UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF |
REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number: 811- 3940 |
Strategic Funds, Inc. |
(Exact name of registrant as specified in charter) |
c/o The Dreyfus Corporation |
200 Park Avenue |
New York, New York 10166 |
(Address of principal executive offices) (Zip code) |
Michael A. Rosenberg, Esq. |
200 Park Avenue |
New York, New York 10166 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (212) 922-6000 |
Date of fiscal year end: 12/31* |
Date of reporting period: July 1, 2006-June 30, 2007 |
* Fiscal year end is 5/31 for Emerging Markets Opportunity Fund |
* Fiscal year end is 11/30 for Global Stock Fund and International Stock Fund |
* Fiscal year end is 10/31 for Systematic International Equity Fund |
Item 1. Proxy Voting Record
Strategic Funds, Inc |
=========================== INTERNATIONAL STOCK FUND =========================== ===================== SYSTEMATIC INTERNATIONAL EQUITY FUND ===================== |
The Funds did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
==================== DREYFUS PREMIER NEW LEADERS FUND, INC. ====================
ACXIOM CORP. | ||||||||||
Ticker: ACXM | Security ID: | 005125109 | ||||||||
Meeting Date: SEP 27, 2006 | Meeting Type: Annual | |||||||||
Record Date: AUG 8, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael J. Durham | For | For | Management | ||||||
1.2 | Elect Director William J. Henderson | For | For | Management | ||||||
1.3 | Elect Director Ann Die Hasselmo | For | For | Management | ||||||
1.4 | Elect Director Charles D. Morgan | For | For | Management |
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AGL RESOURCES INC. | ||||||||||
Ticker: ATG | Security ID: | 001204106 | ||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Thomas D. Bell, Jr. | For | For | Management | ||||||
1.2 | Elect Director Michael J. Durham | For | For | Management | ||||||
1.3 | Elect Director Charles H. Mctier | For | For | Management | ||||||
1.4 | Elect Director Dean R. O'Hare | For | For | Management | ||||||
1.5 | Elect Director D. Raymond Riddle | For | For | Management | ||||||
1.6 | Elect Director Felker W. Ward, Jr. | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
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ALLEGHENY ENERGY, INC. | ||||||||||
Ticker: AYE | Security ID: | 017361106 | ||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director H. Furlong Baldwin | For | For | Management |
1.2 | Elect Director Eleanor Baum | For | For | Management | ||||
1.3 | Elect Director Paul J. Evanson | For | For | Management | ||||
1.4 | Elect Director Cyrus F. Freidheim, Jr | For | For | Management | ||||
1.5 | Elect Director Julia L. Johnson | For | For | Management | ||||
1.6 | Elect Director Ted J. Kleisner | For | For | Management | ||||
1.7 | Elect Director Steven H. Rice | For | For | Management | ||||
1.8 | Elect Director Gunner E. Sarsten | For | For | Management | ||||
1.9 | Elect Director Michael H. Sutton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
5 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
6 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||
Special Meetings | ||||||||
7 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards | ||||||||
8 | Report on Impact of Utilizing the | Against | Against | Shareholder | ||||
National Interest Electric Transmission | ||||||||
Corridor | ||||||||
9 | Report on Power Plant Emissions | Against | Against | Shareholder |
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ALLIANCE DATA SYSTEMS CORP. | ||||||||||
Ticker: ADS | Security ID: 018581108 | |||||||||
Meeting Date: JUN 6, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Lawrence M. Benveniste, | For | For | Management | ||||||
Ph.D. | ||||||||||
1.2 | Elect Director D. Keith Cobb | For | For | Management | ||||||
1.3 | Elect Director Kenneth R. Jensen | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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ALLIANT ENERGY CORP. | ||||||||||
Ticker: LNT | Security ID: | 018802108 | ||||||||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James A. Leach | For | For | Management | ||||||
1.2 | Elect Director Michael L. Bennett | For | For | Management | ||||||
1.3 | Elect Director Darryl B. Hazel | For | For | Management | ||||||
1.4 | Elect Director David A. Perdue | For | For | Management | ||||||
1.5 | Elect Director Judith D. Pyle | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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ALLIED WASTE INDUSTRIES, INC. | ||||||||||||
Ticker: AW | Security ID: | 019589308 | ||||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||||
Record Date: MAR 20, 2007 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Robert M. Agate | For | For | Management | ||||||||
1.2 | Elect Director Charles H. Cotros | For | For | Management | ||||||||
1.3 | Elect Director James W. Crownover | For | For | Management | ||||||||
1.4 | Elect Director Stephanie Drescher | For | For | Management | ||||||||
1.5 | Elect Director William J. Flynn | For | For | Management | ||||||||
1.6 | Elect Director David I. Foley | For | For | Management | ||||||||
1.7 | Elect Director Nolan Lehmann | For | For | Management | ||||||||
1.8 | Elect Director Steven Martinez | For | For | Management | ||||||||
1.9 | Elect Director James A. Quella | For | For | Management | ||||||||
1.10 | Elect Director John M. Trani | For | For | Management | ||||||||
1.11 | Elect Director John J. Zillmer | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||||
of Directors |
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ALUMINA LTD (FORMERLY WMC LIMITED) | ||||||||||
Ticker: AWC | Security ID: 022205108 | |||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | ADOPTION OF REMUNERATION REPORT | For | Against | Management | ||||||
2 | TO RE-ELECT MR P.A.F. HAY AS A DIRECTOR | For | For | Management | ||||||
3 | MODIFICATION TO CONSTITUTION - PREFERENCE For | For | Management | |||||||
SHARES |
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AMBAC FINANCIAL GROUP, INC. | ||||||||||
Ticker: ABK | Security ID: | 023139108 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael A. Callen | For | For | Management | ||||||
1.2 | Elect Director Jill M. Considine | For | For | Management | ||||||
1.3 | Elect Director Phillip N. Duff | For | For | Management | ||||||
1.4 | Elect Director Robert J. Genader | For | For | Management | ||||||
1.5 | Elect Director W. Grant Gregory | For | For | Management | ||||||
1.6 | Elect Director Thomas C. Theobald | For | For | Management | ||||||
1.7 | Elect Director Laura S. Unger | For | For | Management | ||||||
1.8 | Elect Director Hery D.G. Wallace | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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AMERICAN EAGLE OUTFITTERS, INC. | ||||||||||
Ticker: AEO | Security ID: | 02553E106 | ||||||||
Meeting Date: JUN 12, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jon P. Diamond | For | For | Management | ||||||
1.2 | Elect Director Alan T. Kane | For | For | Management | ||||||
1.3 | Elect Director Cary D. Mcmillan | For | For | Management | ||||||
1.4 | Elect Director James V. O'Donnell | For | For | Management | ||||||
2 | Increase Authorized Common Stock | For | Against | Management | ||||||
3 | Ratify Auditors | For | For | Management |
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AMERISOURCEBERGEN CORP | ||||||||||
Ticker: ABC | Security ID: | 03073E105 | ||||||||
Meeting Date: FEB 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: DEC 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Edward E. Hagenlocker | For | For | Management | ||||||
1.2 | Elect Director Kurt J. Hilzinger | For | For | Management | ||||||
1.3 | Elect Director Henry W. McGee | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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AMETEK, INC. | ||||||||||
Ticker: AME | Security ID: | 031100100 | ||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Charles D. Klein | For | For | Management | ||||||
1.2 | Elect Director Steven W. Kohlhagen | For | For | Management | ||||||
2 | Increase Authorized Common Stock | For | Against | Management | ||||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||||
4 | Ratify Auditors | For | For | Management |
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AMR CORP. | ||||
Ticker: | AMR | Security ID: 001765106 | ||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||
Record Date: | MAR 19, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gerard J. Arpey | For | For | Management | ||||
1.2 | Elect Director John W. Bachmann | For | For | Management | ||||
1.3 | Elect Director David L. Boren | For | For | Management | ||||
1.4 | Elect Director Armando M. Codina | For | For | Management | ||||
1.5 | Elect Director Earl G. Graves | For | For | Management | ||||
1.6 | Elect Director Ann M. Korologos | For | For | Management | ||||
1.7 | Elect Director Michael A. Miles | For | For | Management | ||||
1.8 | Elect Director Philip J. Purcell | For | For | Management | ||||
1.9 | Elect Director Ray M. Robinson | For | For | Management | ||||
1.10 | Elect Director Judith Rodin | For | For | Management | ||||
1.11 | Elect Director Matthew K. Rose | For | For | Management | ||||
1.12 | Elect Director Roger T. Staubach | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
4 | Amend Bylaws -- Call Special Meetings | Against | For | Shareholder | ||||
5 | Performance-Based Equity Awards | Against | Against | Shareholder | ||||
6 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation |
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APPLERA CORP | ||||||||||
Ticker: ABI | Security ID: | 038020103 | ||||||||
Meeting Date: OCT 19, 2006 | Meeting Type: Annual | |||||||||
Record Date: AUG 30, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard H. Ayers | For | For | Management | ||||||
1.2 | Elect Director Jean-Luc Belingard | For | For | Management | ||||||
1.3 | Elect Director Robert H. Hayes | For | For | Management | ||||||
1.4 | Elect Director Arnold J. Levine | For | For | Management | ||||||
1.5 | Elect Director William H. Longfield | For | For | Management | ||||||
1.6 | Elect Director Theodore E. Martin | For | For | Management | ||||||
1.7 | Elect Director Carolyn W. Slayman | For | For | Management | ||||||
1.8 | Elect Director Orin R. Smith | For | For | Management | ||||||
1.9 | Elect Director James R. Tobin | For | For | Management | ||||||
1.10 | Elect Director Tony L. White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Change Company Name | For | For | Management | ||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||
5 | Amend Omnibus Stock Plan | For | For | Management |
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ASSURANT INC | ||||||||||
Ticker: AIZ | Security ID: | 04621X108 | ||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michel Baise | For | For | Management |
1.2 | Elect Director Howard L. Carver | For | For | Management | ||||
1.3 | Elect Director Juan N. Cento | For | For | Management | ||||
1.4 | Elect Director Allen R. Freedman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
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AUTOLIV INC. | ||||||||||
Ticker: ALV | Security ID: | 052800109 | ||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 6, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Robert W. Alspaugh | For | For | Management | ||||||
1.2 | Elect Director Lars Westerberg | For | For | Management | ||||||
1.3 | Elect Director Walter Kunerth | For | For | Management | ||||||
1.4 | Elect Director Lars Nyberg | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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AXIS CAPITAL HOLDINGS LTD | ||||||||||||
Ticker: | AXS | Security ID: G0692U109 | ||||||||||
Meeting Date: MAY 11, 2007 | Meeting Type: Annual | |||||||||||
