR
OF THE CONVERSION PRICE OF THE CONVERTIBLE BONDS IN
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.09: APPROVE DOWNWARD ADJUSTMENT TO ISSUER YES FOR FOR
CONVERSION PRICE IN RELATION TO THE ISSUANCE OF A
SHARE CONVERTIBLE BONDS
PROPOSAL #1.10: APPROVE METHOD FOR DETERMINING THE ISSUER YES FOR FOR
NUMBER OF SHARES FOR CONVERSION IN RELATION TO THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.11: APPROVE ENTITLEMENT TO DIVIDEND IN ISSUER YES FOR FOR
THE YEAR OF CONVERSION IN RELATION TO THE ISSUANCE OF
A SHARE CONVERTIBLE BONDS
PROPOSAL #1.12: APPROVE TERMS OF REDEMPTION IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.13: APPROVE TERMS OF SALE BACK IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.14: APPROVE METHOD OF ISSUANCE AND TARGET ISSUER YES FOR FOR
INVESTORS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #1.15: APPROVE SUBSCRIPTION ARRANGEMENT FOR ISSUER YES FOR FOR
THE EXISTING HOLDERS OF A SHARES IN RELATION TO THE
ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.16: APPROVE CONVERTIBLE BOND HOLDERS AND ISSUER YES FOR FOR
THEIR MEETINGS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #1.17: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.18: APPROVE GUARANTEE AND SECURITY IN ISSUER YES FOR FOR
RELATION TO THE ISSUANCE OF A SHARE CONVERTIBLE BONDS
PROPOSAL #1.19: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTIONS IN RELATION TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
PROPOSAL #2: AUTHORIZE BOARD OF DIRECTORS AND ITS ISSUER YES FOR FOR
AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL
WITH MATTERS RELATING TO THE ISSUANCE OF A SHARE
CONVERTIBLE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Drawin Technology Group Ltd.
TICKER: 726 CUSIP: G2126P102
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FRAMEWORK AGREEMENT, PROPOSED ISSUER YES FOR FOR
ANNUAL CAPS, AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Drawin Technology Group Ltd.
TICKER: 726 CUSIP: G2126P102
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT YIN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT MI HONGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT CHEN DONGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT GAN PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT ZHAO XIAODONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT ZHOU FENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.7: ELECT MA LISHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Financial Holding Corp Ltd.
TICKER: 245 CUSIP: Y14001104
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MASTER FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #2: APPROVE REVISED ANNUAL CAPS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE DIRECTORS TO RATIFY AND ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Minsheng Financial Holding Corp Ltd.
TICKER: 245 CUSIP: Y14001104
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT NI XINGUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LYU WEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT CHEN JOHNNY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2d: ELECT CHEN GUOGANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mobile Limited
TICKER: 941 CUSIP: Y14965100
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DONG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT FRANK WONG KWONG SHING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT MOSES CHENG MO CHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT PAUL CHOW MAN YIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT STEPHEN YIU KIN WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS FOR
HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Modern Dairy Holdings Ltd.
TICKER: 1117 CUSIP: G21579100
MEETING DATE: 8/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #b: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
IN RELATION TO THE SALE AND PURCHASE AGREEMENT
PROPOSAL #c: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SALE AND PURCHASE AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Modern Dairy Holdings Ltd.
TICKER: 1117 CUSIP: G21579100
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ADOPT NEW SHARE OPTION SCHEME AND ISSUER YES FOR FOR
AUTHORIZE DIRECTORS TO DO ALL RELATED MATTERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Modern Dairy Holdings Ltd.
TICKER: 1117 CUSIP: G21579100
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT HAN CHUNLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT WOLHARDT JULIAN JUUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT LI SHENGLI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2a4: ELECT LEE KONG WAI, CONWAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2a5: ELECT LU MINFANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a6: ELECT WEN YONGPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SATISFACTION OF CONDITIONS OF ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.01: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #2.02: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.03: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.04: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.05: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.07: APPROVE ARRANGEMENT ON ACCUMULATED ISSUER YES FOR FOR
PROFIT DISTRIBUTION PRIOR TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #2.08: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2.09: APPROVE USE OF PROCEEDS FROM FUND ISSUER YES FOR FOR
RAISING IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION RELATING TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #3: APPROVE NON-PUBLIC ISSUANCE OF A SHARES ISSUER YES FOR FOR
(REVISED VERSION)
PROPOSAL #4: APPROVE NON-PUBLIC ISSUANCE OF A SHARES ISSUER YES FOR FOR
NOT CONSTITUTING A CONNECTED TRANSACTION
PROPOSAL #5: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM FUND RAISING UNDER NON-PUBLIC ISSUANCE
OF A SHARES (REVISED VERSION)
PROPOSAL #6: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM PREVIOUS FUND RAISING
PROPOSAL #7: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE SHARE ISSUANCE
PROPOSAL #8: APPROVE SHAREHOLDERS' RETURN PLAN (2016- ISSUER YES FOR FOR
2018)
PROPOSAL #9: APPROVE RISK ALERT FOR DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS AS A RESULT OF THE NON-PUBLIC
ISSUANCE OF A SHARES AND ADOPTION OF REMEDIAL
PROPOSAL #10: APPROVE UNDERTAKINGS BY CONTROLLING ISSUER YES FOR FOR
SHAREHOLDER AND ACTUAL CONTROLLER TO TAKE REMEDIAL
MEASURES FOR DILUTION OF CURRENT RETURNS AS A RESULT
OF NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #11: APPROVE UNDERTAKINGS BY ALL DIRECTORS ISSUER YES FOR FOR
AND SENIOR MANAGEMENT TO TAKE REMEDIAL MEASURES FOR
DILUTION OF CURRENT RETURNS AS A RESULT OF NON-PUBLIC
ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) SATISFYING CONDITIONS OF MATERIAL ASSET
REORGANIZATION OF LISTED COMPANIES
PROPOSAL #2: APPROVE PLAN OF MATERIAL ASSET ISSUER YES FOR FOR
ACQUISITION (ACQUISITION OF OVERSEAS COPPER AND
COBALT BUSINESSES)
PROPOSAL #3: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
REPORT (ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) (DRAFT) OF CHINA MOLYBDENUM CO., LTD. AND
PROPOSAL #4: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) NOT CONSTITUTING A REVERSE TAKEOVER
PROPOSAL #5: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) SATISFYING THE REQUIREMENTS UNDER ARTICLE
4 OF THE REGULATIONS CONCERNING THE STANDARDIZATION
OF CERTAIN ISSUES OF MATERIAL ASSET REORGANIZATION OF
PROPOSAL #6: APPROVE EXPLANATION OF WHETHER THE ISSUER YES FOR FOR
FLUCTUATION IN SHARE PRICE AS A RESULT OF THE
MATERIAL ASSET ACQUISITION (ACQUISITION OF OVERSEAS
COPPER AND COBALT BUSINESSES) REACHED THE RELEVANT
PROPOSAL #7: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS COPPER AND COBALT
BUSINESSES) NOT CONSTITUTING A CONNECTED TRANSACTION
PROPOSAL #8: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE MATERIAL ASSET ACQUISITION
(ACQUISITION OF OVERSEAS COPPER AND COBALT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
�� ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES) OF THE COMPANY SATISFYING CONDITIONS OF
MATERIAL ASSET REORGANIZATION OF LISTED COMPANIES
PROPOSAL #2: APPROVE PLAN OF MATERIAL ASSET ISSUER YES FOR FOR
ACQUISITION (ACQUISITION OF OVERSEAS NIOBIUM AND
PHOSPHATES BUSINESSES)
PROPOSAL #3: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
REPORT (ACQUISITION OF OVERSEAS NIOBIUM AND
PHOSPHATES BUSINESSES) (DRAFT) OF CHINA MOLYBDENUM
CO., LTD. AND ITS SUMMARY
PROPOSAL #4: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES) NOT CONSTITUTING A REVERSE TAKEOVER
PROPOSAL #5: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES) SATISFYING THE REQUIREMENTS UNDER ARTICLE
4 OF THE REGULATIONS
PROPOSAL #6: APPROVE EXPLANATION OF WHETHER THE ISSUER YES FOR FOR
FLUCTUATION IN SHARE PRICE AS A RESULT OF THE
MATERIAL ASSET ACQUISITION (ACQUISITION OF OVERSEAS
NIOBIUM AND PHOSPHATES BUSINESSES) REACHED THE
PROPOSAL #7: APPROVE MATERIAL ASSET ACQUISITION ISSUER YES FOR FOR
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES) NOT CONSTITUTING A CONNECTED TRANSACTION
PROPOSAL #8: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE MATERIAL ASSET ACQUISITION
(ACQUISITION OF OVERSEAS NIOBIUM AND PHOSPHATES
BUSINESSES)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.01: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.02: APPROVE ISSUE PRICE AND PRICING ISSUER YES FOR FOR
PRINCIPLE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.03: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.04: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.05: APPROVE METHOD OF SUBSCRIPTION IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.06: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.07: APPROVE ARRANGEMENT ON ACCUMULATED ISSUER YES FOR FOR
PROFIT DISTRIBUTION PRIOR TO THE NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.08: APPROVE PLACE OF LISTING IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.09: APPROVE USE OF PROCEEDS FROM FUND ISSUER YES FOR FOR
RAISING IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION RELATING TO THE NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2: APPROVE NON-PUBLIC ISSUANCE OF A SHARES ISSUER YES FOR FOR
(REVISED VERSION)
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
RELATING TO THE SHARE ISSUANCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT COOPERATION WITH BHR ISSUER YES FOR FOR
NEWWOOD INVESTMENT MANAGEMENT LIMITED AND ITS
SHAREHOLDERS OR SHAREHOLDERS OF ITS SHAREHOLDERS AT
THE TENKE FUNGURUME MINING AREA
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE INVESTMENT COOPERATION
PROPOSAL #3: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #4: APPROVE INTRODUCTION OF NEW SHAREHOLDERS SHAREHOLDER YES FOR FOR
TO BHR NEWWOOD INVESTMENT MANAGEMENT LIMITED FOR THE
INVESTMENT COOPERATION IN THE TENKE FUNGURUME MINING
AREA
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE BY CHINA ISSUER YES FOR FOR
MOLYBDENUM COMPANY LIMITED TO ITS DIRECT AND INDIRECT
WHOLLY OWNED SUBSIDIARIES AND RELATED TRANSACTIONS
PROPOSAL #9: APPROVE PROPOSAL REGARDING THE INCREASE ISSUER YES FOR FOR
IN AMOUNT OF OVERSEAS BONDS ISSUANCE AND EXTENSION OF
TERM OF AUTHORIZATION
PROPOSAL #10: APPROVE COMMENCEMENT OF HEDGING ISSUER YES FOR FOR
BUSINESS
PROPOSAL #11: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE DISTRIBUTION OF 2017
INTERIM AND QUARTERLY DIVIDEND
PROPOSAL #12: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #13: APPROVE COMPLIANCE WITH CONDITIONS FOR SHAREHOLDER YES FOR FOR
THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14: APPROVE PROPOSED PLAN FOR PUBLIC SHAREHOLDER YES FOR FOR
ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.1: APPROVE ISSUE SIZE IN RELATION TO THE SHAREHOLDER YES FOR FOR
PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.2: APPROVE PAR VALUE AND ISSUE PRICE IN SHAREHOLDER YES FOR FOR
RELATION TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE
BONDS
PROPOSAL #14.3: APPROVE TYPES OF THE BONDS AND SHAREHOLDER YES FOR FOR
MATURITY IN RELATION TO THE PROPOSED PUBLIC ISSUANCE
OF CORPORATE BONDS
PROPOSAL #14.4: APPROVE BONDS INTEREST RATE IN SHAREHOLDER YES FOR FOR
RELATION TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE
BONDS
PROPOSAL #14.5: APPROVE ISSUANCE METHODS IN RELATION SHAREHOLDER YES FOR FOR
TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.6: APPROVE OFFERING ARRANGEMENT TO THE SHAREHOLDER YES FOR FOR
SHAREHOLDERS IN RELATION TO THE PROPOSED PUBLIC
ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.7: APPROVE TERMS ON REDEMPTION OR SHAREHOLDER YES FOR FOR
REPURCHASE IN RELATION TO THE PROPOSED PUBLIC
ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.8: APPROVE GUARANTEE ARRANGEMENT IN SHAREHOLDER YES FOR FOR
RELATION TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE
BONDS
PROPOSAL #14.9: APPROVE USE OF PROCEEDS IN RELATION SHAREHOLDER YES FOR FOR
TO THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.10: APPROVE PROTECTIVE MEASURES FOR SHAREHOLDER YES FOR FOR
REPAYMENT IN RELATION TO THE PROPOSED PUBLIC ISSUANCE
OF CORPORATE BONDS
PROPOSAL #14.11: APPROVE LISTING VENUE IN RELATION TO SHAREHOLDER YES FOR FOR
THE PROPOSED PUBLIC ISSUANCE OF CORPORATE BONDS
PROPOSAL #14.12: APPROVE VALIDITY PERIOD OF SHAREHOLDER YES FOR FOR
RESOLUTION IN RELATION TO THE PROPOSED PUBLIC
ISSUANCE OF CORPORATE BONDS
PROPOSAL #15: AUTHORIZE BOARD TO DEAL WITH ALL SHAREHOLDER YES FOR FOR
MATTERS IN RELATION TO PROPOSED PUBLIC ISSUANCE OF
CORPORATE BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Molybdenum Co., Ltd.
TICKER: 3993 CUSIP: Y1503Z105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Motor Corp
TICKER: 2204 CUSIP: Y1499J107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Accord Medicines Corp Ltd.
TICKER: 000028 CUSIP: Y77422106
MEETING DATE: 9/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WU YIJIAN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #1.2: ELECT LIU JINGYUN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Accord Medicines Corp Ltd.
TICKER: 000028 CUSIP: Y77422106
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU YONG AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #2: APPROVE ADJUSTMENT IN THE COMPREHENSIVE ISSUER YES FOR FOR
CREDIT LINE APPLICATION AND GUARANTEE ARRANGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Accord Medicines Corp Ltd.
TICKER: 000028 CUSIP: Y77422106
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN HONGHUI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Accord Medicines Corp Ltd.
TICKER: 000028 CUSIP: Y77422106
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
CONTROLLED SUBSIDIARY
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE CONTINUED PROVISION OF FINANCIAL ISSUER YES FOR FOR
SERVICES BY SINOPHARM GROUP FINANCE CO., LTD.
PROPOSAL #8: APPROVE DEVELOPMENT OF ACCOUNTS ISSUER YES FOR FOR
RECEIVABLES FACTORING BUSINESS WITH SINOPHARM HOLDING
(CHINA) FINANCE LEASING CO., LTD. AND RELATED-PARTY
TRANSACTIONS
PROPOSAL #9: APPROVE FUND TRANSFER THROUGH ENTRUSTED ISSUER YES AGAINST AGAINST
LOAN APPLICATION BETWEEN THE COMPANY AND CONTROLLED
SUBSIDIARIES
PROPOSAL #10: APPROVE RE-APPOINTMENT OF ANNUAL REPORT ISSUER YES FOR FOR
AND INTERNAL CONTROL AUDITOR
PROPOSAL #11: APPROVE ADJUSTMENT TO THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Building Material Co., Ltd.
TICKER: 3323 CUSIP: Y15045100
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE AUDITORS AND AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND DISTRIBUTION PLAN
PROPOSAL #5: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM
DIVIDEND
PROPOSAL #6: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS DOMESTIC AUDITOR AND BAKER
TILLY HONG KONG LIMITED AS INTERNATIONAL AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Materials Co., Ltd.
TICKER: 1893 CUSIP: Y15048104
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: AMEND RULES OF PROCEDURES OF THE GENERAL ISSUER YES FOR FOR
MEETING
PROPOSAL #3: AMEND RULES OF PROCEDURES OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: AMEND RULES OF PROCEDURES OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #5: ELECT SHEN YUNGANG AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #6: ELECT WANG FENGTING AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #7: ELECT WANG ZHULIN AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
PROPOSAL #8: ELECT ZHANG HAI AS SUPERVISOR, FIX HIS ISSUER YES FOR FOR
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #9: ELECT GUO YANMING AS SUPERVISOR, FIX HIS ISSUER YES FOR FOR
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #10: ELECT LIU ZHIJIANG AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #11: ELECT PENG JIANXIN AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #12: ELECT LI XINHUA AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
PROPOSAL #13: ELECT LI JIANLUN AS DIRECTOR, AUTHORIZE ISSUER YES FOR FOR
REMUNERATION COMMITTEE TO FIX HIS REMUNERATION AND
AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
PROPOSAL #14: ELECT LEUNG CHONG AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #15: ELECT LU ZHENGFEI AS DIRECTOR, ISSUER YES FOR FOR
AUTHORIZE REMUNERATION COMMITTEE TO FIX HIS
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #16: ELECT XU WEIBING AS SUPERVISOR, FIX HER ISSUER YES FOR FOR
REMUNERATION AND AUTHORIZE THE CHAIRMAN OF THE BOARD
TO EXECUTE A SERVICE CONTRACT
PROPOSAL #17: APPROVE REMUNERATION OF WANG YINGCAI ISSUER YES FOR FOR
AND AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
PROPOSAL #18: APPROVE REMUNERATION OF QU XIAOLI AND ISSUER YES FOR FOR
AUTHORIZE THE CHAIRMAN OF THE BOARD TO EXECUTE A
SERVICE CONTRACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Materials Co., Ltd.
TICKER: 1893 CUSIP: Y15048104
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2017 FINANCIAL SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
PROPOSAL #3: APPROVE 2017 MUTUAL SUPPLY OF SERVICES ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #4: APPROVE 2017 MUTUAL SUPPLY OF PRODUCTS ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China National Materials Co., Ltd.
TICKER: 1893 CUSIP: Y15048104
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS LLP AS AUDITOR AND AUTHORIZE THE AUDIT
COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Ocean Industry Group Ltd.
TICKER: 651 CUSIP: G2113Q105
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Ocean Industry Group Ltd.
TICKER: 651 CUSIP: G2113Q105
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2.1: ELECT WANG SAN LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CHAU ON TA YUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT XIANG YING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ASIAN ALLIANCE (HK) CPA LIMITED ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Ocean Resources Co. Ltd.
TICKER: A900050 CUSIP: Y1505K106
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KIM JIN-SEOP AS OUTSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #3: ELECT JEONG YONG-DAN AS INSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE THE BOARD TO ISSUE NEW SHARES ISSUER YES AGAINST AGAINST
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oceanwide Holdings Ltd.
TICKER: 00715 CUSIP: G2117K104
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MASTER FRAMEWORK AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oceanwide Holdings Ltd.
TICKER: 00715 CUSIP: G2117K104
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT QIN DINGGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZHENG DONG AS DIRECTOR ISSUER YES �� AGAINST AGAINST
PROPOSAL #2c: ELECT ZHAO YINGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT QI ZIXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oil and Gas Group Ltd.
TICKER: 603 CUSIP: G2155W101
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT XU TIE-LIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WANG GUANGTIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #2: ELECT QI MEISHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DONG WEILIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT XIE WEIZHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MASTER SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT WITH CNOOC AND THE TERMS, PROPOSED ANNUAL
CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE AMENDMENTS TO CONNECTED ISSUER YES FOR FOR
TRANSACTIONS DECISION-MAKING MECHANISM
PROPOSAL #3: ELECT LV BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LI FEILONG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Oilfield Services Ltd.
TICKER: 2883 CUSIP: Y15002101
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
ANNUAL DIVIDEND
PROPOSAL #3: APPROVE REPORT OF THE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITORS
AND DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT LAW HONG PING, LAWRENCE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
RELEVANT SUBSIDIARIES
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Overseas Grand Oceans Group Ltd.
TICKER: 81 CUSIP: Y1505S117
MEETING DATE: 11/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Overseas Grand Oceans Group Ltd.
TICKER: 81 CUSIP: Y1505S117
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT XIAO XIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT YUNG KWOK KEE, BILLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WANG MAN KWAN, PAUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LO YIU CHING, DANTES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT YANG LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Overseas Land & Investment Ltd.
TICKER: 688 CUSIP: Y15004107
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Overseas Land & Investment Ltd.
TICKER: 688 CUSIP: Y15004107
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT YAN JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT NIP YUN WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHANG YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LAM KWONG SIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT FAN HSU LAI TAI, RITA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Overseas Property Holdings Limited
TICKER: 2669 CUSIP: G2118M109
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT XIAO XIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT WANG QI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT KAM YUK FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT YUNG WING KI, SAMUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Pacific Insurance (Group) Co., Ltd
TICKER: 601601 CUSIP: Y1505Z103
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT OF A SHARES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 ANNUAL REPORT OF H SHARES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS PRC AUDITOR AND INTERNAL CONTROL AUDITOR
AND PRICEWATERHOUSECOOPERS AS OVERSEAS AUDITOR AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE 2016 DUE DILIGENCE REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2016 REPORT ON PERFORMANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE AMENDMENTS TO THE INTERIM ISSUER YES FOR FOR
ADMINISTRATIVE MEASURES ON RELATED PARTY TRANSACTIONS
PROPOSAL #11: APPROVE THE DEVELOPMENT PLAN FOR THE ISSUER YES FOR FOR
YEARS 2017 TO 2019
PROPOSAL #12.1: ELECT KONG QINGWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT HUO LIANHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT WANG JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.4: ELECT WANG TAYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.5: ELECT KONG XIANGQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.6: ELECT ZHU KEBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.7: ELECT SUN XIAONING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.8: ELECT WU JUNHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.9: ELECT CHEN XUANMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.10: ELECT BAI WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.11: ELECT LEE KA SZE, CARMELO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12.12: ELECT LAM CHI KUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.13: ELECT ZHOU ZHONGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.14: ELECT GAO SHANWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT ZHANG XINMEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.2: ELECT LIN LICHUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13.3: ELECT ZHOU ZHUPING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #16: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
GENERAL MEETINGS OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petrochemical Development Corporation
TICKER: 1314 CUSIP: Y1500N105
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF OVERSEAS GUARANTEED ISSUER YES FOR FOR
CONVERTIBLE BONDS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE ISSUANCE OF ORDINARY SHARES OR ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES TO PARTICIPATE IN THE
ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO DETERMINE THE 2017 ISSUER YES FOR FOR
INTERIM PROFIT DISTRIBUTION
PROPOSAL #7: AUTHORIZE BOARD TO DETERMINE THE ISSUER YES FOR FOR
PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: ELECT LI YUNPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ZHAO DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION AND RULES ISSUER YES FOR FOR
OF PROCEDURES OF BOARD MEETINGS
PROPOSAL #12: APPROVE OVERSEAS LISTING PLAN OF ISSUER YES FOR FOR
SINOPEC MARKETING CO., LTD.
PROPOSAL #13: APPROVE COMPLIANCE OF OVERSEAS LISTING ISSUER YES FOR FOR
OF SINOPEC MARKETING CO., LTD. WITH THE CIRCULAR ON
ISSUES IN RELATION TO REGULATING OVERSEAS LISTING OF
SUBSIDIARIES OF DOMESTIC-LISTED COMPANIES
PROPOSAL #14: APPROVE UNDERTAKING OF THE COMPANY TO ISSUER YES FOR FOR
MAINTAIN ITS INDEPENDENT LISTING STATUS
PROPOSAL #15: APPROVE DESCRIPTION OF THE SUSTAINABLE ISSUER YES FOR FOR
PROFITABILITY AND PROSPECTS OF THE COMPANY
PROPOSAL #16: AUTHORIZE BOARD TO DEAL WITH OVERSEAS ISSUER YES FOR FOR
LISTING MATTERS OF SINOPEC MARKETING CO., LTD.
PROPOSAL #17: APPROVE PROVISION OF ASSURED ISSUER YES FOR FOR
ENTITLEMENT TO H-SHARE SHAREHOLDERS OF THE COMPANY
ONLY FOR OVERSEAS LISTING OF SINOPEC MARKETING CO.,
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Petroleum & Chemical Corp.
TICKER: 386 CUSIP: Y15010104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF ASSURED ENTITLEMENT ISSUER YES FOR FOR
TO H-SHARE SHAREHOLDERS OF THE COMPANY ONLY FOR
OVERSEAS LISTING OF SINOPEC MARKETING CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Power International Development Ltd.
TICKER: 2380 CUSIP: Y1508G102
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU BING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GUAN QIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT YAU KA CHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Power New Energy Development Co. Ltd.
TICKER: 735 CUSIP: G2157E117
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT WANG FENGXUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HE HONGXIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT QI TENGYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LI FANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NG YI KUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO APPOINT ADDITIONAL ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #10: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Precious Metal Resources Holdings Co Ltd.
TICKER: 1194 CUSIP: G2158B104
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MUNSUN HK AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE MUNSUN SECURITIES AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #3: APPROVE MUNSUN SHENZHEN AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Precious Metal Resources Holdings Co Ltd.
TICKER: 1194 CUSIP: G2158B104
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #1: CHANGE COMPANY NAME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Public Procurement Ltd.
TICKER: 01094 CUSIP: G2157R100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2a: ELECT ZHENG JINWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LIU LIZHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DENG XIANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE SHINEWING (HK) CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Railway Construction Corporation Ltd.
TICKER: 601186 CUSIP: Y1508P110
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 ANNUAL REPORT AND ITS ISSUER YES FOR FOR
SUMMARY
PROPOSAL #6: APPROVE DETERMINATION OF THE CAPS FOR ISSUER YES FOR FOR
GUARANTEES FOR SUBSIDIARIES OF THE COMPANY FOR 2017
PROPOSAL #7: APPROVE TRANSFER OF EQUITY INTEREST ISSUER YES FOR FOR
FUNDED BY THE PROCEEDS RAISED FROM THE NON-PUBLIC
ISSUANCE OF A SHARES IN 2015 AND PERMANENT
REPLENISHMENT OF WORKING CAPITAL BY THE PROCEEDS FROM
THE TRANSFER AND REMAINING UNINVESTED PROCEEDS
RAISED FROM
PROPOSAL #8: APPROVE RENEWAL OF MUTUAL SUPPLY OF ISSUER YES FOR FOR
SERVICES FRAMEWORK AGREEMENT
PROPOSAL #9: APPROVE PAYMENT OF FEES FOR AUDITING THE ISSUER YES FOR FOR
2016 ANNUAL REPORT AND RELEVANT SERVICES
PROPOSAL #10: APPROVE PAYMENT OF 2016 INTERNAL ISSUER YES FOR FOR
CONTROL AUDIT FEES
PROPOSAL #11: APPROVE DELOITTE TOUCHE TOHMATSU CPA ISSUER YES FOR FOR
LLP AS EXTERNAL AUDITORS AND PAYMENT OF 2017 AUDITING
SERVICE FEE
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13: APPROVE AMENDMENTS TO THE RULES AND ISSUER YES FOR FOR
PROCEDURE FOR THE BOARD OF DIRECTORS
PROPOSAL #14: APPROVE REGISTRATION AND ISSUANCE OF ISSUER YES AGAINST AGAINST
DEBT FINANCING INSTRUMENTS OF THE COMPANY IN THE
NATIONAL ASSOCIATION OF FINANCIAL MARKET
INSTITUTIONAL INVESTORS
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Railway Group Limited
TICKER: 601390 CUSIP: Y1509D116
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 WORK REPORT OF INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE 2016 A SHARE ANNUAL REPORT AND ISSUER YES FOR FOR
THE ABSTRACT, H SHARE ANNUAL REPORT AND RESULTS
ANNOUNCEMENT
PROPOSAL #5: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #6: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
OVERSEAS AUDITORS, RESPECTIVELY AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS INTERNAL CONTROL AUDITORS OF THE COMPANY
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE AMENDMENTS TO SALARY MANAGEMENT ISSUER YES FOR FOR
MEASURES OF DIRECTORS AND SUPERVISORS
PROPOSAL #11: APPROVE 2016 SALARY OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #12: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
PROPOSAL #13: APPROVE ISSUANCE OF ASSET ISSUER YES FOR FOR
SECURITISATION PRODUCTS
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #16.1: ELECT LI CHANGJIN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.2: ELECT ZHANG ZONGYAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.3: ELECT ZHOU MENGBO AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.4: ELECT ZHANG XIAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.5: ELECT GUO PEIZHANG AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.6: ELECT WEN BAOMAN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.7: ELECT ZHENG QINGZHI AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #16.8: ELECT CHUNG SHUI MING TIMPSON AS SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #16.9: ELECT MA ZONGLIN AS DIRECTOR SHAREHOLDER YES FOR N/A
PROPOSAL #17.1: ELECT LIU CHENGJUN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #17.2: ELECT CHEN WENXIN AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Railway Signal & Communication Corporation Limited
TICKER: 3969 CUSIP: Y1R0AG105
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FU JIANGUO AS DIRECTOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Railway Signal & Communication Corporation Limited
TICKER: 3969 CUSIP: Y1R0AG105
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFITS DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ERNST & YOUNG AS INTERNATIONAL ISSUER YES FOR FOR
AUDITOR AND ERNST & YOUNG HUA MING LLP AS DOMESTIC
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Rare Earth Holdings Limited
TICKER: 769 CUSIP: G21089100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT QIAN YUANYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT HUANG CHUNHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ASCENDA CACHET CPA LIMITED AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Reinsurance (Group) Corporation
TICKER: 1508 CUSIP: ADPV30662
MEETING DATE: 1/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 13TH FIVE-YEAR DEVELOPMENTAL ISSUER YES FOR FOR
PLAN OUTLINE
PROPOSAL #2: APPROVE MATTERS REGARDING REMUNERATION ISSUER YES FOR FOR
OF RELEVANT DIRECTORS AND SUPERVISORS
PROPOSAL #3: APPROVE REMOVAL OF ZHANG HONG AS SHAREHOLDER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT HE CHUNLEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: APPROVE REMOVAL OF WANG YONGGANG AS SHAREHOLDER YES FOR FOR
SUPERVISOR
PROPOSAL #6: ELECT ZHANG HONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Reinsurance (Group) Corporation
TICKER: 1508 CUSIP: ADPV30662
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
REPORT
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2017 INVESTMENT BUDGET FOR FIXED ISSUER YES FOR FOR
ASSETS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS DOMESTIC AND
OVERSEAS AUDITORS, RESPECTIVELY AND FIX THEIR
REMUNERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources and Transportation Group Ltd.
TICKER: 269 CUSIP: G2162D112
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources and Transportation Group Ltd.
TICKER: 269 CUSIP: G2162D112
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2a: ELECT TSANG KAM CHING, DAVID AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT GAO ZHIPING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT SUO SUO STEPHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: APPROVE BDO LIMITED AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AMEND MEMORANDUM AND ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION OF THE COMPANY AND ADOPT AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources and Transportation Group Ltd.
TICKER: 269 CUSIP: G2162D112
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: ELECT JIANG TAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT XUE BAOZHONG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Beer (Holdings) Co., Ltd.
TICKER: 291 CUSIP: Y15037107
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHEN LANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LAI PO SING, TOMAKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LAI NI HIUM, FRANK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT HOUANG TAI NINH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT SIU KWING CHUE, GORDON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Cement Holdings Ltd.
TICKER: 1313 CUSIP: G2113L106
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHOU LONGSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT JI YOUHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LAU CHUNG KWOK ROBERT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.5: ELECT ZENG XUEMIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Gas Group Ltd.
TICKER: 1193 CUSIP: G2113B108
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT WANG CHUANDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT WEI BIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT WONG TAK SHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT QIN CHAOKUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU, ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS AUDITOR AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Land Ltd.
TICKER: 1109 CUSIP: G2108Y105
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Land Ltd.
TICKER: 1109 CUSIP: G2108Y105
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YU JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHANG DAWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT LI XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT XIE JI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT YAN BIAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.6: ELECT CHEN RONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT CHEN YING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.8: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.9: ELECT ZHONG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT SUN ZHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.11: AUTHORIZE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Phoenix Healthcare Holdings Company Limited
TICKER: 1515 CUSIP: G2133W108
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT WU POTAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT XU ZECHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG YIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WANG YAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HE XUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LIANG HONGZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT KWONG KWOK KONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT SUN JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #12: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #13: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Power Holdings Co., Ltd.
TICKER: 836 CUSIP: Y1503A100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHOU JUNQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHEN YING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT WANG YAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT MA CHIU-CHEUNG, ANDREW AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China SCE Property Holdings Ltd
TICKER: 1966 CUSIP: G21189108
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHENG HIU LOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WONG LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LU HONG TE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DAI YIYI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shanshui Cement Group Ltd.
TICKER: 00691 CUSIP: G2116M101
MEETING DATE: 3/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SELECTION OF INDEPENDENT SHAREHOLDER YES AGAINST FOR
FINANCIAL ADVISOR IN RELATION TO THE PROPOSED
TRANSACTIONS
PROPOSAL #2: APPROVE PUBLICATION OF UPDATED FINANCIAL SHAREHOLDER YES AGAINST FOR
INFORMATION AND PROVISION OF RATIONALE BEHIND THE
BOARD'S DECISIONS IN A SUPPLEMENTAL CIRCULAR IN
RELATION TO THE PROPOSED TRANSACTIONS
PROPOSAL #3: APPROVE NOT TO CONVENE A GENERAL MEETING SHAREHOLDER YES AGAINST FOR
IN RELATION TO THE PROPOSED TRANSACTIONS UNTIL THE
PUBLICATION BY THE COMPANY OF BOTH THE IFA LETTER AND
THE SUPPLEMENTAL CIRCULAR
PROPOSAL #4: ADJOURN MEETING BY EITHER THE SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS OR THE BOARD OF DIRECTORS OF THE
COMPANY, INCLUDING THE PLACING EGM BUT EXCLUDING THE
EGM, UNTIL THE PUBLICATION BY THE COMPANY OF BOTH THE
IFA LETTER AND THE SUPPLEMENTAL CIRCULAR
PROPOSAL #5: ADJOURN MEETING BY EITHER THE SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS OR THE BOARD OF DIRECTORS OF THE
COMPANY, INCLUDING THE EGM UNTIL THE PUBLICATION BY
THE COMPANY OF BOTH THE IFA LETTER AND THE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shanshui Cement Group Ltd.
TICKER: 00691 CUSIP: G2116M101
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: ELECT LI HEPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT HWA GUO WAI, GODWIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HO MAN KAY, ANGELA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT CHING SIU MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LO CHUNG HING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shenhua Energy Co., Ltd.
TICKER: 01088 CUSIP: Y1504C113
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND FINAL DIVIDEND
PROPOSAL #5: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
AND SUPERVISORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AS PRC AUDITORS AND
DELOITTE TOUCHE TOHMATSU AS INTERNATIONAL AUDITORS
AND AUTHORIZE DIRECTORS' COMMITTEE TO FIX THEIR
REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF BONDS AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9.01: ELECT LING WEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.02: ELECT HAN JIANGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.03: ELECT LI DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.04: ELECT ZHAO JIBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.01: ELECT TAM WAI CHU, MARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.02: ELECT JIANG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.03: ELECT ZHONG YINGJIE, CHRISTINA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11.01: ELECT ZHAI RICHENG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11.02: ELECT ZHOU DAYU AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shineway Pharmaceutical Group Ltd.
TICKER: 2877 CUSIP: G2110P100
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT LI HUIMIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2B: ELECT LEE CHING TON BRANDELYN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2C: ELECT CHEN ZHONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2D: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shipping Container Lines Co. Ltd.
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEN DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shipping Development Co., Ltd.
TICKER: 1138 CUSIP: Y1503Y108
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND CHINESE NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #3: APPROVE PROVISION OF GUARANTEES TO ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #4.1: ELECT LIU HANBO AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.2: ELECT LU JUNSHAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.3: ELECT FENG BOMING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.4: ELECT ZHANG WEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #4.5: ELECT LIN HONGHUA AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #5: ELECT WENG YI AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shipping Development Co., Ltd.
TICKER: 1138 CUSIP: Y1503Y108
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION FOR LIABILITIES IN ISSUER YES FOR FOR
RESPECT OF ESTIMATED LOSSES ON CHARTERING CONTRACTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Silver Group Ltd.
TICKER: 815 CUSIP: G21177103
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SILVER APEX SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE TREASURE DELIGHT SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Silver Group Ltd.
TICKER: 815 CUSIP: G21177103
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT CHEN GUOYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LI HAITAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2c: ELECT ZENG YILONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Singyes Solar Technologies Holdings Ltd
TICKER: 750 CUSIP: G2161E111
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT SUN JINLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CAO ZHIRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE GRANT OF SHARE OPTIONS TO ISSUER YES FOR FOR
GRANTEES
PROPOSAL #10: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #11: APPROVE CANCELLATION OF SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Soft Power Technology Holdings Ltd.
TICKER: 139 CUSIP: ADPV34755
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT WEI ZHENYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YU QINGRUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHEN YOUCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT MAI QIJIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO APPOINT ADDITIONAL ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Soft Power Technology Holdings Ltd.
TICKER: 139 CUSIP: ADPV34755
MEETING DATE: 8/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: ELECT LAM HAY YIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HER REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Soft Power Technology Holdings Ltd.
TICKER: 139 CUSIP: G2118J106
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: ELECT CHEN XIAODONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China South City Holdings Ltd
TICKER: 1668 CUSIP: Y1515Q101
MEETING DATE: 8/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHENG CHUNG HING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT MA KAI CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HUI CHIU CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT YUNG WING KI SAMUEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Southern Airlines Co., Ltd.
TICKER: 600029 CUSIP: Y1503W102
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE ACQUISITION OF 12 B787-9 ISSUER YES FOR FOR
AIRCRAFT FROM THE BOEING COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Southern Airlines Co., Ltd.
TICKER: 600029 CUSIP: Y1503W102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG HUAZHEN (SPECIAL GENERAL ISSUER YES FOR FOR
PARTNERSHIP) AS AUDITORS FOR DOMESTIC, U.S. AND
INTERNAL CONTROL OF FINANCIAL REPORTING AND KPMG AS
AUDITORS FOR HONG KONG FINANCIAL REPORTING AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE AUTHORIZATION TO XIAMEN AIRLINES ISSUER YES AGAINST AGAINST
COMPANY LIMITED TO PROVIDE GUARANTEES TO HEBEI
AIRLINES COMPANY LIMITED AND JIANGXI AIRLINES COMPANY
LIMITED
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #9: APPROVE AIRCRAFT FINANCE LEASE FRAMEWORK SHAREHOLDER YES FOR FOR
AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China State Construction International Holdings Limited
TICKER: 3311 CUSIP: G21677136
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT TIAN SHUCHEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3B: ELECT PAN SHUJIE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3C: ELECT RAYMOND HO CHUNG TAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT ADRIAN DAVID LI MAN KIU AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Steel Chemical Corp
TICKER: 1723 CUSIP: Y15044103
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Steel Corporation
TICKER: 2002 CUSIP: Y15041109
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHAIRMAN CHAO TUNG WONG
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTOR JIH GANG LIU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Strategic Holdings Ltd.
TICKER: 235 CUSIP: Y1504Q179
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT OR CHING FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SUE KA LOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT MA YIN FAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Suntien Green Energy Corp Ltd.
TICKER: 956 CUSIP: Y15207106
MEETING DATE: 12/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF RENEWABLE CORPORATE ISSUER YES FOR FOR
BONDS
PROPOSAL #2: APPROVE ISSUANCE OF SUPER SHORT-TERM ISSUER YES FOR FOR
COMMERCIAL PAPERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Suntien Green Energy Corp Ltd.
TICKER: 956 CUSIP: Y15207106
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 FINAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND INDEPENDENT AUDITORS' REPORT
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REANDA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS PRC AUDITORS AND ERNST & YOUNG AS
INTERNATIONAL AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: ELECT MEI CHUN XIAO AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE EQUITY TRANSFER AGREEMENT, ISSUER YES FOR FOR
CAPITAL CONTRIBUTION AGREEMENT AND RELATED
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Synthetic Rubber Corporation
TICKER: 2104 CUSIP: Y15055109
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Taiping Insurance Holdings Co Ltd.
TICKER: 966 CUSIP: Y1456Z151
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WANG TINGKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT YU XIAOPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT WU CHANGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT ZHU DAJIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Telecom Corporation Ltd
TICKER: 728 CUSIP: Y1505D102
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INTERNATIONAL AUDITOR AND DELOITTE TOUCHE TOHMATSU
CERTIFIED PUBLIC ACCOUNTANTS LLP AS DOMESTIC AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4.1: ELECT YANG JIE AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.2: ELECT YANG XIAOWEI AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #4.3: ELECT KE RUIWEN AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.4: ELECT SUN KANGMIN AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.5: ELECT ZHEN CAIJI AS DIRECTOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.6: ELECT GAO TONGQING AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #4.7: ELECT CHEN ZHONGYUE AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #4.8: ELECT CHEN SHENGGUANG AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HIS REMUNERATION
PROPOSAL #4.9: ELECT TSE HAU YIN, ALOYSIUS AS ISSUER YES FOR FOR
DIRECTOR, APPROVE HIS SERVICE CONTRACT AND AUTHORIZE
BOARD TO FIX HIS REMUNERATION
PROPOSAL #4.10: ELECT CHA MAY LUNG, LAURA AS ISSUER YES FOR FOR
DIRECTOR, APPROVE HER SERVICE CONTRACT AND AUTHORIZE
BOARD TO FIX HER REMUNERATION
PROPOSAL #4.11: ELECT XU ERMING AS DIRECTOR, APPROVE ISSUER YES AGAINST AGAINST
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #4.12: ELECT WANG HSUEHMING AS DIRECTOR, ISSUER YES FOR FOR
APPROVE HER SERVICE CONTRACT AND AUTHORIZE BOARD TO
FIX HER REMUNERATION
PROPOSAL #5.1: ELECT SUI YIXUN AS SUPERVISOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #5.2: ELECT HU JING AS SUPERVISOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #5.3: ELECT YE ZHONG AS SUPERVISOR, APPROVE ISSUER YES FOR FOR
HIS SERVICE CONTRACT AND AUTHORIZE BOARD TO FIX HIS
REMUNERATION
PROPOSAL #6.1: AMEND ARTICLE 1 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6.2: AMEND ARTICLE 13 OF THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6.3: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
PROPOSAL #7.1: APPROVE ISSUANCE OF DEBENTURES ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES AGAINST AGAINST
IN RELATION TO THE ISSUANCE OF DEBENTURES
PROPOSAL #7.3: APPROVE CENTRALIZED REGISTRATION OF �� ISSUER YES AGAINST AGAINST
DEBENTURES BY THE COMPANY
PROPOSAL #8.1: APPROVE ISSUANCE OF COMPANY BONDS IN ISSUER YES FOR FOR
THE PEOPLE'S REPUBLIC OF CHINA
PROPOSAL #8.2: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCE OF COMPANY BONDS IN THE
PEOPLE'S REPUBLIC OF CHINA
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION TO REFLECT CHANGES IN THE REGISTERED
CAPITAL OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Traditional Chinese Medicine Co., Ltd.
TICKER: 570 CUSIP: Y1507S107
MEETING DATE: 11/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Traditional Chinese Medicine Holdings Co. Limited
TICKER: 570 CUSIP: Y1507S107
MEETING DATE: 1/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW MASTER PURCHASE AGREEMENT, ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE NEW MASTER SUPPLY AGREEMENT, ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
PROPOSAL #3: ELECT HUANG HE AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Traditional Chinese Medicine Holdings Co. Limited
TICKER: 570 CUSIP: Y1507S107
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WU XIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT WANG XIAOCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT TANG HUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a4: ELECT ZHOU BAJUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a5: ELECT LO WING YAT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Travel International Investment Hong Kong Limited
TICKER: 308 CUSIP: Y1507D100
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3a: ELECT ZHANG FENGCHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT FONG YUN WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ZHANG XING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LIU FENGBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT CHEN XIANJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Unicom (Hong Kong) Ltd
TICKER: 762 CUSIP: Y1519S111
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1a: ELECT SHAO GUANGLU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1b: ELECT CESAREO ALIERTA IZUEL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.1c: ELECT CHEUNG WING LAM LINUS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1d: ELECT WONG WAI MING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Vanke Co., Ltd.
TICKER: 2202 CUSIP: Y77421132
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 DIVIDEND DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT YU LIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.2: ELECT LIN MAODE AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.3: ELECT XIAO MIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.4: ELECT CHEN XIANJUN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.5: ELECT SUN SHENGDIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.6: ELECT WANG WENJIN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #6.7: ELECT ZHANG XU AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.1: ELECT KANG DIAN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.2: ELECT LIU SHUWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.3: ELECT NG KAR LING, JOHNNY AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #7.4: ELECT LI QIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.1: ELECT XIE DONG AS SUPERVISOR SHAREHOLDER YES FOR FOR
PROPOSAL #8.2: ELECT ZHENG YING AS SUPERVISOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Water Affairs Group Ltd.
TICKER: 855 CUSIP: G21090124
MEETING DATE: 9/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DING BIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHOU WEN ZHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT ONG KING KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT SIU CHI MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Water Industry Group Ltd.
TICKER: 1129 CUSIP: G2114E135
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT DENG JUN JIE AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3: ELECT CHU YIN YIN, GEORGIANA AS DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX HER REMUNERATION
PROPOSAL #4: ELECT GUO CHAO TIAN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT QIU NA AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HER REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE CROWE HORWATH (HK) CPA LIMITED ISSUER YES FOR FOR
AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Yurun Food Group Ltd.
TICKER: 1068 CUSIP: G21159101
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: ELECT YU ZHANGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT YANG LINWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YAO GUOZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHEN JIANGUO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE MOORE STEPHENS CPA LIMITED AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China ZhengTong Auto Services Holdings Ltd
TICKER: 1728 CUSIP: G215A8108
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WANG KUNPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT KOH TEE CHOONG, IVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WAN TO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT SHAO YONG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT WONG TAN TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Zhongwang Holdings Ltd.
TICKER: 1333 CUSIP: G215AT102
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a1: APPROVE ASSET TRANSFER AGREEMENT AND ISSUER YES FOR FOR
ITS SUPPLEMENTAL AGREEMENT
PROPOSAL #1a2: APPROVE COMPENSATION AGREEMENT AND ITS ISSUER YES FOR FOR
SUPPLEMENTAL AGREEMENT
PROPOSAL #1b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE ASSETS RESTRUCTURING AGREEMENTS
PROPOSAL #2a: APPROVE PROPOSED SPIN-OFF AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED SPIN-OFF AND RELATED
TRANSACTIONS
PROPOSAL #3a: APPROVE DEEMED DISPOSAL AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #3b: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE DEEMED DISPOSAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Zhongwang Holdings Ltd.
TICKER: 1333 CUSIP: G215AT102
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT GOU XIHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1b: ELECT WONG CHUN WA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.1c: ELECT SHI KETONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chinasoft International Ltd.
TICKER: 354 CUSIP: G2110A111
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT CHEN YUHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT TANG ZHENMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ZENG ZHIJIE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #9: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chinese Maritime Transport Ltd.
TICKER: 2612 CUSIP: Y1521D102
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chin-Poon Industrial Co., Ltd.
TICKER: 2355 CUSIP: Y15427100
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #9: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #10: APPROVE SCOPE AND RULES FOR THE ISSUER YES FOR FOR
FUNCTIONS AND POWERS OF SUPERVISORS
PROPOSAL #11.1: ELECT LIN PI CHI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.2: ELECT TSENG LIU YU CHIH WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 3 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.3: ELECT TSENG WEN YU WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 5 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.4: ELECT HUANG WEI JIN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 8 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.5: ELECT LAI HWEI SHEN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 14 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.6: ELECT TUNG HSIAO HUNG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 19 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #11.7: ELECT HSU SUNG TSAI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 305 AS INDEPENDENT DIRECTOR
PROPOSAL #11.8: ELECT CHEN HSIANG SHENG WITH ISSUER YES AGAINST AGAINST
SHAREHOLDER NO. 281 AS INDEPENDENT DIRECTOR
PROPOSAL #11.9: ELECT CHEN SHI SHU WITH ID NO. ISSUER YES FOR FOR
A102183XXX AS INDEPENDENT DIRECTOR
PROPOSAL #12: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chipbond Technology Corp.
TICKER: 6147 CUSIP: Y15657102
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiyoda Co. Ltd.
TICKER: 8185 CUSIP: J06342109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR FUNAHASHI, MASAO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FUNAHASHI, KOJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAGI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUGIYAMA, TADAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IMADA, ITARU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NISHIBORI, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHIRATSUCHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SCOTT CALLON ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAWAKI, SHOJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SUGIYAMA, KOICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiyoda Corp.
TICKER: 6366 CUSIP: J06237101
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR NAGASAKA, KATSUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOJIMA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIMIZU, RYOSUKE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAHARA, ARATA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TANAKA, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SANTO, MASAJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HAYASHI, HIROTSUGU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UCHIDA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAKUMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER OKADA, MASAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiyoda Integre Co.
TICKER: 6915 CUSIP: J0627M104
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 90
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS - CLARIFY PROVISIONS ON ALTERNATE
STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR KOIKE, MITSUAKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SATO, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MURASAWA, TAKUMI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KANABE, HIROYASU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KATO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YANAGISAWA, KATSUMI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MASHIMO, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SEKIGUCHI, MITSURU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR TSUJI, TOMOHARU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MURATA, ISAO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
IITSUKA, TAKANORI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chlitina Holding Ltd
TICKER: 4137 CUSIP: G21164101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS REPORTS AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHANGE IN USE OF PROCEEDS FROM ISSUER YES FOR FOR
ISSUANCE OF FIRST UNSECURED DOMESTIC CONVERTIBLE
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chofu Seisakusho Co. Ltd.
TICKER: 5946 CUSIP: J06384101
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2.1: ELECT DIRECTOR KAWAKAMI, YASUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HASHIMOTO, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TANEDA, KIYOTAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAMURA, SHUICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WADA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR EGAWA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HAYASHI, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWAKAMI, YASUHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cholamandalam Investment and Finance Company Ltd
TICKER: 511243 CUSIP: Y1581A113
MEETING DATE: 1/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND MEMORANDUM OF ASSOCIATION RE: ISSUER YES FOR FOR
CORPORATE PURPOSE
PROPOSAL #2: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CHOLAMANDALAM INVESTMENT AND ISSUER YES FOR FOR
FINANCE COMPANY LIMITED EMPLOYEE STOCK OPTION PLAN
2016 (ESOP PLAN)
PROPOSAL #4: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES FOR FOR
EMPLOYEES OF THE SUBSIDIARY COMPANIES UNDER THE ESOP
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chong Hing Bank Limited
TICKER: 1111 CUSIP: Y1582S105
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LAU WAI MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ZHU CHUNXIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT WANG SHUHUI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: ELECT LEE KA LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chong Hong Construction Co., Ltd.
TICKER: 5534 CUSIP: Y1582T103
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chong Kun Dang Pharmaceutical Corp.
TICKER: A185750 CUSIP: Y15863106
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KIM GI-WON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT HWANG SEONG-SOO AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongkundang Holdings Corp.
TICKER: A001630 CUSIP: Y1582M108
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT KIM JEONG-WOO AS INTERNAL ISSUER YES FOR FOR
AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongkundang Holdings Corp.
TICKER: A001630 CUSIP: Y1582M108
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Changan Automobile Co., Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 8/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXTERNAL DONATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Changan Automobile Co., Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE PURPOSE FOR IMPLEMENTING STOCK ISSUER YES FOR FOR
OPTION INCENTIVE PLAN
PROPOSAL #1.2: APPROVE MANAGEMENT INSTITUTION FOR ISSUER YES FOR FOR
STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.3: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.4: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF UNDERLYING STOCKS
PROPOSAL #1.5: APPROVE VALIDITY PERIOD, GRANTING ISSUER YES FOR FOR
DATE, WAITING PERIOD, VESTING DATE AND LOCK-UP PERIOD
OF STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.6: APPROVE EXERCISE PRICE AND PRICE- ISSUER YES FOR FOR
SETTING BASIS
PROPOSAL #1.7: APPROVE GRANTING CONDITIONS AND ISSUER YES FOR FOR
VESTING CONDITIONS OF STOCK OPTION
PROPOSAL #1.8: APPROVE ADJUSTMENT METHODS AND ISSUER YES FOR FOR
PROCEDURES FOR STOCK OPTION INCENTIVE PLAN
PROPOSAL #1.9: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.10: APPROVE PROCEDURES FOR GRANTING STOCK ISSUER YES FOR FOR
OPTION AND INCENTIVE RIGHTS
PROPOSAL #1.11: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF COMPANY AND INCENTIVE TARGETS
PROPOSAL #1.12: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #1.13: APPROVE OTHER SIGNIFICANT MATTERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS (REVISED)
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #4: APPROVE RELATED PARTY TRANSACTION IN ISSUER YES FOR FOR
CONNECTION WITH STOCK OPTION INCENTIVE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Changan Automobile Co., Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 11/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE YUZUI MOTOR CITY OWN-BRAND ISSUER YES FOR FOR
MULTI-PURPOSE VEHICLE CAPABILITY PROJECT
PROPOSAL #2: APPROVE APPOINTMENT OF 2016 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE APPOINTMENT OF 2016 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #4: APPROVE MERGER BY ABSORPTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #6: AMEND RELATED-PARTY TRANSACTION ISSUER YES AGAINST AGAINST
MANAGEMENT SYSTEM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Changan Automobile Co., Ltd.
TICKER: 200625 CUSIP: Y1583S104
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: APPROVE 2017 INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE 2017 FINANCING PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE TO ADJUST THE ALLOWANCE OF ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #10: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT WITH CHINA SOUTH INDUSTRIES GROUP FINANCE
CO., LTD.
PROPOSAL #11: APPROVE SIGNING OF FINANCIAL SERVICE ISSUER YES FOR FOR
AGREEMENT WITH CHANGAN AUTOMOBILE FINANCE CO., LTD.
PROPOSAL #12: APPROVE ENERGY CONSTRUCTION PROJECT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE LIQUIDATION OF WHOLLY-OWNED ISSUER YES FOR FOR
SUBSIDIARY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Iron & Steel Co., Ltd.
TICKER: 1053 CUSIP: Y15842100
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUING SUSPENSION OF TRADING ISSUER YES FOR FOR
OF A SHARES FOR MATERIAL ASSETS REORGANIZATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Iron & Steel Co., Ltd.
TICKER: 1053 CUSIP: Y15842100
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #6: APPROVE 2016 PERFORMANCE REPORT OF THE ISSUER YES FOR FOR
INDEPENDENT DIRECTORS
PROPOSAL #7: APPROVE PAN-CHINA CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS LLP (SPECIAL GENERAL PARTNERSHIP) AS
FINANCIAL AND INTERNAL CONTROL AUDITOR
PROPOSAL #8: APPROVE AMENDMENT TO THE RULES OF ISSUER YES AGAINST AGAINST
PROCEDURE FOR THE BOARD OF DIRECTORS
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #10: APPROVE SERVICE AND SUPPLY AGREEMENT, ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Machinery & Electric Co., Ltd.
TICKER: 2722 CUSIP: Y1593M105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PROPOSAL AND ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN CPAS (SPECIAL GENERAL PARTNERSHIP) AS PRC
AUDITOR AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL
AUDITOR AND APPROVE THEIR REMUNERATION
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE FOR LOAN ISSUER YES FOR FOR
OF HOLROYD
PROPOSAL #7: APPROVE PROVISION OF GUARANTEE FOR LOANS ISSUER YES FOR FOR
OF PTG DEVELOPMENT
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE FOR LOANS ISSUER YES FOR FOR
OF CHONGTONG CHENGFEI
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR LOANS ISSUER YES FOR FOR
OF CHONGQING TOOL FACTORY
PROPOSAL #10: APPROVE PROVISION OF GUARANTEE FOR ISSUER YES FOR FOR
LOANS OF CHONGQING NO. 2 MACHINE TOOLS FACTORY
PROPOSAL #11: APPROVE MERGER AND ABSORPTION OF POWER ISSUER YES FOR FOR
TRANSFORMER
PROPOSAL #12: APPROVE REVISED REMUNERATION POLICY OF ISSUER YES FOR FOR
THE FOURTH SESSION OF EXTERNAL DIRECTORS AND
SUPERVISORS
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Rural Commercial Bank Co., Ltd.
TICKER: 3618 CUSIP: Y1594G107
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS BY INITIAL PUBLIC OFFERING AND LISTING OF A
SHARES AND REMEDIAL MEASURES OF THE BANK
PROPOSAL #2.1: APPROVE CLASS OF SHARES AND NOMINAL ISSUER YES FOR FOR
VALUE IN RELATION TO THE DIRECTIONAL ADDITIONAL
ISSUANCE OF DOMESTIC SHARES
PROPOSAL #2.2: APPROVE OFFERING SIZE IN RELATION TO ISSUER YES FOR FOR
THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
SHARES
PROPOSAL #2.4: APPROVE PRICING METHODOLOGY IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #2.5: APPROVE METHOD OF OFFERING IN RELATION ISSUER YES FOR FOR
TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
SHARES
PROPOSAL #2.6: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
PROPOSAL #2.7: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
ACCUMULATED PROFIT IN RELATION TO THE DIRECTIONAL
ADDITIONAL ISSUANCE OF DOMESTIC SHARES
PROPOSAL #2.8: APPROVE TERM OF THE OFFERING PLAN IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE DIRECTIONAL ADDITIONALISSUANCE OF
DOMESTIC SHARES
PROPOSAL #4: APPROVE EXTENSION OF TERM OF INITIAL ISSUER YES FOR FOR
PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #5: APPROVE EXTENSION OF TERM OF ISSUER YES FOR FOR
AUTHORIZATION TO THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chongqing Rural Commercial Bank Co., Ltd.
TICKER: 3618 CUSIP: Y1594G107
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL FINANCIAL FINAL ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #4: APPROVE 2016 ANNUAL PROFIT DISTRIBUTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EXTERNAL AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: ELECT CHEN JIANWEI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #9: ELECT LAI SHENGPING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #10: ELECT LUO YUXING AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #11: ELECT SONG QINGHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: AMEND RULES OF PROCEDURES FOR GENERAL ISSUER YES FOR FOR
MEETING
PROPOSAL #13: AMEND RULES OF PROCEDURES FOR THE BOARD ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REVISION OF DILUTION OF CURRENT ISSUER YES FOR FOR
RETURNS BY INITIAL PUBLIC OFFERING AND LISTING OF A
SHARES AND REMEDIAL MEASURES OF THE BANK
PROPOSAL #15: APPROVE SPONSORING THE ESTABLISHMENT OF ISSUER YES FOR FOR
DIRECT-SALE BANK SUBSIDIARY
PROPOSAL #16: APPROVE THE ISSUANCE OF FINANCIAL BOND ISSUER YES FOR FOR
PROPOSAL #17: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #18.1: APPROVE CLASS OF SHARES AND NOMINAL ISSUER YES FOR FOR
VALUE IN RELATION TO THE DIRECTIONAL ADDITIONAL
ISSUANCE OF DOMESTIC SHARES
PROPOSAL #18.2: APPROVE OFFERING SIZE IN RELATION TO ISSUER YES FOR FOR
THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
PROPOSAL #18.3: APPROVE TARGET SUBSCRIBERS IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #18.4: APPROVE PRICING METHODOLOGY IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #18.5: APPROVE METHOD OF OFFERING IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #18.6: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF DOMESTIC
PROPOSAL #18.7: APPROVE DISTRIBUTION OF UNDISTRIBUTED ISSUER YES FOR FOR
ACCUMULATED PROFIT IN RELATION TO THE DIRECTIONAL
ADDITIONAL ISSUANCE OF DOMESTIC SHARES
PROPOSAL #18.8: APPROVE TERM OF THE OFFERING PLAN IN ISSUER YES FOR FOR
RELATION TO THE DIRECTIONAL ADDITIONAL ISSUANCE OF
DOMESTIC SHARES
PROPOSAL #19: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE DIRECTIONAL
ADDITIONALISSUANCE OF DOMESTIC SHARES
PROPOSAL #20: APPROVE EXTENSION OF TERM OF INITIAL ISSUER YES FOR FOR
PUBLIC OFFERING AND LISTING OF A SHARES
PROPOSAL #21: APPROVE EXTENSION OF TERM OF ISSUER YES FOR FOR
AUTHORIZATION TO THE BOARD TO DEAL WITH ALL MATTERS
IN RELATION TO THE INITIAL PUBLIC OFFERING AND
LISTING OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chori Co. Ltd.
TICKER: 8014 CUSIP: J06426100
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAKIHAMA, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDO, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FURUYA, JUN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YABU, SHIGEMASA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WATANABE, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YOSHIDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FUKASAWA, TORU ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER SAWANO, MASAAKI
PROPOSAL #3: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES TO DISPOSE OF CROSS- SHAREHOLDER YES AGAINST FOR
HOLDING SHARES BY MARCH 2018
PROPOSAL #5: AMEND ARTICLES TO RESTORE SHAREHOLDER SHAREHOLDER YES AGAINST FOR
AUTHORITY TO VOTE ON INCOME ALLOCATION
PROPOSAL #6: APPROVE ALTERNATE INCOME ALLOCATION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chorus Ltd.
TICKER: CNU CUSIP: Q6634X100
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANNE URLWIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT KEITH TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MARK CROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES���� FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #5: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chow Sang Sang Holdings International Ltd.
TICKER: 116 CUSIP: G2113M120
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT CHOW KWEN LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT GERALD CHOW KING SING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LEE KA LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LO KING MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chow Tai Fook Jewellery Group Ltd.
TICKER: 1929 CUSIP: G21146108
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3a: ELECT WONG SIU-KEE, KENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHENG CHI-HENG, CONROY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT SUEN CHI-KEUNG, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHAN HIU-SANG, ALBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LIU CHUN-WAI, BOBBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT LAM KIN-FUNG, JEFFREY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chr.Hansen Holdings A/S
TICKER: CHR CUSIP: K1830B107
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 5.23 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 1.2 MILLION FOR CHAIRMAN, DKK 800,000
FOR VICE CHAIRMAN, AND DKK 400,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #5a: AMEND ARTICLES RE: CHANGE COMPUTERSHARE ISSUER YES FOR FOR
A/S AS NEW SHAREHOLDER REGISTER
PROPOSAL #5b: AMEND ARTICLES RE: EDITORIAL CHANGES ISSUER YES FOR FOR
PROPOSAL #6a: REELECT OLE ANDERSEN (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b1: REELECT FRÉDÉRIC STÉVENIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b2: REELECT MARK WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b3: REELECT DOMINIQUE REINICHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b4: REELECT TIINA MATTILA-SANDHOLM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b5: REELECT KRISTIAN VILLUMSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b6: ELECT LUIS CANTARELL ROCAMORA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Christian Dior
TICKER: CDI CUSIP: F26334106
MEETING DATE: 12/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.55 PER SHARE
PROPOSAL #5: RATIFY APPOINTMENT OF DENIS DALIBOT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT DENIS DALIBOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT RENAUD DONNEDIEU DE VABRES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: REELECT SEGOLENE GALLIENNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT CHRISTIAN DE LABRIFFE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD ARNAULT, CHAIRMAN
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF SIDNEY ISSUER YES FOR FOR
TOLEDANO, CEO
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 80 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #14: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 80 MILLION
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 80 MILLION
PROPOSAL #17: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 80 MILLION
PROPOSAL #18: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
80 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 80 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Christian Dior
TICKER: CDI CUSIP: F26334106
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.40 PER SHARE
PROPOSAL #5: REELECT BERNARD ARNAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT SIDNEY TOLEDANO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LUISA LORO PIANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPOINT PIERRE GODE AS CENSOR ISSUER YES FOR FOR
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD ARNAULT, CHAIRMAN
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
SIDNEY TOLEDANO, CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #12: AMEND ARTICLE 4,17,21 OF BYLAWS TO ISSUER YES FOR FOR
COMPLY WITH NEW REGULATION
PROPOSAL #13: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chroma ATE Inc.
TICKER: 2360 CUSIP: Y1604M102
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8: AMEND RULES AND PROCEDURES AND NAME ISSUER YES FOR FOR
CHANGE FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #9.1: ELECT LEO HUANG WITH SHAREHOLDER NO. 1 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT ISHIH TSENG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
8556 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT TSUN I WANG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
13714 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT CHUNG JU CHANG WITH ID NO. ISSUER YES FOR FOR
P10047XXXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT TSUNG MING CHUNG WITH ID NO. ISSUER YES FOR FOR
J10253XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT QUINCY LIN WITH ID NO. ISSUER YES FOR FOR
D10051XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT TAI JEN GEORGE CHEN WITH ID NO. ISSUER YES FOR FOR
M10030XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chubu Electric Power Co. Inc.
TICKER: 9502 CUSIP: J06510101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR MIZUNO, AKIHISA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KATSUNO, SATORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MASUDA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSURA, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATAOKA, AKINORI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KURATA, CHIYOJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BAN, KOZO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIMIZU, SHIGENOBU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MASUDA, HIROMU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MISAWA, TAISUKE ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NEMOTO, NAOKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR HASHIMOTO, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
DECLARATION OF WITHDRAWAL FROM NUCLEAR POWER
PROPOSAL #5: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
SAFETY ENHANCEMENT POLICY FOR EARTHQUAKE AND TSUNAMI
AT HAMAOKA NUCLEAR POWER STATION
PROPOSAL #6: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
RATIONALIZATION OF POWER GENERATION DEPARTMENT
PROPOSAL #7: AMEND ARTICLES TO ESTABLISH COMMITTEE ON SHAREHOLDER YES AGAINST FOR
SPENT NUCLEAR FUEL SAFETY STORAGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chudenko Corp.
TICKER: 1941 CUSIP: J07056104
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 36
PROPOSAL #2.1: ELECT DIRECTOR JINDE, TORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OBATA, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UNE, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUNIKI, TSUNEHISA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, KIYOHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TSUTSUMI, TAKANOBU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OGATA, HIDEFUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KUMASAKI, MURAO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MITATE, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YAMADA, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TSURU, MAMORU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PERFORMANCE-BASED CASH ISSUER YES FOR FOR
COMPENSATION CEILING FOR DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chuetsu Pulp & Paper Co. Ltd.
TICKER: 3877 CUSIP: J1363T105
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 2.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR KATO, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR UEMATSU, HISASHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KUSUHARA, SHOICHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MIURA, ARATA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR JIZO, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR OSHIMA, TADASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chugai Pharmaceutical Co. Ltd.
TICKER: 4519 CUSIP: J06930101
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 26
PROPOSAL #2.1: ELECT DIRECTOR OKU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ICHIMARU, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CHRISTOPH FRANZ ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DANIEL ODAY ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TOGASHI, ISSUER YES FOR FOR
MAMORU
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chugai Ro Co. Ltd.
TICKER: 1964 CUSIP: J06972103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT - CLARIFY DIRECTOR AUTHORITY ON BOARD
MEETINGS
PROPOSAL #4.1: ELECT DIRECTOR TANIGAWA, TADASHI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR NISHIMOTO, YUJI ISSUER YES AGAINST AGAINST
PROPOSAL #4.3: ELECT DIRECTOR NAMBA, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR FUJITA, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR NIIYA, MASANORI ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR OZAKI, AKIRA ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR SAKATA, MAMORU ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR NEGORO, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR NOMURA, MASAAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chugoku Bank Ltd.
TICKER: 8382 CUSIP: J07014103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR MIYANAGA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AOYAMA, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ASAMA, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKUDA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATO, SADANORI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIWAKU, KAZUSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TERASAKA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HARADA, IKUHIDE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TANIGUCHI, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SATO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KODERA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ANDO, HIROMICHI
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER TANAKA, KAZUHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chugoku Electric Power Co. Inc.
TICKER: 9504 CUSIP: J07098106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR KARITA, TOMOHIDE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIMIZU, MARESHIGE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKOTANI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OGAWA, MORIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUMURA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIRANO, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUOKA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR IWASAKI, AKIMASA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ASHITANI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SHIGETO, TAKAFUMI ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO SEPARATE OWNERSHIP OF SHAREHOLDER YES AGAINST FOR
POWER GENERATION AND TRANSMISSION BUSINESSES
PROPOSAL #4: AMEND ARTICLES TO ADD PROVISIONS ON SHAREHOLDER YES AGAINST FOR
PROCESS FOR RESUMPTION OF NUCLEAR POWER GENERATION
PROPOSAL #5: AMEND ARTICLES TO ADD PROVISIONS ON COST SHAREHOLDER YES AGAINST FOR
BURDEN SHARING FOR NUCLEAR ACCIDENT PREVENTION
PROPOSAL #6: AMEND ARTICLES TO BAN NUCLEAR POWER SHAREHOLDER YES AGAINST FOR
GENERATION
PROPOSAL #7: AMEND ARTICLES TO BAN REPROCESSING OF SHAREHOLDER YES AGAINST FOR
SPENT NUCLEAR FUELS
PROPOSAL #8: AMEND ARTICLES TO BAN CONSTRUCTION OF SHAREHOLDER YES AGAINST FOR
COAL-FIRED THERMAL POWER GENERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chugoku Marine Paints Ltd.
TICKER: 4617 CUSIP: J07182116
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: AMEND ARTICLES TO REDUCE DIRECTORS' TERM ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR UETAKE, MASATAKA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TOMOCHIKA, JUNJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KISEKI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TANAKA, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR UEDA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR NISHIKAWA, MOTOYOSHI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KUBOTA, YORITO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chukyo Bank Ltd.
TICKER: 8530 CUSIP: J07308109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR FUKAMACHI, MASAKAZU ISSUER YES �� FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAGAI, RYO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KOJIMA, NORIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ISHIKAWA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBATA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MURASE, TAICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR WAKAO, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOBAYASHI, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NOMURA, KATSUFUMI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HIROI, MIKIYASU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MIYAZAKI, ISSUER YES FOR FOR
JUNJI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chularat Hospital PCL
TICKER: CHG CUSIP: Y1613L145
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE OPERATING RESULT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: ACKNOWLEDGE INTERIM DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT KRIENGSAK PLUSSIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT APIRUM PANYAPOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT SUCHAI LAOVEERAWAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT KOBKUL PANYAPOL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: AUTHORIZE ISSUANCE OF DEBENTURES ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chun Yuan Steel Industrial Co Ltd
TICKER: 2010 CUSIP: Y1626N104
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chung Hwa Pulp Corporation
TICKER: 1905 CUSIP: Y1612Y106
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
TRANSACTION WITH RELATED PARTIES
PROPOSAL #5: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #6: AMEND THE PROCEDURES GOVERNING THE ISSUER YES FOR FOR
INDUSTRIAL MERGING, SEPARATION, ACQUISITION OR EQUITY
PURCHASE
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chung-Hsin Electric & Machinery Mfg Corp
TICKER: 1513 CUSIP: Y1612A108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT YI-FU CHIANG, REPRESENTATIVE OF ISSUER YES FOR FOR
SHENG-YUAN INVESTMENT CORP. WITH SHAREHOLDER NO.
117798 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT MING-SENG WONG, REPRESENTATIVE ISSUER YES FOR FOR
OF CHC INTERNATIONAL INVESTMENT CORP. WITH
SHAREHOLDER NO. 83848 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT KUI-CHUAN KUO, REPRESENTATIVE OF ISSUER YES FOR FOR
SHENG-YUAN INVESTMENT CORP. WITH SHAREHOLDER NO.
117798 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT JIN-TIAO WU, A REPRESENTATIVE OF ISSUER YES FOR FOR
SHENG-YUAN INVESTMENT CORP. WITH SHAREHOLDER NO.
117798 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT WEI-CHUAN CHANG, REPRESENTATIVE ISSUER YES FOR FOR
OF SHENG-YUAN INVESTMENT CORP. WITH SHAREHOLDER NO.
117798 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT FU-NEIN CHIANG, REPRESENTATIVE ISSUER YES FOR FOR
OF SHENG-YUAN INVESTMENT CORP. WITH SHAREHOLDER NO.
117798 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT GENE-TZN CHEN WITH ID NO. ISSUER YES FOR FOR
U100234XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT SING-SAN PAI WITH ID NO. ISSUER YES FOR FOR
D100898XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT HORNG-CHI CHEN WITH ID NO. ISSUER YES FOR FOR
A101540XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chunghwa Precision Test Tech Co., Ltd.
TICKER: 6510 CUSIP: Y1612W100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION �� ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH CAPITAL INCREASE BY ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6.1: ELECT LI SHI QIN, A REPRESENTATIVE OF ISSUER YES FOR FOR
ZHONG HUA INVESTMENT CO., LTD. WITH SHAREHOLDER NO.1
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT SONG YUN FENG, A REPRESENTATIVE ISSUER YES FOR FOR
OF ZHONG HUA INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT HUANG SHUI KE WITH SHAREHOLDER ISSUER YES FOR FOR
NO.3 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT CHEN HENG ZHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF XIANG FA INVESTMENT CO., LTD. WITH SHAREHOLDER
NO.322 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT ZHAN WEN NAN WITH ID NO. ISSUER YES FOR FOR
A123238XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT WU CONG FAN WITH ID NO. ISSUER YES FOR FOR
Y220399XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT QIU HUANG QUAN WITH ID NO. ISSUER YES FOR FOR
E100588XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chunghwa Telecom Co., Ltd.
TICKER: 2412 CUSIP: 17133Q502
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: ELECT YU FEN LIN WITH ID NO. U220415XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chunghwa Telecom Co., Ltd.
TICKER: 2412 CUSIP: Y1613J108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT YU FEN LIN WITH ID NO. ISSUER YES FOR FOR
U220415XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chuo Spring Co. Ltd.
TICKER: 5992 CUSIP: J07728108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2: AMEND ARTICLES TO ALLOW SALES OF ISSUER YES FOR FOR
SUPPLEMENTARY SHARES TO ODD-LOT HOLDERS
PROPOSAL #3.1: ELECT DIRECTOR TAKAE, SATOSHI ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT DIRECTOR HAMAGUCHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KAJIWARA, YUSUKE ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SHIBA, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MIURA, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KOIDE, KENTA ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR YAMAMOTO, ISSUER YES FOR FOR
HIDEKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR IWASE, ISSUER YES FOR FOR
TAKAHIRO
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR KONDO, ISSUER YES FOR FOR
YOSHIHITO
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YAMADA, TOSHIHARU
PROPOSAL #6: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CI Financial Corp.
TICKER: CIX CUSIP: 125491100
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER W. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SONIA A. BAXENDALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. DERKSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM T. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID P. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN T. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TOM P. MUIR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUORUM REQUIREMENTS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ci:z Holdings, Co.,Ltd.
TICKER: 4924 CUSIP: J0841P107
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 44
PROPOSAL #2.1: ELECT DIRECTOR EBIHARA, IKUKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOJIMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR YOSHIOKA, ISSUER YES FOR FOR
FUMIO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KUROIWA, ISSUER YES FOR FOR
YOSHIKI
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR SUDA, ISSUER YES FOR FOR
KIYOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cia. Hering
TICKER: HGTX3 CUSIP: P25849160
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, DIVIDENDS ISSUER YES FOR FOR
AND INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cia. Hering
TICKER: HGTX3 CUSIP: P25849160
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
WITHOUT ISSUANCE OF SHARES AND AMEND ARTICLE 5
ACCORDINGLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIE Automotive S.A.
TICKER: CIE CUSIP: E21245118
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND DISCHARGE OF BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #4: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #5: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #7: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIECH SA
TICKER: CIE CUSIP: X14305100
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #10: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #12: APPROVE SUPERVISORY BOARD REPORTS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14.1: APPROVE DISCHARGE OF MACIEJ TYBURA ISSUER YES FOR FOR
(CEO)
PROPOSAL #14.2: APPROVE DISCHARGE OF ARTUR OSUCHOWSKI ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #14.3: APPROVE DISCHARGE OF ARTUR KROL ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #15.1: APPROVE DISCHARGE OF SEBASTIAN ISSUER YES FOR FOR
KULCZYK (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #15.2: APPROVE DISCHARGE OF TOMASZ ISSUER YES FOR FOR
MIKOLAJCZAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.3: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
STRAMSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.4: APPROVE DISCHARGE OF DOMINIK LIBICKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.5: APPROVE DISCHARGE OF MARIUSZ NOWAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #15.6: APPROVE DISCHARGE OF PIOTR ISSUER YES FOR FOR
AUGUSTYNIAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #15.7: APPROVE DISCHARGE OF ARTUR OLECH ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #16.1: AMEND STATUTE ISSUER YES AGAINST AGAINST
PROPOSAL #16.2: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #17: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES AGAINST AGAINST
PROPOSAL #18: APPROVE REGULATIONS ON SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #19: AMEND REGULATIONS ON GENERAL MEETINGS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cielo SA
TICKER: CIEL3 CUSIP: P2859E100
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cielo SA
TICKER: CIEL3 CUSIP: P2859E100
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MARCELO AUGUSTO DUTRA LABUTO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT ROMULO DE MELLO DIAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ALBERTO MONTEIRO DE QUEIROZ ISSUER YES FOR FOR
NETTO AS DIRECTOR
PROPOSAL #2.1: ELECT EDMAR JOSE CASALATINA AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER
PROPOSAL #2.2: ELECT FLAVIO SABA SANTOS ESTRELA AS ISSUER YES ABSTAIN AGAINST
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.3: ELECT JOEL ANTONIO DE ARAUJO AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER
PROPOSAL #2.4: ELECT SIGMAR MILTON MAYER FILHO AS ISSUER YES ABSTAIN AGAINST
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.5: ELECT HERCULANO ANIBAL ALVES AS FISCAL ISSUER YES ABSTAIN AGAINST
COUNCIL MEMBER
PROPOSAL #2.6: ELECT KLEBER DO ESPIRITO SANTO AS ISSUER YES ABSTAIN AGAINST
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.7: ELECT MARCELO SANTOS DALL'OCCO AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER
PROPOSAL #2.8: ELECT CARLOS ROBERTO MENDONCA DA SILVA ISSUER YES ABSTAIN AGAINST
AS ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.9: ELECT HAROLDO REGINALDO LEVY NETO AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER
PROPOSAL #2.10: ELECT MILTON LUIZ MILIONI AS ISSUER YES ABSTAIN AGAINST
ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #2.11: ELECT MARIO DAUD FILHO AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND CHARLES RENE LEBARBENCHON AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #4: AMEND ARTICLE 7 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL AND CONSOLIDATE BYLAWS ACCORDINGLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIFI Holdings Group Co Ltd.
TICKER: 884 CUSIP: G2140A107
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LIN ZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LIN FENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIMB Group Holdings Berhad
TICKER: CIMB CUSIP: Y1636J101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ROBERT NEIL COOMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JOSEPH DOMINIC SILVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT TEOH SU YIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MOHAMED ROSS MOHD DIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF NON- EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE ISSUANCE OF NEW ORDINARY SHARES ISSUER YES FOR FOR
UNDER THE DIVIDEND REINVESTMENT SCHEME
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIMC Enric Holdings Limited
TICKER: 3899 CUSIP: G2198S109
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES FRAMEWORK ISSUER YES FOR FOR
AGREEMENT, PROPOSED DEPOSIT ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2: APPROVE MASTER SALES AGREEMENT, PROPOSED ISSUER YES FOR FOR
ANNUAL CAPS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIMC Enric Holdings Ltd
TICKER: 3899 CUSIP: G2198S109
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT WANG YU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT YU YUQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JIN YONGSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT WONG CHUN HO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIMIC Group Ltd.
TICKER: CIM CUSIP: Q2424E105
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT MARCELINO FERNANDEZ VERDES AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.2: ELECT JOSE-LUIS DEL VALLE PEREZ AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3: ELECT PEDRO LOPEZ JIMENEZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ADOPTION OF A NEW CONSTITUTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimsa Cimento Sanayi Ve Ticaret AS
TICKER: CIMSA CUSIP: M2422Q104
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cineplex Inc.
TICKER: CGX CUSIP: 172454100
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JORDAN BANKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT BRUCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOAN DEA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANICE FUKAKUSA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IAN GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONNA HAYES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLIS JACOB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SARABJIT S. MARWAH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NADIR MOHAMED ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD SONSHINE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cineworld Group plc
TICKER: CINE CUSIP: G219AH100
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANTHONY BLOOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NISAN COHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ISRAEL GREIDINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MOSHE GREIDINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALICJA KORNASIEWICZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DEAN MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SCOTT ROSENBLUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ARNI SAMUELSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ERIC SENAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JULIE SOUTHERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cipla Limited
TICKER: CIPLA CUSIP: Y1633P142
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT M. K. HAMIED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE WALKER CHANDIOK & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT NAINA LAL KIDWAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES AGAINST AGAINST
OF S. RADHAKRISHNAN AS EXECUTIVE DIRECTOR
PROPOSAL #7: ELECT UMANG VOHRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
UMANG VOHRA AS MANAGING DIRECTOR AND GLOBAL CEO
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIR-Compagnie Industriali Riunite SpA
TICKER: CIR CUSIP: T28980125
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTORS (BUNDLED) SHAREHOLDER YES AGAINST N/A
PROPOSAL #2.3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT INTERNAL AUDITORS (BUNDLED) SHAREHOLDER YES FOR N/A
PROPOSAL #3.2: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 STOCK GRANT PLAN ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citadel Capital SAE
TICKER: CCAP CUSIP: M24810117
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #3: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER NO N/A N/A
2016
PROPOSAL #5: ELECT AN INDEPENDENT DIRECTOR AND RATIFY ISSUER NO N/A N/A
THE COMPOSITION OF THE BOARD
PROPOSAL #6: APPROVE SITTING FEES AND TRAVEL ISSUER NO N/A N/A
ALLOWANCES OF DIRECTORS FOR FY 2017
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2017
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2016 ISSUER NO N/A N/A
AND FOR FY 2017 UP TO EGP 2 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIC Limited
TICKER: 267 CUSIP: Y1639J116
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHANG ZHENMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIU YEQIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIU ZHONGYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT XU JINWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LEE BOO JIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIC Resources Holdings Ltd.
TICKER: 01205 CUSIP: G2155Y107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT KWOK PETER VIEM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SUN YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHAN KIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT GAO PEI JI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: APPROVE SHARE PREMIUM CANCELLATION AND ISSUER YES FOR FOR
THE CREDIT ARISING BE TRANSFERRED TO THE CONTRIBUTED
SURPLUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIC Securities Co., Ltd.
TICKER: 600030 CUSIP: Y1639N117
MEETING DATE: 1/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RENEWAL OF SECURITIES AND ISSUER YES FOR FOR
FINANCIAL PRODUCTS TRANSACTIONS AND SERVICES
FRAMEWORK AGREEMENT, ANNUAL CAPS AND RELATED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIC Securities Co., Ltd.
