SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED):
November 13, 2003
NASTECH PHARMACEUTICAL COMPANY INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
DELAWARE
(STATE OR OTHER JURISDICTION OF INCORPORATION)
| | | |
000-13789
(COMMISSION FILE NUMBER) | | 11-2658569
(I.R.S. EMPLOYER IDENTIFICATION NO.) |
3450 Monte Villa Parkway
Bothell, Washington 98021
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
(425) 908-3600
(REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE)
Not Applicable
(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT)
TABLE OF CONTENTS
Item 7. Financial Statements and Exhibits
(c) Exhibits
The following exhibit is filed herewith:
| | | |
| Exhibit Number | | Description |
| |
|
| 99.1 | | Press Release, dated November 13, 2003, reporting the financial results of Nastech Pharmaceutical Company Inc. (the “Registrant”) for the quarter and nine months ended September 30, 2003 (furnished and not filed herewith solely pursuant to Item 12). |
Item 12. Results of Operations and Financial Condition
On November 13, 2003, the Registrant reported its financial results for its third quarter of fiscal 2003 ended September 30, 2003. A copy of the press release issued by the Registrant concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The information contained herein and in the accompanying exhibit is being furnished pursuant to “Item 12. Results of Operations and Financial Condition” in accordance with interim guidance issued by the Securities and Exchange Commission in Release No. 33-8216. The information contained herein and in the accompanying exhibit shall not be incorporated by reference into any filing of the Registrant, whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference to such filing. The information in this report, including the exhibit hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | |
| | | Nastech Pharmaceutical Company Inc.
(Registrant)
|
| | | By: | | /s/ Gregory L. Weaver |
| | | | |
|
| | | | | Name: Gregory L. Weaver
Title: Chief Financial Officer |
| Dated: | | | | |
| November 13, 2003 | | | | |