Record Date: | MAR 9, 2007 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect | Director Geoffrey Bell | For | For | Management | |||||||
1.2 | Elect | Director Christopher V. Greetham | For | For | Management | |||||||
1.3 | Elect | Director Maurice A. Keane | For | For | Management | |||||||
1.4 | Elect | Director Henry B. Smith | For | For | Management | |||||||
2 | TO APPROVE THE AXIS CAPITAL HOLDINGS | For | For | Management | ||||||||
LIMITED 2007 LONG-TERM EQUITY | ||||||||||||
COMPENSATION PLAN. | ||||||||||||
3 | TO ADOPT AMENDED AND RESTATED BYE-LAWS TO For | For | Management | |||||||||
AMEND THE DIRECTOR AND OFFICER INDEMNITY | ||||||||||||
PROVISIONS AND TO ALLOW ACQUIRED SHARES | ||||||||||||
OF AXIS CAPITAL HOLDINGS LIMITED CAPITAL | ||||||||||||
STOCK TO BE HELD IN TREASURY. | ||||||||||||
4 | TO APPOINT DELOITTE & TOUCHE TO ACT AS | For | For | Management | ||||||||
THE INDEPENDENT REGISTERED PUBLIC | ||||||||||||
ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS | ||||||||||||
LIMITED FOR THE FISCAL YEAR ENDING | ||||||||||||
DECEMBER 31, 2007 AND TO AUTHORIZE THE | ||||||||||||
BOARD OF DIRECTORS, ACTING THROUGH THE | ||||||||||||
AUDIT COMMITTEE, TO SET THE |
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BEAR STEARNS COMPANIES INC., THE | ||
Ticker: BSC Security ID: | 073902108 |
Meeting Date: APR 18, 2007 Meeting Type: Annual | ||||||||
Record Date: FEB 20, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Cayne | For | For | Management | ||||
1.2 | Elect Director Henry S. Bienen | For | For | Management | ||||
1.3 | Elect Director Carl D. Glickman | For | For | Management | ||||
1.4 | Elect Director Michael Goldstein | For | For | Management | ||||
1.5 | Elect Director Alan C. Greenberg | For | For | Management | ||||
1.6 | Elect Director Donald J. Harrington | For | For | Management | ||||
1.7 | Elect Director Frank T. Nickell | For | For | Management | ||||
1.8 | Elect Director Paul A. Novelly | For | For | Management | ||||
1.9 | Elect Director Frederic V. Salerno | For | For | Management | ||||
1.10 | Elect Director Alan D. Schwartz | For | For | Management | ||||
1.11 | Elect Director Warren J. Spector | For | For | Management | ||||
1.12 | Elect Director Vincent Tese | For | For | Management | ||||
1.13 | Elect Director Wesley S. Williams Jr. | For | For | Management | ||||
2 | Amend Stock Option Plan | For | Against | Management | ||||
3 | Amend Restricted Stock Plan | For | Against | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Pay For Superior Performance | Against | For | Shareholder |
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C. R. BARD, INC. | ||||||||||
Ticker: BCR | Security ID: | 067383109 | ||||||||
Meeting Date: APR 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Theodore E. Martin | For | For | Management | ||||||
1.2 | Elect Director Anthony Welters | For | For | Management | ||||||
1.3 | Elect Director Tony L. White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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CAMDEN PROPERTY TRUST | ||||||||||
Ticker: CPT | Security ID: 133131102 | |||||||||
Meeting Date: MAY 1, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 21, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard J. Campo | For | For | Management | ||||||
1.2 | Elect Director William R. Cooper | For | For | Management | ||||||
1.3 | Elect Director Scott S. Ingraham | For | For | Management | ||||||
1.4 | Elect Director Lewis A. Levey | For | For | Management | ||||||
1.5 | Elect Director William B. Mcguire, Jr. | For | For | Management | ||||||
1.6 | Elect Director William F. Paulsen | For | For | Management | ||||||
1.7 | Elect Director D. Keith Oden | For | For | Management | ||||||
1.8 | Elect Director F. Gardner Parker | For | For | Management |
1.9 | Elect Director Steven A. Webster | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
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CDW CORP. | ||||||||||
Ticker: CDWC | Security ID: | 12512N105 | ||||||||
Meeting Date: JUN 5, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Michelle L. Collins | For | For | Management | ||||||
2 | Elect Director Casey G. Cowell | For | For | Management | ||||||
3 | Elect Director John A. Edwardson | For | For | Management | ||||||
4 | Elect Director Daniel S. Goldin | For | For | Management | ||||||
5 | Elect Director Thomas J. Hansen | For | For | Management | ||||||
6 | Elect Director Donald P. Jacobs | For | For | Management | ||||||
7 | Elect Director Stephan A. James | For | For | Management | ||||||
8 | Elect Director Michael P. Krasny | For | For | Management | ||||||
9 | Elect Director Terry L. Lengfelder | For | For | Management | ||||||
10 | Elect Director Susan D. Wellington | For | For | Management | ||||||
11 | Elect Director Brian E. Williams | For | For | Management | ||||||
12 | Ratify Auditors | For | For | Management |
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CHECK POINT SOFTWARE TECHNOLOGIES INC | ||||||||||
Ticker: CHKP | Security ID: | M22465104 | ||||||||
Meeting Date: JUL 31, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUN 21, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | ELECTION OF DIRECTORS (OTHER THAN OUTSIDE For | For | Management | |||||||
DIRECTORS): GIL SHWED, MARIUS NACHT, | ||||||||||
JERRY UNGERMAN, DAN PROPPER, DAVID | ||||||||||
RUBNER, TAL SHAVIT. NOTE: DIRECTORS ARE | ||||||||||
ELECTED AS A GROUP, NOT INDIVIDUALLY | ||||||||||
PLEASE BE ADVISED THAT THE ONLY VALID | ||||||||||
VOTING OPTIONS FOR THIS P | ||||||||||
2 | ELECTION OF OUTSIDE DIRECTORS: YOAV | For | For | Management | ||||||
CHELOUCHE, IRWIN FEDERMAN, GUY GECHT, RAY | ||||||||||
ROTHROCK. NOTE: DIRECTORS ARE ELECTED AS | ||||||||||
A GROUP, NOT INDIVIDUALLY PLEASE BE | ||||||||||
ADVISED THAT THE ONLY VALID VOTING | ||||||||||
OPTIONS FOR THIS PROPOSAL ARE EITHER | FOR | |||||||||
OR ABSTAIN | ||||||||||
3 | TO AUTHORIZE GIL SHWED TO CONTINUE | For | Against | Management | ||||||
SERVING AS CHAIRMAN OF OUR BOARD OF | ||||||||||
DIRECTORS AND OUR CHIEF EXECUTIVE OFFICER | ||||||||||
FOR UP TO THREE YEARS FOLLOWING THE | ||||||||||
MEETING. | ||||||||||
4 | TO RATIFY THE APPOINTMENT AND | For | For | Management | ||||||
COMPENSATION OF CHECK POINT S INDEPENDENT |
PUBLIC ACCOUNTANTS. | ||||||||
5 | TO AMEND OUR ARTICLES OF ASSOCIATION TO | For | For | Management | ||||
PERMIT ELECTRONIC VOTING. | ||||||||
6 | TO APPROVE COMPENSATION TO CERTAIN | For | Against | Management | ||||
EXECUTIVE OFFICERS WHO ARE ALSO BOARD | ||||||||
MEMBERS. | ||||||||
7 | PLEASE INDICATE WHETHER OR NOT YOU HAVE A None | Against | Management | |||||
PERSONAL INTEREST IN PROPOSAL 6. MARK | ||||||||
FOR = YES OR AGAINST = NO. |
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CHECKFREE CORP. | ||||||||||
Ticker: CKFR | Security ID: | 162813109 | ||||||||
Meeting Date: NOV 1, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 15, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mark A. Johnson | For | For | Management | ||||||
1.2 | Elect Director Eugene F. Quinn | For | For | Management | ||||||
2 | Approve Qualified Employee Stock Purchase For | For | Management | |||||||
Plan |
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CHESAPEAKE ENERGY CORP. | ||||||||||
Ticker: CHK | Security ID: 165167107 | |||||||||
Meeting Date: JUN 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Frank Keating | For | For | Management | ||||||
1.2 | Elect Director Merrill A. Miller, Jr. | For | For | Management | ||||||
1.3 | Elect Director Frederick B. Whittemore | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Amend Non-Employee Director Stock Option | For | For | Management | ||||||
Plan |
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CIRCUIT CITY STORES, INC. | ||||||||||
Ticker: CC | Security ID: | 172737108 | ||||||||
Meeting Date: JUN 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Barbara S. Feigin | For | For | Management | ||||||
1.2 | Elect Director Allen B. King | For | For | Management | ||||||
1.3 | Elect Director Carolyn Y. Woo | For | For | Management | ||||||
1.4 | Elect Director James F. Hardymon | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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CIT GROUP INC | ||||||||||
Ticker: CIT | Security ID: | 125581108 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jeffrey M. Peek | For | For | Management | ||||||
1.2 | Elect Director Gary C. Butler | For | For | Management | ||||||
1.3 | Elect Director William M. Freeman | For | For | Management | ||||||
1.4 | Elect Director Susan Lyne | For | For | Management | ||||||
1.5 | Elect Director Marianne Miller Parrs | For | For | Management | ||||||
1.6 | Elect Director Timothy M. Ring | For | For | Management | ||||||
1.7 | Elect Director John R. Ryan | For | For | Management | ||||||
1.8 | Elect Director Seymour Sternberg | For | For | Management | ||||||
1.9 | Elect Director Peter J. Tobin | For | For | Management | ||||||
1.10 | Elect Director Lois M. Van Deusen | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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COACH, INC. | ||||||||||
Ticker: COH | Security ID: | 189754104 | ||||||||
Meeting Date: NOV 2, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 14, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Lew Frankfort | For | For | Management | ||||||
1.2 | Elect Director Susan Kropf | For | For | Management | ||||||
1.3 | Elect Director Gary Loveman | For | For | Management | ||||||
1.4 | Elect Director Ivan Menezes | For | For | Management | ||||||
1.5 | Elect Director Irene Miller | For | For | Management | ||||||
1.6 | Elect Director Keith Monda | For | For | Management | ||||||
1.7 | Elect Director Michael Murphy | For | For | Management | ||||||
1.8 | Elect Director Jide Zeitlin | For | For | Management |
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||
Ticker: CTSH | Security ID: | 192446102 | ||||||||
Meeting Date: JUN 7, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 17, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Lakshmi Narayanan | For | For | Management | ||||||
1.2 | Elect Director John E. Klein | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Other Business | For | Against | Management |
--------------------------------------------------------------------------------
COMERICA INC. | ||||||||||
Ticker: CMA | Security ID: | 200340107 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Ralph W. Babb, Jr. | For | For | Management | ||||||
2 | Elect Director James F. Cordes | For | For | Management | ||||||
3 | Elect Director Peter D. Cummings | For | For | Management | ||||||
4 | Elect Director William P. Vititoe | For | For | Management | ||||||
5 | Elect Director Kenneth L. Way | For | For | Management | ||||||
6 | Ratify Auditors | For | For | Management | ||||||
7 | Prepare Sustainability Report | Against | Against | Shareholder |
--------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. | ||||||||||
Ticker: CBSH | Security ID: 200525103 | |||||||||
Meeting Date: APR 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Thomas A. Mcdonnell | For | For | Management | ||||||
1.2 | Elect Director Benjamin F.Rassieur, III | For | For | Management | ||||||
1.3 | Elect Director Andrew C. Taylor | For | For | Management | ||||||
1.4 | Elect Director Robert H. West | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC. | ||||||||||
Ticker: CYH | Security ID: 203668108 | |||||||||
Meeting Date: MAY 22, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director W. Larry Cash | For | For | Management | ||||||
1.2 | Elect Director Harvey Klein, M.D. | For | For | Management | ||||||
1.3 | Elect Director H. Mitchell Watson, Jr. | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Pay for Superior Performance | Against | Against | Shareholder |
--------------------------------------------------------------------------------
CONTINENTAL AIRLINES, INC.