TICKER: 600030 CUSIP: Y1639N117
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL
AUDITORS, PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
INTERNAL CONTROL AUDITOR AND FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE 2017 ESTIMATED INVESTMENT AMOUNT ISSUER YES FOR FOR
FOR PROPRIETARY BUSINESS
PROPOSAL #8: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS INVOLVED IN THE ISSUANCES OF THE ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #9: APPROVE INCREASE OF AUTHORIZED AMOUNT ISSUER YES FOR FOR
FOR THE BUSINESS OF SECURITIZATION BACKED BY CREDIT
ASSET RELATING TO MARGIN FINANCE BUSINESS
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #13.01: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE COMPANY AND ITS SUBSIDIARIES
AND THE CITIC GROUP AND ITS SUBSIDIARIES AND
PROPOSAL #13.02: APPROVE POTENTIAL RELATED PARTY ISSUER YES FOR FOR
TRANSACTIONS BETWEEN THE COMPANY AND ITS SUBSIDIARIES
AND COMPANIES IN WHICH DIRECTORS, SUPERVISORS AND
SENIOR MANAGEMENT OF THE COMPANY HOLD POSITIONS AS
DIRECTORS OR SENIOR MANAGEMENT
PROPOSAL #7.01: APPROVE ISSUING ENTITY, SIZE OF ISSUER YES FOR FOR
ISSUANCE AND METHOD OF ISSUANCE IN RELATION TO THE
ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT
FINANCING INSTRUMENTS
PROPOSAL #7.02: APPROVE TYPE OF THE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS IN RELATION TO THE ISSUANCES OF ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.03: APPROVE TERM OF THE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS IN RELATION TO THE ISSUANCES OF ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.04: APPROVE INTEREST RATE OF THE DEBT ISSUER YES FOR FOR
FINANCING INSTRUMENTS IN RELATION TO THE ISSUANCES OF
ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING
INSTRUMENTS
PROPOSAL #7.05: APPROVE SECURITY AND OTHER ISSUER YES FOR FOR
ARRANGEMENTS IN RELATION TO THE ISSUANCES OF ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.06: APPROVE USE OF PROCEEDS IN RELATION ISSUER YES FOR FOR
TO THE ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE
DEBT FINANCING INSTRUMENTS
PROPOSAL #7.07: APPROVE ISSUING PRICE IN RELATION TO ISSUER YES FOR FOR
THE ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT
FINANCING INSTRUMENTS
PROPOSAL #7.08: APPROVE TARGETS OF ISSUE AND THE ISSUER YES FOR FOR
PLACEMENT ARRANGEMENTS OF THE RMB DEBT FINANCING
INSTRUMENTS TO THE SHAREHOLDERS IN RELATION TO THE
ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT
FINANCING INSTRUMENTS
PROPOSAL #7.09: APPROVE LISTING OF THE DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS IN RELATION TO THE ISSUANCES OF ONSHORE
AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.10: APPROVE RESOLUTIONS VALIDITY PERIOD ISSUER YES FOR FOR
IN RELATION TO THE ISSUANCES OF ONSHORE AND OFFSHORE
CORPORATE DEBT FINANCING INSTRUMENTS
PROPOSAL #7.11: APPROVE AUTHORIZATION FOR THE ISSUER YES FOR FOR
ISSUANCES OF THE ONSHORE AND OFFSHORE CORPORATE DEBT
FINANCING INSTRUMENTS IN RELATION TO THE ISSUANCES OF
ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING
INSTRUMENTS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citic Telecom International Holdings Ltd.
TICKER: 1883 CUSIP: Y1640H109
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ACQUISITION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS, AND AUTHORIZE DIRECTORS TO
ISSUE SHARES IN CONNECTION WITH THE ACQUISITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citic Telecom International Holdings Ltd.
TICKER: 1883 CUSIP: Y1640H109
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LIN ZHENHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LIU JIFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT FEI YIPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LAM YIU KIN AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE KPMG AS AUDITOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizen Watch Co., Ltd.
TICKER: 7762 CUSIP: J07938111
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8.5
PROPOSAL #2.1: ELECT DIRECTOR TOKURA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SATO, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEUCHI, NORIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FURUKAWA, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAJIMA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIRAI, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OJI, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOMATSU, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TERASAKA, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TAKADA, YOSHIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Developments Limited
TICKER: C09 CUSIP: V23130111
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL AND SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES AND AUDIT & RISK ISSUER YES FOR FOR
COMMITTEE FEES
PROPOSAL #4a: ELECT PHILIP YEO LIAT KOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT TAN POAY SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT TAN YEE PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: ELECT KOH THIAM HOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Lodge Hotels Ltd
TICKER: CLH CUSIP: S1714M114
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2.1: ELECT VINCENT RAGUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SIZAKELE MARUTLULLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT NDUMI MEDUPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT STUART MORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: RE-ELECT BULELANI NGCUKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY AND APPOINT NICO BOTHA AS THE DESIGNATED
PARTNER AND AUTHORISE THEIR REMUNERATION
PROPOSAL #4.1: RE-ELECT STUART MORRIS AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT DEON HUYSAMER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT FRANK KILBOURN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT NDUMI MEDUPE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE FEES OF CHAIRMAN OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE FEES OF LEAD INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: APPROVE FEES FOR SERVICES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE FEES OF CHAIRMAN OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7.5: APPROVE FEES OF OTHER AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7.6: APPROVE FEES OF CHAIRMAN OF ISSUER YES FOR FOR
REMUNERATION AND NOMINATIONS COMMITTEE
PROPOSAL #7.7: APPROVE FEES OF OTHER REMUNERATION AND ISSUER YES FOR FOR
NOMINATIONS COMMITTEE MEMBERS
PROPOSAL #7.8: APPROVE FEES OF CHAIRMAN OF RISK ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7.9: APPROVE FEES OF OTHER RISK COMMITTEE ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7.10: APPROVE FEES OF CHAIRMAN OF SOCIAL ISSUER YES FOR FOR
AND ETHICS COMMITTEE
PROPOSAL #7.11: APPROVE FEES OF AD HOC/TEMPORARY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citycon Oyj
TICKER: CTY1S CUSIP: X1422T116
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS FOR FISCAL YEAR ENDED 2016;
APPROVE DISTRIBUTION OF DIVIDENDS AND CAPITAL
REPAYMENTS FROM THE COMPANY'S UNRESTRICTED EQUITY
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 160,000 FOR CHAIRMAN, EUR 70,000
FOR DEPUTY CHAIRMAN AND EUR 50,000 FOR OTHER
DIRECTORS; APPROVE MEETING FEES; APPROVE REMUNERATION
FOR COMMITTEE WORK
PROPOSAL #12: FIX NUMBER OF DIRECTORS AT 10 ISSUER YES FOR FOR
PROPOSAL #13: REELECT CHAIM KATZMAN, BERND KNOBLOCH, ISSUER YES FOR FOR
ARNOLD DE HAAN, KIRSI KOMI, RACHEL LAVINE,
ANDREAORLANDI, CLAES OTTOSSON, PER-ANDERS OVIN, AND
ARIELLA ZOCHOVITZKY AS DIRECTORS; ELECT DAVID R.
LUKES AS NEW DIRECTOR
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RATIFY ERNST & YOUNG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 85 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ CGV Co.
TICKER: A079160 CUSIP: Y16604103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT JEONG SEONG-PIL AS INSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.2: ELECT HA YONG-SOO AS INSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ CheilJedang Co.
TICKER: A097950 CUSIP: Y16691126
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT KIM CHEOL-HA AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT SHIN HYEON-JAE AS INSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.3: ELECT BANG YOUNG-JOO AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: ELECT BANG YOUNG-JOO AS A MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ Corp.
TICKER: A001040 CUSIP: Y1848L118
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT LEE CHAE-WOOK AS INSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT SONG HYEON-SEUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YOO CHEOL-GYU AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT PARK YOON-JOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT SONG HYEON-SEUNG AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT YOO CHEOL-GYU AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT PARK YOON-JOON AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ E&M Corp.
TICKER: A130960 CUSIP: Y6422E109
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ E&M Corp.
TICKER: A130960 CUSIP: Y6422E109
MEETING DATE: 3/24/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KIM SEONG-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT HA YONG-SOO AS NON-INDEPENDENT ISSUER YES AGAINST AGAINST
NON-EXECUTIVE DIRECTOR
PROPOSAL #2.3: ELECT PARK YANG-WOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT PARK YANG-WOO AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT HONG JI-AH AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ Freshway Corp.
TICKER: A051500 CUSIP: Y1659G109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT JEONG SEUNG-WOOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT KOO CHANG-GEUN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ Hellovision Co. Ltd.
TICKER: A037560 CUSIP: Y9T24Z107
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT BYEON DONG-SIK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT HA YONG-SOO AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.3.1: ELECT CHAE GYEONG-SOO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3.2: ELECT LEE DONG-GEUN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT CHAE GYEONG-SOO AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT LEE DONG-GEUN AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ Korea Express Corp.
TICKER: A000120 CUSIP: Y166AE100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CJ O Shopping Co. Ltd.
TICKER: A035760 CUSIP: Y16608104
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KANG DAE-HYEONG AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.2: ELECT LIM GYEONG-MOOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT KANG DAE-HYEONG AS MEMBERS OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CK Hutchison Holdings Limited
TICKER: 1 CUSIP: G21765105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT KAM HING LAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT EDITH SHIH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT CHOW KUN CHEE, ROLAND AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT CHOW WOO MO FONG, SUSAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3e: ELECT CHENG HOI CHUEN, VINCENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: ELECT LEE WAI MUN, ROSE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3g: ELECT WILLIAM SHURNIAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: ELECT WONG CHUNG HIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITOR AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CK Power PCL
TICKER: CKP CUSIP: Y166AG147
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT TECHAPIT SANGSINGKEO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT PRASERT MARITTANAPORN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT VORAPOTE U. CHOEPAIBOONVONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT SUPAMAS TRVISVAVET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CKD Corp.
TICKER: 6407 CUSIP: J08022113
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJIMOTO, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TSUBOI, KAZUMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NISHIO, TATSUYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OKUOKA, KATSUHITO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAGAWA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ASAI, NORIKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UEMURA, KAZUMASA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CLAL INSURANCE ENTERPRISES HOLDINGS LTD.
TICKER: CLIS CUSIP: M2447P107
MEETING DATE: 10/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT SAMI MUA'ALEM AS EXTERNAL SHAREHOLDER YES AGAINST N/A
DIRECTOR FOR A THREE-YEAR TERM
PROPOSAL #1.2: ELECT MEIR MICHELLE MENACHEM AS SHAREHOLDER YES FOR N/A
EXTERNAL DIRECTOR FOR A THREE-YEAR TERM
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CLAL INSURANCE ENTERPRISES HOLDINGS LTD.
TICKER: CLIS CUSIP: M2447P107
MEETING DATE: 12/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AND UPDATE THE COMPENSATION ISSUER YES FOR FOR
POLICY OF THE COMPANY
PROPOSAL #2: APPROVE AMENDMENTS TO THE ANNUAL CASH ISSUER YES FOR FOR
BONUS PLAN
PROPOSAL #3: APPROVE EXEMPTION LETTER FOR OFFICERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE UPDATES TO THE EMPLOYMENT TERMS ISSUER YES FOR FOR
OF DANI NAVEH, CHAIRMAN
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CLAL INSURANCE ENTERPRISES HOLDINGS LTD.
TICKER: CLIS CUSIP: M2447P107
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KOST, FORER,GABBAY & CO, AND ISSUER YES AGAINST AGAINST
SOMEKH CHAIKIN AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #3.1: REELECT DANI NAVEH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.2: REELECT AVRAHAM KNOBEL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.3: REELECT VARDA ALSHECH AS DIRECTOR ISSUER YES AGAINST AGAINST
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3.4: REELECT MARGALIOT HANA MAZAL AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clariant AG
TICKER: CLN CUSIP: H14843165
MEETING DATE: 3/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 0.45 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4.1a: ELECT GUENTER VON AU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1b: ELECT PETER CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: ELECT HARIOLF KOTTMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: ELECT EVELINE SAUPPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: ELECT CARLO G. SOAVE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: ELECT PETER STEINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: ELECT CLAUDIA SUESSMUTH DYCKERHOFF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1h: ELECT SUSANNE WAMSLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: ELECT RUDOLF WEHRLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1j: ELECT KONSTANTIN WINTERSTEIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT RUDOLF WEHRLI AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.3a: APPOINT CARLO G. SOAVE AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3b: APPOINT EVELINE SAUPPER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3c: APPOINT RUDOLF WEHRLI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.4: DESIGNATE BALTHASAR SETTELEN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #4.5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 3.6
PROPOSAL #5.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 17.2
PROPOSAL #6.1: ADDITIONAL VOTING INSTRUCTIONS - BOARD ISSUER YES AGAINST N/A
OF DIRECTORS PROPOSALS (VOTING)
PROPOSAL #6.2: ADDITIONAL VOTING INSTRUCTIONS - ISSUER YES AGAINST N/A
SHAREHOLDER PROPOSALS (VOTING)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clarion Co. Ltd.
TICKER: 6796 CUSIP: J08064107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAWAMOTO, HIDETOSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAWABATA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FUJIMURA, KAZUMICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIZOGUCHI, CHIKAKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAMIJO, MASAHITO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KURODA, SHIGEO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YAMANOKAWA, KOJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OKADA, HIROYUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clas Ohlson AB
TICKER: CLAS B CUSIP: W22137108
MEETING DATE: 9/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #11: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #12: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.75 PER SHARE
PROPOSAL #13: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #14: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 640,000 FOR CHAIRMAN AND SEK
320,000 FOR OTHER DIRECTORS; APPROVE COMMITTEE FEES;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #16: REELECT KLAS BALKOW, KENNETH BENGTSSON, ISSUER YES FOR FOR
MATHIAS HAID, SANNA SUVANTO-HARSAAE, CECILIA MARLOW,
GORAN SUNDSTROM AND GORAN NASHOLM AS DIRECTORS;
ELECT ROS-MARIE GRUSEN AS NEW DIRECTOR; RATIFY
DELOITTE AS AUDITOR
PROPOSAL #17: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #18: ADOPT "LTI 2017" ISSUER YES FOR FOR
PROPOSAL #19a: APPROVE REPURCHASE OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH INCENTIVE PLANS
PROPOSAL #19b: APPROVE TRANSFER OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH INCENTIVE PLANS
PROPOSAL #19c: APPROVE TRANSFER OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH INCENTIVE PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cleanaway Company Ltd
TICKER: 8422 CUSIP: Y16688106
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cleanaway Waste Management Limited
TICKER: CWY CUSIP: Q2506H109
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT MARK CHELLEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT MIKE HARDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO VIK BANSAL UNDER THE CLEANWAY WASTE MANAGEMENT
LIMITED LONG TERM INCENTIVE PLAN
PROPOSAL #4b: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO VIK BANSAL UNDER THE CLEANWAY WASTE MANAGEMENT
LIMITED DEFERRED EQUITY PLAN
PROPOSAL #5: APPROVE THE AMENDMENTS TO THE COMPANY'S ISSUER YES FOR FOR
CONSTITUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cleanup Corp.
TICKER: 7955 CUSIP: J08106106
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - CLARIFY DIRECTOR
AUTHORITY ON BOARD MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clevo Company
TICKER: 2362 CUSIP: Y1661L104
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clicks Group Ltd
TICKER: CLS CUSIP: S17249111
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 AUGUST 2016
PROPOSAL #2: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MALCOLM RAPSON AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #3: RE-ELECT MARTIN ROSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT JOHN BESTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.2: RE-ELECT FATIMA JAKOET AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.3: ELECT DAVID NUREK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #8: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #9: AUTHORISE SPECIFIC REPURCHASE OF SHARES ISSUER YES FOR FOR
FROM NEW CLICKS HOLDINGS SHARE TRUST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cloetta AB
TICKER: CLA B CUSIP: W2397U105
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 0.75 PER SHARE
PROPOSAL #12: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #13: DETERMINE NUMBER OF MEMBERS (7) AND �� ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 620,000 FOR CHAIRMAN, AND SEK
285,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #15a: ELECT MIKAEL ARU AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15b: REELECT LILIAN FOSSUM BINER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15c: REELECT LOTTIE KNUTSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15d: REELECT MIKAEL NORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15e: REELECT ADRIAAN NUHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15f: REELECT CAMILLA SVENFELT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15g: REELECT MIKAEL SVENFELT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT LILIAN FOSSUM BINER AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #17: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: APPROVE NOMINATING COMMITTEE PROCEDURES ISSUER YES FOR FOR
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20: APPROVE SHARE MATCHING PLAN LTI 2017 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Close Brothers Group plc
TICKER: CBG CUSIP: G22120102
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT STRONE MACPHERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PREBEN PREBENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JONATHAN HOWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ELIZABETH LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT OLIVER CORBETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT GEOFFREY HOWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LESLEY JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BRIDGET MACASKILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clover Industries Ltd
TICKER: CLR CUSIP: S1786F104
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: RE-ELECT NIGEL SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT ERNST & YOUNG INCORPORATED AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT D ENGELBRECHT AS
THE INDEPENDENT EXTERNAL AUDITOR
PROPOSAL #4: RE-ELECT DR STEFANES BOOYSEN AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #5: RE-ELECT JOHANNES DU PLESSIS AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6: RE-ELECT BABALWA NGONYAMA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7: RE-ELECT THOMAS WIXLEY AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #4: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CLP Holdings Ltd.
TICKER: 2 CUSIP: Y1660Q104
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT RODERICK IAN EDDINGTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT LEE YUI BOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT WILLIAM ELKIN MOCATTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT VERNON FRANCIS MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT CHENG HOI CHUEN, VINCENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMC Magnetics Corp.
TICKER: 2323 CUSIP: Y1661J109
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMC Markets plc
TICKER: CMCX CUSIP: G22327103
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SIMON WAUGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PETER CRUDDAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT GRANT FOLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DAVID FINEBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MANJIT WOLSTENHOLME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT JAMES RICHARDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MALCOLM MCCAIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORISE THE GROUP AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMG Pharmaceutical Co. Ltd.
TICKER: A058820 CUSIP: Y7026M109
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT PARK YOON-SANG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HAN SEUNG-CHEOL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPOINT LEE SE-WON AS INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #6: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMIC Holdings Co., Ltd.
TICKER: 2309 CUSIP: J0813Z109
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2: AMEND ARTICLES TO AUTHORIZE SHARE ISSUER YES FOR FOR
BUYBACKS AT BOARD'S DISCRETION - AUTHORIZE BOARD TO
DETERMINE INCOME ALLOCATION
PROPOSAL #3.1: ELECT DIRECTOR NAKAMURA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR INOUE, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NAKAMURA, KEIKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAKAMURA, NOBUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MOCHIZUKI, WATARU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MATSUKAWA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FUJIEDA, TORU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR AUVARO PHILIPPE HENRI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR HANO, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TAKAHASHI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR NAKAMURA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR KOBAYASHI, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR IWASAKI, MASARU ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS
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ISSUER: CMK Corp.
TICKER: 6958 CUSIP: J08148108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6.5
PROPOSAL #2.1: ELECT DIRECTOR TAKAI, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAYAMA, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUROSAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIBATA, EIZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAYAMA, AKIHARU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HANAOKA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OSAWA, ISAO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UKYO, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HASEGAWA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR OTAKA, YUKIO ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SAITO, YUKAKO
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ISSUER: CNH Industrial N.V.
TICKER: CNHI CUSIP: N20944109
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.c: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.d: APPROVE DIVIDENDS OF EUR 0.11 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #2.e: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.a: REELECT SERGIO MARCHIONNE AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.b: REELECT RICHARD J. TOBIN AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.c: REELECT MINA GEROWIN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.d: REELECT SUZANNE HEYWOOD AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.e: REELECT LEO W. HOULE AS NON- EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.f: REELECT PETER KALANTZIS AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.g: REELECT JOHN B. LANAWAY AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.h: REELECT SILKE C. SCHEIBER AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.i: REELECT GUIDO TABELLINI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.j: REELECT JACQUELINE A.TAMMENOMS BAKKER ISSUER YES FOR FOR
AS NON-EXECUTIVE DIRECTOR
PROPOSAL #3.k: REELECT JACQUES THEURILLAT AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: AMEND THE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
COMPENSATION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 883 CUSIP: Y1662W117
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NON-EXEMPT CONTINUING CONNECTED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE PROPOSED CAPS FOR EACH CATEGORY ISSUER YES FOR FOR
OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNOOC Ltd.
TICKER: 883 CUSIP: Y1662W117
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #A2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #A3: ELECT YUAN GUANGYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A4: ELECT XU KEQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A5: ELECT LIU JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A6: ELECT LAWRENCE J. LAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A7: ELECT KEVIN G. LYNCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #A8: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #A9: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #B1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #B2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #B3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNP Assurances
TICKER: CNP CUSIP: F1876N318
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.80 PER SHARE
PROPOSAL #4: APPROVE TRANSACTION WITH LA BANQUE ISSUER YES FOR FOR
POSTALE RE: TRANSFER OF SHARES OF CILOGER
PROPOSAL #5: APPROVE TRANSACTION WITH RTE RE: ISSUER YES FOR FOR
ACQUISITION OF SHARES
PROPOSAL #6: APPROVE TRANSACTION WITH CAISSE DES ISSUER YES FOR FOR
DEPOTS RE: ACQUISITION OF SHARES HELD BY THE STATE
PROPOSAL #7: APPROVE REMUNERATION POLICY OF JEAN-PAUL ISSUER YES FOR FOR
FAUGERE, CHAIRMAN
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-PAUL FAUGERE, CHAIRMAN
PROPOSAL #9: APPROVE REMUNERATION POLICY OF FREDERIC ISSUER YES FOR FOR
LAVENIR, CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC LAVENIR, CEO
PROPOSAL #11: REELECT JEAN-PAUL FAUGERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT FREDERIC LAVENIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT VIRGINIE CHAPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT SOPASSURE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RATIFY APPOINTMENT OF DELPHINE DE ISSUER YES FOR FOR
CHAISEMARTIN AS DIRECTOR
PROPOSAL #16: REELECT DELPHINE DE CHAISEMARTIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REELECT ROSE-MARIE VAN LERBERGHE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: RATIFY APPOINTMENT OF PAULINE CORNU- ISSUER YES FOR FOR
THENARD AS DIRECTOR
PROPOSAL #19: ELECT THE STATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AMEND ARTICLE 1 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES
PROPOSAL #24: AMEND ARTICLE 15 OF BYLAWS RE: TERMS OF ISSUER YES FOR FOR
DESIGNATION OF EMPLOYEE REPRESENTATIVES IN THE BOARD
OF DIRECTORS
PROPOSAL #25: REMOVE ARTICLE 25 OF BYLAWS RE: ISSUER YES FOR FOR
APPOINTMENT OF CENSORS
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coal India Ltd.
TICKER: COALINDIA CUSIP: Y1668L107
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coal India Ltd.
TICKER: COALINDIA CUSIP: Y1668L107
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDEND AS FINAL ISSUER NO N/A N/A
DIVIDEND
PROPOSAL #3: REELECT C K DEY AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4: ELECT LORETTA MARY VAS AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5: ELECT SATISH BALRAM AGNIHOTRI AS ISSUER NO N/A N/A
INDEPENDENT DIRECTOR
PROPOSAL #6: ELECT D. C. PANIGRAHI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7: ELECT KHANINDRA PATHAK AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #8: ELECT VINOD JAIN AS INDEPENDENT DIRECTOR ISSUER NO N/A N/A
PROPOSAL #9: ELECT SHYAM NANDAN PRASAD AS DIRECTOR ISSUER NO N/A N/A
AND APPROVE HIS APPOINTMENT AS EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE CHARGING OF FEE FOR DELIVERY OF ISSUER NO N/A N/A
DOCUMENTS
PROPOSAL #11: ELECT VIVEK BHARADWAJ AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #12: ELECT RAJESH KUMAR SINHA AS DIRECTOR ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coastal Contracts Bhd
TICKER: COASTAL CUSIP: Y1665A104
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT NG CHIN SHIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT JACOB O PANG SU YIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CROWE HORWATH AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT LOH THIAN SANG @ LO THIAN SIANG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE LOH THIAN SANG @ LO THIAN SIANG ISSUER YES FOR FOR
TO CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE
DIRECTOR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobham plc
TICKER: COB CUSIP: G41440143
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE ISSUE OF EQUITY PURSUANT TO ISSUER YES FOR FOR
THE RIGHTS ISSUE
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS PURSUANT TO THE RIGHTS ISSUE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobham plc
TICKER: COB CUSIP: G41440143
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DAVID LOCKWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID MELLORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JONATHAN FLINT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MICHAEL HAGEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT BIRGIT NORGAARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALAN SEMPLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL WAREING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ALISON WOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE DEFERRED BONUS SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca Cola Icecek A.S.
TICKER: CCOLA CUSIP: M2R39A121
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Amatil Ltd.
TICKER: CCL CUSIP: Q2594P146
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ADOPTION OF REMUNERATION ISSUER YES FOR FOR
REPORT
PROPOSAL #2a: ELECT KRISHNAKUMAR THIRUMALAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT MARK JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT PAUL O'SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF PERFORMANCE SHARE ISSUER YES FOR FOR
RIGHTS TO A M WATKINS, GROUP MANAGING DIRECTOR OF THE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola East Japan Co Ltd
TICKER: 2580 CUSIP: J0814R106
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER YES FOR FOR
COCA-COLA WEST CO., LTD
PROPOSAL #3.1: ELECT DIRECTOR JAWAHAR SOLAI ISSUER YES FOR FOR
KUPPUSWAMY
PROPOSAL #3.2: ELECT DIRECTOR COSTEL MANDREA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OZEKI, HARUKO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAWAMOTO, NARUHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR IRIAL FINAN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR DANIEL SAYRE ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR INAGAKI, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKANASHI, KEIJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR YOSHIOKA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR NAGAFUCHI, ISSUER YES FOR FOR
TOMIZO
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR SUGITA, ISSUER YES FOR FOR
YUTAKA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola FEMSA S.A.B. de C.V.
TICKER: KOF CUSIP: P2861Y136
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #5: ELECT DIRECTORS AND SECRETARIES; VERIFY ISSUER YES FOR FOR
DIRECTOR'S INDEPENDENCE CLASSIFICATION AS PER MEXICAN
SECURITIES LAW; APPROVE THEIR REMUNERATION
PROPOSAL #6: ELECT MEMBERS OF FINANCING AND PLANNING ISSUER YES FOR FOR
COMMITTEE, AUDIT COMMITTEE AND CORPORATE PRACTICES
COMMITTEE; ELECT CHAIRMAN OF COMMITTEES AND FIX THEIR
REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola HBC AG
TICKER: CCH CUSIP: H1512E100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDEND FROM RESERVES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1.1: RE-ELECT ANASTASSIS DAVID AS ISSUER YES FOR FOR
DIRECTOR AND AS BOARD CHAIRMAN
PROPOSAL #4.1.2: RE-ELECT DIMITRIS LOIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: RE-ELECT ALEXANDRA PAPALEXOPOULOU AS ISSUER YES FOR FOR
DIRECTOR AND AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #4.1.4: RE-ELECT RETO FRANCIONI AS DIRECTOR ISSUER YES FOR FOR
AND AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #4.1.5: RE-ELECT AHMET BOZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: RE-ELECT OLUSOLA DAVID-BORHA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.7: RE-ELECT WILLIAM DOUGLAS III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.8: RE-ELECT ANASTASIOS LEVENTIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.9: RE-ELECT CHRISTODOULOS LEVENTIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1A: RE-ELECT JOSE OCTAVIO REYES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1B: RE-ELECT ROBERT RUDOLPH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1C: RE-ELECT JOHN SECHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT CHARLOTTE BOYLE AS DIRECTOR AND ISSUER YES FOR FOR
AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #5: DESIGNATE INES POESCHEL AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #6.1: REAPPOINT PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.2: ADVISORY VOTE ON REAPPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS SA FOR UK PURPOSES
PROPOSAL #7: APPROVE UK REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SWISS REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10.1: APPROVE MAXIMUM AGGREGATE AMOUNT OF ISSUER YES FOR FOR
REMUNERATION FOR DIRECTORS
PROPOSAL #10.2: APPROVE MAXIMUM AGGREGATE AMOUNT OF ISSUER YES FOR FOR
REMUNERATION FOR THE OPERATING COMMITTEE
PROPOSAL #11: AMEND ARTICLES RE: REMUNERATION OF ISSUER YES FOR FOR
CHIEF EXECUTIVE OFFICER AND NON-EXECUTIVE MEMBERS OF
THE BOARD OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola West Co Ltd
TICKER: 2579 CUSIP: J0814U109
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 24
PROPOSAL #2: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER �� YES FOR FOR
COCA-COLA EAST JAPAN CO., LTD
PROPOSAL #3: APPROVE ADOPTION OF HOLDING COMPANY ISSUER YES FOR FOR
STRUCTURE AND TRANSFER OF OPERATIONS TO WHOLLY OWNED
SUBSIDIARY
PROPOSAL #4: AMEND ARTICLES TO CHANGE COMPANY NAME - ISSUER YES FOR FOR
AMEND BUSINESS LINES - INCREASE AUTHORIZED CAPITAL -
AMEND PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS
PROPOSAL #5.1: ELECT DIRECTOR YOSHIMATSU, TAMIO ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR SHIBATA, NOBUO ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR TAKEMORI, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR FUKAMI, TOSHIO ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR OKAMOTO, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR FUJIWARA, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR KOGA, YASUNORI ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR HOMBO, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT DIRECTOR MIURA, ZENJI ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT DIRECTOR VIKAS TIKU IN ISSUER YES FOR FOR
CONNECTION WITH ECONOMIC INTEGRATION
PROPOSAL #6.2: ELECT DIRECTOR COSTEL MANDREA IN ISSUER YES FOR FOR
CONNECTION WITH ECONOMIC INTEGRATION
PROPOSAL #6.3: ELECT DIRECTOR YOSHIOKA, HIROSHI IN ISSUER YES FOR FOR
CONNECTION WITH ECONOMIC INTEGRATION
PROPOSAL #7.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIURA, ZENJI IN CONNECTION WITH ECONOMIC
INTEGRATION
PROPOSAL #7.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER IRIAL FINAN IN CONNECTION WITH ECONOMIC
INTEGRATION
PROPOSAL #7.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER JOHN MURPHY IN CONNECTION WITH ECONOMIC
INTEGRATION
PROPOSAL #8: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cochlear Ltd.
TICKER: COH CUSIP: Q25953102
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YASMIN ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DONAL O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE THE GRANT OF SECURITIES TO ISSUER YES FOR FOR
CHRIS SMITH, CHIEF EXECUTIVE OFFICER & PRESIDENT OF
THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: cocokara fine Inc
TICKER: 3098 CUSIP: J0845T105
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR TSUKAMOTO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIBATA, TORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAMOTO, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KITAYAMA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CODERE S.A
TICKER: CDR CUSIP: E3613T104
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: AMEND ARTICLE 24.1 RE: BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #1.2: AMEND ARTICLE 24.5 RE: DIRECTOR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE ISSUANCE OF SERIE A WARRANTS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS RESERVED FOR EXECUTIVE
DIRECTORS
PROPOSAL #4: AUTHORIZE ISSUANCE OF SERIE B WARRANTS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS RESERVED FOR SENIOR
MANAGEMENT
PROPOSAL #5: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES
WITHOUT PREEMPTIVE RIGHTS UP TO EUR 25.3 MILLION
PROPOSAL #6.1: AMEND ARTICLE 7 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CODERE S.A
TICKER: CDR CUSIP: E3613T104
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CODERE S.A
TICKER: CDR CUSIP: E3613T104
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EXCHANGE OF DEBT FOR EQUITY AND ISSUER YES FOR FOR
AMEND ARTICLE 5
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CODERE S.A
TICKER: CDR CUSIP: E3613T104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #5: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coface SA
TICKER: COFA CUSIP: F22736106
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.13 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 400,000
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: RATIFY APPOINTMENT OF ANNE SALLE ISSUER YES FOR FOR
MONGAUZE AS DIRECTOR
PROPOSAL #7: RATIFY APPOINTMENT OF ISABELLE RODNEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RATIFY APPOINTMENT OF DANIEL KARYOTIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT LAURENT MIGNON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT ANNE SALLE MONGAUZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT ISABELLE RODNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT LINDA JACKSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #13: REELECT MARTINE ODILLARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT JEAN-PAUL DUMORTIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REELECT JEAN ARONDEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT DANIEL KARYOTIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #18: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER DURAND, CEO
PROPOSAL #19: APPROVE REMUNERATION POLICY OF XAVIER ISSUER YES FOR FOR
DURAND, CEO
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COFIDE - Gruppo De Benedetti S.p.A.
TICKER: COF CUSIP: T19404101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT INTERNAL AUDITORS (BUNDLED) SHAREHOLDER YES FOR N/A
PROPOSAL #2.2: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cofinimmo
TICKER: COFB CUSIP: B25654136
MEETING DATE: 2/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1a: APPROVE ISSUANCE OF SHARES WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #2.1b: APPROVE ISSUANCE OF EQUITY WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS UP TO EUR 225 MILLION
PROPOSAL #2.2: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE CHANGE-OF-CONTROL CLAUSES ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cofinimmo
TICKER: COFB CUSIP: B25654136
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 5.50 PER SHARE AND
EUR 6.37 PER PREFERRED SHARE
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.a: REELECT F. ROELS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.b: REELECT I. ARCHER-TOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.a: ELECT C. SCALAIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.b: ELECT J. VAN RIJCKEVORSEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.a: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10.b: APPROVE AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
GREEN AND SOCIAL BONDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cogeco Communications Inc.
TICKER: CCA CUSIP: 19239C106
MEETING DATE: 1/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS AUDET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA CURADEAU-GROU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOANNE FERSTMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L.G. SERGE GADBOIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAUDE A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LIB GIBSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID MCAUSLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAN PEETERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CAROLE J. SALOMON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cogobuy Group
TICKER: 400 CUSIP: G22537107
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT KANG JINGWEI, JEFFREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WU LUN CHEUNG ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT NI HONG, HOPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4a: ELECT KIM JIN HA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
KIM JIN HA
PROPOSAL #4c: AUTHORIZE BOARD TO EXECUTE A SERVICE ISSUER YES FOR FOR
AGREEMENT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTALAGREEMENTS OR DEEDS WITH KIM JIN HA
PROPOSAL #5: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
RESTRICTED SHARE UNIT SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colbun S.A.
TICKER: COLBUN CUSIP: P2867K130
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PRESENT EXTERNAL AUDITORS' AND INTERNAL ISSUER YES FOR FOR
STATUTORY AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.00312 PER SHARE
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDEND POLICY AND DISTRIBUTION ISSUER YES FOR FOR
PROCEDURES
PROPOSAL #6: ELECT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT ACCOUNT SUPERVISORY MEMBERS; ISSUER YES FOR FOR
APPROVE THEIR REMUNERATIONS
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: PRESENT REPORT ON ACTIVITIES CARRIED ISSUER YES FOR FOR
OUT BY DIRECTORS' COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #12: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #13: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #14: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colgate-Palmolive (India) Ltd.
TICKER: 500830 CUSIP: Y1673X104
MEETING DATE: 8/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT NIKET GHATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICE WATERHOUSE AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE KEEPING AND MAINTENANCE OF THE ISSUER YES FOR FOR
REGISTER AND INDICES OF MEMBERS AND COPIES OF ANNUAL
RETURNS AS THE CORPORATE OFFICE OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collector AB
TICKER: COLL CUSIP: W2R04N115
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 600,000 TO CHAIRMAN AND SEK 300,000
TO OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #14a1: REELECT LENA APLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14a2: REELECT ERIK SELIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14a3: REELECT CHRISTOFFER LUNDSTRÖM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14a4: REELECT AZITA SHARIATI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14a5: REELECT CECILIA LAGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14a6: ELECT PATRIK CASIMIR REUTERSKIÖLD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14a7: ELECT ANNA SETTMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14b1: ELECT LENA APLER AS BOARD CHAIRMAN ISSUER YES AGAINST AGAINST
PROPOSAL #14b2: ELECT ERIK SELIN AS VICE CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #14c: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #16: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF THREE OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #17: APPROVE ISSUANCE OF 10.3 MILLION SHARES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #18: APPROVE CONVERTIBLE BOND BASED LTIP ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colliers International Group Inc.
TICKER: CIGI CUSIP: 194693107
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID R. BEATTY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER F. COHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN (JACK) P. CURTIN, ISSUER YES FOR FOR
JR.
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HARPER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. HARRIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY S. HENNICK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHERINE M. LEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1h: ELECT DIRECTOR L. FREDERICK SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collins Foods Ltd.
TICKER: CKF CUSIP: Q26412108
MEETING DATE: 9/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT DIRECTOR BRONWYN MORRIS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #4: APPROVE THE COLLINS FOODS LIMITED ISSUER YES FOR FOR
EXECUTIVE AND EMPLOYEE INCENTIVE PLAN
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO GRAHAM MAXWELL, MANAGING DIRECTOR AND CEO OF THE
COMPANY
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COLOPL, Inc.
TICKER: 3668 CUSIP: J0815U108
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR BABA, NARUATSU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUCHIYA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HASEBE, JUN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YOSHIOKA, SHOHEI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHIWATARI, RYOSUKE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MORISAKI, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUGAI, KENTA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ISHIWATARI, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YANAGISAWA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TAMESUE, DAI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coloplast A/S
TICKER: COLO B CUSIP: K16018192
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE CREATION OF DKK 15 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.3: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #4.4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5.1: REELECT MICHAEL RASMUSSEN (CHAIRMAN) ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.2: REELECT NIELS LOUIS-HANSEN (VICE ISSUER YES FOR FOR
CHAIRMAN) AS DIRECTOR
PROPOSAL #5.3: REELECT PER MAGID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT BIRGITTE NIELSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT JETTE NYGAARD-ANDERSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: REELECT BRIAN PETERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: REELECT JORGEN TANG-JENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colour Life Services Group Co., Limited
TICKER: 1778 CUSIP: G22915105
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DONG DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LAM KAM TONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT LIAO JIANWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF THE DIRECTORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colowide Co., Ltd.
TICKER: 7616 CUSIP: J08167108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURODO, KANEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NOJIRI, KOHEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KURODO, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIKI, YUSUKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SEO, HIDEKAZU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KUROYAMA, YOKO ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUKAZAWA, IKUTA
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YUKI, OSAMU
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUKUZAKI, SHINYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Com Hem Holding AB
TICKER: COMH CUSIP: W2R054108
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 4 PER SHARE
PROPOSAL #9C: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: DETERMINE NUMBER OF MEMBERS (6) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #12: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 3.8 MILLION; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #14a: REELECT ANDREW BARRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14b: REELECT NICHOLAS STATHOPOULOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14c: REELECT JOACHIM OGLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14d: REELECT MONICA CANEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14e: REELECT EVA LINDQVIST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14f: REELECT ANDERS NILSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14g: REAPPOINT ANDREW BARRON AS CHAIRMAN OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #15: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: AUTHORIZE REPURCHASE OF WARRANTS FROM ISSUER YES FOR FOR
CERTAIN BOARD MEMBERS AND SENIOR EXECUTIVES
PROPOSAL #18a: APPROVE SHARE SAVINGS PROGRAM 2017 ISSUER YES FOR FOR
(LTIP 2017)
PROPOSAL #18b: APPROVE TRANSFER OF SHARES AS HEDGE ISSUER YES FOR FOR
FOR DELIVERY OF SHARES IN LTIP 2017
PROPOSAL #18c: APPROVE EQUITY SWAP AGREEMENT WITH ISSUER YES FOR FOR
THIRD PARTY (IF ITEM 18B IS NOT APPROVED)
PROPOSAL #18d: AMEND TERM OF LTIP 2016 AND LTIP 2015 ISSUER YES FOR FOR
PROPOSAL #19: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #20a: APPROVE REDUCTION IN SHARE CAPITAL; ISSUER YES FOR FOR
APPROVE BONUS ISSUE
PROPOSAL #20b: APPROVE SEK 20.9 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #21: AMEND ARTICLES: EDITORIAL CHANGES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Com Hem Holding AB
TICKER: COMH CUSIP: W2R054108
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: DETERMINE NUMBER OF MEMBERS (5) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: ELECT THOMAS EKMAN AS NEW DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Com2uS Corp.
TICKER: A078340 CUSIP: Y1695S109
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT LEE YONG-GOOK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT SONG JAE-JOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR(S)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comba Telecom Systems Holdings Ltd.
TICKER: 2342 CUSIP: G22972114
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BONUS ISSUE AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comba Telecom Systems Holdings Ltd.
TICKER: 2342 CUSIP: G22972114
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHANG YUE JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHENG GUO BAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ZHANG YUAN JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LAU SIU KI, KEVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comdirect Bank AG
TICKER: COM CUSIP: D1548W102
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.25 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ComfortDelGro Corporation Limited
TICKER: C52 CUSIP: Y1690R106
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM JIT POH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG KAI YUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DELOITTE & TOUCHE LLP AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cominar Real Estate Investment Trust
TICKER: CUF.UN CUSIP: 199910100
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TRUSTEE MICHEL DALLAIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT TRUSTEE LUC BACHAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT TRUSTEE MARY-ANN BELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT TRUSTEE ALAIN DALLAIRE ISSUER YES FOR �� FOR
PROPOSAL #1.5: ELECT TRUSTEE ALBAN D'AMOURS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT TRUSTEE GHISLAINE LABERGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT TRUSTEE JOHANNE M. LEPINE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT TRUSTEE MICHEL THEROUX ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT TRUSTEE CLAUDE DUSSAULT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE TRUSTEES TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial International Bank (Egypt) SAE
TICKER: COMI CUSIP: M25561107
MEETING DATE: 3/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY16
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY16
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY16
PROPOSAL #4: APPROVE ALLOCATION OF INCOME FOR FY16 ISSUER NO N/A N/A
AND AUTHORIZE THE BOARD TO FIX AND DISTRIBUTE
EMPLOYEE'S SHARE IN THE PROFITS
PROPOSAL #5: APPROVE DISCHARGE DIRECTORS FOR FY16 AND ISSUER NO N/A N/A
FIX THEIR REMUNERATION FOR FY17
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY17
PROPOSAL #7: APPROVE CHARITABLE DONATIONS FOR FY16 ISSUER NO N/A N/A
AND FY17
PROPOSAL #8: APPROVE REMUNERATION OF COMMITTEE ISSUER NO N/A N/A
MEMBERS FOR FY17
PROPOSAL #9: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #10: APPROVE RELATED PARTY TRANSACTIONS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commerzbank AG
TICKER: CBK CUSIP: D172W1279
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR THE FIRST QUARTER OF FISCAL 2018
PROPOSAL #7: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2018
PROPOSAL #8.1: ELECT TOBIAS GULDIMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8.2: ELECT ROGER MUELLER AS ALTERNATE ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #9: AMEND ARTICLES RE: GERMAN ACT ON ISSUER YES FOR FOR
REORGANIZATION OF THE RESPONSIBILITIES OF THE FEDERAL
AGENCY FOR STABILIZATION OF THE FINANCIAL MARKETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commonwealth Bank Of Australia
TICKER: CBA CUSIP: Q26915100
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT SHIRISH APTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DAVID HIGGINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT BRIAN LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT CATHERINE LIVINGSTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT MARY PADBURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE OF REWARD RIGHTS TO IAN ISSUER YES FOR FOR
NAREV, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR
OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie d Entreprises CFE
TICKER: CFEB CUSIP: B27818135
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.15 PER SHARE
PROPOSAL #6.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #9.1: REELECT PIET DEJONGHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: REELECT RENAUD BENTEGEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.3: REELECT LUC BERTRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.4: REELECT ALAIN BERNARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.5: REELECT JOHN-ERIC BERTRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.6: REELECT KOEN JANSSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.7: ELECT JAN SUYKENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.8: ELECT PAS DE MOTS SPRL, PERMANENTLY ISSUER YES FOR FOR
REPRESENTED BY LEEN GEIRNAERDT AS DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie de Saint Gobain
TICKER: SGO CUSIP: F80343100
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.26 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT PAMELA KNAPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT AGNES LEMARCHAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT GILLES SCHNEPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT PHLIPPE VARIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PIERRE-ANDRE DE CHALENDAR, CHAIRMAN AND CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 444 MILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS WITH A
BINDING PRIORITY RIGHT UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 222 MILLION
PROPOSAL #14: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #15: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 111 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES OF
INTERNATIONAL SUBSIDIARIES
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AMEND ARTICLES 10 AND 11 OF BYLAWS RE: ISSUER YES FOR FOR
LEAD DIRECTOR
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie Financiere Richemont SA
TICKER: CFR CUSIP: H25662182
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.70 PER REGISTERED A SHARE AND CHF
0.17 PER REGISTERED B SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: REELECT JOHANN RUPERT AS DIRECTOR AND ISSUER YES AGAINST AGAINST
BOARD CHAIRMAN
PROPOSAL #4.2: REELECT YVES-ANDRE ISTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT JOSUA MALHERBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT JEAN-BLAISE ECKERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: REELECT BERNARD FORNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT RICHARD LEPEU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: REELECT RUGGERO MAGNONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: REELECT SIMON MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: REELECT GUILLAUME PICTET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.10: REELECT NORBERT PLATT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.11: REELECT ALAN QUASHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.12: REELECT MARIA RAMOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.13: REELECT LORD RENWICK OF CLIFTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.14: REELECT JAN RUPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.15: REELECT GARY SAAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.16: REELECT JURGEN SCHREMPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.17: REELECT THE DUKE OF WELLINGTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.18: ELECT JEFF MOSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.19: ELECT CYRILLE VIGNERON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT LORD RENWICK OF CLIFTON AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #5.2: APPOINT YVES ANDRE ISTEL AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: APPOINT THE DUKE OF WELLINGTON AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE FRANCOISE DEMIERRE MORAND ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 7.4 MILLION
PROPOSAL #8.2: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
SENIOR EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9.9
MILLION
PROPOSAL #8.3: APPROVE MAXIMUM VARIABLE REMUNERATION ISSUER YES FOR FOR
OF SENIOR EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF
16.4 MILLION
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie Generale des Etablissements Michelin
TICKER: ML CUSIP: F61824144
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.25 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-DOMINIQUE SENARD, GENERAL MANAGER
PROPOSAL #7: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MICHEL ROLLIER, CHAIRMAN
PROPOSAL #8: REELECT MICHEL ROLLIER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9: REELECT OLIVIER BAZIL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #11: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie Plastic Omnium
TICKER: POM CUSIP: F73325106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.49 PER SHARE
PROPOSAL #3: APPROVE AMENDMENT TO SERVICES AGREEMENT ISSUER YES FOR FOR
WITH BURELLE SA
PROPOSAL #4: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
ONGOING RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: REELECT ANNE ASENSIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT VINCENT LABRUYERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT FELICIE BURELLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT CECILE MOUTET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 580,000
PROPOSAL #12: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
LAURENT BURELLE, CHAIRMAN AND CEO
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PAUL HENRY LEMARIE, VICE-CEO
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-MICHEL SZCZERBA, CO-CEO AND VICE-CEO
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 MILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 MILLION
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 MILLION
PROPOSAL #19: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 16 TO 18
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: AMEND ARTICLE 4 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH LEGAL CHANGES RE: HEADQUARTERS
PROPOSAL #22: AMEND ARTICLE 16 OF BYLAWS RE: PROXY ISSUER YES FOR FOR
VOTING
PROPOSAL #23: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compal Electronics Inc.
TICKER: 2324 CUSIP: Y16907100
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Brasileira de Distribuicao Grupo Pao de Acucar
TICKER: PCAR4 CUSIP: P3055E464
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia de Gas de Sao Paulo (Comgas)
TICKER: CGAS5 CUSIP: P3055H111
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5: RATIFY ELECTION OF DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia de Gas de Sao Paulo (Comgas)
TICKER: CGAS5 CUSIP: P3055H111
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: CHANGE LOCATION OF COMPANY HEADQUARTERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia de Saneamento de Minas Gerais (COPASA)
TICKER: CSMG3 CUSIP: P28269101
MEETING DATE: 7/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES RE: LOAN AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia de Saneamento de Minas Gerais (COPASA)
TICKER: CSMG3 CUSIP: P28269101
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
WITHOUT ISSUANCE OF SHARES
PROPOSAL #2: AMEND ARTICLES 6 AND 7 TO REFLECT ISSUER YES FOR FOR
CHANGES IN SHARE CAPITAL AND AUTHORIZED CAPITAL
PROPOSAL #3: ALTER INTEREST-ON-CAPITAL-STOCK PAYMENT ISSUER YES FOR FOR
DATE
PROPOSAL #4: APPROVE DIVIDEND DISTRIBUTION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia de Saneamento de Minas Gerais (COPASA)
TICKER: CSMG3 CUSIP: P28269101
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, DIVIDENDS ISSUER YES FOR FOR
AND INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3: APPROVE INVESTMENT PLAN FOR UPCOMING ISSUER YES FOR FOR
FISCAL YEAR
PROPOSAL #4: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #5.1: FIX NUMBER OF DIRECTORS AND FISCAL ISSUER YES FOR FOR
COUNCIL MEMBERS
PROPOSAL #5.2: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5.3: ELECT GUSTAVO ROCHA GATTASS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5.4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES ABSTAIN AGAINST
PROPOSAL #5.5: ELECT ADRIANO CIVES SEABRA AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER AND VLADIMIR DO NASCIMENTO PINTO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia de Saneamento de Minas Gerais (COPASA)
TICKER: CSMG3 CUSIP: P28269101
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #2: APPROVE DONATION OF ASSETS TO COPANOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DONATION OF ASSETS TO MILITARY ISSUER YES FOR FOR
POLICE OF MINAS GERAIS - PMMG
PROPOSAL #4: APPROVE DONATION OF ASSETS TO THE ISSUER YES FOR FOR
MILITARY GOVERNOR
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia de Saneamento Do Parana SANEPAR
TICKER: SAPR4 CUSIP: P3058Y103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT REGINALDO FERREIRA ALEXANDRE AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND WALTER LUIZ BERNARDES
ALBERTONI AS ALTERNATE APPOINTED BY PREFERRED
SHAREHOLDER
PROPOSAL #2: ELECT ADRIANO CIVES SEABRA AS DIRECTOR SHAREHOLDER YES FOR N/A
AND GUSTAVO ROCHA GATTASS AS ALTERNATE APPOINTED BY
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Energetica do Ceara - Coelce
TICKER: COCE5 CUSIP: P3056A107
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: 20441B407
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
WITHOUT ISSUANCE OF SHARES AND AMEND ARTICLE 4
ACCORDINGLY
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DESIGNATE NEWSPAPER TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3.1: ELECT MAURICIO SCHULMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT ANTONIO SERGIO DE SOUZA GUETTER ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.3: ELECT CARLOS HOMERO GIACOMINI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT LUIZ HENRIQUE TESSUTTI DIVIDINO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.5: ELECT GEORGE HERMANN RODOLFO TORMIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT SANDRA MARIA GUERRA DE AZEVEDO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.7: ELECT SERGIO EDUARDO WEGUELIN VIEIRA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3.8: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4.1: ELECT NORBERTO ANACLETO ORTIGARA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND OSNI RISTOW AS ALTERNATE
PROPOSAL #4.2: ELECT MAURO RICARDO MACHADO COSTA AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND ROBERTO BRUNNER AS
PROPOSAL #4.3: ELECT NELSON LEAL JUNIOR AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER AND GILMAR MENDES LOURENCO AS
PROPOSAL #4.4: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #6: DESIGNATE NEWSPAPERS TO PUBLISH COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557105
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: P30557139
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #2: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
TICKER: SBSP3 CUSIP: 20441A102
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS PREVIOUSLY
APPROVED AT THE APRIL 29, 2016, AGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
TICKER: SBSP3 CUSIP: 20441A102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT FRANCISCO LUIZ SIBUT GOMIDE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RECTIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS PREVIOUSLY
APPROVED AT THE APRIL 29, 2016, AGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
TICKER: SBSP3 CUSIP: P2R268136
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT FRANCISCO LUIZ SIBUT GOMIDE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER NO N/A N/A
BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Siderurgica Nacional - CSN
TICKER: CSNA3 CUSIP: P8661X103
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2015
PROPOSAL #2: RATIFY ALLOCATION OF INCOME APPROVED AT ISSUER YES FOR FOR
THE APRIL 28, 2016, AGM
PROPOSAL #3: RATIFY REMAINING RESOLUTIONS PROPOSED AT ISSUER YES AGAINST AGAINST
THE APRIL 28, 2016, AGM
PROPOSAL #4: FIX NUMBER OF DIRECTORS AND ELECT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Siderurgica Nacional - CSN
TICKER: CSNA3 CUSIP: P8661X103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT NISSIM ASSLAN KALILI AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Siderurgica Nacional - CSN
TICKER: CSNA3 CUSIP: P8661X103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania Cervecerias Unidas S.A.
TICKER: CCU CUSIP: P24905104
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CLP 110.32 PER SHARE AND CLP 220.64 PER
ADR TO BE DISTRIBUTED ON APRIL 26, 2017
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8.1: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.2: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #11.2: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
MEETING ANNOUNCEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania De Distribucion Integral Logista Holdings S.A.
TICKER: LOG CUSIP: E0304S106
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND DISCHARGE OF BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPOINT DELOITTE AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AUDITORES AS AUDITORS
PROPOSAL #4: APPROVE 2017 LONG TERM INCENTIVE GENERAL ISSUER YES FOR FOR
PLAN AND 2017 LONG TERM INCENTIVE SPECIAL PLAN
PROPOSAL #5.1: AMEND REMUNERATION POLICY RE: EX-POST ISSUER YES FOR FOR
ADJUSTMENTS TO VARIABLE REMUNERATION AND OBLIGATION
TO HOLD COMPANY SHARES FROM VARIABLE REMUNERATION
PROPOSAL #5.2: AMEND REMUNERATION POLICY RE: FIXED ISSUER YES FOR FOR
REMUNERATION FOR THE CHAIRMAN OF THE BOARD AND FOR
THE PRESIDENT OF THE APPOINTMENTS AND REMUNERATION
COMMITTEE
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #7: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania De Minas Buenaventura S.A.
TICKER: BVN CUSIP: 204448104
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania De Minas Buenaventura S.A.
TICKER: BVN CUSIP: P66805147
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania Sud Americana de Vapores S.A.
TICKER: VAPORES CUSIP: P3064M101
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN CAPITAL BY USD 260 ISSUER YES FOR FOR
MILLION VIA SHARE ISSUANCE
PROPOSAL #2: ADOPT BYLAWS TO REFLECT RESOLUTIONS ISSUER YES FOR FOR
ADOPTED AT THIS MEETING
PROPOSAL #3: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania Sud Americana de Vapores S.A.
TICKER: VAPORES CUSIP: P3064M101
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
PRESENT THEIR REPORT ON EXPENSES
PROPOSAL #3: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE FOR 2017 AND PRESENT THEIR
REPORT ON ACTIVITIES AND EXPENSES FOR 2016
PROPOSAL #4: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #7: DESIGNATE NEWSPAPER TO PUBLISH ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Group plc
TICKER: CPG CUSIP: G23296190
MEETING DATE: 2/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT STEFAN BOMHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DOMINIC BLAKEMORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RICHARD COUSINS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT GARY GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHNNY THOMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CAROL ARROWSMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN BASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DON ROBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT NELSON SILVA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT IREENA VITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAUL WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: APPROVE INCREASE IN THE LIMIT ON THE ISSUER �� YES FOR FOR
AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS
PROPOSAL #18: AUTHORISE POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH 14 WORKING DAYS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Group PLC
TICKER: CPG CUSIP: G23296190
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN BY WAY OF ISSUER YES FOR FOR
SPECIAL DIVIDEND WITH SHARE CONSOLIDATION
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #3: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #5: AUTHORISE MARKET PURCHASE OF NEW ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compeq Manufacturing Co Ltd
TICKER: 2313 CUSIP: Y1690B101
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #8.1: ELECT CHARLES C. WU WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 6 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT K.S. PENG WITH SHAREHOLDER NO. 5 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT P.K. CHIANG WITH SHAREHOLDER NO. ISSUER YES FOR FOR
261 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT P.Y. WU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
1589 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT P.H. WU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
1586 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT ANDREW CHEN, A REPRESENTATIVE OF ISSUER YES FOR FOR
CHANG ZHI HOLDINGS LTD. WITH SHAREHOLDER NO. 200983
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT TUNG CHUN HUANG WITH ID NO. ISSUER YES FOR FOR
T10270XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT TZU KUAN CHIU WITH ID NO. ISSUER YES FOR FOR
A20294XXXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT TENG LING LIU WITH SHAREHOLDER ISSUER YES AGAINST AGAINST
NO. 28 AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CompuGroup Medical SE
TICKER: COP CUSIP: D15813211
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.35 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES AGAINST AGAINST
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 500 MILLION; APPROVE CREATION OF EUR 26.6 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #7.1: ELECT KLAUS ESSER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7.2: ELECT DANIEL GOTTHARDT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7.3: ELECT ULRIKE HANDEL TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7.4: ELECT RENE OBERMANN TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computacenter plc
TICKER: CCC CUSIP: G23356150
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5a: RE-ELECT TONY CONOPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: RE-ELECT PHILIP HULME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: RE-ELECT GREG LOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: RE-ELECT MIKE NORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: RE-ELECT PETER OGDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: RE-ELECT MINNOW POWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: RE-ELECT REGINE STACHELHAUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: RE-ELECT PHILIP YEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: ELECT ROS RIVAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computershare Limited
TICKER: CPU CUSIP: Q2721E105
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT A L OWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT S D JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO STUART IRVING, CHIEF EXECUTIVE OFFICER OF THE
COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMSYS Holdings Corp.
TICKER: 1721 CUSIP: J5890P106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
ADOPT BOARD STRUCTURE WITH AUDIT COMMITTEE - AMEND
PROVISIONS ON NUMBER OF DIRECTORS - AUTHORIZE
DIRECTORS TO EXECUTE DAY TO DAY OPERATIONS WITHOUT
FULL BOARD APPROVAL
PROPOSAL #3.1: ELECT DIRECTOR KAGAYA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ITO, NORIAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OGAWA, AKIO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OMURA, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SAKAMOTO, SHIGEMI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR AOYAMA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KUMAGAI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SATO, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OZAKI, HIDEHIKO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SUDA, NORIO ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NISHIYAMA, TSUYOSHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KAMIWAKI, KOICHIRO
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NARUMIYA, KENICHI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIYASHITA, MASAHIKO
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SAEGUSA, TAKAHARU
PROPOSAL #4.6: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ONOHARA, KAZUYOSHI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #8: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concentric AB
TICKER: COIC CUSIP: W2406H103
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.50 PER SHARE
PROPOSAL #8c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 540,000 FOR CHAIRMAN, AND SEK
255,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #11: REELECT KENTH ERIKSSON, MARIANNE ISSUER YES FOR FOR
BRISMAR, MARTIN LUNDSTEDT, SUSANNA SCHNEEBERGER,
MARTIN SKÖLD, AND CLAES MAGNUS ÅKESSON AS DIRECTORS;
ELECT ANDERS NILSEN AS NEW DIRECTOR
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #13: APPROVE SEK 1.63 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION; APPROVE
INCREASE IN SHARE CAPITAL BY WAY OF A BONUS ISSUE
PROPOSAL #14: APPROVE LTI 2017 PERFORMANCE BASED ISSUER YES FOR FOR
STOCK OPTION PLAN FOR KEY EMPLOYEES
PROPOSAL #15: APPROVE EQUITY PLAN FINANCING FOR LTI ISSUER YES FOR FOR
2017
PROPOSAL #16a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16b: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #16c: APPROVE TRANSFER OF SHARES TO ISSUER YES FOR FOR
PARTICIPANTS UNDER THE 2017 LTI
PROPOSAL #16d: APPROVE RESTRICTED STOCK OPTION PLAN ISSUER YES FOR FOR
FOR KEY EMPLOYEES RESIDING IN THE UNITED KINGDOM;
APPROVE TRANSFER OF SHARES TO PARTICIPANTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concord New Energy Group Limited
TICKER: 182 CUSIP: G2345T109
MEETING DATE: 2/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE CONTRACT 6 AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #2: APPROVE PURCHASE CONTRACT 7 AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concord New Energy Group Ltd.
TICKER: 182 CUSIP: G2345T109
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE CONTRACT 5 AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concord New Energy Group Ltd.
TICKER: 182 CUSIP: G2345T109
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT YANG ZHIFENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT WONG YAU KAR, DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT YAP FAT SUAN, HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: ELECT NIU WENHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3E: ELECT GUI KAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3F: ELECT WU SHAOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3G: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concord Securities Corp
TICKER: 6016 CUSIP: Y16925102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concordia Financial Group Ltd.
TICKER: 7186 CUSIP: J08613101
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON BOARD MEETINGS
PROPOSAL #2.1: ELECT DIRECTOR TERAZAWA, TATSUMARO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHII, MICHITO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OYA, YASUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWAMURA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORIO, MINORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR INOUE, KEN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAGI, YUZO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILINGS FOR ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONEXIO Corp
TICKER: 9422 CUSIP: J2501E109
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #3.1: ELECT DIRECTOR INOUE, HIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR METOKI, RIICHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SUGUTA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAJIWARA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HOSOI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MIYAMOTO, HAJIME ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR IWASAKI, ISSUER YES FOR FOR
TATSUSHI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR ENDO, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TSUDA, MASARU
PROPOSAL #6: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Infrastructure Group Ltd
TICKER: CIL CUSIP: S1840P106
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 AUGUST 2016
PROPOSAL #2: ELECT KALU OJAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DR KEVIN KARIUKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT KOFI BUCKNOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ROBERT HORTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT ANTHONY DIXON AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6.2: RE-ELECT ALEX DARKO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #6.3: RE-ELECT ROBERT HORTON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #7: REAPPOINT GRANT THORNTON AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY WITH JACQUES BARRADAS AS THE DESIGNATED
AUDITOR
PROPOSAL #8: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #9: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: AUTHORISE ISSUE OF SHARES OR GRANT OF ISSUER YES ABSTAIN AGAINST
OPTIONS OR GRANT OF ANY OTHER RIGHTS EXERCISABLE FOR
SHARES TO DIRECTORS OR PRESCRIBED OFFICERS PURSUANT
TO THE 2014 SHARE PLAN
PROPOSAL #4.1: APPROVE FEES PAYABLE TO NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4.2: APPROVE ANNUAL INCREASE NOT EXCEEDING ISSUER YES FOR FOR
10% TO FEES PAYABLE TO NON-EXECUTIVE DIRECTORS
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consorcio Ara S.A.B. de C.V.
TICKER: ARA * CUSIP: P3084R106
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT OR RATIFY DIRECTORS, SECRETARY AND ISSUER YES FOR FOR
DEPUTY SECRETARY; APPROVE THEIR DISCHARGE AND
REMUNERATION
PROPOSAL #4: ELECT OR RATIFY CHAIRMAN OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: ELECT OR RATIFY CHAIRMAN OF CORPORATE ISSUER YES FOR FOR
PRACTICES COMMITTEE
PROPOSAL #6: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE AND ACCEPT REPORT ON BOARD POLICIES AND
DECISION ON REPURCHASE OF SHARES
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Constellation Software Inc.
TICKER: CSU CUSIP: 21037X100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFF BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEREDITH (SAM) HALL ISSUER YES FOR FOR
HAYES
PROPOSAL #1.3: ELECT DIRECTOR ROBERT KITTEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL MCFEETERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IAN MCKINNON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN R. SCOTCHMER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: SP 1: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES FOR AGAINST
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Construcciones y Auxiliar de Ferrocarriles S.A.
TICKER: CAF CUSIP: E31774156
MEETING DATE: 6/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND DISCHARGE OF BOARD
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4.1: AMEND ARTICLES RE: GENERAL MEETING ISSUER YES FOR FOR
COMPETENCES AND SPECIAL CASES
PROPOSAL #4.2: AMEND ARTICLE 34 RE: POWERS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: COMPETENCES AND QUORUM
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: ELECT JULIAN GRACIA PALACIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, ISSUER YES FOR FOR
DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES WITH
EXCLUSION OF PREEMPTIVE RIGHTS UP TO 20 PERCENT OF
CAPITAL
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #11: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contact Energy Ltd.
TICKER: CEN CUSIP: Q2818G104
MEETING DATE: 10/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ELENA TROUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT WHAIMUTU DEWES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SUE SHELDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contax Participacoes SA
TICKER: CTAX3 CUSIP: P3144E103
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contax Participacoes SA
TICKER: CTAX3 CUSIP: P3144E103
MEETING DATE: 12/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: MANTAIN SUSPENSION OF THE PAYMENT OF ISSUER YES FOR FOR
DIVIDENDS APPROVED AT THE APRIL 30, 2015, AGM
PROPOSAL #2: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 16 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contax Participacoes SA
TICKER: CTAX3 CUSIP: P3144E103
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 16 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Contax Participacoes SA
TICKER: CTAX3 CUSIP: P3144E103
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: ELECT CHRISTIANE ALMEIDA EDINGTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES FOR FOR
ALTERNATES
PROPOSAL #5.2: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contax Participacoes SA
TICKER: CTAX3 CUSIP: P3144E103
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT FOR FISCAL YEAR 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental AG
TICKER: CON CUSIP: D16212140
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 4.25 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ELMAR DEGENHART FOR FISCAL 2016
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER JOSE AVILA FOR FISCAL 2016
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER RALF CRAMER FOR FISCAL 2016
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HANS-JUERGEN DUENSING FOR FISCAL 2016
PROPOSAL #3.5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER FRANK JOURDAN FOR FISCAL 2016
PROPOSAL #3.6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HELMUT MATSCHI FOR FISCAL 2016
PROPOSAL #3.7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ARIANE REINHART FOR FISCAL 2016
PROPOSAL #3.8: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER WOLFGANG SCHAEFER FOR FISCAL 2016
PROPOSAL #3.9: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER NIKOLAI SETZER FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER WOLFGANG REITZLE FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER GUNTER DUNKEL FOR FISCAL 2016
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HANS FISCHL FOR FISCAL 2016
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER PETER GUTZMER FOR FISCAL 2016
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER PETER HAUSMANN FOR FISCAL 2016
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MICHAEL IGLHAUT FOR FISCAL 2016
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER KLAUS MANGOLD FOR FISCAL 2016
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HARTMUT MEINE FOR FISCAL 2016
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER SABINE NEUSS FOR FISCAL 2016
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ROLF NONNENMACHER FOR FISCAL 2016
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER DIRK NORDMANN FOR FISCAL 2016
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER KLAUS ROSENFELD FOR FISCAL 2016
PROPOSAL #4.13: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER GEORG SCHAEFFLER FOR FISCAL 2016
PROPOSAL #4.14: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MARIA-ELISABETH SCHAEFFLER-THUMANN FOR
FISCAL 2016
PROPOSAL #4.15: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER JOERG SCHOENFELDER FOR FISCAL 2016
PROPOSAL #4.16: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER STEFAN SCHOLZ FOR FISCAL 2016
PROPOSAL #4.17: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER KIRSTEN VOERKEL FOR FISCAL 2016
PROPOSAL #4.18: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ELKE VOLKMANN FOR FISCAL 2016
PROPOSAL #4.19: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ERWIN WOERLE FOR FISCAL 2016
PROPOSAL #4.20: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER SIEGFRIED WOLF FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Convoy Global Holdings Ltd.
TICKER: 01019 CUSIP: G2615B101
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE GRANT OF OPTIONS TO WONG LEE MAN ISSUER YES FOR FOR
UNDER THE SHARE OPTION SCHEME
PROPOSAL #2: APPROVE GRANT OF OPTIONS TO NG KA WAI ISSUER YES FOR FOR
ERIC UNDER THE SHARE OPTION SCHEME
PROPOSAL #3: APPROVE GRANT OF OPTIONS TO SHIN KIN MAN ISSUER YES FOR FOR
UNDER THE SHARE OPTION SCHEME
PROPOSAL #4: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Convoy Global Holdings Ltd.
TICKER: 1019 CUSIP: G2615B101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT WONG LEE MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT FONG SUT SAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT TAN YE KAI, BYRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT CHAN LAI YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT CHO KWAI CHEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT WANG JOHN HONG-CHIUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT MA YIU HO, PETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT CHAN NGAI SANG, KENNY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.9: ELECT PUN TIT SHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT MAK KA WING, PATRICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.11: AUTHORIZE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conwert Immobilien Invest SE
TICKER: CWI CUSIP: A1359Y109
MEETING DATE: 1/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: SIZE OF THE ISSUER YES FOR FOR
ADMINISTRATIVE BOARD
PROPOSAL #2.1: INCREASE NUMBER OF ADMINISTRATIVE ISSUER YES FOR FOR
BOARD MEMBERS TO SEVEN
PROPOSAL #2.2.1: ELECT ROLF BUCH TO THE ISSUER YES FOR FOR
ADMINISTRATIVE BOARD
PROPOSAL #2.2.2: ELECT PETER HOHLBEIN TO THE ISSUER YES FOR FOR
ADMINISTRATIVE BOARD
PROPOSAL #2.2.3: ELECT STEFAN KIRSTEN TO THE ISSUER YES FOR FOR
ADMINISTRATIVE BOARD
PROPOSAL #2.2.4: ELECT ANDREAS LEHNER TO THE ISSUER YES FOR FOR
ADMINISTRATIVE BOARD
PROPOSAL #2.2.5: ELECT FABIAN HESS TO THE ISSUER YES FOR FOR
ADMINISTRATIVE BOARD
PROPOSAL #2.3.1: IF INCREASE IN NUMBER OF ISSUER YES FOR FOR
ADMINISTRATIVE BOARD MEMBERS IS APPROVED: ELECT
ALEXANDER PROSCHOFSKY TO THE ADMINISTRATIVE BOARD
PROPOSAL #2.3.2: IF INCREASE IN NUMBER OF ISSUER YES FOR FOR
ADMINISTRATIVE BOARD MEMBERS IS APPROVED: ELECT
SABINE GLEISS TO THE ADMINISTRATIVE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conzzeta AG
TICKER: CON CUSIP: H16351118
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 11 PER ORDINARY SHARE CATEGORY A,
AND CHF 2.20 PER ORDINARY SHARE CATEGORY B
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT ERNST BAERTSCHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: REELECT ROLAND ABT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT MATTHIAS AUER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT WERNER DUBACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: REELECT PHILIP MOSIMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT URS RIEDENER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: REELECT JACOB SCHMIDHEINY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: REELECT ROBERT F. SPOERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT ERNST BAERTSCHI AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #6.1: APPOINT WERNER DUBACH AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT PHILIP MOSIMANN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3: APPOINT ROBERT F. SPOERRY AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 1.5 MILLION
PROPOSAL #7.3: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 7.7 MILLION
PROPOSAL #8: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: DESIGNATE MARIANNE SIEGER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COOKPAD INC
TICKER: 2193 CUSIP: J08696106
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANO, AKIMITSU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IWATA, RIMPEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KITAGAWA, TORU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YANAGISAWA, DAISUKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEGUCHI, KYOKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FUJII, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IGA, YASUYO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coolpad Group Limited
TICKER: 2369 CUSIP: G2418K100
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROCUREMENT FRAMEWORK AGREEMENT ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
PROPOSAL #2: ELECT LIU JIANGFENG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corbion NV
TICKER: CRBN CUSIP: N2334V109
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.a: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4.b: APPROVE DIVIDENDS OF EUR 0.56 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #4.c: APPROVE SPECIAL ALL CASH DIVIDEND OF ISSUER YES FOR FOR
EUR 0.44 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT T. DE RUITER TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #8: RE-ELECT M.F.J.P. VRIJSEN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #9.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 9.A
PROPOSAL #9.c: GRANT BOARD AUTHORITY TO ISSUE ISSUER YES FOR FOR
CUMULATIVE FINANCING PREFERENCE SHARES
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coreana Cosmetics Co.
TICKER: A027050 CUSIP: Y1756R107
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coretronic Corporation
TICKER: 5371 CUSIP: Y1756P150
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE CASH CAPITAL INCREASE BY ISSUER YES FOR FOR
ISSUANCE OF ORDINARY SHARES AND PARTICIPATE IN THE
ISSUANCE OF GLOBAL DEPOSITORY RECEIPT
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coromandel International Ltd.
TICKER: 506395 CUSIP: Y1754W140
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT A VELLAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT SUMIT BOSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SAMEER GOEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
SAMEER GOEL AS MANAGING DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
S GOVINDARAJAN AS MANAGING DIRECTOR
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coromandel International Ltd.
TICKER: 506395 CUSIP: Y1754W140
MEETING DATE: 1/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EMPLOYEE STOCK OPTION PLAN 2016 ISSUER YES FOR FOR
(ESOP 2016) AND STOCK OPTION PLAN GRANTS TO EMPLOYEES
OF THE COMPANY UNDER THE ESOP 2016
PROPOSAL #3: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES FOR FOR
EMPLOYEES OF SUBSIDIARIES UNDER THE ESOP 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corona Corp.
TICKER: 5909 CUSIP: J0829N108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 14
PROPOSAL #2.1: ELECT DIRECTOR UCHIDA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOBAYASHI, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TSURUMAKI, SATORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OSABE, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SEKIYA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SEITA, HISAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAZAMA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SATO, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIBUKI, HIDEHARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KOIKE, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RETIREMENT BONUS FOR DIRECTORS ISSUER YES AGAINST AGAINST
WHO ARE NOT AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coronation Fund Managers Ltd
TICKER: CML CUSIP: S19537109
MEETING DATE: 2/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: RE-ELECT LULAMA BOYCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: RE-ELECT JOCK MCKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: RE-ELECT ALEXANDRA WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DR HUGO NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY AND MP RAPSON AS THE DESIGNATED AUDIT
PARTNER
PROPOSAL #3a: RE-ELECT ALEXANDRA WATSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #3b: RE-ELECT SHAMS PATHER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3c: RE-ELECT JOCK MCKENZIE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #3d: ELECT DR HUGO NELSON AS MEMBER OF THE ISSUER YES AGAINST AGAINST
AUDIT AND RISK COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporacion Financiera Alba S.A.
TICKER: ALB CUSIP: E33391132
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #5.1: REELECT JOSE DOMINGO DE AMPUERO OSMA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.2: REELECT CRISTINA GARMENDIA MENDIZABAL ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.3: REELECT JOSE RAMON DEL CANO PALOP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7.1: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE AND CAPITAL ISSUER YES FOR FOR
REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #11: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporacion Geo S.A.B. de C.V.
TICKER: GEO B CUSIP: P3142C117
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY OR AMEND AGREEMENTS ADOPTED BY ISSUER YES AGAINST AGAINST
DIRECTORS AT MEETING CONVENED ON OCT. 18, 2016 RE:
ORGANIZATIONAL STRUCTURE OF COMPANY
PROPOSAL #2: RATIFY OR ELECT DIRECTORS AND CHAIRMAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporacion Geo S.A.B. de C.V.
TICKER: GEO B CUSIP: P3142C117
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporacion Geo S.A.B. de C.V.
TICKER: GEO B CUSIP: P3142C117
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE CEO'S AND EXTERNAL AUDITOR ISSUER YES FOR FOR
REPORT; ACCEPT BOARD'S OPINION ON CEO'S REPORT
PROPOSAL #3: APPROVE ANNUAL REPORTS OF AUDIT AND ISSUER YES FOR FOR
CORPORATE PRACTICES COMMITTEE
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #6: ELECT OR RATIFY DIRECTORS AND SECRETARY; ISSUER YES AGAINST AGAINST
VERIFY INDEPENDENCE CLASSIFICATION OF BOARD MEMBERS
PROPOSAL #7: ELECT OR RATIFY CHAIRMAN, MEMBERS AND ISSUER YES AGAINST AGAINST
SECRETARY OF AUDIT COMMITTEE AND CORPORATE PRACTICES
COMMITTEES
PROPOSAL #8: APPROVE REMUNERATION OF CHAIRMAN, ISSUER YES FOR FOR
DIRECTORS, SECRETARY AND MEMBERS OF AUDIT AND
CORPORATE PRACTICES COMMITTEE
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporacion Inmobiliaria Vesta, S.A.B. de C.V.
TICKER: VESTA * CUSIP: P9781N108
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITED AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE CEO'S REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BOARD'S REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CASH DIVIDENDS, CONSIDERING ISSUER YES FOR FOR
CURRENT DIVIDEND POLICY AND BOARD'S RECOMMENDATION
PROPOSAL #6: AUTHORIZE EXTENSION OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #7: APPROVE REPORT OF AUDIT, CORPORATE ISSUER YES FOR FOR
PRACTICES, INVESTMENT, ETHICS, DEBT AND CAPITAL, AND
SOCIAL AND ENVIRONMENTAL RESPONSIBILITY COMMITTEES
PROPOSAL #8: ELECT OR RATIFY DIRECTORS; ELECT ISSUER YES FOR FOR
CHAIRMEN OF AUDIT AND CORPORATE PRACTICES COMMITTEES,
AND APPROVE THEIR REMUNERATION
PROPOSAL #9: APPOINTMENT OF LEGAL REPRESENTATIVES ISSUER YES FOR FOR
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ISSUER: Corporate Travel Management Ltd.
TICKER: CTD CUSIP: Q2909K105
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR N/A
PROPOSAL #2: ELECT TONY BELLAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ROBERT J. NATTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LAURA RUFFLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #6: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
THE VENDORS OF MONTROSE TRAVEL
PROPOSAL #7: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
THE VENDORS TRAVIZON TRAVEL
PROPOSAL #8: RATIFY THE PAST ISSUANCE OF SHARES TO ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #9: APPROVE THE SHARE APPRECIATION RIGHTS ISSUER YES FOR N/A
PLAN
PROPOSAL #10: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #11: APPROVE THE GRANT OF SHARE APPRECIATION ISSUER YES FOR N/A
RIGHTS TO LAURA RUFFLES, EXECUTIVE DIRECTOR OF THE
COMPANY
PROPOSAL #12: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
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ISSUER: Corporation Bank Ltd.
TICKER: 532179 CUSIP: Y1755Q183
MEETING DATE: 9/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES TO GOVERNMENT ISSUER YES FOR FOR
OF INDIA
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ISSUER: Corporation Bank Ltd.
TICKER: 532179 CUSIP: Y1755Q183
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
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ISSUER: Cosan S.A. Industria e Comercio
TICKER: CSAN3 CUSIP: P31573101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #5.1: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL MEMBERS AND RE-RATIFY
REMUNERATION OF COMPANY'S MANAGEMENT AND FISCAL
COUNCIL MEMBERS FOR FISCAL YEAR 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosan S.A. Industria e Comercio
TICKER: CSAN3 CUSIP: P31573101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT AND FISCAL COUNCIL MEMBERS AND RE-RATIFY
REMUNERATION OF COMPANY'S MANAGEMENT AND FISCAL
COUNCIL MEMBERS FOR FISCAL YEAR 2016
PROPOSAL #2: CHANGE LOCATION OF COMPANY HEADQUARTERS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CAPITAL INCREASES RE: EXERCISE OF ISSUER YES FOR FOR
STOCK OPTIONS
PROPOSAL #4: AUTHORIZE CAPITALIZATION OF RESERVES AND ISSUER YES FOR FOR
AMEND ARTICLE 5 ACCORDINGLY
PROPOSAL #5: AMEND ARTICLES 21 AND 23 ISSUER YES FOR FOR
PROPOSAL #6: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosco Capital, Inc.
TICKER: COSCO CUSIP: Y1765W105
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CALL TO ORDER ISSUER YES FOR FOR
PROPOSAL #2: PROOF OF NOTICE AND QUORUM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE MINUTES OF THE PREVIOUS ISSUER YES FOR FOR
ANNUAL STOCKHOLDERS' MEETING AND RATIFY ALL ACTS AND
RESOLUTIONS OF THE BOARD OF DIRECTORS AND MANAGEMENT
FROM THE DATE OF THE LAST STOCKHOLDERS' MEETING
PROPOSAL #4: APPROVE MESSAGE OF THE CHAIRMAN AND THE ISSUER YES FOR FOR
PRESIDENT AND THE AUDITED FINANCIAL STATEMENTS AS OF
DEC. 31, 2016
PROPOSAL #5: ELECT LUCIO L. CO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SUSAN P. CO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LEONARDO B. DAYAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT EDUARDO HERNANDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT LEVI LABRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ROBERTO JUANCHITO T. DISPO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: ELECT ROBERT COKENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT OSCAR REYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT BIENVENIDO LAGUESMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPOINT RG MANABAT & COMPANY AS ISSUER YES FOR FOR
EXTERNAL AUDITOR
PROPOSAL #15: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #16: ADJOURNMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Corporation (Singapore) Limited
TICKER: F83 CUSIP: Y1764Z208
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: ELECT WANG KAI YUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIANG YAN FENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT GU JING SONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LI XI BEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Corporation (Singapore) Limited
TICKER: F83 CUSIP: Y1764Z208
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MANDATE FOR INTERESTED PERSON ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO International Holdings Ltd.