Ticker: CAL | Security ID: 210795308 | |||||||||
Meeting Date: JUN 12, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Thomas J. Barrack, Jr. | For | For | Management | ||||||
1.2 | Elect Director Kirbyjon H. Caldwell | For | For | Management | ||||||
1.3 | Elect Director Lawrence W. Kellner | For | For | Management | ||||||
1.4 | Elect Director Douglas H. McCorkindale | For | For | Management | ||||||
1.5 | Elect Director Henry L. Meyer, III | For | For | Management | ||||||
1.6 | Elect Director Oscar Munoz | For | For | Management | ||||||
1.7 | Elect Director George G.C. Parker | For | For | Management | ||||||
1.8 | Elect Director Jeffery A. Smisek | For | For | Management | ||||||
1.9 | Elect Director Karen Hastie Williams | For | For | Management | ||||||
1.10 | Elect Director Ronald B. Woodard | For | For | Management | ||||||
1.11 | Elect Director Charles A. Yamarone | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Publish Political Contributions | Against | Against | Shareholder | ||||||
4 | Performance-Based and/or Time-Based | Against | Against | Shareholder | ||||||
Equity Awards | ||||||||||
5 | Other Business | None | Against | Management |
--------------------------------------------------------------------------------
COVANTA HOLDING CORP. | ||||||||||
Ticker: CVA | Security ID: 22282E102 | |||||||||
Meeting Date: NOV 16, 2006 | Meeting Type: Special | |||||||||
Record Date: OCT 10, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Company-Specific--Organization-Related | For | For | Management | ||||||
2 | Company-Specific--Organization-Related | For | Against | Management |
--------------------------------------------------------------------------------
CUMMINS , INC. | ||||||||||
Ticker: CMI | Security ID: | 231021106 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Robert J. Darnall | For | For | Management | ||||||
2 | Elect Director John M. Deutch | For | For | Management | ||||||
3 | Elect Director Alexis M. Herman | For | For | Management | ||||||
4 | Elect Director F. Joseph Loughrey | For | For | Management | ||||||
5 | Elect Director William I. Miller | For | For | Management | ||||||
6 | Elect Director Georgia R. Nelson | For | For | Management | ||||||
7 | Elect Director Theodore M. Solso | For | For | Management | ||||||
8 | Elect Director Carl Ware | For | For | Management | ||||||
9 | Elect Director J. Lawrence Wilson | For | For | Management | ||||||
10 | Ratify Auditors | For | For | Management | ||||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||||
12 | Increase Authorized Common Stock | For | For | Management |
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. | ||||||||||
Ticker: DRI | Security ID: 237194105 | |||||||||
Meeting Date: SEP 15, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUL 24, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Leonard L. Berry | For | For | Management | ||||||
1.2 | Elect Director Odie C. Donald | For | For | Management | ||||||
1.3 | Elect Director David H. Hughes | For | For | Management | ||||||
1.4 | Elect Director Charles A. Ledsinger, Jr. | For | For | Management | ||||||
1.5 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||||
1.6 | Elect Director Connie Mack, III | For | For | Management | ||||||
1.7 | Elect Director Andrew H. Madsen | For | For | Management | ||||||
1.8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||||
1.9 | Elect Director Michael D. Rose | For | For | Management | ||||||
1.10 | Elect Director Maria A. Sastre | For | For | Management | ||||||
1.11 | Elect Director Jack A. Smith | For | For | Management | ||||||
1.12 | Elect Director Blaine Sweatt, III | For | For | Management | ||||||
1.13 | Elect Director Rita P. Wilson | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
DEAN FOODS COMPANY | ||||||||||
Ticker: DF | Security ID: | 242370104 | ||||||||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Alan J. Bernon | For | For | Management | ||||||
1.2 | Elect Director Gregg L. Engles | For | For | Management | ||||||
1.3 | Elect Director Ronald Kirk | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
DICKS SPORTING GOODS INC | ||||||||||
Ticker: DKS | Security ID: | 253393102 | ||||||||
Meeting Date: JUN 6, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Emanuel Chirico | For | For | Management |
1.2 | Elect Director Walter Rossi | For | For | Management | ||||
1.3 | Elect Director Brian J. Dunn | For | For | Management | ||||
1.4 | Elect Director Larry D. Stone | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||
Plan |
--------------------------------------------------------------------------------
DILLARDS, INC | ||||||||||
Ticker: DDS | Security ID: 254067101 | |||||||||
Meeting Date: MAY 19, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Robert C. Connor | For | For | Management | ||||||
1.2 | Elect Director Will D. Davis | For | For | Management | ||||||
1.3 | Elect Director John Paul Hammerschmidt | For | For | Management | ||||||
1.4 | Elect Director Peter R. Johnson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Prepare Sustainability Report | Against | Against | Shareholder |
--------------------------------------------------------------------------------
E*TRADE FINANCIAL CORP. | ||||||||||
Ticker: ETFC | Security ID: | 269246104 | ||||||||
Meeting Date: MAY 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ronald D. Fisher | For | For | Management | ||||||
1.2 | Elect Director George A. Hayter | For | For | Management | ||||||
1.3 | Elect Director R. Jarrett Lilien | For | For | Management | ||||||
1.4 | Elect Director Donna L. Weaver | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ECOLAB, INC. | ||||||||||
Ticker: ECL | Security ID: | 278865100 | ||||||||
Meeting Date: MAY 4, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard U. DeSchutter | For | For | Management | ||||||
1.2 | Elect Director Joel W. Johnson | For | For | Management | ||||||
1.3 | Elect Director Beth M. Pritchard | For | For | Management | ||||||
1.4 | Elect Director Hans Van Bylen | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EDISON INTERNATIONAL | ||||||||||
Ticker: EIX | Security ID: | 281020107 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John E. Bryson | For | For | Management | ||||||
1.2 | Elect Director Vanessa C.L. Chang | For | For | Management | ||||||
1.3 | Elect Director France A. Cordova | For | For | Management | ||||||
1.4 | Elect Director Charles B. Curtis | For | For | Management | ||||||
1.5 | Elect Director Bradford M. Freeman | For | For | Management | ||||||
1.6 | Elect Director Luis G. Nogales | For | For | Management | ||||||
1.7 | Elect Director Ronald L. Olson | For | For | Management | ||||||
1.8 | Elect Director James M. Rosser | For | For | Management | ||||||
1.9 | Elect Director Richard T. Schlosberg, III For | For | Management | |||||||
1.10 | Elect Director Robert H. Smith | For | For | Management | ||||||
1.11 | Elect Director Thomas C. Sutton | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||
4 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards |
--------------------------------------------------------------------------------
EMBRAER, EMPRESA BRASILEIRA DE AERONAUTICA | ||||||||||
Ticker: ERJ | Security ID: 29081M102 | |||||||||
Meeting Date: APR 23, 2007 | Meeting Type: Annual/Special | |||||||||
Record Date: MAR 22, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | EXAMINE, DISCUSS AND VOTE ON THE | For | For | Management | ||||||
FINANCIAL STATEMENTS FOR THE YEAR ENDED | ||||||||||
DECEMBER 31, 2006 | ||||||||||
2 | ALLOCATE THE NET PROFITS RECORDED IN SUCH For | For | Management | |||||||
FISCAL YEAR | ||||||||||
3 | APPOINT THE MEMBERS OF THE FISCAL | For | For | Management | ||||||
COMMITTEE FOR THE 2007/2008 TERM OF | ||||||||||
OFFICE | ||||||||||
4 | SET THE AGGREGATE ANNUAL COMPENSATION TO | For | For | Management | ||||||
BE RECEIVED BY THE COMPANY S OFFICERS AND | ||||||||||
MEMBERS OF THE COMMITTEE OF ITS BOARD OF | ||||||||||
DIRECTORS | ||||||||||
5 | SET THE COMPENSATION OF THE MEMBERS OF | For | For | Management | ||||||
THE FISCAL COMMITTEE | ||||||||||
6 | CONFIRM THE INCREASE IN THE COMPANY S | For | For | Management | ||||||
CAPITAL STOCK IN THE AMOUNT OF R$ | ||||||||||
11,119,509.06, AS APPROVED BY THE BOARD | ||||||||||
OF DIRECTORS AT ITS MEETINGS HELD IN | ||||||||||
SEPTEMBER AND DECEMBER 2006 AND MARCH | ||||||||||
2007. | ||||||||||
7 | AMEND ARTICLE 6 OF THE COMPANY S BYLAWS, | For | For | Management | ||||||
AS A RESULT OF THE CONFIRMATION OF THE | ||||||||||
INCREASE IN CAPITAL STOCK |
8 | AMEND THE COMPANY S BYLAWS IN ORDER TO | For | For | Management | ||||
REMOVE ARTICLE 10 AND ITS SOLE PARAGRAPH | ||||||||
AND INCLUDE THEM, WITH AMENDMENTS, AS | ||||||||
PARAGRAPH 3 AND PARAGRAPH 4 OF ARTICLE 7, | ||||||||
RENUMBERING, AS A CONSEQUENCE, THE | ||||||||
REMAINING ARTICLES OF THE BYLAWS | ||||||||
9 | CONSOLIDATE THE COMPANY S BYLAWS | For | For | Management |
--------------------------------------------------------------------------------
ENSCO INTERNATIONAL, INC. | ||||||||||
Ticker: ESV | Security ID: | 26874Q100 | ||||||||
Meeting Date: MAY 22, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director David M. Carmichael | For | For | Management | ||||||
2 | Elect Director Thomas L. Kelly II | For | For | Management | ||||||
3 | Elect Director Rita M. Rodriguez | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | Other Business | For | Against | Management |
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. | ||||||||||
Ticker: FDO | Security ID: | 307000109 | ||||||||
Meeting Date: JUN 19, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 25, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mark R. Bernstein | For | For | Management | ||||||
1.2 | Elect Director Sharon Allred Decker | For | For | Management | ||||||
1.3 | Elect Director Edward C. Dolby | For | For | Management | ||||||
1.4 | Elect Director Glenn A. Eisenberg | For | For | Management | ||||||
1.5 | Elect Director Howard R. Levine | For | For | Management | ||||||
1.6 | Elect Director George R. Mahoney, Jr. | For | For | Management | ||||||
1.7 | Elect Director James G. Martin | For | For | Management | ||||||
1.8 | Elect Director Dale C. Pond | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||
Ticker: FNF | Security ID: | 316326107 | ||||||||
Meeting Date: OCT 23, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2.1 | Elect Director John F. Farrell, Jr. | For | For | Management | ||||||
2.2 | Elect Director Daniel D. (Ron) Lane | For | For | Management |
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
FISHER SCIENTIFIC INTERNATIONAL INC. | ||||||||||
Ticker: FSH | Security ID: | 338032204 | ||||||||
Meeting Date: AUG 30, 2006 | Meeting Type: Special | |||||||||
Record Date: JUL 24, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||||||
Ticker: FCX | Security ID: | 35671D857 | ||||||||
Meeting Date: MAR 14, 2007 | Meeting Type: Special | |||||||||
Record Date: FEB 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Increase Authorized Common Stock | For | For | Management | ||||||
2 | Issue Shares in Connection with an | For | For | Management | ||||||
Acquisition | ||||||||||
3 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
GAMESTOP CORP. | ||||||||||
Ticker: GME | Security ID: | 36467W109 | ||||||||
Meeting Date: JUN 28, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAY 4, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director R. Richard Fontaine | For | For | Management | ||||||
1.2 | Elect Director Jerome L. Davis | For | For | Management | ||||||
1.3 | Elect Director Stephanie M. Shern | For | For | Management | ||||||
1.4 | Elect Director Steven R. Koonin | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
GARDNER DENVER, INC. | ||||||
Ticker: GDI | Security ID: 365558105 | |||||
Meeting Date: MAY 1, 2007 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2007 | ||||||
# Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank J. Hansen | For | For | Management | ||||
1.2 | Elect Director Thomas M. McKenna | For | For | Management | ||||
1.3 | Elect Director Diane K. Schumacher | For | For | Management | ||||
1.4 | Elect Director Charles L. Szews | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
GRANT PRIDECO INC | ||||||||||
Ticker: GRP | Security ID: | 38821G101 | ||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David J. Butters | For | For | Management | ||||||
1.2 | Elect Director Eliot M. Fried | For | For | Management | ||||||
1.3 | Elect Director Dennis R. Hendrix | For | For | Management | ||||||
1.4 | Elect Director Harold E. Layman | For | For | Management | ||||||
1.5 | Elect Director Michael McShane | For | For | Management | ||||||
1.6 | Elect Director Robert K. Moses, Jr. | For | For | Management | ||||||
1.7 | Elect Director Joseph E. Reid | For | For | Management | ||||||
1.8 | Elect Director David A. Trice | For | For | Management |
--------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. | ||||||||||
Ticker: HCC | Security ID: 404132102 | |||||||||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Frank J. Bramanti | For | For | Management | ||||||
1.2 | Elect Director Patrick B. Collins | For | For | Management | ||||||
1.3 | Elect Director James R. Crane | For | For | Management | ||||||
1.4 | Elect Director J. Robert Dickerson | For | For | Management | ||||||
1.5 | Elect Director Walter M. Duer | For | For | Management | ||||||
1.6 | Elect Director Edward H. Ellis, Jr. | For | For | Management | ||||||
1.7 | Elect Director James C. Flagg, Ph.D. | For | For | Management | ||||||
1.8 | Elect Director Allan W. Fulkerson | For | For | Management | ||||||
1.9 | Elect Director John N. Molbeck, Jr. | For | For | Management | ||||||
1.10 | Elect Director Michael A.F. Roberts | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Amend EEO Statement to Include Reference | Against | Against | Shareholder | ||||||
to Sexual Orientation |
--------------------------------------------------------------------------------
HEALTHSOUTH CORP. | ||
Ticker: HLSH | Security ID: 421924101 | |
Meeting Date: OCT 18, 2006 | Meeting Type: Special |
Record Date: SEP 7, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reverse Stock Split | For | For | Management |
--------------------------------------------------------------------------------
HOLLY CORP. | ||||||||||
Ticker: HOC | Security ID: | 435758305 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Buford P. Berry | For | For | Management | ||||||
1.2 | Elect Director Matthew P. Clifton | For | For | Management | ||||||
1.3 | Elect Director W. John Glancy | For | For | Management | ||||||
1.4 | Elect Director William J. Gray | For | For | Management | ||||||
1.5 | Elect Director Marcus R. Hickerson | For | For | Management | ||||||
1.6 | Elect Director Thomas K. Matthews, II | For | For | Management | ||||||
1.7 | Elect Director Robert G. McKenzie | For | For | Management | ||||||
1.8 | Elect Director Jack P. Reid | For | For | Management | ||||||
1.9 | Elect Director Paul T. Stoffel | For | For | Management | ||||||
2 | Increase Authorized Common Stock | For | For | Management | ||||||
3 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST | ||||||||||
Ticker: HPT | Security ID: 44106M102 | |||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William A. Lamkin | For | For | Management | ||||||
2 | Amend Declaration of Trust--Election of | For | Against | Management | ||||||
Trustees | ||||||||||
3 | Amend Declaration of Trust--Amend | For | Against | Management | ||||||
Declaration of Trust-(a)Amend | ||||||||||
Trust(i)Qualification of | ||||||||||
Trustees,(ii)Policies(iii)Restrictions, | ||||||||||
(iv)Special voting rights,business | ||||||||||
combinations(v)Provisions governing | ||||||||||
amendments to trust(b)Termination of | ||||||||||
Trust | ||||||||||
4 | Amend Declaration of Trust--Authorize | For | Against | Management | ||||||
Board to divide or combine the oustanding | ||||||||||
shares, any class or series without | ||||||||||
shareholder vote. | ||||||||||
5 | Amend Declaration of Trust--Any | For | For | Management | ||||||
shareholder violating Declaration of | ||||||||||
Trust will indemnify and hold us harmless | ||||||||||
from all costs, expense, penalties and | ||||||||||
fines, together with interest on such |
amounts. | ||||||||
6 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. | ||||||||||
Ticker: HST | Security ID: 44107P104 | |||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 29, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Roberts M. Baylis | For | For | Management | ||||||
2 | Elect Director Terence C. Golden | For | For | Management | ||||||
3 | Elect Director Ann M. Korologos | For | For | Management | ||||||
4 | Elect Director Richard E. Marriott | For | For | Management | ||||||
5 | Elect Director Judith A. Mchale | For | For | Management | ||||||
6 | Elect Director John B. Morse Jr | For | For | Management | ||||||
7 | Elect Director Christopher J. Nassetta | For | For | Management | ||||||
8 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HRPT PROPERTIES TRUST | ||||||||||
Ticker: HRP | Security ID: 40426W101 | |||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Patrick F. Donelan | For | For | Management | ||||||
2 | Amend Declaration of Trust - Election of | For | Against | Management | ||||||
Trustees | ||||||||||
3 | Amend Declaration of Trust-(a)Amend | For | Against | Management | ||||||
Trust(i)Qualification of | ||||||||||
Trustees,(ii)Policies(iii)Restrictions, | ||||||||||
(iv)Special voting rights,business | ||||||||||
combinations(v)Provisions governing | ||||||||||
amendments to trust(b)Termination of | ||||||||||
Trust | ||||||||||
4 | Amend Declaration of Trust--Authorize | For | Against | Management | ||||||
Board to Divide or Combine Outstanding | ||||||||||
Shares, any class or series, without | ||||||||||
shareholder vote to the extent permitted | ||||||||||
by Maryland Law. | ||||||||||
5 | Amend Declaration of Trust--Any | For | For | Management | ||||||
shareholder violating Declaration of | ||||||||||
Trust will indemnify and hold us harmless | ||||||||||
from all costs, expense, penalties and | ||||||||||
fines, together with interest on such | ||||||||||
amounts. | ||||||||||
6 | Amend Declaration of Trust--Permit | For | For | Management | ||||||
Issuance of Securities redeemable at the | ||||||||||
option of holders. | ||||||||||
7 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
HUMANA INC. | ||||||||||
Ticker: HUM | Security ID: | 444859102 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director David A. Jones, Jr. | For | For | Management | ||||||
2 | Elect Director Frank A. D'Amelio | For | For | Management | ||||||
3 | Elect Director W. Roy Dunbar | For | For | Management | ||||||
4 | Elect Director Kurt J. Hilzinger | For | For | Management | ||||||
5 | Elect Director Michael B. McCallister | For | For | Management | ||||||
6 | Elect Director James J. O'Brien | For | For | Management | ||||||
7 | Elect Director W. Ann Reynolds | For | For | Management | ||||||
8 | Elect Director James O. Robbins | For | For | Management | ||||||
9 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INC. | ||||||||||
Ticker: HBAN | Security ID: 446150104 | |||||||||
Meeting Date: MAY 30, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Organization-Related-Approve Issuance of | For | For | Management | ||||||
Common Stock without Par Value in | ||||||||||
Connection with the Merger | ||||||||||
2.1 | Elect Director Thomas E. Hoaglin | For | For | Management | ||||||
2.2 | Elect Director David P. Lauer | For | For | Management | ||||||
2.3 | Elect Director Kathleen H. Ransier | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||||
5 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||
6 | Increase Authorized Common Stock | For | For | Management | ||||||
7 | Other Business | For | Against | Management |
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||
Ticker: IFF | Security ID: | 459506101 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Margaret Hayes Adame | For | For | Management | ||||||
1.2 | Elect Director Robert M. Amen | For | For | Management | ||||||
1.3 | Elect Director G�¼nter Blobel | For | For | Management | ||||||
1.4 | Elect Director J. Michael Cook | For | For | Management |
1.5 | Elect Director Peter A. Georgescu | For | For | Management | ||||
1.6 | Elect Director Alexandra A. Herzan | For | For | Management | ||||
1.7 | Elect Director Henry W. Howell, Jr. | For | For | Management | ||||
1.8 | Elect Director Arthur C. Martinez | For | For | Management | ||||
1.9 | Elect Director Burton M. Tansky | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
INTERSIL CORPORATION | ||||||||||
Ticker: ISIL | Security ID: | 46069S109 | ||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David B. Bell | For | For | Management | ||||||
1.2 | Elect Director Richard M. Beyer | For | For | Management | ||||||