TICKER: 517 CUSIP: G8114Z101
MEETING DATE: 11/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND ADOPT CHINESE ISSUER YES FOR FOR
NAME
PROPOSAL #2A: ELECT ZHU JIANHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT LIU GANG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosco Pacific Limited
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 7/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND ADOPT CHINESE ISSUER YES FOR FOR
NAME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES OF PROCEDURES FOR GENERAL ISSUER YES FOR FOR
MEETINGS
PROPOSAL #2.1: APPROVE MASTER VESSEL CHARTER SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.2: APPROVE MASTER OPERATING LEASE SHAREHOLDER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.3: APPROVE MASTER FINANCE LEASE SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.4: APPROVE MASTER FACTORING SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.5: APPROVE MASTER VESSEL SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.6: APPROVE MASTER CONTAINERS SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT IN RESPECT OF PROVISION OF PRODUCTS AND
SERVICES BY CS GROUP, PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #2.7: APPROVE MASTER CONTAINERS SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT IN RESPECT OF PROVISION OF PRODUCTS AND
SERVICES TO CS GROUP, PROPOSED ANNUAL CAPS AND
RELATED TRANSACTIONS
PROPOSAL #2.8: APPROVE MASTER FINANCIAL SERVICES SHAREHOLDER YES FOR FOR
AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.9: APPROVE FLORENS FINANCE FINANCIAL SHAREHOLDER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
PROPOSAL #2.10: APPROVE MASTER CS FINANCE FINANCIAL SHAREHOLDER YES FOR FOR
SERVICES AGREEMENT, PROPOSED ANNUAL CAPS AND RELATED
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE METHOD AND TIME OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.4: APPROVE PRICE DETERMINATION DATE, ISSUER YES FOR FOR
ISSUE PRICE AND PRICING PRINCIPLES IN RELATION TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.5: APPROVE NUMBER OF A SHARES TO BE ISSUER YES FOR FOR
ISSUED AND METHOD OF SUBSCRIPTION IN RELATION TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE PLACE OF LISTING OF THE A ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.9: APPROVE DISTRIBUTION OF PROFIT PRIOR ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #4: APPROVE CS SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RESOLUTION IN RELATION TO THE CS ISSUER YES FOR FOR
SUBSCRIPTION UNDER THE PRC LAWS AND REGULATION
PROPOSAL #6: APPROVE WHITEWASH WAIVER IN RELATION TO ISSUER YES FOR FOR
THE CS SUBSCRIPTION
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALL TRANSACTIONS UNDER THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES WHICH
CONSTITUTES A SPECIAL DEAL
PROPOSAL #9: APPROVE SPECIFIC MANDATE TO ISSUE A ISSUER YES FOR FOR
SHARES
PROPOSAL #10: AUTHORIZE BOARD AND ANY PERSON ISSUER YES FOR FOR
AUTHORIZED BY THE BOARD TO HANDLE ALL MATTERS IN
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #11: APPROVE SATISFACTION OF CRITERIA FOR ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #12: APPROVE EXEMPTION FROM THE PREPARATION ISSUER YES FOR FOR
OF A REPORT ON THE UTILIZATION OF PROCEEDS FROM
PREVIOUS FUND RAISING
PROPOSAL #13: APPROVE SHAREHOLDERS' RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMEDIAL MEASURES REGARDING ISSUER YES FOR FOR
DILUTION ON CURRENT RETURNS AND THE IMPACT ON THE
COMPANY'S MAJOR FINANCIAL INDICATORS BY THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #15: APPROVE UNDERTAKINGS BY THE COMPANY'S ISSUER YES FOR FOR
CONTROLLING SHAREHOLDERS, DIRECTORS AND SENIOR
MANAGEMENT WITH REGARDS TO THE REMEDIAL MEASURES
REGARDING DILUTION ON CURRENT RETURNS BY THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #16: APPROVE WHITEWASH WAIVER IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES AND CS
SUBSCRIPTION AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CLASS AND PAR VALUE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED IN RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE METHOD AND TIME OF ISSUANCE IN ISSUER YES FOR FOR
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.4: APPROVE PRICE DETERMINATION DATE, ISSUER YES FOR FOR
ISSUE PRICE AND PRICING PRINCIPLES IN RELATION TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.5: APPROVE NUMBER OF A SHARES TO BE ISSUER YES FOR FOR
ISSUED AND METHOD OF SUBSCRIPTION IN RELATION TO THE
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.6: APPROVE LOCK-UP PERIOD IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE PLACE OF LISTING OF THE A ISSUER YES FOR FOR
SHARES TO BE ISSUED
PROPOSAL #1.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.9: APPROVE DISTRIBUTION OF PROFIT PRIOR ISSUER YES FOR FOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.10: APPROVE VALIDITY PERIOD OF RESOLUTION ISSUER YES FOR FOR
IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #3: APPROVE CS SUBSCRIPTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALL TRANSACTIONS UNDER THE ISSUER YES FOR FOR
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES WHICH
CONSTITUTES A SPECIAL DEAL
PROPOSAL #5: APPROVE SPECIFIC MANDATE TO ISSUE A ISSUER YES FOR FOR
SHARES
PROPOSAL #6: AUTHORIZE BOARD AND ANY PERSON ISSUER YES FOR FOR
AUTHORIZED BY THE BOARD TO HANDLE ALL MATTERS IN
RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND RULES OF PROCEDURE OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: AMEND RULES OF PROCEDURE OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ADJUSTMENT TO THE METHOD AND ISSUER YES FOR FOR
TIME OF ISSUANCE IN RELATION TO THE REVISED PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE ADJUSTMENT TO THE TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE, ISSUE PRICE AND PRICING
PRINCIPLES IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.4: APPROVE ADJUSTMENT TO THE NUMBER OF A ISSUER YES FOR FOR
SHARES TO BE ISSUED AND METHOD OF SUBSCRIPTION IN
RELATION TO THE REVISED PROPOSED NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.5: APPROVE ADJUSTMENT TO THE LOCK-UP ISSUER YES FOR FOR
PERIOD IN RELATION TO THE REVISED PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.6: APPROVE ADJUSTMENT TO THE USE OF ISSUER YES FOR FOR
PROCEEDS IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE ADJUSTMENT TO THE VALIDITY ISSUER YES FOR FOR
PERIOD OF RESOLUTION IN RELATION TO THE REVISED
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES (REVISED)
PROPOSAL #3: APPROVE FEASIBILITY REPORT ON THE USE OF ISSUER YES FOR FOR
PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES
(REVISED)
PROPOSAL #4: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
COSCO SUBSCRIPTION AGREEMENT
PROPOSAL #5: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
COSCO SUBSCRIPTION CONSTITUTING A CONNECTED
TRANSACTION UNDER THE RELEVANT PRC LAWS AND
PROPOSAL #6: APPROVE SPECIFIC MANDATE TO ISSUE SHARES ISSUER YES FOR FOR
UNDER THE REVISED PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
PROPOSAL #7: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
CONNECTION WITH THE REVISED PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #8: APPROVE WAIVER OF COSCO SHIPPING'S ISSUER YES FOR FOR
OBLIGATION TO OFFER SECURITIES IN RELATION TO THE
COSCO SUBSCRIPTION UNDER THE RELEVANT PRC LAWS AND
REGULATIONS
PROPOSAL #9: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
SATISFACTION OF THE CRITERIA FOR NON-PUBLIC ISSUANCE
OF A SHARES OF THE COMPANY
PROPOSAL #10: APPROVE REMEDIAL MEASURES REGARDING ISSUER YES FOR FOR
DILUTION ON CURRENT RETURNS AND THE IMPACT ON THE
COMPANY'S MAJOR FINANCIAL INDICATORS BY THE NON-
PUBLIC ISSUANCE OF A SHARES (REVISED)
PROPOSAL #11: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
APPLICATION FOR LOANS FROM CHINA BOHAI BANK CO., LTD.
BY COSCO SHIPPING LEASING CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 2866 CUSIP: Y1513C104
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE ADJUSTMENT TO THE METHOD AND ISSUER YES FOR FOR
TIME OF ISSUANCE IN RELATION TO THE REVISED PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.2: APPROVE ADJUSTMENT TO THE TARGET ISSUER YES FOR FOR
SUBSCRIBERS IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.3: APPROVE ADJUSTMENT TO THE PRICE ISSUER YES FOR FOR
DETERMINATION DATE, ISSUE PRICE AND PRICING
PRINCIPLES IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.4: APPROVE ADJUSTMENT TO THE NUMBER OF A ISSUER YES FOR FOR
SHARES TO BE ISSUED AND METHOD OF SUBSCRIPTION IN
RELATION TO THE REVISED PROPOSED NON-PUBLIC ISSUANCE
OF A SHARES
PROPOSAL #1.5: APPROVE ADJUSTMENT TO THE LOCK-UP ISSUER YES FOR FOR
PERIOD IN RELATION TO THE REVISED PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
PROPOSAL #1.6: APPROVE ADJUSTMENT TO THE USE OF ISSUER YES FOR FOR
PROCEEDS IN RELATION TO THE REVISED PROPOSED NON-
PUBLIC ISSUANCE OF A SHARES
PROPOSAL #1.7: APPROVE ADJUSTMENT TO THE VALIDITY ISSUER YES FOR FOR
PERIOD OF RESOLUTION IN RELATION TO THE REVISED
PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #2: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
NON-PUBLIC ISSUANCE OF A SHARES (REVISED)
PROPOSAL #3: APPROVE RESOLUTION IN RELATION TO THE ISSUER YES FOR FOR
COSCO SUBSCRIPTION AGREEMENT
PROPOSAL #4: APPROVE SPECIFIC MANDATE TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZEBOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
CONNECTION WITH THE REVISED PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Development Co Ltd
TICKER: 02866 CUSIP: Y1513C104
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE WORK REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #4: APPROVE AUDITED FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
AUDITORS' REPORT
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #8a: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS PRC AUDITOR AND AUTHORIZE AUDIT
COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8b: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS INTERNAL CONTROL AUDITOR AND
AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #8c: APPROVE ERNST & YOUNG , HONG KONG ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL AUDITOR
AND AUTHORIZE AUDIT COMMITTEE OF THE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #9: APPROVE ASSIGNMENT AND NOVATION ISSUER YES FOR FOR
AGREEMENTS
PROPOSAL #10: APPROVE CAPITAL CONTRIBUTION LETTER OF SHAREHOLDER YES FOR FOR
INTENT DATED MAY 26, 2017
PROPOSAL #11: APPROVE PROVISIONS OF GUARANTEES SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Energy Transportation Co., Ltd.
TICKER: 1138 CUSIP: Y1503Y108
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE 2016 FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7A: APPROVE BAKER TILLY CHINA CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS DOMESTIC AUDITOR
PROPOSAL #7B: APPROVE BAKER TILLY HONG KONG LIMITED ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS INTERNATIONAL AUDITOR
PROPOSAL #7C: APPROVE BAKER TILLY CHINA AS INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #8: APPROVE GUARANTEE FOR CHINA SHIPPING ISSUER YES FOR FOR
DEVELOPMENT (HONG KONG) MARINE CO., LIMITED AND
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Holdings Co Ltd
TICKER: 1919 CUSIP: Y1455B106
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE MASTER GENERAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.2: APPROVE MASTER VESSEL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.3: APPROVE MASTER CONTAINER SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.4: APPROVE MASTER SEAMEN LEASING ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.5: APPROVE FREIGHT FORWARDING MASTER ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.6: APPROVE MASTER PORT SERVICES AGREEMENT ISSUER YES FOR FOR
AND RELEVANT ANNUAL CAPS
PROPOSAL #1.7: APPROVE MASTER PREMISES LEASING ISSUER YES FOR FOR
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.8: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
AND RELEVANT ANNUAL CAPS
PROPOSAL #1.9: APPROVE MASTER VESSEL AND CONTAINER ISSUER YES FOR FOR
ASSET SERVICES AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #1.10: APPROVE TRADEMARK LICENCE AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT WANG HAIMIN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
WANG HAIMIN
PROPOSAL #2.2: ELECT ZHANG WEI AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT
WITH ZHANG WEI
PROPOSAL #2.3: ELECT FENG BOMING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
FENG BOMING
PROPOSAL #2.4: ELECT ZHANG WEI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR AND AUTHORIZE BOARD TO ENTER INTO A SERVICE
CONTRACT WITH ZHANG WEI
PROPOSAL #2.5: ELECT CHEN DONG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
CHEN DONG
PROPOSAL #2.6: ELECT MA JIANHUA AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
MA JIANHUA
PROPOSAL #3: ELECT HAO WENYI AS SUPERVISOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO ENTER INTO A SERVICE CONTRACT WITH
HAO WENYI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Holdings Co Ltd
TICKER: 1919 CUSIP: Y1455B106
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: ACCEPT 2016 FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROVISION OF EXTERNAL GUARANTEES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF THE BOARD AND ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS SHAREHOLDER YES FOR FOR
INTERNATIONAL AUDITORS AND RUIHUA CERTIFIED PUBLIC
ACCOUNTANTS, LLP AS DOMESTIC AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8.1: ELECT WAN MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT HUANG XIAOWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT XU ZUNWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: ELECT MA JIANHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.5: ELECT WANG HAIMIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.6: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.7: ELECT FENG BOMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.8: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.9: ELECT CHEN DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT YANG LIANG-YEE, PHILIP AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT WU DAWEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT ZHOU ZHONGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.4: ELECT KENNETH C.K. KOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.5: ELECT TEO SIONG SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.1: ELECT FU XIANGYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.2: ELECT HAO WENYI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.3: ELECT MENG YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.4: ELECT ZHANG JIANPING AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Holdings Co Ltd
TICKER: 01919 CUSIP: Y1455B106
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHIPBUILDING ASSIGNMENT ISSUER YES FOR FOR
AGREEMENTS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING International (Hong Kong) Co., Ltd.
TICKER: 00517 CUSIP: G8114Z101
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW MASTER SUPPLY AGREEMENT, THE ISSUER YES FOR FOR
CAPS AND RELATED TRANSACTIONS
PROPOSAL #2: APPROVE NEW MASTER PURCHASE AGREEMENT, ISSUER YES FOR FOR
THE CAPS AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE NEW FUEL OIL MASTER AGREEMENT, ISSUER YES FOR FOR
THE CAPS AND RELATED TRANSACTIONS
PROPOSAL #4: APPROVE NEW FINANCIAL SERVICES MASTER ISSUER YES FOR FOR
AGREEMENT, THE CAPS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING International (Hong Kong) Co., Ltd.
TICKER: 00517 CUSIP: G8114Z101
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING International (Hong Kong) Co., Ltd.
TICKER: 517 CUSIP: G8114Z101
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3a: ELECT TSUI YIU WA, ALEC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ALEXANDER REID HAMILTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO Shipping Ports Limited
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 10/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW FINANCIAL SERVICES MASTER ISSUER YES FOR FOR
AGREEMENT AND DEPOSIT TRANSACTIONS, RELEVANT ANNUAL
CAPS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Ports Limited
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSACTION AGREEMENT AND THE ISSUER YES FOR FOR
STRATEGIC CO-OPERATION AGREEMENT AND RELATED
TRANSACTIONS
PROPOSAL #2: ELECT FENG BOMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHANG WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHEN DONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAN KA LOK AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSCO SHIPPING Ports Limited
TICKER: 1199 CUSIP: G2442N104
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1a: ELECT DENG HUANGJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1b: ELECT XU ZUNWU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1c: ELECT WONG TIN YAU, KELVIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1d: ELECT FAN HSU LAI TAI, RITA AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.1e: ELECT ADRIAN DAVID LI MAN KIU AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosel Co. Ltd.
TICKER: 6905 CUSIP: J08306102
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TANIKAWA, MASATO ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR YAMAKAGE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIYOSAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KONISHI, YUKICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAITO, MORIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YASUDA, ISAO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MANO, TATSUYA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR UCHIDA, YASURO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosmax BTI Inc.
TICKER: A044820 CUSIP: Y17652101
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT SEO SEONG-SEOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT HWANG YOUNG-IL AS ISSUER YES FOR FOR
OUTSIDEDIRECTOR
PROPOSAL #3: APPOINT KO GWANG-SE AS INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosmax, Inc.
TICKER: A192820 CUSIP: Y1R696106
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT LEE GYEONG-SU AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CHOI GYEONG AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #2.3: ELECT LEE SANG-WOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT LEE WAN-GYEONG AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosmo Energy Holdings Co., Ltd.
TICKER: 5021 CUSIP: J08906109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR MORIKAWA, KEIZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIRIYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OE, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKI, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORIYAMA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MUSABBEH AL KAABI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KHALIFA AL SUWAIDI ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KANNO, SAKAE
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MIYAMOTO, TERUO
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OTAKI, KATSUHISA
PROPOSAL #4.1: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER YUKAWA, SOICHI
PROPOSAL #4.2: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER KITAWAKI, TAKEHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosmo Lady (China) Holdings Company Limited
TICKER: 2298 CUSIP: G24442108
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHENG YAONAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHENG ZUMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT YAU CHI MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosmo Pharmaceuticals NV
TICKER: COPN CUSIP: N22785104
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: OPPORTUNITY TO APPOINT A NON-EXECUTIVE ISSUER YES AGAINST AGAINST
BOARD MEMBER
PROPOSAL #8: APPROVE REMUNERATION OF EXECUTIVE AND ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #9: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
INCLUDING PROTECTIVE PREFERENCE SHARES
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: RATIFY BDO AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSMOS PHARMACEUTICAL CORP
TICKER: 3349 CUSIP: J08959108
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR UNO, MASATERU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWASHITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWASAKI, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKEMORI, MOTOI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBATA, FUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UNO, YUKITAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOKOYAMA, HIDEAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COSON Co. Ltd.
TICKER: A069110 CUSIP: Y69756107
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT HEO GYEONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Costa Group Holdings Limited
TICKER: CGC CUSIP: Q29284108
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT TIFFANY FULLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JANETTE KENDALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO HARRY DEBNEY
PROPOSAL #6: APPROVE THE GRANT OF OPTIONS TO HARRY ISSUER YES FOR FOR
DEBNEY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cott Corporation
TICKER: COT CUSIP: 22163N106
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK BENADIBA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY FOWDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN H. HALPERIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BETTY JANE (BJ) HESS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARIO PILOZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW PROZES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GRAHAM SAVAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE REDUCTION IN STATED CAPITAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Country Garden Holdings Company Ltd.
TICKER: 2007 CUSIP: G24524103
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT XIE SHUTAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT SONG JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT LIANG GUOKUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT SU BAIYUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT CHEN CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a6: ELECT LAI MING, JOSEPH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a7: ELECT YEUNG KWOK ON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX THE REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Countryside Properties PLC
TICKER: CSP CUSIP: G24556170
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DAVID HOWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT IAN SUTCLIFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT REBECCA WORTHINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT FEDERICO CANCIANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JAMES VAN STEENKISTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT AMANDA BURTON AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #9: ELECT BARONESS SALLY MORGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT RICHARD ADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Countrywide plc
TICKER: CWD CUSIP: G31610101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PETER LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DAVID WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ALISON PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JIM CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CALEB KRAMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RICHARD ADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT CATHERINE TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JANE LIGHTING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RUPERT GAVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: APPROVE WAIVER ON TENDER-BID ISSUER YES AGAINST AGAINST
REQUIREMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cover-More Group Ltd
TICKER: CVO CUSIP: Q2935J106
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT STEPHEN LOOSLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT TREVOR MATTHEWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR N/A
PROPOSAL #4: APPROVE THE GRANT OF SHARES TO MIKE ISSUER YES FOR FOR
EMMETT, GROUP CHIEF EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #5: APPROVE THE GRANT OF RIGHTS TO MIKE ISSUER YES FOR FOR
EMMETT, GROUP CHIEF EXECUTIVE OFFICER OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cover-More Group Ltd
TICKER: CVO CUSIP: Q2935J106
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
BETWEEN COVER-MORE GROUP LIMITED AND ITS SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covestro AG
TICKER: 1COV CUSIP: D0R41Z100
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.35 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coway Co. Ltd.
TICKER: A021240 CUSIP: Y1786S109
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YOON JONG-HA AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT KIM GWANG-IL AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coway Co. Ltd.
TICKER: A021240 CUSIP: Y1786S109
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEE HAE-SEON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coway Co. Ltd.
TICKER: A021240 CUSIP: Y1786S109
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT YOON JONG-HA AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT BU JAE-HUN AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #4.3: ELECT KIM GWANG-IL AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #4.4: ELECT PARK TAE-HYEON AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #4.5: ELECT CHOI YEON-SEOK AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #4.6: ELECT LEE JUNG-SIK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT LEE JUN-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cox & Kings Ltd
TICKER: 533144 CUSIP: Y17730113
MEETING DATE: 9/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT URRSHILA KERKAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHATURVEDI & SHAH AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CP All PCL
TICKER: CPALL CUSIP: Y1772K169
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5.1: ELECT PRASERT JARUPANICH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT NARONG CHEARAVANONT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT PITTAYA JEARAVISITKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT PIYAWAT TITASATTAVORAKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.5: ELECT UMROONG SANPHASITVONG AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PHOOMCHAI AUDIT LTD. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: 126153105
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE PRELIMINARY ACQUISITION OF AES ISSUER YES FOR FOR
SUL DISTRIBUIDORA GAUCHA DE ENERGIA S.A. (AES SUL)
PROPOSAL #b: ACCEPT RESIGNATION OF LICIO DA COSTA ISSUER YES FOR FOR
RAIMUNDO AND ELECT DANILO FERREIRA DA SILVA AS FISCAL
COUNCIL MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: 126153105
MEETING DATE: 2/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: FIX NUMBER AND ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #b: FIX NUMBER AND ELECT FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: 126153105
MEETING DATE: 3/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CONVERSION OF COMPANY'S ISSUER YES AGAINST AGAINST
ISSUER REGISTRATION FROM CATEGORY A TO CATEGORY B AND
APPROVE COMPANY'S DELISTING FROM THE NOVO MERCADO
SEGMENT OF THE SAO PAULO STOCK EXCHANGE
PROPOSAL #2.1: APPOINT BNP PARIBAS BRASIL S.A. TO ISSUER YES AGAINST N/A
PREPARE VALUATION REPORT FOR THE DELISTING TENDER
OFFER FROM THE NOVO MERCADO SEGMENT OF THE SAO PAULO
STOCK EXCHANGE
PROPOSAL #2.2: APPOINT BANCO DE INVESTIMENTO CREDIT ISSUER YES FOR N/A
SUISSE (BRASIL) S.A. TO PREPARE VALUATION REPORT FOR
THE DELISTING TENDER OFFER FROM THE NOVO MERCADO
SEGMENT OF THE SAO PAULO STOCK EXCHANGE
PROPOSAL #2.3: APPOINT DEUTSCHE BANK S.A. - BANCO ISSUER YES AGAINST N/A
ALEMAO TO PREPARE VALUATION REPORT FOR THE DELISTING
TENDER OFFER FROM THE NOVO MERCADO SEGMENT OF THE SAO
PAULO STOCK EXCHANGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: 126153105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #b: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #c: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d.1: ELECT YUHAI HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #d.2: ELECT DAOBIAO CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #d.3: ELECT YAN QU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #d.4: ELECT YUMENG ZHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #d.5: ELECT ANDRE DORF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #d.6: ELECT ANTONIO KANDIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #d.7: ELECT MARCELO AMARAL MORAES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #e.1: ELECT YUEHUI PAN AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND CHENGGANG LIU AS ALTERNATE
PROPOSAL #e.2: ELECT RAN ZHANG AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND JIA JIA AS ALTERNATE
PROPOSAL #e.3: ELECT RICARDO FLORENCE DOS SANTOS AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE
PROPOSAL #f: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #g: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #h: RECTIFY AND RATIFY REMUNERATION OF ISSUER YES AGAINST AGAINST
COMPANY'S MANAGEMENT FOR 2016
PROPOSAL #i: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #j: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRELIMINARY ACQUISITION OF AES ISSUER YES FOR FOR
SUL DISTRIBUIDORA GAUCHA DE ENERGIA S.A. (AES SUL)
PROPOSAL #2: ACCEPT RESIGNATION OF LICIO DA COSTA ISSUER YES FOR FOR
RAIMUNDO AND ELECT DANILO FERREIRA DA SILVA AS FISCAL
COUNCIL MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 2/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT YUHAI HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DAOBIAO CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT YAN QU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT YUMENG ZHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT ANDRE DORF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT ANTONIO KANDIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #6: IN CASE OF A MINORITY SEPARATE ELECTION, SHAREHOLDER YES ABSTAIN N/A
WOULD YOU LIKE TO CAST VOTES TO THE MINORITY NOMINEE
WHO INDIVIDUALLY OBTAINS THE LARGEST NUMBER OF
PROPOSAL #7: FIX NUMBER OF FISCAL COUNCIL MEMBERS AT ISSUER YES FOR FOR
THREE
PROPOSAL #8.1: ELECT YUEHUI PAN AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND CHENGGANG LIU AS ALTERNATE
PROPOSAL #8.2: ELECT RAN ZHANG AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND JIA JIA AS ALTERNATE
PROPOSAL #8.3: ELECT LUIZ AUGUSTO MARQUES PAES AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE
PROPOSAL #9: ELECT FISCAL COUNCIL MEMBER APPOINTED BY SHAREHOLDER YES ABSTAIN N/A
MINORITY SHAREHOLDER
PROPOSAL #10: IN CASE OF A MINORITY SEPARATE SHAREHOLDER YES ABSTAIN N/A
ELECTION, WOULD YOU LIKE TO CAST VOTES TO THE
MINORITY NOMINEE WHO INDIVIDUALLY OBTAINS THE LARGEST
PROPOSAL #11: IN THE EVENT OF A SECOND CALL OF THIS ISSUER YES FOR FOR
EXTRAORDINARY GENERAL MEETING, THE VOTING
INSTRUCTIONSCONTAINED IN THIS PROXY CARD MAY ALSO BE
CONSIDERED FOR THE SECOND CALL?
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 3/27/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE CONVERSION OF COMPANY'S ISSUER YES AGAINST AGAINST
ISSUER REGISTRATION FROM CATEGORY A TO CATEGORY B AND
APPROVE COMPANY'S DELISTING FROM THE NOVO MERCADO
SEGMENT OF THE SAO PAULO STOCK EXCHANGE
PROPOSAL #2.1: APPOINT BNP PARIBAS BRASIL S.A. TO ISSUER NO N/A N/A
PREPARE VALUATION REPORT FOR THE DELISTING TENDER
OFFER FROM THE NOVO MERCADO SEGMENT OF THE SAO PAULO
STOCK EXCHANGE
PROPOSAL #2.2: APPOINT BANCO DE INVESTIMENTO CREDIT ISSUER YES FOR N/A
SUISSE (BRASIL) S.A. TO PREPARE VALUATION REPORT FOR
THE DELISTING TENDER OFFER FROM THE NOVO MERCADO
SEGMENT OF THE SAO PAULO STOCK EXCHANGE
PROPOSAL #2.3: APPOINT DEUTSCHE BANK S.A. - BANCO ISSUER NO N/A N/A
ALEMAO TO PREPARE VALUATION REPORT FOR THE DELISTING
TENDER OFFER FROM THE NOVO MERCADO SEGMENT OF THE SAO
PAULO STOCK EXCHANGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT YUHAI HU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DAOBIAO CHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT YANG QU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT YUMENG ZHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT ANDRE DORF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT ANTONIO KANDIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT MARCELO AMARAL MORAES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.8: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #5.1: ELECT YUEHUI PAN AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND CHENGGANG LIU AS ALTERNATE
PROPOSAL #5.2: ELECT RAN ZHANG AS FISCAL COUNCIL ISSUER YES FOR FOR
MEMBER AND JIA JIA AS ALTERNATE
PROPOSAL #5.3: ELECT LUIZ AUGUSTO MARQUES PAES AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER AND REGINALDO FERREIRA
ALEXANDRE AS ALTERNATE
PROPOSAL #5.4: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPFL Energia S.A.
TICKER: CPFE3 CUSIP: P3179C105
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECTIFY AND RATIFY REMUNERATION OF ISSUER YES FOR FOR
COMPANY'S MANAGEMENT FOR 2016
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPMC Holdings Limited
TICKER: 906 CUSIP: Y17739106
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHANG XIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHANG YE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LI JIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHEN QIANZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT CHENG YUK WO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT FU TINGMEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPMC Holdings Ltd.
TICKER: 906 CUSIP: Y17739106
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE EMPLOYEE SUBSCRIPTION AGREEMENTS ISSUER YES FOR FOR
AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPMC Holdings Ltd.
TICKER: 906 CUSIP: Y17739106
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT, RELEVANT DEPOSIT CAP AND RELATED
TRANSACTIONS
PROPOSAL #2: ELECT PUN TIT SHAN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cramo Oyj
TICKER: CRA1V CUSIP: X1676B118
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.75 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 70,000 FOR CHAIRMAN, EUR 40,000 FOR
DEPUTY CHAIRMAN, AND EUR 35,000 FOR OTHER DIRECTORS;
APPROVE MEETING FEES
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT PERTTU LOUHILUOTO, PETER ISSUER YES FOR FOR
NILSSON, JOAKIM RUBIN, RAIMO SEPPANEN, ERKKI STENBERG
AND CAROLINE SUNDEWALL AS DIRECTORS; ELECT VELI-
MATTI REINIKKALA (CHAIRMAN) AS NEW DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 4.4 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17: ADOPT RULES FOR NOMINATING COMMITTEE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Create Restaurants Holdings, Inc.
TICKER: 3387 CUSIP: J09115106
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6.5
PROPOSAL #2.1: ELECT DIRECTOR GOTO, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKAMOTO, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWAI, JUN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TANAKA, TAKAKAZU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIMAMURA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER MATSUOKA, KAZUOMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Create SD Holdings Co., Ltd.
TICKER: 3148 CUSIP: J09178104
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR YAMAMOTO, HISAO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HIROSE, TAIZO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAMOTO, ITSUKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAITO, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKAURA, SHIGETO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KASAKAWA, KUNIAKI ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER AMPO, YOKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credicorp Ltd.
TICKER: BAP CUSIP: G2519Y108
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF CREDICORP AND ITS SUBSIDIARIES FOR FY
2016, INCLUDING EXTERNAL AUDITORS' REPORT
PROPOSAL #2: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS OF CREDICORP AND ITS SUBSIDIARIES FOR FY
2016, INCLUDING EXTERNAL AUDITORS' REPORT
PROPOSAL #3.1: ELECT DIONISIO ROMERO PAOLETTI AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.1: ELECT DIONISIO ROMERO PAOLETTI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT RAIMUNDO MORALES DASSO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.2: ELECT RAIMUNDO MORALES DASSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JUAN CARLOS VERME GIANNONI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JUAN CARLOS VERME GIANNONI AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.4: ELECT BENEDICTO CIGUENAS GUEVARA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT BENEDICTO CIGUENAS GUEVARA AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.5: ELECT PATRICIA LIZARRAGA GUTHERTZ AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.5: ELECT PATRICIA LIZARRAGA GUTHERTZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT FERNANDO FORT MARIE AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.6: ELECT FERNANDO FORT MARIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT MARTIN PEREZ MONTEVERDE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT MARTIN PEREZ MONTEVERDE AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #3.8: ELECT LUIS ENRIQUE ROMERO AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #3.8: ELECT LUIS ENRIQUE ROMERO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER NO N/A N/A
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit agricole SA
TICKER: ACA CUSIP: F22797108
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE AND OF EUR 0.66 PER
SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
AND SACAM MUTUALISATION RE: THE POOLING OF REGIONAL
BANKS' EARNINGS
PROPOSAL #5: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TRANSFER OF CCI AND CCA
PROPOSAL #6: APPROVE AMENDMENT TO THE NOV. 22ND, ISSUER YES FOR FOR
2001, AGREEMENT WITH REGIONAL BANKS
PROPOSAL #7: AMENDMENT TO THE DEC. 16, 2011, ISSUER YES FOR FOR
AGREEMENT WITH REGIONAL BANKS
PROPOSAL #8: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: LOANS TO FINANCE CAISSE REGIONALES SUBSCRIPTION
TO SACAM MUTUALISATION SHARE CAPITAL INCREASE
PROPOSAL #11: APPROVE AMENDMENT TO TRANSACTION WITH ISSUER YES FOR FOR
SAS RUE DE LA BOETIE, SEGUR, MIROMESNIL AND HOLDINGS
FEDERAL RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #12: APPROVE AMENDMENT TO TAX CONSOLIDATION ISSUER YES FOR FOR
AGREEMENT WITH CREDIT AGRICOLE CIB
PROPOSAL #13: ELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JEAN-PIERRE PAVIET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LOUIS TERCINIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT CAROLINE CATOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT LAURENCE DORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCOISE GRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT DANIEL EPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: REELECT GERARD OUVRIER-BUFFET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: REELECT CHRISTIAN STREIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REELECT FRANCOIS THIBAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD
PROPOSAL #24: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BRASSAC, CEO
PROPOSAL #25: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MUSCA, VICE-CEO
PROPOSAL #26: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #27: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #28: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #29: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
PROPOSAL #30: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #31: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit agricole SA
TICKER: ACA CUSIP: F22797413
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE AND OF EUR 0.66 PER
SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
AND SACAM MUTUALISATION RE: THE POOLING OF REGIONAL
BANKS' EARNINGS
PROPOSAL #5: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TRANSFER OF CCI AND CCA
PROPOSAL #6: APPROVE AMENDMENT TO THE NOV. 22ND, ISSUER YES FOR FOR
2001, AGREEMENT WITH REGIONAL BANKS
PROPOSAL #7: AMENDMENT TO THE DEC. 16, 2011, ISSUER YES FOR FOR
AGREEMENT WITH REGIONAL BANKS
PROPOSAL #8: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: LOANS TO FINANCE CAISSE REGIONALES SUBSCRIPTION
TO SACAM MUTUALISATION SHARE CAPITAL INCREASE
PROPOSAL #11: APPROVE AMENDMENT TO TRANSACTION WITH ISSUER YES FOR FOR
SAS RUE DE LA BOETIE, SEGUR, MIROMESNIL AND HOLDINGS
FEDERAL RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #12: APPROVE AMENDMENT TO TAX CONSOLIDATION ISSUER YES FOR FOR
AGREEMENT WITH CREDIT AGRICOLE CIB
PROPOSAL #13: ELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JEAN-PIERRE PAVIET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LOUIS TERCINIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT CAROLINE CATOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT LAURENCE DORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCOISE GRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT DANIEL EPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: REELECT GERARD OUVRIER-BUFFET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: REELECT CHRISTIAN STREIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REELECT FRANCOIS THIBAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD
PROPOSAL #24: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BRASSAC, CEO
PROPOSAL #25: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MUSCA, VICE-CEO
PROPOSAL #26: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #27: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #28: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #29: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
PROPOSAL #30: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #31: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit agricole SA
TICKER: ACA CUSIP: F22797595
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE AND OF EUR 0.66 PER
SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
AND SACAM MUTUALISATION RE: THE POOLING OF REGIONAL
BANKS' EARNINGS
PROPOSAL #5: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TRANSFER OF CCI AND CCA
PROPOSAL #6: APPROVE AMENDMENT TO THE NOV. 22ND, ISSUER YES FOR FOR
2001, AGREEMENT WITH REGIONAL BANKS
PROPOSAL #7: AMENDMENT TO THE DEC. 16, 2011, ISSUER YES FOR FOR
AGREEMENT WITH REGIONAL BANKS
PROPOSAL #8: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: LOANS TO FINANCE CAISSE REGIONALES SUBSCRIPTION
TO SACAM MUTUALISATION SHARE CAPITAL INCREASE
PROPOSAL #11: APPROVE AMENDMENT TO TRANSACTION WITH ISSUER YES FOR FOR
SAS RUE DE LA BOETIE, SEGUR, MIROMESNIL AND HOLDINGS
FEDERAL RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #12: APPROVE AMENDMENT TO TAX CONSOLIDATION ISSUER YES FOR FOR
AGREEMENT WITH CREDIT AGRICOLE CIB
PROPOSAL #13: ELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JEAN-PIERRE PAVIET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LOUIS TERCINIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT CAROLINE CATOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT LAURENCE DORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCOISE GRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT DANIEL EPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: REELECT GERARD OUVRIER-BUFFET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: REELECT CHRISTIAN STREIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REELECT FRANCOIS THIBAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD
PROPOSAL #24: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BRASSAC, CEO
PROPOSAL #25: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MUSCA, VICE-CEO
PROPOSAL #26: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #27: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #28: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #29: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
PROPOSAL #30: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #31: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit agricole SA
TICKER: ACA CUSIP: F22797629
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE AND OF EUR 0.66 PER
SHARE TO LONG-TERM REGISTERED SHARES
PROPOSAL #4: APPROVE TRANSACTION WITH REGIONAL BANKS �� ISSUER YES FOR FOR
AND SACAM MUTUALISATION RE: THE POOLING OF REGIONAL
BANKS' EARNINGS
PROPOSAL #5: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TRANSFER OF CCI AND CCA
PROPOSAL #6: APPROVE AMENDMENT TO THE NOV. 22ND, ISSUER YES FOR FOR
2001, AGREEMENT WITH REGIONAL BANKS
PROPOSAL #7: AMENDMENT TO THE DEC. 16, 2011, ISSUER YES FOR FOR
AGREEMENT WITH REGIONAL BANKS
PROPOSAL #8: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH SACAM ISSUER YES FOR FOR
MUTUALISATION RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #10: APPROVE TRANSACTION WITH REGIONAL BANKS ISSUER YES FOR FOR
RE: LOANS TO FINANCE CAISSE REGIONALES SUBSCRIPTION
TO SACAM MUTUALISATION SHARE CAPITAL INCREASE
PROPOSAL #11: APPROVE AMENDMENT TO TRANSACTION WITH ISSUER YES FOR FOR
SAS RUE DE LA BOETIE, SEGUR, MIROMESNIL AND HOLDINGS
FEDERAL RE: TAX CONSOLIDATION AGREEMENT
PROPOSAL #12: APPROVE AMENDMENT TO TAX CONSOLIDATION ISSUER YES FOR FOR
AGREEMENT WITH CREDIT AGRICOLE CIB
PROPOSAL #13: ELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JEAN-PIERRE PAVIET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT LOUIS TERCINIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT CAROLINE CATOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT LAURENCE DORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCOISE GRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT DANIEL EPRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: REELECT GERARD OUVRIER-BUFFET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: REELECT CHRISTIAN STREIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REELECT FRANCOIS THIBAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
DOMINIQUE LEFEBVRE, CHAIRMAN OF THE BOARD
PROPOSAL #24: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE BRASSAC, CEO
PROPOSAL #25: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MUSCA, VICE-CEO
PROPOSAL #26: ADVISORY VOTE ON THE AGGREGATE ISSUER YES FOR FOR
REMUNERATION GRANTED IN 2016 TO SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND REGULATED RISK-TAKERS
PROPOSAL #27: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #28: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #29: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
PROPOSAL #30: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
VICE-CEO
PROPOSAL #31: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #32: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #33: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Analysis and Research Limited
TICKER: 534804 CUSIP: Y1R7BV106
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT S. B. MAINAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KHIMJI KUNVERJI & CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT A. K. BANSAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT ASHIMA GOYAL AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE APPINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
RAJESH MOKASHI AS MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Analysis and Research Limited
TICKER: 534804 CUSIP: Y1R7BV106
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Corp Group Ltd.
TICKER: CCP CUSIP: Q2980K107
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT ROBERT SHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Saison Co. Ltd.
TICKER: 8253 CUSIP: J7007M109
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MAEKAWA, TERUYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR RINNO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKAHASHI, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YAMAMOTO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YAMASHITA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SHIMIZU, SADAMU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MIZUNO, KATSUMI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HIRASE, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MATSUDA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR YAMAMOTO, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR OKAMOTO, TATSUNARI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR TAKEDA, MASAKO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR MIURA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR BABA, SHINGO ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR HAYASHI, KAORU ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR TOGASHI, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR OTSUKI, NANA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
INADA, KAZUFUSA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Suisse Group AG
TICKER: CSGN CUSIP: H3698D419
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #1.3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 0.70 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 12.0 MILLION
PROPOSAL #4.2a: APPROVE SHORT-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 17 MILLION
PROPOSAL #4.2b: APPROVE MAXIMUM FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 31 MILLION
PROPOSAL #4.2c: APPROVE MAXIMUM LONG-TERM VARIABLE ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 31.2 MILLION
PROPOSAL #5: APPROVE AMENDMENT OF POOL OF AUTHORIZED ISSUER YES FOR FOR
CAPITAL WITH OR WITHOUT PREEMPTIVE RIGHTS FOR STOCK
OR SCRIP DIVIDENDS
PROPOSAL #6.1a: REELECT URS ROHNER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6.1b: REELECT IRIS BOHNET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1c: REELECT ALEXANDER GUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1d: REELECT ANDREAS KOOPMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1e: REELECT SERAINA MACIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1f: REELECT KAI NARGOLWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1g: REELECT JOAQUIN RIBEIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1h: REELECT SEVERIN SCHWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1i: REELECT RICHARD THORNBURGH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1j: REELECT JOHN TINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1k: REELECT ANDREAS GOTTSCHLING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1l: REELECT ALEXANDRE ZELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2a: APPOINT IRIS BOHNET AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2b: APPOINT ANDREAS KOOPMANN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2c: APPOINT KAI NARGOLWALA AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2d: APPOINT ALEXANDRE ZELLER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.4: DESIGNATE BDO AG AS SPECIAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #6.5: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #7.1: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST N/A
SHAREHOLDERS (VOTING)
PROPOSAL #7.2: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST N/A
THE BOARD OF DIRECTORS (VOTING)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Suisse Group AG
TICKER: CSGN CUSIP: H3698D419
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHF 16.2 MILLION SHARE CAPITAL ISSUER YES FOR FOR
INCREASE WITH PREEMPTIVE RIGHTS
PROPOSAL #2: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST N/A
SHAREHOLDERS (VOTING)
PROPOSAL #3: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST N/A
THE BOARD OF DIRECTORS (VOTING)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credito Emiliano S.p.A. (Credem)
TICKER: CE CUSIP: T3243Z136
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: INTEGRATE REMUNERATION OF EXTERNAL ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credito Real S.A.B. de C.V. SOFOM ER
TICKER: CREAL * CUSIP: P32486105
MEETING DATE: 1/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND PART XI OF ARTICLE 39 AND LAST ISSUER YES AGAINST AGAINST
PARAGRAPH OF ARTICLE 40
PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #3: CLOSE MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credito Real S.A.B. de C.V. SOFOM ER
TICKER: CREAL * CUSIP: P32486105
MEETING DATE: 1/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCING PLAN FOR FISCAL YEAR ISSUER YES FOR FOR
2017
PROPOSAL #2.a: RATIFY PAYMENTS TO INDEPENDENT ISSUER YES FOR FOR
DIRECTORS RE: ATTENDANCE AT BOARD MEETINGS
PROPOSAL #2.b: RECTIFY RESOLUTION IV.8 APPROVED BY ISSUER YES FOR FOR
AGM ON FEB. 26, 2016 RE: PAYMENTS TO INDEPENDENT
DIRECTORS FOR ATTENDANCE AT BOARD MEETINGS
PROPOSAL #3: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #4: CLOSE MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credito Real, S.A.B. de C.V., Sociedad Financiera de Objeto Multiple,
TICKER: CREAL * CUSIP: P32486105
MEETING DATE: 3/1/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE DISCHARGE OF DIRECTORS,
BOARD COMMITTEES AND CEO
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE AND RECEIVE REPORT ON BOARD'S DECISION ON
SHARE REPURCHASE
PROPOSAL #4: ELECT OR RATIFY MEMBERS OF BOARD, ISSUER YES AGAINST AGAINST
SECRETARY AND DEPUTY SECRETARY; QUALIFY INDEPENDENT
DIRECTORS; ELECT MEMBERS OF BOARD COMMITTEES
INCLUDING CHAIRMEN OF AUDIT COMMITTEE AND CORPORATE
PRACTICES COMMITTEES; FIX THEIR REMUNERATION
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #7: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #8: CLOSE MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credito Valtellinese
TICKER: CVAL CUSIP: T12852108
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE OF CORPORATE FORM ISSUER NO N/A N/A
PROPOSAL #2: APPROVE SHARE CONSOLIDATION ISSUER NO N/A N/A
PROPOSAL #1: APPROVE REGULATIONS ON GENERAL MEETINGS ISSUER NO N/A N/A
PROPOSAL #2: ELECT ONE DIRECTOR ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credito Valtellinese Societa Cooperativa
TICKER: CVAL CUSIP: T1R19R115
MEETING DATE: 4/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE 2017 INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crescent Point Energy Corp.
TICKER: CPG CUSIP: 22576C101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR RENE AMIRAULT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PETER BANNISTER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR LAURA A. CILLIS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR D. HUGH GILLARD ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ROBERT F. HEINEMANN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR BARBARA MUNROE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GERALD A. ROMANZIN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SCOTT SAXBERG ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MIKE JACKSON ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TED GOLDTHORPE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crest Nicholson Holdings plc
TICKER: CRST CUSIP: G25425102
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT WILLIAM RUCKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT STEPHEN STONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PATRICK BERGIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JIM PETTIGREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAM ALEXANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SHARON FLOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ROBERT ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT CHRIS TINKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crew Energy Inc.
TICKER: CR CUSIP: 226533107
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN A. BRUSSA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JEFFERY E. ERRICO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR DENNIS L. NERLAND ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DALE O. SHWED ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DAVID G. SMITH ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AMEND RESTRICTED AND PERFORMANCE AWARD ISSUER YES FOR FOR
INCENTIVE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRH plc
TICKER: CRG CUSIP: G25508105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4(a): RE-ELECT ERNST BARTSCHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(b): RE-ELECT MAEVE CARTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(c): RE-ELECT NICKY HARTERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(d): RE-ELECT PATRICK KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(e): RE-ELECT DONALD MCGOVERN JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4(f): RE-ELECT HEATHER ANN MCSHARRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4(g): RE-ELECT ALBERT MANIFOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(h): RE-ELECT SENAN MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(i): ELECT GILLIAN PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(j): RE-ELECT LUCINDA RICHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(k): RE-ELECT HENK ROTTINGHUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4(l): RE-ELECT WILLIAM TEUBER JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REAPPOINT ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #10: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #11: AUTHORISE REISSUANCE OF TREASURY SHARES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE SCRIP DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Croda International plc
TICKER: CRDA CUSIP: G25536148
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALAN FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEVE FOOTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT HELENA GANCZAKOWSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KEITH LAYDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JEZ MAIDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT NIGEL TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT STEVE WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Croesus Retail Trust
TICKER: S6NU CUSIP: Y1780H109
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT STATEMENT BY THE TRUSTEE-MANAGER, ISSUER YES FOR FOR
AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
AND AUTHORIZE THE TRUSTEE-MANAGER TO FIX THEIR
PROPOSAL #3: ELECT LIM TECK LEONG DAVID AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT JIM CHANG CHENG-WEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT YONG CHAO HSIEN JEREMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ENG MENG LEONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT QUAH BAN HUAT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Croesus Retail Trust
TICKER: S6NU CUSIP: Y1780H109
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROPOSED ELECTRONIC ISSUER YES FOR FOR
COMMUNICATIONS AMENDMENTS
PROPOSAL #2: APPROVE PROPOSED TRUST DEED AMENDMENTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crompton Greaves Ltd.
TICKER: 500093 CUSIP: Y1788L144
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: REELECT OMKAR GOSWAMI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT BHUTHALINGAM HARIHARAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE SHARP & TANNAN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT NEELKANT NARAYANAN KOLLENGODE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
NEELKANT NARAYANAN KOLLENGODE AS CHIEF EXECUTIVE
OFFICER AND MANAGING DIRECTOR
PROPOSAL #8: ELECT MADHAV ACHARYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
MADHAV ACHARYA AS EXECUTIVE DIRECTOR
PROPOSAL #10: ELECT RAMNI NIRULA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE SALE OF NON-INDIA TRANSMISSION ISSUER YES FOR FOR
AND DISTRIBUTION BUSINESSES
PROPOSAL #12: APPROVE CHATURVEDI & SHAH AS JOINT ISSUER YES FOR FOR
STATUTORY AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crompton Greaves Ltd.
TICKER: 500093 CUSIP: Y1788L144
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME AND AMEND MEMORANDUM ISSUER YES FOR FOR
AND ARTICLES OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cromwell Property Group
TICKER: CMW CUSIP: Q2995J103
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MICHELLE MCKELLAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MARC WAINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE CROMWELL PROPERTY GROUP ISSUER YES FOR FOR
PERFORMANCE RIGHTS PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CropEnergies AG
TICKER: CE2 CUSIP: D16327104
MEETING DATE: 7/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.15 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2016/2017
PROPOSAL #6: APPROVE CREATION OF EUR15 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE MANAGEMENT BOARD NOT TO ISSUER YES AGAINST AGAINST
DISCLOSE INDIVIDUALIZED REMUNERATION OF ITS MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Confectionery Co.
TICKER: A005740 CUSIP: Y1806K102
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: APPOINT INTERNAL AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Confectionery Co.
TICKER: A005740 CUSIP: Y1806K102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KIM HYEON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Resorts Ltd.
TICKER: CWN CUSIP: Q3014T106
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT JOHN ALEXANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT HELEN COONAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT GEOFF DIXON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT JOHN HORVATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR N/A
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRRC Corp Ltd.
TICKER: 601766 CUSIP: Y1822T103
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 FINAL ACCOUNTS REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2017 ARRANGEMENT OF GUARANTEES ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
EXTERNAL AUDITOR, DELOITTE TOUCHE TOHMATSU CPA LLP
AND KPMG HUAZHEN AS PRC AND INTERNAL CONTROL
AUDITORS, DELOITTE TOUCHE TOHMATSU CPA LLP AS
PRINCIPAL AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE REMUNERATION OF SOME OF THE ISSUER YES FOR FOR
EXTERNAL DIRECTORS
PROPOSAL #9: APPROVE PROVISION OF GUARANTEE FOR THE ISSUER YES FOR FOR
PHASE 1 PPP PROJECT OF RAIL TRANSIT ROUTES 1 AND 2 IN
WUHU
PROPOSAL #10: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12.1: ELECT SUN YONGCAI AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #12.2: ELECT XU ZONGXIANG AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES OF ASSOCIATION TO SHAREHOLDER YES FOR FOR
REFLECT INCREASE IN REGISTERED CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crucialtec Co Ltd
TICKER: A114120 CUSIP: Y1820A106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT KIM JONG-BIN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT CHO GWANG-SOO AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4: APPOINT LEE YOUNG-HO AS INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crystal Genomics Inc.
TICKER: A083790 CUSIP: Y1820T105
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT JEONG JOON-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT HONG YONG-RAE AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT KO SEONG-SOO AS NON-INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3.4: ELECT LEE JIN-WOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR(S)
PROPOSAL #6: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSBC Corp., Taiwan
TICKER: 2208 CUSIP: Y1R21K102
MEETING DATE: 6/21/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JING QINGJUN AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #1.2: ELECT ZHAN WEIZAI AS INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #2: APPROVE ISSUANCE OF SHORT-TERM FINANCING ISSUER YES FOR FOR
BILLS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 1/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ZHANG WANDONG AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #1.2: ELECT LI XINJUN AS SUPERVISOR SHAREHOLDER YES FOR N/A
PROPOSAL #2: APPROVE PURCHASE OF LIABILITY INSURANCE ISSUER YES FOR FOR
FOR DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
PUBLIC OFFERING OF CORPORATE BONDS
PROPOSAL #1.2: APPROVE PAR VALUE, ISSUE PRICE AND ISSUER YES FOR FOR
ISSUE SIZE
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS AND PLACING ISSUER YES FOR FOR
ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #1.4: APPROVE BOND MATURITY AND BOND TYPE ISSUER YES FOR FOR
PROPOSAL #1.5: APPROVE BOND INTEREST RATE, ISSUER YES FOR FOR
DETERMINATION METHOD AND PRINCIPAL REPAYMENT AND
INTEREST PAYMENT METHOD
PROPOSAL #1.6: APPROVE GUARANTEE METHOD ISSUER YES FOR FOR
PROPOSAL #1.7: APPROVE ISSUE MANNER ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE USE OF PROCEEDS ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #1.10: APPROVE LISTING OF THE BONDS ISSUER YES FOR FOR
PROPOSAL #1.11: APPROVE ARRANGEMENT ON REDEMPTION AND ISSUER YES FOR FOR
SALE-BACK
PROPOSAL #1.12: APPROVE AUTHORIZATION OF BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #1.13: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT CHEN LIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT WANG JIAN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: ELECT YE WEIQING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT CHENG XIBAO AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.5: ELECT PAN YONGHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT ZHANG JINSHUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1: ELECT JIN QINGJUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT ZHAN WEIZAI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT ZHU GUILONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT ZHANG WANDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LI XINJUN AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Holding Co., Ltd.
TICKER: 200012 CUSIP: Y1503G107
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF 2017 AUDITOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #8: APPROVE CHANGING OF MAJOR ACCOUNTING ISSUER YES FOR FOR
ERRORS
PROPOSAL #9: APPROVE APPLICATION FOR REGISTRATION AND ISSUER YES FOR FOR
ISSUANCE OF MEDIUM-TERM NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Ltd.
TICKER: CSV CUSIP: Q30209102
MEETING DATE: 11/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT STEPHEN ANSTICE AS DIRECTOR ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSL Ltd.
TICKER: CSL CUSIP: Q3018U109
MEETING DATE: 10/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT MARIE MCDONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT MEGAN CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT TADATAKA YAMADA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE OPTIONS ISSUER YES FOR FOR
AND PERFORMANCE RIGHTS TO PAUL PERREAULT, CHIEF
EXECUTIVE OFFICER AND MANAGING DIRECTOR OF THE
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES AGAINST AGAINST
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSPC Pharmaceutical Group Ltd.
TICKER: 1093 CUSIP: Y1837N109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT CAI DONGCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT CHAK KIN MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT PAN WEIDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT LEE KA SZE, CARMELO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT CHEN CHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE GRANT OF OPTIONS UNDER THE SHARE ISSUER YES FOR FOR
OPTION SCHEME
PROPOSAL #9: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSR Limited
TICKER: CSR CUSIP: Q30297115
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT CHRISTINE HOLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT MIKE IHLEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO ROB SINDEL, MANAGING DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H107
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION OF CERTAIN PROVISIONS ISSUER YES FOR FOR
OF THE RULES AND PROCEDURE FOR THE SUPERVISORY
PROPOSAL #2: APPROVE APPOINTMENT OF 2016 AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #3.01: ELECT CHEN LIPING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.02: ELECT CHEN JI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.01: ELECT WU GUANGJUN AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H107
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECOND SUPPLEMENTAL AGREEMENT TO ISSUER YES FOR FOR
THE 2014-2016 FRAMEWORK AGREEMENT AND REVISED ANNUAL
CAP
PROPOSAL #2: APPROVE 2017-2019 FRAMEWORK AGREEMENT ISSUER YES FOR FOR
AND THE PROPOSED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSSC Offshore & Marine Engineering (Group) Co., Ltd.
TICKER: 317 CUSIP: Y1824H107
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE INTRA-GROUP GUARANTEES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CT Environmental Group Limited
TICKER: 1363 CUSIP: G25885115
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT XU JUWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIEN JOWN JING, VINCENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: ELECT LIU YUNG CHAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8a: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8b: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTBC Financial Holding Co., Ltd.
TICKER: 2891 CUSIP: Y15093100
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT WEN-LONG YEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF WEI FU INVESTMENT CO., LTD., WITH SHAREHOLDER NO.
4122, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.2: ELECT CHAO-CHIN TUNG, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHUNG YUAN INVESTMENT CO., LTD., WITH SHAREHOLDER
NO. 883288, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.3: ELECT THOMAS K S. CHEN, A ISSUER YES FOR FOR
REPRESENTATIVE OF YI CHUAN INVESTMENT CO., LTD., WITH
SHAREHOLDER NO. 883341, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.4: ELECT HUI-PING CHEN, A REPRESENTATIVE SHAREHOLDER NO N/A N/A
OF BANK OF TAIWAN CO., LTD., WITH SHAREHOLDER NO.
771829, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #1.5: ELECT CHUNG-YU WANG WITH ID ISSUER YES FOR FOR
NO.A101021XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.6: ELECT WEN-CHIH LEE WITH ID ISSUER YES FOR FOR
NO.E121520XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.7: ELECT PETER TUEN-HO YANG WITH ID NO. ISSUER YES FOR FOR
A104321XXX AS INDEPENDENT DIRECTOR
PROPOSAL #1.8: ELECT SHIH-CHIEH CHANG WITH ISSUER YES FOR FOR
SHAREHOLDER NO. 814409 AS INDEPENDENT DIRECTOR
PROPOSAL #1.9: ELECT HUANG-CUAN CHIU WITH ID NO. SHAREHOLDER YES AGAINST N/A
E100588XXX AS INDEPENDENT DIRECTOR
PROPOSAL #2: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTBC Financial Holding Co., Ltd.
TICKER: 2891 CUSIP: Y15093100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTCI Corp.
TICKER: 9933 CUSIP: Y18229107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT JOHN T. YU, REPRESENTATIVE OF ISSUER YES FOR FOR
CTCI DEVELOPMENT CORP WITH SHAREHOLDER NO. 45509, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT MICHAEL YANG, REPRESENTATIVE OF ISSUER YES FOR FOR
CTCI DEVELOPMENT CORP WITH SHAREHOLDER NO. 45509, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT QUINTIN WU WITH ID NO. ISSUER YES FOR FOR
A103105XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT BING SHEN WITH ID NO. A110904XXX ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT JOHNNY SHIH WITH ID NO. ISSUER YES FOR FOR
A126461XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT YANCEY HAI WITH ID NO. ISSUER YES FOR FOR
D100708XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT AN PING CHANG WITH ID NO. ISSUER YES FOR FOR
A102716XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT WENENT PAN WITH ID NO. ISSUER YES FOR FOR
J100291XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT TENG YAW YU, REPRESENTATIVE OF ISSUER YES FOR FOR
CTCI FOUNDATION WITH SHAREHOLDER NO. 4, AS NON-
INDEPENDENT DIRECETOR
PROPOSAL #5.10: ELECT YEN SHIANG SHIH WITH ID NO. ISSUER YES FOR FOR
B100487XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.11: ELECT JACK HUANG WITH ID NO. ISSUER YES FOR FOR
A100320XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5.12: ELECT FRANK FAN WITH ID NO. ISSUER YES FOR FOR
H102124XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTEEP - Cia. de Transmissao de Energia Eletrica Paulista
TICKER: TRPL4 CUSIP: P30576113
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EGIDIO SCHOENBERGER AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #1.2: ELECT JOAO VICENTE AMATO TORRES AS SHAREHOLDER YES FOR N/A
ALTERNATE FISCAL COUNCIL MEMBER APPOINTED BY
PREFERRED SHAREHOLDER
PROPOSAL #2: ELECT MARCOS SIMAS PARENTONI AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTS Eventim AG & Co KGAA
TICKER: EVD CUSIP: D1648T108
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.98 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES AGAINST AGAINST
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE INCREASE IN SIZE OF BOARD TO ISSUER YES FOR FOR
FOUR MEMBERS
PROPOSAL #7: ELECT JUSTINUS SPEE TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTT-Correios de Portugal S.A.
TICKER: CTT CUSIP: X1R05J122
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISORY BOARDS
PROPOSAL #4: RATIFY CO-OPTION OF CELINE ABECASSIS- ISSUER YES FOR FOR
MOEDAS AS DIRECTOR
PROPOSAL #5: ELECT DIRECTORS FOR 2017-2019 TERM ISSUER YES FOR FOR
PROPOSAL #6: ELECT MEMBERS OF GENERAL MEETING ISSUER YES FOR FOR
COMMITTEE AND REMUNERATION COMMITTEE FOR 2017-2019
TERM, AND APPROVE REMUNERATION OF REMUNERATION
COMMITTEE MEMBERS
PROPOSAL #7: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE (I) REDUCTION IN SHARE CAPITAL, ISSUER YES FOR FOR
(II) SHARE CAPITAL INCREASE THROUGH CAPITALIZATION OF
RESERVES AND INCREASE IN PAR VALUE, AND (III)
ADJUSTMENT OF LEGAL RESERVES
PROPOSAL #9: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cub Elecparts Inc.
TICKER: 2231 CUSIP: Y1823N105
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cuckoo Electronics Co., Ltd.
TICKER: A192400 CUSIP: Y1823J104
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KOO JA-SIN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO OUTSIDE DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cummins India Ltd.
TICKER: 500480 CUSIP: Y4807D150
MEETING DATE: 8/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE FINAL DIVIDEND AND RATIFY ISSUER YES FOR FOR
INTERIM DIVIDEND
PROPOSAL #4: REELECT MARK SMITH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT CASIMIRO ANTONIO VIEIRA LEITAO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6: APPROVE S R B C & CO. LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
CUMMINS LIMITED, UK
PROPOSAL #9: APPROVE RELATED PARTY TRANSACTIONS WITH ISSUER YES FOR FOR
TATA CUMMINS PRIVATE LIMITED
PROPOSAL #10: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
ANANT J. TALAULICAR, MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curocom Co.
TICKER: A040350 CUSIP: Y1838G103
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT KIM DONG-JOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KANG SEONG-HAK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curro Holdings Ltd
TICKER: COH CUSIP: S20461109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT SANTIE BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT BAREND PETERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DR CHRIS VAN DER MERWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BAREND PETERSEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5: RE-ELECT DR SIBONGILE MUTHWA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #6: RE-ELECT KK COMBI AS MEMBER OF THE AUDIT ISSUER YES FOR FOR
AND RISK COMMITTEE
PROPOSAL #7: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SIXTH STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND FOURTH STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND FIFTH STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS �� ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ABSORPTION OF CVC SERVICOS ISSUER YES FOR FOR
AGENCIA DE VIAGENS LTDA. (CVC SERVICOS)
PROPOSAL #2: ELECT SILVIO JOSE GENESINI JUNIOR AS ISSUER YES FOR FOR
VICE-CHAIRMAN
PROPOSAL #3: AMEND ARTICLES RE: DECREASE IN BOARD ISSUER YES FOR FOR
SIZE
PROPOSAL #4: APPROVED SHARE BASED INCENTIVE AND ISSUER YES FOR FOR
RETENTION PLAN
PROPOSAL #5.1: ELECT LUIS OTAVIO SALIBA FURTADO AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #5.2: ELECT EDUARDO SAGGIORO GARCIA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF SHARES OF CHECK ISSUER YES FOR FOR
IN PARTICIPACOES LTDA.
PROPOSAL #2: APPROVE SHARE BASED INCENTIVE PLAN FOR ISSUER YES FOR FOR
THE CEO AND CFO
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVC Brasil Operadora e Agencia de Viagens SA
TICKER: CVCB3 CUSIP: P3R154102
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 14 RE: DECREASE IN BOARD ISSUER YES FOR FOR
SIZE
PROPOSAL #2: AMEND ARTICLES 15 AND 20 ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyberAgent, Inc.
TICKER: 4751 CUSIP: J1046G108
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR FUJITA, SUSUMU ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR HIDAKA, YUSUKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAMOTO, YASUO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAYAMA, GO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOIKE, MASAHIDE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YAMAUCHI, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UKITA, KOKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SOYAMA, TETSUHITO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAKAMURA, KOICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyberLink Corp.
TICKER: 5203 CUSIP: Y1853F105
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT HONG WEN XIANG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT CAI YANG ZONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT HUANG ZHAO XIONG WITH SHAREHOLDER YES AGAINST N/A
SHAREHOLDER NO. 12 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.4: ELECT ZHANG HUA ZHEN, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF CHENGJIE INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 22, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.5: ELECT HAI YING LUN, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
CHENGJIE INTERNATIONAL INVESTMENT CO., LTD. WITH
SHAREHOLDER NO. 22, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #3.6: ELECT CHEN WEN JIN WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 20 AS SUPERVISOR
PROPOSAL #3.7: ELECT LIN YUE MAN WITH SHAREHOLDER NO. SHAREHOLDER YES AGAINST N/A
7 AS SUPERVISOR
PROPOSAL #3.8: ELECT LIN XIU HUI, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
CHANGBAISHAN INVESTMENT CO., LTD. WITH SHAREHOLDER
NO. 9099, AS SUPERVISOR
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyberTAN Technology Inc.
TICKER: 3062 CUSIP: Y1702V103
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYBG plc
TICKER: CYBG CUSIP: G2727Z111
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT CLIVE ADAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PAUL COBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT FIONA MACLEOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT TIM WADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DAVID BENNETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT DAVID BROWNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DEBBIE CROSBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT DAVID DUFFY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT ADRIAN GRACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT RICHARD GREGORY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT JIM PETTIGREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT DR TERESA ROBSON-CAPPS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: ELECT IAN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #24: AUTHORISE POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #26: AMEND LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #27: AMEND DEFERRED EQUITY PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cybozu Inc.
TICKER: 4776 CUSIP: J1146T109
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8.83
PROPOSAL #2.1: ELECT DIRECTOR NISHIBATA, YOSHIHISA ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR YAMADA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HATA, SHINYA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR OGAWA, ISSUER YES AGAINST AGAINST
YOSHITATSU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyfrowy Polsat SA
TICKER: CPS CUSIP: X1809Y100
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.2: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.3: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: FIX SIZE OF SUPERVISORY BOARD AT SEVEN SHAREHOLDER YES AGAINST N/A
PROPOSAL #7: ELECT TOMASZ SZELAG AS SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
MEMBER
PROPOSAL #8: APPROVE DECISION ON COVERING COSTS OF ISSUER YES AGAINST AGAINST
CONVOCATION OF GENERAL MEETING OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyfrowy Polsat SA
TICKER: CPS CUSIP: X1809Y100
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.2: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.3: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MERGER WITH NETSHARE SP. Z O. O. ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyfrowy Polsat SA
TICKER: CPS CUSIP: X1809Y100
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.2: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.3: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MERGER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyfrowy Polsat SA
TICKER: CPS CUSIP: X1809Y100
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.2: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #4.3: ELECT MEMBER OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #10: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #12: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #13: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
OPERATIONS OF NETSHARE SP. Z O.O.
PROPOSAL #14: APPROVE FINANCIAL STATEMENTS OF ISSUER YES FOR FOR
NETSHARE SP. Z O.O.
PROPOSAL #15: APPROVE FINANCIAL STATEMENTS OF METELEM ISSUER YES FOR FOR
HOLDING COMPANY LTD
PROPOSAL #16: APPROVE SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #17.1: APPROVE DISCHARGE OF TOBIAS SOLORZ ISSUER YES FOR FOR
(CEO)
PROPOSAL #17.2: APPROVE DISCHARGE OF DARIUSZ ISSUER YES FOR FOR
DZIALKOWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.3: APPROVE DISCHARGE OF TOMASZ GILLNER- ISSUER YES FOR FOR
GORYWODA (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.4: APPROVE DISCHARGE OF ANETA JASKOLSKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #17.5: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
ODOROWICZ (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.6: APPROVE DISCHARGE OF KATARZYNA OSTAP- ISSUER YES FOR FOR
TOMANN (MANAGEMENT BOARD MEMBER)
PROPOSAL #17.7: APPROVE DISCHARGE OF MACIEJ STEC ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #17.8: APPROVE DISCHARGE OF TOMASZ SZELAG ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #18.1: APPROVE DISCHARGE OF ZYGMUNT SOLORZ ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #18.2: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
KAPUSCINSKI (SUPERVISORY BOARD MEMBER/CHAIRMAN)
PROPOSAL #18.3: APPROVE DISCHARGE OF JOZEF BIRKA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #18.4: APPROVE DISCHARGE OF ROBERT ISSUER YES FOR FOR
GWIAZDOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #18.5: APPROVE DISCHARGE OF ALEKSANDER ISSUER YES FOR FOR
MYSZKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #18.6: APPROVE DISCHARGE OF LESZEK REKSA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #18.7: APPROVE DISCHARGE OF HERONIM RUTA ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #18.8: APPROVE DISCHARGE OF TOMASZ SZELAG ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #19.1: APPROVE DISCHARGE OF TOMASZ SZELAG ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER OF NETSHARE SP. Z O.O.)
PROPOSAL #19.2: APPROVE DISCHARGE OF DARIUSZ ISSUER YES FOR FOR
DZIALKOWSKI (MANAGEMENT BOARD MEMBER OF NETSHARE SP.
Z O.O.)
PROPOSAL #19.3: APPROVE DISCHARGE OF ANETA JASKOLSKA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER OF NETSHARE SP. Z O.O.)
PROPOSAL #20.1: APPROVE DISCHARGE OF JOANNA ELIA ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER OF METELEM HOLDING COMPANY
LTD.)
PROPOSAL #20.2: APPROVE DISCHARGE OF PANTELIS ISSUER YES FOR FOR
CHRISTOFIDES (MANAGEMENT BOARD MEMBER OF METELEM
HOLDING COMPANY LTD.)
PROPOSAL #21: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #22: APPROVE ALLOCATION OF INCOME OF ISSUER YES FOR FOR
NETSHARE SP. Z O.O.
PROPOSAL #23: APPROVE ALLOCATION OF INCOME OF METELEM ISSUER YES FOR FOR
HOLDING COMPANY LTD.
PROPOSAL #24: APPROVE MERGER WITH SUBSIDIARIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyient Limited
TICKER: 532175 CUSIP: Y4082D131
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT B. V. R. MOHAN REDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT KRISHNA BODANAPU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyient Limited
TICKER: 532175 CUSIP: Y4082D131
MEETING DATE: 12/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CYIENT LIMITED - ASSOCIATE ISSUER YES FOR FOR
RESTRICTED STOCK UNIT SCHEME 2016 AND GRANT OF UNITS
TO ASSOCIATES OF THE COMPANY
PROPOSAL #2: APPROVE GRANT OF UNITS TO ASSOCIATES OF ISSUER YES FOR FOR
THE COMPANY'S SUBSIDIARIES UNDER THE CYIENT LIMITED -
ASSOCIATE RESTRICTED STOCK UNIT SCHEME 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyrela Brazil Realty S.A Empreendimentos E Participacoes
TICKER: CYRE3 CUSIP: P34085103
MEETING DATE: 1/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 31 ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 37 ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyrela Brazil Realty S.A Empreendimentos E Participacoes
TICKER: CYRE3 CUSIP: P34085103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyrela Brazil Realty S.A Empreendimentos E Participacoes
TICKER: CYRE3 CUSIP: P34085103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: CO-CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELECTION OF ELIE HORN AND ROGERIO ISSUER YES FOR FOR
FROTA MELZI AS CO-CHAIRMEN OF THE BOARD
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: EXTEND BONUS MATCHING PLAN TERM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D.G. Khan Cement Co.
TICKER: DGKC CUSIP: Y2057X116
MEETING DATE: 10/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #5.1: APPROVE INVESTMENT IN NISHAT HOTELS ISSUER YES FOR FOR
AND PROPERTIES LIMITED, ASSOCIATE COMPANY
PROPOSAL #5.2: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D/S Norden
TICKER: DNORD CUSIP: K19911146
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #4a: REELECT ARVID GRUNDEKJON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT TOM INTRATOR AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT HANS FERINGA AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES ABSTAIN AGAINST
AUDITORS
PROPOSAL #6a: AMEND ARTICLES RE: CHANGE FROM BEARER ISSUER YES FOR FOR
SHARES TO REGISTERED SHARES
PROPOSAL #6b: APPROVE PROPOSAL TO DECLASSIFY THE ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #6c1: CHANGE CORPORATE LANGUAGE TO ENGLISH ISSUER YES FOR FOR
PROPOSAL #6c2: APPROVE PUBLICATION OF ANNUAL REPORT ISSUER YES FOR FOR
IN ENGLISH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dabur India Ltd.
TICKER: DABUR CUSIP: Y1855D140
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT ANAND C BURMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRITAM DAS NARANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BASU & CO. AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dae Hwa Pharm Co. Ltd.
TICKER: A067080 CUSIP: Y1860R100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT NOH BYEONG-TAE AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT KIM EUN-SEOK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT KIM JONG-IL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KANG HYO-WON AS INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daeduck Electronics Co.
TICKER: A008060 CUSIP: Y1858V105
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT JANG HONG-EUN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daeduck GDS Co. Ltd.
TICKER: A004130 CUSIP: Y18591100
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KIM EUI-JO AS INTERNAL AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daehan Flour Mills Co. Ltd.
TICKER: A001130 CUSIP: Y18601107
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPOINT KIM SEONG-WOOK AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daejan Holdings plc
TICKER: DJAN CUSIP: G26152101
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BENZION FRESHWATER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: RE-ELECT SOLOMON FRESHWATER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT DAVID DAVIS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT RAPHAEL FRESHWATER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT MORDECHAI FRESHWATER AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #9: REAPPOINT KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORISE THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daekyo Co.
TICKER: A019680 CUSIP: Y1861Q101
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR
PROPOSAL #3: ELECT WOO WON-GIL AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daelim Industrial Co.
TICKER: A000210 CUSIP: Y1860N109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT LEE HAE-WOOK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KIM JAE-YUL AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT CHO HYEON-JIN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT LEE CHOONG-HOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT CHO HYEON-JIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.2: ELECT LEE CHOONG-HOON AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daesang Corporation
TICKER: A001680 CUSIP: Y7675E101
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT FIVE INSIDE DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daetwyler Holding AG
TICKER: DAE CUSIP: H17592157
MEETING DATE: 8/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREATION OF CHF 85,000 POOL OF ISSUER YES FOR FOR
CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daetwyler Holding AG
TICKER: DAE CUSIP: H17592157
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT 2016 (NON- ISSUER NO N/A N/A
BINDING)
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF CHF 0.44 PER REGISTERED SHARE AND CHF
2.20 PER BEARER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #4.1.1: NOMINATE JUERG FEDIER AS CANDIDATE ISSUER NO N/A N/A
AT THE SPECIAL MEETING OF HOLDERS OF BEARER SHARES
PROPOSAL #4.1.2: REELECT PAUL HAELG AS DIRECTOR AND ISSUER NO N/A N/A
CHAIRMAN
PROPOSAL #4.1.3: REELECT HANSPETER FAESSLER AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #4.1.4: REELECT GABI HUBER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.5: REELECT ERNST ODERMATT AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.6: REELECT HANNO ULMER AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.7: REELECT ZHIQIANG ZHANG AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #4.1.8: ELECT JUERG FEDIER AS DIRECTOR ISSUER NO N/A N/A
REPRESENTING BEARER SHAREHOLDERS
PROPOSAL #4.2.1: APPOINT HANSPETER FAESSLER AS MEMBER ISSUER NO N/A N/A
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.2.2: APPOINT GABI HUBER AS MEMBER OF THE ISSUER NO N/A N/A
COMPENSATION COMMITTEE
PROPOSAL #4.2.3: APPOINT HANNO ULMER AS MEMBER OF THE ISSUER NO N/A N/A
COMPENSATION COMMITTEE
PROPOSAL #4.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER�� NO N/A N/A
AUDITORS
PROPOSAL #4.4: DESIGNATE REMO BAUMANN AS INDEPENDENT ISSUER NO N/A N/A
PROXY
PROPOSAL #5.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER NO N/A N/A
OF DIRECTORS IN THE AMOUNT OF CHF 3.1 MILLION
PROPOSAL #5.2: APPROVE MAXIMUM REMUNERATION OF ISSUER NO N/A N/A
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 9.7 MILLION
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Engineering & Construction Co.
TICKER: A047040 CUSIP: Y1888W107
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ONE INSIDE DIRECTOR AND ONE ISSUER YES FOR FOR
OUTSIDE DIRECTOR (BUNDLED)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Engineering & Construction Co.
TICKER: A047040 CUSIP: Y1888W107
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND THREE ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: ELECT THREE MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Shipbuilding & Marine Engineering Co.
TICKER: A042660 CUSIP: Y1916Y117
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Shipbuilding & Marine Engineering Co.
TICKER: US23373A2078 CUSIP: Y1916Y117
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Shipbuilding & Marine Engineering Co.
TICKER: US23373A2078 CUSIP: Y1916Y117
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT KIM GYEONG-JONG AS OUTSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3.2: ELECT KIM SEONG-BAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT JEONG YOUNG-GI AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT KIM GYEONG-JONG AS A MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT KIM SEONG-BAE AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT JEONG YOUNG-GI AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo Shipbuilding & Marine Engineering Co.
TICKER: US23373A2078 CUSIP: Y1916Y117
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT YOON TAE-SEOK AS AN OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT YOON TAE-SEOK AS A MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoong Co. Ltd.
TICKER: A003090 CUSIP: Y19152100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT YOON JAE-SEUNG AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2: ELECT JEON SEUNG-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPOINT JANG BYEONG-WON AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE STOCK DIVIDEND SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoong Pharmaceutical Co.
TICKER: A069620 CUSIP: Y1915W104
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT YANG YOON-SEON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPOINT LEE CHOONG-WOO AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Chong Hong Holdings Ltd
TICKER: 1828 CUSIP: Y19197105
MEETING DATE: 5/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHANG JIJING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LAI NI HIUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HSU HSUNG, ADOLF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT YEUNG YUE MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT WOO CHIN WAN, RAYMOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT LEE TAK WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT FUNG KIT YI, KITTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Sing Banking Group Ltd.
TICKER: 2356 CUSIP: Y1923F101
MEETING DATE: 8/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE DISTRIBUTION AGREEMENTS AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Sing Banking Group Ltd.
TICKER: 2356 CUSIP: Y1923F101
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DAVID SHOU-YEH WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ROBERT TSAI-TO SZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT ANDREW KWAN-YUEN LEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT KENICHI YAMATO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES AGAINST AGAINST
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE NEW SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Sing Financial Holdings Ltd.
TICKER: 440 CUSIP: Y19182107
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE SALE AGREEMENT AND RELATED ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dah Sing Financial Holdings Ltd.
TICKER: 440 CUSIP: Y19182107
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT GARY PAK-LING WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JOHN WAI-WAI CHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT BLAIR CHILTON PICKERELL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT EIICHI YOSHIKAWA DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE NEW SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai Nippon Printing Co. Ltd.
TICKER: 7912 CUSIP: J10584100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR KITAJIMA, YOSHITOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKANAMI, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YAMADA, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KITAJIMA, YOSHINARI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR WADA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MORINO, TETSUJI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KANDA, TOKUJI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KITAJIMA, MOTOHARU ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SAITO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR INOUE, SATORU ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TSUKADA, TADAO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR MIYAJIMA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR NOMURA, ISSUER YES FOR FOR
KUNIAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai Nippon Toryo Co. Ltd.
TICKER: 4611 CUSIP: J10710101
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN CONNECTION WITH REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR IWASA, TOSHIJIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SEKO, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SATO, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NODA, HIDEYOSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR IWATA, TETSUO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HAIZAKI, KYOICHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KIMURA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YAMAMOTO, MOTOHIRO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR FUKUOKA, ISSUER YES FOR FOR
YASUYUKI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MAESHIMA, HIROSHI
PROPOSAL #6: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daibiru Corp.
TICKER: 8806 CUSIP: J08463101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR YAMAMOTO, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAMAI, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SONOBE, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NARITA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YADA, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAMATSU, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HASHIZUME, SHINYA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TOTSUKA, ISSUER YES FOR FOR
MASAJI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daicel Corp.
TICKER: 4202 CUSIP: J08484149
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
CLARIFY DIRECTOR AUTHORITY ON SHAREHOLDER MEETINGS
PROPOSAL #3.1: ELECT DIRECTOR FUDABA, MISAO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR FUKUDA, MASUMI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OGAWA, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NISHIMURA, HISAO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OKADA, AKISHIGE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KONDO, TADAO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHIMOZAKI, CHIYOKO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NOGIMORI, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai-Dan Co. Ltd.
TICKER: 1980 CUSIP: J62234109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR SUGAYA, SETSU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KITANO, SHOHEI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR FUJISAWA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OTA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KOSHIN, RYOEI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR IKEDA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TATEISHI, TOMOKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR CHIKARAISHI, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR YOSHIDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MATSUBARA, FUMIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daido Metal
TICKER: 7245 CUSIP: J08652109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR HANJI, SEIGO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KASHIYAMA, KOTARO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SASAKI, TOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR IKAWA, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKEI, TOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HOSHINAGA, KIYOTAKA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ISHIWATA, NOBUYUKI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daido Steel Co. Ltd.
TICKER: 5471 CUSIP: J08778110
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR SHIMAO, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ISHIGURO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NISHIMURA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TACHIBANA, KAZUTO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YOSHIDA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TSUJIMOTO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHIMURA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MUTO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR IMAI, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TANEMURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR NISHIKAWA, ISSUER YES FOR FOR
SHINICHI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR MATSUO, ISSUER YES AGAINST AGAINST
KENJI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
HATTORI, YUTAKA
PROPOSAL #6: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daidoh Ltd.
TICKER: 3205 CUSIP: J08862104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR OKAWA, SHIN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWANISHI, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUKURA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAITO, FUMITAKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIOKA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOBAYASHI, KUNIKAZU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TOZAWA, KANAI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
HOMMA, MASAHIRO
PROPOSAL #4.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TAKAHASHI, AKITO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daifuku Co. Ltd.
TICKER: 6383 CUSIP: J08988107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOJO, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANAKA, AKIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR INOHARA, MIKIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HONDA, SHUICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IWAMOTO, HIDENORI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAKASHIMA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SATO, SEIJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GESHIRO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KASHIWAGI, NOBORU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OZAWA, YOSHIAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daihen Corp.
TICKER: 6622 CUSIP: J09114109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR TAJIRI, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOSHINO, SHIGEKAZU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR URAI, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAMO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORIMOTO, KEIKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MINOMO, SHOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SANJO, KUSUO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR AIKYO, SHIGENOBU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MORINO, YUZO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiho Corp.
TICKER: 1822 CUSIP: J09177106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR MIZUSHIMA, HISAO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TADA, FUMIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKASUGI, MASANOBU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MURATA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IMAI, KAZUMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KAWAGUCHI, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAKITSUBA, KIMIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KIYA, ISSUER YES FOR �� FOR
YOSHIYUKI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HASHIMOTO, ISSUER YES FOR FOR
KAZUO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR HARADA, ISSUER YES FOR FOR
RYOSUKE
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
TSUCHIYA, FUMIO
PROPOSAL #5: APPROVE CAREER ACHIEVEMENT BONUS PAYMENT ISSUER YES FOR FOR
FOR DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiichi Jitsugyo Co. Ltd.
TICKER: 8059 CUSIP: J09492109
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR YAMAGATA, KOJI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR UNO, ICHIRO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR TERAKAWA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR KIMOTO, HAJIME ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR KAGE, ITARU ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR TARUTA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR SAKAMOTO, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR TANAKA, YUKIE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai-Ichi Life Holdings Inc.
TICKER: 8750 CUSIP: J09748112
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 43
PROPOSAL #2.1: ELECT DIRECTOR WATANABE, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUYUKI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR INAGAKI, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TSUTSUMI, SATORU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHII, KAZUMA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKETOMI, MASAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TERAMOTO, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWASHIMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR GEORGE OLCOTT ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MAEDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KPMG AZSA LLC AS NEW EXTERNAL ISSUER YES FOR FOR
AUDIT FIRM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiichi Sankyo Co. Ltd.
TICKER: 4568 CUSIP: J11257102
MEETING DATE: 6/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR NAKAYAMA, JOJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MANABE, SUNAO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HIROKAWA, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SAI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FUJIMOTO, KATSUMI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TOJO, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR UJI, NORITAKA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TODA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ADACHI, NAOKI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR FUKUI, TSUGUYA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR IZUMOTO, ISSUER YES FOR FOR
SAYOKO
PROPOSAL #5: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai-ichi Seiko Co Ltd
TICKER: 6640 CUSIP: J11258100
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AMEND PROVISIONS ON NUMBER OF
DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE DAY TO DAY
OPERATIONS WITHOUT FULL BOARD APPROVAL - INDEMNIFY
DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR KONISHI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TSUCHIYAMA, TAKAHARU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OGATA, KENJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HARADA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TAGOMORI, YASUTOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR GOTO, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ENDO, TAKAYOSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HARA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OKADA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HASHIGUCHI, JUNICHI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NIWANO, SHUJI
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKATA, HITOSHI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE DIRECTOR AND STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
RETIREMENT BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiichikosho Co., Ltd.
TICKER: 7458 CUSIP: J0962F102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 55
PROPOSAL #2: AMEND ARTICLES TO AUTHORIZE PUBLIC ISSUER YES FOR FOR
ANNOUNCEMENTS IN ELECTRONIC FORMAT
PROPOSAL #3.1: ELECT DIRECTOR HOSHI, TADAHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR NEMOTO, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KUMAGAI, TATSUYA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MITOMI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR WADA, YASUTAKA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MURAI, YUICHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR WATANABE, YASUHITO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKEHANA, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OTSUKA, KENJI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR BABA, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FURUTA, ATSUYA ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR MASUDA, CHIKA ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiken Corp. (7905)
TICKER: 7905 CUSIP: J09933102
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 39
PROPOSAL #2.1: ELECT DIRECTOR OKUDA, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AIHARA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, TOMOAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TERUBAYASHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBUYA, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HARIMA, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, KEN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MIZUNO, KOJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FURUBE, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR FUYUKI, TOSHIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daikin Industries Ltd.
�� TICKER: 6367 CUSIP: J10038115
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR YANO, RYU ISSUER YES FOR FOR
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR FUKUNAGA, ISSUER YES FOR FOR
KENJI
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ONO, ISSUER YES FOR FOR
ICHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daikoku Denki Co., Ltd.