1.3 | Elect Director Robert W. Conn | For | For | Management | ||||||
1.4 | Elect Director James V. Diller | For | For | Management | ||||||
1.5 | Elect Director Gary E. Gist | For | For | Management | ||||||
1.6 | Elect Director Mercedes Johnson | For | For | Management | ||||||
1.7 | Elect Director Gregory Lang | For | For | Management | ||||||
1.8 | Elect Director Jan Peeters | For | For | Management | ||||||
1.9 | Elect Director Robert N. Pokelwaldt | For | For | Management | ||||||
1.10 | Elect Director James A. Urry | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ISTAR FINANCIAL INC. | ||||||||||
Ticker: SFI | Security ID: | 45031U101 | ||||||||
Meeting Date: MAY 30, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jay Sugarman | For | For | Management | ||||||
1.2 | Elect Director Glenn R. August | For | For | Management | ||||||
1.3 | Elect Director Robert W. Holman, Jr. | For | For | Management | ||||||
1.4 | Elect Director Robin Josephs | For | For | Management | ||||||
1.5 | Elect Director Carter McClelland | For | For | Management | ||||||
1.6 | Elect Director John G. McDonald | For | For | Management | ||||||
1.7 | Elect Director George R. Puskar | For | For | Management | ||||||
1.8 | Elect Director Jeffrey A. Weber | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan For | For | Management | |||||||
3 | Ratify Auditors | For | For | Management | ||||||
-------------------------------------------------------------------------------- | ||||||||||
JOY GLOBAL, INC. | ||||||||||
Ticker: JOYG | Security ID: | 481165108 |
Meeting Date: FEB 22, 2007 Meeting Type: Annual | ||||||||
Record Date: JAN 9, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven L. Gerard | For | For | Management | ||||
1.2 | Elect Director John Nils Hanson | For | For | Management | ||||
1.3 | Elect Director Ken C. Johnsen | For | For | Management | ||||
1.4 | Elect Director Gale E. Klappa | For | For | Management | ||||
1.5 | Elect Director Richard B. Loynd | For | For | Management | ||||
1.6 | Elect Director P. Eric Siegert | For | For | Management | ||||
1.7 | Elect Director Michael W. Sutherlin | For | For | Management | ||||
1.8 | Elect Director James H. Tate | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Increase Authorized Common Stock | For | Against | Management |
--------------------------------------------------------------------------------
KB HOME | ||||||||||
Ticker: KBH | Security ID: | 48666K109 | ||||||||
Meeting Date: APR 5, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 14, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ronald W. Burkle | For | For | Management | ||||||
1.2 | Elect Director Leslie Moonves | For | For | Management | ||||||
1.3 | Elect Director Luis G. Nogales | For | For | Management | ||||||
1.4 | Elect Director Ray R. Irani | For | For | Management | ||||||
2 | Declassify the Board of Directors | For | For | Management | ||||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||||
6 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards | ||||||||||
7 | Eliminate or Restrict Severance | Against | For | Shareholder | ||||||
Agreements (Change-in-Control) |
--------------------------------------------------------------------------------
KEYSPAN CORPORATION | ||||||||||
Ticker: KSE | Security ID: | 49337W100 | ||||||||
Meeting Date: AUG 17, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUL 3, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2.1 | Elect Director Robert B. Catell | For | For | Management | ||||||
2.2 | Elect Director Andrea S. Christensen | For | For | Management | ||||||
2.3 | Elect Director Robert J. Fani | For | For | Management | ||||||
2.4 | Elect Director Alan H. Fishman | For | For | Management | ||||||
2.5 | Elect Director James R. Jones | For | For | Management | ||||||
2.6 | Elect Director James L. Larocca | For | For | Management | ||||||
2.7 | Elect Director Gloria C. Larson | For | For | Management | ||||||
2.8 | Elect Director Stephen W. Mckessy | For | For | Management |
2.9 | Elect Director Edward D. Miller | For | For | Management | ||||
2.10 | Elect Director Vikki L. Pryor | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Adopt Simple Majority Vote Requirement | Against | For | Shareholder |
--------------------------------------------------------------------------------
KINDER MORGAN, INC. | ||||||||||
Ticker: KMI | Security ID: | 49455P101 | ||||||||
Meeting Date: DEC 19, 2006 | Meeting Type: Special | |||||||||
Record Date: NOV 8, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
KROGER CO., THE | ||||||||||
Ticker: KR | Security ID: 501044101 | |||||||||
Meeting Date: JUN 28, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Reuben V. Anderson | For | For | Management | ||||||
1.2 | Elect Director John L. Clendenin | For | For | Management | ||||||
1.3 | Elect Director David B. Dillon | For | For | Management | ||||||
1.4 | Elect Director David B. Lewis | For | For | Management | ||||||
1.5 | Elect Director Don W. McGeorge | For | For | Management | ||||||
1.6 | Elect Director W. Rodney McMullen | For | For | Management | ||||||
1.7 | Elect Director Jorge P. Montoya | For | For | Management | ||||||
1.8 | Elect Director Clyde R. Moore | For | For | Management | ||||||
1.9 | Elect Director Susan M. Phillips | For | For | Management | ||||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||||
1.11 | Elect Director James A. Runde | For | For | Management | ||||||
1.12 | Elect Director Ronald L. Sargent | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Amend Articles/Regulations--i)Rules of | For | For | Management | ||||||
Conduct in Connection with Shareholder | ||||||||||
Meetings and (ii) Meetings Outside | ||||||||||
Cincinnati | ||||||||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | Report on Climate Change | Against | Against | Shareholder |
--------------------------------------------------------------------------------
LAM RESEARCH CORP. | ||
Ticker: LRCX | Security ID: 512807108 | |
Meeting Date: NOV 2, 2006 | Meeting Type: Annual | |
Record Date: SEP 15, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James W. Bagley | For | For | Management | ||||
1.2 | Elect Director David G. Arscott | For | For | Management | ||||
1.3 | Elect Director Robert M. Berdahl | For | For | Management | ||||
1.4 | Elect Director Richard J. Elkus, Jr. | For | For | Management | ||||
1.5 | Elect Director Jack R. Harris | For | For | Management | ||||
1.6 | Elect Director Grant M. Inman | For | For | Management | ||||
1.7 | Elect Director Catherine P. Lego | For | For | Management | ||||
1.8 | Elect Director Stephen G. Newberry | For | For | Management | ||||
1.9 | Elect Director Seiichi Watanabe | For | For | Management | ||||
1.10 | Elect Director Patricia S. Wolpert | For | For | Management | ||||
2 | Approve/Amend Executive Incentive Bonus | For | For | Management | ||||
Plan | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
LENNAR CORP. | ||||||||||
Ticker: LEN | Security ID: 526057104 | |||||||||
Meeting Date: MAR 28, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Irving Bolotin | For | For | Management | ||||||
1.2 | Elect Director Kirk Landon | For | For | Management | ||||||
1.3 | Elect Director Donna E. Shalala | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Prepare Sustainability Report | Against | Against | Shareholder | ||||||
5 | Pay For Superior Performance | Against | For | Shareholder |
--------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC. | ||||||||||
Ticker: LXK | Security ID: | 529771107 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Paul J. Curlander | For | For | Management | ||||||
2 | Elect Director James F. Hardymon | For | For | Management | ||||||
3 | Elect Director Kathi P. Seifert | For | For | Management | ||||||
4 | Elect Director Jean-Paul L. Montupet | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
LOEWS CORP. | ||||
Ticker: | LTR | Security ID: 540424207 | ||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual |
Record Date: MAR 15, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ann E. Berman | For | For | Management | ||||
1.2 | Elect Director Joseph L. Bower | For | For | Management | ||||
1.3 | Elect Director Charles M. Diker | For | For | Management | ||||
1.4 | Elect Director Paul J. Fribourg | For | For | Management | ||||
1.5 | Elect Director Walter L. Harris | For | For | Management | ||||
1.6 | Elect Director Philip A. Laskawy | For | For | Management | ||||
1.7 | Elect Director Gloria R. Scott | For | For | Management | ||||
1.8 | Elect Director Andrew H. Tisch | For | For | Management | ||||
1.9 | Elect Director James S. Tisch | For | For | Management | ||||
1.10 | Elect Director Jonathan M. Tisch | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
5 | Social Proposal | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MANPOWER INC. | ||||||||||
Ticker: MAN | Security ID: 56418H100 | |||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 21, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Gina R. Boswell | For | For | Management | ||||||
1.2 | Elect Director Willie D. Davis | For | For | Management | ||||||
1.3 | Elect Director Jack M. Greenberg | For | For | Management | ||||||
1.4 | Elect Director Terry A. Hueneke | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | MacBride Principles | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP. | ||||||||||
Ticker: MI | Security ID: 571834100 | |||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jon F. Chait | For | For | Management | ||||||
1.2 | Elect Director Dennis J. Kuester | For | For | Management | ||||||
1.3 | Elect Director David J. Lubar | For | For | Management | ||||||
1.4 | Elect Director San W. Orr, Jr. | For | For | Management | ||||||
1.5 | Elect Director Debra S. Waller | For | For | Management | ||||||
1.6 | Elect Director George E. Wardeberg | For | For | Management | ||||||
2 | Declassify the Board of Directors | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MATTEL, INC. | ||||||||||
Ticker: MAT | Security ID: 577081102 | |||||||||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael J. Dolan | For | For | Management | ||||||
1.2 | Elect Director Robert A. Eckert | For | For | Management | ||||||
1.3 | Elect Director Frances D. Fergusson | For | For | Management | ||||||
1.4 | Elect Director Tully M. Friedman | For | For | Management | ||||||
1.5 | Elect Director Dominic Ng | For | For | Management | ||||||
1.6 | Elect Director Andrea L. Rich | For | For | Management | ||||||