TICKER: 6430 CUSIP: J1012K109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAYAMORI, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEMOTO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAYAMORI, KEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NIWA, TOKISHIGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OUE, SEIICHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAYAMORI, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FUJIMAKI, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATSUBARA, MANABU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ONARI, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ADACHI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TAKEDA, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR YOSHIKAWA, ISSUER YES FOR FOR
KOJI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR MURAHASHI, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #3: APPROVE DIRECTOR AND STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
RETIREMENT BONUS
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DAIKOKUTENBUSSAN CO. LTD.
TICKER: 2791 CUSIP: J1012U107
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR OGA, SHOJI ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR KIKUCHI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWADA, TOMOHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OUE, TADAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OGA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OMURA, MASASHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KUWAHARA, KAZUNARI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daikyo Inc.
TICKER: 8840 CUSIP: J10164119
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR KADOWAKI, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAGUCHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KIMURA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAISE, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR HAMBAYASHI, TORU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR WASHIO, TOMOHARU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR INOUE, TAKAHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DaikyoNishikawa Corporation
TICKER: 4246 CUSIP: J10207108
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2.1: ELECT DIRECTOR UCHIDA, NARIAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YABUE, FUMITAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEOKA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HIYAMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIKIMURA, MOTOHARU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WAKI, FUKAMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR IDEHARA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MARUYAMA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SASAKI, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YASUMURA, ISSUER YES FOR FOR
KAZUYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daimler AG
TICKER: DAI CUSIP: D1668R123
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.25 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #5.2: RATIFY KPMG AG AS AUDITORS FOR THE ISSUER YES FOR FOR
2018 INTERIM FINANCIAL STATEMENTS UNTIL THE 2018 AGM
PROPOSAL #6.1: ELECT CLEMENS BOERSIG TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT BADER MOHAMMAD AL SAAD TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: AMEND ARTICLES RE: PARTICIPATION AND ISSUER YES FOR FOR
VOTING AT SHAREHOLDER MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dainichiseika Colour & Chem Mfg. Co. Ltd.
TICKER: 4116 CUSIP: J10332104
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR TAKAHASHI, KOJI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR NAKAMURA, KAZUO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR SAKAKIBARA, TOSHIYA ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR SAITO, OSAMU ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR TADA, KAZUTOMO ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR KOSHIRO, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR TAKINO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR YAMADA, TSUNETARO ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT STATUTORY AUDITOR KAWADA, ISSUER YES FOR FOR
KATSUHISA
PROPOSAL #5.2: APPOINT STATUTORY AUDITOR NAGASHIMA, ISSUER YES FOR FOR
KAZUO
PROPOSAL #5.3: APPOINT STATUTORY AUDITOR ITO, KIMIO ISSUER YES FOR FOR
PROPOSAL #6: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YAMAGUCHI, HIDEMI
PROPOSAL #7: APPROVE DIRECTOR AND STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
RETIREMENT BONUS
PROPOSAL #8: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daio Paper Corp.
TICKER: 3880 CUSIP: J79518114
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5.5
PROPOSAL #2.1: ELECT DIRECTOR SAKO, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ADACHI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAZAKI, KUNIHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ONO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMASAKI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHINOHARA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMAGAMI, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR WATANABE, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TANAKA, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WAKABAYASHI, YORIFUSA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YOSHIDA, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YONEDA, YUKIMASA ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR UNNO, MIZUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dairy Crest Group plc
TICKER: DCG CUSIP: G2624G109
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MARK ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT TOM ATHERTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEPHEN ALEXANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW CARR-LOCKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SUE FARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RICHARD MACDONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daisan Bank Ltd.
TICKER: 8529 CUSIP: J10752103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR TANIKAWA, KENZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR IWAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IGUCHI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUJITA, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ASANO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KITAMURA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SAKAMOTO, YASUTAKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAKAWA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAWASE, KAZUYA ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HAMAOKA, MASAMI
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKAGAWA, NOBORU
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NAKAMURA, KAZUHIRO
PROPOSAL #3.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER NORO, AKIHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiseki Co. Ltd.
TICKER: 9793 CUSIP: J10773109
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR ITO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HASHIRA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAMOTO, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AMANO, KOJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, YASUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MIYACHI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISAKA, TOSHIYASU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIMODA, KENSEI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UMETANI, ISAO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YASUNAGA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daishi Bank Ltd.
TICKER: 8324 CUSIP: J10794105
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR NAMIKI, FUJIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SASAKI, KOSUKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HASEGAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, TAKUYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIYAZAWA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OBARA, KIYOFUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ONUMA, KIMINARI ISSUER �� YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR EIZUKA, JUMATSU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UEGURI, MICHIRO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KAWAI, SHINJIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daishin Securities Co. Ltd.
TICKER: A003540 CUSIP: Y19538100
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT LEE EO-RYONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PARK CHAN-SU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT KIM CHANG-BONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT JEONG SANG-MYEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT SHIN JAE-GOOK AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT LEE JI-WON AS OUTSIDE DIRECTOR TO ISSUER YES FOR FOR
SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #4.1: ELECT PARK CHAN-SU AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT KIM CHANG-BONG AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daisyo Corporation
TICKER: 9979 CUSIP: J10931103
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2: ELECT DIRECTOR MIZUNO, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daito Trust Construction Co. Ltd.
TICKER: 1878 CUSIP: J11151107
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 298
PROPOSAL #2.1: ELECT DIRECTOR KUMAKIRI, NAOMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOBAYASHI, KATSUMA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWAI, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIDA, KANITSU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKEUCHI, KEI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAITO, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAGAWA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SATO, KOJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMAGUCHI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SASAKI, MAMI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SHODA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR UNO, ISSUER YES FOR FOR
MASAYASU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HACHIYA, ISSUER YES FOR FOR
HIDEO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR FUJIMAKI, ISSUER YES FOR FOR
KAZUO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwa House Industry Co. Ltd.
TICKER: 1925 CUSIP: J11508124
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 52
PROPOSAL #2.1: ELECT DIRECTOR HIGUCHI, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONO, NAOTAKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ISHIBASHI, TAMIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWAI, KATSUTOMO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOSOKABE, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FUJITANI, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUCHIDA, KAZUTO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HORI, FUKUJIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YOSHII, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YAMAMOTO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TANABE, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OTOMO, HIROTSUGU ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR URAKAWA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR DEKURA, KAZUHITO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR ARIYOSHI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR KIMURA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR SHIGEMORI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.19: ELECT DIRECTOR YABU, YUKIKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR HIRATA, ISSUER YES FOR FOR
KENJI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR IIDA, ISSUER YES FOR FOR
KAZUHIRO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR NISHIMURA, ISSUER YES FOR FOR
TATSUSHI
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwa Industries Ltd.
TICKER: 6459 CUSIP: J11550100
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OZAKI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OZAKI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUGITA, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAEKAWA, KAORU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NISHIKUBO, HIROYASU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ONO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OZAKI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HIRADE, KAZUSHIGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KUDO, TETSURO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwa Securities Group Inc.
TICKER: 8601 CUSIP: J11718111
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIBINO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAKATA, SEIJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NISHIO, SHINYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAKAHASHI, KAZUO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATSUI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TASHIRO, KEIKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOMATSU, MIKITA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATSUDA, MORIMASA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATSUBARA, NOBUKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TADAKI, KEIICHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ONODERA, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR OGASAWARA, MICHIAKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR TAKEUCHI, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR NISHIKAWA, IKUO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
AND STOCK OPTION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwabo Holdings Co Ltd
TICKER: 3107 CUSIP: J1R29Q108
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT REVERSE STOCK SPLIT - REDUCE SHARE
TRADING UNIT - INDEMNIFY DIRECTORS - INDEMNIFY
STATUTORY AUDITORS
PROPOSAL #4.1: ELECT DIRECTOR SAKAGUCHI, MASAAKI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR NOGAMI, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR KITA, KOICHI ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR YASUNAGA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR MONZEN, HIDEKI ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR SAWAKI, YUJI ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR NISHIMURA, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR KOGO, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR DOHI, KENICHI ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT STATUTORY AUDITOR HIRAOKA, ISSUER YES FOR FOR
YOSHINOBU
PROPOSAL #5.2: APPOINT STATUTORY AUDITOR FUJIKI, ISSUER YES FOR FOR
HISASHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dali Foods Group Company Ltd
TICKER: 3799 CUSIP: G2743Y106
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT ZHUANG WEIQIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT XU BIYING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT HU XIAOLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT CHENG HANCHUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT LIU XIAOBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT LIN ZHIJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Port (PDA) Co., Ltd.
TICKER: 2880 CUSIP: Y1R69D101
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG YIMING AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Port (PDA) Co., Ltd.
TICKER: 2880 CUSIP: Y1R69D101
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND AUDITORS' REPORT
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #7.1: ELECT ZHANG YIMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT XU SONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT BAI JINGTAO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT ZHENG SHAOPING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.5: ELECT YIN SHIHUI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT WEI MINGHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: ELECT WANG ZHIFENG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.2: ELECT SUN XIYUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: ELECT LAW MAN TAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT JIA WENJUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT QI YUE AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT KONG XIANJING AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Refrigeration Co. Ltd.
TICKER: 200530 CUSIP: Y1964W104
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CRITERIA TO SELECT PLAN ISSUER YES FOR FOR
PARTICIPANTS
PROPOSAL #1.2: APPROVE SOURCE, NUMBER AND ALLOCATION ISSUER YES FOR FOR
OF RESTRICTED STOCKS
PROPOSAL #1.3: APPROVE DURATION, GRANT DATE, LOCKING ISSUER YES FOR FOR
PERIOD, UNLOCKING PERIOD AND LOCK-UP PERIOD
PROPOSAL #1.4: APPROVE GRANT PRICE AND PRICE-SETTING ISSUER YES FOR FOR
BASIS
PROPOSAL #1.5: APPROVE CONDITIONS FOR GRANTING AND ISSUER YES FOR FOR
UNLOCKING
PROPOSAL #1.6: APPROVE METHODS AND PROCEDURES TO ISSUER YES FOR FOR
ADJUST THE INCENTIVE PLAN
PROPOSAL #1.7: APPROVE ACCOUNTING TREATMENT ISSUER YES FOR FOR
PROPOSAL #1.8: APPROVE IMPLEMENTATION PROCEDURES ISSUER YES FOR FOR
PROPOSAL #1.9: APPROVE RIGHTS AND OBLIGATIONS OF THE ISSUER YES FOR FOR
PLAN PARTICIPANTS AND THE COMPANY
PROPOSAL #1.10: APPROVE HOW TO IMPLEMENT THE ISSUER YES FOR FOR
RESTRICTED STOCK INCENTIVE PLAN WHEN THERE ARE
CHANGES FOR THE COMPANY AND INCENTIVE OBJECTS
PROPOSAL #1.11: APPROVE PRINCIPLE OF RESTRICTED STOCK ISSUER YES FOR FOR
REPURCHASE CANCELLATION
PROPOSAL #2: APPROVE METHODS TO ASSESS THE ISSUER YES FOR FOR
PERFORMANCE OF PLAN PARTICIPANTS
PROPOSAL #3: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Refrigeration Co. Ltd.
TICKER: 200530 CUSIP: Y1964W104
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF 2016 AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Refrigeration Co. Ltd.
TICKER: 200530 CUSIP: Y1964W104
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 BANK CREDIT LINE AND LOAN ISSUER YES FOR FOR
APPLICATIONS AND ITS RELATED AUTHORIZATIONS
PROPOSAL #7: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #8: APPROVE 2017 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Refrigeration Company Limited
TICKER: 200530 CUSIP: Y1964W104
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF DALIAN BINGSHAN ISSUER YES FOR FOR
ENGINEERING & TRADING CO., LTD
PROPOSAL #2: APPROVE ACQUISITION OF DALIAN BINGSHAN ISSUER YES FOR FOR
METAL TECHNOLOGY CO., LTD
PROPOSAL #3: ELECT TAKAGI TOSHIYUKI AS NON- ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Wanda Commercial Properties Co Ltd
TICKER: 3699 CUSIP: Y1966E102
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VOLUNTARY WITHDRAWAL OF THE ISSUER YES FOR FOR
LISTING OF THE H SHARES FROM THE STOCK EXCHANGE
PROPOSAL #2: APPROVE SPECIAL REPORT IN RELATION TO ISSUER YES FOR FOR
THE USE OF PROCEEDS RAISED BY PREVIOUS H SHARE
PROPOSAL #3: APPROVE EXTENSION OF THE VALIDITY PERIOD SHAREHOLDER YES FOR FOR
OF THE SHAREHOLDERS' APPROVAL IN RELATION TO THE
PROPOSAL ON THE PLAN FOR THE A SHARE OFFERING
PROPOSAL #4: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE A SHARE OFFERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalian Wanda Commercial Properties Co Ltd
TICKER: 3699 CUSIP: Y1966E102
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE VOLUNTARY WITHDRAWAL OF THE ISSUER YES FOR FOR
LISTING OF THE H SHARES FROM THE STOCK EXCHANGE
PROPOSAL #2: APPROVE EXTENSION OF THE VALIDITY PERIOD SHAREHOLDER YES FOR FOR
OF THE SHAREHOLDERS' APPROVAL IN RELATION TO THE
PROPOSAL ON THE PLAN FOR THE A SHARE OFFERING
PROPOSAL #3: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE A SHARE OFFERING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dalmia Bharat Limited
TICKER: 533309 CUSIP: Y1986U102
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: ELECT GAUTAM DALMIA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S.S. KOTHARI MEHTA& CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE COMMISSION REMUNERATION TO JAI ISSUER YES FOR FOR
H. DALMIA, MANAGING DIRECTOR
PROPOSAL #6: APPROVE COMMISSION REMUNERATION TO Y.H. ISSUER YES FOR FOR
DALMIA, MANAGING DIRECTOR
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
JAI H. DALMIA AS MANAGING DIRECTOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
Y.H. DALMIA AS MANAGING DIRECTOR
PROPOSAL #9: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DAMAC Properties Dubai Co PJSC
TICKER: DAMAC CUSIP: M0858Z101
MEETING DATE: 4/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.25 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS EXCEPT SELLING OFF PLAN
PROPOSAL #9: APPROVE CHARITABLE DONATIONS UP TO 2 ISSUER YES FOR FOR
PERCENT OF AVERAGE NET PROFITS OF FY 2015 AND FY 2016
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DAMAC Properties Dubai Co PJSC
TICKER: DAMAC CUSIP: M0858Z101
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HUSSEIN SAJWANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ADIL TAQI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT FAROUQ ARJOMAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT YAHIA NOUREDDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SOFIAN AL KHATIB AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #6: ELECT NABEEL AL YOUSSEF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JOHN WRIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MIRIELLE BABTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NEILA AL MOUSSAWI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #10: ELECT AMEERA SAJWANI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #11: ELECT MARYAM ABDULLAH BIN BADIR AL ISSUER YES ABSTAIN AGAINST
SUWEIDI AS DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Gas PJSC
TICKER: DANA CUSIP: M27014105
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ABSENCE OF DIVIDENDS FOR FY 2016 ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: APPROVE THE COMPANY'S EMPLOYEES ISSUER YES AGAINST AGAINST
INCENTIVE SHARES SCHEME
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danieli & Co. Officine Meccaniche SPA
TICKER: DAN CUSIP: T73148107
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT REPRESENTATIVE FOR HOLDERS OF ISSUER YES FOR FOR
SAVING SHARES; APPROVE REPRESENTATIVE'S REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danieli & Co. Officine Meccaniche SPA
TICKER: DAN CUSIP: T73148115
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE DIRECTOR OR REDUCE THE SIZE OF ISSUER YES AGAINST AGAINST
THE BOARD
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danone
TICKER: BN CUSIP: F12033134
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.70 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: REELECT GAELLE OLIVIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT ISABELLE SEILLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JEAN-MICHEL SEVERINO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT LIONEL ZINSOU-DERLIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT GREGG L. ENGLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TRANSACTION WITH J.P. MORGAN ISSUER YES FOR FOR
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FRANCK RIBOUD, CHAIRMAN
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
EMMANUEL FABER, CEO
PROPOSAL #13: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 57 MILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS WITH
BINDING PRIORITY RIGHT UP TO AGGREGATE NOMINAL AMOUNT
OF EUR 16 MILLION
PROPOSAL #18: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
16 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #21: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 41 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE UP TO 0.2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danske Bank A/S
TICKER: DANSKE CUSIP: K22272114
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION .OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 9.00 PER SHARE
PROPOSAL #4a: REELECT OLE ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT LARS-ERIK BRENOE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT URBAN BACKSTROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT JORN JENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: REELECT ROLV RYSSDAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT CAROL SERGEANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: REELECT HILDE TONNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: ELECT MARTIN FOLKE TIVEUS AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RATIFY DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE DKK 468.9 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #6b: APPROVE CREATION OF DKK 1 BILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION IN THE AMOUNT OF ISSUER YES FOR FOR
DKK 1.8 MILLION FOR CHAIRMAN, DKK 787,500 FOR VICE
CHAIRMAN AND DKK 525,000 FOR OTHER BOARD MEMBERS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #9: APPROVE DANSKE BANK GROUP'S REMUNERATION ISSUER YES FOR FOR
POLICY FOR 2016
PROPOSAL #10: APPROVE PROPOSAL REQUIRING THAT COMPANY SHAREHOLDER YES AGAINST FOR
MAY NOT ABOLISH CHEQUES FOR ITS DANISH PERSONAL AND
BUSINESS CUSTOMERS
PROPOSAL #11a: REQUIRE TO RELEASE GENDER-SPECIFIC SHAREHOLDER YES AGAINST FOR
REMUNERATION STATISTICS FOR ITS EMPLOYEES
PROPOSAL #11b: SET A CEILING FOR EMPLOYEE SHARE SHAREHOLDER YES AGAINST FOR
OPTIONS AT DKK 50,000, AND NO EMPLOYEES IN MANAGEMENT
OR DECISION-MAKING CAPACITY REGARDING SALE/EXCHANGE
LISTING MAY HAVE SHARE OPTIONS
PROPOSAL #11c: REQUIRE DANSKE BANK TO INVEST 5% OF SHAREHOLDER YES AGAINST FOR
ITS NET PROFIT IN GREEN TECHNOLOGY
PROPOSAL #12: REQUIRE DANSKE BANK TO RECOGNIZE AND SHAREHOLDER YES AGAINST FOR
REPORT ON THE UN'S CLIMATE TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daou Technology Inc.
TICKER: A023590 CUSIP: Y19908105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT KIM YONG-DAE AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPOINT CHOI BONG-SIK AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daphne International Holdings Ltd.
TICKER: 210 CUSIP: G2830J103
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT CHEN TOMMY YI-HSUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHEN YING-CHIEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KUO JUNG-CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Darfon Electronics Corp.
TICKER: 8163 CUSIP: Y1997G100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Darwin Precisions Corp
TICKER: 6120 CUSIP: Y25909105
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT XIANG FU QI, REPRESENTATIVE OF ISSUER YES FOR FOR
AU OPTRONICS CORP WITH SHAREHOLDER NO. 144061, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT ZHU GUANG PEI, REPRESENTATIVE OF ISSUER YES FOR FOR
AU OPTRONICS CORP WITH SHAREHOLDER NO. 144061, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT PENG SHUANG LANG, REPRESENTATIVE ISSUER YES FOR FOR
OF AU OPTRONICS CORP WITH SHAREHOLDER NO. 144061, AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT CHEN XUAN BIN WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 144254 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT CHEN YI SHI WITH ID NO. ISSUER YES FOR FOR
B100456XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT ZHANG YONG PENG WITH ID NO. ISSUER YES FOR FOR
K101024XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT XIE HUI JUAN WITH ID NO. ISSUER YES FOR FOR
P200062XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS AND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dassault Aviation
TICKER: AM CUSIP: F24539102
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 12.1 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ERIC ISSUER YES FOR FOR
TRAPPIER, CEO AND CHAIRMAN
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF LOIK ISSUER YES FOR FOR
SEGALEN, VICE-CEO
PROPOSAL #7: APPROVE REMUNERATION POLICY OF ERIC ISSUER YES FOR FOR
TRAPPIER, CEO AND CHAIRMAN
PROPOSAL #8: APPROVE REMUNERATION POLICY OF LOIK ISSUER YES FOR FOR
SEGALEN, VICE-CEO
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: RATIFY APPOINTMENT OF CATHERINE ISSUER YES AGAINST AGAINST
DASSAULT AS DIRECTOR
PROPOSAL #11: RATIFY APPOINTMENT OF MATHILDE LEMOINE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #12: APPROVE TRANSACTION WITH GIMD RE: ISSUER YES FOR FOR
PROPERTY RENTAL
PROPOSAL #13: APPROVE TRANSACTION WITH AIRBUS GROUP ISSUER YES FOR FOR
SAS RE: SHARES REPURSHASE
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dassault Systemes
TICKER: DSY CUSIP: F2457H472
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.53 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #6: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #7: APPROVE REMUNERATION POLICY OF VICE ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD AND CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHARLES EDELSTENNE, CHAIRMAN OF THE BOARD
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERNARD CHARLES, VICE CHAIRMAN OF THE BOARD AND CEO
PROPOSAL #10: REELECT ODILE DESFORGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RATIFY APPOINTMENT OF CATHERINE ISSUER YES FOR FOR
DASSAULT AS DIRECTOR
PROPOSAL #12: ELECT SOUMITRA DUTTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #14: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWARTERHOUSECOOPERS AUDIT AS AUDITOR
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 25 ISSUER YES FOR FOR
MILLION SHARES
PROPOSAL #16: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 12 MILLION
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 12 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datalogic Spa
TICKER: DAL CUSIP: T3480B123
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #1: AMEND COMPANY BYLAWS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ENTERING INTO THE TRANSFER ISSUER YES FOR FOR
AGREEMENT IN RELATION TO COAL-TO-CHEMICAL AND THE
RELATED PROJECT BY THE COMPANY AND ZHONGXIN ENERGY
AND CHEMICAL TECHNOLOGY COMPANY LIMITED
PROPOSAL #2: APPROVE PROVISION OF GUARANTEE FOR SHAREHOLDER YES AGAINST AGAINST
FINANCING LIANCHENG POWER GENERATION COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL COOPERATION AGREEMENT ISSUER YES FOR FOR
WITH DATANG FINANCIAL LEASE CO., LTD
PROPOSAL #2: APPROVE ALLOWANCE CRITERIA FOR THE ISSUER YES FOR FOR
DIRECTORS OF THE NINTH SESSION OF THE BOARD AND THE
SUPERVISORS OF THE NINTH SESSION OF THE SUPERVISORY
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 12/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL SERVICES AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIU JIZHEN AS DIRECTOR SHAREHOLDER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE TYPE OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND PAR VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A-SHARES AND H-SHARES
PROPOSAL #1.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #1.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #1.4: APPROVE SUBSCRIPTION METHOD IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A-SHARES AND
PROPOSAL #1.5: APPROVE ISSUE PRICE AND PRINCIPLE OF ISSUER YES FOR FOR
PRICING IN RELATION TO THE NON-PUBLIC ISSUANCE OF A-
SHARES AND H-SHARES
PROPOSAL #1.6: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A-SHARES
AND H-SHARES
PROPOSAL #1.7: APPROVE LOCK-UP PERIOD AND LISTING ISSUER YES FOR FOR
ARRANGEMENT IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A-SHARES AND H-SHARES
PROPOSAL #1.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #1.9: APPROVE ARRANGEMENT FOR THE ISSUER YES FOR FOR
ACCUMULATED PROFITS PRIOR TO THE NON-PUBLIC ISSUANCE
OF A-SHARES AND H-SHARES
PROPOSAL #1.10: APPROVE RELATIONSHIP BETWEEN THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A-SHARES AND THE NON-
PUBLICISSUANCE OF H-SHARES
PROPOSAL #1.11: APPROVE EFFECTIVE PERIOD FOR THE ISSUER YES FOR FOR
RESOLUTION ON NON-PUBLIC ISSUANCE OF A-SHARES AND H-
SHARES
PROPOSAL #2: APPROVE EXECUTION OF THE CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT FOR NON-PUBLIC ISSUANCE OF
SHARES
PROPOSAL #3: APPROVE DILUTION OF IMMEDIATE RETURN AND ISSUER YES FOR FOR
REMEDIAL MEASURES ON NON-PUBLIC ISSUANCE OF SHARES
AND UNDERTAKINGS OF CONTROLLING SHAREHOLDERS,
DIRECTORS AND SENIOR MANAGEMENT ON REMEDIAL MEASURES
PROPOSAL #4: AUTHORIZE BOARD AND RELEVANT DIRECTORS ISSUER YES FOR FOR
TO HANDLE ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A-SHARES AND THE NON-PUBLIC ISSUANCE OF
H-SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESOLUTION ON THE FULFILLMENTS ISSUER YES FOR FOR
TO THE CONDITIONS FOR NON-PUBLIC ISSUANCE OF A-SHARES
PROPOSAL #2.1: APPROVE TYPE OF SHARES TO BE ISSUED ISSUER YES FOR FOR
AND PAR VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE
OF A-SHARES AND H-SHARES
PROPOSAL #2.2: APPROVE METHOD OF ISSUE IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #2.3: APPROVE TARGET SUBSCRIBERS IN RELATION ISSUER YES FOR FOR
TO THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #2.4: APPROVE SUBSCRIPTION METHOD IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A-SHARES AND
PROPOSAL #2.5: APPROVE ISSUE PRICE AND PRINCIPLE OF ISSUER YES FOR FOR
PRICING IN RELATION TO THE NON-PUBLIC ISSUANCE OF A-
SHARES AND H-SHARES
PROPOSAL #2.6: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A-SHARES
AND H-SHARES
PROPOSAL #2.7: APPROVE LOCK-UP PERIOD AND LISTING ISSUER YES FOR FOR
ARRANGEMENT IN RELATION TO THE NON-PUBLIC ISSUANCE OF
A-SHARES AND H-SHARES
PROPOSAL #2.8: APPROVE USE OF PROCEEDS IN RELATION TO ISSUER YES FOR FOR
THE NON-PUBLIC ISSUANCE OF A-SHARES AND H-SHARES
PROPOSAL #2.9: APPROVE ARRANGEMENT FOR THE ISSUER YES FOR FOR
ACCUMULATED PROFITS PRIOR TO THE NON-PUBLIC ISSUANCE
OF A-SHARES AND H-SHARES
PROPOSAL #2.10: APPROVE RELATIONSHIP BETWEEN THE NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A-SHARES AND THE NON-
PUBLICISSUANCE OF H-SHARES
PROPOSAL #2.11: APPROVE EFFECTIVE PERIOD FOR THE ISSUER YES FOR FOR
RESOLUTION ON NON-PUBLIC ISSUANCE OF A-SHARES AND H-
SHARES
PROPOSAL #3: APPROVE RESOLUTION ON PROPOSAL FOR NON- ISSUER YES FOR FOR
PUBLIC ISSUANCE OF A-SHARES
PROPOSAL #4: APPROVE EXECUTION OF THE CONDITIONAL ISSUER YES FOR FOR
SUBSCRIPTION AGREEMENT FOR NON-PUBLIC ISSUANCE OF
SHARES
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF
A-SHARES FOR INVESTMENT IN PROJECTS
PROPOSAL #6: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PREVIOUS FUND RAISING ACTIVITY
PROPOSAL #7: APPROVE DILUTION OF IMMEDIATE RETURN AND ISSUER YES FOR FOR
REMEDIAL MEASURES ON NON-PUBLIC ISSUANCE OF SHARES
AND UNDERTAKINGS OF CONTROLLING SHAREHOLDERS,
DIRECTORS AND SENIOR MANAGEMENT ON REMEDIAL MEASURES
PROPOSAL #8: APPROVE WAIVER OF OBLIGATION TO MAKE ISSUER YES FOR FOR
GENERAL OFFER BY CHINA DATANG CORPORATION FOR
PROPOSAL #9: APPROVE DIVIDEND DISTRIBUTION POLICY AND ISSUER YES FOR FOR
THREE-YEAR PLAN FOR SHAREHOLDERS' RETURN (2016-2018)
PROPOSAL #10: AUTHORIZE BOARD AND RELEVANT DIRECTORS ISSUER YES FOR FOR
TO HANDLE ALL MATTERS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A-SHARES AND THE NON-PUBLIC ISSUANCE OF
H-SHARES
PROPOSAL #11: APPROVE WHITEWASH WAIVER BY CHINA ISSUER YES FOR FOR
DATANG CORPORATION AND ISSUANCE OF DOCUMENTS ON
WHITEWASH WAIVER BY DATANG INTERNATIONAL POWER
GENERATION CO., LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datang International Power Generation Co. Ltd
TICKER: 991 CUSIP: Y20020106
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 WORK REPORT OF THE ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #3: APPROVE 2016 FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
AND MAKING UP LOSSES BY SURPLUS RESERVE
PROPOSAL #5: APPROVE 2017 FINANCING GUARANTEE ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PROVISION OF GUARANTEE TO SHANXI ISSUER YES AGAINST AGAINST
DATANG INTERNATIONAL YUNCHENG POWER GENERATION
COMPANY LIMITED
PROPOSAL #7.1: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (BEIJING)
PROPOSAL #7.2: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (INNER MONGOLIA)
PROPOSAL #7.3: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (CHAOZHOU)
PROPOSAL #7.4: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (HONG KONG - BEIJING)
PROPOSAL #7.5: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (HONG KONG - COMPANY)
PROPOSAL #7.6: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (HONG KONG - CHAOZHOU)
PROPOSAL #7.7: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (DATANG FUEL - BEIJING)
PROPOSAL #7.8: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (XILINHAOTE)
PROPOSAL #7.9: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (ANHUI - BEIJING)
PROPOSAL #7.10: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (XIANGTAN - BEIJING)
PROPOSAL #7.11: APPROVE PURCHASE AND SALE OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (SHENTOU - SHANXI FUEL)
PROPOSAL #7.12: APPROVE PURCHASE AND SALE OF COAL AND ISSUER �� YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL PURCHASE AND SALE
FRAMEWORK AGREEMENT (LINFEN - SHANXI FUEL)
PROPOSAL #7.13: APPROVE TRANSPORTATION OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL TRANSPORTATION
FRAMEWORK AGREEMENT (LVSIGANG)
PROPOSAL #7.14: APPROVE TRANSPORTATION OF COAL AND ISSUER YES FOR FOR
ITS ANNUAL CAP UNDER THE COAL TRANSPORTATION
FRAMEWORK AGREEMENT (CHAOZHOU)
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datasonic Group Berhad
TICKER: DSONIC CUSIP: Y2020Y100
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHEW BEN BEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT HANDRIANOV PUTRA BIN ABU HANIFAH ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3: ELECT MOHAMED ZULKHORNAIN BIN AB RANEE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #4: ELECT AZIZ JAMALUDIN BIN HJ. MHD TAHIR ISSUER YES AGAINST AGAINST
AS DIRECTOR
PROPOSAL #5: ELECT MOHAMED HASHIM BIN MOHD ALI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT YEE KIM SHING @ YEW KIM SING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT RAGHBIR SINGH A/L HARI SINGH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE CROWE HORWATH AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datatec Ltd
TICKER: DTC CUSIP: S2100Z123
MEETING DATE: 9/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT NICK TEMPLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT JENS MONTANANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MFUNDISO NJEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT IVAN DITTRICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MARK HOLME AS THE DESIGNATED
AUDITOR
PROPOSAL #6.1: RE-ELECT CHRIS SEABROOKE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #6.2: ELECT MFUNDISO NJEKE AS MEMBER OF ISSUER YES FOR FOR
AUDIT, RISK AND COMPLIANCE COMMITTE
PROPOSAL #6.3: RE-ELECT FUNKE IGHODARO AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #6.4: RE-ELECT STEPHEN DAVIDSON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT, RISK AND COMPLIANCE COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #10: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #11: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Davide Campari-Milano S.p.A.
TICKER: CPR CUSIP: T24091117
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: ELECT KAREN GUERRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dawnrays Pharmaceutical (Holdings) Ltd.
TICKER: 2348 CUSIP: G2687M100
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI KEI LING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT LEUNG HONG MAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT LO TUNG SING TONY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dawonsys Co. Ltd.
TICKER: A068240 CUSIP: Y2040P105
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR(S)
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dayang Enterprise Holdings Bhd.
TICKER: DAYANG CUSIP: Y202BD104
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALI BIN ADAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WONG PING ENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KOH EK CHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT AZLAN SHAH BIN JAFFRIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LING SUK KIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE KPMG PLT AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dazhong Transportation (Group) Co. Ltd.
TICKER: 900903 CUSIP: Y2023E119
MEETING DATE: 11/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dazhong Transportation (Group) Co. Ltd.
TICKER: 900903 CUSIP: Y2023E119
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND 2017 ISSUER YES FOR FOR
FINANCIAL BUDGET REPORT
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5.01: APPROVE COMPANY'S ELIGIBILITY FOR ISSUER YES FOR FOR
ISSUANCE OF CONVERTIBLE BONDS
PROPOSAL #5.02: APPROVE BOND TYPE ISSUER YES FOR FOR
PROPOSAL #5.03: APPROVE ISSUE MANNER AND ISSUE SIZE ISSUER YES FOR FOR
PROPOSAL #5.04: APPROVE PAR VALUE AND ISSUE PRICE ISSUER YES FOR FOR
PROPOSAL #5.05: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
PLACING ARRANGEMENT FOR SHAREHOLDERS
PROPOSAL #5.06: APPROVE BOND MATURITY AND TYPE ISSUER YES FOR FOR
PROPOSAL #5.07: APPROVE BOND INTEREST RATE ISSUER YES FOR FOR
PROPOSAL #5.08: APPROVE INITIAL CONVERSION PRICE ISSUER YES FOR FOR
PROPOSAL #5.09: APPROVE GUARANTEE SECURITY MEASURES ISSUER YES FOR FOR
PROPOSAL #5.10: APPROVE USE OF PROCEEDS AND RAISED ISSUER YES FOR FOR
FUNDS SPECIAL ACCOUNT
PROPOSAL #5.11: APPROVE SAFEGUARD MEASURES OF DEBTS ISSUER YES FOR FOR
REPAYMENT
PROPOSAL #5.12: APPROVE LISTING ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #5.13: APPROVE UNDERWRITING MANNER ISSUER YES FOR FOR
PROPOSAL #5.14: APPROVE OTHER MATTERS ISSUER YES FOR FOR
PROPOSAL #5.15: APPROVE RESOLUTION VALIDITY PERIOD ISSUER YES FOR FOR
PROPOSAL #5.16: APPROVE AUTHORIZATION OF THE BOARD TO ISSUER YES FOR FOR
HANDLE ALL RELATED MATTERS
PROPOSAL #6: APPROVE 2017 EXTERNAL PROVISION OF ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #7: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES FOR FOR
INSTRUMENTS
PROPOSAL #8: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT OF INTERNAL CONTROL ISSUER YES FOR FOR
AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DBS Group Holdings Ltd.
TICKER: D05 CUSIP: Y20246107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT BART BROADMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HO TIAN YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT OW FOONG PHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE DBSH SHARE PLAN
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DBSH SCRIP DIVIDEND SCHEME TO THE FINAL DIVIDENDS FOR
THE YEAR ENDED DEC. 31, 2016
PROPOSAL #11: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
DBSH SCRIP DIVIDEND SCHEME FOR THE DIVIDENDS WHICH
MAY BE DECLARED FOR THE YEAR ENDING DEC. 31, 2017
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DBV Technologies
TICKER: DBV CUSIP: F2927N109
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSES AND ABSENCE ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #5: RENEW APPOINTMENT OF DELOITTE & ASSOCIES ISSUER YES FOR FOR
AS AUDITOR
PROPOSAL #6: ACKNOWLEDGE END OF MANDATE OF BEAS AS ISSUER YES FOR FOR
ALTERNATE AUDITOR, AND APPROVE DECISION TO NEITHER
RENEW NOR REPLACE THE ALTERNATE AUDITOR
PROPOSAL #7: ELECT JULIE O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 600,000
PROPOSAL #9: APPROVE REMUNERATION POLICY OF PIERRE- ISSUER YES FOR FOR
HENRI BENHAMOU, CHAIRMAN AND CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF DAVID ISSUER YES FOR FOR
SCHILANSKY, VICE-CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY OF LAURENT ISSUER YES FOR FOR
MARTIN, VICE-CEO
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #14: AUTHORIZE UP TO 5.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #15: AUTHORIZE UP TO 5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #16: APPROVE ISSUANCE OF WARRANTS (BSA, ISSUER YES FOR FOR
BSAANE AND/OR BSAAR) WITHOUT PREEMPTIVE RIGHTS UP TO
2 PERCENT OF ISSUED CAPITAL RESERVED FOR CORPORATE
OFFICERS, SCIENTIFIC COMMITTEE MEMBERS, EMPLOYEES,
CONSULTANTS AND/OR SUBSIDIARIES
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AMEND ARTICLE 36 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DCC plc
TICKER: DCC CUSIP: G2689P101
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5a: RE-ELECT TOMMY BREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: RE-ELECT ROISIN BRENNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: RE-ELECT DAVID JUKES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: RE-ELECT PAMELA KIRBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: RE-ELECT JANE LODGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: ELECT CORMAC MCCARTHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: RE-ELECT JOHN MOLONEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: RE-ELECT DONAL MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5i: RE-ELECT FERGAL O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5j: RE-ELECT LESLIE VAN DE WALLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE MARKET PURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE REISSUANCE PRICE RANGE OF ISSUER YES FOR FOR
TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DCM Holdings Co., Ltd.
TICKER: 3050 CUSIP: J12549101
MEETING DATE: 5/25/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR KUMAGAI, HISATO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DAIGO, SHIGEO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: De La Rue plc
TICKER: DLAR CUSIP: G2702K139
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT SABRI CHALLAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT MARIA DA CUNHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT RUPERT MIDDLETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT JITESH SODHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PHILIP ROGERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDREW STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARTIN SUTHERLAND AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DE LONGHI S.p.A.
TICKER: DLG CUSIP: T3508H102
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4: ADOPT DOUBLE VOTING RIGHTS FOR LONG-TERM ISSUER YES AGAINST AGAINST
REGISTERED SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEA Capital SPA
TICKER: DEA CUSIP: T3503A128
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #3: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Debenhams plc
TICKER: DEB CUSIP: G2768V102
MEETING DATE: 1/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT IAN CHESHIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LISA MYERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT SERGIO BUCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NICKY KINNAIRD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT TERRY DUDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MATT SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SUZANNE HARLOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PETER FITZGERALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT STEPHEN INGHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MARTINA KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MARK ROLFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dechra Pharmaceuticals plc
TICKER: DPH CUSIP: G2769C145
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT WILLIAM RICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IAN PAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANTHONY GRIFFIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ISHBEL MACPHERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JULIAN HESLOP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #10: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Decmil Group Ltd
TICKER: DCG CUSIP: Q3129C105
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DAVID SAXELBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEE VERIOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT BILL HEALY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Automotive Systems Ltd.
TICKER: DLEA CUSIP: M2756V109
MEETING DATE: 7/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KOST, FORER, GABBAY CASSIRER ISSUER YES AGAINST AGAINST
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE PRIVATE PLACEMENT OF 380,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO RONIT BACHAR, CFO
PROPOSAL #4: APPROVE PRIVATE PLACEMENT OF 1,670,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO SHACHAR SHEMESH, CEO
PROPOSAL #5: APPROVE PRIVATE PLACEMENT OF 660,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO YORAM MIZRAHI, DEPUTY
PROPOSAL #6: APPROVE PRIVATE PLACEMENT OF 210,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO SHLOMO GEVA, DEPUTY CEO
PROPOSAL #7: APPROVE PRIVATE PLACEMENT OF 210,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO BARAK COHEN, DEPUTY CEO
PROPOSAL #8: APPROVE PRIVATE PLACEMENT OF 210,000 ISSUER YES AGAINST AGAINST
UNREGISTERED SHARE OPTIONS TO MOSHE LEVY, CIO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST �� N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Automotive Systems Ltd.
TICKER: DLEA CUSIP: M2756V109
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: APPROVE EMPLOYMENT AGREEMENT OF AVINOAM ISSUER YES FOR FOR
FINKELMAN, ACTIVE CHAIRMAN
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Automotive Systems Ltd.
TICKER: DLEA CUSIP: M2756V109
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: REELECT MALKA BEN DOR AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR AND APPROVE HER REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Energy Systems Ltd.
TICKER: DLEN CUSIP: M2775P109
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT ZIV HAFT AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ELECT RAMI SASSON AS EXTERNAL DIRECTOR SHAREHOLDER NO N/A N/A
FOR A THREE-YEAR PERIOD
PROPOSAL #4: ELECT RON NACHMANY AS EXTERNAL DIRECTOR SHAREHOLDER YES AGAINST N/A
FOR A THREE-YEAR PERIOD
PROPOSAL #5: ADD ARTICLE 128A TO THE ARTICLE OF SHAREHOLDER YES AGAINST N/A
ASSOCIATION RE: DIVIDEND DISTRIBUTION
PROPOSAL #6: ADD ARTICLE 128B TO THE ARTICLE OF SHAREHOLDER YES AGAINST N/A
ASSOCIATION RE: DIVIDEND DISTRIBUTION
PROPOSAL #7: APPROVE DIVIDEND DISTRIBUTION SHAREHOLDER YES AGAINST N/A
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Group Ltd.
TICKER: DLEKG CUSIP: M27635107
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES AGAINST AGAINST
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek Group Ltd.
TICKER: DLEKG CUSIP: M27635107
MEETING DATE: 4/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: APPROVE EMPLOYMENT TERMS OF CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B3: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Electronics (Thailand) Public Co Ltd
TICKER: DELTA CUSIP: Y20266154
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT MING-CHENG WANG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.2: ELECT ANUSORN MUTTARAID AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5.3: ELECT HENG-HSIEN HSIEH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE EY OFFICE LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Electronics Inc.
TICKER: 2308 CUSIP: Y20263102
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Galil Industries Ltd.
TICKER: DELT CUSIP: M2778B107
MEETING DATE: 1/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT NOAM LAUTMAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT ISAAC DABAH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT GIDEON CHITAYAT AS DIRECTOR ISSUER YES AGAINST AGAINST
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT IZHAK WEINSTOCK AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT TZIPORA CARMON AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: REELECT ISRAEL BAUM AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REAPPOINT KESSELMAN & KESSELMAN AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE AND UPDATE THE COMPENSATION ISSUER YES FOR FOR
POLICY OF THE COMPANY
PROPOSAL #5: APPROVE EMPLOYMENT TERMS OF GLORIA ISSUER YES FOR FOR
DABAH, DAUGHTER OF THE CONTROLLING SHAREHOLDER, AS
VICE PRESIDENT KIDS DIVISION DG PREMIUM BRANDS
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
INSURANCE AND INDEMNIFICATION
PROPOSAL #7: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES FOR FOR
AMEND ARTICLES ACCORDINGLY
PROPOSAL #8: APPROVE AMENDMENTS TO THE COMPANY'S ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION
PROPOSAL #9: APPROVE AMENDMENT TO THE MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE AND UPDATE INDEMNIFICATION ISSUER YES FOR FOR
AGREEMENTS TO OFFICERS WHO ARE NOT AMONG THE
CONTROLLING SHAREHOLDERS
PROPOSAL #11: APPROVE AND UPDATE INDEMNIFICATION ISSUER YES FOR FOR
AGREEMENTS TO OFFICERS WHO ARE AMONG THE CONTROLLING
SHAREHOLDERS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES �� FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Galil Industries Ltd.
TICKER: DELT CUSIP: M2778B107
MEETING DATE: 3/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND COMPENSATION POLICY ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Lloyd NV
TICKER: DL CUSIP: N25633103
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: CONDITIONAL AMENDMENT OF ARTICLES RE: ISSUER YES FOR FOR
NN GROUP OFFER PER SETTLEMENT DATE
PROPOSAL #3b: CONDITIONAL AMENDMENT OF ARTICLES RE: ISSUER YES FOR FOR
NN GROUP OFFER PER DELISTING DATE
PROPOSAL #4d: ELECT E. FRIESE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4e: ELECT D. REUDA TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4f: ELECT J.H. ERASMUS TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE RESIGNATION AND DISCHARGE OF H. ISSUER YES FOR FOR
VAN DER NOORDAA AS MEMBER OF THE EXECUTIVE BOARD
PROPOSAL #6b: APPROVE RESIGNATION AND DISCHARGE E.J. ISSUER YES FOR FOR
FISCHER, J.G. HAARS, S.G. VAN DER LECQ, A.A.G.BERGEN,
P.W. NIJHOF, AND MR J.R. LISTER AS MEMBER OF THE
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Lloyd NV
TICKER: DL CUSIP: N25633103
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE CONDITIONAL MERGER NN GROUP ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEN Networks Limited
TICKER: DEN CUSIP: Y2032S109
MEETING DATE: 3/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Den Networks Ltd
TICKER: DEN CUSIP: Y2032S109
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT STANDALONE FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: REELECT ANKUR AMBIKA SAHU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: ELECT KRISHNAKUMAR GANGADHARAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Den Networks Ltd
TICKER: DEN CUSIP: Y2032S109
MEETING DATE: 10/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PREFERENTIAL ISSUANCE OF SHARES ISSUER YES FOR FOR
TO BROAD STREET INVESTMENTS (SINGAPORE) PTE. LTD. AND
MBD BRIDGE STREET 2016 INVESTMENTS (SINGAPORE) PTE.
LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DeNA Co Ltd
TICKER: 2432 CUSIP: J1257N107
MEETING DATE: 6/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 32
PROPOSAL #2: AMEND ARTICLES TO CLARIFY DIRECTOR ISSUER YES FOR FOR
AUTHORITY ON SHAREHOLDER MEETINGS - REDUCE DIRECTORS'
TERM - CLARIFY DIRECTOR AUTHORITY ON BOARD MEETINGS
PROPOSAL #3.1: ELECT DIRECTOR NAMBA, TOMOKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MORIYASU, ISAO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KAWASAKI, SHUHEI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OTSUKA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR DOMAE, NOBUO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR KOIZUMI, ISSUER YES FOR FOR
SHINICHI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denka Co., Ltd.
TICKER: 4061 CUSIP: J12936134
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN CONNECTION WITH REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR YOSHITAKA, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAMOTO, MANABU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR AYABE, MITSUKUNI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SHIMIZU, NORIHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NAKANO, KENJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SATO, YASUO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YAMAMOTO, AKIO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR FUJIHARA, TATSUTSUGU ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR �� FOR
ICHIKI, GOTARO
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denki Kogyo Co. Ltd.
TICKER: 6706 CUSIP: J11970118
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR MATSUZAWA, MIKIO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KASAI, KATSUAKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HASEGAWA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SHIMODA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NISHIZAWA, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HISANO, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ITO, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OTA, YO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SUSA, MASAHIDE ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
OHATA, YASUHIKO
PROPOSAL #5: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
PROPOSAL #6: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denso Corp.
TICKER: 6902 CUSIP: J12075107
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATO, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOBAYASHI, KOJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARIMA, KOJI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARUYAMA, HARUYA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMANAKA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAKABAYASHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAKINO, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE OLCOTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR IWASE, ISSUER YES FOR FOR
MASATO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR MATSUSHIMA, ISSUER YES FOR FOR
NORIYUKI
PROPOSAL #3: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dentsu Inc.
TICKER: 4324 CUSIP: J1207N108
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAMAMOTO, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAKAMOTO, SHOICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKADA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY ANDREE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MOCHIZUKI, WATARU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SENGOKU, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SOGA, ARINOBU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATSUBARA, NOBUKO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT EXTERNAL AUDIT FIRM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denyo Co. Ltd.
TICKER: 6517 CUSIP: J12096103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KOGA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHIRATORI, SHOICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ETO, YOJI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KUBOYAMA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YASHIRO, TERUO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIZUNO, YASUO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TAKADA, HARUHITO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ASAHINA, REIKO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR OZU, ISSUER YES AGAINST AGAINST
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Depo Auto Parts Industrial Co., Ltd.
TICKER: 6605 CUSIP: Y2032B106
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Derichebourg
TICKER: DBG CUSIP: F7194B100
MEETING DATE: 1/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.02 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES AGAINST AGAINST
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF DANIEL ISSUER YES FOR FOR
DERICHEBOURG, CEO AND CHAIRMAN
PROPOSAL #6: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ABDERRAHMANE EL AOUFIR, VICE-CEO
PROPOSAL #7: ELECT CATHERINE CLAVERIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 120,000
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #11: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #13: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES AGAINST AGAINST
UP TO EUR 50 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 50 MILLION
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Derwent London plc
TICKER: DLN CUSIP: G27300105
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ROBERT RAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN BURNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON SILVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAMIAN WISNIEWSKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NIGEL GEORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DAVID SILVERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAUL WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT STEPHEN YOUNG AS DIRECTOR ISSUER YES �� FOR FOR
PROPOSAL #14: RE-ELECT SIMON FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT RICHARD DAKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CLAUDIA ARNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT CILLA SNOWBALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Descente Ltd.
TICKER: 8114 CUSIP: J12138103
MEETING DATE: 2/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ADOPTION OF HOLDING COMPANY ISSUER YES FOR FOR
STRUCTURE AND TRANSFER OF OPERATIONS TO WHOLLY OWNED
SUBSIDIARY
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
AMEND PROVISIONS ON DIRECTOR TITLES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Descente Ltd.
TICKER: 8114 CUSIP: J12138103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23
PROPOSAL #2.1: ELECT DIRECTOR NAKAMURA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHIMOTO, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TANAKA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MITSUI, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HANEDA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TSUJIMOTO, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KIM, FUNDO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIMIZU, MOTONARI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR II, MASAKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SHU, UNGYON ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MORIMITSU, ISSUER YES FOR FOR
MASATSUGU
PROPOSAL #4: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Det Norske Oljeselskap ASA
TICKER: DETNOR CUSIP: R7173B102
MEETING DATE: 9/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; APPROVE NOTICE OF MEETING ISSUER YES FOR FOR
AND AGENDA
PROPOSAL #2: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #3: APPROVE ACQUISITION AND ISSUANCE OF 135 ISSUER YES FOR FOR
MILLION SHARES IN CONNECTION WITH ACQUISITION OF BP
NORGE AS
PROPOSAL #4: CHANGE COMPANY NAME TO AKER BP ASA ISSUER YES FOR FOR
PROPOSAL #5: ELECT MEMBERS AND DEPUTY MEMBERS OF ISSUER YES AGAINST AGAINST
CORPORATE ASSEMBLY
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Detour Gold Corporation
TICKER: DGC CUSIP: 250669108
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA COLNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD C. DOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDRE FALZON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR INGRID J. HIBBARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. MICHAEL KENYON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEX G. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JONATHAN RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Bank AG
TICKER: DBK CUSIP: D18190898
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.19 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AS AUDITORS FOR FISCAL 2017 ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO FIVE ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL FOR TRADING PURPOSES
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM WITH ISSUER YES FOR FOR
POSSIBLE EXCLUSION OF PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #9: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #10.1: ELECT GERD ALEXANDER SCHUETZ TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #10.2: ELECT PAUL ACHLEITNER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #10.3: ELECT STEFAN SIMON TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #10.4: ELECT GERHARD ESCHELBECK TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #11: APPROVE ISSUANCE OF CONVERTIBLE AND ISSUER YES FOR FOR
WARRANT-LINKED BONDS, PARTICIPATION CERTIFICATES, AND
OTHER HYBRID NOTES WITHOUT PREEMPTIVE RIGHTS UP TO
NOMINAL AMOUNT OF EUR 12 BILLION; APPROVE EUR 512
MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RI
PROPOSAL #12: APPROVE CREATION OF EUR 512 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: APPROVE CREATION OF EUR 2 BILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #14: APPROVE STOCK OPTION PLAN FOR KEY ISSUER YES FOR FOR
EMPLOYEES; APPROVE CREATION OF EUR 51.2 MILLION POOL
OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #15: AMEND ARTICLES RE: CONVENING OF GENERAL ISSUER YES FOR FOR
MEETINGS FOR RECOVERY MEASURES
PROPOSAL #16.1: AMEND ARTICLES RE: SUPERVISORY BOARD ISSUER YES FOR FOR
TERMS
PROPOSAL #16.2: AMEND ARTICLES RE: CONSTITUTIVE BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #16.3: AMEND ARTICLES RE: CONVENING OF BOARD ISSUER YES FOR FOR
MEETINGS
PROPOSAL #16.4: AMEND ARTICLES RE: LIMITS FOR ISSUER YES FOR FOR
TRANSACTIONS SUBJECT TO BOARD APPROVAL
PROPOSAL #16.5: AMEND ARTICLES RE: DUE DATE FOR BOARD ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #17: APPROVE SPECIAL AUDIT RE: CONDUCT OF SHAREHOLDER YES AGAINST N/A
MANAGEMENT AND SUPERVISORY BOARDS IN CONNECTIONWITH
MISLEADING OF THE FCA; APPOINT THOMAS TUEMMLER AS
SPECIAL AUDITOR
PROPOSAL #18: APPROVE SPECIAL AUDIT RE: CONDUCT OF SHAREHOLDER YES AGAINST N/A
MANAGEMENT AND SUPERVISORY BOARDS IN CONNECTIONWITH
MANIPULATION OF REFERENCE INTEREST RATES; APPOINT
GERO HUEBENTHAL AS SPECIAL AUDITOR
PROPOSAL #19: APPROVE SPECIAL AUDIT RE: CONDUCT OF SHAREHOLDER YES AGAINST N/A
MANAGEMENT AND SUPERVISORY BOARDS IN CONNECTIONWITH
MONEY LAUNDERING IN RUSSIA; APPOINT DIETER BRUCKHAUS
AS SPECIAL AUDITOR
PROPOSAL #20: APPROVE APPROPRIATION OF DISTRIBUTABLE SHAREHOLDER YES AGAINST FOR
PROFIT FOR FISCAL 2015
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Bank Mexico - Fibra Hotelera
TICKER: FIHO 12 CUSIP: P3515D148
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING ISSUER YES FOR FOR
PROPOSAL #2: ELECT AND RATIFY MEMBERS OF TRUST ISSUER YES FOR FOR
TECHNICAL COMMITTEE
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO THE TRUST BY ISSUER YES FOR FOR
AGREEMENT AMONG TRUSTORS, TRUSTEE AND JOINT
REPRESENTATIVE
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE RESERVE; SET ISSUER YES FOR FOR
MAXIMUM AMOUNT OF SHARE REPURCHASE
PROPOSAL #6: APPROVE STOCK OPTION COMPENSATION PLAN ISSUER YES FOR FOR
FOR EMPLOYEES
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Beteiligungs AG
TICKER: DBAN CUSIP: D18150181
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.20 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2016/2017
PROPOSAL #6: APPROVE CREATION OF EUR 13.3 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 140 MILLION; APPROVE CREATION
OF EUR 13.3 MILLION POOL OF CAPITAL TO GUARANTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Boerse AG
TICKER: DB1 CUSIP: D1882G119
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.35 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #6: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #7: APPROVE CREATION OF EUR 6 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #8: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Euroshop AG
TICKER: DEQ CUSIP: D1854M102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.40 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY BDO AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6.1: ELECT REINER STRECKER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT KARIN DOHM TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.3: ELECT KLAUS STRIEBICH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE CREATION OF EUR 11.7 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #8: AMEND ARTICLES RE: SUPERVISORY BOARD- ISSUER YES FOR FOR
RELATED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Lufthansa AG
TICKER: LHA CUSIP: D1908N106
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Pfandbriefbank AG
TICKER: PBB CUSIP: D1R83Y100
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Post AG
TICKER: DPW CUSIP: D19225107
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE CREATION OF EUR 160 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF OPTIONS AND ISSUER YES FOR FOR
BONDS/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 1.5 BILLION;
APPROVE CREATION OF EUR 75 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #9: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Telekom AG
TICKER: DTE CUSIP: D2035M136
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE CREATION OF EUR 3.6 BILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #7: ELECT DAGMAR KOLLMANN TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Wohnen AG
TICKER: DWNI CUSIP: D2046U176
MEETING DATE: 6/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.74 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: ELECT JUERGEN FENK TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: APPROVE CREATION OF EUR 110 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #9: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 3 BILLION; APPROVE CREATION OF EUR 70 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #10: CHANGE OF CORPORATE FORM TO SOCIETAS ISSUER YES FOR FOR
EUROPAEA (SE)
PROPOSAL #11: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
BERLIN, GERMANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutz AG
TICKER: DEZ CUSIP: D39176108
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.07 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Devro plc
TICKER: DVO CUSIP: G2743R101
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT GERARD HOETMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PETER PAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RUTGER HELBING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JANE LODGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MALCOLM SWIFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PAUL WITHERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #11: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dewan Housing Finance Corporation Limited
TICKER: 511072 CUSIP: Y2055V112
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM FIRST AND SECOND INTERIM ISSUER YES FOR FOR
DIVIDEND AND APPROVE FINAL DIVIDEND
PROPOSAL #3: REELECT DHEERAJ WADHAWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CHATURVEDI & SHAH AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ELECT RAJIV KUMAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES AND/OR OTHER HYBRID INSTRUMENTS ON A
PRIVATE PLACEMENT BASIS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dewan Housing Finance Corporation Limited
TICKER: 511072 CUSIP: Y2055V112
MEETING DATE: 2/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RECLASSIFICATION OF AUTHORIZED ISSUER YES AGAINST AGAINST
SHARE CAPITAL
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES AGAINST AGAINST
REFLECT CHANGES IN CAPITAL
PROPOSAL #3: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
REDEEMABLE CUMULATIVE PREFERENCE SHARES - OFFER 1
PROPOSAL #4: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
REDEEMABLE CUMULATIVE PREFERENCE SHARES - OFFER 2
PROPOSAL #5: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
REDEEMABLE CUMULATIVE PREFERENCE SHARES - OFFER 3
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
REDEEMABLE CUMULATIVE PREFERENCE SHARES - OFFER 4
PROPOSAL #7: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
REDEEMABLE CUMULATIVE PREFERENCE SHARES - OFFER 5
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
REDEEMABLE CUMULATIVE PREFERENCE SHARES - OFFER 6
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dewan Housing Finance Corporation Limited
TICKER: 511072 CUSIP: Y2055V112
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF THE COMPANY'S ENTIRE ISSUER YES FOR FOR
INVESTMENT IN DHFL PRAMERICA LIFE INSURANCE COMPANY
LIMITED TO DHFL INVESTMENTS LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dexerials Corp.
TICKER: 4980 CUSIP: J1216H100
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 55
PROPOSAL #2.1: ELECT DIRECTOR ICHINOSE, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ANDO, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAGASE, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HIRANO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJITA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOKOKURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAMATSU, KAZUKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEXUS Property Group
TICKER: DXS CUSIP: Q3190P134
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT TONIANNE DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT PENNY BINGHAM-HALL AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deyaar Development PJSC
TICKER: DEYAAR CUSIP: M28055115
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ABSENCE OF DIVIDENDS FOR FY 2016 ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DFDS A/S
TICKER: DFDS CUSIP: K29758164
MEETING DATE: 3/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE DISCHARGE OF MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 3.00 PER SHARE
PROPOSAL #4a: REELECT CLAUS HEMMINGSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT JILL LAURITZEN MELBY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4c: REELECT PERNILLE ERENBJERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT JORGEN JENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: REELECT KLAUS NYBORG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: ELECT MARIANNE DAHL STEENSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RATIFY ERNST&YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF DKK 750,000 FOR CHAIRMAN, DKK 450,000
FOR VICE CHAIRMAN, AND DKK 300,000 FOR OTHER MEMBERS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #6b: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6c: APPROVE DKK 60 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #6d: AMEND ARTICLES RE: NAME CHANGE OF ISSUER YES FOR FOR
NASDAQ OMX COPENHAGEN A/S
PROPOSAL #6e: AMEND ARTICLES RE: BEARER TO HOLDER ISSUER YES FOR FOR
SHARES
PROPOSAL #6f: AMEND ARTICLES RE: CHANGE REFERENCE TO ISSUER YES FOR FOR
THE WEBSITE TO WWW.DFDS.COM
PROPOSAL #6g: AMEND ARTICLES RE: CHANGE REFERENCE TO ISSUER YES FOR FOR
ADMISSION CARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DGB Financial Group Co Ltd
TICKER: A139130 CUSIP: Y2058E109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT PARK IN-GYU AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT NOH SEONG-SEOK AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT CHO HAE-NYEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.4: ELECT HA JONG-HWA AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JEON GYEONG-TAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE
PROPOSAL #5: ELECT HA JONG-HWA AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DH Corporation
TICKER: DH CUSIP: 23290R101
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY TAHOE CANADA ISSUER YES FOR FOR
BIDCO, INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diageo plc
TICKER: DGE CUSIP: G42089113
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PEGGY BRUZELIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT LORD DAVIES OF ABERSOCH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RE-ELECT HO KWONPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BETSY HOLDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DR FRANZ HUMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT NICOLA MENDELSOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IVAN MENEZES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT PHILIP SCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ALAN STEWART AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JAVIER FERRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT KATHRYN MIKELLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT EMMA WALMSLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dialog Group Berhad
TICKER: DIALOG CUSIP: Y20641109
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT KAMARIYAH BINTI HAMDAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KHAIRON BINTI SHARIFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT OH CHONG PENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BDO AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dialog Semiconductor Plc
TICKER: DLG CUSIP: G5821P111
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: RE-ELECT EAMONN O'HARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHRISTOPHER BURKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT AIDAN HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT MARY CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NICHOLAS JEFFERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH A RIGHTS ISSUE
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #14: AUTHORISE THE COMPANY TO ENTER INTO A ISSUER YES FOR FOR
CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH
BARCLAYS BANK PLC
PROPOSAL #15: AUTHORISE THE COMPANY TO ENTER INTO A ISSUER YES FOR FOR
CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH
GOLDMAN SACHS INTERNATIONAL
PROPOSAL #16: AUTHORISE THE COMPANY TO ENTER INTO A ISSUER YES FOR FOR
CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH HSBC
BANK PLC
PROPOSAL #17: AUTHORISE THE COMPANY TO ENTER INTO A ISSUER YES FOR FOR
CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH
MERRILL LYNCH INTERNATIONAL
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diasorin S.p.A
TICKER: DIA CUSIP: T3475Y104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: ELECT FIORELLA ALTRUDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIC Asset AG
TICKER: DIC CUSIP: D2837E191
MEETING DATE: 7/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.37 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015
PROPOSAL #5: RATIFY ROEDL & PARTNER GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #6: ELECT ULRICH HOELLER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE ARTICLE AMENDMENT RE: ISSUER YES FOR FOR
SUPERVISORY BOARD REMUNERATION
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIC Corp.
TICKER: 4631 CUSIP: J1280G103
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR NAKANISHI, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAITO, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAWAMURA, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WAKABAYASHI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR INO, KAORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ISHII, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UCHINAGA, YUKAKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TSUKAHARA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TAKECHI, ISSUER YES FOR FOR
KATSUNORI
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diebold Nixdorf AG
TICKER: WIN CUSIP: D9695J105
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.71 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2016/2017
PROPOSAL #6: CHANGE FISCAL YEAR END TO DEC. 31 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D'Ieteren
TICKER: DIE CUSIP: B49343187
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REELECT CHRISTINE BLONDEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY KPMG AS AUDITORS AND APPROVE ISSUER YES AGAINST AGAINST
AUDITORS' REMUNERATION
PROPOSAL #1.1: AUTHORIZE BOARD TO ISSUE SHARES IN THE ISSUER YES FOR FOR
EVENT OF A PUBLIC TENDER OFFER OR SHARE EXCHANGE
OFFER AND AMEND ARTICLES ACCORDINGLY
PROPOSAL #1.2: AUTHORIZE BOARD TO REPURCHASE SHARES ISSUER YES FOR FOR
IN THE EVENT OF A SERIOUS AND IMMINENT HARM AND AMEND
ARTICLES ACCORDINGLY
PROPOSAL #2: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
PROPOSAL #3: AUTHORIZE COORDINATION OF ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DiGi.Com Berhad
TICKER: DIGI CUSIP: Y2070F100
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SAW CHOO BOON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT YASMIN BINTI ALADAD KHAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIGITAL ARTS INC.
TICKER: 2326 CUSIP: J1228V105
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 14
PROPOSAL #2.1: ELECT DIRECTOR DOGU, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKAHASHI, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR AKAZAWA, HIDENOBU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUMOTO, TAKUYA ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER SASAKI, KOMEI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital China Holdings Limited
TICKER: 861 CUSIP: G2759B107
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital China Holdings Limited
TICKER: 861 CUSIP: G2759B107
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT WANG XINHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT WONG MAN CHUNG, FRANCIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT NI HONG (HOPE) AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT YAN XIAOYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4.1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4.2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #4.4: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #4.5: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Domain Holdings Limited
TICKER: 547 CUSIP: G2870G100
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT SEAH ANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT WONG KA KONG ADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE BDO LIMITED AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5.1: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5.2: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5.4: APPROVE GRANT OF SHARE OPTIONS TO WEI ISSUER YES FOR FOR
MING
PROPOSAL #5.5: APPROVE BOARD TO ALLOT AND ISSUE ISSUER YES FOR FOR
SHARES OF THE COMPANY UNDER THE REFRESHED SCHEME
MANDATE LIMIT OF THE SHARE OPTION SCHEME
PROPOSAL #6.1: ADOPT CHINESE NAME AS SECONDARY NAME ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #6.2: APPROVE SHARE PREMIUM REDUCTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Garage, Inc.
TICKER: 4819 CUSIP: J1229F109
MEETING DATE: 6/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR HAYASHI, KAORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROKUYATA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SODA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ODORI, KEIZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TANAKA, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ITO, JOICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUJIWARA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OMURA, EMI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR EDASAWA, HIDEO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES AGAINST AGAINST
MEMBER ONO, MINORU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dignity plc
TICKER: DTY CUSIP: G2871S194
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT PETER HINDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MIKE MCCOLLUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANDREW DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RICHARD PORTMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT STEVE WHITTERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALAN MCWALTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JANE ASHCROFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID BLACKWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MARY NCNAMARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dimed S.A. Distribuidora de Medicamentos
TICKER: PNVL4 CUSIP: P7535A109
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME, DIVIDENDS ISSUER YES FOR FOR
AND INTEREST-ON-CAPITAL-STOCK PAYMENTS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dimed S.A. Distribuidora de Medicamentos
TICKER: PNVL4 CUSIP: P7535A109
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dio Corp.
TICKER: A039840 CUSIP: Y2096C115
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT CHARLIE LEE AS OUTSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIP Corp.
TICKER: 2379 CUSIP: J1231Q119
MEETING DATE: 5/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2: AMEND ARTICLES TO REFLECT CHANGES IN LAW ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR TOMITA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IWATA, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OTOMO, TSUNEYO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR UEKI, KATSUMI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR WATANABE, EIJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR NODA, MINORU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SHIMIZU, TATSUYA ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diploma plc
TICKER: DPLM CUSIP: G27664112
MEETING DATE: 1/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JOHN NICHOLAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BRUCE THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT NIGEL LINGWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHARLES PACKSHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDY SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANNE THORBURN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Direcional Engenharia SA
TICKER: DIRR3 CUSIP: P3561Q100
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.1: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT BRUNO LAGE DE ARAUJO PAULINO AS ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #3.3: ELECT UOCIMAR SILVA AS ALTERNATE ISSUER YES FOR FOR
FISCAL COUNCIL MEMBER
PROPOSAL #3.4: ELECT PAULO SAVIO BICALHO AS FISCAL ISSUER YES FOR FOR
COUNCIL MEMBER
PROPOSAL #3.5: ELECT RITA REBELO HORTA DE ASSIS ISSUER YES FOR FOR
FONSECA AS ALTERNATE FISCAL COUNCIL MEMBER
PROPOSAL #3.6: ELECT FISCAL COUNCIL MEMBER APPOINTED SHAREHOLDER YES ABSTAIN N/A
BY MINORITY SHAREHOLDER
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Direct Energie
TICKER: DIREN CUSIP: F26343115
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.25 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 150,000
PROPOSAL #6: APPROVE REMUNERATION POLICY OF CEO AND ISSUER YES FOR FOR
CHAIRMAN AND VICE-CEOS
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #8: RATIFY APPOINTMENT OF JEAN-HUGUES DE ISSUER YES FOR FOR
LAMAZE AS CENSOR
PROPOSAL #9: RATIFY APPOINTMENT OF LUXEMPART ISSUER YES FOR FOR
MANAGEMENT SARL AS CENSOR
PROPOSAL #10: RATIFY APPOINTMENT OF PETER BRANDENBERG ISSUER YES FOR FOR
AS CENSOR
PROPOSAL #11: RATIFY APPOINTMENT OF JEAN-JACQUES ISSUER YES FOR FOR
LAURENT AS CENSOR
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.3 MILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.3 MILLION
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.3 MILLION
PROPOSAL #15: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #16: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE, UNDER ITEMS 12-
PROPOSAL #17: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES AGAINST AGAINST
2.3 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS UNDER ITEMS 12-18
AT EUR 2.3 MILLION
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 2.3 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #24: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #25: AMEND ARTICLE 21 OF BYLAWS RE: CENSORS ISSUER YES FOR FOR
PROPOSAL #26: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #27: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Direct Line Insurance Group PLC
TICKER: DLG CUSIP: G2871V114
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MIKE BIGGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PAUL GEDDES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DANUTA GRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JANE HANSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MIKE HOLIDAY-WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SEBASTIAN JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW PALMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JOHN REIZENSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CLARE THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT RICHARD WARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY IN RELATION ISSUER YES FOR FOR
TO AN ISSUE OF SOLVENCY II RT1 INSTRUMENTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO AN ISSUE OF SOLVENCY II
RT1 INSTRUMENTS
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Disco Co.
TICKER: 6146 CUSIP: J12327102
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 291
PROPOSAL #2.1: ELECT DIRECTOR MIZOROGI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SEKIYA, KAZUMA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SEKIYA, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAMURA, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR INASAKI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAMURA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MIMATA, ISSUER YES FOR FOR
TSUTOMU
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discovery Limited
TICKER: DSY CUSIP: S2192Y109
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH JORGE GONCALVES AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: RE-ELECT LES OWEN AS CHAIRPERSON OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT SINDI ZILWA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT SONJA SEBOTSA AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.1: RE-ELECT DR VINCENT MAPHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT TITO MBOWENI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT LES OWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: RE-ELECT SONJA SEBOTSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #7.1: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
A PREFERENCE SHARES
PROPOSAL #7.2: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
B PREFERENCE SHARES
PROPOSAL #7.3: AUTHORISE DIRECTORS TO ALLOT AND ISSUE ISSUER YES FOR FOR
C PREFERENCE SHARES
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR �� FOR
REMUNERATION
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 AND 45 OF THE COMPANIES ACT
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
ISSUES OF SHARES
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION RE: ISSUER YES FOR FOR
FRACTIONS OF SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dish TV India Ltd.
TICKER: 532839 CUSIP: Y2076S114
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE UTILIZATION OF SECURITIES ISSUER YES FOR FOR
PREMIUM ACCOUNT
PROPOSAL #2: APPROVE SHIFTING OF REGISTERED OFFICE OF ISSUER YES FOR FOR
THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dish TV India Ltd.
TICKER: 532839 CUSIP: Y2076S114
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT ASHOK MATHAI KURIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE WALKER CHANDIOK & CO LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dish TV India Ltd.
TICKER: 532839 CUSIP: Y2076S114
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Distell Group Ltd
TICKER: DST CUSIP: S2193Q113
MEETING DATE: 10/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT HEIN DOMAN AS THE
INDIVIDUAL DESIGNATED AUDITOR
PROPOSAL #3.1: ELECT GUGU DINGAAN AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: ELECT DR PRIEUR DU PLESSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT KEVIN HEDDERWICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ETHEL MATENGE-SEBESHO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: RE-ELECT LOUISA MOJELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: RE-ELECT DAVID NUREK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: RE-ELECT CHRIS OTTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT GUGU DINGAAN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT DR PRIEUR DU PLESSIS AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT CATHARINA SEVILLANO-BARREDO ISSUER YES FOR FOR
AS MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION FOR THE YEAR ENDED 30 JUNE 2017
PROPOSAL #2: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS FOR ADDITIONAL SERVICES PERFORMED ON BEHALF
OF THE COMPANY
PROPOSAL #3: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Distribuidora Internacional De Alimentacion SA
TICKER: DIA CUSIP: E3685C104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #1.3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: REELECT RICHARD GOLDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: REELECT MARIANO MARTIN MAMPASO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: REELECT ANTONIO URCELAY ALONSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: RATIFY APPOINTMENT OF AND ELECT BORJA ISSUER YES FOR FOR
DE LA CIERVA ALVAREZ DE SOTOMAYOR AS DIRECTOR
PROPOSAL #2.5: RATIFY APPOINTMENT OF AND ELECT MARIA ISSUER YES FOR FOR
LUISA GARANA CORCES AS DIRECTOR
PROPOSAL #3: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE STOCK-FOR-SALARY PLAN ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Divi's Laboratories Limited
TICKER: DIVISLAB CUSIP: Y2076F112
MEETING DATE: 8/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AS FINAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3: REELECT MADHUSUDANA RAO DIVI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE P.V.R.K. NAGESWARA RAO & CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dixons Carphone plc
TICKER: DC. CUSIP: G2903R107
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT TONY DENUNZIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LORD LIVINGSTON OF PARKHEAD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT KATIE BICKERSTAFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIR CHARLES DUNSTONE AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #9: RE-ELECT ANDREA GISLE JOOSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDREW HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT TIM HOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SEBASTIAN JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JOCK LENNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BARONESS MORGAN OF HUYTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: RE-ELECT GERRY MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT HUMPHREY SINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT GRAHAM STAPLETON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIXY GROUP PJSC
TICKER: DIXY CUSIP: X1887L103
MEETING DATE: 10/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIXY GROUP PJSC
TICKER: DIXY CUSIP: X1887L103
MEETING DATE: 1/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #4: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #5: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL DIRECTOR
PROPOSAL #7: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES AGAINST AGAINST
BOARD OF DIRECTORS
PROPOSAL #8: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT IGOR KESAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #9.2: ELECT SERGEY BELYAKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #9.3: ELECT STEVEN JOHN WELLARD AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.4: ELECT PEDRO MANUEL PEREIRA DA SILVA AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #9.5: ELECT STEVEN HELLMAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.6: ELECT ALEKSANDR KOBZEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #9.7: ELECT ARTEM AFANASYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #9.8: ELECT YURY POLETAEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.9: ELECT VLADIMIR KATZMAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #9.10: ELECT ALEXANDR WILLIAMS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.11: ELECT ALEKSANDR KRITSKY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #9.12: ELECT ALEKSEY KRIVOSHAPKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #9.13: ELECT DENIS SPIRIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIXY GROUP PJSC
TICKER: DIXY CUSIP: X1887L103
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT IGOR KESAEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT SERGEY BELYAKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT STEVEN JOHN WELLARD AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.4: ELECT ALEKSANDR KOBZEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT ARTEM AFANASYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT YURY POLETAEV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.7: ELECT LEO MCLOUGHLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT VLADIMIR KATZMAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT ALEKSANDR WILLIAMS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.10: ELECT ALEKSANDR KRITSKY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.11: ELECT ALEKSEY KRIVOSHAPKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.12: ELECT DENIS SPIRIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.13: ELECT DMITRIY GUSHCHIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT LAURA BASANGOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.2: ELECT IRINA SHOTAEVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.3: ELECT YULIA ZHUVAGA AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8: RATIFY RAS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: RATIFY IFRS AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DKSH Holding AG
TICKER: DKSH CUSIP: H2012M121
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 4.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 2.6 MILLION
PROPOSAL #4.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 16.5 MILLION
PROPOSAL #5.1.1: REELECT ADRIAN T. KELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT RAINER-MARC FREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.3: REELECT FRANK CH. GULICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT DAVID KAMENETZKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT ANDREAS W. KELLER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.6: REELECT ROBERT PEUGEOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.7: REELECT THEO SIEGERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.8: REELECT HANS CHRISTOPH TANNER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.9: REELECT JOERG WOLLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JOERG WOLLE AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5.3.1: APPOINT ADRIAN T. KELLER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.2: APPOINT FRANK CH. GULICH AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.3: APPOINT ROBERT PEUGEOT AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE ERNST A. WIDMER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DLF Ltd.
TICKER: DLF CUSIP: Y2089H105
MEETING DATE: 8/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT PIA SINGH AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE WALKER CHANDIOK & CO LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF MOHIT GUJRAL AS CEO AND EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RAJEEV TALWAR AS CEO AND EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES AND OTHER DEBT SECURITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D-Link Corp.
TICKER: 2332 CUSIP: Y2013S102
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #6.1: ELECT XIAO FAN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
114 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT REPRESENTATIVE OF GAOJU ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 243622 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT LI ZHONGWANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 3 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT REPRESENTATIVE OF MINGTAI ISSUER YES FOR FOR
TECHNOLOGY CO., LTD. WITH SHAREHOLDER NO. 188430 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT REPRESENTATIVE OF YUNWEI ISSUER YES FOR FOR
INVESTMENT CO., LTD. WITH SHAREHOLDER NO. 248585 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT TAI ZHONGHE AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.7: ELECT ZHONG XIANGFENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.8: ELECT FENG ZHONGPENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT HUANG JUNYAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #8: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #9: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #10: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMCI Holdings, Inc.
TICKER: DMC CUSIP: Y2088F100
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON JULY 29, 2015
PROPOSAL #2: APPROVE THE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS DURING THE PRECEDING YEAR
PROPOSAL #4: APPOINT SGV & CO. AS EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ISIDRO A. CONSUNJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CESAR A. BUENAVENTURA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.3: ELECT JORGE A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.4: ELECT VICTOR A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.5: ELECT HERBERT M. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.6: ELECT MA. EDWINA C. LAPERAL AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.7: ELECT LUZ CONSUELO A. CONSUNJI AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.8: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.9: ELECT HONORIO REYES-LAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6a: AMEND ARTICLE II, SECTION 1 OF THE BY- ISSUER YES FOR FOR
LAWS TO PROVIDE THAT THE ANNUAL STOCKHOLDERS' MEETING
SHALL BE HELD ON THE THIRD TUESDAY OF MAY OF EACH
PROPOSAL #6b: AMEND ARTICLE VI, SECTION 1 OF THE BY- ISSUER YES FOR FOR
LAWS TO PROVIDE FOR THE CREATION OF A SEPARATE
CORPORATE GOVERNANCE COMMITTEE
PROPOSAL #6c: AMEND ARTICLE VI, SECTION 6 OF THE BY- ISSUER YES FOR FOR
LAWS TO SPECIFICALLY INDICATE THE DUTIES AND
RESPONSIBILITIES OF THE CORPORATE GOVERNANCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMCI Holdings, Inc.
TICKER: DMC CUSIP: Y2088F100
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON JULY 27, 2016
PROPOSAL #2: APPROVE THE MANAGEMENT REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS
PROPOSAL #4: APPOINT SGV & CO. AS EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ISIDRO A. CONSUNJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CESAR A. BUENAVENTURA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.3: ELECT JORGE A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.4: ELECT VICTOR A. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.5: ELECT HERBERT M. CONSUNJI AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #5.6: ELECT MA. EDWINA C. LAPERAL AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.7: ELECT LUZ CONSUELO A. CONSUNJI AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #5.8: ELECT ANTONIO JOSE U. PERIQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.9: ELECT HONORIO REYES-LAO AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMG MORI AG
TICKER: GIL CUSIP: D2251X105
MEETING DATE: 7/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2016
PROPOSAL #6: ELECT IRENE BADER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES AGAINST AGAINST
SUBSIDIARY DMG MORI GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMG MORI AG
TICKER: GIL CUSIP: D2251X105
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #5: ELECT ANNETTE KOEHLER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #7: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMG Mori Seiki Co. Ltd.
TICKER: 6141 CUSIP: J46496121
MEETING DATE: 3/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 13
PROPOSAL #2.1: ELECT DIRECTOR MORI, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAMAI, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKAYAMA, NAOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, HIROTAKE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OISHI, KENJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR AOYAMA, TOJIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NOMURA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAKAJIMA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MITACHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KONDO, ISSUER YES FOR FOR
TATSUO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR TSUCHIYA, ISSUER YES FOR FOR
SOJIRO
PROPOSAL #4: APPROVE DISPOSAL OF TREASURY SHARES FOR ISSUER YES FOR FOR
A PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DNB ASA
TICKER: DNB CUSIP: R1640U124
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 5.70 PER SHARE
PROPOSAL #5a: APPROVE SUGGESTED REMUNERATION POLICY ISSUER YES FOR FOR
AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE
MANAGEMENT (CONSULTATIVE VOTE)
PROPOSAL #5b: APPROVE BINDING REMUNERATION POLICY AND ISSUER YES FOR FOR
OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #6: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #7: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: ELECT KARL-CHRISTIAN AGERUP AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF NOK 518,000 FOR CHAIRMAN, NOK 329,000
FOR VICE CHAIRMAN AND NOK 329,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION FOR NOMINATING COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DNO ASA
TICKER: DNO CUSIP: R6007G105
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #3: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
OMISSION OF DIVIDENDS
PROPOSAL #5: REELECT BIJAN MOSSAVAR-RAHMANI, LARS ISSUER YES AGAINST AGAINST
ARNE TAKLA, GUNNAR HIRSTI, SHELLEY MARGARET WATSON,
AND ELIN KARFJELL AS DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF NOK 6.4 MILLION TO EXECUTIVE CHAIRMAN, NOK
495,000 FOR VICE CHAIRMAN, AND NOK 412,500 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #7: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #10: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #11: APPROVE CREATION OF NOK 40.6 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #13: AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS UP TO AN AGGREGATE NOMINAL
AMOUNT OF USD 300 MILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DO & CO AG
TICKER: DOC CUSIP: A1447E107
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.85 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/16
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015/16
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY PKF CENTURION AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2016/17
PROPOSAL #7.1: INCREASE SIZE OF SUPERVISORY BOARD TO ISSUER YES FOR FOR
SIX MEMBERS
PROPOSAL #7.2: ELECT ANDREAS BIERWIRTH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7.3: ELECT CEM KOZLU TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dogan Sirketler Grubu Holding A.S.
TICKER: DOHOL CUSIP: M2810S100
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE 7 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #6: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #13: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017
PROPOSAL #15: AUTHORIZE ISSUANCE OF BONDS AND/OR ISSUER YES AGAINST AGAINST
COMMERCIAL PAPERS
PROPOSAL #16: APPROVE DISTRIBUTION OF INTERIM ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #17: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dogus Otomotiv Servis ve Ticaret AS
TICKER: DOAS CUSIP: M28191100
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dollarama Inc.
TICKER: DOL CUSIP: 25675T107
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BEKENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY DAVID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELISA D. GARCIA C. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN GUNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS NOMICOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY ROSSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEIL ROSSY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD ROY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUW THOMAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE ADVANCE NOTICE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dometic Group AB
TICKER: DOM CUSIP: W2R936106
MEETING DATE: 4/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 1.85 PER SHARE
PROPOSAL #8c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 725,000 FOR CHAIRMAN ANDSEK 360,000
FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #11: REELECT FREDRIK CAPPELEN, RAINER ISSUER YES FOR FOR
SCHMUCKLE, MAGNUS YNGEN AND ERIK OLSSON AS DIRECTORS;
ELECT HELEN VIBBLEUS, PETER SJOLANDER AND JACQUELINE
HOOGERBRUGGE AS NEW DIRECTORS
PROPOSAL #12: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF THREE OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dominion Diamond Corp.
TICKER: DDC CUSIP: 257287102
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDAN BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRAHAM G. CLOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. GANNICOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES K. GOWANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHUCK STRAHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEF VEJVODA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS A. ANDRUSKEVICH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dominion Diamond Corporation
TICKER: DDC CUSIP: 257287102
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES K. GOWANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. ANDRUSKEVICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GRAHAM G. CLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRUDY CURRAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIM DABSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID S. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHUCK STRAHL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEF VEJVODA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND BY-LAW NO. 1 ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADVANCE NOTICE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domino's Pizza Enterprises Ltd.
TICKER: DMP CUSIP: Q32503106
MEETING DATE: 11/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR N/A
PROPOSAL #2: ELECT PAUL BURGESS CAVE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE RENEWAL OF PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domino's Pizza Group plc
TICKER: DOM CUSIP: ADPV37159
MEETING DATE: 1/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE APPROPRIATION OF DISTRIBUTABLE ISSUER YES FOR N/A
PROFITS TO THE PAYMENT OF DISTRIBUTIONS; WAIVE AND
RELEASE ANY AND ALL CLAIMS IN CONNECTION WITH THE
APPROVAL, DECLARATION OR PAYMENT OF THE DIVIDENDS,
THE SHARE BUY-BACKS AND THE EBT PAYMENT AND LIABI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domino's Pizza Group plc
TICKER: DOM CUSIP: G28113101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEPHEN HEMSLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT COLIN HALPERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DAVID WILD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT KEVIN HIGGINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT EBBE JACOBSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT HELEN KEAYS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT STEVE BARBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT RACHEL OSBORNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Don Quijote Holdings Co., Ltd.
TICKER: 7532 CUSIP: J1235L108
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL -
AMEND PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR OHARA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKAHASHI, MITSUO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YOSHIDA, NAOKI ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER WADA, SHOJI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER INOUE, YUKIHIKO
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YOSHIMURA, YASUNORI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER FUKUDA, TOMIAKI
PROPOSAL #5: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DONG Energy A/S
TICKER: DENERG CUSIP: K3192G104
MEETING DATE: 3/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 6 PER SHARE
PROPOSAL #6: AMEND ARTICLES RE: DELETION OF REDUNDANT ISSUER YES FOR FOR
ARTICLES
PROPOSAL #7a1: DETERMINE NUMBER OF MEMBERS (6) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #7a2: REELECT THOMAS ANDERSEN (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7a3: REELECT LENE SKOLE (VICE CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7a4: REELECT LYNDA ARMSTRONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7a5: REELECT PIA GJELLERUP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7a6: REELECT BENNY LOFT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7a7: ELECT PETER KORSHOLM AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECTION OF UP TO TWO ADDITIONAL ISSUER YES ABSTAIN AGAINST
DIRECTORS (SUBJECT TO SUBMISSION OF AMENDED PROPOSAL
BY THE NOMINATING COMMITTEE)
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 960,000 FOR CHAIRMAN, DKK 640,000 FOR
VICE CHAIRMAN, AND DKK 320,000 FOR OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dong-A Socio Holdings Co. Ltd.
TICKER: A000640 CUSIP: Y20949106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT HAN JONG-HYEON AS INSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.2: ELECT KIM MIN-YOUNG AS INSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT PARK SEONG-GEUN AS INSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dong-A ST Co. Ltd.
TICKER: A170900 CUSIP: Y2R94V116
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT MIN JANG-SEONG AS INSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.2: ELECT LEE DONG-HOON AS INSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT YOON TAE-YOUNG AS INSIDE ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #2.4: ELECT WOO BYEONG-CHANG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongbu HiTek Co. Ltd.
TICKER: A000990 CUSIP: Y3R69A103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT YOO JAE-SEONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: ELECT YANG SOO-GIL AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT YOO JAE-SEONG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: ELECT YANG SOO-GIL AS MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongbu Insurance Co.
TICKER: A005830 CUSIP: Y2096K109
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #4: ELECT PARK SANG-YONG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #5: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongbu Securities Co.
TICKER: A016610 CUSIP: Y20959105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KO WON-JONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT LEE BO-HYEON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT JEONG UI-DONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HWANG IN-TAE AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #3.2: ELECT KIM GEON-SEOP AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #4: ELECT LEE BO-HYEON AS A MEMBER OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongfang Electric Corporation Ltd.
TICKER: 1072 CUSIP: Y20958107
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZOU LEI AS DIRECTOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongfang Electric Corporation Ltd.
TICKER: 01072 CUSIP: Y20958107
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 AUDITED CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongfeng Motor Group Company Ltd
TICKER: 489 CUSIP: Y21042109
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE INTERNATIONAL AUDITORS' REPORT ISSUER YES FOR FOR
AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO HANDLE ALL MATTERS IN RELATION TO
THE COMPANY'S DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: AUTHORIZE BOARD TO HANDLE ALL MATTERS IN ISSUER YES FOR FOR
RELATION TO THE COMPANY'S DISTRIBUTION OF INTERIM
DIVIDEND
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS DOMESTIC AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #8: APPROVE ADJUSTMENT OF THE CAP OF ISSUER YES FOR FOR
CONTINUING CONNECTED TRANSACTION
PROPOSAL #9: APPROVE REMOVAL OF MA LIANGJIE AS ISSUER YES FOR FOR
SUPERVISOR
PROPOSAL #10: ELECT WEN SHUZHONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE RESIGNATION OF TONG DONGCHENG ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #12: APPROVE RESIGNATION OF OUYANG JIE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongfeng Sci-Tech Group Co., Ltd.
TICKER: 200160 CUSIP: Y1306Y107
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE APPOINTMENT OF 2017 FINANCIAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: APPROVE APPOINTMENT OF 2017 INTERNAL ISSUER YES FOR FOR
CONTROL AUDITOR
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EXTERNAL INVESTMENTS SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongjiang Environmental Co., Ltd.
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT LIU REN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT LIU BOREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DENG QIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT HUANG YIMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ZHU ZHENGFU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL MANDATE FOR THE ISSUANCE ISSUER YES FOR FOR
OF A SHARES
PROPOSAL #4.1: APPROVE BASIS FOR DETERMINING THE ISSUER YES FOR FOR
PARTICIPANTS AND SCOPE OF PARTICIPANTS IN RELATION TO
THE 2016 RESTRICTED SHARE INCENTIVE SCHEME OF
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #4.2: APPROVE CLASS, SOURCE, NUMBER, AND ISSUER YES FOR FOR
DISTRIBUTION OF THE RESTRICTED SHARES IN RELATION TO
THE 2016 RESTRICTED SHARE INCENTIVE SCHEME OF
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #4.3: APPROVE VALIDITY PERIOD, GRANT DATE, ISSUER YES FOR FOR
LOCKING PERIOD AND UNLOCKING PERIOD IN RELATION TO
THE 2016 RESTRICTED SHARE INCENTIVE SCHEME OF
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #4.4: APPROVE GRANTED PRICE OF THE ISSUER YES FOR FOR
RESTRICTED SHARES AND BASIS OF DETERMINATION FOR THE
GRANTED PRICE IN RELATION TO THE 2016 RESTRICTED
SHARE INCENTIVE SCHEME OF DONGJIANG ENVIRONMENTAL
COMPANY LIMITED
PROPOSAL #4.5: APPROVE CONDITIONS OF THE GRANT AND ISSUER YES FOR FOR
UNLOCKING OF THE RESTRICTED SHARES IN RELATION TO THE
2016 RESTRICTED SHARE INCENTIVE SCHEME OF DONGJIANG
ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #4.6: APPROVE ADJUSTING METHODS AND ISSUER YES FOR FOR
PROCEDURES FOR THE RESTRICTED SHARE INCENTIVE SCHEME
PROPOSAL #4.7: APPROVE ACCOUNTING POLICIES OF THE ISSUER YES FOR FOR
RESTRICTED SHARE INCENTIVE SCHEME
PROPOSAL #4.8: APPROVE IMPLEMENTATION, GRANT, AND ISSUER YES FOR FOR
UNLOCKING PROCEDURES OF THE RESTRICTED SHARE
INCENTIVE SCHEME
PROPOSAL #4.9: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND PARTICIPANTS IN
RELATION TO THE 2016 RESTRICTED SHARE INCENTIVE
SCHEME OF DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #4.10: APPROVE SOLUTIONS ON IMPLEMENTATION ISSUER YES FOR FOR
OF INCENTIVE SCHEME FOR THE CHANGE OF CIRCUMSTANCES
OF THE COMPANY AND PARTICIPANTS IN RELATION TO THE
2016 RESTRICTED SHARE INCENTIVE SCHEME OF DONGJIANG
ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #4.11: APPROVE CHANGE AND TERMINATION OF THE ISSUER YES FOR FOR
RESTRICTED INCENTIVE SHARES SCHEMES IN RELATION TO
THE 2016 RESTRICTED SHARE INCENTIVE SCHEME OF
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #4.12: APPROVE PRINCIPLES OF REPURCHASE FOR ISSUER YES FOR FOR
CANCELLATION IN RELATION TO THE 2016 RESTRICTED SHARE
INCENTIVE SCHEME OF DONGJIANG ENVIRONMENTAL COMPANY
LIMITED
PROPOSAL #5: APPROVE 2016 METHOD OF APPRAISAL FOR ISSUER YES FOR FOR
RESTRICTED SHARE INCENTIVE SCHEME OF DONGJIANG
ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #6: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE RESTRICTED SHARE INCENTIVE SCHEME
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE CONDITIONS OF THE PUBLIC ISSUE SHAREHOLDER YES FOR N/A
OF GREEN CORPORATE BONDS BY THE COMPANY
PROPOSAL #9: AMEND MEASURES OF PROCEEDS MANAGEMENT OF SHAREHOLDER YES FOR N/A
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #10: APPROVE CHANGE IN THE USE OF REMAINING SHAREHOLDER YES FOR N/A
PROCEEDS FROM PROJECT OF TRANSPORTATION SYSTEM OF
HAZARDOUS WASTE
PROPOSAL #11: ELECT ZHANG AN LI AS SHAREHOLDER SHAREHOLDER YES FOR N/A
REPRESENTATIVE SUPERVISOR
PROPOSAL #12.1: APPROVE PRINCIPAL AMOUNT, ISSUING SHAREHOLDER YES FOR N/A
PRICE, AND ISSUING SIZE OF THE PUBLIC ISSUE OF GREEN
CORPORATE BONDS
PROPOSAL #12.2: APPROVE ISSUING METHOD OF THE PUBLIC SHAREHOLDER YES FOR N/A
ISSUE OF GREEN CORPORATE BONDS
PROPOSAL #12.3: APPROVE TARGETS AND METHODS OF SHAREHOLDER YES FOR N/A
SUBSCRIPTION OF THE PUBLIC ISSUE OF GREEN CORPORATE
BONDS
PROPOSAL #12.4: APPROVE MATURITY AND TYPE OF THE SHAREHOLDER YES FOR N/A
PUBLIC ISSUE OF GREEN CORPORATE BONDS
PROPOSAL #12.5: APPROVE INTEREST AND INTEREST PAYMENT SHAREHOLDER YES FOR N/A
METHOD OF THE PUBLIC ISSUE OF GREEN CORPORATE BONDS
PROPOSAL #12.6: APPROVE USE OF PROCEEDS FROM THE SHAREHOLDER YES FOR N/A
PUBLIC ISSUE OF GREEN CORPORATE BONDS
PROPOSAL #12.7: APPROVE PLACE OF LISTING OF THE SHAREHOLDER YES FOR N/A
PUBLIC ISSUE OF GREEN CORPORATE BONDS
PROPOSAL #12.8: APPROVE GUARANTEE OF THE PUBLIC ISSUE SHAREHOLDER YES FOR N/A
OF GREEN CORPORATE BONDS
PROPOSAL #12.9: APPROVE TERMS OF REDEMPTION OR SHAREHOLDER YES FOR N/A
REPURCHASE OF THE PUBLIC ISSUE OF GREEN CORPORATE
PROPOSAL #12.10: APPROVE UNDERWRITING OF THE PUBLIC SHAREHOLDER YES FOR N/A
ISSUE OF GREEN CORPORATE BONDS
PROPOSAL #12.11: APPROVE GUARANTEE OF REPAYMENT OF SHAREHOLDER YES FOR N/A
THE PUBLIC ISSUE OF GREEN CORPORATE BONDS
PROPOSAL #12.12: APPROVE VALIDITY OF RESOLUTION OF SHAREHOLDER YES FOR N/A
THE PUBLIC ISSUE OF GREEN CORPORATE BONDS
PROPOSAL #13: APPROVE AUTHORIZATION GRANT TO THE SHAREHOLDER YES FOR N/A
BOARD OR ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT
MATTERS OF PUBLIC ISSUE OF GREEN CORPORATE BONDS AT
GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongjiang Environmental Co., Ltd.
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 10/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPECIAL MANDATE FOR THE ISSUANCE ISSUER YES FOR FOR
OF A SHARES
PROPOSAL #2.1: APPROVE BASIS FOR DETERMINING THE ISSUER YES FOR FOR
PARTICIPANTS AND SCOPE OF PARTICIPANTS IN RELATION TO
THE 2016 RESTRICTED SHARE INCENTIVE SCHEME OF
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #2.2: APPROVE CLASS, SOURCE, NUMBER, AND ISSUER YES FOR FOR
DISTRIBUTION OF THE RESTRICTED SHARES IN RELATION TO
THE 2016 RESTRICTED SHARE INCENTIVE SCHEME OF
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #2.3: APPROVE VALIDITY PERIOD, GRANT DATE, ISSUER YES FOR FOR
LOCKING PERIOD AND UNLOCKING PERIOD IN RELATION TO
THE 2016 RESTRICTED SHARE INCENTIVE SCHEME OF
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #2.4: APPROVE GRANTED PRICE OF THE ISSUER YES FOR FOR
RESTRICTED SHARES AND BASIS OF DETERMINATION FOR THE
GRANTED PRICE IN RELATION TO THE 2016 RESTRICTED
SHARE INCENTIVE SCHEME OF DONGJIANG ENVIRONMENTAL
COMPANY LIMITED
PROPOSAL #2.5: APPROVE CONDITIONS OF THE GRANT AND ISSUER YES FOR FOR
UNLOCKING OF THE RESTRICTED SHARES IN RELATION TO THE
2016 RESTRICTED SHARE INCENTIVE SCHEME OF DONGJIANG
ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #2.6: APPROVE ADJUSTING METHODS AND ISSUER YES FOR FOR
PROCEDURES FOR THE RESTRICTED SHARE INCENTIVE SCHEME
PROPOSAL #2.7: APPROVE ACCOUNTING POLICIES OF THE ISSUER YES FOR FOR
RESTRICTED SHARE INCENTIVE SCHEME
PROPOSAL #2.8: APPROVE IMPLEMENTATION, GRANT, AND ISSUER YES FOR FOR
UNLOCKING PROCEDURES OF THE RESTRICTED SHARE
INCENTIVE SCHEME
PROPOSAL #2.9: APPROVE RESPECTIVE RIGHTS AND ISSUER YES FOR FOR
OBLIGATIONS OF THE COMPANY AND PARTICIPANTS IN
RELATION TO THE 2016 RESTRICTED SHARE INCENTIVE
SCHEME OF DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #2.10: APPROVE SOLUTIONS ON IMPLEMENTATION ISSUER YES FOR FOR
OF INCENTIVE SCHEME FOR THE CHANGE OF CIRCUMSTANCES
OF THE COMPANY AND PARTICIPANTS IN RELATION TO THE
2016 RESTRICTED SHARE INCENTIVE SCHEME OF DONGJIANG
ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #2.11: APPROVE CHANGE AND TERMINATION OF THE ISSUER YES FOR FOR
RESTRICTED INCENTIVE SHARES SCHEME IN RELATION TO
THE 2016 RESTRICTED SHARE INCENTIVE SCHEME OF
DONGJIANG ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #2.12: APPROVE PRINCIPLES OF REPURCHASE FOR ISSUER YES FOR FOR
CANCELLATION IN RELATION TO THE 2016 RESTRICTED SHARE
INCENTIVE SCHEME OF DONGJIANG ENVIRONMENTAL COMPANY
LIMITED
PROPOSAL #3: APPROVE REVISED 2016 METHOD OF APPRAISAL ISSUER YES FOR FOR
FOR RESTRICTED SHARE INCENTIVE SCHEME OF DONGJIANG
ENVIRONMENTAL COMPANY LIMITED
PROPOSAL #4: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE RESTRICTED SHARE INCENTIVE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongjiang Environmental Co., Ltd.
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2017 CONTEMPLATED ROUTINE ISSUER YES FOR FOR
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE SIGNING OF FINANCIAL SERVICES ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE REVISION OF REMUNERATION SCHEME ISSUER YES FOR FOR
FOR THE CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongjiang Environmental Company Limited
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE 2016 ANNUAL FINAL FINANCIAL ISSUER YES FOR FOR
REPORT
PROPOSAL #5: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITOR AND AUTHORIZE MANAGEMENT OF
THE COMPANY TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #8.01: ELECT LIU REN AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.02: ELECT LI YONG PENG AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.03: ELECT ZHANG KAI AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.04: ELECT LIU BOREN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.05: ELECT DENG QIAN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.06: ELECT HUANG YIMING AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.01: ELECT ZHU ZHENGFU AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9.02: ELECT QU JIU HUI AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9.03: ELECT WONG HIN WING AS INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #10.01: ELECT ZHANG AN LI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10.02: ELECT HUANG WEI MING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF THE BOARD AND ISSUER YES FOR FOR
SUPERVISORY COMMITTEE
PROPOSAL #12: APPROVE PROVISION OF COUNTER-GUARANTEE ISSUER YES FOR FOR
TO GUANGDONG FINANCING RE-GUARANTEE COMPANY LIMITED
PROPOSAL #13: APPROVE RESOLUTION ON THE CONDITIONS OF ISSUER YES FOR FOR
NON-PUBLIC ISSUE OF A SHARES OF THE COMPANY
PROPOSAL #14: APPROVE REPORT ON THE USE OF PROCEEDS ISSUER YES FOR FOR
FROM THE PREVIOUS ISSUE OF THE COMPANY
PROPOSAL #15: APPROVE DIVIDEND DISTRIBUTION PLAN FOR ISSUER YES FOR FOR
SHAREHOLDERS FOR THE NEXT THREE YEARS (2018-2020)
PROPOSAL #16: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES GRANTED BUT NOT YET UNLOCKED AS
HELD BY RETIRED INCENTIVE PARTICIPANTS UNDER THE 2016
RESTRICTED SHARE INCENTIVE SCHEME
PROPOSAL #17: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #18: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #19: APPROVE PROVISION OF EXTERNAL GUARANTEE ISSUER YES AGAINST AGAINST
BY THE COMPANY AND ITS SUBSIDIARIES
PROPOSAL #20: APPROVE GRANT OF SPECIFIC MANDATE AT ISSUER YES FOR FOR
THE GENERAL MEETING TO THE BOARD FOR THE ISSUE OF
PROPOSAL #21.01: APPROVE CLASS OF SHARES AND THE PAR ISSUER YES FOR FOR
VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.02: APPROVE METHOD OF ISSUE AND TIME OF ISSUER YES FOR FOR
ISSUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.03: APPROVE PRICING BENCHMARK DATE, ISSUER YES FOR FOR
ISSUE PRICE AND METHOD OF PRICE DETERMINATION IN
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES TO
SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.04: APPROVE NUMBER OF SHARES TO BE ISSUER YES FOR FOR
ISSUED IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.05: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.06: APPROVE LOCK-UP ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES TO
SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.07: APPROVE PLACE OF LISTING OF SHARES ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES TO
SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.08: APPROVE AMOUNT OF PROCEEDS RAISED ISSUER YES FOR FOR
AND USE OF PROCEEDS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.09: APPROVE ARRANGEMENT OF RETAINED ISSUER YES FOR FOR
PROFITS ACCUMULATED BEFORE THE NON-PUBLIC ISSUANCE OF
A SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #21.10: APPROVE VALIDITY OF RESOLUTIONS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES TO
SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #22: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUE OF A
SHARES OF THE COMPANY
PROPOSAL #23: APPROVE PLAN OF THE NON-PUBLIC ISSUE OF ISSUER YES FOR FOR
A SHARES OF THE COMPANY
PROPOSAL #24: APPROVE CONDITIONAL SHARE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENTS AND CONNECTED TRANSACTIONS ENTERED INTO
BETWEEN THE COMPANY AND TARGET SUBSCRIBERS
PROPOSAL #25: APPROVE RESOLUTION ON DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS AND REMEDIAL MEASURES UPON THE NON-
PUBLIC ISSUANCE OF A SHARES OF THE COMPANY
PROPOSAL #26: APPROVE UNDERTAKINGS ON REMEDIAL ISSUER YES FOR FOR
MEASURES FOR DILUTION OF CURRENT RETURNS UPON THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #27: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongjiang Environmental Company Limited
TICKER: 895 CUSIP: Y2121H121
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPURCHASE AND CANCELLATION OF ISSUER YES FOR FOR
RESTRICTED SHARES GRANTED BUT NOT YET UNLOCKED AS
HELD BY RETIRED INCENTIVE PARTICIPANTS UNDER THE 2016
RESTRICTED SHARE INCENTIVE SCHEME
PROPOSAL #2: APPROVE REDUCTION IN REGISTERED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF SPECIFIC MANDATE AT THE ISSUER YES FOR FOR
GENERAL MEETING TO THE BOARD FOR THE ISSUE OF SHARES
PROPOSAL #4.01: APPROVE CLASS OF SHARES AND THE PAR ISSUER YES FOR FOR
VALUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #4.02: APPROVE METHOD OF ISSUE AND TIME OF ISSUER YES FOR FOR
ISSUE IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #4.03: APPROVE PRICING BENCHMARK DATE, ISSUE ISSUER YES FOR FOR
PRICE AND METHOD OF PRICE DETERMINATION IN RELATION
TO THE NON-PUBLIC ISSUANCE OF A SHARES TO SPECIFIC
TARGET SUBSCRIBERS
PROPOSAL #4.04: APPROVE NUMBER OF SHARES TO BE ISSUED ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #4.05: APPROVE TARGET SUBSCRIBERS AND ISSUER YES FOR FOR
SUBSCRIPTION METHOD IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #4.06: APPROVE LOCK-UP ARRANGEMENT IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES TO
SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #4.07: APPROVE PLACE OF LISTING OF SHARES IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES TO
SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #4.08: APPROVE AMOUNT OF PROCEEDS RAISED AND ISSUER YES FOR FOR
USE OF PROCEEDS IN RELATION TO THE NON-PUBLIC
ISSUANCE OF A SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #4.09: APPROVE ARRANGEMENT OF RETAINED ISSUER YES FOR FOR
PROFITS ACCUMULATED BEFORE THE NON-PUBLIC ISSUANCE OF
A SHARES IN RELATION TO THE NON-PUBLIC ISSUANCE OF A
SHARES TO SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #4.10: APPROVE VALIDITY OF RESOLUTIONS IN ISSUER YES FOR FOR
RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES TO
SPECIFIC TARGET SUBSCRIBERS
PROPOSAL #5: APPROVE FEASIBILITY ANALYSIS REPORT ON ISSUER YES FOR FOR
THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUE OF A
SHARES OF THE COMPANY
PROPOSAL #6: APPROVE PLAN OF THE NON-PUBLIC ISSUE OF ISSUER YES FOR FOR
A SHARES OF THE COMPANY
PROPOSAL #7: APPROVE CONDITIONAL SHARE SUBSCRIPTION ISSUER YES FOR FOR
AGREEMENTS AND CONNECTED TRANSACTIONS ENTERED INTO
BETWEEN THE COMPANY AND TARGET SUBSCRIBERS
PROPOSAL #8: APPROVE RESOLUTION ON DILUTION OF ISSUER YES FOR FOR
CURRENT RETURNS AND REMEDIAL MEASURES UPON THE NON-
PUBLIC ISSUANCE OF A SHARES OF THE COMPANY
PROPOSAL #9: APPROVE UNDERTAKINGS ON REMEDIAL ISSUER YES FOR FOR
MEASURES FOR DILUTION OF CURRENT RETURNS UPON THE
NON-PUBLIC ISSUANCE OF A SHARES
PROPOSAL #10: AUTHORIZE BOARD TO HANDLE ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE NON-PUBLIC ISSUANCE OF A SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DongKook Pharmaceutical Co.
TICKER: A086450 CUSIP: Y2098D103
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT LEE MIN-GU AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT SON YOON-HWAN AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR(S)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� DongKook Pharmaceutical Co.
TICKER: A086450 CUSIP: Y2098D103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongkuk Steel Mill Co. Ltd.
TICKER: A001230 CUSIP: Y20954106
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT GWAK JIN-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT HAN SEUNG-HUI AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT OKI TETSUO AS OUTSIDE DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT LEE DOO-AH AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT JOO SANG-CHEOL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT HAN SEUNG-HUI AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.2: ELECT LEE DOO-AH AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.3: ELECT JOO SANG-CHEOL AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongsuh Co.
TICKER: A026960 CUSIP: Y2096D105
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #2: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongwon F & B Co. Ltd.
TICKER: A049770 CUSIP: Y2097E128
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT KIM JAE-OCK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KIM NAM-JEONG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongwon Industries Co.
TICKER: A006040 CUSIP: Y2097U106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES AGAINST AGAINST
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doosan Co.
TICKER: A000150 CUSIP: Y2100N107
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KIM HYEONG-JOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KIM HYEONG-JOO AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doosan Engine Co. Ltd.
TICKER: A082740 CUSIP: Y2170N102
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT SONG HO-GEUN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doosan Heavy Industries & Construction Co.
TICKER: A034020 CUSIP: Y2102C109
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT PARK JI-WON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT JEONG JI-TAEK AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT NAM IK-HYEON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT NAM IK-HYEON AS A MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doosan Infracore Co. Ltd.
TICKER: A042670 CUSIP: Y2102E105
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT JEONG BYEONG-MOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT JEONG BYEONG-MOON AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dorel Industries Inc.
TICKER: DII.B CUSIP: 25822C205
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFF SEGEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAURICE TOUSSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIAN COHEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN BENEDETTI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RUPERT DUCHESNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHELLE CORMIER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dorma Kaba Holding AG
TICKER: DOKA CUSIP: H0536M155
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 12.00 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT ULRICH GRAF AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #4.2: REELECT ROLF DOERIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT STEPHANIE BRECHT-BERGEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: REELECT ELTON SK CHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: REELECT DANIEL DAENIKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT KARINA DUBS-KUENZLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: REELECT HANS GUMMERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: REELECT JOHN HEPPNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: REELECT HANS HESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.10: REELECT CHRISTINE MANKEL-MADAUS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: APPOINT ROLF DOERIG AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.2: APPOINT HANS GUMMERT AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.3: APPOINT HANS HESS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: DESIGNATE ANDREAS KELLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #8.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 2.75 MILLION
PROPOSAL #8.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 18.23 MILLION
PROPOSAL #9: CHANGE COMPANY NAME TO DORMAKABA HOLDING ISSUER YES FOR FOR
AG
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doshisha Co.
TICKER: 7483 CUSIP: J1235R105
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR NOMURA, MASAHARU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NOMURA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIMBARA, TONERI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NIKI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUMOTO, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR GOTO, CHOHACHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KUMAMOTO, NORIAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DoubleDragon Properties Corp
TICKER: DD CUSIP: Y2105Y108
MEETING DATE: 7/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #2: APPROVE THE 2015 AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND THE 2015 ANNUAL REPORT
PROPOSAL #3: RATIFY ALL ACTS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS
PROPOSAL #4.1: ELECT EDGAR J. SIA II AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT TONY TAN CAKTIONG AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #4.3: ELECT FERDINAND J. SIA AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #4.4: ELECT RIZZA MARIE JOY J. SIA AS ISSUER YES WITHHOLD AGAINST
DIRECTOR
PROPOSAL #4.5: ELECT WILLIAM TAN UNTIONG AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #4.6: ELECT JOSEPH TANBUNTIONG AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #4.7: ELECT GARY P. CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT VICENTE S. PEREZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT KPMG R.G. MANABAT & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DOUBLEUGAMES Co., Ltd.
TICKER: A192080 CUSIP: Y2106F108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT KIM DONG-WOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Doutor-Nichires Holdings Co Ltd
TICKER: 3087 CUSIP: J13105101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR OBAYASHI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HOSHINO, MASANORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KIDAKA, TAKAFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR INAMORI, ROKURO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HASHIMOTO, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KANNO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GODA, TOMOYO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKEBAYASHI, MOTOYA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KONO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OTSUKA, AZUMA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ASAI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dowa Holdings Co. Ltd.
TICKER: 5714 CUSIP: J12432126
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #2.1: ELECT DIRECTOR YAMADA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MITSUNE, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKASHIO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUSHITA, KATSUJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KAGAYA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HOSODA, EIJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOIZUMI, YOSHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES AGAINST AGAINST
HIDEFUMI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR OBA, ISSUER YES FOR FOR
KOICHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Downer EDI Ltd.
TICKER: DOW CUSIP: Q32623151
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT TERESA HANDICOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ANNABELLE CHAPLAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT GRANT THORNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO GRANT FENN, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
PROPOSAL #6: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DP World Ltd
TICKER: DPW CUSIP: M2851K107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #2: APPROVE FINAL DIVIDENDS OF USD 0.38 PER ISSUER YES FOR FOR
SHARE FOR FY 2016
PROPOSAL #3: REELECT SULTAN AHMED BIN SULAYEM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT YUVRAJ NARAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT DEEPAK PAREKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT ROBERT WOODS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MARK RUSSELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT ABDULLA GHOBASH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT NADYA KAMALI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT MOHAMED AL SUWAIDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORIZE SHARE ISSUANCE WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #15: ELIMINATE PREEMPTIVE RIGHTS PURSUANT TO ISSUER YES FOR FOR
ITEM 13 ABOVE
PROPOSAL #16: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr. Lal PathLabs Limited
TICKER: 539524 CUSIP: Y2R0AQ143
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAHUL SHARMA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE S. R. BATLIBOI & CO., LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE DR. LAL PATHLABS EMPLOYEES ISSUER YES FOR FOR
RESTRICTED STOCK UNIT PLAN 2016
PROPOSAL #6: APPROVE SHARE PLAN GRANTS TO EMPLOYYES ISSUER YES FOR FOR
OF SUBSIDIARY COMPANIES UNDER THE DR. LAL PATHLABS
EMPLOYEES RESTRICTED STOCK UNIT PLAN 2016
PROPOSAL #7: APPROVE REVISION IN THE REMUNERATION OF ISSUER YES FOR FOR
OM PRAKASH MANCHANDA, CEO AND EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE RECLASSIFICATION OF AUTHORIZED ISSUER YES FOR FOR
SHARE CAPITAL AND AMEND MEMORANDUM OF ASSOCIATION TO
REFLECT CHANGES IN AUTHORIZED SHARE CAPITAL
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr. Lal PathLabs Limited
TICKER: 539524 CUSIP: Y2R0AQ143
MEETING DATE: 12/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN THE LIMIT OF ISSUER YES FOR FOR
MANAGERIAL REMUNERATION OF RAHUL SHARMA AS NON-
EXECUTIVE DIRECTOR
PROPOSAL #2: AMEND TERMS AND CONDITIONS OF ISSUER YES FOR FOR
APPOINTMENT OF VANDANA LAL AS EXECUTIVE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr. Reddy's Laboratories
TICKER: 500124 CUSIP: 256135203
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT K. SATISH REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R BATLIBOI & ASSOCIATES LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF G V PRASAD AS CO-CHAIRMAN, MANAGING DIRECTOR AND
PROPOSAL #6: ELECT BHARAT NAROTAM DOSHI AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: ELECT HANS PETER HASLER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE COMMISSION REMUNERATION OF NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr. Reddy's Laboratories
TICKER: 500124 CUSIP: Y21089159
MEETING DATE: 7/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT K. SATISH REDDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE S R BATLIBOI & ASSOCIATES LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF G V PRASAD AS CO-CHAIRMAN, MANAGING DIRECTOR AND
PROPOSAL #6: ELECT BHARAT NAROTAM DOSHI AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #7: ELECT HANS PETER HASLER AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE COMMISSION REMUNERATION OF NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #9: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Draegerwerk AG & Co. KGaA
TICKER: DRW3 CUSIP: D22938100
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.19 PER PREFERENCE SHARE AND EUR
0.13 PER ORDINARY SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Drake & Scull International PJSC
TICKER: DSI CUSIP: M2852F107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2016
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #7: APPROVE REDUCTION IN SHARE CAPITAL BY ISSUER YES FOR FOR
EXTINGUISHING ACCUMULATED LOSSES
PROPOSAL #8: APPROVE TABARAK INVESTMENT LLC AS A ISSUER YES AGAINST AGAINST
STRATEGIC INVESTOR IN THE COMPANY'S CAPITAL INCREASE
PROPOSAL #9: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT, AND AMEND BYLAWS ACCORDINGLY RE: TABARAK
INVESTMENT LLC
PROPOSAL #10: APPROVE DECREASE IN SIZE OF BOARD FROM ISSUER YES AGAINST AGAINST
9 TO 7 DIRECTORS AND AMEND BYLAWS ACCORDINGLY
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #12: APPROVE RESIGNATION OF THE CURRENT ISSUER YES AGAINST AGAINST
BOARD AND ELECT DIRECTORS (BUNDLED)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Drax Group plc
TICKER: DRX CUSIP: G2904K127
MEETING DATE: 2/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY DRAX GROUP PLC OF ISSUER YES FOR FOR
OPUS ENERGY GROUP LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Drax Group plc
TICKER: DRX CUSIP: G2904K127
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT TIM COBBOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PHILIP COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT WILL GARDINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANDY KOSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAVID LINDSELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DOROTHY THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT TONY THORNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #19: APPROVE DEFERRED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DRB-Hicom Berhad
TICKER: DRBHCOM CUSIP: Y21077113
MEETING DATE: 7/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL BY HICOM HOLDINGS ISSUER YES FOR FOR
BERHAD, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, OF
THE ENTIRE ISSUED SHARE CAPITAL OF KL AIRPORT
SERVICES SDN BHD
PROPOSAL #2: APPROVE DISPOSAL BY HICOM INDUNGAN SDN ISSUER YES FOR FOR
BHD, AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, OF PART OF A FREEHOLD INDUSTRIAL LAND
SITUATED IN SECTION 28, SHAH ALAM, SELANGOR DARUL
EHSAN TO POS MALAYSIA BERHAD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DRB-Hicom Berhad
TICKER: DRBHCOM CUSIP: Y21077113
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT FAISAL ALBAR BIN SYED A.R. ALBAR ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3: ELECT SITI FATIMAH BINTI DAUD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT ABDUL RAHMAN BIN AHMAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT MOHD KHAMIL BIN JAMIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MARZUKI BIN MOHD NOOR TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #7: APPROVE ONG LE CHEONG TO CONTINUE OFFICE ISSUER YES FOR FOR
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DRB-Hicom Berhad
TICKER: DRBHCOM CUSIP: Y21077113
MEETING DATE: 9/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF REDEEMABLE ISSUER YES FOR FOR
CONVERTIBLE CUMULATIVE PREFERENCE SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DRDGOLD Ltd
TICKER: DRD CUSIP: S22362107
MEETING DATE: 11/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT KPMG INC AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY WITH OKKIE POTGIETER AS THE DESIGNATED
PROPOSAL #2: RE-ELECT JOHAN HOLTZHAUSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JAMES TURK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NIEL PRETORIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT JOHAN HOLTZHAUSEN AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #6.2: RE-ELECT EDMUND JENEKER AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6.3: RE-ELECT JAMES TURK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #6.4: RE-ELECT GEOFF CAMPBELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTIONS 44 AND 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dream Office Real Estate Investment Trust
TICKER: D.UN CUSIP: 26153P104
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT TRUSTEE DETLEF BIERBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT TRUSTEE DONALD CHARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT TRUSTEE MICHAEL J. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT TRUSTEE JOANNE FERSTMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT TRUSTEE ROBERT GOODALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT TRUSTEE JOHANN KOSS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT TRUSTEE KELLIE LEITCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT TRUSTEE KARINE MACINDOE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE TRUSTEES TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dream Unlimited Corp.
TICKER: DRM CUSIP: 26153M200
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOANNE FERSTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD N. GATEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE GAVAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NED GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUNCAN JACKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENNIFER LEE KOSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VINCENZA SERA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE TRUSTEE TO FIX THEIR
REMUNERATION
PROPOSAL #3: APPROVE PERFORMANCE SHARE UNIT PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Drillisch AG
TICKER: DRI CUSIP: D23138106
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.80 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER PASCHALIS CHOULIDIS FOR FISCAL 2016
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER VLASIOS CHOULIDIS FOR FISCAL 2016
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ANDRE DRIESEN FOR FISCAL 2016
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MARC BRUCHERSEIFER FOR FISCAL 2016
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER NORBERT LANG FOR FISCAL 2016
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HORST LENNERTZ FOR FISCAL 2016
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRANK ROTHAUGE FOR FISCAL 2016
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER SUSANNE RUECKERT FOR FISCAL 2016
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER BERND H. SCHMIDT FOR FISCAL 2016
PROPOSAL #5: RATIFY BDO AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DS Smith plc
TICKER: SMDS CUSIP: G2848Q123
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GARETH DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MILES ROBERTS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT ADRIAN MARSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHRIS BRITTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT IAN GRIFFITHS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JONATHAN NICHOLLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT KATHLEEN O'DONOVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LOUISE SMALLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSV A/S
TICKER: DSV CUSIP: K3013J154
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2017 IN THE AMOUNT OF DKK 1.35 MILLION FOR THE
CHAIRMAN; DKK 675,000 FOR THE VICE CHAIRMAN, AND DKK
450,000 FOR OTHER DIRECTORS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 1.80 PER SHARE
PROPOSAL #5.1: REELECT KURT LARSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT ANNETTE SADOLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT BIRGIT NORGAARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT THOMAS PLENBORG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT ROBERT STEEN KLEDAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.6: REELECT JORGEN MOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DTS Corp.
TICKER: 9682 CUSIP: J11907102
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2: AMEND ARTICLES TO CHANGE LOCATION OF ISSUER YES FOR FOR
HEAD OFFICE - REDUCE DIRECTORS' TERM
PROPOSAL #3.1: ELECT DIRECTOR NISHIDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KUMASAKA, KATSUMI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SAKAMOTO, TAKAO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKEUCHI, MINORU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KOBAYASHI, HIROTOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YOKO, ISAO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HAGIWARA, TADAYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR SUZUKI, SHIGEHIKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SAKATA, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HIRATA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR AKAMATSU, ISSUER YES FOR FOR
KENICHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dubai Financial Market, PJSC
TICKER: DFM CUSIP: M28814107
MEETING DATE: 3/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY ENDED ON DEC. 31, 2016
PROPOSAL #3: APPROVE AUDITOR'S REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY ENDED ON DEC. 31, 2016
PROPOSAL #4: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY ENDED ON DEC. 31, 2016
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY ENDED ON DEC. 31, 2016
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED) FOR FY 2017
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
ENDED ON DEC. 31, 2016
PROPOSAL #10: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
ENDED ON DEC. 31, 2015
PROPOSAL #11: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dubai Investments PJSC
TICKER: DIC CUSIP: M2888H101
MEETING DATE: 4/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.10 PER SHARE ISSUER YES FOR FOR
AND BONUS SHARES UP TO 5 PERCENT OF SHARE CAPITAL
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: ALLOW CHAIRMAN AND DIRECTORS TO ENGAGE ISSUER YES FOR FOR
IN COMMERCIAL TRANSACTIONS WITH COMPETITORS
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #10: AMEND ARTICLE 19.A OF BYLAWS RE: ISSUER YES FOR FOR
INCREASE SIZE OF BOARD FROM 5 TO 7 MEMBERS
PROPOSAL #11: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dubai Islamic Bank P.J.S.C
TICKER: DIB CUSIP: M2888J107
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: APPROVE SHARIAH SUPERVISORY BOARD REPORT ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #5: APPROVE DIVIDENDS OF AED 0.45 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6: ELECT JAVIER ROMANO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT SHARIAH SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
(BUNDLED)
PROPOSAL #9: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #10: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #11: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE ISSUANCE OF ISSUER YES FOR FOR
BONDS/DEBENTURES/SUKUK UP TO USD 5 BILLION
PROPOSAL #14.1: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
SHARIAH COMPLIANT TIER 1 CAPITAL INSTRUMENTS UP TO
USD 1 BILLION RE: INCREASE LIMIT TO USD 3 BILLION
PROPOSAL #14.2: APPROVE CONDITIONS OF INSTRUMENTS ISSUER YES FOR FOR
ISSUANCE RE: ONCE OR SERIES OF ISSUANCES UP TO THE
MAXIMUM OF USD 1 BILLION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duerr AG
TICKER: DUE CUSIP: D23279108
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.10 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #6: ELECT RICHARD BAUER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7.1: AMEND ARTICLES RE: BOARD-RELATED (ART. ISSUER YES FOR FOR
12 PARA. 1, SENTENCE 4)
PROPOSAL #7.2: AMEND ARTICLES RE: BOARD-RELATED (ART. ISSUER YES FOR FOR
12 PARA. 1, SENTENCE 6)
PROPOSAL #7.3: AMEND ARTICLES RE: BOARD-RELATED (ART. ISSUER YES FOR FOR
12 PARA. 1, SENTENCE 7)
PROPOSAL #7.4: AMEND ARTICLES RE: BOARD-RELATED (ART. ISSUER YES FOR FOR
12 PARA. 3, SENTENCE 4)
PROPOSAL #7.5: AMEND ARTICLES RE: BOARD-RELATED (ART. ISSUER YES FOR FOR
12 PARA. 8)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DUET Group
TICKER: DUE CUSIP: Q32878193
MEETING DATE: 11/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DOUGLAS HALLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHIRLEY IN'T VELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT STEWART BUTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DOUGLAS HALLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHIRLEY IN'T VELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT STEWART BUTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT JANE HARVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RATIFY THE PAST ISSUANCE OF SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DUET Group
TICKER: DUE CUSIP: Q32878193
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIHL SCHEME RESOLUTION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE DUECO SCHEME RESOLUTION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE DFL SCHEME RESOLUTION ISSUER YES FOR FOR
PROPOSAL #1: APPROVE THE AMENDMENTS TO DFT ISSUER YES FOR FOR
CONSTITUTION
PROPOSAL #2: APPROVE THE ACQUISITION OF DFT UNITS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dufry AG
TICKER: DUFN CUSIP: H2082J107
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT JUAN CARLOS TORRES CARRETERO ISSUER YES FOR FOR
AS DIRECTOR AND BOARD CHAIRMAN
PROPOSAL #4.2.1: REELECT ANDRES HOLZER NEUMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.2: REELECT JORGE BORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.3: REELECT XAVIER BOUTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.4: REELECT CLAIRE CHIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.5: REELECT JULIAN DIAZ GONZALEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.6: REELECT GEORGE KOUTSOLIOUTSOS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.7: REELECT HEEKYUNG MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2.8: REELECT JOAQUIN MOYA-ANGELER CABRERA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #5.1: REAPPOINT JORGE BORN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.2: REAPPOINT XAVIER BOUTON AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: REAPPOINT HEEKYUNG MIN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE ALTENBURGER LTD. AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8.1: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS IN THE AMOUNT OF CHF 8.4 MILLION
PROPOSAL #8.2: APPROVE MAXIMUM REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 53.5 MILLION
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duk San Neolux Co. Ltd.
TICKER: A213420 CUSIP: Y2R14K109
MEETING DATE: 10/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duk San Neolux Co. Ltd.
TICKER: A213420 CUSIP: Y2R14K109
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: ELECT LEE JOON-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KIM BYEONG-HUI AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT LEE SOO-HOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT KIM YOON-HUI AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KANG SEOK-PIL AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #6: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duksan Hi Metal Co.
TICKER: A077360 CUSIP: Y2113Q105
MEETING DATE: 7/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT KIM GIL-YEON AS INSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duksan Hi Metal Co.
TICKER: A077360 CUSIP: Y2113Q105
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT YOON DAE-HONG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #5: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE STOCK OPTION GRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duluxgroup Ltd
TICKER: DLX CUSIP: Q32914105
MEETING DATE: 12/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT GRAEME LIEBELT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT ANDREW LARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE THE GRANT OF SHARES TO PATRICK ISSUER YES FOR FOR
HOULIHAN, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
PROPOSAL #4.2: APPROVE THE GRANT OF SHARES TO STUART ISSUER YES FOR FOR
BOXER, CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR
OF THE COMPANY
PROPOSAL #5: APPROVE THE LEAVING ENTITLEMENTS UNDER ISSUER YES FOR FOR
THE LONG TERM EQUITY INCENTIVE PLAN
PROPOSAL #6: APPROVE THE GRANT OF SHARE RIGHTS TO ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #7: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dunelm Group plc
TICKER: DNLM CUSIP: G2935W108
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT WILL ADDERLEY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: RE-ELECT JOHN BROWETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KEITH DOWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDY HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDY HARRISON AS DIRECTOR ISSUER YES FOR FOR
(INDEPENDENT SHAREHOLDER VOTE)
PROPOSAL #8: RE-ELECT MARION SEARS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MARION SEARS AS DIRECTOR ISSUER YES FOR FOR
(INDEPENDENT SHAREHOLDER VOTE)
PROPOSAL #10: RE-ELECT SIMON EMENY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIMON EMENY AS DIRECTOR ISSUER YES FOR FOR
(INDEPENDENT SHAREHOLDER VOTE)
PROPOSAL #12: RE-ELECT LIZ DOHERTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LIZ DOHERTY AS DIRECTOR ISSUER YES FOR FOR
(INDEPENDENT SHAREHOLDER VOTE)
PROPOSAL #14: RE-ELECT WILLIAM REEVE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT WILLIAM REEVE AS DIRECTOR ISSUER YES FOR FOR
(INDEPENDENT SHAREHOLDER VOTE)
PROPOSAL #16: RE-ELECT PETER RUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT PETER RUIS AS DIRECTOR ISSUER YES FOR FOR
(INDEPENDENT SHAREHOLDER VOTE)
PROPOSAL #18: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #19: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dunelm Group plc
TICKER: DNLM CUSIP: G2935W108
MEETING DATE: 3/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE RELEVANT ISSUER YES FOR N/A
DISTRIBUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dunlop Sports Co., Ltd.
TICKER: 7825 CUSIP: J76564103
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR KINAMERI, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANIGAWA, MITSUTERU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ONISHI, AKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATANABE, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIMIZU, NORIHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KAWAMATSU, HIDEAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duratex S.A.
TICKER: DTEX3 CUSIP: P3593G146
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTORS AND ALTERNATES ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duratex S.A.
TICKER: DTEX3 CUSIP: P3593G146
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 9, 10, 12, 13, 15 AND 16 ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duskin Co Ltd
TICKER: 4665 CUSIP: J12506101
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR YAMAMURA, TERUJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MIYAJIMA, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TSURUMI, AKIHISA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OKAI, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NARAHARA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUJII, OSAHARU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SUMIMOTO, KAZUSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NAITO, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SUZUKI, TAKU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR YAMAMOTO, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR KATADA, JUNKO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR YOSHIZUMI, TOMOYA ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DuzonBizon Co.
TICKER: A012510 CUSIP: Y2197R102
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHOO HYEON-SEUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DXB Entertainments PJSC
TICKER: DXBE CUSIP: M2888V100
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #7: ELECT DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.a: APPROVE THE COMPANY'S EMPLOYEES ISSUER YES FOR FOR
INCENTIVE SHARES OWNERSHIP PLAN
PROPOSAL #8.b: AUTHORIZE BOARD TO COMPLETE ALL THE ISSUER YES FOR FOR
NECESSARY DOCUMENTS AND PROCEDURES RE: ESOP
PROPOSAL #9: AMEND ARTICLE 18 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
SIZE TO BE 9 MEMBERS
PROPOSAL #10: ELECT DIRECTORS (BUNDLED) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DY Corp.
TICKER: A013570 CUSIP: Y2099Z103
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT CHO BYEONG-HO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT LEE CHANG-SOON AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
PROPOSAL #6: APPROVE TERMS OF RETIREMENT PAY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DyDo Group Holdings Inc.
TICKER: 2590 CUSIP: J1250F101
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR TAKAMATSU, TOMIYA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKAMATSU, TOMIHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MORI, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR INOUE, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TONOKATSU, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NISHIYAMA, NAOYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DYNAM Japan Holdings Co., Ltd.
TICKER: 06889 CUSIP: J1250Z107
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3.1: ELECT KOHEI SATO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YOJI SATO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT TATSUJI FUJIMOTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT ICHIRO TAKANO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT NORIAKI USHIJIMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT MITSUTOSHI KATO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT THOMAS CHUN KEE YIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT KEI MURAYAMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT KIYOHITO KANDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AARATA ISSUER YES FOR FOR
LLC AS AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynamic Electronics Co., Ltd.
TICKER: 6251 CUSIP: Y2185L109
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynapack International Technology Corp.
TICKER: 3211 CUSIP: Y2185V107
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR �� FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #6.1: ELECT CAI HUI MING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.2: ELECT WANG ZUN YI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.3: ELECT ZHONG CONG MING WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 4 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT YANG CONG HE WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 276 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT A REPRESENTATIVE OF HUALONG SHAREHOLDER YES AGAINST N/A
FINANCIAL CONSULTING CO., LTD. WITH SHAREHOLDER NO.
289 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT XU ZHU JING WITH SHAREHOLDER NO. SHAREHOLDER YES AGAINST N/A
263 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT LIN XIU QIN WITH SHAREHOLDER NO. SHAREHOLDER YES AGAINST N/A
429 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT YOU SHENG FU WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 43576 AS SUPERVISOR
PROPOSAL #6.9: ELECT A REPRESENTATIVE OF LULIAOKENG SHAREHOLDER YES AGAINST N/A
CO. LTD. WITH SHAREHOLDER NO. 98274 AS SUPERVISOR
PROPOSAL #6.10: ELECT LI XIANG YUN WITH SHAREHOLDER SHAREHOLDER YES AGAINST N/A
NO. 51035 AS SUPERVISOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF SUPERVISORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynasty Ceramic Public Co Ltd
TICKER: DCC CUSIP: Y2185G159
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE DIRECTORS' REPORT AND ISSUER YES FOR FOR
OPERATING RESULTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT SANCHAI JANEJARAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT CHAIYASITH VIRIYAMETAKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT SIRIPONG TINNARAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT TOTSAPORN BANYONGWATE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION AND BONUS OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE KARIN AUDIT CO., LTD AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: ACKNOWLEDGE THE DIRECTORS AND EXECUTIVE ISSUER YES FOR FOR
DIRECTORS TO JOIN WITH THE DIRECTORS AND BUSINESS
MANAGEMENT OF ROYAL CERAMIC INDUSTRY PCL
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E Ink Holdings Inc.
TICKER: 8069 CUSIP: Y2266Z100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT FRANK KO, A REPRESENTATIVE OF ISSUER YES FOR FOR
AIDATEK ELECTRONICS INC. WITH SHAREHOLDER NO.6640 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT SHOW CHUNG HO, A REPRESENTATIVE ISSUER YES FOR FOR
OF AIDATEK ELECTRONICS INC. WITH SHAREHOLDER NO.6640
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT FELIX HO, A REPRESENTATIVE OF ISSUER YES FOR FOR
AIDATEK ELECTRONICS INC. WITH SHAREHOLDER NO.6640 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.: ELECT JOHNSON LEE, A REPRESENTATIVE OF ISSUER YES FOR FOR
AIDATEK ELECTRONICS INC. WITH SHAREHOLDER NO.6640 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT CHUANG CHUANG TSAI, A ISSUER YES FOR FOR
REPRESENTATIVE OF YFY INC. WITH SHAREHOLDER NO.1 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT FENG YUAN GAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF YFY INC. WITH SHAREHOLDER NO.1 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #4.7: ELECT TEN CHUNG CHEN WITH ID ISSUER YES FOR FOR
NO.A102064XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT BIING SENG WU WITH SHAREHOLDER ISSUER YES FOR FOR
NO.45 AS INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT CHAO TUNG WEN WITH ID ISSUER YES FOR FOR
NO.A102362XXX AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E.ON SE
TICKER: EOAN CUSIP: D24914133
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.21 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2017
PROPOSAL #5.3: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST QUARTER OF FISCAL 2018
PROPOSAL #6: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
ESSEN, GERMANY
PROPOSAL #7.1: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY E.ON GRUGA GESCHAEFTSFUEHRUNGSGESELLSCHAFT
MBH
PROPOSAL #7.2: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY E.ON FUENFUNDZWANZIGSTE VERWALTUNGS GMBH
PROPOSAL #8: APPROVE CREATION OF EUR 460 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #9: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 5 BILLION; APPROVE CREATION OF EUR 175 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES AND
USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E.SUN Financial Holding Co., Ltd.
TICKER: 2884 CUSIP: Y23469102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT AND EMPLOYEE REMUNERATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT CHENG EN KO WITH ID NO. 66168 AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT JI REN LEE WITH ID NO. 66178 AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT CHEN CHEN CHANG LIN WITH ID NO. ISSUER YES FOR FOR
66188 AS INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT HSIN I LIN WITH ID NO. 66198 AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT CHUN YAO HUANG WITH ID NO. 66556 ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT YUNG JEN HUANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF E.SUN VOLUNTEER AND SOCIAL WELFARE FOUNDATION
WITH SHAREHOLDER NO. 65813 AS NON-INDEPENDENT
PROPOSAL #6.7: ELECT JOSEPH N.C. HUANG, A ISSUER YES FOR FOR
REPRESENTATIVE OF E.SUN VOLUNTEER AND SOCIAL WELFARE
FOUNDATION WITH SHAREHOLDER NO. 65813 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT GARY K.L. TSENG, A ISSUER YES FOR FOR
REPRESENTATIVE OF E.SUN FOUNDATION WITH SHAREHOLDER
NO. 1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT JACKSON MAI, A REPRESENTATIVE OF ISSUER YES FOR FOR
HSIN TUNG YANG CO., LTD. WITH SHAREHOLDER NO. 8 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT RON CHU CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF FU YUAN INVESTMENT CO. LTD. WITH SHAREHOLDER NO.
123662 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT CHIEN LI WU, A REPRESENTATIVE ISSUER YES FOR FOR
OF SHANG LI CAR CO., LTD. WITH SHAREHOLDER NO. 16557
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT MAGI CHEN, A REPRESENTATIVE OF ISSUER YES FOR FOR
SHAN MENG INVESTMENT CO. LTD. WITH SHAREHOLDER NO.
32013 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT MAO CHIN CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF SUNLIT TRANSPORTATION CO., LTD. WITH SHAREHOLDER
NO. 18322 AS NON-INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E1 Corp.
TICKER: A017940 CUSIP: Y2R9C3101
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #4: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Industry Co. Ltd.
TICKER: 6486 CUSIP: J12558110
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR TSURU, MASATO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSURU, TETSUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UNEMURA, YASUNARI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AONO, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ABE, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR UEMURA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HOGEN, KENSAKU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUJIOKA, MAKOTO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EARTH CHEMICAL CO. LTD.
TICKER: 4985 CUSIP: J1326M106
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 115
PROPOSAL #2: APPOINT STATUTORY AUDITOR KONO, SHOJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: East Japan Railway Co.
TICKER: 9020 CUSIP: J1257M109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
PROPOSAL #2.1: ELECT DIRECTOR OTA, TOMOMICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ARAI, KENICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MATSUKI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MORI, KIMITAKA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastern & Oriental Berhad
TICKER: E&O CUSIP: Y22246105
MEETING DATE: 8/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT THAM KA HON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT KOK MENG CHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHRISTOPHER MARTIN BOYD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: ELECT JAUHARI BIN HAMIDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT KOK TUCK CHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT TAN KAR LENG @ CHEN KAR LENG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #10: APPROVE AZIZAN BIN ABD RAHMAN TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #11: APPROVE VIJEYARATNAM A/L V. THAMOTHARAM ISSUER YES FOR FOR
PILLAY TO CONTINUE OFFICE AS INDEPENDENT NON-
EXECUTIVE DIRECTOR
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastern Communications Co.
TICKER: 600776 CUSIP: Y2096S102
MEETING DATE: 12/6/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LOU SHUIYONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT YU FANGHONG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastern Communications Co.
TICKER: 600776 CUSIP: Y2096S102
MEETING DATE: 6/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PAYMENT OF AUDIT FEE ISSUER YES FOR FOR
PROPOSAL #6: ELECT MA LIHONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: APPROVE CHANGE IN BUSINESS SCOPE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE MERGER BY ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: easyJet plc
TICKER: EZJ CUSIP: G3030S109
MEETING DATE: 2/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ORDINARY DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOHN BARTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CAROLYN MCCALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDREW FINDLAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHARLES GURASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ADELE ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DR ANDREAS BIERWIRTH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT KEITH HAMILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDY MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT FRANCOIS RUBICHON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ebara Corp.
TICKER: 6361 CUSIP: J12600128
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO CHANGE FISCAL YEAR END ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR YAGO, NATSUNOSUKE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MAEDA, TOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UDA, SAKON ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAMIKI, MASAO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KUNIYA, SHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MATSUBARA, NOBUKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAWABE, HAJIME ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YAMAZAKI, SHOZO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SATO, IZUMI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR FUJIMOTO, TETSUJI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TSUJIMURA, MANABU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR OI, ATSUO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR TSUMURA, SHUSUKE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EBOS Group Limited
TICKER: EBO CUSIP: Q33853112
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT ELIZABETH COUTTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT PETER WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MARK WALLER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ebro Foods S.A
TICKER: EBRO CUSIP: E38028135
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR FOR FY 2017, 2018 AND 2019
PROPOSAL #6.1: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
MERCEDES COSTA GARCIA AS DIRECTOR
PROPOSAL #6.2: RATIFY APPOINTMENT OF AND ELECT GRUPO ISSUER YES FOR FOR
TRADIFIN SL AS DIRECTOR
PROPOSAL #6.3: RATIFY APPOINTMENT OF AND ELECT ISSUER YES FOR FOR
HERCALIANZ INVESTING GROUP SL AS DIRECTOR
PROPOSAL #6.4: RATIFY APPOINTMENT OF AND ELECT BELEN ISSUER YES FOR FOR
BARREIRO PEREZ-PARDO AS DIRECTOR
PROPOSAL #6.5: RATIFY APPOINTMENT OF AND ELECT JAVIER ISSUER YES FOR FOR
FERNANDEZ ALONSO AS DIRECTOR
PROPOSAL #6.6: MAINTAIN NUMBER OF DIRECTORS AT 13 ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 28 RE: BOARD COMMITTEES ISSUER YES FOR FOR
PROPOSAL #9.1: ALLOW GRUPO TRADIFIN SL TO BE INVOLVED ISSUER YES FOR FOR
IN OTHER COMPANIES
PROPOSAL #9.2: ALLOW BLANCA HERNANDEZ RODRIGUEZ, ISSUER YES FOR FOR
REPRESENTATIVE OF GRUPO TRADIFIN SL, TO BE INVOLVED
IN OTHER COMPANIES
PROPOSAL #9.3: ALLOW HERCALIANZ INVESTING GROUP SL TO ISSUER YES FOR FOR
BE INVOLVED IN OTHER COMPANIES
PROPOSAL #9.4: ALLOW FELIX HERNANDEZ CALLEJAS, ISSUER YES FOR FOR
REPRESENTATIVE OF HERCALIANZ INVESTING GROUP SL, TO
BE INVOLVED IN OTHER COMPANIES
PROPOSAL #9.5: ALLOW ANTONIO HERNANDEZ CALLEJAS TO BE ISSUER YES FOR FOR
INVOLVED IN OTHER COMPANIES
PROPOSAL #9.6: ALLOW RUDOLF-AUGUST OETKER TO BE ISSUER YES FOR FOR
INVOLVED IN OTHER COMPANIES
PROPOSAL #10: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE DONATIONS TO FUNDACION EBRO ISSUER YES FOR FOR
FOODS
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eclat Textile Co., Ltd.
TICKER: 1476 CUSIP: Y2237Y109
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eClerx Services Ltd.
TICKER: 532927 CUSIP: Y22385101
MEETING DATE: 7/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT ANJAN MALIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BATLIBOI AND ASSOCIATES LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eClerx Services Ltd.
TICKER: 532927 CUSIP: Y22385101
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eclipx Group Limited
TICKER: ECX CUSIP: Q3383Q105
MEETING DATE: 2/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GARRY MCLENNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT GREG RUDDOCK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF RIGHTS AND OPTIONS ISSUER YES FOR FOR
TO DOC KLOTZ
PROPOSAL #5: APPROVE THE GRANT OF RIGHTS AND OPTIONS ISSUER YES FOR FOR
TO GARRY MCLENNAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ECN Capital Corp.
TICKER: ECN CUSIP: 26829L107
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. LOVATT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN K. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY NULLMEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL STOYAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PIERRE LORTIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID MORRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONNA TOTH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CAROL E. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eco World Development Group Berhad
TICKER: ECOWLD CUSIP: Y74998108
MEETING DATE: 10/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRIVATE PLACEMENT OF NEW ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #2: APPROVE ISSUANCE OF PLACEMENT SHARES TO ISSUER YES FOR FOR
LIEW TIAN XIONG
PROPOSAL #3: APPROVE ISSUANCE OF PLACEMENT SHARES TO ISSUER YES FOR FOR
SINARMAS HARTA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eco World Development Group Berhad
TICKER: ECOWLD CUSIP: Y74998108
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO PARAGON PINNACLE SDN BHD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eco World Development Group Berhad
TICKER: ECOWLD CUSIP: Y74998108
MEETING DATE: 2/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY ECO HORIZON SDN ISSUER YES FOR FOR
BHD, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY OF
PARCELS OF LAND
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eco World Development Group Berhad
TICKER: ECOWLD CUSIP: Y74998108
MEETING DATE: 2/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION BY ECO WORLD ISSUER YES FOR FOR
CAPITAL (INTERNATIONAL) SDN BHD OF ORDINARY SHARES
WITH FREE WARRANTS IN ECO WORLD INTERNATIONAL BERHAD
PROPOSAL #2: APPROVE COLLABORATION AND STRATEGIC ISSUER YES FOR FOR
ALLIANCE WITH ECO WORLD INTERNATIONAL BERHAD
PROPOSAL #3: APPROVE SHAREHOLDERS' AGREEMENT BETWEEN ISSUER YES FOR FOR
THE COMPANY, LIEW KEE SIN AND GUOCOLAND LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eco World Development Group Berhad
TICKER: ECOWLD CUSIP: Y74998108
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ELECT ABDUL RASHID BIN ABDUL MANAF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT CHANG KHIM WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT TANG KIN KHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT LIEW TIAN XIONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE BAKER TILLY MONTEIRO HENG AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eco World Development Group Berhad
TICKER: ECOWLD CUSIP: Y74998108
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PROVISION OF FINANCIAL ISSUER YES FOR FOR
ASSISTANCE TO ECO HORIZON SDN BHD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Econocom Group SE
TICKER: ECONB CUSIP: B33899160
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANNE LANGE AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT PHILIPPE CAPRON AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Econocom Group SE
TICKER: ECONB CUSIP: B33899160
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: REELECT VERONIQUE DI BENEDETTO AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #6.2: REELECT GASPARD DURRLEMAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT JEAN MOUNET AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
PROPOSAL #1: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE REDUCTION OF SHARE PREMIUM ISSUER YES FOR FOR
ACCOUNT THROUGH REIMBURSEMENT
PROPOSAL #4: CONFIRM BOARD AUTHORITY TO REISSUE ISSUER YES FOR FOR
REPURCHASED SHARES TO PREVENT DANGER OR IMMINENT HARM
TO THE COMPANY
PROPOSAL #5: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: 279158109
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: 279158109
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL STATEMENTS AND �� ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #15: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: ADPV14028
MEETING DATE: 9/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecopetrol S.A.
TICKER: ECOPETROL CUSIP: ADPV14028
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE MEETING AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPOINT COMMITTEE IN CHARGE OF ISSUER YES FOR FOR
SCRUTINIZING ELECTIONS AND POLLING
PROPOSAL #7: ELECT MEETING APPROVAL COMMITTEE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #14: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #15: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EcoRodovias Infraestrutura e Logistica SA
TICKER: ECOR3 CUSIP: P3661R107
MEETING DATE: 9/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS FOR THE ISSUER YES FOR FOR
FIRST SEMESTER ENDED JUNE 30, 2016
PROPOSAL #2.1: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
WITHOUT CANCELLATION OF SHARES AND AMEND ARTICLE 5
PROPOSAL #2.2: AMEND ARTICLES 12 AND 24 ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT ALTERNATE DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EcoRodovias Infraestrutura e Logistica SA
TICKER: ECOR3 CUSIP: P3661R107
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOAO FRANCISCO RACHED DE OLIVEIRA ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EcoRodovias Infraestrutura e Logistica SA
TICKER: ECOR3 CUSIP: P3661R107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edelweiss Financial Services Ltd.
TICKER: 532922 CUSIP: Y22490208
MEETING DATE: 8/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1b: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: REELECT HIMANSHU KAJI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BSR & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF RUJAN PANJWANI AS EXECUTIVE DIRECTOR
PROPOSAL #5: APPROVE COMMISSION REMUNERATION FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #6: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #7: APPROVE EDELWEISS EMPLOYEES STOCK OPTION ISSUER YES FOR FOR
PLAN 2016 AND ISSUANCE OF OPTIONS TO EMPLOYEES AND
DIRECTORS OF THE COMPANY
PROPOSAL #8: APPROVE EXTENSION OF BENEFITS OF ISSUER YES FOR FOR
EDELWEISS EMPLOYEES STOCK OPTION PLAN 2016 TO
EMPLOYEES OF SUBSIDIARIES OF THE COMPANY
PROPOSAL #9: APPROVE ACQUISITION OF SHARES THROUGH ISSUER YES FOR FOR
THE EDELWEISS EMPLOYEES STOCK OPTION TRUST FOR THE
IMPLEMENTATION OF THE EDELWEISS EMPLOYEES STOCK
OPTION PLAN 2016
PROPOSAL #10: APPROVE PROVISION OF MONEY TO THE ISSUER YES FOR FOR
EDELWEISS EMPLOYEES STOCK OPTION TRUST FOR PURCHASE
OF SHARES OF THE COMPANY FOR THE BENEFIT OF THE
EMPLOYEES UNDER THE EDELWEISS EMPLOYEES STOCK OPTION
PROPOSAL #11: AMEND EDELWEISS EMPLOYEES STOCK ISSUER YES FOR FOR
INCENTIVE PLAN 2009
PROPOSAL #12: AMEND EDELWEISS EMPLOYEES STOCK ISSUER YES FOR FOR
INCENTIVE PLAN 2010
PROPOSAL #13: AMEND EDELWEISS EMPLOYEES STOCK ISSUER YES FOR FOR
INCENTIVE PLAN 2011
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edenred
TICKER: EDEN CUSIP: F3192L109
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.62 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (NEW ISSUER YES FOR FOR
SHARES)
PROPOSAL #5: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BERTRAND DUMAZY, CHAIRMAN AND CEO
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #7: REELECT ANNE BOUVEROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT SYLVIA COUTINHO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT FRANCOISE GRI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE TRANSACTION WITH BERTRAND ISSUER YES FOR FOR
DUMAZY, CHAIRMAN AND CEO RE: UNEMPLOYMENT INSURANCE
PROPOSAL #11: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 590,000
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edion Corp.
TICKER: 2730 CUSIP: J1266Z109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2: AMEND ARTICLES TO AMEND PROVISIONS ON ISSUER YES FOR FOR
NUMBER OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR KUBO, MASATAKA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR OKAJIMA, SHOICHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KATO, HIROHISA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR UMEHARA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YAMASAKI, NORIO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KOYANO, KAORU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR IKEHATA, YUJI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR DOHO, KAZUMASA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KATO, TAKAHIRO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ATARASHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FUJIWARA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR NISHIMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR ISHIBASHI, SHOZO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR TAKAGI, SHIMON ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR YAMADA, ISSUER YES FOR FOR
FUJIO
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR FUKUDA, YUKI ISSUER YES FOR FOR
PROPOSAL #5.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
ASANOMA, YASUHIRO
PROPOSAL #5.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
OKINAKA, TAKASHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP - Energias Do Brasil SA
TICKER: ENBR3 CUSIP: P3769R108
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET, ALLOCATION OF ISSUER YES FOR FOR
INCOME AND DIVIDENDS
PROPOSAL #3: FIX NUMBER AND ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER YES ABSTAIN N/A
SHAREHOLDER
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP - Energias Do Brasil SA
TICKER: ENBR3 CUSIP: P3769R108
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLES 24 AND 25 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP Renovaveis S.A.
TICKER: EDPR CUSIP: E3847K101
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
MANAGEMENT REPORTS, AND CORPORATE GOVERNANCE REPORT
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5: REELECT JOSE ANTONIO DE MELO PINTO ISSUER YES FOR FOR
RIBEIRO AS CHAIRMAN OF MEETING
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP-Energias de Portugal S.A
TICKER: EDP CUSIP: X67925119
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3.3: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES
PROPOSAL #5: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
DEBT INSTRUMENTS
PROPOSAL #6: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
APPLICABLE TO EXECUTIVE BOARD
PROPOSAL #7: APPROVE STATEMENT ON REMUNERATION POLICY ISSUER YES FOR FOR
APPLICABLE TO OTHER CORPORATE BODIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EFG Hermes Holding SAE
TICKER: HRHO CUSIP: M3047P109
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2016
PROPOSAL #5: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS AND RATIFY BOARD CHANGES FOR FY 2016
PROPOSAL #6: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
PROPOSAL #7: APPROVE ATTENDANCE AND TRAVEL FEES OF ISSUER NO N/A N/A
DIRECTORS FOR FY 2017
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2017
PROPOSAL #9: APPROVE CHARITABLE DONATIONS FOR FY 2016 ISSUER NO N/A N/A
AND FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EFG International
TICKER: EFGN CUSIP: H2078C108
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CREATION OF CHF 7.5 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2.1: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST AGAINST
THE BOARD OF DIRECTORS (VOTING)
PROPOSAL #2.2: TRANSACT OTHER BUSINESS: PROPOSALS BY ISSUER YES AGAINST AGAINST
SHAREHOLDERS (VOTING)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EFG International
TICKER: EFGN CUSIP: H2078C108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISTRIBUTION OF PREFERRED ISSUER YES FOR FOR
DIVIDENDS BY EFG FINANCE (GUERNSEY) LIMITED FOR CLASS
B SHAREHOLDERS
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 0.25 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: APPROVE CHF 1.3 MILLION INCREASE IN ISSUER YES FOR FOR
POOL OF CONDITIONAL CAPITAL RESERVED FOR GRANTING
STOCK OPTIONS OR SIMILAR INSTRUMENTS TO EMPLOYEES AND
DIRECTORS
PROPOSAL #5.2: AMEND ARTICLES RE: BOARD OF DIRECTORS ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5.3: AMEND ARTICLES RE: EDITORIAL CHANGES ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE FIXED REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 3.7 MILLION
PROPOSAL #6.2: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 13.9 MILLION
PROPOSAL #6.3: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4.4 MILLION
PROPOSAL #7.1a: REELECT SUSANNE BRANDENBERGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1b: REELECT NICCOLO BURKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1c: REELECT EMMANUEL BUSSETIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1d: REELECT MICHAEL HIGGIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1e: REELECT ROBERTO ISOLANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1f: REELECT STEVEN JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1g: REELECT SPIRO LATSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1h: REELECT BERND-A. VON MALTZAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.1i: REELECT PERICLES PETALAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1j: REELECT JOHN WILLIAMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1k: REELECT DANIEL ZUBERBUEHLER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: ELECT JOHN WILLIAMSON AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #8a: APPOINT NICCOLO BURKI AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION AND NOMINATION COMMITTEE
PROPOSAL #8b: APPOINT EMMANUEL BUSSETIL AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION AND NOMINATION COMMITTEE
PROPOSAL #8c: APPOINT PERICLES PETALAS AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION AND NOMINATION COMMITTEE
PROPOSAL #8d: APPOINT JOHN WILLIAMSON AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION AND NOMINATION COMMITTEE
PROPOSAL #8e: APPOINT STEVEN JACOBS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION AND NOMINATION COMMITTEE
PROPOSAL #8f: APPOINT BERND-A. VON MALTZAN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #9: DESIGNATE ADROIT ANWAELTE AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #10: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ege Endustri ve Ticaret A.S.
TICKER: EGEEN CUSIP: M3057F108
MEETING DATE: 3/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #9: ELECT DIRECTORS AND APPROVE REMUNERATION ISSUER YES �� AGAINST AGAINST
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Egis Technology Inc
TICKER: 6462 CUSIP: Y2R53R106
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE ISSUANCE OF RESTRICTED STOCKS ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ALBERT WENG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT DJ LIU AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT HUANG TA LUN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT NON-INDEPENDENT DIRECTOR NO. 1 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.5: ELECT NON-INDEPENDENT DIRECTOR NO. 2 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.6: ELECT NON-INDEPENDENT DIRECTOR NO. 3 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.7: ELECT NON-INDEPENDENT DIRECTOR NO. 4 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.8: ELECT NON-INDEPENDENT DIRECTOR NO. 5 SHAREHOLDER YES AGAINST N/A
PROPOSAL #5.9: ELECT NON-INDEPENDENT DIRECTOR NO. 6 SHAREHOLDER YES AGAINST N/A
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ehime Bank Ltd.
TICKER: 8541 CUSIP: J12684106
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR HONDA, MOTOHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FUKUTOMI, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAMOTO, KEIZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OJUKU, YUZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HINO, MITSURU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NISHIKAWA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OUE, RYUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CHIKAMI, SHOICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TSUBOUCHI, MUNEO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KATAOKA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HIRAO, SHUICHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TOYODA, MASAMITSU ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ISOBE, TOKIO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR MATSUKI, HISAKAZU ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR TAKEDA, MINENORI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR ISSHIKI, SHOZO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KIHARA, ISSUER YES FOR FOR
MORINOBU
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EI Towers SpA
TICKER: EIT CUSIP: T3606C104
MEETING DATE: 1/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDEND DISTRIBUTION OF EUR ISSUER YES FOR FOR
3.60 PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EI Towers SpA
TICKER: EIT CUSIP: T3606C104
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3.1: SLATE 1 SUBMITTED BY INSTITUTIONAL SHAREHOLDER NO N/A N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3.2: SLATE 2 SUBMITTED BY ELETTRONICA SHAREHOLDER YES FOR N/A
INDUSTRIALE SPA
PROPOSAL #4: APPOINT CHAIR OF THE BOARD OF STATUTORY SHAREHOLDER YES FOR N/A
AUDITORS
PROPOSAL #5: APPROVE INTERNAL AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eiffage
TICKER: FGR CUSIP: F2924U106
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON NEW ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT MARIE LEMARIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT THERESE CORNIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT CAROL XUEREF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT BRUNO FLICHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT DOMINIQUE MARCEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BENOIT DE RUFFRAY, CHAIRMAN AND CEO SINCE JANUARY 18,
2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-FRANCOIS ROVERATO, CHAIRMAN UNTIL JANUARY 17,
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF MAX ISSUER YES FOR FOR
ROCHE, CEO UNTIL JANUARY 17, 2016
PROPOSAL #13: APPROVE REMUNERATION POLICY FOR CEO AND ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 80 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 150 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 39,232,906
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 39,232,906
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE UP TO 1 MILLION SHARES FOR ISSUER YES FOR FOR
USE IN STOCK OPTION PLANS
PROPOSAL #24: AMEND ARTICLE 4 AND 28 OF BYLAWS TO ISSUER YES FOR FOR
COMPLY WITH LEGAL CHANGES
PROPOSAL #25: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eighteenth Bank Ltd.
TICKER: 8396 CUSIP: J12810107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2.1: ELECT DIRECTOR MIYAWAKI, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MORI, TAKUJIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUKUTOMI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKASHIMA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WASHIZAKI, TETSUYA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUMOTO, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MATSUMOTO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NANJO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAITO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALTERNATE DIRECTOR MOTOMURA, ISSUER YES FOR FOR
TADAHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eiken Chemical Co.
TICKER: 4549 CUSIP: J12831103
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERAMOTO, TETSUYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WADA, MORIFUMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRISAWA, TAKEHISA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR UCHIYAMADA, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NOMURA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAKOZAKI, YUKIYA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATSUMATA, ATSUO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EIS Eczacibasi Ilac, Sinai ve Finansal Yatirimlar Sanayi ve Ticaret A.S.
TICKER: ECILC CUSIP: M3007V104
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MEETING MINUTES
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS AND APPROVE THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #8: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017, RECEIVE INFORMATION ON DONATIONS MADE IN 2016
AND APPROVE DONATION POLICY
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eisai Co. Ltd.
TICKER: 4523 CUSIP: J12852117
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAITO, HARUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YAMASHITA, TORU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NISHIKAWA, IKUO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAOE, NOBORU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUHARA, EIICHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATO, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KANAI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAKIZAKI, TAMAKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TSUNODA, DAIKEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRUCE ARONSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TSUCHIYA, YUTAKA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EIZO Corporation
TICKER: 6737 CUSIP: J1287L105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JITSUMORI, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MURAI, YUICHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TANABE, TSUTOMU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elan Microelectronics Corp.
TICKER: 2458 CUSIP: Y2268H108
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elbit Systems Ltd.
TICKER: ESLT CUSIP: M3760D101
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT MICHAEL FEDERMANN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT RINA BAUM AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT YORAM BEN-ZEEV AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT DAVID FEDERMANN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT DOV NINVEH AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: REELECT UDI NISAN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.7: REELECT YULI TAMIR AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REELECT DALIA RABIN AS EXTERNAL DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KOST, FORER, GABBAY AND ISSUER YES FOR FOR
KASIERER AS AUDITORS
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eldorado Gold Corporation
TICKER: ELD CUSIP: 284902103
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE ALBINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA M. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT R. GILMORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEOFFREY A. HANDLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. PRICE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN P. REID ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN A. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL N. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elecom Co Ltd
TICKER: 6750 CUSIP: J12884102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS - ISSUER YES FOR FOR
INDEMNIFY STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR HADA, JUNJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SHIBATA, YUKIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KAJIURA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAGASHIRO, TERUHIKO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TANAKA, MASAKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SUZUKI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR HIROTOMI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KATSUKAWA, KOHEI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR IKEDA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR TOIDA, ISSUER YES FOR FOR
TOSHIMITSU
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR TABATA, ISSUER YES AGAINST AGAINST
AKIRA
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR YOSHIDA, ISSUER YES AGAINST AGAINST
TOSHIHIRO
PROPOSAL #5: APPROVE DIRECTOR AND STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
RETIREMENT BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electra Ltd.
TICKER: ELTR CUSIP: M38004103
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REAPPOINT KOST FORER GABBAY & KASIERER ISSUER YES AGAINST AGAINST
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #1.2.1: REELECT MICHAEL SALKIND AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2.2: REELECT DANIEL SALKIND AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2.3: REELECT IRIT STERN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #1.4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
REGARDING INSURANCE AND INDEMNIFICATION OF OFFICE
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electra Ltd.
TICKER: ELTR CUSIP: M38004103
MEETING DATE: 3/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RELATED PARTY TRANSACTION ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electra Ltd.
TICKER: ELTR CUSIP: M38004103
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
PROPOSAL #B4: IF YOU DO NOT FALL UNDER ANY OF THE ISSUER YES AGAINST N/A
CATEGORIES MENTIONED UNDER ITEMS B1 THROUGH B3, VOTE
FOR. OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electra Ltd.