1.7 | Elect Director Ronald L. Sargent | For | For | Management | ||||||
1.8 | Elect Director Dean A. Scarborough | For | For | Management | ||||||
1.9 | Elect Director Christopher A. Sinclair | For | For | Management | ||||||
1.10 | Elect Director G. Craig Sullivan | For | For | Management | ||||||
1.11 | Elect Director Kathy Brittain White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Company Specific- Approve Majority Vote | For | For | Management | ||||||
and Eliminate Cumulative Voting | ||||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
5 | Limit Executive Compensation | Against | Against | Shareholder | ||||||
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
7 | Report Progress on Improving Work and | Against | Against | Shareholder | ||||||
Living Conditions | ||||||||||
8 | Pay for Superior Performance | Against | For | Shareholder |
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC. | ||||||||||
Ticker: MCHP | Security ID: 595017104 | |||||||||
Meeting Date: AUG 18, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUN 22, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Steve Sanghi | For | For | Management | ||||||
1.2 | Elect Director Albert J. Hugo-Martinez | For | For | Management | ||||||
1.3 | Elect Director L.B. Day | For | For | Management | ||||||
1.4 | Elect Director Matthew W. Chapman | For | For | Management | ||||||
1.5 | Elect Director Wade F. Meyercord | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MILLENNIUM PHARMACEUTICALS, INC. |
Ticker: | MLNM | Security ID: 599902103 | ||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||
Record Date: | MAR 15, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
3.1 | Elect Director Deborah Dunsire, M.D. | For | For | Management | ||||
3.2 | Elect Director Robert F. Friel | For | For | Management | ||||
3.3 | Elect Director A. Grant Heidrich, III | For | For | Management | ||||
3.4 | Elect Director Charles J. Homcy, M.D. | For | For | Management | ||||
3.5 | Elect Director Raju S. Kucherlapati, | For | For | Management | ||||
Ph.D. | ||||||||
3.6 | Elect Director Mark J. Levin | For | For | Management | ||||
3.7 | Elect Director Norman C. Selby | For | For | Management | ||||
3.8 | Elect Director Kenneth E. Weg | For | For | Management | ||||
3.9 | Elect Director Anthony H. Wild, Ph.D. | For | For | Management | ||||
3.10 | Elect Director Charles J. Homcy | For | For | Management | ||||
3.11 | Elect Director Raju S. Kucherlapati | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NCR CORPORATION | ||||||||||
Ticker: NCR | Security ID: | 62886E108 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Edward P. Boykin | For | For | Management | ||||||
1.2 | Elect Director Linda Fayne Levinson | For | For | Management | ||||||
1.3 | Elect Director Victor L. Lund | For | For | Management | ||||||
1.4 | Elect Director Gary Daichendt | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NETWORK APPLIANCE, INC. | ||||||||||
Ticker: NTAP | Security ID: | 64120L104 | ||||||||
Meeting Date: AUG 31, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUL 5, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Daniel J. Warmenhoven | For | For | Management | ||||||
1.2 | Elect Director Donald T. Valentine | For | For | Management | ||||||
1.3 | Elect Director Jeffry R. Allen | For | For | Management | ||||||
1.4 | Elect Director Carol A. Bartz | For | For | Management | ||||||
1.5 | Elect Director Alan L. Earhart | For | For | Management | ||||||
1.6 | Elect Director Edward Kozel | For | For | Management | ||||||
1.7 | Elect Director Mark Leslie | For | For | Management | ||||||
1.8 | Elect Director Nicholas G. Moore | For | For | Management | ||||||
1.9 | Elect Director George T. Shaheen | For | For | Management | ||||||
1.10 | Elect Director Robert T. Wall | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||
Plan | ||||||||
5 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NORDSTROM, INC. | ||||||||||
Ticker: JWN | Security ID: | 655664100 | ||||||||
Meeting Date: MAY 22, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 14, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Phyllis J. Campbell | For | For | Management | ||||||
1.2 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||||
1.3 | Elect Director Jeanne P. Jackson | For | For | Management | ||||||
1.4 | Elect Director Robert G. Miller | For | For | Management | ||||||
1.5 | Elect Director Blake W. Nordstrom | For | For | Management | ||||||
1.6 | Elect Director Erik B. Nordstrom | For | For | Management | ||||||
1.7 | Elect Director Peter E. Nordstrom | For | For | Management | ||||||
1.8 | Elect Director Philip G. Satre | For | For | Management | ||||||
1.9 | Elect Director Alison A. Winter | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP. | ||||||||||
Ticker: NSC | Security ID: | 655844108 | ||||||||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Alston D. Correll | For | For | Management | ||||||
1.2 | Elect Director Landon Hilliard | For | For | Management | ||||||
1.3 | Elect Director Burton M. Joyce | For | For | Management | ||||||
1.4 | Elect Director Jane Margaret O' Brien | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NORTH FORK BANCORPORATION, INC. | ||||||||||
Ticker: NFB | Security ID: | 659424105 | ||||||||
Meeting Date: AUG 22, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUL 7, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management | ||||||
3.1 | Elect Director Josiah Austin | For | For | Management | ||||||
3.2 | Elect Director Karen Garrison | For | For | Management | ||||||
3.3 | Elect Director John Adam Kanas | For | For | Management | ||||||
3.4 | Elect Director Raymond A. Nielsen | For | For | Management |
3.5 | Elect Director A. Robert Towbin | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NORTHERN TRUST CORP. | ||||||||||
Ticker: NTRS | Security ID: 665859104 | |||||||||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Linda Walker Bynoe | For | For | Management | ||||||
1.2 | Elect Director Nicholas D. Chabraja | For | For | Management | ||||||
1.3 | Elect Director Susan Crown | For | For | Management | ||||||
1.4 | Elect Director Dipak C. Jain | For | For | Management | ||||||
1.5 | Elect Director Arthur L. Kelly | For | For | Management | ||||||
1.6 | Elect Director Robert C. Mccormack | For | For | Management | ||||||
1.7 | Elect Director Edward J. Mooney | For | For | Management | ||||||
1.8 | Elect Director William A. Osborn | For | For | Management | ||||||
1.9 | Elect Director John W. Rowe | For | For | Management | ||||||
1.10 | Elect Director Harold B. Smith | For | For | Management | ||||||
1.11 | Elect Director William D. Smithburg | For | For | Management | ||||||
1.12 | Elect Director Enrique J. Sosa | For | For | Management | ||||||
1.13 | Elect Director Charles A. Tribbett III | For | For | Management | ||||||
1.14 | Elect Director Frederick H. Waddell | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC. | ||||||||||
Ticker: NVLS | Security ID: 670008101 | |||||||||
Meeting Date: MAY 11, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard S. Hill | For | For | Management | ||||||
1.2 | Elect Director Neil R. Bonke | For | For | Management | ||||||
1.3 | Elect Director Youssef A. El-Mansy | For | For | Management | ||||||
1.4 | Elect Director J. David Litster | For | For | Management | ||||||
1.5 | Elect Director Yoshio Nishi | For | For | Management | ||||||
1.6 | Elect Director Glen G. Possley | For | For | Management | ||||||
1.7 | Elect Director Ann D. Rhoads | For | For | Management | ||||||
1.8 | Elect Director William R. Spivey | For | For | Management | ||||||
1.9 | Elect Director Delbert A. Whitaker | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||
3 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||||
Plan | ||||||||||
4 | Ratify Auditors | For | For | Management |
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NRG ENERGY INC | ||||||||||
Ticker: NRG | Security ID: | 629377508 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David Crane | For | For | Management | ||||||
1.2 | Elect Director Stephen L. Cropper | For | For | Management | ||||||
1.3 | Elect Director Maureen Miskovic | For | For | Management | ||||||
1.4 | Elect Director Thomas H. Weidemeyer | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NUCOR CORP. | ||||||||||
Ticker: NUE | Security ID: 670346105 | |||||||||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Daniel R. DiMicco | For | For | Management | ||||||
1.2 | Elect Director James D. Hlavacek | For | For | Management | ||||||
1.3 | Elect Director Raymond J. Milchovich | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
PACTIV CORP. | ||||||||||
Ticker: PTV | Security ID: 695257105 | |||||||||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Larry Brady | For | For | Management | ||||||
2 | Elect Director K. Dane Brooksher | For | For | Management | ||||||
3 | Elect Director Robert J. Darnall | For | For | Management | ||||||
4 | Elect Director Mary R. (Nina) Henderson | For | For | Management | ||||||
5 | Elect Director N. Thomas Linebarger | For | For | Management | ||||||
6 | Elect Director Roger B. Porter | For | For | Management | ||||||
7 | Elect Director Richard L. Wambold | For | For | Management | ||||||
8 | Elect Director Norman H. Wesley | For | For | Management | ||||||
9 | Ratify Auditors | For | For | Management |
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PATTERSON-UTI | ENERGY INC. | |||
Ticker: | PTEN | Security ID: 703481101 | ||
Meeting Date: JUL 12, 2006 | Meeting Type: Annual |
Record Date: JUN 8, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark S. Siegel | For | For | Management | ||||
1.2 | Elect Director Cloyce A. Talbott | For | For | Management | ||||
1.3 | Elect Director Kenneth N. Berns | For | For | Management | ||||
1.4 | Elect Director Robert C. Gist | For | For | Management | ||||
1.5 | Elect Director Curtis W. Huff | For | For | Management | ||||
1.6 | Elect Director Terry H. Hunt | For | For | Management | ||||
1.7 | Elect Director Kenneth R. Peak | For | For | Management | ||||
1.8 | Elect Director Nadine C. Smith | For | For | Management |
--------------------------------------------------------------------------------
PATTERSON-UTI | ENERGY INC. | |||||||||||
Ticker: | PTEN | Security ID: | 703481101 | |||||||||
Meeting Date: JUN 7, 2007 | Meeting Type: Annual | |||||||||||
Record Date: | APR 10, 2007 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Mark S. Siegel | For | For | Management | ||||||||