TICKER: ELTR CUSIP: M38004103
MEETING DATE: 6/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY AMENDED INDEMNIFICATION ISSUER YES FOR FOR
AGREEMENTS OF DIRECTORS AND OFFICERS NOT AFFILIATED
WITH CONTROLLER
PROPOSAL #2: RATIFY INDEMNIFICATION AGREEMENTS OF ISSUER YES FOR FOR
DIRECTORS AND OFFICERS AFFILIATED WITH CONTROLLER
PROPOSAL #3: RATIFY AMENDED INDEMNIFICATION AGREEMENT ISSUER YES FOR FOR
OF CEO
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electric Power Development Co. (J-Power)
TICKER: 9513 CUSIP: J12915104
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR KITAMURA, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WATANABE, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MURAYAMA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIYAMA, MASATO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ETO, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR URASHIMA, AKIHITO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ONOI, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MINAMINOSONO, HIROMI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUGIYAMA, HIROYASU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TSUKUDA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HONDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KAJITANI, GO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ITO, TOMONORI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR JOHN BUCHANAN ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KAWATANI, ISSUER YES FOR FOR
SHINICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F2940H113
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER TO LEGAL RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 480 MILLION
PROPOSAL #3: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: APPROVE EMPLOYEE INDIRECT STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR EMPLOYEES
PROPOSAL #6: AMEND TERMS OF AUTHORIZATIONS GRANTED BY ISSUER YES FOR FOR
THE MAY 12, 2016, AGM UNDER ITEMS 1 TO 9 AND 11 TO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F2940H113
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #A: APPROVE ALLOCATION OF INCOME AND ABSENCE SHAREHOLDER YES AGAINST FOR
OF DIVIDENDS
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: APPROVE TRANSACTION WITH BNP PARIBAS RE: ISSUER YES FOR FOR
MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #6: APPROVE TRANSACTION WITH SOCIETE ISSUER YES FOR FOR
GENERALE RE: MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #7: APPROVE TRANSACTION WITH AREVA NP RE: ISSUER YES FOR FOR
SHARE TRANSFER AND SHAREHOLDERS' AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION WITH CAISSE DES ISSUER YES FOR FOR
DEPOTS ET CONSIGNATIONS AND CNP ASSURANCES RE:
INVESTMENT TERMS AND SHAREHOLDERS' AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH THE STATE, ISSUER YES FOR FOR
CAISSE DES DEPOTS ET CONSIGNATIONS, CNP ASSURANCES
AND THE JOINT-VENTURE RE: PARTIAL DISPOSAL OF RTE'S
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-BERNARD LEVY, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: RATIFY APPOINTMENT OF MICHELE ROUSSEAU ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AMEND ARTICLE 19 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #19: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R505239
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER TO LEGAL RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 480 MILLION
PROPOSAL #3: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: APPROVE EMPLOYEE INDIRECT STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR EMPLOYEES
PROPOSAL #6: AMEND TERMS OF AUTHORIZATIONS GRANTED BY ISSUER YES FOR FOR
THE MAY 12, 2016, AGM UNDER ITEMS 1 TO 9 AND 11 TO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R505254
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER TO LEGAL RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 480 MILLION
PROPOSAL #3: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: APPROVE EMPLOYEE INDIRECT STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR EMPLOYEES
PROPOSAL #6: AMEND TERMS OF AUTHORIZATIONS GRANTED BY ISSUER YES FOR FOR
THE MAY 12, 2016, AGM UNDER ITEMS 1 TO 9 AND 11 TO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R505254
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #A: APPROVE ALLOCATION OF INCOME AND ABSENCE SHAREHOLDER YES AGAINST FOR
OF DIVIDENDS
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: APPROVE TRANSACTION WITH BNP PARIBAS RE: ISSUER YES FOR FOR
MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #6: APPROVE TRANSACTION WITH SOCIETE ISSUER YES FOR FOR
GENERALE RE: MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #7: APPROVE TRANSACTION WITH AREVA NP RE: ISSUER YES FOR FOR
SHARE TRANSFER AND SHAREHOLDERS' AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION WITH CAISSE DES ISSUER YES FOR FOR
DEPOTS ET CONSIGNATIONS AND CNP ASSURANCES RE:
INVESTMENT TERMS AND SHAREHOLDERS' AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH THE STATE, ISSUER YES FOR FOR
CAISSE DES DEPOTS ET CONSIGNATIONS, CNP ASSURANCES
AND THE JOINT-VENTURE RE: PARTIAL DISPOSAL OF RTE'S
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-BERNARD LEVY, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: RATIFY APPOINTMENT OF MICHELE ROUSSEAU ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AMEND ARTICLE 19 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #19: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R92T153
MEETING DATE: 7/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER TO LEGAL RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #2: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 480 MILLION
PROPOSAL #3: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #5: APPROVE EMPLOYEE INDIRECT STOCK PURCHASE ISSUER YES FOR FOR
PLAN FOR EMPLOYEES
PROPOSAL #6: AMEND TERMS OF AUTHORIZATIONS GRANTED BY ISSUER YES FOR FOR
THE MAY 12, 2016, AGM UNDER ITEMS 1 TO 9 AND 11 TO
PROPOSAL #7: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricite de France
TICKER: EDF CUSIP: F3R92T153
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #A: APPROVE ALLOCATION OF INCOME AND ABSENCE SHAREHOLDER YES AGAINST FOR
OF DIVIDENDS
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: APPROVE TRANSACTION WITH BNP PARIBAS RE: ISSUER YES FOR FOR
MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #6: APPROVE TRANSACTION WITH SOCIETE ISSUER YES FOR FOR
GENERALE RE: MANDATE OF GLOBAL COORDINATOR ASSOCIATE
PROPOSAL #7: APPROVE TRANSACTION WITH AREVA NP RE: ISSUER YES FOR FOR
SHARE TRANSFER AND SHAREHOLDERS' AGREEMENT
PROPOSAL #8: APPROVE TRANSACTION WITH CAISSE DES ISSUER YES FOR FOR
DEPOTS ET CONSIGNATIONS AND CNP ASSURANCES RE:
INVESTMENT TERMS AND SHAREHOLDERS' AGREEMENT
PROPOSAL #9: APPROVE TRANSACTION WITH THE STATE, ISSUER YES FOR FOR
CAISSE DES DEPOTS ET CONSIGNATIONS, CNP ASSURANCES
AND THE JOINT-VENTURE RE: PARTIAL DISPOSAL OF RTE'S
PROPOSAL #10: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-BERNARD LEVY, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: RATIFY APPOINTMENT OF MICHELE ROUSSEAU ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #15: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 500,000
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AMEND ARTICLE 19 OF BYLAWS RE: AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #19: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electricity Generating PCL
TICKER: EGCO CUSIP: Y22834116
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE PWC AS AUDITORS AND AUTHORIZE ISSUER YES AGAINST AGAINST
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6.1: ELECT PAISAN MAHAPUNNAPORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT ANYA KHANTHAVIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT HIROMI SAKAKIBARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT KEN MATSUDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT YASUO OHASHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electrocomponents plc
TICKER: ECM CUSIP: G29848101
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID EGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BERTRAND BODSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT KAREN GUERRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PAUL HOLLINGWORTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PETER JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN PATTULLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LINDSLEY RUTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #18: APPROVE LONG TERM INCENTIVE PLAN 2016 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electrolux AB
TICKER: ELUX B CUSIP: W24713120
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 7.50 PER SHARE
PROPOSAL #11: DETERMINE NUMBER OF MEMBERS (10) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT SEK 2.075 MILLION FOR CHAIRMAN AND SEK
580,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION OF
COMMITTEE WORK
PROPOSAL #13a: REELECT PETRA HEDENGRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13b: REELECT HASSE JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13c: REELECT RONNIE LETEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13d: REELECT ULLA LITZEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13e: REELECT BERT NORDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13f: REELECT FREDRIK PERSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13g: REELECT DAVID PORTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13h: REELECT JONAS SAMUELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13i: REELECT ULRIKA SAXON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13j: ELECT KAI WARN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13k: REELECT RONNIE LETEN AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: APPROVE LONG-TERM INCENTIVE PLAN (SHARE ISSUER YES FOR FOR
PROGRAM 2017)
PROPOSAL #16a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16b: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #16c: AUTHORIZE TRANSFER OF UP TO 315,000 B ISSUER YES FOR FOR
SHARES IN CONNECTION WITH 2014 SHARE PROGRAM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elekta AB
TICKER: EKTA B CUSIP: W2479G107
MEETING DATE: 9/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 0.50 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #13: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.08 MILLION FOR CHAIRMAN AND SEK
460,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #15: REELECT LUCIANO CATTANI, ANNIKA ISSUER YES FOR FOR
ESPANDER JANSSON, LAURENT LEKSELL (CHAIRMAN), SIAOU-
SZE LIEN, JOHAN MALMQVIST, TOMAS PUUSEPP, WOLFGANG
REIM, JAN SECHER AND BIRGITTA STYMNE GÖRANSSON AS
PROPOSAL #16: RATIFY PWC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #18a: APPROVE PERFORMANCE SHARE PLAN 2016 ISSUER YES FOR FOR
PROPOSAL #18b: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #19: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #20a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #20b: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #22a: ADOPT A ZERO VISION REGARDING SHAREHOLDER YES AGAINST N/A
ACCIDENTS IN WORK PLACE ACCIDENTS IN THE COMPANY AND
PROPOSAL #22b: REQUIRE BOARD TO APPOINT WORKING GROUP SHAREHOLDER YES AGAINST N/A
REGARDING ACCIDENTS IN WORK PLACE ACCIDENTS IN THE
COMPANY AND SUBSIDIARIES
PROPOSAL #22c: INSTRUCT THE BOARD TO YEARLY REPORT TO SHAREHOLDER YES AGAINST N/A
THE AGM IN WRITING THE PROGRESS CONCERNING WORKPLACE
ACCIDENTS
PROPOSAL #22d: ADOPT A VISION FOR ABSOLUTE GENDER SHAREHOLDER YES AGAINST N/A
EQUALITY ON ALL LEVELS WITHIN THE COMPANY
PROPOSAL #22e: INSTRUCT THE BOARD TO SET UP A WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY
DIVERSIFICATION WITHIN THE COMPANY
PROPOSAL #22f: REQUIRE THE RESULTS FROM THE WORKING SHAREHOLDER YES AGAINST N/A
GROUP CONCERNING GENDER AND ETHNICITY DIVERSIFICATION
WITHIN THE COMPANY TO BE REPORTED TO THE AGM
PROPOSAL #22g: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS' ASSOCIATION
PROPOSAL #22h: PROHIBIT DIRECTORS FROM BEING ABLE TO SHAREHOLDER YES AGAINST N/A
INVOICE DIRECTOR'S FEES VIA SWEDISH AND FOREIGN LEGAL
ENTITIES
PROPOSAL #22i: INSTRUCT THE NOMINATION COMMITTEE TO SHAREHOLDER YES AGAINST N/A
PAY EXTRA ATTENTION TO QUESTIONS CONCERNING ETHICS,
GENDER, AND ETHNICITY
PROPOSAL #22j: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
A CHANGE IN THE RULES IN THE AREA REGARDING INVOICING
PROPOSAL #22k: AMEND ARTICLES OF ASSOCIATION: BOTH SHAREHOLDER YES AGAINST N/A
CLASS A SHARES AND CLASS B SHARES ARE ENTITLED TO ONE
VOTE EACH
PROPOSAL #22l: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #22m: AMEND ARTICLES RE: FORMER POLITICIANS SHAREHOLDER YES AGAINST N/A
ON THE BOARD OF DIRECTORS
PROPOSAL #22n: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT TO DRAW ATTENTION TO THE NEED FOR
INTRODUCING A "POLITICIAN QUARANTINE"
PROPOSAL #22o: INSTRUCT THE BOARD TO PREPARE A SHAREHOLDER YES AGAINST N/A
PROPOSAL FOR THE REPRESENTATION OF SMALL- AND
MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
PROPOSAL #22p: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT BETTER REPRESENTATION OF SMALL-
AND MIDSIZED SHAREHOLDERS IN THE BOARD AND NOMINATION
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elematec Corp
TICKER: 2715 CUSIP: J13541107
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATO, JUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISOGAMI, ATSUO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUZUKI, NOBUO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOKODE, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATSUDAIRA, SOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAKIHARA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UCHIYAMA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEKI, SOSUKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUZUKI, YOZO ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR MIZUKAMI, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR TSUNEFUKA, ISSUER YES FOR FOR
MASAKAZU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Element Financial Corporation
TICKER: EFN CUSIP: 286181201
MEETING DATE: 9/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SPIN-OFF AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ECN CAPITAL EQUITY PLANS ISSUER YES FOR FOR
PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Element Fleet Management Corp.
TICKER: EFN CUSIP: 286181201
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. VENN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN K. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY NULLMEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL D. DAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOAN LAMM-TENNANT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM W. LOVATT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN TOBIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: RE-APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ADVANCE NOTICE REQUIREMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elementia S.A.B. de C.V.
TICKER: ELEMENT * CUSIP: P3713L108
MEETING DATE: 10/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE REPORT ON INTEGRATION OF SHARE ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #2: APPROVE CONVERSION OF SHARES ISSUER YES AGAINST AGAINST
REPRESENTING FIXED PORTION OF CAPITAL INTO VARIABLE
PORTION OF CAPITAL; AMEND ARTICLE 6
PROPOSAL #3: AUTHORIZE INCREASE IN VARIABLE PORTION ISSUER YES AGAINST AGAINST
OF CAPITAL
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elementia S.A.B. de C.V.
TICKER: ELEMENT * CUSIP: P3713L108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT CEO'S REPORT ON FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: ACCEPT AUDIT AND CORPORATE PRACTICES ISSUER YES FOR FOR
COMMITTEES' REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: ELECT OR RATIFY DIRECTORS, SECRETARY AND ISSUER YES AGAINST AGAINST
DEPUTY SECRETARY; ELECT MEMBERS OF AUDIT COMMITTEE
AND CORPORATE PRACTICES COMMITTEES
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
MEMBERS OF AUDIT COMMITTEE AND CORPORATE PRACTICES
COMMITTEES
PROPOSAL #6: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
RESERVE
PROPOSAL #7: APPROVE REPORT ON POLICIES AND MATTERS ISSUER YES FOR FOR
PERTAINING TO REPURCHASE OF SHARES
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elementis plc
TICKER: ELM CUSIP: G2996U108
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES�� FOR FOR
PROPOSAL #4: ELECT RALPH HEWINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT SANDRA BOSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DOROTHEE DEURING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW DUFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PAUL WATERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT NICK SALMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STEVE GOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANNE HYLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: 15234Q108
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS AFTER ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #2: APPROVE ADOPTION OF IMMEDIATE MEASURES ISSUER YES FOR FOR
TO CARRY OUT CAPITAL INCREASE OF SUBSIDIARIES CEPISA,
CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA S.A. AND
AMAZONAS DISTRIBUIDORA DE ENERGIA S.A. BY THE
CONTROLLING SHAREHOLDER (FEDERAL GOVERNMENT)
PROPOSAL #3: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DO PIAUI - CEPISA
PROPOSAL #4: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DE ALAGOAS - CEAL
PROPOSAL #5: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA DE ELETRICIDADE DO ACRE -
ELETROACRE
PROPOSAL #6: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR CENTRAIS ELETRICAS DE RONDONIA S.A. -
CERON
PROPOSAL #7: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR BOA VISTA ENERGIA S.A.
PROPOSAL #8: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #9: APPROVE SALE OF COMPANY ASSETS WITHOUT ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #10: APPROVE RETURN OF THE POWER ISSUER YES FOR FOR
DISTRIBUTION CONCESSIONS AND ADOPTION OF LIQUIDATION
PROVISIONS OF THE DISTRIBUTION COMPANIES THAT DID NOT
RECEIVE AN EXTENSION OF THEIR CONCESSIONS AND DID
NOT HAVE THE SALE APPROVED
PROPOSAL #11: APPROVE RETURN OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSIONS AND ADOPTION OF LIQUIDATION PROVISIONS OF
THE DISTRIBUTION COMPANIES THAT WERE NOT SOLD UNTIL
DEC. 31, 2017 OR FAILED TO RECEIVE REQUESTED CAPITAL
INCREASE BY THE FEDERAL GOVERNMENT BEFORE THE
PROPOSAL #12.1: ELECT VICENTE FALCONI CAMPOS AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND CHAIRMAN OF THE BOARD
PROPOSAL #12.2: ELECT MAURICIO MUNIZ BARRETTO DE ISSUER YES ABSTAIN AGAINST
CARVALHO AS DIRECTOR
PROPOSAL #12.3: ELECT WILSON FERREIRA JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.4: ELECT WALTER MALIENI JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.5: ELECT SAMUEL ASSAYAG HANAN AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.6: ELECT GUSTAVO GONCALVES MANFRIM AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.7: ELECT RODRIGO PEREIRA DE MELLO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.8: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #12.9: ELECT MOZART DE SIQUEIRA CAMPOS SHAREHOLDER YES FOR N/A
ARAUJO AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: 15234Q108
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS RE: ISSUER YES FOR FOR
SHAREHOLDER CONTROL OF CELG DISTRIBUICAO S.A. (CELG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: 15234Q108
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #3: APPROVE CAPITAL BUDGET AND ALLOCATION OF ISSUER YES FOR FOR
INCOME
PROPOSAL #4A: ELECT VICENTE FALCONI CAMPOS AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #4B: ELECT WILSON FERREIRA, JR. AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4C: ELECT ELENA LANDAU AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4D: ELECT ARIOSTO ANTUNES CULAU AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4E: ELECT ESTEVES PEDRO COLNAGO, JR. AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #4F: ELECT EDVALDO LUIS RISSO AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4G: ELECT JOSE GUIMARAES MONFORTE AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #4H: ELECT ALOISIO MACARIO FERREIRA AS SHAREHOLDER YES ABSTAIN N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #4I: ELECT CLAUDIO ROBERTO FRISCHTAK AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5A: ELECT AGNES MARIA DE ARAGAO DA COSTA AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND ANDRE KRAUSS QUEIROZ AS
ALTERNATE
PROPOSAL #5B: ELECT JOSE WANDERLEY UCHOA BARRETO AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND DARIO SPEGIORIN SILVEIRA AS
ALTERNATE
PROPOSAL #5C: ELECT LUIS FELIPE VITAL NUNES PEREIRA ISSUER YES ABSTAIN AGAINST
AS FISCAL COUNCIL MEMBER AND MARCIO LEAO COELHO AS
ALTERNATE
PROPOSAL #5D: ELECT PATRICIA VALENTE STIERLI AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER APPOINTED BY MINORITY
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: 15234Q207
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS AFTER ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #2: APPROVE ADOPTION OF IMMEDIATE MEASURES ISSUER YES FOR FOR
TO CARRY OUT CAPITAL INCREASE OF SUBSIDIARIES CEPISA,
CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA S.A. AND
AMAZONAS DISTRIBUIDORA DE ENERGIA S.A. BY THE
CONTROLLING SHAREHOLDER (FEDERAL GOVERNMENT)
PROPOSAL #3: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DO PIAUI - CEPISA
PROPOSAL #4: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DE ALAGOAS - CEAL
PROPOSAL #5: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA DE ELETRICIDADE DO ACRE -
ELETROACRE
PROPOSAL #6: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR CENTRAIS ELETRICAS DE RONDONIA S.A. -
CERON
PROPOSAL #7: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR BOA VISTA ENERGIA S.A.
PROPOSAL #8: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #9: APPROVE SALE OF COMPANY ASSETS WITHOUT ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #10: APPROVE RETURN OF THE POWER ISSUER YES FOR FOR
DISTRIBUTION CONCESSIONS AND ADOPTION OF LIQUIDATION
PROVISIONS OF THE DISTRIBUTION COMPANIES THAT DID NOT
RECEIVE AN EXTENSION OF THEIR CONCESSIONS AND DID
NOT HAVE THE SALE APPROVED
PROPOSAL #11: APPROVE RETURN OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSIONS AND ADOPTION OF LIQUIDATION PROVISIONS OF
THE DISTRIBUTION COMPANIES THAT WERE NOT SOLD UNTIL
DEC. 31, 2017 OR FAILED TO RECEIVE REQUESTED CAPITAL
INCREASE BY THE FEDERAL GOVERNMENT BEFORE THE
PROPOSAL #12.1: ELECT VICENTE FALCONI CAMPOS AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND CHAIRMAN OF THE BOARD
PROPOSAL #12.2: ELECT MAURICIO MUNIZ BARRETTO DE ISSUER YES ABSTAIN AGAINST
CARVALHO AS DIRECTOR
PROPOSAL #12.3: ELECT WILSON FERREIRA JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.4: ELECT WALTER MALIENI JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.5: ELECT SAMUEL ASSAYAG HANAN AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.6: ELECT GUSTAVO GONCALVES MANFRIM AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.7: ELECT RODRIGO PEREIRA DE MELLO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.8: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #12.9: ELECT MOZART DE SIQUEIRA CAMPOS SHAREHOLDER YES FOR N/A
ARAUJO AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: 15234Q207
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS RE: ISSUER YES FOR FOR
SHAREHOLDER CONTROL OF CELG DISTRIBUICAO S.A. (CELG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: 15234Q207
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #3: APPROVE CAPITAL BUDGET AND ALLOCATION OF ISSUER YES FOR FOR
INCOME
PROPOSAL #4A: ELECT VICENTE FALCONI CAMPOS AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #4B: ELECT WILSON FERREIRA, JR. AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4C: ELECT ELENA LANDAU AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4D: ELECT ARIOSTO ANTUNES CULAU AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4E: ELECT ESTEVES PEDRO COLNAGO, JR. AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #4F: ELECT EDVALDO LUIS RISSO AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #4G: ELECT JOSE GUIMARAES MONFORTE AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #4H: ELECT JOSE PAIS RANGEL AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5A: ELECT AGNES MARIA DE ARAGAO DA COSTA AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND ANDRE KRAUSS QUEIROZ AS
ALTERNATE
PROPOSAL #5B: ELECT JOSE WANDERLEY UCHOA BARRETO AS ISSUER YES ABSTAIN AGAINST
FISCAL COUNCIL MEMBER AND DARIO SPEGIORIN SILVEIRA AS
ALTERNATE
PROPOSAL #5C: ELECT LUIS FELIPE VITAL NUNES PEREIRA ISSUER YES ABSTAIN AGAINST
AS FISCAL COUNCIL MEMBER AND MARCIO LEAO COELHO AS
ALTERNATE
PROPOSAL #5D: ELECT RONALDO DIAS AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS AFTER ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #2: APPROVE ADOPTION OF IMMEDIATE MEASURES ISSUER YES FOR FOR
TO CARRY OUT CAPITAL INCREASE OF SUBSIDIARIES CEPISA,
CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA S.A. AND
AMAZONAS DISTRIBUIDORA DE ENERGIA S.A. BY THE
CONTROLLING SHAREHOLDER (FEDERAL GOVERNMENT)
PROPOSAL #3: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DO PIAUI - CEPISA
PROPOSAL #4: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DE ALAGOAS - CEAL
PROPOSAL #5: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA DE ELETRICIDADE DO ACRE -
ELETROACRE
PROPOSAL #6: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR CENTRAIS ELETRICAS DE RONDONIA S.A. -
CERON
PROPOSAL #7: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR BOA VISTA ENERGIA S.A.
PROPOSAL #8: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #9: APPROVE SALE OF COMPANY ASSETS WITHOUT ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #10: APPROVE RETURN OF THE POWER ISSUER YES FOR FOR
DISTRIBUTION CONCESSIONS AND ADOPTION OF LIQUIDATION
PROVISIONS OF THE DISTRIBUTION COMPANIES THAT DID NOT
RECEIVE AN EXTENSION OF THEIR CONCESSIONS AND DID
NOT HAVE THE SALE APPROVED
PROPOSAL #11: APPROVE RETURN OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSIONS AND ADOPTION OF LIQUIDATION PROVISIONS OF
THE DISTRIBUTION COMPANIES THAT WERE NOT SOLD UNTIL
DEC. 31, 2017 OR FAILED TO RECEIVE REQUESTED CAPITAL
INCREASE BY THE FEDERAL GOVERNMENT BEFORE THE
PROPOSAL #12.a: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #12.b: ELECT MOZART DE SIQUEIRA CAMPOS SHAREHOLDER YES FOR N/A
ARAUJO AS DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #12.1: ELECT VICENTE FALCONI CAMPOS AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND CHAIRMAN OF THE BOARD
PROPOSAL #12.2: ELECT MAURICIO MUNIZ BARRETTO DE ISSUER YES ABSTAIN AGAINST
CARVALHO AS DIRECTOR
PROPOSAL #12.3: ELECT WILSON FERREIRA JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.4: ELECT WALTER MALIENI JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.5: ELECT SAMUEL ASSAYAG HANAN AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.6: ELECT GUSTAVO GONCALVES MANFRIM AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.7: ELECT RODRIGO PEREIRA DE MELLO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.8: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #12.9: ELECT MOZART DE SIQUEIRA CAMPOS SHAREHOLDER YES FOR N/A
ARAUJO AS DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS RE: ISSUER YES FOR FOR
SHAREHOLDER CONTROL OF CELG DISTRIBUICAO S.A. (CELG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ALOISIO MACARIO FERREIRA DE SOUZA SHAREHOLDER YES ABSTAIN N/A
AS DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: ELECT PATRICIA VALENTE STIERLI AS FISCAL SHAREHOLDER YES FOR N/A
COUNCIL MEMBER APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 7/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS AFTER ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #2: APPROVE ADOPTION OF IMMEDIATE MEASURES ISSUER YES FOR FOR
TO CARRY OUT CAPITAL INCREASE OF SUBSIDIARIES CEPISA,
CEAL, ELETROACRE, CERON, BOA VISTA ENERGIA S.A. AND
AMAZONAS DISTRIBUIDORA DE ENERGIA S.A. BY THE
CONTROLLING SHAREHOLDER (FEDERAL GOVERNMENT)
PROPOSAL #3: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DO PIAUI - CEPISA
PROPOSAL #4: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA ENERGETICA DE ALAGOAS - CEAL
PROPOSAL #5: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR COMPANHIA DE ELETRICIDADE DO ACRE -
ELETROACRE
PROPOSAL #6: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR CENTRAIS ELETRICAS DE RONDONIA S.A. -
CERON
PROPOSAL #7: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR BOA VISTA ENERGIA S.A.
PROPOSAL #8: APPROVE EXTENSION OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSION FOR AMAZONAS DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #9: APPROVE SALE OF COMPANY ASSETS WITHOUT ISSUER YES FOR FOR
EXTENSION OF POWER DISTRIBUTION CONCESSIONS RE:
SHAREHOLDER CONTROL OF CEPISA, CEAL, ELETROACRE,
CERON, BOA VISTA ENERGIA S.A.AND AMAZONAS
DISTRIBUIDORA DE ENERGIA S.A.
PROPOSAL #10: APPROVE RETURN OF THE POWER ISSUER YES FOR FOR
DISTRIBUTION CONCESSIONS AND ADOPTION OF LIQUIDATION
PROVISIONS OF THE DISTRIBUTION COMPANIES THAT DID NOT
RECEIVE AN EXTENSION OF THEIR CONCESSIONS AND DID
NOT HAVE THE SALE APPROVED
PROPOSAL #11: APPROVE RETURN OF POWER DISTRIBUTION ISSUER YES FOR FOR
CONCESSIONS AND ADOPTION OF LIQUIDATION PROVISIONS OF
THE DISTRIBUTION COMPANIES THAT WERE NOT SOLD UNTIL
DEC. 31, 2017 OR FAILED TO RECEIVE REQUESTED CAPITAL
INCREASE BY THE FEDERAL GOVERNMENT BEFORE THE
PROPOSAL #12.1: ELECT VICENTE FALCONI CAMPOS AS ISSUER YES ABSTAIN AGAINST
DIRECTOR AND CHAIRMAN OF THE BOARD
PROPOSAL #12.2: ELECT MAURICIO MUNIZ BARRETTO DE ISSUER YES ABSTAIN AGAINST
CARVALHO AS DIRECTOR
PROPOSAL #12.3: ELECT WILSON FERREIRA JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.4: ELECT WALTER MALIENI JUNIOR AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.5: ELECT SAMUEL ASSAYAG HANAN AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.6: ELECT GUSTAVO GONCALVES MANFRIM AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.7: ELECT RODRIGO PEREIRA DE MELLO AS ISSUER YES ABSTAIN AGAINST
DIRECTOR
PROPOSAL #12.8: ELECT MARCELO GASPARINO DA SILVA AS SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #12.9: ELECT MOZART DE SIQUEIRA CAMPOS SHAREHOLDER YES FOR N/A
ARAUJO AS DIRECTOR APPOINTED BY MINORITY SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 10/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS RE: ISSUER YES FOR FOR
SHAREHOLDER CONTROL OF CELG DISTRIBUICAO S.A. (CELG
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET AND ALLOCATION OF ISSUER YES FOR FOR
INCOME
PROPOSAL #3: ELECT DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3.1: ELECT JOSE PAIS RANGEL AS DIRECTOR SHAREHOLDER YES FOR N/A
APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #3.2: ELECT BOARD CHAIRMAN ISSUER YES ABSTAIN AGAINST
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #4.1: ELECT RONALDO DIAS AS FISCAL COUNCIL SHAREHOLDER YES FOR N/A
MEMBER APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletrobras, Centrais Eletricas Brasileiras S.A.
TICKER: ELET6 CUSIP: P22854122
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES �� ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eletropaulo Metropolitana Eletricidade de Sao Paulo S.A.
TICKER: ELPL4 CUSIP: P3R10G191
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DANIEL CARLIN EPSTEIN AS ALTERNATE SHAREHOLDER YES FOR N/A
DIRECTOR APPOINTED BY PREFERRED SHAREHOLDER
PROPOSAL #2: ELECT ANA MARIA LOUREIRO RECART AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND KAREN SANCHEZ GUIMARAES AS
ALTERNATE APPOINTED BY PREFERRED SHAREHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elia System Operator
TICKER: ELI CUSIP: B35656105
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #10.1a: REELECT MIRIAM MAES AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1b: REELECT JANE MURPHY AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.1c: ELECT BERNARD GUSTIN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2a: REELECT CECILE FLANDRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2b: REELECT CLAUDE GREGOIRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2c: REELECT PHILIP HEYLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2d: REELECT DOMINIQUE OFFERGELD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10.2e: ELECT RUDY PROVOOST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RATIFY ERNST & YOUNG AND KPMG AS ISSUER YES FOR FOR
AUDITORS AND APPROVE AUDITORS' REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elior Group
TICKER: ELIOR CUSIP: F3253P114
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.42 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE SALLE, CEO AND CHAIRMAN
PROPOSAL #6: APPROVE TERMINATION PACKAGE OF PHILIPPE ISSUER YES FOR FOR
SALLE, CEO AND CHAIRMAN
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 600,000
PROPOSAL #8: RATIFY APPOINTMENT OF CAISSE DE DEPOT ET ISSUER YES FOR FOR
PLACEMENT DU QUEBEC AS DIRECTOR
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 0.43 MILLION
PROPOSAL #11: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #12: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #13: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #14: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elis
TICKER: ELIS CUSIP: F2976F106
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRANSFER FROM ISSUANCE PREMIUM ISSUER YES FOR FOR
ACCOUNT TO SHAREHOLDERS FOR AN AMOUNT OF EUR 0.37 PER
SHARE
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS AND ACKNOWLEDGE ONGOING
TRANSACTIONS AND ABSENCE OF NEW TRANSACTIONS
PROPOSAL #6: REELECT PHILIPPE AUDOUIN AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7: REELECT FLORENCE NOBLOT AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: RATIFY APPOINTMENT OF MAGALI CHESSE AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #9: ELECT ANNE-LAURE COMMAULT AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #11: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #12: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #13: APPROVE REMUNERATION POLICY OF MEMBERS ISSUER YES FOR FOR
OF THE MANAGEMENT BOARD
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
THIERRY MORIN, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
XAVIER MARTIRE, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #16: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
LOUIS GUYOT AND MATTHIEU LECHARNY, MEMBERS OF
MANAGEMENT BOARD
PROPOSAL #17: CHANGE LOCATION OF REGISTERED OFFICE TO ISSUER YES FOR FOR
SIS 5, BOULEVARD LOUIS LOUCHEUR, 92210 SAINT-CLOUD
FRANCE
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AMEND ARTICLE 17 OF BYLAWS RE: ISSUER YES FOR FOR
SUPERVISORY BOARD EMPLOYEE REPRESENTATIVE
PROPOSAL #20: AMEND ARTICLE 4 OF BYLAWS RE: ISSUER YES FOR FOR
HEADQUARTERS
PROPOSAL #21: DELEGATE POWER TO THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO AMEND THE BYLAWS TO COMPLY WITH NEW
PROPOSAL #22: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
THROUGH REDUCTION OF PAR VALUE
PROPOSAL #23: AMEND ARTICLE 6 OF BYLAWS TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #24: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 70 MILLION IF ITEM 22
IS ADOPTED OR EUR 700 MILLION IF ITEM 22 IS NOT
PROPOSAL #25: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 14 MILLION IF ITEM 22
IS ADOPTED OR EUR 140 MILLION IF ITEM 22 IS NOT
PROPOSAL #26: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 14 MILLION IF ITEM 22
IS ADOPTED OR EUR 140 MILLION IF ITEM 22 IS NOT
PROPOSAL #27: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #28: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES AGAINST AGAINST
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #29: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 70 MILLION IF ITEM 22 IS
ADOPTED OR EUR 700 MILLION IF ITEM 22 IS NOT ADOPTED
PROPOSAL #30: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #31: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elisa Corporation
TICKER: ELISA CUSIP: X1949T102
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE MONTHLY REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF EUR 9,000 FOR CHAIRMAN,
EUR6,000 FOR VICE CHAIRMAN AND THE CHAIRMAN OF THE
AUDIT COMMITTEE, AND EUR 5,000 FOR OTHER DIRECTORS;
APPROVE MEETING FEES; APPROVE MEETING FEES
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT RAIMO LIND, CLARISSE BERGGARDH, ISSUER YES FOR FOR
PETTERI KOPONEN, LEENA NIEMISTO, SEIJA TURUNEN AND
MIKA VEHVILAINEN AS MEMBERS OF THE BOARD OF
DIRECTORS; ELECT ANTTI VASARA AS A NEW DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #14: FIX NUMBER OF AUDITORS AT ONE ISSUER YES FOR FOR
PROPOSAL #15: RATIFY KPMG OY AB AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #17: AMEND ARTICLES RE: ELECTION OF CHAIRMAN ISSUER YES FOR FOR
AND DEPUTY CHAIRMAN OF BOARD
PROPOSAL #18: AUTHORIZE BOARD TO CANCEL OUTSTANDING ISSUER YES FOR FOR
SHARES ISSUED TO YOMI PLC IN CONNECTION TO MERGER IN
2004 WHICH HAVE NOT BEEN RECORDED IN THE BOOK ENTRY
SYSTEM UNDER OWNER NAME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elite Advanced Laser Corp.
TICKER: 3450 CUSIP: Y22878105
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elite Materials Company
TICKER: 2383 CUSIP: Y2290G102
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elite Semiconductor Memory Technology Inc.
TICKER: 3006 CUSIP: Y2287H105
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elitegroup Computer Systems Co. Ltd.
TICKER: 2331 CUSIP: Y22877107
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #5.1: ELECT LIN LIANG CHAO WITH ID NO. ISSUER YES FOR FOR
D220188XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELLAKTOR SA
TICKER: ELLAKTOR CUSIP: X1959E102
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #6: APPROVE RELATED PARTY TRANSACTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ellies Holdings Limited
TICKER: ELI CUSIP: S2588P100
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
PROPOSAL #1: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #2: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #3: RE-ELECT FIKILE RAMATSEBA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MALCOLM GOODFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: RE-ELECT FIKILE RAMATSEBA AS CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.2: RE-ELECT OLIVER FORTUIN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #5.3: RE-ELECT STEPHEN GOLDBERG AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #6: REAPPOINT GRANT THORNTON TOGETHER WITH C ISSUER YES AGAINST AGAINST
BOTHA AS AUDITORS OF THE COMPANY
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ellies Holdings Limited
TICKER: ELI CUSIP: S2588P100
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND SHARE OPTION AND SHARE PURCHASE ISSUER YES FOR FOR
SCHEME
PROPOSAL #2: ELECT ADRIAN BOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ElringKlinger AG
TICKER: ZIL2 CUSIP: D2462K108
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #6: ELECT ANDREAS KRAUT TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE CREATION OF EUR 31.7 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elsewedy Electric Co
TICKER: SWDY CUSIP: M398AL106
MEETING DATE: 1/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2016
PROPOSAL #5: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elsewedy Electric Co
TICKER: SWDY CUSIP: M398AL106
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS FOR FY 2016
PROPOSAL #5: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2016 AND FY 2017
PROPOSAL #6: APPROVE MINUTES OF PREVIOUS MEETINGS ISSUER NO N/A N/A
HELD IN FY 2016
PROPOSAL #7: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2016
PROPOSAL #8: APPROVE SITTING AND TRAVELING FEES OF ISSUER NO N/A N/A
DIRECTORS FOR FY 2017
PROPOSAL #9: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2017
PROPOSAL #10: APPROVE CHARITABLE DONATIONS FOR FY ISSUER NO N/A N/A
2016 AND FY 2017
PROPOSAL #11: ELECT DIRECTORS (BUNDLED) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elsewedy Electric Co
TICKER: SWDY CUSIP: M398AL106
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER NO N/A N/A
CANCELLATION OF TREASURY SHARES
PROPOSAL #2: AMEND ARTICLES 6 AND 7 OF BYLAWS TO ISSUER NO N/A N/A
REFLECT CHANGES IN CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emaar Malls Group PJSC
TICKER: EMAARMALLS CUSIP: M4026J106
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.10 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
VICE CHAIRMAN OF AED 650,000 EACH, AND FOR CHAIRMAN
UP TO AED 1 MILLION
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: APPROVE RESIGNATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT DIRECTORS (CUMULATIVE VOTING) ISSUER YES AGAINST AGAINST
PROPOSAL #11: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS
PROPOSAL #12: AMEND ARTICLE 19.A OF BYLAWS RE: BOARD ISSUER YES AGAINST AGAINST
SIZE, BOARD REQUIREMENTS AND CUMULATIVE VOTING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emaar Properties PJSC
TICKER: EMAAR CUSIP: M4025S107
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.15 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS OF AED ISSUER YES FOR FOR
35.33 MILLION FOR FY 2016
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #9: ELECT MS. LOW PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ALLOW DIRECTORS TO ENGAGE IN COMMERCIAL ISSUER YES FOR FOR
TRANSACTIONS WITH COMPETITORS
PROPOSAL #1.a: APPROVE THE COMPANY'S EMPLOYEES ISSUER YES FOR FOR
INCENTIVE SHARES SCHEME
PROPOSAL #1.b: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
RESOLUTION 1.A ABOVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emami Ltd
TICKER: 531162 CUSIP: Y22891132
MEETING DATE: 8/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #3: REELECT PRITI A. SUREKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT PRASHANT GOENKA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT A.V. AGARWAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE S.K. AGRAWAL & CO. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REAPPOINTMENT OF MOHAN GOENKA AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT OF H.V. AGARWAL AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE REAPPOINTMENT OF S.K. GOENKA AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #10: ELECT RAMA BIJAPURKAR AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPROVE REAPPOINTMENT OF R.S. AGARWAL ISSUER YES FOR FOR
AS EXECUTIVE CHAIRMAN
PROPOSAL #12: APPROVE REAPPOINTMENT OF R.S. GOENKA AS ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E-MART Inc.
TICKER: A139480 CUSIP: Y228A3102
MEETING DATE: 3/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE GAB-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT KWEON HYEUK-GOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT YANG CHUN-MAN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT LEE JEON-HWAN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.5: ELECT PARK JAE-YOUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.6: ELECT KIM SONG-JUNE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.7: ELECT CHOI JAE-BOONG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1: ELECT LEE JEON-HWAN AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT PARK JAE-YOUNG AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: ELECT KIM SONG-JUNE AS MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Embotelladora Andina S.A.
TICKER: ANDINA-B CUSIP: P3697S103
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: PRESENT DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS, ISSUER YES FOR FOR
DIRECTORS' COMMITTEE AND AUDIT COMMITTEE MEMBERS,
THEIR ANNUAL REPORTS AND EXPENSES INCURRED BY BOTH
COMMITTEES
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #8: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: 29082A107
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Embraer SA
TICKER: EMBR3 CUSIP: P3700H201
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eMemory Technology Inc.
TICKER: 3529 CUSIP: Y2289B106
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emera Incorporated
TICKER: EMA CUSIP: 290876101
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SYLVIA D. CHROMINSKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY E. DEMONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN L. EDGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES D. EISENHAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER G. ISSUER YES FOR FOR
HUSKILSON
PROPOSAL #1.6: ELECT DIRECTOR B. LYNN LOEWEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. MCLENNAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD A. PETHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN B. RAMIL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDREA S. ROSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR M. JACQUELINE SHEPPARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerson Pacific Inc.
TICKER: A025980 CUSIP: Y7026J106
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT LIAO FENG AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emira Property Fund Ltd
TICKER: N/A CUSIP: S1311K198
MEETING DATE: 11/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 JUNE 2016
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH V MUGUTO AS THE
DESIGNATED AUDIT PARTNER
PROPOSAL #3.1: RE-ELECT BEN VAN DER ROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: RE-ELECT WAYNE MCCURRIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: RE-ELECT MICHAEL AITKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT BRYAN KENT AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: RE-ELECT VUSI MAHLANGU AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT GERHARD VAN ZYL AS MEMBER OF ISSUER YES AGAINST AGAINST
THE AUDIT COMMITTEE
PROPOSAL #5.1: RE-ELECT VUYISA NKONYENI AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emira Property Fund Ltd
TICKER: N/A CUSIP: S1311K198
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emira Property Fund Ltd
TICKER: N/A CUSIP: S1311K198
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE SPECIFIC ISSUE OF SUBSCRIPTION ISSUER YES FOR FOR
SHARES FOR CASH TO BEE PARTIES
PROPOSAL #2: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emirates Telecommunications Group Co PJSC (Etisalat Group)
TICKER: ETISALAT CUSIP: M4040L103
MEETING DATE: 4/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DIVIDENDS OF AED 0.80 PER SHARE ISSUER YES FOR FOR
FOR FY 2016
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS FOR FY ISSUER YES AGAINST AGAINST
2016
PROPOSAL #9: APPROVE CHARITABLE DONATIONS UP TO 1 ISSUER YES FOR FOR
PERCENT OF AVERAGE NET PROFITS FOR FY 2015 AND FY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emlak Konut Gayrimenkul Yatirim Ortakligi A.S.
TICKER: EKGYO CUSIP: M4030U105
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT STATUTORY REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emmi AG
TICKER: EMMN CUSIP: H2217C100
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 5.90 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #4.1: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 870,000
PROPOSAL #4.2: APPROVE REMUNERATION OF ADVISORY BOARD ISSUER YES FOR FOR
IN THE AMOUNT OF CHF 32,000
PROPOSAL #4.3: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4.98 MILLION
PROPOSAL #4.4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 865,000
PROPOSAL #5.1.1: REELECT KONRAD GRABER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT THOMAS OEHEN-BUEHLMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.3: REELECT CHRISTIAN ARNOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT STEPHAN BAER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT MONIQUE BOURQUIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: REELECT NIKLAUS MEIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.7: REELECT JOSEF SCHMIDLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.8: REELECT FRANZ STEIGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.9: REELECT DIANA STREBEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2.1: APPOINT KONRAD GRABER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2.2: APPOINT STEPHAN BAER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2.3: APPOINT THOMAS OEHEN-BUEHLMANN AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DESIGNATE PASCAL ENGELBERGER AS ISSUER YES FOR �� FOR
INDEPENDENT PROXY
PROPOSAL #8: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emperador Inc.
TICKER: EMP CUSIP: Y2290T104
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
MEETING OF STOCKHOLDERS HELD ON MAY 16, 2016
PROPOSAL #5: RATIFY ACTS OF THE BOARD OF DIRECTORS, ISSUER YES FOR FOR
BOARD COMMITTEES, AND MANAGEMENT
PROPOSAL #6: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.2: ELECT WINSTON S. CO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.4: ELECT KENDRICK ANDREW L. TAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.5: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.6: ELECT ALEJO L. VILLANUEVA, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.7: ELECT ENRIQUE M. SORIANO III AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emperor Capital Group Ltd.
TICKER: 717 CUSIP: G31375101
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3A: ELECT CHAN SHEK WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3B: ELECT CHOI SUK HING, LOUISA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3C: ELECT CHU KAR WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3D: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emperor Watch & Jewellery Ltd.
TICKER: 887 CUSIP: Y2289S109
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT CINDY YEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT LIU HING HUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: ELECT CHAN WILING, YVONNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2D: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empire Company Limited
TICKER: EMP.A CUSIP: 291843407
MEETING DATE: 9/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresa Nacional de Electricidad S.A. Endesa
TICKER: ENDESA-CH CUSIP: 29244T101
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO ENEL GENERACION ISSUER YES FOR FOR
CHILE SA; AMEND ARTICLE 1
PROPOSAL #2: AMEND ITEM 3 OF ARTICLE 14 RE: SUMMON OF ISSUER YES FOR FOR
EXTRAORDINARY BOARD MEETINGS
PROPOSAL #3: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE RESOLUTIONS REGARDING ARTICLE REFORM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresa Nacional de Electricidad S.A. Endesa
TICKER: ENDESA-CH CUSIP: P3710M109
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO ENEL GENERACION ISSUER YES FOR FOR
CHILE SA; AMEND ARTICLE 1
PROPOSAL #2: AMEND ITEM 3 OF ARTICLE 14 RE: SUMMON OF ISSUER YES FOR FOR
EXTRAORDINARY BOARD MEETINGS
PROPOSAL #3: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE RESOLUTIONS REGARDING ARTICLE REFORM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresa Nacional de Telecomunicaciones S.A. ENTEL
TICKER: ENTEL CUSIP: P37115105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF PART THAT WAS ISSUER YES FOR FOR
DESTINED TO SHAREHOLDERS OF CAPITAL AUTHORIZATION
APPROVED BY EGM ON APRIL 28, 2016
PROPOSAL #2: APPROVE CANCELLATION OF PART THAT ISSUER YES FOR FOR
EXCEEDED PRO-RATA SHARES PLACED AMONG SHAREHOLDERS OF
SAME CAPITAL AUTHORIZATION MENTIONED IN ITEM 1
PROPOSAL #3: AMEND ARTICLES 5 AND FIRST TRANSITORY TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #4: EXTEND FROM 3 TO 5 YEARS THE PERIOD OF ISSUER YES FOR FOR
PLACING SHARES DESTINED TO EMPLOYEES
PROPOSAL #5: GRANT POWERS TO BOARD TO SET TERMS AND ISSUER YES FOR FOR
CONDITIONS OF PLACING SHARES APPROVED
PROPOSAL #6: AMEND ARTICLE 1 RE: COMPANY FANTASY NAME ISSUER YES FOR FOR
CHANGE TO ENTEL
PROPOSAL #7: AMEND ARTICLE 4 RE: CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLE 7 RE: DIRECTOR TENURE ISSUER YES AGAINST AGAINST
INCREASE FROM 2 TO 3 YEARS
PROPOSAL #9: AMEND ARTICLE 10 RE: BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #10.a: AMEND ARTICLES RE: REMOVE: GENERAL ISSUER YES FOR FOR
PROPOSAL #10.b: AMEND ARTICLE 8 RE: BOARD MEETINGS ISSUER YES FOR FOR
PROPOSAL #10.c: AMEND ARTICLE 11 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY REGULATION
PROPOSAL #10.d: AMEND ARTICLE 11 BIS RE: COMPLIANCE ISSUER YES FOR FOR
WITH COMPANY LAW
PROPOSAL #10.e: AMEND ARTICLE 12 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.f: AMEND ARTICLE 18 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.g: AMEND ARTICLE 19 RE: EGM'S ITEMS ISSUER YES FOR FOR
PROPOSAL #10.h: AMEND ARTICLE 20 RE: SHAREHOLDER ISSUER YES FOR FOR
MEETINGS
PROPOSAL #10.i: AMEND ARTICLE 21 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.j: AMEND ARTICLE 22 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.k: AMEND ARTICLE 23 RE: COMPLIANCE WITH ISSUER YES FOR FOR
COMPANY LAW
PROPOSAL #10.l: AMEND ARTICLE 25 RE: AUDITORS ISSUER YES FOR FOR
APPOINTMENT
PROPOSAL #10.m: AMEND ARTICLE 27 RE: STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #10.n: REMOVE ARTICLE 32 BIS ISSUER YES FOR FOR
PROPOSAL #11: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresa Nacional de Telecomunicaciones S.A. ENTEL
TICKER: ENTEL CUSIP: P37115105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS OF CLP 34 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3: PRESENT DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #8: ELECT AUDITORS AND ACCOUNT SUPERVISORY ISSUER YES FOR FOR
MEMBERS
PROPOSAL #9: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #10: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresas CMPC S.A.
TICKER: CMPC CUSIP: P3712V107
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE DIVIDEND DISTRIBUTION OF CLP ISSUER YES FOR FOR
1.26 PER SHARE
PROPOSAL #d: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #e: APPROVE REMUNERATION OF DIRECTORS; ISSUER YES FOR FOR
APPROVE REMUNERATION AND BUDGET OF DIRECTORS'
PROPOSAL #g: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empresas Copec S.A.
TICKER: COPEC CUSIP: P7847L108
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #c: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #d: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE; PRESENT REPORT ON DIRECTORS'
COMMITTEE ACTIVITIES
PROPOSAL #e: APPOINT PWC OR DELOITTE AS AUDITORS AND ISSUER YES FOR FOR
DESIGNATE FITCH CHILE CLASIFICADORA DE RIESGO
LIMITADA AND FELLER RATE CLASIFICADORA DE RIESGO
LIMITADA AS RISK ASSESSMENT COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMS Chemie Holding AG
TICKER: EMSN CUSIP: H22206199
MEETING DATE: 8/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.2.1: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 740,000
PROPOSAL #3.2.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 2.6 MILLION
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
ORDINARY DIVIDENDS OF CHF 11.00 PER SHARE AND SPECIAL
DIVIDENDS OF CHF 4.00 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1.1: REELECT ULF BERG AS DIRECTOR, BOARD ISSUER YES FOR FOR
CHAIRMAN, AND MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.1.2: REELECT MAGDELENA MARTULLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.3: REELECT JOACHIM STREU AS DIRECTOR ISSUER YES FOR FOR
AND MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.1.4: REELECT BERNHARD MERKI AS DIRECTOR ISSUER YES FOR FOR
AND MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #6.2: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.3: DESIGNATE ROBERT K. DAEPPEN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enagas S.A.
TICKER: ENG CUSIP: E41759106
MEETING DATE: 3/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT LUIS GARCIA DEL RIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: REELECT ROSA RODRIGUEZ DIAZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.3: REELECT MARTI PARELLADA SABATA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: REELECT JESUS MAXIMO PEDROSA ORTEGA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20
PERCENT
PROPOSAL #6: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENAV S.p.A.
TICKER: ENAV CUSIP: T3R4KN103
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT NINE SHAREHOLDER YES FOR N/A
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #5.1: SLATE SUBMITTED BY MINISTRY OF ECONOMY SHAREHOLDER NO N/A N/A
AND FINANCE
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: ELECT ROBERTO SCARAMELLA AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #8: APPOINT ALTERNATE INTERNAL STATUTORY ISSUER YES AGAINST AGAINST
AUDITOR
PROPOSAL #9: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #11: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Inc.
TICKER: ENB CUSIP: 29250N105
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH THE ISSUER YES FOR FOR
MERGER
PROPOSAL #2: AMEND BY-LAW NO.1 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Inc.
TICKER: ENB CUSIP: 29250N105
MEETING DATE: 5/11/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. HERB ENGLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AL MONACO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL E.J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REBECCA B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAN C. TUTCHER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CATHERINE L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #5: PREPARE A REPORT DETAILING DUE DILIGENCE SHAREHOLDER YES AGAINST FOR
PROCESS TO IDENTIFY AND ADDRESS SOCIAL AND
ENVIRONMENTAL RISKS WHEN REVIEWING POTENTIAL
ACQUISITIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enbridge Income Fund Holdings Inc.
TICKER: ENF CUSIP: 29251R105
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #2.1: ELECT DIRECTOR J. RICHARD BIRD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR LAURA A. CILLIS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR BRIAN E. FRANK ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR M. GEORGE LEWIS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR E.F.H. (HARRY) ROBERTS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR BRUCE G. WATERMAN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR JOHN K. WHELEN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encana Corporation
TICKER: ECA CUSIP: 292505104
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. DEA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD J. MAYSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE A. MCINTIRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARET A. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS J. SUTTLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE G. WATERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CLAYTON H. WOITAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ence Energia Y Celulosa SA
TICKER: ENC CUSIP: E4177G108
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.A: REELECT IGNACIO DE COLMENARES BRUNET ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #4.B: REELECT PEDRO BARATO TRIGUERO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.C: REELECT PASCUAL FERNANDEZ MARTINEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.D: REELECT VICTOR URRUTIA VALLEJO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.E: REELECT MENDIBEA 2002 SL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RENEW APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #6: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
AMORTIZATION OF TREASURY SHARES
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
AND/OR CONVERTIBLE BONDS, DEBENTURES, WARRANTS, AND
OTHER DEBT SECURITIES UP TO EUR 500 MILLION WITH
EXCLUSION OF PREEMPTIVE RIGHTS UP TO 20 PERCENT OF
CAPITAL
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #10: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endeavour Mining Corporation
TICKER: EDV CUSIP: G3040R158
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BECKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN COCKERILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OLIVIER COLOM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIVIA MAHLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE MCMANUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SEBASTIEN DE MONTESSUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NAGUIB SAWIRIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE PERFORMANCE SHARE UNIT PLANS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endesa Americas SA
TICKER: ENDESA-AM CUSIP: 29261D104
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
MERGER BY ABSORPTION OF ENDESA AMERICAS SA AND
CHILECTRA AMERICAS SA INTO ENERSIS AMERICAS SA
PROPOSAL #II: APPROVE MERGER BY ABSORPTION OF ENDESA ISSUER YES FOR FOR
AMERICAS AND CHILECTRA AMERICAS BY ENERSIS AMERICAS;
APPROVE BACKGROUND INFORMATION, TERMS AND CONDITIONS
OF MERGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endesa Americas SA
TICKER: ENDESA-AM CUSIP: ADPV33208
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
MERGER BY ABSORPTION OF ENDESA AMERICAS SA AND
CHILECTRA AMERICAS SA INTO ENERSIS AMERICAS SA
PROPOSAL #II: APPROVE MERGER BY ABSORPTION OF ENDESA ISSUER YES FOR FOR
AMERICAS SA AND CHILECTRA AMERICAS SA BY ENERSIS
AMERICAS SA; APPROVE BACKGROUND INFORMATION, TERMS
AND CONDITIONS OF MERGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endesa S.A.
TICKER: ELE CUSIP: E41222113
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
MANAGEMENT REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: REELECT MIQUEL ROCA JUNYENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT ALEJANDRO ECHEVARRIA BUSQUET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CASH-BASED LONG-TERM INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENDO Lighting Corporation
TICKER: 6932 CUSIP: J13125109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2: ELECT DIRECTOR SAKAMOTO, OSAMU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MORITA, MORITO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENEA S.A.
TICKER: ENA CUSIP: X2232G104
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY FOR MEMBERS SHAREHOLDER YES AGAINST N/A
OF MANAGEMENT BOARD
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR MEMBERS SHAREHOLDER YES AGAINST N/A
OF SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENEA S.A.
TICKER: ENA CUSIP: X2232G104
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S AND GROUP'S OPERATIONS
PROPOSAL #8: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 0.25 PER SHARE
PROPOSAL #11.1: APPROVE DISCHARGE OF MIROSLAW KOWALIK ISSUER YES FOR FOR
(CEO)
PROPOSAL #11.2: APPROVE DISCHARGE OF WIESLAW PIOSIK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.3: APPROVE DISCHARGE OF PIOTR ADAMCZAK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.4: APPROVE DISCHARGE OF MIKOLAJ ISSUER YES FOR FOR
FRANZKOWIAK (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.5: APPROVE DISCHARGE OF DALIDA GEPFERT ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.6: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
KINELSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #12.1: APPROVE DISCHARGE OF MALGORZATA ISSUER YES FOR FOR
NIEZGODA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.2: APPROVE DISCHARGE OF PIOTR KOSSAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.3: APPROVE DISCHARGE OF RAFAL SZYMANSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.4: APPROVE DISCHARGE OF SLAWOMIR ISSUER YES FOR FOR
BRZEZINSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF WIESLAW PIOSIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF RAFAL BARGIEL ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF ROMAN STRYJSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.8: APPROVE DISCHARGE OF PIOTR MIRKOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.9: APPROVE DISCHARGE OF TADEUSZ MIKLOSZ ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.10: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
KLIMOWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.11: APPROVE DISCHARGE OF PAWEL SKOPINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #12.12: APPROVE DISCHARGE OF TOMASZ ISSUER YES FOR FOR
GOLEBIOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.13: APPROVE DISCHARGE OF SANDRA ISSUER YES FOR FOR
MALINOWSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #12.14: APPROVE DISCHARGE OF RADOSLAW ISSUER YES FOR FOR
WINIARSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #13: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #14: AMEND DEC. 15, 2016, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #15.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES
PROPOSAL #15.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #15.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #15.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES AGAINST N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #15.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES AGAINST N/A
TO MANAGEMENT BOARD
PROPOSAL #15.7: APPROVE REGULATIONS ON ELECTION AND SHAREHOLDER YES AGAINST N/A
RECRUITMENT PROCESS OF MANAGEMENT BOARD MEMBERS
PROPOSAL #15.8: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES AGAINST N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
PROPOSAL #16: APPROVE CHANGES IN SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Americas S.A.
TICKER: ENELAM CUSIP: 29274F104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2017
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1: APPROVE CANCELLATION OF COMPANY'S SHARES ISSUER YES FOR FOR
ACQUIRED AS RESULT OF MERGER WITH ENDESA AMERICAS
AND CHILECTRA AMERICAS INTO ENEL AMERICAS AND
RESULTING REDUCTION OF SHARE CAPITAL FROM CLP 4.62
TRILLION TO CLP 4.53 TRILLION
PROPOSAL #2: AMEND ARTICLE 5 AND FIRST TRANSITORY ISSUER YES FOR FOR
ARTICLE RE: CURRENCY CHANGE
PROPOSAL #3: AMEND ARTICLES 15 AND 16 ISSUER YES FOR FOR
PROPOSAL #5: ADOPT AGREEMENTS TO CARRY OUT PROPOSED ISSUER YES FOR FOR
CHANGES TO BYLAWS AND GRANTING OF POWERS TO CARRY
FORWARD RESOLUTIONS ADOPTED BY GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Americas S.A.
TICKER: ENELAM CUSIP: P37186106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND APPROVE THEIR BUDGET FOR FY 2017
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Americas S.A.
TICKER: ENELAM CUSIP: P37186106
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF COMPANY'S SHARES ISSUER YES FOR FOR
ACQUIRED AS RESULT OF MERGER WITH ENDESA AMERICAS
AND CHILECTRA AMERICAS INTO ENEL AMERICAS AND
RESULTING REDUCTION OF SHARE CAPITAL FROM CLP 4.62
TRILLION TO CLP 4.53 TRILLION
PROPOSAL #2: AMEND ARTICLE 5 AND FIRST TRANSITORY ISSUER YES FOR FOR
ARTICLE RE: CURRENCY CHANGE
PROPOSAL #3: AMEND ARTICLES 15 AND 16 ISSUER YES FOR FOR
PROPOSAL #5: ADOPT AGREEMENTS TO CARRY OUT PROPOSED ISSUER YES FOR FOR
CHANGES TO BYLAWS AND GRANTING OF POWERS TO CARRY
FORWARD RESOLUTIONS ADOPTED BY GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Chile S.A.
TICKER: ENELCHILE CUSIP: 29278D105
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Chile S.A.
TICKER: ENELCHILE CUSIP: P3762G109
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Generacion Chile S.A.
TICKER: ENELGXCH CUSIP: 29244T101
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE FOR FY 2017
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT AGREEMENTS TO CARRY OUT PROPOSED ISSUER YES FOR FOR
CHANGES TO BYLAWS AND GRANTING OF POWERS TO CARRY
FORWARD RESOLUTIONS ADOPTED BY GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Generacion Chile S.A.
TICKER: ENELGXCH CUSIP: P3710M109
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE FOR FY 2017
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO SUPERVISORY ACCOUNT INSPECTORS ISSUER YES FOR FOR
AND THEIR ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel Generacion Chile S.A.
TICKER: ENELGXCH CUSIP: P3710M109
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT AGREEMENTS TO CARRY OUT PROPOSED ISSUER YES FOR FOR
CHANGES TO BYLAWS AND GRANTING OF POWERS TO CARRY
FORWARD RESOLUTIONS ADOPTED BY GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enel SpA
TICKER: ENEL CUSIP: T3679P115
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: SLATE SUBMITTED BY THE ITALIAN SHAREHOLDER NO N/A N/A
MINISTRY OF ECONOMY AND FINANCE
PROPOSAL #6.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #7: ELECT PATRIZIA GRIECO AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #9: APPROVE 2017 MONETARY LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #10: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enercare Inc.
TICKER: ECI CUSIP: 29269C207
MEETING DATE: 5/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIM PANTELIDIS ISSUER YES �� FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA DE WILDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GRACE M. PALOMBO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY PATAVA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROY J. PEARCE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL ROUSSEAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. WELLS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enerchina Holdings Ltd.
TICKER: 622 CUSIP: G30392131
MEETING DATE: 12/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE ACQUISITION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #1b: APPROVE ALL TRANSACTIONS UNDER THE ISSUER YES FOR FOR
ACQUISITION AGREEMENT AND ISSUANCE OF ZERO-COUPON
PROMISSORY NOTE, NEW ZERO-COUPON PROMISSORY NOTE AND
PROMISSORY NOTES
PROPOSAL #1c: AUTHORIZED BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE ACQUISITION AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enerchina Holdings Ltd.
TICKER: 622 CUSIP: G30392131
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED SHARE ISSUER YES AGAINST AGAINST
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enerchina Holdings Ltd.
TICKER: 622 CUSIP: G30392131
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT CHOW CHI WAH VINCENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT MA KA KI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT HUNG CHO SING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a4: ELECT CHAN HAK KAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a5: ELECT WONG YAT FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a6: ELECT TANG YUI MAN FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a7: ELECT CHUI KARK MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4B: APPROVE ISSUANCE OF EQUITY OR EQUITY- �� ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #4D: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enerflex Ltd.
TICKER: EFX CUSIP: 29269R105
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. BYRON DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BLAIR GOERTZEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. STANLEY MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN J. SAVIDANT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. WEILL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELEN J. WESLEY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energa SA
TICKER: ENG CUSIP: X22336105
MEETING DATE: 12/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5.1: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
COMMITTEES
PROPOSAL #5.2: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
COMMITTEES
PROPOSAL #5.3: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
PROPOSAL #5.4: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.5: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.6: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.7: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.8: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.9: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.10: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.11: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.12: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.13: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
POWERS
PROPOSAL #5.14: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
POWERS
PROPOSAL #5.15: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
POWERS
PROPOSAL #5.16: AMEND STATUTE RE: GENERAL MEETING �� ISSUER YES FOR FOR
POWERS
PROPOSAL #5.17: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #5.18: AMEND STATUTE RE: MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5.19: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.20: AMEND STATUTE RE: EDITORIAL AMENDMENT ISSUER YES FOR FOR
PROPOSAL #5.21: AMEND STATUTE RE: EDITORIAL AMENDMENT ISSUER YES FOR FOR
PROPOSAL #5.22: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.23: AMEND STATUTE RE: SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.24: AMEND STATUTE RE: GENERAL MEETING ISSUER YES FOR FOR
POWERS
PROPOSAL #6: APPROVE REMUNERATION POLICY FOR ISSUER YES AGAINST AGAINST
MANAGEMENT BOARD MEMBERS
PROPOSAL #7: APPROVE REMUNERATION POLICY FOR ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energa SA
TICKER: ENG CUSIP: X22336105
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 0.19 PER SHARE
PROPOSAL #8.1: APPROVE DISCHARGE OF DARIUSZ KASKOW ISSUER YES FOR FOR
(CEO)
PROPOSAL #8.2: APPROVE DISCHARGE OF ROMAN PIONKOWSKI ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.3: APPROVE DISCHARGE OF MARIUSZ REDASZKA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.4: APPROVE DISCHARGE OF GRZEGORZ KSEPKO ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #8.5: APPROVE DISCHARGE OF PRZEMYSLAW ISSUER YES FOR FOR
PIESIEWICZ (DEPUTY CEO)
PROPOSAL #8.6: APPROVE DISCHARGE OF MARIOLA ISSUER YES FOR FOR
ZMUDZINSKA (DEPUTY CEO)
PROPOSAL #8.7: APPROVE DISCHARGE OF SEWERYN KEDRA ISSUER YES FOR FOR
(DEPUTY CEO)
PROPOSAL #9.1: APPROVE DISCHARGE OF JAROSLAW ISSUER YES FOR FOR
MIODUSZEWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.2: APPROVE DISCHARGE OF MIROSLAW SZREDER ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.3: APPROVE DISCHARGE OF ZBIGNIEW WTULICH ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.4: APPROVE DISCHARGE OF PAULA ZIEMIECKA- ISSUER YES FOR FOR
KSIEZAK (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.5: APPROVE DISCHARGE OF BOGDAN SKALSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.6: APPROVE DISCHARGE OF ROMAN PIONKOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.7: APPROVE DISCHARGE OF JACEK KOSCIELNIAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #9.8: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
TERLIKOWSKA-KULESZA (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.9: APPROVE DISCHARGE OF MACIEJ ISSUER YES FOR FOR
ZOLTKIEWICZ (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.10: APPROVE DISCHARGE OF ANDRZEJ ISSUER YES FOR FOR
POWALOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #9.11: APPROVE DISCHARGE OF MAREK ISSUER YES FOR FOR
SZCZEPANIEC (SUPERVISORY BOARD MEMBER)
PROPOSAL #10: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS
PROPOSAL #11: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #12: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
PROPOSAL #13.2: ELECT INDEPENDENT SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
MEMBER
PROPOSAL #14: AMEND DEC. 14, 2016, EGM RESOLUTION RE: SHAREHOLDER YES AGAINST N/A
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #15.1: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.2: AMEND STATUTE RE: MANAGEMENT BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.3: AMEND STATUTE RE: SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.4: AMEND STATUTE RE: SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.5: AMEND STATUTE RE: SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.6: AMEND STATUTE RE: SUPERVISORY BOARD SHAREHOLDER YES AGAINST N/A
PROPOSAL #15.7: AMEND STATUTE RE: DISPOSAL OF COMPANY SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #16.1: APPROVE DISPOSAL OF COMPANY'S ASSETS SHAREHOLDER YES AGAINST N/A
PROPOSAL #16.2: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, AND SOCIAL COMMUNICATION SERVICES
PROPOSAL #16.3: APPROVE REGULATIONS ON AGREEMENTS FOR SHAREHOLDER YES AGAINST N/A
DONATIONS, DEBT EXEMPTIONS, AND SIMILAR AGREEMENTS
PROPOSAL #16.4: APPROVE REGULATIONS ON DISPOSAL OF SHAREHOLDER YES AGAINST N/A
ASSETS
PROPOSAL #16.5: APPROVE OBLIGATION OF PUBLICATION OF SHAREHOLDER YES AGAINST N/A
STATEMENTS ON EXPENSES RELATED TO REPRESENTATION,
LEGAL SERVICES, MARKETING SERVICES, PUBLIC RELATIONS
SERVICES, SOCIAL COMMUNICATION SERVICES, AND
MANAGEMENT ADVISORY SERVICES
PROPOSAL #16.6: APPROVE REQUIREMENTS FOR CANDIDATES SHAREHOLDER YES AGAINST N/A
TO MANAGEMENT BOARD
PROPOSAL #16.7: APPROVE REGULATIONS ON ELECTION AND SHAREHOLDER YES AGAINST N/A
RECRUITMENT PROCESS OF MANAGEMENT BOARD MEMBERS
PROPOSAL #16.8: APPROVE FULFILMENT OF OBLIGATIONS SHAREHOLDER YES AGAINST N/A
FROM ARTICLES 17.7, 18.2, 20, AND 23 OF ACT ON STATE
PROPERTY MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Development Corporation
TICKER: EDC CUSIP: Y2292T102
MEETING DATE: 5/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #4: APPROVE MANAGEMENT REPORT AND AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR THE YEAR ENDED DEC. 31, 2016
PROPOSAL #5: CONFIRM AND RATIFY ALL ACTS AND ISSUER YES FOR FOR
RESOLUTIONS OF MANAGEMENT AND THE BOARD OF DIRECTORS
FROM THE DATE OF THE LAST STOCKHOLDERS' MEETING
PROPOSAL #6.1: ELECT OSCAR M. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT FEDERICO R. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT PETER D. GARRUCHO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT FRANCIS GILES B. PUNO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.5: ELECT JONATHAN C. RUSSELL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.6: ELECT VICTOR EMMANUEL B. SANTOS, JR. ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #6.7: ELECT RICHARD B. TANTOCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.8: ELECT JOAQUIN E. QUINTOS IV AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.9: ELECT MANUEL I. AYALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.10: ELECT EDGAR O. CHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.11: ELECT FRANCISCO ED. LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE APPOINTMENT OF SGV & CO. AS ISSUER YES FOR FOR
THE EXTERNAL AUDITOR
PROPOSAL #8: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #10: ADJOURNMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enerplus Corporation
TICKER: ERF CUSIP: 292766102
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. CULBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN C. DUNDAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HILARY A. FOULKES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. HODGINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN M. MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLEN D. ROANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHELDON B. STEEVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RE-APPROVE SHARE AWARD INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis Americas SA
TICKER: ENERSIS-AM CUSIP: 29274F104
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
MERGER BY ABSORPTION OF ENDESA AMERICAS SA AND
CHILECTRA AMERICAS SA INTO ENERSIS AMERICAS SA
PROPOSAL #II: APPROVE MERGER BY ABSORPTION OF ENDESA ISSUER YES FOR FOR
AMERICAS AND CHILECTRA AMERICAS BY ENERSIS AMERICAS;
APPROVE BACKGROUND INFORMATION, TERMS AND CONDITIONS
OF MERGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis Americas SA
TICKER: ENERSIS-AM CUSIP: P37186106
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE RELATED-PARTY TRANSACTION RE: ISSUER YES FOR FOR
MERGER BY ABSORPTION OF ENDESA AMERICAS SA AND
CHILECTRA AMERICAS SA INTO ENERSIS AMERICAS SA
PROPOSAL #II: APPROVE MERGER BY ABSORPTION OF ENDESA ISSUER YES FOR FOR
AMERICAS SA AND CHILECTRA AMERICAS SA BY ENERSIS
AMERICAS SA; APPROVE BACKGROUND INFORMATION, TERMS
AND CONDITIONS OF MERGER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis Chile S.A.
TICKER: ENERSIS-CH CUSIP: 29278D105
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO ENEL CHILE SA; ISSUER YES FOR FOR
AMEND ARTICLE 1
PROPOSAL #2: AMEND ARTICLE 4 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 43 ISSUER YES FOR FOR
PROPOSAL #4: REMOVE TRANSITORY ARTICLES 2, 4, 5, 6, ISSUER YES FOR FOR
7, 9 AND 10
PROPOSAL #5: ADOPT ALL NECESSARY AGREEMENTS TO CARRY ISSUER YES FOR FOR
OUT PROPOSED ARTICLE REFORM; GRANT POWERS TO EXECUTE
RESOLUTIONS ADOPTED BY THIS GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis Chile S.A.
TICKER: ENERSIS-CH CUSIP: ADPV33207
MEETING DATE: 10/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO ENEL CHILE SA; ISSUER YES FOR FOR
AMEND ARTICLE 1
PROPOSAL #2: AMEND ARTICLE 4 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 43 ISSUER YES FOR FOR
PROPOSAL #4: REMOVE TRANSITORY ARTICLES 2, 4, 5, 6, ISSUER YES FOR FOR
7, 9 AND 10
PROPOSAL #5: ADOPT ALL NECESSARY AGREEMENTS TO CARRY ISSUER YES FOR FOR
OUT PROPOSED ARTICLE REFORM; GRANT POWERS TO EXECUTE
RESOLUTIONS ADOPTED BY THIS GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eneva SA
TICKER: ENEV3 CUSIP: P3719N116
MEETING DATE: 8/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: AUTHORIZE BOARD TO EXECUTE APPROVED ISSUER YES FOR FOR
RESOLUTION RE: ISSUANCE OF SHARES FOR A PRIVATE
PLACEMENT
PROPOSAL #3: RATIFY G5 CONSULTORIA E ASSESSORIA LTDA ISSUER YES FOR FOR
TO PREPARE VALUATION REPORT FOR PARNAIBA GAS NATURAL
S.A. (PGN) SHARES AND DEBENTURES FOR THE PURPOSE OF
SUBSCRIPTION BY CAMBUHY I FUNDO DE INVESTIMENTOS EM
PARTICIPACOES (CAMBUHY) AND OGX PETROLEO E GA
PROPOSAL #4: APPROVE INDEPENDENT FIRM'S APPRAISAL ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CANCELATION OF STOCK OPTION ISSUER YES AGAINST AGAINST
PLAN; APPROVE NEW STOCK OPTION PLAN
PROPOSAL #7: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: ELECT AND RATIFY DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eng Electric Co., Ltd.
TICKER: 8287 CUSIP: Y2294D105
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5.1: ELECT LU JIAN AN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT PAN ZHAO WEI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT HUANG XIN ZHONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.4: ELECT ZHANG ZHI RONG, REPRESENTATIVE SHAREHOLDER YES AGAINST N/A
OF ZHIQIAO INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
7575, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT LU ZHENG DONG, REPRESENTATIVE OF SHAREHOLDER YES AGAINST N/A
KUNYI INTERNATIONAL CO., LTD. WITH SHAREHOLDER NO.
47971, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #9: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #10: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #11: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enghouse Systems Limited
TICKER: ESL CUSIP: 292949104
MEETING DATE: 3/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN SADLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC DEMIRIAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR REID DRURY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN GIBSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE LASSONDE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL STOYAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engie
TICKER: ENGI CUSIP: F3R09R100
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1 PER SHARE AND AN EXTRA OF EUR 0.10
PER SHARE TO LONG TERM REGISTERED SHARES
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW
TRANSACTIONS; ACKNOWLEDGE ONGOING TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH ISABELLE KOCHER, CEO
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: RATIFY APPOINTMENT OF PATRICE DURAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT CHRISTOPHE AUBERT AS ISSUER YES FOR N/A
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: ELECT TON WILLEMS AS REPRESENTATIVE OF ISSUER YES FOR N/A
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERARD MESTRALLET, CHAIRMAN AND CEO UNTIL MAY 3, 2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ISABELLE KOCHER, VICE CEO UNTIL MAY 3, 2016
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ISABELLE KOCHER, CEO SINCE MAY 3, 2016
PROPOSAL #13: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES OF
INTERNATIONAL SUBSIDIARIES
PROPOSAL #16: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #17: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engie
TICKER: ENGI CUSIP: F7629A107
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1 PER SHARE AND AN EXTRA OF EUR 0.10
PER SHARE TO LONG TERM REGISTERED SHARES
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW
TRANSACTIONS; ACKNOWLEDGE ONGOING TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH ISABELLE KOCHER, CEO
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: RATIFY APPOINTMENT OF PATRICE DURAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT CHRISTOPHE AUBERT AS ISSUER YES FOR N/A
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: ELECT TON WILLEMS AS REPRESENTATIVE OF ISSUER YES FOR N/A
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERARD MESTRALLET, CHAIRMAN AND CEO UNTIL MAY 3, 2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ISABELLE KOCHER, VICE CEO UNTIL MAY 3, 2016
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ISABELLE KOCHER, CEO SINCE MAY 3, 2016
PROPOSAL #13: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES OF
INTERNATIONAL SUBSIDIARIES
PROPOSAL #16: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #17: AUTHORIZE UP TO 0.75 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENGIE Brasil Energia SA
TICKER: EGIE3 CUSIP: P37625103
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE EMPLOYEES' BONUSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS AND ISSUER NO N/A N/A
ALTERNATES
PROPOSAL #5.1: ELECT MANOEL EDUARDO LIMA LOPES AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND AILTON PINTO SIQUEIRA AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #6: ELECT SIMONE CRISTINA DE PAOLA BARBIERI ISSUER YES FOR FOR
AS ALTERNATE DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engie Energia Chile S.A.
TICKER: ECL CUSIP: P3762T101
MEETING DATE: 10/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLEDGES ON SHARES OWNED BY THE ISSUER YES FOR FOR
COMPANY IN TRANSMISORA ELECTRICA DEL NORTE SA AND ON
LOANS GRANTED TO TRANSMISORA ELECTRICA DEL NORTE SA
IN ORDER TO SECURE FINANCING IN THE AMOUNT OF USD 700
MILLION
PROPOSAL #2: ADOPT ALL NECESSARY AGREEMENTS TO ISSUER YES FOR FOR
EXECUTE APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engie Energia Chile S.A.
TICKER: ECL CUSIP: P3762T101
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.01 PER SHARE
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #5: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #8: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES AND EXPENSES
PROPOSAL #9: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engineers India Ltd.
TICKER: 532178 CUSIP: Y2294S136
MEETING DATE: 9/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REELECT RAM SINGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT ASHWANI SONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT MUKESH KHARE AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: ELECT ARUSHA VASUDEV AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: ELECT VIKAS KHUSHALRAO DESHPANDE AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #9: ELECT UMESH CHANDRA PANDEY AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engineers India Ltd.
TICKER: 532178 CUSIP: Y2294S136
MEETING DATE: 12/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION TO REFLECT CHANGES IN
CAPITAL
PROPOSAL #2: AMEND ARTICLES OF ASSOCIATION TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #3: APPROVE BONUS ISSUE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engineers India Ltd.
TICKER: 532178 CUSIP: Y2294S136
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BUY BACK OF EQUITY SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engro Corporation Ltd.
TICKER: ENGRO CUSIP: Y2295N102
MEETING DATE: 8/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND/OR DISPOSAL OF SHARES ISSUER YES FOR FOR
IN ENGRO FOODS LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engro Corporation Ltd.
TICKER: ENGRO CUSIP: Y2295N102
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES AGAINST AGAINST
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE LOANS AND/OR ADVANCES TO ENGRO ISSUER YES FOR FOR
ELENGY TERMINAL (PRIVATE) LIMITED, SUBSIDIARY COMPANY
PROPOSAL #5: AUTHORIZE DISTRIBUTION OF ANNUAL AUDITED ISSUER YES FOR FOR
ACCOUNTS IN SOFT FORM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni S.p.A.
TICKER: ENI CUSIP: T3643A145
MEETING DATE: 4/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: SLATE SUBMITTED BY THE MINISTRY OF THE SHAREHOLDER NO N/A N/A
ECONOMY AND FINANCE
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: ELECT EMMA MARCEGAGLIA AS BOARD CHAIR SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #8.1: SLATE SUBMITTED BY THE MINISTRY OF THE SHAREHOLDER YES FOR N/A
ECONOMY AND FINANCE
PROPOSAL #8.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES AGAINST N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #9: APPOINT CHAIR OF THE BOARD OF STATUTORY SHAREHOLDER YES FOR N/A
AUDITORS
PROPOSAL #10: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #11: APPROVE RESTRICTED STOCK PLAN; ISSUER YES FOR FOR
AUTHORIZE REISSUANCE OF TREASURY SHARES TO SERVICE
RESTRICTED STOCK PLAN
PROPOSAL #12: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enka Insaat ve Sanayi A.S.
TICKER: ENKAI CUSIP: M4055T108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PRESIDING COUNCIL OF MEETING AND ISSUER YES FOR FOR
AUTHORIZE PRESIDING COUNCIL TO SIGN MEETING MINUTES
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE BOARD TO DISTRIBUTE INTERIM ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #13: APPROVE ACCOUNTING TRANSFERS IN CASE OF ISSUER YES FOR FOR
LOSSES FOR 2017
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENN Energy Holdings Ltd.
TICKER: 2688 CUSIP: G3066L101
MEETING DATE: 5/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT WANG ZIZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT MA ZHIXIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT YUEN PO KWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT SEAN S J WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7: ADOPT THE AMENDED AND RESTATED ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ennoconn Corporation
TICKER: 6414 CUSIP: Y229BK101
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXCEEDED ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #4: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES AGAINST AGAINST
GUARANTEES
PROPOSAL #7.1: ELECT SU YU HUI WITH ID NO.Y220373XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enplas Corp.
TICKER: 6961 CUSIP: J09744103
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YOKOTA, DAISUKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAKAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER YOONG YOON LIONG
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KAZAMAKI, MASANORI
PROPOSAL #2.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER HASEGAWA, ICHIRO
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER OCHIAI, SAKAE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensign Energy Services Inc.
TICKER: ESI CUSIP: 293570107
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT H. GEDDES ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JAMES B. HOWE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR LEN O. KANGAS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR CARY A. MOOMJIAN JR. ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR JOHN G. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KENNETH J. SKIRKA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR GAIL D. SURKAN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR BARTH E. WHITHAM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enterprise Inns plc
TICKER: ETI CUSIP: G3070Z153
MEETING DATE: 2/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ROBERT WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIMON TOWNSEND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT NEIL SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID MALONEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PETER BAGULEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ADAM FOWLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MARISA CASSONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entertainment One Ltd.
TICKER: ETO CUSIP: 29382B102
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT ALLAN LEIGHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DARREN THROOP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GILES WILLITS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RONALD ATKEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SCOTT LAWRENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MARK OPZOOMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT LINDA ROBINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF COMMON ISSUER YES FOR FOR
SHARES
PROPOSAL #15: APPROVE INTERNATIONAL SAYE SHARE OPTION ISSUER YES FOR FOR
SCHEME
PROPOSAL #16: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entra ASA
TICKER: ENTRA CUSIP: R2R8A2105
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 1.75 PER SHARE
PROPOSAL #7: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #7.1: APPROVE ADVISORY REMUNERATION POLICY ISSUER YES FOR FOR
AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE
PROPOSAL #7.2: APPROVE BINDING REMUNERATION POLICY ISSUER YES FOR FOR
AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE
PROPOSAL #8: APPROVE REPURCHASE PROGRAM AS FUNDING ISSUER YES FOR FOR
FOR INCENTIVE PLANS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10: AUTHORIZE BOARD TO DECLARE SEMI-ANNUAL ISSUER YES FOR FOR
DEVIDENDS
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS; ISSUER YES FOR FOR
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #13: ELECT INGRID DAHL HOVLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14a: ELECT JOHN GIVERHOLT AS MEMBERS OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #14b: ELECT HEGE SJO AS MEMBERS OF �� ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #14c: ELECT ROLF ROVERUD AS MEMBERS OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #15: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EO Technics Co. Ltd.
TICKER: A039030 CUSIP: Y2297V102
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPROPRIATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: ELECT PARK JONG-GOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOH Holdings Limited
TICKER: EOH CUSIP: S2593K104
MEETING DATE: 2/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT ROB SPOREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT LUCKY KHUMALO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT AUDREY MOTHUPI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT ROB SPOREN AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: RE-ELECT LUCKY KHUMALO AS MEMBER OF ISSUER YES AGAINST AGAINST
THE AUDIT COMMITTEE
PROPOSAL #3.3: RE-ELECT TSHILIDZI MARWALA AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #3.4: ELECT AUDREY MOTHUPI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: REAPPOINT MAZARS (GAUTENG) INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND APPOINT MILES FISHER AS
THE INDIVIDUAL REGISTERED AUDITOR AND AUTHORISE THEIR
REMUNERATION
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE ISSUE OF SHARES FOR CASH FOR ISSUER YES FOR FOR
BBBEE PURPOSES
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES AND SELL ISSUER YES FOR FOR
TREASURY SHARES FOR CASH
PROPOSAL #9: APPROVE THE MTHOMBO SHARE INCENTIVE ISSUER YES AGAINST AGAINST
TRUST
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epistar Corp.
TICKER: 2448 CUSIP: Y2298F106
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT OR ISSUANCE OF ORDINARY SHARES VIA PRIVATE
PLACEMENT
PROPOSAL #4: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EPS Holdings Inc.
TICKER: 4282 CUSIP: J2159X102
MEETING DATE: 12/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2: ELECT DIRECTOR TAKAYA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TSUJI, ISSUER YES FOR FOR
JUNICHIRO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
TOCHIGI, TOSHIAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equatorial Energia S.A.
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #4.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equatorial Energia S.A.
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 6 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #4: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equatorial Energia S.A.