1.2 | Elect Director Cloyce A. Talbott | For | For | Management | ||||||||
1.3 | Elect Director Kenneth N. Berns | For | For | Management | ||||||||
1.4 | Elect Director Charles O. Buckner | For | For | Management | ||||||||
1.5 | Elect Director Curtis W. Huff | For | For | Management | ||||||||
1.6 | Elect Director Terry H. Hunt | For | For | Management | ||||||||
1.7 | Elect Director Kenneth R. Peak | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PEPSI BOTTLING GROUP, INC., THE | ||||||||||
Ticker: PBG | Security ID: | 713409100 | ||||||||
Meeting Date: MAY 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Linda G. Alvarado | For | For | Management | ||||||
2 | Elect Director Barry H. Beracha | For | For | Management | ||||||
3 | Elect Director Eric J. Foss | For | For | Management | ||||||
4 | Elect Director Ira D. Hall | For | For | Management | ||||||
5 | Elect Director Hugh F. Johnston | For | For | Management | ||||||
6 | Elect Director Susan D. Kronick | For | For | Management | ||||||
7 | Elect Director Blythe J. McGarvie | For | For | Management | ||||||
8 | Elect Director Margaret D. Moore | For | For | Management | ||||||
9 | Elect Director John A. Quelch | For | For | Management | ||||||
10 | Elect Director Javier G. Teruel | For | For | Management | ||||||
11 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PG&E CORP. |
Ticker: PCG | Security ID: 69331C108 | |||||||||
Meeting Date: APR 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David R. Andrews | For | For | Management | ||||||
1.2 | Elect Director Leslie S. Biller | For | For | Management | ||||||
1.3 | Elect Director David A. Coulter | For | For | Management | ||||||
1.4 | Elect Director C. Lee Cox | For | For | Management | ||||||
1.5 | Elect Director Peter A. Darbee | For | For | Management | ||||||
1.6 | Elect Director Maryellen C. Herringer | For | For | Management | ||||||
1.7 | Elect Director Richard A. Meserve | For | For | Management | ||||||
1.8 | Elect Director Mary S. Metz | For | For | Management | ||||||
1.9 | Elect Director Barbara L. Rambo | For | For | Management | ||||||
1.10 | Elect irector Barry Lawson Williams | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Performance-Based and/or Time-Based | Against | Against | Shareholder | ||||||
Equity Awards | ||||||||||
4 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORP. | ||||||||||
Ticker: PNW | Security ID: 723484101 | |||||||||
Meeting Date: MAY 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Declassify the Board of Directors | For | For | Management | ||||||
2.1 | Elect Director Roy A. Herberger, Jr. | For | For | Management | ||||||
2.2 | Elect Director Humberto S. Lopez | For | For | Management | ||||||
2.3 | Elect Director Kathryn L. Munro | For | For | Management | ||||||
2.4 | Elect Director William L. Stewart | For | For | Management | ||||||
2.5 | Elect Director Edward N. Basha, Jr. | For | For | Management | ||||||
2.6 | Elect Director Jack E. Davis | For | For | Management | ||||||
2.7 | Elect Director Michael L. Gallagher | For | For | Management | ||||||
2.8 | Elect Director Pamela Grant | For | For | Management | ||||||
2.9 | Elect Director William S. Jamieson, Jr. | For | For | Management | ||||||
2.10 | Elect Director Bruce J. Nordstrom | For | For | Management | ||||||
2.11 | Elect Director William J. Post | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PPL CORP. | ||||||||||
Ticker: PPL | Security ID: | 69351T106 | ||||||||
Meeting Date: MAY 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Stuart Heydt | For | For | Management |
1.2 | Elect Director Craig A. Rogerson | For | For | Management | ||||
1.3 | Elect Director W. Keith Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Adopt Simple Majority Vote | Against | For | Shareholder |
--------------------------------------------------------------------------------
PROLOGIS | ||||||||||
Ticker: PLD | Security ID: | 743410102 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director K. Dane Brooksher | For | For | Management | ||||||
1.2 | Elect Director Stephen L. Feinberg | For | For | Management | ||||||
1.3 | Elect Director George L. Fotiades | For | For | Management | ||||||
1.4 | Elect Director Christine N. Garvey | For | For | Management | ||||||
1.5 | Elect Director Donald P. Jacobs | For | For | Management | ||||||
1.6 | Elect Director Walter C. Rakowich | For | For | Management | ||||||
1.7 | Elect Director Nelson C. Rising | For | For | Management | ||||||
1.8 | Elect Director Jeffrey H. Schwartz | For | For | Management | ||||||
1.9 | Elect Director D. Michael Steuert | For | For | Management | ||||||
1.10 | Elect Director J. Andre Teixeira | For | For | Management | ||||||
1.11 | Elect Director William D. Zollars | For | For | Management | ||||||
1.12 | Elect Director Andrea M. Zulberti | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS, INCORPORATED | ||||||||||||
Ticker: DGX | Security ID: | 74834L100 | ||||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||||
Record Date: MAR 12, 2007 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director John C. Baldwin, M.D. | For | For | Management | ||||||||
1.2 | Elect Director Surya N. Mohapatra, Ph.D. | For | For | Management | ||||||||
1.3 | Elect Director Gary M. Pfeiffer | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC. | ||||||||||
Ticker: Q | Security ID: | 749121109 | ||||||||
Meeting Date: MAY 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Richard C. Notebaert | For | For | Management | ||||||
2 | Elect Director Linda G. Alvarado | For | For | Management | ||||||
3 | Elect Director Charles L. Biggs | For | For | Management |
4 | Elect Director K. Dane Brooksher | For | For | Management | ||||
5 | Elect Director Peter S. Hellman | For | For | Management | ||||
6 | Elect Director R. David Hoover | For | For | Management | ||||
7 | Elect Director Patrick J. Martin | For | For | Management | ||||
8 | Elect Director Caroline Matthews | For | For | Management | ||||
9 | Elect Director Wayne W. Murdy | For | For | Management | ||||
10 | Elect Director Frank P. Popoff | For | For | Management | ||||
11 | Elect Director James A. Unruh | For | For | Management | ||||
12 | Elect Director Anthony Welters | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Amend Omnibus Stock Plan | For | Against | Management | ||||
15 | Performance-Based and/or Time-Based | Against | Against | Shareholder | ||||
Equity Awards | ||||||||
16 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
17 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||
Plans to Shareholder vote | ||||||||
18 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
RED HAT, INC. | ||||||||||
Ticker: RHAT | Security ID: 756577102 | |||||||||
Meeting Date: AUG 17, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUN 20, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director W. Steve Albrecht | For | For | Management | ||||||
1.2 | Elect Director Marye Anne Fox | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. | ||||||||||
Ticker: COL | Security ID: | 774341101 | ||||||||
Meeting Date: FEB 13, 2007 | Meeting Type: Annual | |||||||||
Record Date: DEC 15, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director D.R. Beall | For | For | Management | ||||||
1.2 | Elect Director M. Donegan | For | For | Management | ||||||
1.3 | Elect Director A.J. Policano | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
-------------------------------------------------------------------------------- | ||||||||||
ROPER INDUSTRIES, INC. | ||||||||||
Ticker: ROP | Security ID: | 776696106 | ||||||||
Meeting Date: JUN 6, 2007 | Meeting Type: Annual |
Record Date: APR 20, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brian D. Jellison | For | For | Management | ||||
1.2 | Elect Director W. Lawrence Banks | For | For | Management | ||||
1.3 | Elect Director David Devonshire | For | For | Management | ||||
1.4 | Elect Director John F. Fort III | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Other Business | For | Against | Management |
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. | ||||||||||||
Ticker: | RCL | Security ID: | V7780T103 | |||||||||
Meeting Date: MAY 31, 2007 | Meeting Type: Annual | |||||||||||
Record Date: | APR 12, 2007 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect | Director William L. Kimsey | For | For | Management | |||||||
1.2 | Elect | Director Gert W. Munthe | For | For | Management | |||||||
1.3 | Elect | Director Thomas J. Pritzker | For | For | Management | |||||||
1.4 | Elect | Director Bernt Reitan | For | For | Management | |||||||
2 | RATIFICATION OF APPOINTMENT OF | For | For | Management | ||||||||
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY | ||||||||||||
S INDEPENDENT REGISTERED CERTIFIED PUBLIC | ||||||||||||
ACCOUNTING FIRM FOR 2007. |
--------------------------------------------------------------------------------
SEI INVESTMENT COMPANY | ||||||||||
Ticker: SEIC | Security ID: | 784117103 | ||||||||
Meeting Date: MAY 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 4, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Alfred P. West, Jr. | For | For | Management | ||||||
1.2 | Elect Director William M. Doran | For | For | Management | ||||||
1.3 | Elect Director Howard D. Ross | For | For | Management | ||||||
2 | Approve Stock Option Plan | For | Against | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
SEPRACOR INC. | ||||||||||
Ticker: SEPR | Security ID: | 817315104 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Digby W. Barrios | For | For | Management |
1.2 | Elect Director Alan A. Steigrod | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
SHERWIN-WILLIAMS CO., THE | ||||||||||
Ticker: SHW | Security ID: 824348106 | |||||||||
Meeting Date: APR 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director A.F. Anton | For | For | Management | ||||||
1.2 | Elect Director J.C. Boland | For | For | Management | ||||||
1.3 | Elect Director C.M. Connor | For | For | Management | ||||||
1.4 | Elect Director D.E. Evans | For | For | Management | ||||||
1.5 | Elect Director D.F. Hodnik | For | For | Management | ||||||
1.6 | Elect Director S.J. Kropf | For | For | Management | ||||||
1.7 | Elect Director R.W. Mahoney | For | For | Management | ||||||
1.8 | Elect Director G.E. McCullough | For | For | Management | ||||||
1.9 | Elect Director A.M. Mixon, III | For | For | Management | ||||||
1.10 | Elect Director C.E. Moll | For | For | Management | ||||||