TICKER: EQTL3 CUSIP: P3773H104
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 6 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #4: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equitas Holdings Limited
TICKER: 539844 CUSIP: Y2R9D8109
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE S R BATLIBOI & ASSOCIATES LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, CHENNAI AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ELECT BHASKAR S AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
BHASKAR S AS EXECUTIVE DIRECTOR AND CHIEF EXECUTIVE
OFFICER
PROPOSAL #5: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
PROPOSAL #7: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #8: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
REFLECT CHANGES IN CAPITAL
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHARITABLE DONATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eramet
TICKER: ERA CUSIP: F3145H130
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE TREATMENT OF LOSSES AND ABSENCE ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #5: RATIFY APPOINTMENT OF JEAN-YVES GILET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT MICHEL ANTSELEVE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: REELECT PHILIPPE GOMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT CATHERINE RONGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CHRISTINE COIGNARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT CHRISTEL BORIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION POLICY OF THE CEO ISSUER YES FOR FOR
AND CHAIRMAN
PROPOSAL #12: APPROVE REMUNERATION POLICY OF CHRISTEL ISSUER YES FOR �� FOR
BORIES, VICE-CEO SINCE FEB. 23, 2017 AND PROPOSED
FOR APPOINTMENT AS CEO AND CHAIRMAN AT THIS AGM
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK BUFFET, CEO AND CHAIRMAN
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GEORGES DUVAL, VICE-CEO
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE VECTEN, VICE-CEO
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 950,000
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 24 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 24 MILLION
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 16 MILLION ,
INCLUDING IN THE EVENT OF A PUBLIC TENDER OFFER OR
SHARE EXCHANGE OFFER
PROPOSAL #21: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 16 MILLION, INCLUDING
IN THE EVENT OF A PUBLIC TENDER OFFER OR SHARE
PROPOSAL #22: AUTHORIZE ISSUANCE OF EQUITY UPON ISSUER YES FOR FOR
CONVERSION OF A SUBSIDIARY'S EQUITY-LINKED SECURITIES
FOR UP TO EUR 16 MILLION, INCLUDING IN THE EVENT OF
A PUBLIC TENDER OFFER OR SHARE EXCHANGE OFFER
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #24: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 24 MILLION
PROPOSAL #25: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #26: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #27: AMEND ARTICLE 10.7 OF BYLAWS RE: ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #28: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eregli Demir ve Celik Fabrikalari TAS
TICKER: EREGL CUSIP: M40710101
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #14: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eRex Co., Ltd.
TICKER: 9517 CUSIP: J29998101
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR AKIYAMA, TAKAHIDE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKEMATA, KUNIHARU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ERG spa
TICKER: ERG CUSIP: T3707Z101
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME OF ERG SERVICES SPA
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #5: APPROVE REMUNERATION FOR AUDIT AND RISK SHAREHOLDER YES FOR N/A
COMMITTEE MEMBERS
PROPOSAL #6: APPROVE REMUNERATION OF NOMINATION AND SHAREHOLDER YES FOR N/A
REMUNERATION COMMITTEE MEMBERS
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ERM Power Ltd.
TICKER: EPW CUSIP: Q3589H123
MEETING DATE: 10/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT ANTHONY (TONY) BELLAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WAYNE ST BAKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GEORGANNE HODGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE SHORT TERM INCENTIVE SHARE ISSUER YES FOR FOR
TRUST PLAN
PROPOSAL #6: APPROVE THE LONG TERM INCENTIVE SHARE ISSUER YES FOR FOR
TRUST PLAN
PROPOSAL #7: APPROVE THE LONG TERM INCENTIVE OPTION ISSUER YES FOR FOR
TRUST PLAN
PROPOSAL #8: APPROVE THE GRANT OF UNITS TO JONATHAN ISSUER YES FOR FOR
(JON) STRETCH, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER
PROPOSAL #9: RENEW PROPORTIONAL TAKEOVER PROVISIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Erste Group Bank AG
TICKER: EBS CUSIP: A19494102
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY PWC WIRTSCHAFTSPRUEFUNG GMBH ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #7.1: RE-ELECT BRIAN DEVERAUX O'NEILL AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7.2: ELECT JORDI GUAL SOLE AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.3: RE-ELECT JOHN JAMES STACK AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7.4: ELECT MARION KHUENY AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7.5: RE-ELECT FRIEDRICH ROEDLER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7.6: RE-ELECT JAN HOMAN AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO KEY EMPLOYEES
PROPOSAL #11: AMEND ARTICLES RE: CORPORATE PURPOSE; ISSUER YES FOR FOR
MANAGEMENT AND SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eshraq Properties Co
TICKER: ESHRAQ CUSIP: M015AN102
MEETING DATE: 1/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY APPOINTMENT OF JASSEM AL SIDDIQI ISSUER YES FOR FOR
AS CHAIRMAN AND KHALED ALMAZED AS DIRECTOR (BUNDLED)
PROPOSAL #1: AMEND BYLAWS TO COMPLY WITH THE NEW ISSUER YES FOR FOR
COMMERCIAL LAW
PROPOSAL #2: APPROVE DECREASE IN SIZE OF BOARD FROM 8 ISSUER YES FOR FOR
TO 7 DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eshraq Properties Co
TICKER: ESHRAQ CUSIP: M015AN102
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #5: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
PROPOSAL #7: RATIFY APPOINTMENT OF TURKI AL SAUD AND ISSUER YES FOR FOR
HISHAM ALRAYES AS DIRECTORS (BUNDLED)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eshraq Properties Co
TICKER: ESHRAQ CUSIP: M015AN102
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JASIM HUSSAIN AHMED AL ALI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ELECT AJIT VIJAY JOSHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KHALEEFA YOUSEF OMIER AL MEHAIRI ISSUER YES ABSTAIN AGAINST
AS DIRECTOR
PROPOSAL #4: ELECT MAJED BIN DALMOUK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ALI KHALIFA ALI MOHAMED AL ISSUER YES ABSTAIN AGAINST
RUMAITHI AS DIRECTOR
PROPOSAL #6: ELECT FADEL AL SHAMSI AS DIRECTOR ISSUER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Espec Corp.
TICKER: 6859 CUSIP: J1323D109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 24
PROPOSAL #2.1: ELECT DIRECTOR ISHIDA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIMADA, TANEO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ISHII, KUNIKAZU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAGANO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOSUGI, TOSHIYA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YAMAMOTO, ISSUER YES FOR FOR
TETSUO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esprinet S.p.A.
TICKER: PRT CUSIP: T3724D117
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR OR REDUCE BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5: AUTHORIZE BOARD TO INTEGRATE AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #1.1: AMEND ARTICLE 4 OF COMPANY BYLAWS ISSUER YES FOR FOR
(CORPORATE PURPOSE)
PROPOSAL #1.2: AMEND ARTICLE 5 OF COMPANY BYLAWS ISSUER YES FOR FOR
(SHARES' VALUE)
PROPOSAL #1.3: AMEND ARTICLE 8 OF COMPANY BYLAWS ISSUER YES FOR FOR
(GENERAL MEETINGS)
PROPOSAL #1.4: AMEND ARTICLE 11 OF COMPANY BYLAWS ISSUER YES FOR FOR
(GENERAL MEETINGS)
PROPOSAL #1.5: AMEND ARTICLE 13 OF COMPANY BYLAWS ISSUER YES FOR FOR
(ELECTIONS AND BOARD COMPOSITION)
PROPOSAL #1.6: AMEND ARTICLE 16 OF COMPANY BYLAWS ISSUER YES FOR FOR
(BOARD CONVOCATION TERM)
PROPOSAL #1.7: AMEND ARTICLE 19 OF COMPANY BYLAWS ISSUER YES FOR FOR
(ELECTIONS)
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esprit Holdings Limited
TICKER: �� 330 CUSIP: G3122U145
MEETING DATE: 12/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT RAYMOND OR CHING FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT ALEXANDER REID HAMILTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2a3: ELECT CARMELO LEE KA SZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a4: ELECT NORBERT ADOLF PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essentra plc
TICKER: ESNT CUSIP: G3198T105
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT PAUL FORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PAUL LESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEFAN SCHELLINGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TERRY TWIGGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT TOMMY BREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT LORRAINE TRAINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essilor International
TICKER: EI CUSIP: F31668100
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: RATIFY APPOINTMENT OF JEANETTE WONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT PHILIPPE ALFROID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JULIETTE FAVRE AS REPRESENTATIVE ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: REELECT YI HE AS REPRESENTATIVE OF ISSUER YES FOR FOR
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: REELECT HUBERT SAGNIERES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT LAURENT VACHEROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SEVERANCE AGREEMENT WITH HUBERT ISSUER YES FOR FOR
SAGNIERES, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE SEVERANCE AGREEMENT WITH ISSUER YES FOR FOR
LAURENT VACHEROT, VICE-CEO
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
HUBERT SAGNIERES, CHAIRMAN AND CEO
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
LAURENT VACHEROT, VICE-CEO
PROPOSAL #15: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
EXECUTIVE OFFICERS
PROPOSAL #16: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 880,000
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR EMPLOYEES OF
INTERNATIONAL SUBSIDIARIES
PROPOSAL #20: AMEND ARTICLE 12 AND 14 OF BYLAWS RE: ISSUER YES FOR FOR
EMPLOYEE REPRESENTATIVE AND DIRECTORS
PROPOSAL #21: PURSUANT TO ACQUISITION OF LUXOTTICA, ISSUER YES FOR FOR
ADOPT NEW BYLAWS
PROPOSAL #22: APPROVE CONTRIBUTION IN KIND OF ISSUER YES FOR FOR
LUXOTTICA SHARES BY DELFIN AND ITS VALUATION
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
20 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: APPROVE SALE OF COMPANY ASSETS TO ISSUER YES FOR FOR
DELAMARE SOVRA
PROPOSAL #25: AMEND ARTICLE 2 OF BYLAWS RE: CORPORATE ISSUER YES FOR FOR
PURPOSE
PROPOSAL #26: SUBJECT TO APPROVAL OF ITEMS 20-24, 27- ISSUER YES FOR FOR
39, ELECT LEONARDO DEL VECCHIO AS DIRECTOR
PROPOSAL #27: SUBJECT TO APPROVAL OF ITEMS 20-24, 26, ISSUER YES FOR FOR
28-39, ELECT ROMOLO BARDIN AS DIRECTOR
PROPOSAL #28: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
27, 29-39, ELECT GIOVANNI GIALLOMBARDO AS DIRECTOR
PROPOSAL #29: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
28, 30-39, ELECT RAFAELLA MAZZOLI AS DIRECTOR
PROPOSAL #30: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
29, 31-39, ELECT FRANCESCO MILLERI AS DIRECTOR
PROPOSAL #31: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
30, 32-39, ELECT GIANNI MION AS DIRECTOR
PROPOSAL #32: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
31, 33-39, ELECT LUCIA MORSELLI AS DIRECTOR
PROPOSAL #33: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
32, 34-39, ELECT CRISTINA SCOCCHIA AS DIRECTOR
PROPOSAL #34: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
33, 35-39, ELECT HUBERT SAGNIERES AS DIRECTOR
PROPOSAL #35: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
34, 36-39, ELECT JULIETTE FAVRE AS REPRESENTATIVE OF
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #36: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
35, 37-39, ELECT HENRIETTA FORE AS DIRECTOR
PROPOSAL #37: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
36, 38, 39, ELECT BERNARD HOURS AS DIRECTOR
PROPOSAL #38: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
37, 39, ELECT ANNETTE MESSEMER AS DIRECTOR
PROPOSAL #39: SUBJECT TO APPROVAL OF ITEMS 20-24, 26- ISSUER YES FOR FOR
38, ELECT OLIVIER PECOUX AS DIRECTOR
PROPOSAL #40: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esso (Thailand) Public Company Limited
TICKER: ESSO CUSIP: Y23188124
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #6: ELECT SUCHART PHOWATTHANASATHIAN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.1: ELECT JEREMY R. OSTERSTOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT CHAI JANGSIRIKUL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.3: ELECT MONGKOLNIMIT AUACHERDKUL AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #7.4: ELECT ADISAK JANGKAMOLKULCHAI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esso Societe Anonyme Française
TICKER: ES CUSIP: F31710100
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ABSENCE ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #3: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: REELECT HERVE BROUHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT PHILIPPE DUCOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT ANTOINE DU GUERNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT JEAN-PIERRE MICHEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT MARIE-HELENE RONCORONI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT MARIE-FRANCOISE WALBAUM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 87,500
PROPOSAL #13: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 8/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: WAIVE MANDATORY OFFER REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
COMPANY AND KROTON EDUCACIONAL S.A.
PROPOSAL #3: APPROVE MERGER BETWEEN THE COMPANY AND ISSUER YES FOR FOR
KROTON EDUCACIONAL S.A.
PROPOSAL #4: AUTHORIZE BOARD TO SUBSCRIBE TO NEW ISSUER YES FOR FOR
SHARES IN CONNECTION WITH THE TRANSACTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS UP TO BRL 280 ISSUER YES FOR FOR
MILLION
PROPOSAL #2: AUTHORIZE BOARD TO DECIDE ON PAYMENT ISSUER YES FOR FOR
DATE OF ADDITIONAL INTERIM DIVIDEND OF BRL 140
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 11/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES FOR FOR
ALTERNATES
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 4/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY ACQUISITION OF SOCIEDADE ISSUER YES FOR FOR
EMPRESARIAL DE ESTUDOS SUPERIORES E TECNOLOGICOS
SANT' ANA LTDA TO BE CARRIED OUT BY THE COMPANY'S
SUBSIDIARY SOCIEDADE EDUCACIONAL ATUAL DA AMAZONIA
LTDA AND AUTHORIZE BOARD TO RATIFY AND EXECUTE
PROPOSAL #2: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estia Health Ltd
TICKER: EHE CUSIP: Q3627L102
MEETING DATE: 11/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT GARY WEISS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PAUL FOSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esure Group plc
TICKER: ESUR CUSIP: G3205Z102
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DEMERGER OF THE GOCOMPARE.COM ISSUER YES FOR FOR
GROUP FROM THE ESURE GROUP
PROPOSAL #2: APPROVE RESTRUCTURING AWARD PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: esure Group plc
TICKER: ESUR CUSIP: G3205Z102
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MARIA DOLORES DANCAUSA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RE-ELECT SHIRLEY GARROOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DARREN OGDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARTIN PIKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ALAN RUBENSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANGELA SEYMOUR-JACKSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT PETER SHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT STUART VANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR PETER WOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: APPROVE WAIVER ON TENDER-BID ISSUER YES FOR FOR
REQUIREMENT
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: APPROVE MATTERS RELATING TO THE ISSUER YES FOR FOR
RELEVANT DISTRIBUTION
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Etablissements Maurel Et Prom
TICKER: MAU CUSIP: F60858101
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CANCELLATION OF TRANSACTION WITH ISSUER YES FOR FOR
PACIFICO S.A
PROPOSAL #5: APPROVE RENEWAL OF TRANSACTION WITH ISON ISSUER YES FOR FOR
HOLDING
PROPOSAL #6: APPROVE TRANSACTION WITH PERTAMINA ISSUER YES FOR FOR
INTERNASIONAL EKSPLORASI DAN PRODUSKI AND PT
PERTAMINA (PERSERO) RE: TENDER OFFER AGREEMENT
PROPOSAL #7: APPROVE TRANSACTION WITH PERTAMINA ISSUER YES FOR FOR
INTERNASIONAL EKSPLORASI DAN PRODUSKI AND PT
PERTAMINA (PERSERO) RE: AMENDMENT OF TENDER OFFER
PROPOSAL #8: APPROVE TRANSACTION WITH PERTAMINA ISSUER YES FOR FOR
INTERNASIONAL EKSPLORASI DAN PRODUSKI RE: PREPAYMENT
FOR ORNANE 2019
PROPOSAL #9: APPROVE TRANSACTION WITH PERTAMINA ISSUER YES FOR FOR
INTERNASIONAL EKSPLORASI DAN PRODUSKI RE: PREPAYMENT
FOR ORNANE 2021
PROPOSAL #10: APPROVE TRANSACTION RE: SUBORDINATION ISSUER YES FOR FOR
AGREEMENT RELATED TO PREPAYMENT FOR ORNANE 2019 AND
ORNANE 2021
PROPOSAL #11: RATIFY APPOINTMENT OF DENIE S. ISSUER YES FOR FOR
TAMPUBOLON AS DIRECTOR
PROPOSAL #12: RATIFY APPOINTMENT OF PERTAMINA ISSUER YES FOR FOR
INTERNASIONAL EKSPLORASI DAN PRODUSKI AS DIRECTOR
PROPOSAL #13: RATIFY APPOINTMENT OF MARIA R. NELLIA ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #14: RATIFY APPOINTMENT AUSSIE B. GAUTAMA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REELECT NATHALIE DELAPALME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT ROMAN GOZALO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 450,000
PROPOSAL #18: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-FRANCOIS HENIN, CHAIRMAN OF THE BOARD
PROPOSAL #19: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MICHEL HOCHARD, CEO
PROPOSAL #20: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #21: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #22: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #23: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #24: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eternal Materials Co., Ltd.
TICKER: 1717 CUSIP: Y23471108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E-Ton Solar Tech Co., Ltd.
TICKER: 3452 CUSIP: Y2347F107
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES FOR FOR
SHAREHOLDER'S GENERAL MEETING
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7.1: ELECT HSU HSIN CHUN, REPRESENTATIVE OF ISSUER YES FOR FOR
INVENTEC CORP WITH SHAREHOLDER NO. 66066, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT YANG HSIN HUA, REPRESENTATIVE OF ISSUER YES FOR FOR
INVENTEC CORP WITH SHAREHOLDER NO. 66066, AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT YEH LI CHENG, REPRESENTATIVE OF ISSUER YES FOR FOR
FU TAI INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
84107, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT WEN CHING CHANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 84038 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT LAI MING CHANG WITH ID NO. ISSUER YES FOR FOR
D100821XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT TSAI YANG TSUNG WITH ID NO. ISSUER YES FOR FOR
L100857XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT LIU KUO CHAO WITH ID NO. ISSUER YES FOR FOR
A104226XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND INDEPENDENT DIRECTORS
PROPOSAL #9: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
INDEPENDENT DIRECTORS AND DIRECTORS WHO HAVE NOT HELD
POSITIONS IN THE COMPANY OR INVESTED IN SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Etron Technology Inc.
TICKER: 5351 CUSIP: Y2347N100
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #5: APPROVE ADJUSTMENT ON INVESTMENT PORTION ISSUER YES FOR FOR
IN EYS3D MICROELECTRONICS, CO. LTD.
PROPOSAL #6: APPROVE ADJUSTMENT ON INVESTMENT PORTION ISSUER YES FOR FOR
IN EEVER TECHNOLOGY CO. LTD.
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ets Franz Colruyt
TICKER: COLR CUSIP: B26882231
MEETING DATE: 9/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE AND APPROVE DIRECTORS' AND ISSUER YES FOR FOR
AUDITORS' REPORTS, AND REPORT OF THE WORKS COUNCIL
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3b: ADOPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF EUR 1.12 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT PARTICIPATION OF ISSUER YES FOR FOR
EMPLOYEES THROUGH ALLOTMENT OF REPURCHASED SHARES OF
PROPOSAL #7: REELECT FRANCOIS GILLET AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT KORYS, PERMANENTLY REPRESENTED BY ISSUER YES AGAINST AGAINST
JEF COLRUYT, AS DIRECTOR
PROPOSAL #9: RATIFY ERSNT & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ets Franz Colruyt
TICKER: COLR CUSIP: B26882231
MEETING DATE: 10/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I.3: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
UP TO 1,000,000 SHARES
PROPOSAL #I.4: APPROVE FIXING OF THE PRICE OF SHARES ISSUER YES FOR FOR
TO BE ISSUED
PROPOSAL #I.5: ELIMINATE PREEMPTIVE RIGHTS RE: ITEM ISSUER YES FOR FOR
I.3
PROPOSAL #I.6: APPROVE INCREASE OF CAPITAL FOLLOWING ISSUER YES FOR FOR
ISSUANCE OF EQUITY WITHOUT PREEMPTIVE RIGHTS RE: ITEM
I.3
PROPOSAL #I.7: APPROVE SUBSCRIPTION PERIOD RE: ITEM ISSUER YES FOR FOR
I.3
PROPOSAL #I.8: AUTHORIZE BOARD TO IMPLEMENT APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILL REQUIRED DOCUMENTS/FORMALITIES
AT TRADE REGISTRY
PROPOSAL #II.1: AUTHORIZE BOARD TO REPURCHASE SHARES ISSUER YES FOR FOR
IN THE EVENT OF A SERIOUS AND IMMINENT HARM AND UNDER
NORMAL CONDITIONS
PROPOSAL #II.2: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES RE: ITEM II.1
PROPOSAL #II.3: AUTHORIZE BOARD TO REISSUE ISSUER YES FOR FOR
REPURCHASED SHARES IN ORDER TO PREVENT A SERIOUS AND
PROPOSAL #II.4: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eugene Investment & Securities Co.
TICKER: A001200 CUSIP: Y2355H243
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE JIN-HAK AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #3.2: ELECT KIM GI-JEONG AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
TO SERVE AS AUDIT COMMITTEE MEMBER
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euglena Co., Ltd.
TICKER: 2931 CUSIP: J1R80L105
MEETING DATE: 12/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO ADOPT BOARD STRUCTURE ISSUER YES FOR FOR
WITH AUDIT COMMITTEE - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL -
AMEND PROVISIONS ON NUMBER OF DIRECTORS - INDEMNIFY
DIRECTORS
PROPOSAL #2.1: ELECT DIRECTOR IZUMO, MITSURU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUZUKI, KENGO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUKUMOTO, TAKUYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAGATA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER OKI, YOSHIO
PROPOSAL #3.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER KIMURA, TADAAKI
PROPOSAL #3.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SHIMIZU, MAKOTO
PROPOSAL #4: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #5: APPROVE AGGREGATE COMPENSATION CEILING ISSUER YES FOR FOR
FOR DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euler Hermes Group
TICKER: ELE CUSIP: F2013Q107
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOMEDIVIDENDS OF ISSUER YES FOR FOR
EUR 4.68 PER SHARE
PROPOSAL #4: ACKNOWLEDGE REEVALUATION OF RESERVE ISSUER YES FOR FOR
ACCOUNT
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #6: RENEW APPOINTMENT OF EXCO PARIS ACE AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7: RENEW APPOINTMENT OF KPMG SA AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: DECISION NOT TO RENEW EMMANUEL CHARRIER ISSUER YES FOR FOR
AS ALTERNATE AUDITOR
PROPOSAL #9: DECISION NOT TO RENEW KPMG AUDIT FS I AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #10: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE MANAGEMENT BOARD AND MEMBERS OF THE
MANAGEMENT BOARD
PROPOSAL #11: APPROVE REMUNERATION POLICY OF THE ISSUER YES FOR FOR
CHAIRMAN OF THE SUPERVISORY BOARD AND MEMBERS OF THE
SUPERVISORY BOARD
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
WILFRIED VERSTRAETE, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC BIZIERE, PAUL OVEREEM, CLARISSE KOPFF, GERD-
UWE BADEN, DIRK OEVERMANN, MEMBERS OF THE MANAGEMENT
BOARD UNTIL MAR. 31, 2016 AND MICHELE PIGNOTTI AND
LUDOVIC SENECAUT, MEMBERS OF BOARD SINCE MAR. 31
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CLEMENT BOOTH, CHAIRMAN OF THE SUPERVISORY BOARD
UNTIL MAY 25, 2016, AND AXEL THEIS, CHAIRMAN OF THE
SUPERVISORY BOARD SINCE MAY 25, 2016
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AMEND ARTICLE 4 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: COMPANY HEADQUARTERS
PROPOSAL #17: AMEND ARTICLE 12 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: POWERS
PROPOSAL #18: AMEND ARTICLE 19 OF BYLAWS TO COMPLY ISSUER YES FOR FOR
WITH NEW REGULATIONS RE: AUDITOR
PROPOSAL #19: AMEND ARTICLE 11 OF BYLAWS RE: ISSUER YES FOR FOR
SHAREHOLDING REQUIREMENTS FOR DIRECTORS
PROPOSAL #20: DELEGATE POWER TO THE SUPERVISORY BOARD ISSUER YES FOR FOR
TO AMEND THE BYLAWS TO COMPLY WITH NEW REGULATION
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurazeo
TICKER: RF CUSIP: F3296A108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.2 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT STEPHANE PALLEZ AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6: ELECT ANNE DIAS AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #7: APPROVE REMUNERATION POLICY OF MEMBERS ISSUER YES FOR FOR
OF SUPERVISORY BOARD
PROPOSAL #8: APPROVE REMUNERATION POLICY OF MEMBERS ISSUER YES FOR FOR
OF MANAGEMENT BOARD
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
MICHEL DAVID-WEILL, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK SAYER, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
VIRGINIE MORGON AND PHILIPPE AUDOUIN, MEMBERS OF
MANAGEMENT BOARD
PROPOSAL #12: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: APPROVE CHANGE OF CORPORATE FORM TO ISSUER YES FOR FOR
SOCIETAS EUROPAEA (SE)
PROPOSAL #15: PURSUANT TO ITEM 14 ABOVE, ADOPT NEW ISSUER YES FOR FOR
BYLAWS
PROPOSAL #16: SUBJECT TO APPROVAL OF ITEM 14, ISSUER YES FOR FOR
DELEGATE POWERS TO THE MANAGEMENT BOARD TO CARRY OUT
PREVIOUS AUTHORIZATIONS AND DELEGATIONS
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE BOARD TO ISSUE FREE WARRANTS ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS DURING A PUBLIC TENDER OFFER
PROPOSAL #19: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurobank Ergasias SA
TICKER: EUROB CUSIP: X2321W101
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DIRECTOR APPOINTMENTS AND APPOINT ISSUER YES FOR FOR
MEMBER OF AUDIT COMMITTEE
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurocash SA
TICKER: EUR CUSIP: X2382S106
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
MANAGEMENT BOARD REPORT ON COMPANY'S OPERATIONS
PROPOSAL #10: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND MANAGEMENT BOARD REPORT ON GROUP'S
OPERATIONS
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF PLN 0.73 PER SHARE
PROPOSAL #12.1: APPROVE DISCHARGE OF LUIS MANUEL ISSUER YES FOR FOR
CONCEICAO DO AMARAL (CEO)
PROPOSAL #12.2: APPROVE DISCHARGE OF KATARZYNA ISSUER YES FOR FOR
KOPACZEWSKA (MANAGEMENT BOARD MEMBER)
PROPOSAL #12.3: APPROVE DISCHARGE OF RUI AMARAL ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #12.4: APPROVE DISCHARGE OF ARNALDO ISSUER YES FOR FOR
GUERREIRO (MANAGEMENT BOARD MEMBER)
PROPOSAL #12.5: APPROVE DISCHARGE OF PEDRO MARTINHO ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #12.6: APPROVE DISCHARGE OF JACEK OWCZAREK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #12.7: APPROVE DISCHARGE OF DAVID BONER ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #13.1: APPROVE DISCHARGE OF JOAO BORGES DE ISSUER YES FOR FOR
ASSUNCAO (SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #13.2: APPROVE DISCHARGE OF EDUARDO AGUINAGA ISSUER YES FOR FOR
DE MORAES (SUPERVISORY BOARD MEMBER)
PROPOSAL #13.3: APPROVE DISCHARGE OF HANS KORBER ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #13.4: APPROVE DISCHARGE OF FRANCISCO JOSE ISSUER YES FOR FOR
VALENTE HIPOLITO DOS SANTOS (SUPERVISORY BOARD
PROPOSAL #13.5: APPROVE DISCHARGE OF JACEK ISSUER YES FOR FOR
SZWAJCOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #14: AMEND STATUTE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #15: APPROVE CONSOLIDATED TEXT OF STATUTE ISSUER YES FOR FOR
PROPOSAL #16: AMEND REGULATIONS ON SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #18.1: APPROVE STOCK OPTION PLAN XI ISSUER YES FOR FOR
PROPOSAL #18.2: APPROVE STOCK OPTION PLAN XIA ISSUER YES FOR FOR
PROPOSAL #18.3: APPROVE STOCK OPTION PLAN XIB ISSUER YES FOR FOR
PROPOSAL #18.4: APPROVE STOCK OPTION PLAN XII ISSUER YES FOR FOR
PROPOSAL #18.5: APPROVE STOCK OPTION PLAN XIIA ISSUER YES FOR FOR
PROPOSAL #18.6: APPROVE STOCK OPTION PLAN XIIB ISSUER YES FOR FOR
PROPOSAL #18.7: APPROVE STOCK OPTION PLAN XIII ISSUER YES FOR FOR
PROPOSAL #18.8: APPROVE STOCK OPTION PLAN XIIIA ISSUER YES FOR FOR
PROPOSAL #18.9: APPROVE STOCK OPTION PLAN XIIIB ISSUER YES FOR FOR
PROPOSAL #18.10: APPROVE STOCK OPTION PLAN XIV ISSUER YES FOR FOR
PROPOSAL #18.11: APPROVE STOCK OPTION PLAN XIVA ISSUER YES FOR FOR
PROPOSAL #18.12: APPROVE STOCK OPTION PLAN XIVB ISSUER YES FOR FOR
PROPOSAL #18.13: APPROVE STOCK OPTION PLAN XV ISSUER YES FOR FOR
PROPOSAL #18.14: APPROVE STOCK OPTION PLAN XVA ISSUER YES FOR FOR
PROPOSAL #18.15: APPROVE STOCK OPTION PLAN XVB ISSUER YES FOR FOR
PROPOSAL #18.16: APPROVE STOCK OPTION PLAN XVI ISSUER YES FOR FOR
PROPOSAL #18.17: APPROVE STOCK OPTION PLAN XVIA ISSUER YES FOR FOR
PROPOSAL #18.18: APPROVE STOCK OPTION PLAN XVIB ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurocommercial Properties NV
TICKER: ECMPA CUSIP: N31065142
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS AND ALLOW PUBLICATION OF INFORMATION IN
PROPOSAL #4: APPROVE DIVIDENDS OF EUR 0.205 PER SHARE ISSUER YES FOR FOR
AND EUR 2.05 PER DEPOSITARY RECEIPT
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: REELECT P.W. HAASBROEK TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: REELECT J.P LEWIS AS CEO ISSUER YES FOR FOR
PROPOSAL #9: ELECT E.J. VAN GARDEREN TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #11: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #12: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 20 PERCENT OF ISSUED CAPITAL
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurofins Scientific SE
TICKER: ERF CUSIP: F3322K104
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACKNOWLEDGE BOARD'S REPORTS ISSUER YES FOR FOR
PROPOSAL #2: ACKNOWLEDGE AUDITOR'S REPORTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT PATRIZIA LUCHETTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: ACKNOWLEDGE INFORMATION ON REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #13: ACKNOWLEDGE DIRECTORS' SPECIAL REPORTS ISSUER YES FOR FOR
RE: SHARE REPURCHASE
PROPOSAL #14: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #15: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AMEND ARTICLE 10 TO CLARIFY LEGAL ISSUER YES AGAINST AGAINST
FRAMEWORK RE: FORM OF SHARES
PROPOSAL #17: AMEND ARTICLE 20 RE: PARTICIPATION AT ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #18: AMEND ARTICLE 12 RE: DOUBLE VOTING ISSUER YES AGAINST AGAINST
RIGHTS FOR LONG-TERM REGISTERED SHAREHOLDERS
PROPOSAL #19: AMEND ARTICLES RE: REFLECT CHANGES IN ISSUER YES FOR FOR
LUXEMBOURG COMPANY LAW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euronav NV
TICKER: EURN CUSIP: B38564108
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 0.77 PER SHARE
PROPOSAL #5.1: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.2: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ELECT D.R. BRADSHAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE CHANGE-IN-CONTROL AGREEMENT IN ISSUER YES AGAINST AGAINST
LTI PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euronav NV
TICKER: EURN CUSIP: B38564108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: AUTHORIZE BOARD TO ISSUE SHARES IN THE ISSUER YES AGAINST AGAINST
EVENT OF A PUBLIC TENDER OFFER OR SHARE EXCHANGE
PROPOSAL #2: AUTHORIZE BOARD TO REPURCHASE SHARES IN ISSUER YES FOR FOR
THE EVENT OF A SERIOUS AND IMMINENT HARM INCLUDING
ITS SUBSIDIARIES
PROPOSAL #3.1: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES UNDER AUTHORIZATION AS PROPOSED UNDER ITEM 2
PROPOSAL #3.2: AUTHORIZE SUBSIDIARIES TO REISSUE ISSUER YES FOR FOR
REPURCHASED SHARES IN CONNECTION WITH AUTHORIZATIONS
UNDER ITEMS 2 AND 3.1
PROPOSAL #4: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
PROPOSAL #5: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES FOR ANNEKE GORIS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euronav NV
TICKER: EURN CUSIP: B38564108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE-OF-CONTROL CLAUSE RE : ISSUER YES FOR FOR
EUR 150 MILLION BOND ISSUANCE OF MAY 16, 2017
PROPOSAL #2: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euronext NV
TICKER: ENX CUSIP: N3113K397
MEETING DATE: 2/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ACQUISITION OF LCH CLEARNET ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euronext NV
TICKER: ENX CUSIP: N3113K397
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3.c: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3.d: APPROVE DIVIDENDS OF EUR 1.42 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #3.e: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #3.f: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4.a: APPOINTMENT OF PAULO RODRIGUES DA ISSUER YES FOR FOR
SILVA AS MANAGEMENT BOARD MEMBER
PROPOSAL #5: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #6.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Europcar Groupe
TICKER: EUCAR CUSIP: F36070120
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TRANSFER FROM ISSUANCE PREMIUM ISSUER YES FOR FOR
ACCOUNT TO SHAREHOLDERS FOR AN AMOUNT OF EUR 0.42 PER
SHARE
PROPOSAL #5: APPROVE SEVERANCE AGREEMENT AND NON- ISSUER YES FOR FOR
COMPETE AGREEMENT WITH PHILIPPE GERMOND
PROPOSAL #6: APPROVE SEVERANCE AGREEMENT AND NON- ISSUER YES FOR FOR
COMPETE AGREEMENT WITH CAROLINE PAROT
PROPOSAL #7: APPROVE TRANSACTION WITH PASCAL BAZIN ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE NON-COMPETE AGREEMENT WITH ISSUER YES FOR FOR
KENNETH MCCALL
PROPOSAL #9: APPROVE NON-COMPETE AGREEMENT WITH ISSUER YES FOR FOR
FABRIZIO RUGGIERO
PROPOSAL #10: REELECT PHILIPPE AUDOIN AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #11: REELECT VIRGINIE FAUVEL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #12: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
PHILIPPE GERMOND, CHAIRMAN OF THE MANAGEMENT BOARD
UNTIL NOV. 23, 2016
PROPOSAL #13: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
CAROLINE PAROT, MANAGEMENT BOARD MEMBER UNTIL DEC 1,
2016 AND CHAIRMAN OF THE MANAGEMENT BOARD SINCE THIS
DATE
PROPOSAL #14: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES AGAINST AGAINST
KENNETH MCCALL AND FABRIZIO RUGGIERO, MANAGEMENT
BOARD MEMBERS AND CEOS
PROPOSAL #15: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JEAN-PAUL BAILLY, CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #16: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #17: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 500 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 70 MILLION
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 35 MILLION
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS
PROPOSAL #23: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #24: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #25: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #26: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #27: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #28: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS UNDER ITEMS 20-27
AT EUR 70 MILLION
PROPOSAL #29: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #30: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Europlan PJSC
TICKER: EPLN CUSIP: X23955119
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW EDITION OF CHARTER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Europlan PJSC
TICKER: EPLN CUSIP: X23955119
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3.1: ELECT OLEG VYYUGIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT ALLA GRYAZNOVA AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.3: ELECT SAID GUTSERIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT ALEKSANDR LUKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT AVET MIRAKYAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT ALEKSANDR MYAKENYKY AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: ELECT SEREY NAZAREV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.8: ELECT BILAN UZHAKHOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.9: ELECT MIKAIL SHISHKHANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #4.1: ELECT MARINA AGAFONOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT ILIYA DROZDOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #5: RATIFY ERNST & YOUNG AS AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EUSKALTEL S.A.
TICKER: EKT CUSIP: E4R02W105
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
MANAGEMENT REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #5: APPROVE ACQUISITION OF PARSELAYA SLU, ISSUER YES FOR FOR
INDIRECT OWNER OF THE ENTIRE SHARE CAPITAL OF
TELECABLE DE ASTURIAS SAU, FROM ZEGONA LIMITED
PROPOSAL #6: APPROVE ISSUANCE OF SHARES IN CONNECTION ISSUER YES FOR FOR
WITH THE ACQUISITION OF PARSELAYA SLU
PROPOSAL #7.1: AMEND ARTICLE 64 RE: AUDIT AND CONTROL ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7.2: AMEND ARTICLE 65 RE: APPOINTMENTS AND ISSUER YES FOR FOR
REMUNERATION COMMITTEE
PROPOSAL #7.3: ADD ARTICLE 65 BIS RE: STRATEGY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: FIX NUMBER OF DIRECTORS AT 12 ISSUER YES FOR FOR
PROPOSAL #9.1: ELECT LUIS RAMON ARRIETA DURANA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.2: ELECT ROBERT W. SAMUELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT JON JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #11: AMEND TERMS OF PAYMENT PLANS AS PART OF ISSUER YES FOR FOR
THE REMUNERATION OF EXECUTIVE DIRECTORS BY GRANT OF
SHARES
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #13: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eusu Holdings Co. Ltd.
TICKER: A000700 CUSIP: Y3053K108
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT HWANG JOONG-YEON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT HWANG JOONG-YEON AS A MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eutelsat Communications
TICKER: ETL CUSIP: F3692M128
MEETING DATE: 11/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: ACKNOWLEDGE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.10 PER SHARE
PROPOSAL #5: REELECT MICHEL DE ROSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT CAROLE PIWNICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT MIRIEM BENSALAH CHAQROUN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8: ELECT RODOLPHE BELMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT FONDS STRATEGIQUE DE ISSUER YES FOR FOR
PARTICIPATIONS AS DIRECTOR
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF MICHEL ISSUER YES FOR FOR
DE ROSEN, CEO UNTIL FEB. 29, 2016
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
RODOLPHE BELMER, CEO SINCE DEC. 1, 2015
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF MICHEL ISSUER YES FOR FOR
AZIBERT, VICE-CEO
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eva Airways Corp.
TICKER: 2618 CUSIP: Y2361Y107
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #8: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES �� FOR FOR
OTHER PARTIES, ENDORSEMENT AND GUARANTEES
PROPOSAL #9.1: ELECT LIN BOU-SHIU , A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN INTERNATIONAL CORP. WITH SHAREHOLDER NO.
5414 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CHANG KUO-CHENG , A ISSUER YES FOR FOR
REPRESENTATIVE OF EVERGREEN INTERNATIONAL CORP. WITH
SHAREHOLDER NO. 5414 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT KO LEE-CHING , A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN MARINE CORP. (TAIWAN) LTD. WITH
SHAREHOLDER NO. 19 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT TAI JIIN-CHYUAN , A ISSUER YES FOR FOR
REPRESENTATIVE OF CHANG YUNG-FA CHARITY FOUNDATION
WITH SHAREHOLDER NO. 306304 AS NON-INDEPENDENT
PROPOSAL #9.5: ELECT CHEN HSIEN-HUNG , A ISSUER YES FOR FOR
REPRESENTATIVE OF CHANG YUNG-FA CHARITY FOUNDATION
WITH SHAREHOLDER NO. 306304 AS NON-INDEPENDENT
PROPOSAL #9.6: ELECT WU KUANG-HUI , A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN MARINE CORP. (TAIWAN) LTD. WITH
SHAREHOLDER NO. 19 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT CHIEN YOU-HSIN WITH ID NO. ISSUER YES FOR FOR
R100061XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.8: ELECT HSU SHUN-HSIUNG WITH ID NO. ISSUER YES FOR FOR
P121371XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.9: ELECT WU CHUNG-PAO WITH ID NO. ISSUER YES FOR FOR
G120909XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EVA Precision Industrial Holdings Ltd.
TICKER: 838 CUSIP: G32148101
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2A: ELECT ZHANG YAOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2B: ELECT CHOY TAK HO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2C: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Even Construtora Incorporadora S.A.
TICKER: EVEN3 CUSIP: P3904U107
MEETING DATE: 9/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Even Construtora Incorporadora S.A.
TICKER: EVEN3 CUSIP: P3904U107
MEETING DATE: 11/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 20 ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 17 ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Even Construtora Incorporadora S.A.
TICKER: EVEN3 CUSIP: P3904U107
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everbright Securities Co., Ltd.
TICKER: 601788 CUSIP: Y2357S114
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE 2016 ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT WANG HONGYANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PROPOSAL OF PROPRIETARY TRADING ISSUER YES FOR FOR
BUSINESS SCALE IN 2017
PROPOSAL #8: APPROVE ERNST & YOUNG HUA MING LLP ISSUER YES FOR FOR
(SPECIAL GENERAL PARTNERSHIP) AS PRC EXTERNAL
AUDITORS AND ERNST & YOUNG AS OVERSEAS EXTERNAL
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EverChina Int'l Holdings Company Limited
TICKER: 202 CUSIP: Y4099K128
MEETING DATE: 8/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT JIANG ZHAOBAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LAM CHEUNG SHING, RICHARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2c: ELECT KO MING TUNG, EDWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: APPROVE HLB HODGSON IMPEY CHENG LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4b: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evergreen International Storage & Transport Corp.
TICKER: 2607 CUSIP: Y2376C108
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #8.1: ELECT HUNG PING-KUN, REPRESENTATIVE OF ISSUER YES FOR FOR
EVERGREEN MARINE CORP. TAIWAN LTD., WITH SHAREHOLDER
NO. 17 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHANG KUO-HUA, REPRESENTATIVE OF ISSUER YES FOR FOR
EVERGREEN MARINE CORP. TAIWAN LTD., WITH SHAREHOLDER
NO. 17 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHANG KUO CHENG, REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN INTERNATIONAL CORP., WITH SHAREHOLDER
NO. 591 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT KO LEE-CHING, REPRESENTATIVE OF ISSUER YES FOR FOR
CHANG YUNG-FA CHARITY FOUNDATION, WITH SHAREHOLDER
NO. 102249 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT TAI JIIN- CHYUAN, REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN INTERNATIONAL CORP., WITH SHAREHOLDER
NO. 591 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT WEY MAW-JIUNN, CHANG YUNG-FA ISSUER YES FOR FOR
CHARITY FOUNDATION, WITH SHAREHOLDER NO. 102249 AS
NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT CHANG CHING-HO WITH ID NO. ISSUER YES FOR FOR
A122656XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT SZU WEN-CHANG WITH ID NO. ISSUER YES FOR FOR
A110472XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT TSENG YU-CHIN WITH ID NO. ISSUER YES FOR FOR
S10249XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evergreen Marine Corp.
TICKER: 2603 CUSIP: Y23632105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE STATEMENT OF PROFIT AND LOSS ISSUER YES FOR FOR
APPROPRIATION
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE AMENDMENT TO RULES AND ISSUER YES FOR FOR
PROCEDURES FOR ELECTION OF DIRECTORS AND SUPERVISORS
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND TRADING PROCEDURES GOVERNING ISSUER YES FOR FOR
DERIVATIVES PRODUCTS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES, ENDORSEMENT AND GUARANTEES
PROPOSAL #8.1: ELECT CHANG CHENG-YUNG, A ISSUER YES FOR FOR
REPRESENTATIVE OF EVERGREEN STEEL CORPORATION WITH
SHAREHOLDER NO. 10710 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.2: ELECT CHANG KUO-HUA, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHANG YUNG FA CHARITY FOUNDATION WITH SHAREHOLDER
NO. 255161 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.3: ELECT CHANG KUO-MING, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHANG YUNG FA CHARITY FOUNDATION WITH SHAREHOLDER
NO. 255161 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.4: ELECT KO LEE-CHING, A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN INTERNATIONAL S.A. WITH SHAREHOLDER NO.
840 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.5: ELECT LEE MONG-JYE, A REPRESENTATIVE ISSUER YES FOR FOR
OF EVERGREEN INTERNATIONAL S.A. WITH SHAREHOLDER NO.
840 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.6: ELECT HSIEH HUEY-CHUAN, A ISSUER YES FOR FOR
REPRESENTATIVE OF EVERGREEN STEEL CORPORATION WITH
SHAREHOLDER NO. 10710 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #8.7: ELECT YU FANG-LAI WITH ID NO. ISSUER YES FOR FOR
A102341XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.8: ELECT CHANG CHIA-CHEE WITH ID NO. ISSUER YES FOR FOR
A120220XXX AS INDEPENDENT DIRECTOR
PROPOSAL #8.9: ELECT LI CHANG-CHOU WITH ID NO. ISSUER YES FOR FOR
H121150XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everlight Chemical Industrial Corp.
TICKER: 1711 CUSIP: Y2367J104
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everlight Electronics Co., Ltd.
TICKER: 2393 CUSIP: Y2368N104
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EVN AG
TICKER: EVN CUSIP: A19833101
MEETING DATE: 1/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.42 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
SUPERVISORY BOARD FOR FISCAL 2015/16
PROPOSAL #4: RATIFY KPMG AUSTRIA GMBH AS AUDITORS FOR ISSUER YES AGAINST AGAINST
FISCAL 2016/17
PROPOSAL #5: ELECT JOHANNES ZUEGEL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evogene Ltd.
TICKER: EVGN CUSIP: M4119S104
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT MARTIN S. GERSTEL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT ZIV KOP AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT ADINA MAKOVER AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT LEON Y. RECANATI AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT KINNERET LIVNAT SAVITSKY AS ISSUER YES FOR FOR
DIRECTOR UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
PROPOSAL #2: REAPPOINT KOST, FORER, GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #3: APPROVE CASH BONUS TO OFER HAVIV, THE ISSUER YES FOR FOR
COMPANY'S PRESIDENT AND CEO
PROPOSAL #4: APPROVE ANNUAL CASH BONUS OBJECTIVES FOR ISSUER YES FOR FOR
THE COMPANY'S PRESIDENT AND CEO
PROPOSAL #A: VOTE FOR IF YOU ARE A NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER OR DO NOT HAVE A PERSONAL INTEREST IN ONE
OR SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY
CARD; YOU MAY NOT ABSTAIN. IF YOU DO NOT VOTE FOR,
PLEASE PROVIDE AN EXPLANATION TO YOUR ACCOUNT M
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evogene Ltd.
TICKER: EVGN CUSIP: M4119S104
MEETING DATE: 1/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT SARIT FIRON AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: AMEND COMPENSATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTOR GRANT OF OPTIONS ISSUER YES FOR FOR
PROPOSAL #A: IF YOU DO NOT HAVE A PERSONAL INTEREST ISSUER YES FOR N/A
OR ARE NOT A CONTROLLING SHAREHOLDER, VOTE FOR.
OTHERWISE, VOTE AGAINST.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolution Mining Ltd.
TICKER: EVN CUSIP: Q3647R147
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR N/A
PROPOSAL #2: ELECT COLIN JOHNSTONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO JACOB (JAKE) KLEIN
PROPOSAL #4: APPROVE THE ISSUANCE OF RETENTION RIGHTS ISSUER YES AGAINST AGAINST
TO JACOB (JAKE) KLEIN
PROPOSAL #5: APPROVE THE ISSUANCE OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO LAWRENCE (LAWRIE) CONWAY
PROPOSAL #6: APPROVE THE ISSUANCE OF ADDITIONAL ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO JACOB (JAKE) KLEIN
PROPOSAL #7: APPROVE THE ISSUANCE OF ADDITIONAL ISSUER YES FOR FOR
PERFORMANCE RIGHTS TO LAWRENCE (LAWRIE) CONWAY
PROPOSAL #8: APPROVE THE ISSUANCE OF SHARE RIGHTS TO ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolution Mining Ltd.
TICKER: EVN CUSIP: Q3647R147
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ACQUISITION OF RELEVANT ISSUER YES FOR FOR
INTEREST IN EVOLUTION SHARES
PROPOSAL #2: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO JACOB (JAKE) KLEIN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evonik Industries AG
TICKER: EVK CUSIP: D2R90Y117
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.15 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: ELECT ALDO BELLONI TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evotec AG
TICKER: EVT CUSIP: D1646D105
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2017
PROPOSAL #5: ELECT MICHAEL SHALMI TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: APPROVE CREATION OF EUR 29.3 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8: APPROVE STOCK OPTION PLAN FOR KEY ISSUER YES FOR FOR
EMPLOYEES; APPROVE CREATION OF EUR 6 MILLION POOL OF
CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EVRAZ plc
TICKER: EVR CUSIP: G33090104
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF JOINT STOCK COMPANY ISSUER YES FOR FOR
EVRAZ NAKHODKA TRADE SEA PORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EVRAZ plc
TICKER: EVR CUSIP: G33090104
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ALEXANDER ABRAMOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALEXANDER FROLOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT EUGENE SHVIDLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT EUGENE TENENBAUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT KARL GRUBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DEBORAH GUDGEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ALEXANDER IZOSIMOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIR MICHAEL PEAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EVS
TICKER: EVS CUSIP: B3883A119
MEETING DATE: 5/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDENDS OF EUR 1.30 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT 7 CAPITAL SPRL, PERMANENTLY ISSUER YES FOR FOR
REPRESENTED BY CHANTAL DE VRIEZE AS INDEPENDENT
DIRECTOR
PROPOSAL #8: ELECT MMBU, PERMANENTLY REPRESENTED BY ISSUER YES FOR FOR
PATRICIA LANGRAND AS INDEPENDENT DIRECTOR
PROPOSAL #9: ELECT FREDDY TACHENY AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE FORMULA FOR COMPUTATION OF ISSUER YES FOR FOR
VARIABLE FEES FOR CEO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exedy Corp.
TICKER: 7278 CUSIP: J1326T101
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 45
PROPOSAL #2.1: ELECT DIRECTOR HISAKAWA, HIDEHITO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUDA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKAMURA, SHOGO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TOYOHARA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUDA, KENJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOJIMA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAHARA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MITSUYA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR AKITA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YOSHIKAWA, ICHIZO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TAKANO, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TOYODA, ISSUER YES AGAINST AGAINST
KANSHIRO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exide Industries Ltd.
TICKER: 500086 CUSIP: Y2383M131
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM INTERIM DIVIDEND AND APPROVE ISSUER YES FOR FOR
FINAL DIVIDEND
PROPOSAL #3: REELECT A. K. MUKHERJEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT MR. NADEEM KAZIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S. R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
COST AUDITORS
PROPOSAL #7: ELECT NAWSHIR H. MIRZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
GAUTAM CHATTERJEE AS MANAGING DIRECTOR AND CEO
PROPOSAL #9: ELECT ARUN MITTAL AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS APPOINTMENT AND REMUNERATION AS EXECUTIVE
DIRECTOR DESIGNATED AS DIRECTOR - INDUSTRIAL
PROPOSAL #10: APPROVE COMMISSION REMUNERATION FOR ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exor N.V.
TICKER: EXO CUSIP: N3139K108
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2d: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2e: APPROVE DIVIDENDS OF EUR 0.35 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3a: RATIFY ERNST AND YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3b: AMEND REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #4a: APPROVE DISCHARGE OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4b: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: REELECT JOHN ELKANN AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6a: REELECT MARC BOLLAND AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b: REELECT SERGIO MARCHIONNE AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #6c: ELECT ALESSANDRO NASI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6d: ELECT ANDREA AGNELLI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6e: ELECT NICCOLO CAMERANA AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6f: ELECT GINEVRA ELKANN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6g: ELECT ANNE MARIANNE FENTENER VAN ISSUER YES FOR FOR
VLISSINGEN AS NON-EXECUTIVE DIRECTOR
PROPOSAL #6h: ELECT ANTONIO MOTA DE SAUSA HORTA ISSUER YES FOR FOR
OSORIO AS NON-EXECUTIVE DIRECTOR
PROPOSAL #6i: ELECT LUPO RATTAZZI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6j: ELECT ROBERT SPEYER AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6k: ELECT MICHELANGELO VOLPI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #6l: ELECT RUTH WERTHEIMER AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6m: ELECT MELISSA BETHELL AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6n: ELECT LAURENCE DEBROUX AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7a: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #7b: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exor S.P.A.
TICKER: EXO CUSIP: T3833E113
MEETING DATE: 9/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE A MERGER WITH EXOR HOLDING NV ISSUER YES AGAINST AGAINST
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES AGAINST AGAINST
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Experian plc
TICKER: EXPN CUSIP: G32655105
MEETING DATE: 7/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT LUIZ FLEURY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BRIAN CASSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ROGER DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DEIRDRE MAHLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LLOYD PITCHFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DON ROBERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT GEORGE ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PAUL WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT KERRY WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extendicare Inc.
TICKER: EXE CUSIP: 30224T863
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGERY O. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDRA L. HANINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. HIBBEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN J. HUTZEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNA E. KINGELIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY L. LUKENDA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GAIL PAECH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN D. TORRIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxaro Resources Ltd
TICKER: EXX CUSIP: S26949107
MEETING DATE: 12/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE SPECIFIC REPURCHASE OF SHARES ISSUER YES FOR FOR
FROM MAIN STREET 333 PROPRIETARY LIMITED
PROPOSAL #2: APPROVE REVOCATION OF SPECIAL RESOLUTION ISSUER YES FOR FOR
1 IF THE SCHEME IS TERMINATED
PROPOSAL #1: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxaro Resources Ltd
TICKER: EXX CUSIP: S26949107
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT RIAAN KOPPESCHAAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT RAS MYBURGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT PEET SNYDERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT DR CON FAUCONNIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT RAIN ZIHLANGU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT DR CON FAUCONNIER AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #2.2: RE-ELECT VUYISA NKONYENI AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #3.1: RE-ELECT SALUKAZI DAKILE-HLONGWANE AS ISSUER YES FOR FOR
MEMBER OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.2: RE-ELECT DR CON FAUCONNIER AS MEMBER ISSUER YES FOR FOR
OF THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.3: ELECT RAS MYBURGH AS MEMBER OF THE ISSUER YES FOR FOR
SOCIAL AND ETHICS COMMITTEE
PROPOSAL #3.4: RE-ELECT DR FAZEL RANDERA AS MEMBER OF ISSUER YES FOR FOR
THE SOCIAL AND ETHICS COMMITTEE
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
INCORPORATED AS AUDITORS OF THE COMPANY WITH JFM
KOTZE AS THE DESIGNATED AUDIT PARTNER
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EZ TEC Empreendimentos Participacoes S.A
TICKER: EZTC3 CUSIP: P3912H106
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ezaki Glico Co. Ltd.
TICKER: 2206 CUSIP: J13314109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR EZAKI, KATSUHISA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR EZAKI, ETSURO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KURIKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ONUKI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MASUDA, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KATO, TAKATOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OISHI, KANOKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ezion Holdings Limited
TICKER: 5ME CUSIP: Y2186W104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: ELECT CHEW THIAM KENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LIM THEAN EE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE GRANT OF AWARDS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE EZION EMPLOYEE SHARE PLAN
PROPOSAL #8: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES AGAINST AGAINST
SHARES UNDER THE EZION EMPLOYEE SHARE OPTION SCHEME
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ezra Holdings Limited
TICKER: 5DN CUSIP: Y2401G108
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVESTMENT OF 10 PERCENT OF THE ISSUER YES FOR FOR
ISSUED SHARE CAPITAL OF EMAS CHIYODA SUBSEA LIMITED
TO NIPPON YUSEN KABUSHIKI KAISHA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ezra Holdings Limited
TICKER: 5DN CUSIP: Y2401G108
MEETING DATE: 9/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVESTMENT OF SHARES IN THE ISSUER YES FOR FOR
CAPITAL OF PV KEEZ PTE. LTD. TO PETROFIRST
INFRASTRUCTURE 2 LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ezz Steel Co JSC
TICKER: ESRS CUSIP: M07095108
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE LOAN GUARANTEES FOR SUBSIDIARIES ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ezz Steel Co JSC
TICKER: ESRS CUSIP: M07095108
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER NO N/A N/A
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER NO N/A N/A
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE DISCHARGE OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF CHAIRMAN AND ISSUER NO N/A N/A
DIRECTORS FOR FY 2017
PROPOSAL #6: RATIFY AUDITORS AND FIX THEIR ISSUER NO N/A N/A
REMUNERATION FOR FY 2017
PROPOSAL #7: APPROVE RELATED PARTY TRANSACTIONS FOR ISSUER NO N/A N/A
FY 2016 AND FY 2017
PROPOSAL #8: APPROVE CHARITABLE DONATIONS FOR FY 2016 ISSUER NO N/A N/A
AND FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F&C Commercial Property Trust Limited
TICKER: FCPT CUSIP: G3336X125
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PETER CORNELL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: RE-ELECT DAVID PRESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TRUDI CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARTIN MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRISTOPHER RUSSELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT PAUL MARCUSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RATIFY PRICEWATERHOUSECOOPERS CI LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F.C.C. Co., Ltd.
TICKER: 7296 CUSIP: J1346G105
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR MATSUDA, TOSHIMICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAITO, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ITONAGA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUZUKI, KAZUTO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUMOTO, RYUJIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MUKOYAMA, ATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAYA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR INOUE, KENICHI ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER TABATA, TAKAHISA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F@n Communications Inc.
TICKER: 2461 CUSIP: J14092100
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
YAMADA, KENJI
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fabege AB
TICKER: FABG CUSIP: W7888D108
MEETING DATE: 3/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 4 PER SHARE
PROPOSAL #8c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8d: APPROVE 31 MARCH 2017 AS RECORD DATE ISSUER YES FOR FOR
FOR DIVIDEND PAYMENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; RECEIVE NOMINATING
COMMITTEE'S REPORT
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 800,000 FOR CHAIRMAN AND SEK
200,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #11: REELECT ERIK PAULSSON (CHAIRMAN), ISSUER YES FOR FOR
ANETTE ASKLIN, ANNA ENGEBRETSEN, EVA ERIKSSON,
MARTHAJOSEFSSON, PAR NUDER AND MATS QVIBERG AS
DIRECTORS
PROPOSAL #12: RATIFY DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE REPRESENTATIVES OF FOUR OF ISSUER YES FOR FOR
COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Faes Farma, S.A.
TICKER: FAE CUSIP: E4866U210
MEETING DATE: 6/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS, ALLOCATION OF INCOME, AND
DISCHARGE OF BOARD
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #3: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairfax Financial Holdings Limited
TICKER: FFH CUSIP: 303901102
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY F. GRIFFITHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. GUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. HORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN L. JURJEVICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R.V. PALMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY R. PRICE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRANDON W. SWEITZER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREN C. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BENJAMIN P. WATSA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR V. PREM WATSA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairfax Media Ltd.
TICKER: FXJ CUSIP: Q37116102
MEETING DATE: 11/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PATRICK ALLAWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SANDRA MCPHEE AS DIRECTOR ISSUER YES �� FOR FOR
PROPOSAL #3: ELECT LINDA NICHOLLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE SHARES ISSUER YES FOR FOR
AND PERFORMANCE RIGHTS TO GREGORY WOOD, CHIEF
EXECUTIVE OFFICER AND MANAGING DIRECTOR OF THE
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Faiveley Transport
TICKER: LEY CUSIP: F3438R118
MEETING DATE: 9/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ABSENCE ISSUER YES FOR FOR
OF DIVIDEND
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 325,000
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #6: REELECT CHRISTIAN GERMA AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7: REELECT MAURICE MARCHAND TONEL AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
STEPHANE RAMBAUD-MEASSON, CHAIRMAN OF THE MANAGEMENT
BOARD AND CEO
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GUILLAUME BOUHOURS AND ERWAN FAIVELEY, MEMBERS OF THE
MANAGEMENT BOARD
PROPOSAL #11: AUTHORIZE UP TO 2 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #12: AMEND ARTICLE 34 OF BYLAWS RE: ISSUER YES FOR FOR
ATTENDANCE TO GENERAL MEETINGS
PROPOSAL #13: CHANGE FISCAL YEAR END TO DEC. 31 AND ISSUER YES FOR FOR
AMEND ARTICLE 43 OF BYLAWS ACCORDINGLY
PROPOSAL #14: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FamilyMart UNY Holdings Co., Ltd.
TICKER: 8028 CUSIP: J13398102
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR NAKAYAMA, ISAMU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAKO, NORIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOSHIDA, JIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKADE, KUNIHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAHASHI, JUN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAYANAGI, KOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAWADA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKEUCHI, SHUICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WATANABE, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SAEKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR IWAMURA, SHUJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Famous Brands Ltd
TICKER: FBR CUSIP: S2699W101
MEETING DATE: 7/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 29 FEBRUARY 2016
PROPOSAL #2: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
WITH S NELSON AS THE REGISTERED INDIVIDUAL AUDITOR
AND AUTHORISE THE AUDIT AND RISK COMMITTEE TO
DETERMINE THE AUDITOR'S REMUNERATION FOR THE PAST
PROPOSAL #3.1: RE-ELECT PETER HALAMANDARIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: RE-ELECT PERIKLIS HALAMANDARIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: RE-ELECT SANTIE BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT THEMBISA DINGAAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT LEBO NTLHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT MOSES KGOSANA AS CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.2: RE-ELECT BHEKI SIBIYA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.3: RE-ELECT NORMAN ADAMI AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #7: APPROVE ENDORSEMENT OF REMUNERATION ISSUER YES FOR FOR
POLICY
PROPOSAL #8: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #9: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED ENTITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fancl Corporation
TICKER: 4921 �� CUSIP: J1341M107
MEETING DATE: 6/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IKEMORI, KENJI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIYAJIMA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIMADA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAMAOKA, MINAKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMAGUCHI, TOMOCHIKA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TSURUSAKI, TORU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUMIDA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOSAKA, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AOTO, HIROMICHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR YANAGISAWA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUGAMA, KENICHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR INOMATA, GEN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ISHIGAMI, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR IKEDA, NORITO ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR KOSEKI, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR TAKANO, ISSUER YES FOR FOR
TOSHIO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR SEKI, ISSUER YES FOR FOR
TSUNEYOSHI
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR MINAMIKAWA, ISSUER YES FOR FOR
HIDEKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fantasia Holdings Group Co., Ltd.
TICKER: 1777 CUSIP: G3311L104
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT PAN JUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT LAM KAM TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DENG BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5A: ELECT LIAO QIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT HO MAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT LIAO JIANWEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #9: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #12: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fanuc Corp.
TICKER: 6954 CUSIP: J13440102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 208.98
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR INABA, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAGUCHI, KENJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UCHIDA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR GONDA, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR INABA, KIYONORI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR NODA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KOHARI, KATSUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MATSUBARA, SHUNSUKE ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OKADA, TOSHIYA ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR RICHARD E. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TSUKUDA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR IMAI, YASUO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR ONO, MASATO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far East Consortium International Ltd.
TICKER: 35 CUSIP: G3307Z109
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DAVID CHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DENNIS CHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PETER MAN KONG WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #11: APPROVE USE OF COMPANY'S OWN WEBSITE ISSUER YES FOR FOR
FOR SENDING OR SUPPLYING CORPORATE COMMUNICATION(S)
TO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far East Horizon Ltd.
TICKER: 3360 CUSIP: Y24286109
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far East Hospitality Trust
TICKER: Q5T CUSIP: Y24258108
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS, REIT ISSUER YES FOR FOR
TRUSTEE'S REPORT, REIT MANAGER'S REPORT, TRUSTEE-
MANAGER'S REPORT, AND AUDITOR'S REPORT
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
AND AUTHORIZE THE REIT MANAGER AND THE TRUSTEE-
MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far Eastern Department Stores Ltd.
TICKER: 2903 CUSIP: Y24315106
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far Eastern International Bank Ltd.
TICKER: 2845 CUSIP: Y7540U108
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF SHAREHOLDER BONUS
PROPOSAL #4: APPROVE PRIVATE ISSUANCE OF ORDINARY ISSUER YES AGAINST AGAINST
SHARES, PREFERRED SHARES, CONVERTIBLE BONDS OR
COMBINATION OF THE MENTIONED SECURITIES
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: ELECT JAMES WU, A REPRESENTATIVE OF FAR ISSUER YES FOR FOR
EASTERN NEW CENTURY CORPORATION WITH SHAREHOLDER NO.1
AS INDEPENDENT DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far Eastern New Century Corp
TICKER: 1402 CUSIP: Y24374103
MEETING DATE: 6/28/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Far EasTone Telecommunications Co., Ltd.
TICKER: 4904 CUSIP: Y7540C108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Faraday Technology Corp.
TICKER: 3035 CUSIP: Y24101100
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS AND
REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farglory Land Development Co. Ltd.
TICKER: 5522 CUSIP: Y2642L106
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fast Retailing
TICKER: 9983 CUSIP: J1346E100
MEETING DATE: 11/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YANAI, TADASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAMBAYASHI, TORU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HATTORI, NOBUMICHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURAYAMA, TORU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHINTAKU, MASAAKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR YASUMOTO, ISSUER YES FOR FOR
TAKAHARU
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR KANEKO, ISSUER YES FOR FOR
KEIKO
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR SHINJO, ISSUER YES FOR FOR
MASAAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fastighets AB Balder
TICKER: BALD B CUSIP: W30316116
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 20 PER PREFERENCE SHARE AND OMISSION
OF DIVIDENDS FOR ORDINARY SHARES
PROPOSAL #8c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (5) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 560,000; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #11: REELECT CHRISTINA ROGESTAM (CHAIRMAN), ISSUER YES FOR FOR
ERIK SELIN, FREDRIK SVENSSON, STEN DUNÉR AND ANDERS
WENNERGREN AS DIRECTORS; RATIFY AUDITORS
PROPOSAL #12: AUTHORIZE LARS RASIN AND ISSUER YES FOR FOR
REPRESENTATIVES OF TWO OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #13: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #14: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fastighets AB Balder
TICKER: BALD B CUSIP: W30316124
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 20 PER PREFERENCE SHARE AND OMISSION
OF DIVIDENDS FOR ORDINARY SHARES
PROPOSAL #8c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (5) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF SEK 560,000; APPROVE
REMUNERATION OF AUDITORS
PROPOSAL #11: REELECT CHRISTINA ROGESTAM (CHAIRMAN), ISSUER YES FOR FOR
ERIK SELIN, FREDRIK SVENSSON, STEN DUNÉR AND ANDERS
WENNERGREN AS DIRECTORS; RATIFY AUDITORS
PROPOSAL #12: AUTHORIZE LARS RASIN AND ISSUER YES FOR FOR
REPRESENTATIVES OF TWO OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #13: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #14: APPROVE CREATION OF POOL OF CAPITAL ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fauji Fertilizer Bin Qasim Ltd.
TICKER: FFBL CUSIP: Y2468W129
MEETING DATE: 8/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2.1: REELECT KHALID NAWAZ KHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: REELECT MUHAMMAD HAROON ASLAM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: REELECT SHAFQAAT AHMED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: REELECT QAISER JAVED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: REELECT NADEEM INAYAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: REELECT NASIR MAHMOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: REELECT MUHAMMAD FAROOQ IQBAL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: REELECT SYED JAMAL SHAHID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.9: REELECT RAJA JAHANZEB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.10: REELECT NAVED A. KHAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.11: REELECT NASIER A. SHEIKH AS ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.12: REELECT RASHID BAJWA AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: AUTHORIZE DISTRIBUTION OF ANNUAL AUDITED ISSUER YES FOR FOR
ACCOUNTS IN SOFT FORM AND HARD COPY
PROPOSAL #4: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fauji Fertilizer Bin Qasim Ltd.
TICKER: FFBL CUSIP: Y2468W129
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ACQUISITION OF SHARES IN FFBL ISSUER YES FOR FOR
POWER COMPANY LIMITED AND DISPOSAL OF LAND AT
COMPANY'S PORT QASIM PLOT
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fauji Fertilizer Bin Qasim Ltd.
TICKER: FFBL CUSIP: Y2468W129
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE EY FORD RHODES AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fauji Fertilizer Company Limited
TICKER: FFC CUSIP: Y24695101
MEETING DATE: 3/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE KPMG TASEER HADI AND CO. AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE DISTRIBUTION OF ANNUAL AUDITED ISSUER YES FOR FOR
ACCOUNTS IN SOFT FORM
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Faurecia
TICKER: EO CUSIP: F3445A108
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #5: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH PATRICK KOLLER, CEO
PROPOSAL #6: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #7: APPROVE REMUNERATION POLICY OF CEO ISSUER YES FOR FOR
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF YANN ISSUER YES FOR FOR
DELABRIERE, CHAIRMAN AND CEO UNTIL JUNE 30, 2016
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF YANN ISSUER YES FOR FOR
DELABRIERE, CHAIRMAN OF THE BOARD FROM JULY 1, 2016
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK KOLLER, VICE-CEO UNTIL JUNE 30, 2016
PROPOSAL #11: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PATRICK KOLLER, CEO FROM THE JULY 1, 2016
PROPOSAL #12: REELECT AMPARO MORALEDA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT JEAN-BAPTISTE CHASSELOUP DE ISSUER YES FOR FOR
CHATILLON AS DIRECTOR
PROPOSAL #14: REELECT JEAN-PIERRE CLAMADIEU AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REELECT ROBERT PEUGEOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT PATRICK KOLLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT PENELOPE HERSCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 250 MILLION
PROPOSAL #21: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 95 MILLION
PROPOSAL #22: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 95 MILLION
PROPOSAL #23: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #24: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #25: AMEND ARTICLE 11 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVE
PROPOSAL #26: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FDG Electric Vehicles Limited
TICKER: 729 CUSIP: ADPV28838
MEETING DATE: 8/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT MIAO ZHENGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT CHAN YUK TONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT FEI TAI HUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2.5: FIX NUMBER OF DIRECTORS AT 15 ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CROWE HORWATH (HK) CPA LIMITED ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
PROPOSAL #4B: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4C: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #4D: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FDG Electric Vehicles Limited
TICKER: 729 CUSIP: G3361N125
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMMERCIAL BATTERY SUPPLY ISSUER YES FOR FOR
AGREEMENT, RELATED TRANSACTIONS AND RELEVANT ANNUAL
CAPS
PROPOSAL #2: APPROVE PASSENGER BATTERY SUPPLY ISSUER YES FOR FOR
AGREEMENT, RELATED TRANSACTIONS AND RELEVANT ANNUAL
CAPS
PROPOSAL #3: APPROVE CV PARTS 1 SUPPLY AGREEMENT, ISSUER YES FOR FOR
RELATED TRANSACTIONS AND RELEVANT ANNUAL CAPS
PROPOSAL #4: APPROVE CV PARTS 2 SUPPLY AGREEMENT, ISSUER YES FOR FOR
RELATED TRANSACTIONS AND RELEVANT ANNUAL CAPS
PROPOSAL #5: APPROVE BUS PARTS PROCUREMENT AGREEMENT, ISSUER YES FOR FOR
RELATED TRANSACTIONS AND RELEVANT ANNUAL CAPS
PROPOSAL #6: APPROVE COMMERCIAL VEHICLE FINANCE LEASE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, RELATED TRANSACTIONS AND
RELEVANT ANNUAL CAPS
PROPOSAL #7: APPROVE COOPERATION FRAMEWORK AGREEMENT, ISSUER YES FOR FOR
RELATED TRANSACTIONS AND RELEVANT ANNUAL CAPS
PROPOSAL #8: APPROVE PASSENGER EV FINANCE LEASE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT, RELATED TRANSACTIONS AND
RELEVANT ANNUAL CAPS
PROPOSAL #9: APPROVE R&D SERVICE AGREEMENT, RELATED ISSUER YES FOR FOR
TRANSACTIONS AND RELEVANT ANNUAL CAPS
PROPOSAL #10: APPROVE ADMINISTRATIVE SERVICES SHARING ISSUER YES FOR FOR
AGREEMENT, RELATED TRANSACTIONS AND RELEVANT ANNUAL
CAPS
PROPOSAL #11: APPROVE MANAGEMENT SERVICES AGREEMENT, ISSUER YES FOR FOR
RELATED TRANSACTIONS AND RELEVANT ANNUAL CAPS
PROPOSAL #12: APPROVE NEW FIVE DRAGONS FACILITY ISSUER YES FOR FOR
AGREEMENTS, RELATED TRANSACTIONS AND RELEVANT ANNUAL
CAPS
PROPOSAL #13: ELECT WONG KWOK YIU AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FDK (Fuji Electrochemical)
TICKER: 6955 CUSIP: J1346H103
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OHASHI, YOICHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAWASAKI, KENJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATSUSHIMA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KINOSHITA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER MOCHIZUKI, MICHIMASA
PROPOSAL #2.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER EGUCHI, NAOYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Corp.
TICKER: 2102 CUSIP: Y8548Z107
MEETING DATE: 6/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT, ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES AND PROCEDURES FOR ENDORSEMENT AND
GUARANTEES
PROPOSAL #6: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #7.1: ELECT MA SHU JIAN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
88757 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.2: ELECT MA SHAO JIN WITH SHAREHOLDER NO. ISSUER YES FOR FOR
3 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.3: ELECT MA SHAO XIANG, REPRESENTATIVE OF ISSUER YES FOR FOR
MEI KE SEN ENTERPRISE CO., LTD. WITH SHAREHOLDER NO.
128578, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.4: ELECT HUANG QI GUANG, REPRESENTATIVE ISSUER YES FOR FOR
OF HUAN XIANG INVESTMENT CO., LTD. WITH SHAREHOLDER
NO. 92493, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.5: ELECT MA PEI JUN, REPRESENTATIVE OF ISSUER YES FOR FOR
HUAN XIANG INVESTMENT CO., LTD. WITH SHAREHOLDER NO.
92493, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.6: ELECT CHEN GONG PING, REPRESENTATIVE ISSUER YES FOR FOR
OF MA QI SHAN FOUNDATION WITH SHAREHOLDER NO. 201831,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #7.7: ELECT ZHOU CHENG HU WITH ID NO. ISSUER YES FOR FOR
F170118XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.8: ELECT ZHOU YIN ZHONG WITH ID NO. ISSUER YES AGAINST AGAINST
A120627XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7.9: ELECT ZUO WEI LI WITH SHAREHOLDER NO. ISSUER YES FOR FOR
62693 AS INDEPENDENT DIRECTOR
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Felda Global Ventures Holdings Berhad
TICKER: FGV CUSIP: Y2477B108
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT YAHAYA ABD JABAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT OMAR SALIM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT MOHAMED SUFFIAN AWANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2016
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS FROM ISSUER YES FOR FOR
JANUARY 1, 2017 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #7: APPROVE DIRECTORS' BENEFITS FROM JANUARY ISSUER YES FOR FOR
1, 2017 UNTIL THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Feng Hsin Steel Co., Ltd.
TICKER: 2015 CUSIP: Y24814108
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Feng Tay Enterprises Co., Ltd.
TICKER: 9910 CUSIP: Y24815105
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fenner plc
TICKER: FENR CUSIP: G33656102
MEETING DATE: 1/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT VANDA MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARK ABRAHAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN PRATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT GERAINT ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT CHRIS SURCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #11: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #13: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #14: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #15: ELECT MICHAEL DUCEY, A SHAREHOLDER SHAREHOLDER YES FOR FOR
NOMINEE TO THE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferrari NV
TICKER: RACE CUSIP: N3167Y103
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.e: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.f: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.a: REELECT SERGIO MARCHIONNE AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.b: REELECT JOHN ELKANN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.c: REELECT PIERO FERRARI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.d: RELECT DELPHINE ARNAULT AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.e: REELECT LOUIS C. CAMILLERI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.f: REELECT GIUSEPPINA CAPALDO AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.g: REELECT EDUARDO H. CUE AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.h: REELECT SERGIO DUCA AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.i: REELECT LAPO ELKANN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.j: REELECT AMEDEO FELISA AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.k: REELECT MARIA PATRIZIA GRIECO AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3.l: REELECT ADAM KESWICK AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.m: REELECT ELENA ZAMBON AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE REMUNERATION OF NON-EXECUTIVES ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE PERFORMANCE SHARE ARRANGEMENT ISSUER YES FOR FOR
FOR CEO
PROPOSAL #7: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferrexpo Plc
TICKER: FXPO CUSIP: G3435Y107
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #7: ELECT VITALII LISOVENKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT OLIVER BARING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT STEPHEN LUCAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT CHRISTOPHER MAWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BERT NACKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARY REILLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT KOSTYANTIN ZHEVAGO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferrovial SA
TICKER: FER CUSIP: E49512119
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPOINT DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: RATIFY APPOINTMENT OF AND ELECT PHILIP ISSUER YES FOR FOR
BOWMAN AS DIRECTOR
PROPOSAL #5.2: ELECT HANNE BIRGITTE BREINBJERB ISSUER YES FOR FOR
SORENSEN AS DIRECTOR
PROPOSAL #6: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #7: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #8: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
AMORTIZATION OF TREASURY SHARES
PROPOSAL #9.1: AMEND ARTICLE 46 RE: ATTENDANCE OF ISSUER YES FOR FOR
BOARD MEETINGS
PROPOSAL #9.2: REMOVE CHAPTER VII TRANSITORY ISSUER YES FOR FOR
PROVISION RE: AUDIT AND CONTROL COMMITTEE
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #12: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FFP
TICKER: FFP CUSIP: F38378109
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.80 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT ROBERT PEUGEOT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: REELECT LUCE GENDRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT CHRISTIAN PEUGEOT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: REELECT XAVIER PEUGEOT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ROBERT PEUGEOT, CHAIRMAN AND CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ALAIN CHAGNON, VICE-CEO
PROPOSAL #11: APPROVE REMUNERATION POLICY OF ROBERT ISSUER YES FOR FOR
PEUGEOT, CHAIRMAN AND CEO
PROPOSAL #12: APPROVE REMUNERATION POLICY OF ALAIN ISSUER YES FOR FOR
CHAGNON, VICE-CEO
PROPOSAL #13: APPROVE REMUNERATION POLICY OF BERTRAND ISSUER YES FOR FOR
FINET, VICE-CEO
PROPOSAL #14: APPROVE SEVERANCE AGREEMENT WITH ISSUER YES FOR FOR
BERTRAND FINET, VICE-CEO
PROPOSAL #15: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #16: RENEW APPOINTMENT OF SEC AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FGC UES PJSC
TICKER: FEES CUSIP: X2393G109
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 0.014 PER SHARE ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: APPROVE INTERIM DIVIDENDS OF RUB 0.001 ISSUER YES FOR FOR
PER SHARE FOR FIRST THREE MONTHS OF FISCAL 2017
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #10: RATIFY OOO RSM RUS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE TERMINATION OF COMPANY'S ISSUER YES FOR FOR
MEMBERSHIP IN ASSOCIATION OF CONSTRUCTION
ORGANIZATIONS INZHSPETSSTROY-ELECTROSETSTROY
PROPOSAL #12: APPROVE COMPANY'S MEMBERSHIP IN ISSUER YES FOR FOR
ASSOCIATION OF SUPPORT OF CONSTRUCTION INDUSTRY
ORGANIZATIONS
PROPOSAL #13: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiat Chrysler Automobiles NV
TICKER: FCA CUSIP: N31738102
MEETING DATE: 4/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.d: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.e: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.a: REELECT JOHN ELKANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.b: REELECT SERGIO MARCHIONNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.a: REELECT RONALD L. THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.b: REELECT ANDREA AGNELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.c: REELECT TIBERTO BRANDOLINI D'ADDA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.d: REELECT GLENN EARLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.e: REELECT VALERIE A. MARS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.f: REELECT RUTH J. SIMMONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.g: ELECT MICHELANGELO A. VOLPI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.h: REELECT PATIENCE WHEATCROFT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.i: REELECT ERMENEGILDO ZEGNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AMEND REMUNERATION POLICY FOR NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #6: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: APPROVE DEMERGER AGREEMENT WITH GRUPPO ISSUER YES FOR FOR
EDITORIALE L'ESPRESSO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibra Danhos
TICKER: DANHOS 13 CUSIP: P2825H138
MEETING DATE: 1/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING ISSUER YES FOR FOR
PROPOSAL #2: AMEND FIBRA DANHOS TRUST RE: REAL ESTATE ISSUER YES FOR FOR
TRUST CERTIFICATES REPURCHASE PROGRAM
PROPOSAL #3: AUTHORIZE REAL ESTATE TRUST CERTIFICATES ISSUER YES FOR FOR
REPURCHASE PROGRAM AND APPROVE MAXIMUM AMOUNT TO BE
ALLOCATED
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibra Danhos
TICKER: DANHOS 13 CUSIP: P2825H138
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: ELECT OR RATIFY MEMBERS OF TRUST ISSUER YES AGAINST AGAINST
TECHNICAL COMMITTEE
PROPOSAL #4: RATIFY REAL ESTATE TRUST CERTIFICATES ISSUER YES FOR FOR
REPURCHASE PROGRAM APPROVED BY HOLDERS MEETING ON
JAN. 31, 2017 AND EXTEND SUCH PROGRAM UNTIL MARCH 30,
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIBRA Macquarie Mexico
TICKER: FIBRAMQ 12 CUSIP: P3515D155
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPOINT CIBANCO SA INSTITUCION DE BANCA ISSUER YES FOR FOR
MULTIPLE BANCO INVEX SA INSTITUCION DE BANCA MULTIPLE
INVEX GRUPO FINANCIERO OR SCOTIABANK INVERLAT SA
INSTITUCION DE BANCA MULTIPLE AS SUBSTITUTE TRUSTEE
OF TRUST
PROPOSAL #4: RATIFY JUAN ANTONIO SALAZAR RIGAL AS ISSUER YES FOR FOR
INDEPENDENT MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #5: RATIFY ALVARO DE GARAY ARELLANO AS ISSUER YES FOR FOR
INDEPENDENT MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #6: RATIFY LUIS ALBERTO AZIZ CHECA AS ISSUER YES FOR FOR
INDEPENDENT MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #7: ELECT JAIME DE LA GARZA AS INDEPENDENT ISSUER YES FOR FOR
MEMBER OF TECHNICAL COMMITTEE
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIBRA Macquarie Mexico
TICKER: FIBRAMQ 12 CUSIP: P3515D155
MEETING DATE: 4/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND COMPENSATION SCHEME FOR ISSUER YES FOR FOR
INDEPENDENT MEMBERS OF TECHNICAL COMMITTEE, AUDIT AND
PRACTICES COMMITTEE AND INDEBTEDNESS COMMITTEE
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIBRA Macquarie Mexico
TICKER: FIBRAMQ 12 CUSIP: P3515D155
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND COMPENSATION SCHEME FOR ISSUER YES FOR FOR
INDEPENDENT MEMBERS OF TECHNICAL COMMITTEE, AUDIT AND
PRACTICES COMMITTEE AND INDEBTEDNESS COMMITTEE
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIBRA Prologis
TICKER: FIBRAPL 14 CUSIP: P4559M101
MEETING DATE: 10/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MEMBERS OF TRUST TECHNICAL ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIBRA Prologis
TICKER: FIBRAPL 14 CUSIP: P4559M101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT OR RATIFY DIRECTORS AND ALTERNATES ISSUER YES FOR FOR
OF TRUST TECHNICAL COMMITTEE
PROPOSAL #2: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
MEMBERS AND ALTERNATES OF TRUST TECHNICAL COMMITTEE
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ANNUAL REPORT OF TRUST ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIBRA Prologis
TICKER: FIBRAPL 14 CUSIP: P4559M101
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND DOCUMENTS OF OPERATION TO ALLOW ISSUER YES FOR FOR
REPURCHASE OF CERTIFICATES
PROPOSAL #2: AUTHORIZE MANAGER, COMMON REPRESENTATIVE ISSUER YES FOR FOR
AND OR TRUSTEE TO CARRY OUT ALL NECESSARY ACTIONS TO
FORMALIZE ADOPTED RESOLUTIONS
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIBRA Prologis
TICKER: FIBRAPL 14 CUSIP: P4559M101
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECEIVE REPORT FROM ADMINISTRATOR ON ISSUER YES FOR FOR
CREATION OF AN INCENTIVE FEE
PROPOSAL #2: APPROVE ISSUANCE OF ADDITIONAL REAL ISSUER YES FOR FOR
ESTATE TRUST CERTIFICATES USING THE INCENTIVE FEE
MENTIONED IN ITEM 1
PROPOSAL #3: AUTHORIZE TRUSTEE AND/OR COMMON ISSUER YES FOR FOR
REPRESENTATIVE TO CARRY OUT ALL NECESSARY ACTIONS TO
FORMALIZE ADOPTED RESOLUTIONS
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibra Uno Administracion de Mexico S.A. de C.V.
TICKER: FUNO 11 CUSIP: P3515D163
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.i: ACCEPT REPORTS OF AUDIT, CORPORATE ISSUER YES FOR FOR
PRACTICES, NOMINATING AND REMUNERATION COMMITTEES
PROPOSAL #1.ii: ACCEPT TECHNICAL COMMITTEE REPORT ON ISSUER YES FOR FOR
COMPLIANCE IN ACCORDANCE TO ARTICLE 172 OF GENERAL
MERCANTILE COMPANIES LAW
PROPOSAL #1.iii: ACCEPT REPORT OF TRUST MANAGER (F1 ISSUER YES FOR FOR
MANAGEMENT SC) IN ACCORDANCE TO ARTICLE 44-XI OF
SECURITIES MARKET LAW
PROPOSAL #1.iv: ACCEPT TECHNICAL COMMITTEE REPORT ON ISSUER YES FOR FOR
OPERATIONS AND ACTIVITIES UNDERTAKEN
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #3: ELECT OR RATIFY MEMBERS OF TECHNICAL ISSUER YES AGAINST AGAINST
COMMITTEE AND SECRETARY; VERIFY INDEPENDENCE
CLASSIFICATION
PROPOSAL #4: APPROVE REMUNERATION OF TECHNICAL ISSUER YES FOR FOR
COMMITTEE MEMBERS
PROPOSAL #5: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: 31573A109
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #2: RECTIFY AND RATIFY APPRAISAL REPORT OF ISSUER YES FOR FOR
THE INCORPORATION OF VCP FLORESTAL SA APPROVED ON
JANUARY 26, 2005, EGM
PROPOSAL #3: RATIFY RESOLUTIONS PROPOSED AT THE ISSUER YES FOR FOR
JANUARY 26, 2005, EGM
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS AND ALTERNATES ISSUER YES FOR FOR
PROPOSAL #6: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #7: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #8: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: P3997N101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE APPRECIATION RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #2: RECTIFY AND RATIFY APPRAISAL REPORT OF ISSUER YES FOR FOR
THE INCORPORATION OF VCP FLORESTAL SA APPROVED ON
JANUARY 26, 2005, EGM
PROPOSAL #3: RATIFY RESOLUTIONS PROPOSED AT THE ISSUER YES FOR FOR
JANUARY 26, 2005, EGM
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibria Celulose SA
TICKER: FIBR3 CUSIP: P3997N101
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS AND ALTERNATES ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: ELECT DIRECTOR APPOINTED BY MINORITY SHAREHOLDER NO N/A N/A
SHAREHOLDER
PROPOSAL #6: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #7: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #8: ELECT FISCAL COUNCIL MEMBERS AND ISSUER YES ABSTAIN AGAINST
ALTERNATES
PROPOSAL #8.1: ELECT SERGIO RICARDO MIRANDA NAZARE AS SHAREHOLDER YES ABSTAIN N/A
FISCAL COUNCIL MEMBER AND JORGE LUIZ PACHECO AS
ALTERNATE APPOINTED BY MINORITY SHAREHOLDER
PROPOSAL #8.2: ELECT DOMENICA EISENTEIN NORONHA AS SHAREHOLDER YES FOR N/A
FISCAL COUNCIL MEMBER AND MAURICIO ROCHA ALVES DE
CARVALHO AS ALTERNATE APPOINTED BY MINORITY
PROPOSAL #9: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIDEA Holdings Co. Ltd.
TICKER: 8713 CUSIP: J14239107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
CLARIFY DIRECTOR AUTHORITY ON SHAREHOLDER MEETINGS -
AMEND PROVISIONS ON DIRECTOR TITLES
PROPOSAL #2.1: ELECT DIRECTOR TAO, YUICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAITO, EIKICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UENO, MASASHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIOTA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KANAI, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NISHIBORI, SATORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OGAWA, SHOICHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUKUDA, KYOICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HORI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SATO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO HAND OVER PETITION SHAREHOLDER YES AGAINST FOR
CALLING FOR REFRAINING OF STRONGLY PURSUING NEGATIVE
INTEREST RATE POLICY TO GOVERNOR OF THE BANK OF JAPAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidessa group plc
TICKER: FDSA CUSIP: G3469C104
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN HAMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHRIS ASPINWALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANDY SKELTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RON MACKINTOSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ELIZABETH LAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JOHN WORBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT KEN ARCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT RICHARD LONGDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #21: AUTHORISE THE COMPANY TO USE ELECTRONIC ISSUER YES FOR FOR
COMMUNICATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fields Corp.
TICKER: 2767 CUSIP: J1348C102
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2: AMEND ARTICLES TO REDUCE DIRECTORS' TERM ISSUER YES FOR FOR
- AUTHORIZE BOARD TO DETERMINE INCOME ALLOCATION
PROPOSAL #3.1: ELECT DIRECTOR YAMAMOTO, HIDETOSHI ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: ELECT DIRECTOR SHIGEMATSU, TETSUYA ISSUER YES AGAINST AGAINST
PROPOSAL #3.3: ELECT DIRECTOR AKIYAMA, KIYOHARU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YOSHIDA, EI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KURIHARA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUJII, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR OZAWA, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YAMANAKA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR FUJISHIMA, TERUO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KAMAGATA, EIICHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR ITOI, SHIGESATO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fielmann AG
TICKER: FIE CUSIP: D2617N114
MEETING DATE: 7/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.75 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2015
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2015
PROPOSAL #5: RATIFY DELOITTE & TOUCHE GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2016
PROPOSAL #6: ELECT HANS-OTTO SCHRADER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE CREATION OF EUR 5 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fielmann AG
TICKER: FIE CUSIP: D2617N114
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.80 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY DELOITTE GMBH AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIH Mobile Limited
TICKER: 2038 CUSIP: G3472Y101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT WANG CHIEN HO AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #5: ELECT HUANG CHIN HSIEN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #6: ELECT LUO ZHONGSHENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #7: ELECT TAO YUN CHIH AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: APPROVE ISSUANCE OF SHARES UNDER THE ISSUER YES FOR FOR
SHARE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIH Mobile Limited
TICKER: 2038 CUSIP: G3472Y101
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRODUCT SALES TRANSACTION AND ISSUER YES FOR FOR
THE RELEVANT ANNUAL CAPS FOR THE THREE YEARS ENDING
DECEMBER 31, 2019
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIH Mobile Ltd.
TICKER: 2038 CUSIP: G3472Y101
MEETING DATE: 9/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRODUCT SALES TRANSACTION AND ISSUER YES FOR FOR
RELEVANT ANNUAL CAP
PROPOSAL #2: APPROVE CONSOLIDATED SERVICES AND SUB- ISSUER YES FOR FOR
CONTRACTING EXPENSE TRANSACTION AND RELEVANT ANNUAL
PROPOSAL #3: APPROVE PURCHASE TRANSACTION, THE ISSUER YES FOR FOR
SUPPLEMENTAL PURCHASE AGREEMENT AND RELEVANT ANNUAL
CAPS
PROPOSAL #4: APPROVE PRODUCT SALES TRANSACTION, THE ISSUER YES FOR FOR
SUPPLEMENTAL PRODUCT SALES AGREEMENT AND RELEVANT
ANNUAL CAPS
PROPOSAL #5: APPROVE NON-REAL PROPERTY LEASE EXPENSE ISSUER YES FOR FOR
TRANSACTION, THE SUPPLEMENTAL NON-REAL PROPERTY LEASE
EXPENSE AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #6: APPROVE CONSOLIDATED SERVICES AND SUB- ISSUER YES FOR FOR
CONTRACTING EXPENSE TRANSACTION, THE SUPPLEMENTAL
CONSOLIDATED SERVICES AND SUB-CONTRACTING EXPENSE
AGREEMENT AND RELEVANT ANNUAL CAPS
PROPOSAL #7: APPROVE EQUIPMENT PURCHASE TRANSACTION, ISSUER YES FOR FOR
THE SUPPLEMENTAL EQUIPMENT PURCHASE AGREEMENT AND
RELEVANT ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fila Korea Ltd.
TICKER: A081660 CUSIP: Y2484W103
MEETING DATE: 3/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: ELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITOR(S)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Filinvest Land, Inc.
TICKER: FLI CUSIP: Y24916101
MEETING DATE: 4/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON APRIL 22, 2016
PROPOSAL #6: APPROVE THE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR THE YEAR ENDED DEC. 31, 2016
PROPOSAL #7: RATIFY THE ACTS AND RESOLUTIONS OF THE ISSUER YES FOR FOR
BOARD OF DIRECTOR AND MANAGEMENT FOR THE YEAR 2016
PROPOSAL #8.1: ELECT MERCEDES T. GOTIANUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.2: ELECT ANDREW T. GOTIANUN, JR. AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8.3: ELECT JONATHAN T. GOTIANUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.4: ELECT LOURDES JOSEPHINE GOTIANUN YAP ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8.5: ELECT EFREN C. GUTIERREZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.6: ELECT MICHAEL EDWARD T. GOTIANUN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8.7: ELECT FRANCIS NATHANIEL C. GOTIANUN AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #8.8: ELECT LAMBERTO U. OCAMPO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.9: ELECT VAL ANTONIO B. SUAREZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPOINT EXTERNAL AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Financial Products Group Co., Ltd.
TICKER: 7148 CUSIP: J14302103
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35.5
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ISHIGURO, TADASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fincantieri SpA
TICKER: FCT CUSIP: T4R92D102
MEETING DATE: 5/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2.1.1: SLATE SUBMITTED BY INARCASSA SHAREHOLDER YES FOR N/A
PROPOSAL #2.1.2: SLATE SUBMITTED BY FINTECNA SPA SHAREHOLDER NO N/A N/A
PROPOSAL #2.2: APPOINT CHAIR OF THE BOARD OF SHAREHOLDER YES FOR N/A
STATUTORY AUDITORS
PROPOSAL #2.3: APPROVE INTERNAL AUDITORS' SHAREHOLDER YES FOR N/A
REMUNERATION
PROPOSAL #3: APPROVE PERFORMANCE SHARE PLAN 2016-2018 ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE EQUITY PLAN FINANCING RE: ISSUER YES FOR FOR
PERFORMANCE SHARE PLAN 2016-2018
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FinecoBank Banca Fineco SpA
TICKER: FBK CUSIP: T4R999104
MEETING DATE: 4/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.a: FIX NUMBER OF DIRECTORS AT 9 SHAREHOLDER YES FOR N/A
PROPOSAL #3.b: FIX BOARD TERMS FOR DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #3.c.1: SLATE 1 SUBMITTED BY UNICREDIT SPA SHAREHOLDER NO N/A N/A
PROPOSAL #3.c.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #5.1: SLATE 1 SUBMITTED BY UNICREDIT SPA SHAREHOLDER YES FOR N/A
PROPOSAL #5.2: SLATE 2 SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES AGAINST N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #6: APPROVE INTERNAL AUDITORS' REMUNERATION SHAREHOLDER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SEVERANCE PAYMENTS POLICY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE DEFERRED SHARE BONUS PLAN FOR ISSUER YES FOR FOR
TOP EXECUTIVES (2017 INCENTIVE SYSTEM)
PROPOSAL #10: APPROVE 2017 INCENTIVE PLAN FOR ISSUER YES FOR FOR
FINANCIAL ADVISORS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE 2017
INCENTIVE PLAN FOR FINANCIAL ADVISORS
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES TO SERVICE 2015-2017
PFA PLAN
PROPOSAL #1: APPROVE EQUITY PLAN FINANCING FOR 2016 ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #2: APPROVE EQUITY PLAN FINANCING FOR 2017 ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fingerprint Cards AB
TICKER: FING B CUSIP: W3147N292
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 930,000 FOR CHAIRMAN AND SEK
440,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #12: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #13a: REELECT JAN WAREBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13b: REELECT URBAN FAGERSTEDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13c: REELECT MICHAEL HALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13d: REELECT ASA HEDIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13e: REELECT TOMAS MIKAELSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13f: REELECT CARL-JOHAN VON PLOMGREN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13g: ELECT ALEXANDER KOTSINAS AS NEW ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13h: ELECT ANN-SOFIE NORDH AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13i: ELECT DIMITRIJ TITOV AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15a: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF THREE OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #15b1: COMPOSITION OF THE NOMINATING SHAREHOLDER YES AGAINST N/A
COMMITTEE: AUTHORIZE REPRESENTATIVES OF THREE OF
COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE; ALLOW AGM TO ELECT CHAIRMAN OF COMMITTEE;
GROUPING OF VOTING POWER
PROPOSAL #15b2: CALCULATION OF VOTING POWER REGARDING SHAREHOLDER YES AGAINST N/A
APPOINTMENT OF NOMINATING COMMITTEE MEMBERS
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17a: APPROVE PERFORMANCE BASED SHARE ISSUER YES FOR FOR
PROGRAM LTIP 2017
PROPOSAL #17b: APPROVE REPURCHASE OF UP TO 812,438 ISSUER YES FOR FOR
CLASS B SHARES AND TRANSFER OF SHARES TO PARTICIPANTS
UNDER LTIP 2017
PROPOSAL #17c: APPROVE THIRD PARTY EQUITY SWAP ISSUER YES FOR FOR
AGREEMENT AS ALTERNATIVE FUNDING OF LTIP 2017
PROPOSAL #18a: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #19: APPROVE SEK 416,960 REDUCTION IN SHARE ISSUER YES FOR FOR
CAPITAL VIA SHARE CANCELLATION; INCREASE SHARE
CAPITAL BY SEK 416,960 THROUGH BONUS ISSUE
PROPOSAL #20: AMEND ARTICLES OF ASSOCIATION RE: PRE- ISSUER YES FOR FOR
NOTIFICATION TO ATTEND A GENERAL MEETING OF
SHAREHOLDERS
PROPOSAL #21: APPROVE ISSUANCE OF 25 MILLION SHARES ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS
PROPOSAL #22: INSTRUCT THE BOARD TO INVESTIGATE THE SHAREHOLDER YES AGAINST N/A
POSSIBILITY OF DELISTING COMPANY'S CLASS B SHARES
FROM STOCKHOLM STOCK EXCHANGE AND LISTING SHARES ON
ANOTHER EXCHANGE
PROPOSAL #23a: DEMAND FULL COMPENSATION FROM THE SHAREHOLDER YES AGAINST N/A
PARTIES WHO HAVE CAUSED DAMAGE TO THE COMPANY IN THE
FORM OF THE PAYMENT OF ADDITIONAL FEES TO NASDAQ OMX
PROPOSAL #23b: SUE FOR DAMAGES INDIVIDUALS AND/OR SHAREHOLDER YES AGAINST N/A
LEGAL ENTITIES WHO BLATANTLY CAUSED DAMAGE TO
COMPANY'S REPUTATION ON THE MARKET
PROPOSAL #24: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
SWEDISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finnair Oy
TICKER: FIA1S CUSIP: X24877106
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.10 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 61,200 FOR CHAIRMAN, EUR 32,400 FOR
VICE CHAIRMAN, AND EUR 30,000 FOR OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT MAIJA-LIISA FRIMAN, JUSSI ISSUER YES FOR FOR
ITAVUORI, JOUKO KARVINEN (CHAIR) AND JAANA TUOMINEN
AS DIRECTORS; ELECT COLM BARRINGTON, MENGMENG DU AND
JONAS MARTENSSON AS NEW DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REISSUANCE OF UP TO 5 MILLION ISSUER YES FOR FOR
REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finning International Inc.
TICKER: FTT CUSIP: 318071404
MEETING DATE: 5/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCELO A. AWAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E.C. CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACYNTHE COTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS HARTERY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN A. NEVEU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN M. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER W. ISSUER YES FOR FOR
PATTERSON
PROPOSAL #1.10: ELECT DIRECTOR JOHN M. REID ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR L. SCOTT THOMSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DOUGLAS W.G. WHITEHEAD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND BY-LAW NO. 1 ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Firich Enterprises Co., Ltd.
TICKER: 8076 CUSIP: Y2496F106
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #6: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #7: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS
PROPOSAL #8: APPROVE THE ISSUANCE OF NEW SHARES AND ISSUER YES FOR FOR
CASH DISTRIBUTION BY CAPITALIZATION OF CAPITAL
PROPOSAL #9.1: ELECT HSU MING CHE WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 1 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT HSU LU CHE WITH SHAREHOLDER NO. ISSUER YES FOR FOR
3 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT TAI LI MING WITH ID NO. ISSUER YES FOR FOR
A102810XXX AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT CHU CHENG FANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 308 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #9.5: ELECT LEU HORNG DER WITH ID NO. ISSUER YES AGAINST AGAINST
M120426XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.6: ELECT HUANG CHUN HSI WITH ID NO. ISSUER YES AGAINST AGAINST
R121041XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.7: ELECT FANG JIN WEIU WITH ID NO. ISSUER YES AGAINST AGAINST
C220361XXX AS INDEPENDENT DIRECTOR
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Capital Realty Inc.
TICKER: FCR CUSIP: 31943B100
MEETING DATE: 5/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DORI J. SEGAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM E. PAUL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON N. HAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN S. KIMBERLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNALISA KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD MCDONELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MIA STARK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREA STEPHEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND RESTRICTED SHARE UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ADVANCE NOTICE REQUIREMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Holding Co. Ltd.
TICKER: 2892 CUSIP: Y2518F100
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF APPOINTED DIRECTORS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Gen Corporation
TICKER: FGEN CUSIP: Y2518H114
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
GENERAL MEETING HELD ON MAY 11, 2016
PROPOSAL #4: APPROVE THE ANNUAL REPORT AND AUDITED ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #5: RATIFY THE ACTS AND RESOLUTIONS ADOPTED ISSUER YES FOR FOR
BY THE BOARD OF DIRECTORS AND MANAGEMENT DURING THE
PRECEDING YEAR
PROPOSAL #6.1: ELECT OSCAR M. LOPEZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.2: ELECT FEDERICO R. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT FRANCIS GILES B. PUNO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT RICHARD B. TANTOCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT PETER D. GARRUCHO JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.6: ELECT EUGENIO L. LOPEZ III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.7: ELECT TONY TAN CAKTIONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6.8: ELECT JAIME I. AYALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.9: ELECT CIELITO F. HABITO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPOINT SGV AS EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Gulf Bank PJSC
TICKER: FGB CUSIP: M4580N105
MEETING DATE: 12/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF 1.254 NEW NBAD SHARE ISSUER YES FOR FOR
FOR EVERY 1 SHARE IN FGB IN CONNECTION WITH THE
PROPOSAL #2: APPROVE MERGER AGREEMENT BETWEEN FIRST ISSUER YES FOR FOR
GULF BANK AND NATIONAL BANK OF ABU DHABI
PROPOSAL #3: APPROVE RESOLUTIONS ADOPTED BY THE ISSUER YES FOR FOR
SHAREHOLDERS OF NBAD RE: THE MERGER
PROPOSAL #4: APPROVE DISSOLUTION OF THE COMPANY ISSUER YES FOR FOR
SUBJECT TO THE MERGER
PROPOSAL #5: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Gulf Bank PJSC
TICKER: FGB CUSIP: M4580N105
MEETING DATE: 2/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BOARD REPORT ON COMPANY ISSUER YES FOR FOR
OPERATIONS FOR FY 2016
PROPOSAL #2: APPROVE AUDITORS' REPORT ON COMPANY ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR FY 2016
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FY 2016
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF 100 PERCENT OF SHARE CAPITAL FOR FY 2016
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #7: APPROVE DISCHARGE OF AUDITORS FOR FY ISSUER YES FOR FOR
2016
PROPOSAL #8: RATIFY AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION FOR FY 2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First International Bank of Israel Ltd.
TICKER: FTIN CUSIP: M1648G106
MEETING DATE: 10/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: REELECT ZEEV BEN-ASHER AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First International Bank of Israel Ltd.
TICKER: �� FTIN CUSIP: M1648G106
MEETING DATE: 11/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYMENT TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #2: APPROVE EMPLOYMENT TERMS OF CEO ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First International Bank of Israel Ltd.
TICKER: FTIN CUSIP: M1648G106
MEETING DATE: 2/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #2: ELECT IRIT ISAACSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EMPLOYMENT TERMS OF NEWLY ISSUER YES FOR FOR
APPOINTED BOARD CHAIRMAN
PROPOSAL #4: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Majestic Silver Corp.
TICKER: FR CUSIP: 32076V103
MEETING DATE: 5/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KEITH NEUMEYER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MARJORIE CO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT A. MCCALLUM ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DOUGLAS PENROSE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DAVID SHAW ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: RE-APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR �� FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First National Financial Corporation
TICKER: FN CUSIP: 33564P103
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHEN SMITH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MORAY TAWSE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN BROUGH ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DUNCAN JACKMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ROBERT MITCHELL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PETER COPESTAKE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR BARBARA PALK ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Pacific Co., Ltd.
TICKER: 142 CUSIP: G34804107
MEETING DATE: 10/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Pacific Co., Ltd.
TICKER: 142 CUSIP: G34804107
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONTINUING CONNECTED TRANSACTION ISSUER YES FOR FOR
AND NEW ANNUAL CAPS RELATING TO NOODLES BUSINESS AND
RELATED TRANSACTIONS
PROPOSAL #2: APPROVE CONTINUING CONNECTED TRANSACTION ISSUER YES FOR FOR
AND NEW ANNUAL CAPS RELATING TO PLANTATION BUSINESS
AND RELATED TRANSACTIONS
PROPOSAL #3: APPROVE CONTINUING CONNECTED TRANSACTION ISSUER YES FOR FOR
AND NEW ANNUAL CAPS RELATING TO DISTRIBUTION
BUSINESS AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Pacific Co., Ltd.
TICKER: 142 CUSIP: G34804107
MEETING DATE: 6/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL CASH DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG AS INDEPENDENT ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD OR AUDIT AND RISK
MANAGEMENT COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #4.1: ELECT ROBERT C. NICHOLSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT BENNY S. SANTOSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT ALBERT F. DEL ROSARIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.4: ELECT TEDY DJUHAR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: AUTHORIZE BOARD OR REMUNERATION ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF DIRECTORS
PROPOSAL #6: AUTHORIZE BOARD TO APPOINT ADDITIONAL ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Philippine Holdings Corporation
TICKER: FPH CUSIP: Y2558N120
MEETING DATE: 5/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE MINUTES OF THE PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #2: APPROVE 2016 REPORTS AND THE AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR THE YEAR ENDED DEC. 31, 2016
PROPOSAL #3a: THE ELECTION OF DIRECTORS AND CORPORATE ISSUER YES FOR FOR
OFFICERS
PROPOSAL #3b: MEMBERSHIP IN THE RELEVANT COMMITTEES ISSUER YES FOR FOR
SUCH AS THE EXECUTIVE COMMITTEE
PROPOSAL #3c: DESIGNATION OF AUTHORIZED SIGNATORIES ISSUER YES FOR FOR
PROPOSAL #3d: THE RETIREMENT OF CORPORATE OFFICERS ISSUER YES FOR FOR
PROPOSAL #3e: THE APPOINTMENT OF THE PRESIDENT AND ISSUER YES FOR FOR
COO AND THE HEAD OF INTERNAL AUDIT
PROPOSAL #3f: THE INFUSION OF UP TO P1 BILLION OR ITS ISSUER YES FOR FOR
DOLLAR EQUIVALENT IN THE FORM OF LOAN, EQUITY OR
ADVANCES IN FIRST PHILIPPINE ELECTRIC CORP. (FIRST
PHILEC) AND FIRST PHILEC, INC.
PROPOSAL #3g: THE APPROVAL OF THE AUDITED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR THE CALENDAR YEAR ENDED 2015
PROPOSAL #3h: THE DECLARATION OF CASH DIVIDENDS ON ISSUER YES FOR FOR
COMMON AND PREFERRED SHARES
PROPOSAL #3i: THE EXTENSION OF THE CORPORATION'S ISSUER YES FOR FOR
SHARE BUY-BACK PROGRAM
PROPOSAL #3j: THE RECEIPT OF ADVICE FROM FIRST PHILEC ISSUER YES FOR FOR
AND FIRST PHILEC SOLAR CORP. ON THEIR SETTLEMENT OF
DISPUTES AND FILING OF APPROPRIATE CONSENT ORDER
TOGETHER WITH SUNPOWER PHILIPPINES MANUFACTURING
LIMITED TO TERMINATE ALL PENDING LEGAL PROCEEDINGS
PROPOSAL #4a: ELECT AUGUSTO ALMEDA-LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT FERDINAND EDWIN S. COSETENG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4c: ELECT PETER D. GARRUCHO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4d: ELECT ELPIDIO L. IBAÑEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: ELECT EUGENIO L. LOPEZ III AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #4f: ELECT FEDERICO R. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: ELECT MANUEL M. LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: ELECT OSCAR M. LOPEZ AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #4i: ELECT FRANCIS GILES B. PUNO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4j: ELECT ERNESTO B. RUFINO, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4k: ELECT AMADO D. VALDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4l: ELECT RIZALINA G. MANTARING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4m: ELECT ARTEMIO V. PANGANIBAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4n: ELECT JUAN B. SANTOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4o: ELECT WASHINGTON Z. SYCIP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPOINT SYCIP, GORRES, VELAYO & CO. AS ISSUER YES FOR FOR
EXTERNAL AUDITORS
PROPOSAL #6: APPROVE OTHER MATTERS �� ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Quantum Minerals Ltd.
TICKER: FM CUSIP: 335934105
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR PHILIP K.R. PASCALL ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR G. CLIVE NEWALL ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARTIN R. ROWLEY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR PETER ST. GEORGE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ANDREW B. ADAMS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR PAUL BRUNNER ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ROBERT HARDING ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MARTIN SCHADY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP (UK) ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Real Estate Investment Trust
TICKER: AW9U CUSIP: Y2560E100
MEETING DATE: 12/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SHLB ACQUISITION AND THE ISSUER YES FOR FOR
SHLB MASTER LEASE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Real Estate Investment Trust
TICKER: AW9U CUSIP: Y2560E100
MEETING DATE: 4/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT TRUSTEE'S REPORT, STATEMENT BY THE ISSUER YES FOR FOR
MANAGER, AUDITED FINANCIAL STATEMENTS AND AUDITORS'
REPORT
PROPOSAL #2: APPROVE RSM CHIO LIM LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Resources Ltd.
TICKER: EB5 CUSIP: Y2560F107
MEETING DATE: 4/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CILIANDRA FANGIONO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT HEE THENG FONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT TAN SEOW KHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714109
MEETING DATE: 12/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN WEALTH MANAGEMENT ISSUER YES FOR FOR
AMOUNT OF INTERNAL IDLE FUNDS AND RELATED
PROPOSAL #2: AMEND RULES OF PROCEDURES FOR GENERAL ISSUER YES FOR FOR
MEETINGS
PROPOSAL #3: APPROVE AMENDMENTS TO DECISION MAKING ISSUER YES FOR FOR
PRINCIPLES ON INVESTMENTS AND OPERATION
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714109
MEETING DATE: 3/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SECOND GENERAL CONTRACTING ISSUER YES FOR FOR
AGREEMENT AND RELATED TRANSACTIONS
PROPOSAL #2: AUTHORIZE BOARD TO DEAL WITH ALL MATTERS ISSUER YES FOR FOR
IN RELATION TO THE SECOND GENERAL CONTRACTING
AGREEMENT AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714109
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2016 REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE 2016 REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: APPROVE 2016 AUDITED FINANCIAL REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2016 DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #5: APPROVE SHINEWING CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITOR AND INTERNAL CONTROL AUDITOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE PROVISION OF GUARANTEES FOR THE ISSUER YES FOR FOR
FINANCIAL BUSINESS FOR THE COMPANY'S PRODUCTS
PROPOSAL #7: APPROVE PROVISION OF GUARANTEES FOR ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #8: APPROVE PURCHASE OF WEALTH MANAGEMENT ISSUER YES FOR FOR
PRODUCTS USING INTERNAL IDLE FUNDS
PROPOSAL #9: APPROVE THE INCREASE IN 2017 AND 2018 ISSUER YES FOR FOR
ANNUAL CAP AMOUNTS OF THE MATERIAL PROCUREMENT
AGREEMENT
PROPOSAL #10: APPROVE THE INCREASE IN 2017 AND 2018 ISSUER YES FOR FOR
ANNUAL CAP AMOUNTS OF THE SALE OF GOODS AGREEMENT
PROPOSAL #11: APPROVE THE INCREASE IN 2017 AND 2018 ISSUER YES FOR FOR
ANNUAL CAP AMOUNTS OF THE COMPOSITE SERVICES
PROPOSAL #1: APPROVE MERGER AND ABSORPTION OF WHOLLY- ISSUER YES FOR FOR
OWNED SUBSIDIARY
PROPOSAL #2: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Tractor Co., Ltd.
TICKER: 38 CUSIP: Y25714109
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF ISSUED H SHARE ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstGroup plc
TICKER: FGP CUSIP: G34604101
MEETING DATE: 7/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT MATTHEW GREGORY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MICK BARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT WARWICK BRADY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DRUMMOND HALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT WOLFHART HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT TIM O'TOOLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BRIAN WALLACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IMELDA WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JIM WINESTOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: APPROVE THE 2016 SHARESAVE PLAN ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstRand Ltd
TICKER: FSR CUSIP: S5202Z131
MEETING DATE: 11/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT MARY BOMELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT PETER COOPER AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.3: RE-ELECT GRANT GELINK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT LULU GWAGWA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: RE-ELECT BENEDICT VAN DER ROSS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT FAFFA KNOETZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: REAPPOINT DELOITTE & TOUCHE AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #2.2: REAPPOINT PRICEWATERHOUSECOOPERS INC ISSUER YES FOR FOR
AS AUDITORS OF THE COMPANY
PROPOSAL #1: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #4: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
PROPOSAL #1: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.1: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
DIRECTORS AND PRESCRIBED OFFICERS AS EMPLOYEE SHARE
SCHEME BENEFICIARIES
PROPOSAL #2.2: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
RELATED AND INTER-RELATED ENTITIES
PROPOSAL #3: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: ADOPT NEW MEMORANDUM OF INCORPORATION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstService Corporation
TICKER: FSV CUSIP: 33767E103
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #2a: ELECT DIRECTOR BRENDAN CALDER ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR BERNARD I. GHERT ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR JAY S. HENNICK ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR D. SCOTT PATTERSON ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR FREDERICK F. REICHHELD ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR MICHAEL STEIN ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR ERIN J. WALLACE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fisher & Paykel Healthcare Corp
TICKER: FPH CUSIP: Q38992105
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MICHAEL DANIELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT DONAL O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT LEWIS GRADON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SCOTT ST JOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #6: APPROVE THE GRANT OF PERFORMANCE SHARE ISSUER YES FOR FOR
RIGHTS TO LEWIS GRADON, MANAGING DIRECTOR AND CEO OF
THE COMPANY
PROPOSAL #7: APPROVE THE GRANT OF OPTIONS TO LEWIS ISSUER YES FOR FOR
GRADON, MANAGING DIRECTOR AND CEO OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q105
MEETING DATE: 11/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q105
MEETING DATE: 12/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FU DEBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q105
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE BOARD OF SHAREHOLDER YES FOR FOR
SUPERVISORS
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS ESTIMATES
PROPOSAL #7: APPROVE APPLICATION OF 2017 BANK CREDIT ISSUER YES FOR FOR
LINES
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES FOR FOR
SUBSIDIARY
PROPOSAL #9: APPROVE REPORT ON THE DEPOSIT AND USAGE ISSUER YES FOR FOR
OF RAISED FUNDS
PROPOSAL #10: APPROVE REPORT OF THE INDEPENDENT ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #12: ELECT CHEN LIBIN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
PROPOSAL #13: ELECT WANG BAOYING AS SUPERVISOR SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiyta Holdings Ltd.
TICKER: 200026 CUSIP: Y7740Q105
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHAREHOLDER RETURN PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES AGAINST AGAINST
ASSOCIATION
PROPOSAL #3: AMEND RULES AND PROCEDURES REGARDING ISSUER YES AGAINST AGAINST
GENERAL MEETINGS OF SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fletcher Building Ltd.
TICKER: FBU CUSIP: Q3915B105
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANTONY CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT ALAN JACKSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT RALPH NORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fleury S.A.
TICKER: FLRY3 CUSIP: P418BW104
MEETING DATE: 7/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fleury S.A.
TICKER: FLRY3 CUSIP: P418BW104
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: RATIFY DIVIDENDS AND INTEREST-ON- ISSUER YES FOR FOR
CAPITAL-STOCK PAYMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fleury S.A.
TICKER: FLRY3 CUSIP: P418BW104
MEETING DATE: 4/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLE 19 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 21 ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE 33 ISSUER YES FOR FOR
PROPOSAL #5: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fleury S.A.
TICKER: FLRY3 CUSIP: P418BW104
MEETING DATE: 6/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY CAPITAL INCREASE RE: EXERCISE OF ISSUER YES FOR FOR
STOCK OPTIONS AND AMEND ARTICLE 5 ACCORDINGLY
PROPOSAL #2: APPROVE 1:2 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES AND CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FlexiGroup Ltd.
TICKER: FXL CUSIP: Q39082104
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT RAJEEV DHAWAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE THE GRANT OF INCENTIVE RIGHTS TO ISSUER YES FOR FOR
SYMON BREWIS-WESTON, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLEXium Interconnect Inc
TICKER: 6269 CUSIP: Y2573J104
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION AND ISSUANCE ISSUER YES FOR FOR
OF NEW SHARES BY CAPITALIZATION OF CAPITAL RESERVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flight Centre Travel Group Ltd
TICKER: FLT CUSIP: Q39175106
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT GARY SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flow Traders NV
TICKER: FLOW CUSIP: N33101101
MEETING DATE: 9/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MARCEL JONGMANS TO MANAGEMENT ISSUER YES FOR FOR
BOARD AND CFO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flow Traders NV
TICKER: FLOW CUSIP: N33101101
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.c: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.e: APPROVE DIVIDENDS OF EUR 1.25 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #5.b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 5.A
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLSmidth & Co.A/S
TICKER: FLS CUSIP: K90242130
MEETING DATE: 3/30/2017 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3a: APPROVE ACTUAL REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS FOR 2016 IN THE AGGREGATE AMOUNT OF DKK 5.9
PROPOSAL #3b: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2017 IN THE AMOUNT OF DKK 1.3 MILLION FOR THE
CHAIRMAN, DKK 900,000 FOR THE VICE CHAIRMAN AND DKK
450,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 6 PER SHARE
PROPOSAL #5a: REELECT VAGN SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: REELECT TOM KNUTZEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: REELECT CAROLINE MARIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT MARIUS KLOPPERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: REELECT RICHARD SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: ELECT ANNE EBERHARD AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: AMEND ARTICLES RE: COMPANY ISSUER YES FOR FOR
ANNOUNCEMENTS IN ENGLISH ONLY
PROPOSAL #7.2: AMEND ARTICLES RE: ELECTRONIC ISSUER YES FOR FOR
COMMUNICATION WITH SHAREHOLDERS
PROPOSAL #7.3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7.4: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flughafen Wien AG
TICKER: FLU CUSIP: A2048V142
MEETING DATE: 5/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.625 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG AUSTRIA AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT EWALD KIRSCHNER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.2: ELECT KARIN REST AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #6.3: ELECT BETTINA GLATZ-KREMSNER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #6.4: ELECT RICHARD GRASL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.5: ELECT WERNER KERSCHL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.6: ELECT LARS BESPOLKA AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.7: ELECT WOLFGANG RUTTENSTORFER AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #6.8: ELECT ROBERT LASSHOFER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.9: ELECT HERBERT PAIERL AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #6.10: ELECT GERHARD STARSICH AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7: AMEND ARTICLES RE: PARTICIPATION AT ISSUER YES FOR FOR
GENERAL MEETING
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flughafen Zuerich AG
TICKER: FHZN CUSIP: H26552135
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
ORDINARY DIVIDENDS OF CHF 3.20 PER SHARE
PROPOSAL #6.2: APPROVE DIVIDENDS FROM CAPITAL ISSUER YES FOR FOR
CONTRIBUTION RESERVES OF CHF 3.20 PER SHARE
PROPOSAL #7.1: APPROVE REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS IN THE AMOUNT OF CHF 1.6 MILLION
PROPOSAL #7.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 4.4 MILLION
PROPOSAL #8.1.1: REELECT GUGLIELMO BRENTEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.1.2: REELECT CORINE MAUCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1.3: REELECT ANDREAS SCHMID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1.4: ELECT JOSEF FELDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1.5: ELECT STEPHAN GEMKOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: ELECT ANDREAS SCHMID AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #8.3.1: APPOINT VINCENT ALBERS AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.3.2: APPOINT GUGLIELMO BRENTEL AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8.3.3: APPOINT EVELINE SAUPPER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.3.4: APPOINT ANDREAS SCHMID AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.4: DESIGNATE MARIANNE SIEGER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #8.5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flytech Technology Co., Ltd.
TICKER: 6206 CUSIP: Y2572Z109
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fnac Darty
TICKER: FNAC CUSIP: F4604M107
MEETING DATE: 5/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE NON-DEDUCTIBLE EXPENSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ABSENCE ISSUER YES FOR FOR
OF DIVIDENDS
PROPOSAL #5: REELECT BRIGITTE TAITTINGER-JOUYET AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT CAROLE FERRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT HELOISE TEMPLE-BOYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RENEW APPOINTMENT OF DELOITTE ET ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #9: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHAIRMAN AND CEO
PROPOSAL #10: APPROVE REMUNERATION POLICY OF CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 360,000
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 13 MILLION
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS WITH A
BINDING PRIORITY RIGHT, UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 5.2 MILLION
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.6 MILLION
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.6 MILLION
PROPOSAL #17: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: AUTHORIZE BOARD TO SET ISSUE PRICE FOR ISSUER YES FOR FOR
10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO
ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #20: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR13 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #22: CHANGE COMPANY NAME TO FNAC DARTY AND ISSUER YES FOR FOR
AMEND ARTICLE 3 OF BYLAWS ACCORDINGLY
PROPOSAL #23: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #24: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FocalTech Systems Co., Ltd.
TICKER: 3545 CUSIP: Y6492K100
MEETING DATE: 6/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT GENDA HU WITH SHAREHOLDER NO. ISSUER YES FOR FOR
85607 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT M.C. LIAO WITH SHAREHOLDER NO. 5 ISSUER YES FOR FOR
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT JAMES LIAO WITH SHAREHOLDER NO. ISSUER YES FOR FOR
57607 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT H.P. SHIEH, REPRESENTATIVE OF ISSUER YES FOR FOR
GWAA LLC, WITH SHAREHOLDER NO. 62665 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #4.5: ELECT YEN SHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
MAXBASE HOLDINGS LIMITED, WITH SHAREHOLDER NO. 56285
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT CHINTAY SHIH, WITH ID NO. ISSUER YES FOR FOR
R101349XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.7: ELECT CHAN JANE LIN, WITH ID NO. ISSUER YES FOR FOR
R203128XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT LIN SHAN LEE, WITH ID NO. ISSUER YES FOR FOR
E102413XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT MORRIS TU, WITH ID NO. ISSUER YES FOR FOR
F123493XXX, AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
AND REPRESENTATIVES
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Folli Follie Group
TICKER: FFGRP CUSIP: X1890Z115
MEETING DATE: 6/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND NON ISSUER YES FOR FOR
DISTRIBUTION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND FIX THEIR ISSUER YES AGAINST AGAINST
REMUNERATION
PROPOSAL #5: APPROVE DIRECTOR REMUNERATION FOR 2016 ISSUER YES AGAINST AGAINST
AND PRE-APPROVE DIRECTOR REMUNERATION FOR 2017
PROPOSAL #6: APPROVE GUARANTEES TO SUBSIDIARIES ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE DEBT ISSUANCE ISSUER YES FOR FOR
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fomento de Construcciones y Contratas, S.A.
TICKER: FCC CUSIP: E52236143
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS AND DISCHARGE OF BOARD
PROPOSAL #2: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #3: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4.1: REELECT EAC INVERSIONES CORPORATIVAS ISSUER YES FOR FOR
SL AS DIRECTOR
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.2: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE COMPANY TO CALL EGM WITH 15 ISSUER YES FOR FOR
DAYS' NOTICE
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fomento Economico Mexicano S.A.B. de C.V. FEMSA
TICKER: FEMSA UBD CUSIP: P4182H115
MEETING DATE: 3/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND CASH ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: SET MAXIMUM AMOUNT OF SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #5: ELECT DIRECTORS AND SECRETARIES, VERIFY ISSUER YES FOR FOR
DIRECTOR'S INDEPENDENCE CLASSIFICATION AS PER MEXICAN
SECURITIES LAW, AND APPROVE THEIR REMUNERATION
PROPOSAL #6: ELECT MEMBERS AND CHAIRMEN OF FINANCE ISSUER YES FOR FOR
AND PLANNING, AUDIT, AND CORPORATE PRACTICES
COMMITTEES; APPROVE THEIR REMUNERATION
PROPOSAL #7: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #8: APPROVE MINUTES OF MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fonciere des Regions
TICKER: FDR CUSIP: F3832Y172
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 4.40 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE REMUNERATION POLICY OF JEAN ISSUER YES FOR FOR
LAURENT, CHAIRMAN
PROPOSAL #6: NON-BINDING VOTE ON COMPENSATION OF JEAN ISSUER YES FOR FOR
LAURENT, CHAIRMAN
PROPOSAL #7: APPROVE REMUNERATION POLICY OF ISSUER YES FOR FOR
CHRISTOPHE KULLMANN, CEO
PROPOSAL #8: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHE KULLMANN, CEO
PROPOSAL #9: APPROVE REMUNERATION POLICY OF OLIVIER ISSUER YES FOR FOR
ESTEVE, VICE-CEO
PROPOSAL #10: NON-BINDING VOTE ON COMPENSATION OF ISSUER YES FOR FOR
OLIVIER ESTEVE, VICE-CEO
PROPOSAL #11: REELECT JEAN-LUC BIAMONTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT SYLVIE OUZIEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT PREDICA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT PIERRE VAQUIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 22 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 55 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS, BUT WITH
A BINDING PRIORITY RIGHT, UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 22 MILLION
PROPOSAL #20: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL FOR FUTURE EXCHANGE
OFFERS
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #23: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foosung Co. Ltd.
TICKER: A093370 CUSIP: Y2574Q107
MEETING DATE: 3/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2: APPOINT SONG YOUNG-SOO AS INTERNAL ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forbo Holding AG
TICKER: FORN CUSIP: H26865214
MEETING DATE: 4/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 19 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5: AMEND ARTICLES RELATED TO THE LONG-TERM ISSUER YES FOR FOR
COMPENSATION PLAN OF THE EXECUTIVE COMMITTEE
PROPOSAL #6.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 4 MILLION
PROPOSAL #6.3: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 2.3 MILLION
PROPOSAL #6.4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 1.5 MILLION
PROPOSAL #6.5: APPROVE MAXIMUM VARIABLE LONG-TERM ISSUER YES FOR FOR
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 225,000
PROPOSAL #7.1: REELECT THIS SCHNEIDER AS DIRECTOR AND ISSUER YES FOR FOR
AS BOARD CHAIRMAN
PROPOSAL #7.2: REELECT PETER ALTORFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: REELECT MICHAEL PIEPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: REELECT CLAUDIA CONINX-KACZYNSKI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: REELECT RETO MUELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: REELECT VINCENT STUDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.1: APPOINT PETER ALTORFER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.2: APPOINT CLAUDIA CONINX-KACZYNSKI AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #8.3: APPOINT MICHAEL PIEPER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #9: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: DESIGNATE RENE PEYER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Otomotiv Sanayi AS
TICKER: FROTO CUSIP: M7608S105
MEETING DATE: 11/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Otomotiv Sanayi AS
TICKER: FROTO CUSIP: M7608S105
MEETING DATE: 3/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLE 6 IN COMPANY BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2017 AND RECEIVE INFORMATION ON DONATIONS MADE IN
PROPOSAL #13: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Chemicals & Fibre Corporation
TICKER: 1326 CUSIP: Y25946107
MEETING DATE: 6/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: TRANSACT OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa International Hotels Corporation
TICKER: 2707 CUSIP: Y2603W109
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DISTRIBUTION FROM CAPITAL ISSUER YES FOR FOR
RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Petrochemical Corp.
TICKER: 6505 CUSIP: Y2608S103
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Plastics Corp.
TICKER: 1301 CUSIP: Y26095102
MEETING DATE: 6/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosa Taffeta Co. Ltd.
TICKER: 1434 CUSIP: Y26154107
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #4.1: ELECT WONG WEN YUAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF FORMOSA CHEMICALS AND FIBRE CORPORATION WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.2: ELECT HSIE SHIH MING, A REPRESENTATIVE ISSUER YES FOR FOR
OF KAI FU ENTERPRISE CO., LTD. WITH SHAREHOLDER NO.
208207 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.3: ELECT HONG FU YUAN, A REPRESENTATIVE ISSUER YES FOR FOR
OF FORMOSA CHEMICALS AND FIBRE CORPORATION WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.4: ELECT HUANG DONG TERNG, A ISSUER YES FOR FOR
REPRESENTATIVE OF FORMOSA CHEMICALS AND FIBRE
CORPORATION WITH SHAREHOLDER NO. 2 AS NON-INDEPENDENT
DIRECTOR
PROPOSAL #4.5: ELECT LEE MING CHANG, A REPRESENTATIVE ISSUER YES FOR FOR
OF FORMOSA CHEMICALS AND FIBRE CORPORATION WITH
SHAREHOLDER NO. 2 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.6: ELECT TSAI TIEN SHUAN, A ISSUER YES FOR FOR
REPRESENTATIVE OF FORMOSA CHEMICALS AND FIBRE
CORPORATION WITH SHAREHOLDER NO. 2 AS NON-INDEPENDENT
PROPOSAL #4.7: ELECT LEE MAN CHUN, A REPRESENTATIVE ISSUER YES FOR FOR
OF CHANGHUA COUNTY SHU-WANG LAI'S WELFARE AND CHARITY
FOUNDATION WITH SHAREHOLDER NO. 14515 AS NON-
INDEPENDENT DIRECTOR
PROPOSAL #4.8: ELECT HSIEH MING DER WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 90 AS NON-INDEPENDENT DIRECTOR
PROPOSAL #4.9: ELECT CHENG YU WITH ID NO. P102776XXX ISSUER YES FOR FOR
AS INDEPENDENT DIRECTOR
PROPOSAL #4.10: ELECT WANG KUNG WITH ID NO. ISSUER YES FOR FOR
A100684XXX AS INDEPENDENT DIRECTOR
PROPOSAL #4.11: ELECT KUO CHIA CHI WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 218419 AS INDEPENDENT DIRECTOR
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formosan Rubber Group Inc.
TICKER: 2107 CUSIP: Y2604N108
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CAPITAL DECREASE VIA CASH ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Formula Systems (1985) Ltd.
TICKER: FORTY CUSIP: M46518102
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT MAREK PANEK AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2: REELECT RAFAL KOZLOWSKI AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #3: REELECT DAFNA COHEN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #4: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #4A: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER OR DO NOT HAVE A PERSONAL INTEREST IN ONE
OR SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY
CARD; OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN.
PROPOSAL #5: REAPPOINT KOST, FORER, GABBAY, AND ISSUER YES FOR FOR
KASIERER AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortescue Metals Group Ltd.
TICKER: FMG CUSIP: Q39360104
MEETING DATE: 11/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT ELIZABETH GAINES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT SHARON WARBURTON AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortis Healthcare Limited
TICKER: 532843 CUSIP: Y26160104
MEETING DATE: 9/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE LOCATION OF REGISTERED OFFICE AND ISSUER YES FOR FOR
AMEND MEMORANDUM OF ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortis Healthcare Limited
TICKER: 532843 CUSIP: Y26160104
MEETING DATE: 9/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT SUNIL GODHWANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT RAVI UMESH MEHROTRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE HASKINS & SELLS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE REMUNERATION OF COST AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
ALL NON-INDEPENDENT DIRECTORS TO HOLD A PLACE OF
PROFIT UNDER THE COMPANY OR ITS SUBSIDIARY OR
ASSOCIATE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortis Healthcare Limited
TICKER: 532843 CUSIP: Y26160104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT AND ISSUER YES FOR FOR
AMALGAMATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortis Healthcare Limited
TICKER: 532843 CUSIP: Y26160104
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortis Inc.
TICKER: FTS CUSIP: 349553107
MEETING DATE: 5/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRACEY C. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PIERRE J. BLOUIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE T. BORGARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAURA J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARITA K. DILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IDA J. GOODREAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS J. HAUGHEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. HARRY MCWATTERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD D. MUNKLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARRY V. PERRY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOSEPH L. WELCH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JO MARK ZUREL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortress Income Fund Ltd
TICKER: FFA CUSIP: S30252241
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.1: ELECT IRAJ ABEDIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.2: ELECT RUAL BORNMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.3: ELECT ANDREW TEIXEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.4: ELECT TSHIAMO MATLAPENG-VILAKAZI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.5: ELECT BANUS VAN DER WALT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.6: ELECT JAN POTGIETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.7: ELECT FAREED WANIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.8: ELECT STEVEN BROWN AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.1: RE-ELECT MARK STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.2: RE-ELECT KURA CHIHOTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.3: RE-ELECT DJURK VENTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT DJURK VENTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2: ELECT JAN POTGIETER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT KURA CHIHOTA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH B GREYLING AS THE DESIGNATED
AUDIT PARTNER
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF SHARES FOR CASH FOR ISSUER YES FOR FOR
BLACK ECONOMIC EMPOWERMENT PURPOSES
PROPOSAL #7: AMEND THE FORTRESS SHARE PURCHASE TRUST ISSUER YES FOR FOR
DEED
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE FOR THE ISSUER YES FOR FOR
PURCHASE OF SUBSCRIPTION FOR ITS SHARES TO A BEE
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortress Income Fund Ltd
TICKER: FFA CUSIP: S30252258
MEETING DATE: 11/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.1: ELECT IRAJ ABEDIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.2: ELECT RUAL BORNMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.3: ELECT ANDREW TEIXEIRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.4: ELECT TSHIAMO MATLAPENG-VILAKAZI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.1.5: ELECT BANUS VAN DER WALT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.6: ELECT JAN POTGIETER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.7: ELECT FAREED WANIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.1.8: ELECT STEVEN BROWN AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.2.1: RE-ELECT MARK STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.2: RE-ELECT KURA CHIHOTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2.3: RE-ELECT DJURK VENTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: RE-ELECT DJURK VENTER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.2: ELECT JAN POTGIETER AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #2.3: RE-ELECT KURA CHIHOTA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH B GREYLING AS THE DESIGNATED
AUDIT PARTNER
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #5: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE ISSUE OF SHARES FOR CASH FOR ISSUER YES FOR FOR
BLACK ECONOMIC EMPOWERMENT PURPOSES
PROPOSAL #7: AMEND THE FORTRESS SHARE PURCHASE TRUST ISSUER YES FOR FOR
DEED
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #2: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE FOR THE ISSUER YES FOR FOR
PURCHASE OF SUBSCRIPTION FOR ITS SHARES TO A BEE
PROPOSAL #4: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE RATIFICATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortum Oyj
TICKER: FORTUM CUSIP: X2978Z118
MEETING DATE: 4/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.10 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 75,000 FOR CHAIRMAN, EUR57,000 FOR
VICE CHAIRMAN, AND EUR 40,000 FOR OTHER DIRECTORS;
APPROVE ATTENDANCE FEESFOR BOARD AND COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT SARI BALDAUF (CHAIRMAN), HEINZ- ISSUER YES FOR FOR
WERNER BINZEL, EVA HAMILTON, KIM IGNATIUS, TAPIO
KUULA AND VELI-MATTI REINIKKALA AS DIRECTORS; ELECT
MATTI LIEVONEN AND ANJA MCALISTER AS NEW DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortune Real Estate Investment Trust
TICKER: F25U CUSIP: Y2616W104
MEETING DATE: 4/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AUDITED FINANCIAL STATEMENTS AND
AUDITORS' REPORT
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AND ISSUER YES FOR FOR
DELOITTE TOUCHE TOHMATSU AS AUDITORS AND AUTHORIZE
MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: ELECT CHUI SING LOI (TSUI SING LOI) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT CHENG AI PHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT YEO ANNIE (YEO MAY ANN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: AUTHORIZE UNIT REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forus S.A.
TICKER: FORUS CUSIP: P4371J104
MEETING DATE: 4/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #b: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #c: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FISCAL YEAR 2017; PRESENT REPORT ON BOARD'S EXPENSES
FOR FISCAL YEAR 2016
PROPOSAL #d: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE FOR FISCAL YEAR 2017; PRESENT REPORT ON
DIRECTORS' COMMITTEE EXPENSES AND ACTIVITIES FOR
FISCAL YEAR 2016
PROPOSAL #e: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #f: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #g: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #h: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #i: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foshan Electrical and Lighting Co., Ltd.
TICKER: 000541 CUSIP: Y2618H105
MEETING DATE: 8/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foshan Electrical and Lighting Co., Ltd.
TICKER: 000541 CUSIP: Y2618H105
MEETING DATE: 10/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT QI SIYIN AS NON-INDEPENDENT SHAREHOLDER YES FOR N/A
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foshan Electrical and Lighting Co., Ltd.
TICKER: 000541 CUSIP: Y2618H105
MEETING DATE: 4/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: APPOINT 2017 APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISPOSAL OF EQUITY ISSUER YES FOR FOR
PROPOSAL #9: APPROVE 2017 DAILY RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #10: APPROVE USAGE OF PORTION OF IDLE FUNDS ISSUER YES FOR FOR
TO INVEST IN BANK FINANCIAL PRODUCTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foshan Huaxin Packaging Co.,Ltd.
TICKER: 200986 CUSIP: Y2618B108
MEETING DATE: 12/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT XU CHANGLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foshan Huaxin Packaging Co.,Ltd.
TICKER: 200986 CUSIP: Y2618B108
MEETING DATE: 4/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2017 FINANCIAL BUDGET REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ANNUAL REPORT AND SUMMARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DAILY RELATED PARTY TRANSACTIONS ISSUER YES FOR FOR
OF THE COMPANY AND SUBSIDIARY
PROPOSAL #8: APPROVE PROVISION OF GUARANTEE TO ISSUER YES AGAINST AGAINST
SUBSIDIARIES
PROPOSAL #9: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #10: APPROVE ISSUANCE OF CORPORATE BONDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF MEDIUM-TERM NOTES ISSUER YES FOR FOR
WITHIN LIMIT AND SPECIAL AUTHORIZATIONS
PROPOSAL #12: APPROVE APPOINTMENT OF AUDITOR ISSUER YES FOR FOR
PROPOSAL #13.1: ELECT HUANG XIN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.2: ELECT JI XIANGDONG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.3: ELECT HONG JUN AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.4: ELECT ZHANG QIANG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.5: ELECT YE MENG AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13.6: ELECT YANG WEIXING AS NON-INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.1: ELECT XU ZHANGLONG AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.2: ELECT ZHANG WENJING AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14.3: ELECT LI JUN AS INDEPENDENT DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15.1: ELECT REN XIAOMING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #15.2: ELECT ZHANG HONG AS SUPERVISOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foster Electric Co. Ltd.
TICKER: 6794 CUSIP: J13650106
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR YOSHIZAWA, HIROMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NARIKAWA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KISHI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR LU SAN TIE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIRAKAWA, HIDETOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUMOTO, MINORU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MATSUDA, CHIEKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR INOKUMA, ISSUER YES FOR FOR
TSUTOMU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR GOTO, ISSUER YES FOR FOR
YASUHIRO
PROPOSAL #4: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fosun International Ltd
TICKER: 656 CUSIP: Y2618Y108
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT ZHANG HUAQIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DAVID T. ZHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT YANG CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT WANG CAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT KANG LAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT GONG PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT LEE KAI-FU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fosun International Ltd
TICKER: 656 CUSIP: Y2618Y108
MEETING DATE: 6/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SPECIFIC MANDATE TO ISSUE NEW ISSUER YES FOR FOR
AWARD SHARES TO COMPUTERSHARE HONG KONG TRUSTEES
LIMITED UNDER SHARE AWARD SCHEME
PROPOSAL #1b: APPROVE GRANT OF AWARD SHARES TO CHEN ISSUER YES FOR FOR
QIYU UNDER THE SHARE AWARD SCHEME
PROPOSAL #1c: APPROVE GRANT OF AWARD SHARES TO XU ISSUER YES FOR FOR
XIAOLIANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1d: APPROVE GRANT OF AWARD SHARES TO QIN ISSUER YES FOR FOR
XUETANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1e: APPROVE GRANT OF AWARD SHARES TO WANG ISSUER YES FOR FOR
CAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #1f: APPROVE GRANT OF AWARD SHARES TO KANG ISSUER YES FOR FOR
LAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #1g: APPROVE GRANT OF AWARD SHARES TO GONG ISSUER YES FOR FOR
PING UNDER THE SHARE AWARD SCHEME
PROPOSAL #1h: APPROVE GRANT OF AWARD SHARES TO ZHANG ISSUER YES FOR FOR
SHENGMAN UNDER THE SHARE AWARD SCHEME
PROPOSAL #1i: APPROVE GRANT OF AWARD SHARES TO ZHANG ISSUER YES FOR FOR
HUAQIAO UNDER THE SHARE AWARD SCHEME
PROPOSAL #1j: APPROVE GRANT OF AWARD SHARES TO DAVID ISSUER YES FOR FOR
T. ZHANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1k: APPROVE GRANT OF AWARD SHARES TO YANG ISSUER YES FOR FOR
CHAO UNDER THE SHARE AWARD SCHEME
PROPOSAL #1l: APPROVE GRANT OF AWARD SHARES TO LEE ISSUER YES FOR FOR
KAI-FU UNDER THE SHARE AWARD SCHEME
PROPOSAL #1m: APPROVE GRANT OF AWARD SHARES TO QIAN ISSUER YES FOR FOR
JIANNONG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1n: APPROVE GRANT OF AWARD SHARES TO WANG ISSUER YES FOR FOR
JIPING UNDER THE SHARE AWARD SCHEME
PROPOSAL #1o: APPROVE GRANT OF AWARD SHARES TO LI JUN ISSUER YES FOR FOR
UNDER THE SHARE AWARD SCHEME
PROPOSAL #1p: APPROVE GRANT OF AWARD SHARES TO XU ISSUER YES FOR FOR
LINGJIANG UNDER THE SHARE AWARD SCHEME
PROPOSAL #1q: APPROVE GRANT OF AWARD SHARES TO ISSUER YES FOR FOR
SELECTED PARTICIPANTS UNDER THE SHARE AWARD SCHEME
PROPOSAL #1r: AUTHORIZE BOARD TO DEAL WITH ALL ISSUER YES FOR FOR
MATTERS IN RELATION TO THE ISSUANCE OF NEW AWARD
SHARES UNDER THE SHARE AWARD SCHEME
PROPOSAL #2: ADOPT SHANGHAI HENLIUS SHARE OPTION ISSUER YES FOR FOR
INCENTIVE SCHEME AND AUTHORIZE BOARD TO ISSUE SHARES
UNDER THE SHANGHAI HENLIUS SHARE OPTION INCENTIVE
SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fourlis Holdings SA
TICKER: FOYRK CUSIP: X29966177
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND FIX THEIR ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPOINT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REDUCTION IN ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #8: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foxconn Technology Co. Ltd
TICKER: 2354 CUSIP: Y3002R105
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foxtons Group PLC
TICKER: FOXT CUSIP: G3654P100
MEETING DATE: 5/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: ELECT MARK BERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDREW ADCOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAN BARLOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MICHAEL BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT NICHOLAS BUDDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GARRY WATTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE THE AUDIT COMMITTEE TO FIX �� ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: APPROVE SHARE OPTION PLAN �� ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FP Corporation
TICKER: 7947 CUSIP: J13671102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SATO, MORIMASA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKANISHI, TOMOKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAGAI, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IKEGAMI, ISAO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UEGAKIUCHI, SHOJI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YASUDA, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OKA, KOJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SATO, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NAGAO, HIDETOSHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KOBAYASHI, KENJI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TAWARA, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FUKIYAMA, IWAO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR NISHIMURA, KIMIKO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTOR RETIREMENT BONUS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FPC Par Corretora de Seguros S.A.
TICKER: PARC3 CUSIP: P4R92B100
MEETING DATE: 12/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FPC PAR Corretora de Seguros S.A.
TICKER: PARC3 CUSIP: P4R92B100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2016
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: DISMISS ARISTOTELES ALVES MENEZES JUNIOR ISSUER YES FOR FOR
AS DIRECTOR AND ELECT GUSTAVO DE MORAES FERNANDES AS
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FPC PAR Corretora de Seguros S.A.
TICKER: PARC3 CUSIP: P4R92B100
MEETING DATE: 4/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #2: CHANGE COMPANY NAME AND AMEND ARTICLES ISSUER YES FOR FOR
RE: CORPORATE PURPOSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FPC PAR Corretora de Seguros S.A.
TICKER: PARC3 CUSIP: P4R92B100
MEETING DATE: 5/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FERNANDO CARLOS BORGES DE MELO ISSUER YES FOR FOR
FILHO AS BOARD CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FRANCE BED HOLDINGS CO LTD
TICKER: 7840 CUSIP: J1369K108
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12.5
PROPOSAL #2.1: ELECT DIRECTOR IKEDA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIMADA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIGASHIJIMA, SATORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UEDA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KADOTA, KAZUMI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
PROPOSAL #4: APPROVE EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER WATANABE, SATOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franco-Nevada Corporation
TICKER: FNV CUSIP: 351858105
MEETING DATE: 5/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERRE LASSONDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID HARQUAIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOM ALBANESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEREK W. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GRAHAM FARQUHARSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHARINE FARROW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS GIGNAC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDALL OLIPHANT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID R. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fraport AG Frankfurt Airport Services Worldwide
TICKER: FRA CUSIP: D3856U108
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS GMBH AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #6: APPROVE CREATION OF EUR 3.5 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #7: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
FRAGROUND FRAPORT GROUND SERVICES GMBH AND
FRAPORTAUSBAU SUED GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frasers Centrepoint Trust
TICKER: J69U CUSIP: Y2642S101
MEETING DATE: 1/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE THE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frasers Commercial Trust
TICKER: ND8U CUSIP: Y2643G122
MEETING DATE: 1/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT REPORT OF THE TRUSTEE, STATEMENT ISSUER YES FOR FOR
BY THE MANAGER, AND AUDITED FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE THE MANAGER TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freeman Financial Corporation Ltd.
TICKER: 279 CUSIP: G36630252
MEETING DATE: 9/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT LO KAN SUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHANG YONGDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT CHEUNG WING PING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT AGUSTIN V. QUE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #10: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #11: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freeman Financial Corporation Ltd.
TICKER: 279 CUSIP: G36630252
MEETING DATE: 9/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE ENGLISH NAME AND DUAL FOREIGN ISSUER YES FOR FOR
NAME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freeman FinTech Corporation Ltd.
TICKER: 279 CUSIP: G36630252
MEETING DATE: 11/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE AND PURCHASE AGREEMENT AND ISSUER YES FOR FOR
RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: freenet AG
TICKER: FNTN CUSIP: D3689Q134
MEETING DATE: 6/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2017
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST QUARTER OF FISCAL 2018
PROPOSAL #6.1: ELECT SABINE CHRISTIANSEN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT FRAENZI KUEHNE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT THORSTEN KRAEMER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.4: ELECT HELMUT THOMA TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.5: ELECT MARC TUENGLER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.6: ELECT ROBERT WEIDINGER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freightways Ltd.
TICKER: FRE CUSIP: Q3956J108
MEETING DATE: 10/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PETER KEAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MARK VERBIEST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresenius Medical Care AG & Co. KGAA
TICKER: FME CUSIP: D2734Z107
MEETING DATE: 5/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.96 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresenius SE & Co KGaA
TICKER: FRE CUSIP: D27348263
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.62 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
PROPOSAL #6: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND REMUNERATION OF SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresnillo PLC
TICKER: FRES CUSIP: G371E2108
MEETING DATE: 5/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALBERTO BAILLERES AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT JUAN BORDES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ARTURO FERNANDEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JAIME LOMELIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALEJANDRO BAILLERES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT FERNANDO RUIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHARLES JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GUY WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BARBARA LAGUERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JAIME SERRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ALBERTO TIBURCIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT DAME JUDITH MACGREGOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frutarom Industries Ltd.
TICKER: FRUT CUSIP: M4692H103
MEETING DATE: 1/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZIV GIL AS EXTERNAL DIRECTOR FOR A ISSUER YES FOR FOR
THREE-YEAR PERIOD
PROPOSAL #2: REELECT DAFNA SHARIR AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR FOR A THREE-YEAR PERIOD
PROPOSAL #3: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
PROPOSAL #B1: IF YOU ARE AN INTEREST HOLDER AS ISSUER YES AGAINST N/A
DEFINED IN SECTION 1 OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B2: IF YOU ARE A SENIOR OFFICER AS DEFINED ISSUER YES AGAINST N/A
IN SECTION 37(D) OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST.
PROPOSAL #B3: IF YOU ARE AN INSTITUTIONAL INVESTOR AS ISSUER YES FOR N/A
DEFINED IN REGULATION 1 OF THE SUPERVISION FINANCIAL
SERVICES REGULATIONS 2009 OR A MANAGER OF A JOINT
INVESTMENT TRUST FUND AS DEFINED IN THE JOINT
INVESTMENT TRUST LAW, 1994, VOTE FOR. OTHERWISE, VOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F-Secure Oyj
TICKER: FSC1V CUSIP: X3034C101
MEETING DATE: 4/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
ORDINARY DIVIDENDS OF EUR 0.06 PER SHARE; APPROVE
EXTRA DIVIDEND OF EUR 0.06 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 55,000 FOR CHAIRMAN, EUR 40,000 FOR
CHAIRMEN OF COMMITTEES, EUR 30,000 FOR OTHER
DIRECTORS, AND EUR 10,000 FOR MEMBERS EMPLOYED BY THE
COMPANY; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN �� ISSUER YES FOR FOR
PROPOSAL #12: REELECT RISTO SIILASMAA, PERTTI ERVI, ISSUER YES FOR FOR
MATTI HEIKKONEN AND BRUCE ORECK AS DIRECTORS; ELECT
PAIVI REKONEN, SOFIE NYSTROM AND ARI INKI AS NEW
DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 31 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FSP Technology Inc
TICKER: 3015 CUSIP: Y9033T101
MEETING DATE: 6/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #5: AMEND RULES AND PROCEDURES FOR ELECTION ISSUER YES FOR FOR
OF DIRECTORS AND SUPERVISORS AND CHANGE TO RULES AND
PROCEDURES FOR ELECTION OF DIRECTORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #8: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
PROPOSAL #9.1: ELECT LIU SHOUXIANG WITH ID NO. ISSUER YES FOR FOR
A104372XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.2: ELECT CHENG JIAJUN WITH ID NO. ISSUER YES FOR FOR
Q100695XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.3: ELECT XU ZHENGHONG WITH ID NO. ISSUER YES FOR FOR
Q102971XXX AS INDEPENDENT DIRECTOR
PROPOSAL #9.4: ELECT AS NON-INDEPENDENT DIRECTOR NO. SHAREHOLDER YES AGAINST N/A
1
PROPOSAL #9.5: ELECT AS NON-INDEPENDENT DIRECTOR NO. SHAREHOLDER YES AGAINST N/A
2
PROPOSAL #9.6: ELECT AS NON-INDEPENDENT DIRECTOR NO. SHAREHOLDER YES AGAINST N/A
3
PROPOSAL #9.7: ELECT AS NON-INDEPENDENT DIRECTOR NO. SHAREHOLDER YES AGAINST N/A
4
PROPOSAL #9.8: ELECT AS NON-INDEPENDENT DIRECTOR NO. SHAREHOLDER YES AGAINST N/A
5
PROPOSAL #9.9: ELECT AS NON-INDEPENDENT DIRECTOR NO. SHAREHOLDER YES AGAINST N/A
6
PROPOSAL #9.10: ELECT AS NON-INDEPENDENT DIRECTOR NO. SHAREHOLDER YES AGAINST N/A
7
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES AGAINST AGAINST
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fu Shou Yuan International Group Limited
TICKER: 1448 CUSIP: G37109108
MEETING DATE: 5/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT BAI XIAOJIANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT WANG JISHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT CHEN QUNLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT LUO ZHUPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOMATSU AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: APPROVE GRANT OF SHARE OPTIONS TO BAI ISSUER YES FOR FOR
XIAOJIANG AND WANG JISHENG UNDER THE SHARE OPTION
SCHEME
PROPOSAL #7: APPROVE REFRESHMENT OF SCHEME MANDATE ISSUER YES FOR FOR
LIMIT UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fubon Financial Holding Co. Ltd.
TICKER: 2881 CUSIP: Y26528102
MEETING DATE: 6/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS OPERATIONS REPORT AND ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE LONG-TERM PLAN TO RAISE CAPITAL ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6.1: ELECT RICHARD M. TSAI, REPRESENTATIVE ISSUER YES FOR FOR
OF MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER
NO. 72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.2: ELECT DANIEL M. TSAI, REPRESENTATIVE ISSUER YES FOR FOR
OF MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER
NO. 72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.3: ELECT VIVIEN HSU, REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.4: ELECT ERIC CHEN, REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.5: ELECT HOWARD LIN, REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.6: ELECT JERRY HARN, REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.7: ELECT CHIH MING CHEN, REPRESENTATIVE ISSUER YES FOR FOR
OF TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO.
297306, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.8: ELECT HSIU HUI YUAN, REPRESENTATIVE OF ISSUER YES FOR FOR
TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO. 297306,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.9: ELECT HSIU CHU LIANG, REPRESENTATIVE ISSUER YES FOR FOR
OF TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO.
297306, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #6.10: ELECT CHI YAN LOUIS CHEUNG WITH ID ISSUER YES FOR FOR
NO. E8806XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.11: ELECT MING JE TANG WITH SHAREHOLDER ISSUER YES FOR FOR
NO. 255756 AS INDEPENDENT DIRECTOR
PROPOSAL #6.12: ELECT SHIN MIN CHEN WITH ID NO. ISSUER YES FOR FOR
J100657XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.13: ELECT CHAN JANE LIN WITH ID NO. ISSUER YES FOR FOR
R203128XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.14: ELECT JUNG FENG CHANG WITH ID NO. ISSUER YES FOR FOR
H101932XXX AS INDEPENDENT DIRECTOR
PROPOSAL #6.15: ELECT FAN CHIH WU WITH ID NO. ISSUER YES FOR FOR
A101441XXX AS INDEPENDENT DIRECTOR
PROPOSAL #7: APPROVE RELEASE OF RESTRICTIONS OF �� ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF RICHARD M. TSAI
PROPOSAL #8: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DANIEL M. TSAI
PROPOSAL #9: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF CHI YAN LOUIS CHEUNG
PROPOSAL #10: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF JERRY HARN
PROPOSAL #11: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF TAIPEI CITY GOVERNMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuchs Petrolub SE
TICKER: FPE3 CUSIP: D27462130
MEETING DATE: 5/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.88 PER ORDINARY SHARE AND EUR 0.89
PER PREFERENCE SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2016
PROPOSAL #5: ELECT SUSANNE FUCHS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fudo Tetra Corp.
TICKER: 1813 CUSIP: J13818109
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR TAKEHARA, YUJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKUDA, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMASHITA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SHIRAKAWA, EIJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAKANISHI, TSUTOMU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fufeng Group Ltd.
TICKER: 546 CUSIP: G36844119
MEETING DATE: 5/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LI DEHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT QI QING ZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5A: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5B: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #5C: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #5D: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fugro NV
TICKER: FUR CUSIP: N3385Q197
MEETING DATE: 5/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6a: AMEND REMUNERATION POLICY FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #6b: AMEND LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ERNST & YOUNG AS AUDITORS RE: ISSUER YES FOR FOR
FINANCIAL YEAR 2018
PROPOSAL #8: REELECT J.C.M. SCHONFELD TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #9b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES RE: ITEM 9A
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Co., Ltd. (8278)
TICKER: 8278 CUSIP: J13986104
MEETING DATE: 5/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7.5
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR OZAKI, HIDEO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR YAMAGUCHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TAKAHASHI, MASATO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MORITA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MIAKI, SHINOBU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SEMBA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MATSUKAWA, KENJI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OUCHI, KENJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SAEKI, MASANORI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KITAFUKU, NUIKO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FUJITA, TOSHIKO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE BONUS RELATED TO RETIREMENT ISSUER YES AGAINST AGAINST
BONUS SYSTEM ABOLITION
PROPOSAL #5: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Electric Co., Ltd.
TICKER: 6504 CUSIP: J14112106
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KITAZAWA, MICHIHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUGAI, KENZO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ABE, MICHIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARAI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TOMOTAKA, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAMBA, TOSHIHITO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TACHIKAWA, NAOMI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAYASHI, YOSHITSUGU ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR MATSUMOTO, ISSUER YES FOR FOR
JUNICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Kyuko Co. Ltd.
TICKER: 9010 CUSIP: J14196109
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7.5
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3: AMEND ARTICLES TO AUTHORIZE PUBLIC ISSUER YES FOR FOR
ANNOUNCEMENTS IN ELECTRONIC FORMAT - UPDATE
AUTHORIZED CAPITAL TO REFLECT REVERSE STOCK SPLIT -
REDUCE SHARE TRADING UNIT
PROPOSAL #4.1: ELECT DIRECTOR FUKUSHIGE, TAKAICHI ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR AKIYAMA, TOMOFUMI ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR OZAKI, MAMORU ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR KUSHIRO, SHINJI ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR SATO, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #5: APPOINT STATUTORY AUDITOR OKAMOTO, ISSUER YES FOR FOR
KAZUYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Machine Mfg. Co. Ltd.
TICKER: 6134 CUSIP: J14910103
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2: AMEND ARTICLES TO CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR SOGA, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SUHARA, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR KODAMA, SEIGO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAWAI, TAKAYOSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TATSUMI, MITSUJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR EZAKI, HAJIME ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MATSUI, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KAWAI, NOBUKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR MATSUDA, ISSUER YES FOR FOR
SHIGEKI
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ABE, ISSUER YES FOR FOR
MASAAKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Media Holdings, Inc.
TICKER: 4676 CUSIP: J15477102
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR HIEDA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KANO, SHUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KANEMITSU, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WAGAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ENDO, RYUNOSUKE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MIYAUCHI, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KIYOHARA, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MIKI, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ISHIGURO, TAIZAN ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YOKOTA, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TERASAKI, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR HABARA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KISHIMOTO, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR YOKOYAMA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR MATSUMURA, KAZUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR ISHIHARA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR SHIMATANI, YOSHISHIGE ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR ONOE, ISSUER YES FOR FOR
KIYOSHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR SETA, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR OKUSHIMA, ISSUER YES AGAINST AGAINST
TAKAYASU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Oil Company Ltd
TICKER: 5017 CUSIP: J14994123
MEETING DATE: 6/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR SHIBOTA, ATSUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR INOMATA, JUN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KANO, NOZOMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAGI, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAMAMOTO, SHIGETO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIMIZU, MASATAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOBAYASHI, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKAO, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MOHAMED FAHD ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NABIL M. AL-BOURISLI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TERAO, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YAMAMOTO, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KAWAHATA, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR IWAMOTO, TAKUMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Oil Holdings Inc.
TICKER: 2607 CUSIP: J14994107
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 22
PROPOSAL #2.1: ELECT DIRECTOR SHIMIZU, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MAEDA, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKAI, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MATSUMOTO, TOMOKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OMORI, TATSUJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUMIYA, TAKEHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MISHINA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAJI, NORIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SHIBUYA, ISSUER YES FOR FOR
MAKOTO
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
FUKUDA, TADASHI
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Pharma Co., Ltd.
TICKER: 4554 CUSIP: J15026107
MEETING DATE: 12/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 24
PROPOSAL #2.1: ELECT DIRECTOR IMAI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKEMASA, EIJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KASAI, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOZAWA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR INOUE, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOZAWA, TADAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UCHIDA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANAKA, HIDEKAZU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HIRAI, KEIJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Seal International Inc.
TICKER: 7864 CUSIP: J15183106
MEETING DATE: 6/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATO, FUMIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOYAMA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIOJI, HIROMI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAKI, TATSUNDO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OKAZAKI, SHIGEKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SONODA, TAKATO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FURUSAWA, RIKIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AIKAWA, RITSUO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Soft Inc.
TICKER: 9749 CUSIP: J1528D102
MEETING DATE: 3/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOZAWA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAKASHITA, SATOYASU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKEBAYASHI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TOYOTA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR INOHARA, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FUTAMI, TSUNEO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YUTA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHIBUYA, MASAKI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR IKUSHIMA, ISSUER YES FOR FOR
SHIGEMI
PROPOSAL #3: APPROVE STATUTORY AUDITOR RETIREMENT ISSUER YES AGAINST AGAINST
BONUS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujibo Holdings Inc.
TICKER: 3104 CUSIP: J76594100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 90
PROPOSAL #2.1: ELECT DIRECTOR NAKANO, MITSUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR AOKI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YOSHIDA, KAZUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KIHARA, KATSUSHI ISSUER �� YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJIOKA, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NAKANO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAYATA, TAIZO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HIDESHIMA, NOBUYA ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujicco Co. Ltd.
TICKER: 2908 CUSIP: J13965108
MEETING DATE: 6/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2.1: ELECT DIRECTOR FUKUI, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKUHIRA, TAKENORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KAGOTANI, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAMADA, KATSUSHIGE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHIDA, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KITAJIMA, MIKIYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR WATANABE, SHOTARO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES FOR FOR
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FUJIFILM Holdings Corp.
TICKER: 4901 CUSIP: J14208102
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR KOMORI, SHIGETAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUKENO, KENJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAMAI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TODA, YUZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHIBATA, NORIO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOSHIZAWA, MASARU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAWADA, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAIAMI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KITAMURA, KUNITARO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MISHIMA, ISSUER YES FOR FOR
KAZUYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujikura Kasei Co., Ltd.
TICKER: 4620 CUSIP: J14742100
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR KATO, DAISUKE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UEDA, HIKOJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHIMODA, YOSHIZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAJIWARA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WATANABE, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKANO, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR WATANABE, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANAKA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MIYAGI, AKIO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SAISU, YUZO ISSUER YES FOR FOR
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NAKA, ISSUER YES AGAINST AGAINST
MITSUYOSHI
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR WATANABE, ISSUER YES FOR FOR
TAKASHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujikura Ltd.
TICKER: 5803 CUSIP: J14784128
MEETING DATE: 6/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2: AMEND ARTICLES TO ABOLISH BOARD ISSUER YES FOR FOR
STRUCTURE WITH STATUTORY AUDITORS - ADOPT BOARD
STRUCTURE WITH AUDIT COMMITTEE - AMEND PROVISIONS ON
NUMBER OF DIRECTORS - AUTHORIZE DIRECTORS TO EXECUTE
DAY TO DAY OPERATIONS WITHOUT FULL BOARD APPROVAL
PROPOSAL #3.1: ELECT DIRECTOR NAGAHAMA, YOICHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ITO, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SATO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR WADA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SASAGAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HOSOYA, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KITAJIMA, TAKEAKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKIZAWA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ITO, TETSU ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ODA, YASUYUKI
PROPOSAL #4.2: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SEKIUCHI, SOICHIRO
PROPOSAL #4.3: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SHIMOJIMA MASAAKI
PROPOSAL #4.4: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER ABE, KENICHIRO
PROPOSAL #4.5: ELECT DIRECTOR AND AUDIT COMMITTEE ISSUER YES FOR FOR
MEMBER SHIRAI, YOSHIO
PROPOSAL #5: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE NOT AUDIT COMMITTEE MEMBERS
PROPOSAL #6: APPROVE COMPENSATION CEILING FOR ISSUER YES FOR FOR
DIRECTORS WHO ARE AUDIT COMMITTEE MEMBERS
PROPOSAL #7: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujimi Inc.
TICKER: 5384 CUSIP: J1497L101
MEETING DATE: 6/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2: APPROVE TRUST-TYPE EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
PROPOSAL #3.1: ELECT DIRECTOR SEKI, KEISHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ITO, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SUZUKI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OWAKI, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SUZUKI, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KAWASHITA, MASAMI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR ASAI, YOSHITSUGU ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
HAYASHI, NOBUFUMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujimori Kogyo Co.
TICKER: 7917 CUSIP: J14984108
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 33
PROPOSAL #2: AMEND ARTICLES TO CLARIFY TERM OF ISSUER YES FOR FOR
DIRECTORS APPOINTED TO FILL VACANCIES - AUTHORIZE
DIRECTORS TO EXECUTE DAY TO DAY OPERATIONS WITHOUT
FULL BOARD APPROVAL
PROPOSAL #3.1: ELECT DIRECTOR FUJIMORI, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR FUJIMORI, NOBUHIKO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR FUYAMA, EISHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YOSHINO, AKIJIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SHIOMI, KIMIHIKO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUJIMORI, YUKIHIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAGA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OE, TETSURO ISSUER YES FOR FOR
PROPOSAL #4: ELECT ALTERNATE DIRECTOR AND AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE MEMBER OKUNO, SHIGERU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujita Kanko
TICKER: 9722 CUSIP: J15351109
MEETING DATE: 3/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT TO COMPLY ISSUER YES FOR FOR
WITH EXCHANGE MANDATE AND DECREASE AUTHORIZED CAPITAL
IN PROPORTION TO REVERSE STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR SEGAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ISE, YOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YAMADA, TAKEAKI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TSUZUKI, TERUMI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MAKINO, TATSUHIRO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KITAHARA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR WAKURI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ZAMMA, RIEKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MITSUYA, YUKO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR NAKA, MASAYUKI ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SEKINE, OSAMU
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ISSUER: Fujitec Co. Ltd.
TICKER: 6406 CUSIP: J15414113
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR UCHIYAMA, TAKAKAZU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKADA, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, YOSHIICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ASANO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HANAKAWA, YASUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SAEKI, TERUMICHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUGITA, NOBUKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujitsu Frontech Ltd.
TICKER: 6945 CUSIP: J15666100
MEETING DATE: 6/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATSUMORI, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISHIOKA, TATSUYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YOSHIDA, NAOKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IGARASHI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ODA, JO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL BONUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujitsu General Ltd.
TICKER: 6755 CUSIP: J15624109
MEETING DATE: 6/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2.1: ELECT DIRECTOR MURASHIMA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SAITO, ETSURO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKAMAKI, HISASHI ISSUER YES FOR FOR
Due to size constraints, this filing is being made in 3 related submissions.
This submission is the first of 3 related submissions.