1.11 | Elect Director R.K. Smucker | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
SIGMA-ALDRICH CORP. | ||||||||||
Ticker: SIAL | Security ID: | 826552101 | ||||||||
Meeting Date: MAY 1, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Nina V. Fedoroff | For | For | Management | ||||||
1.2 | Elect Director David R. Harvey | For | For | Management | ||||||
1.3 | Elect Director W. Lee McCollum | �� | For | For | Management | |||||
1.4 | Elect Director Jai P. Nagarkatti | For | For | Management | ||||||
1.5 | Elect Director Avi M. Nash | For | For | Management | ||||||
1.6 | Elect Director William C. O'Neil, Jr. | For | For | Management | ||||||
1.7 | Elect Director Steven M. Paul | For | For | Management | ||||||
1.8 | Elect Director J. Pedro Reinhard | For | For | Management | ||||||
1.9 | Elect Director Timothy R.G. Sear | For | For | Management | ||||||
1.10 | Elect Director D. Dean Spatz | For | For | Management | ||||||
1.11 | Elect Director Barrett A. Toan | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
-------------------------------------------------------------------------------- | ||||||||||
SL GREEN REALTY CORP. | ||||||||||
Ticker: SLG | Security ID: | 78440X101 |
Meeting Date: MAY 24, 2007 Meeting Type: Annual | ||||||||
Record Date: MAR 20, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edwin Thomas Burton, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management |
--------------------------------------------------------------------------------
SMITHFIELD FOODS, INC. | ||||||||||
Ticker: SFD | Security ID: | 832248108 | ||||||||
Meeting Date: AUG 30, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUL 12, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Joseph W. Luter, III | For | For | Management | ||||||
1.2 | Elect Director Wendell H. Murphy | For | For | Management | ||||||
1.3 | Elect Director C. Larry Pope | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Sustainability Report | Against | Against | Shareholder | ||||||
5 | Report on Animal Welfare Standards | Against | Against | Shareholder | ||||||
6 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards |
--------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC. | ||||||||||
Ticker: SOV | Security ID: | 845905108 | ||||||||
Meeting Date: SEP 20, 2006 | Meeting Type: Annual | |||||||||
Record Date: AUG 1, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Brian Hard | For | For | Management | ||||||
1.2 | Elect Director Marian L. Heard | For | For | Management | ||||||
1.3 | Elect Director Cameron C. Troilo, Sr. | For | For | Management | ||||||
1.4 | Elect Director Ralph V. Whitworth | For | For | Management | ||||||
2 | Approve Non-Employee Director Stock | For | For | Management | ||||||
Option Plan | ||||||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Declassify the Board of Directors | Against | For | Shareholder |
--------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC. | ||
Ticker: SOV | Security ID: 845905108 | |
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |
Record Date: MAR 1, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director P. Michael Ehlerman | For | For | Management | ||||
1.2 | Elect Director Andrew C. Hove, Jr. | For | For | Management | ||||
1.3 | Elect Director Juan Rodriguez-Inciarte | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Opt Out of State's Control Share | For | For | Management | ||||
Acquisition Law |
--------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. | ||||||||||
Ticker: HOT | Security ID: | 85590A401 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 21, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Bruce W. Duncan | For | For | Management | ||||||
1.2 | Elect Director Adam Aron | For | For | Management | ||||||
1.3 | Elect Director Charlene Barshefsky | For | For | Management | ||||||
1.4 | Elect Director Jean-Marc Chapus | For | For | Management | ||||||
1.5 | Elect Director Lizanne Galbreath | For | For | Management | ||||||
1.6 | Elect Director Eric Hippeau | For | For | Management | ||||||
1.7 | Elect Director Stephen R. Quazzo | For | For | Management | ||||||
1.8 | Elect Director Thomas O. Ryder | For | For | Management | ||||||
1.9 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend and Restatement of Charter | For | For | Management |
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC. | ||||||||||
Ticker: STLD | Security ID: | 858119100 | ||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Keith E. Busse | For | For | Management | ||||||
1.2 | Elect Director Mark D. Millett | For | For | Management | ||||||
1.3 | Elect Director Richard P. Teets, Jr. | For | For | Management | ||||||
1.4 | Elect Director John C. Bates | For | For | Management | ||||||
1.5 | Elect Director Frank D. Byrne, M.D. | For | For | Management | ||||||
1.6 | Elect Director Paul B. Edgerley | For | For | Management | ||||||
1.7 | Elect Director Richard J. Freeland | For | For | Management | ||||||
1.8 | Elect Director Jurgen Kolb | For | For | Management | ||||||
1.9 | Elect Director James C. Marcuccilli | For | For | Management | ||||||
1.10 | Elect Director Joseph D. Ruffolo | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN | Security ID: | 86764P109 | ||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director R. J. Darnall | For | For | Management | ||||||
1.2 | Elect Director J. G. Drosdick | For | For | Management | ||||||
1.3 | Elect Director U. O. Fairbairn | For | For | Management | ||||||
1.4 | Elect Director T. P. Gerrity | For | For | Management | ||||||
1.5 | Elect Director R. B. Greco | For | For | Management | ||||||
1.6 | Elect Director J. P. Jones, III | For | For | Management | ||||||
1.7 | Elect Director J. G. Kaiser | For | For | Management | ||||||
1.8 | Elect Director R. A. Pew | For | For | Management | ||||||
1.9 | Elect Director G. J. Ratcliffe | For | For | Management | ||||||
1.10 | Elect Director J. W. Rowe | For | For | Management | ||||||
1.11 | Elect Director J. K. Wulff | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TEREX CORP. | ||||||||||
Ticker: TEX | Security ID: 880779103 | |||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ronald M. DeFeo | For | For | Management | ||||||
1.2 | Elect Director G. Chris Andersen | For | For | Management | ||||||
1.3 | Elect Director Paula H.J. Cholmondeley | For | For | Management | ||||||
1.4 | Elect Director Don DeFosset | For | For | Management | ||||||
1.5 | Elect Director William H. Fike | For | For | Management | ||||||
1.6 | Elect Director Donald P. Jacobs | For | For | Management | ||||||
1.7 | Elect Director David A. Sachs | For | For | Management | ||||||
1.8 | Elect Director Oren G. Shaffer | For | For | Management | ||||||
1.9 | Elect Director Helge H. Wehmeier | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Increase Authorized Common Stock | For | Against | Management | ||||||
4 | Approve Nonqualified Employee Stock | For | For | Management | ||||||
Purchase Plan |
--------------------------------------------------------------------------------
TESORO CORP. | ||||||||||
Ticker: TSO | Security ID: | 881609101 | ||||||||
Meeting Date: MAY 1, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 13, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John F. Bookout, III | For | For | Management | ||||||
1.2 | Elect Director Rodney F. Chase | For | For | Management | ||||||
1.3 | Elect Director Robert W. Goldman | For | For | Management | ||||||
1.4 | Elect Director Steven H. Grapstein | For | For | Management | ||||||
1.5 | Elect Director William J. Johnson | For | For | Management |
1.6 | Elect Director J.W. (jim) Nokes | For | For | Management | ||||
1.7 | Elect Director Donald H. Schmude | For | For | Management | ||||
1.8 | Elect Director Bruce A. Smith | For | For | Management | ||||
1.9 | Elect Director Michael E. Wiley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES | ||||||||||
Ticker: TEVA | Security ID: 881624209 | |||||||||
Meeting Date: OCT 5, 2006 | Meeting Type: Special | |||||||||
Record Date: AUG 29, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO APPROVE THE REMUNERATION OF MR. ELI | For | For | Management | ||||||
HURVITZ IN HIS CAPACITY AS CHAIRMAN OF | ||||||||||
THE BOARD OF TEVA, IN AN AMOUNT OF THE | ||||||||||
NIS EQUIVALENT OF $300,000 PER ANNUM PLUS | ||||||||||
VAT, TO BE ADJUSTED BY THE INCREASE OF | ||||||||||
THE ISRAELI CONSUMER PRICE INDEX, | ||||||||||
TOGETHER WITH AN OFFIC | ||||||||||
2 | TO APPROVE THE REMUNERATION OF DR. | For | For | Management | ||||||
PHILLIP FROST IN HIS CAPACITY AS VICE | ||||||||||
CHAIRMAN OF THE BOARD OF TEVA AND | ||||||||||
CHAIRMAN OF THE BOARD S SCIENCE AND | ||||||||||
TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE | ||||||||||
NIS EQUIVALENT OF $275,000 PER ANNUM PLUS | ||||||||||
VAT, TO BE ADJUSTED BY THE |
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. | ||||||||
Ticker: TMO | Security ID: 883556102 | |||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||
Record Date: MAR 29, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marijn E. Dekkers For | For | Management | |||||
2 | Approve Qualified Employee Stock Purchase For | For | Management | |||||
Plan | ||||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TRIBUNE CO. | ||||||||||
Ticker: TRB | Security ID: | 896047107 | ||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 14, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jeffrey Chandler | For | For | Management |
1.2 | Elect Director William A. Osborn | For | For | Management | ||||
1.3 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder |
--------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. | ||||||||||
Ticker: TRN | Security ID: | 896522109 | ||||||||
Meeting Date: MAY 7, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John L. Adams | For | For | Management | ||||||
1.2 | Elect Director Rhys J. Best | For | For | Management | ||||||
1.3 | Elect Director David W. Biegler | For | For | Management | ||||||
1.4 | Elect Director Ronald J. Gafford | For | For | Management | ||||||
1.5 | Elect Director Ronald W. Haddock | For | For | Management | ||||||
1.6 | Elect Director Jess T. Hay | For | For | Management | ||||||
1.7 | Elect Director Adrian Lajous | For | For | Management | ||||||
1.8 | Elect Director Diana S. Natalicio | For | For | Management | ||||||
1.9 | Elect Director Timothy R. Wallace | For | For | Management | ||||||
2 | Increase Authorized Common Stock | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TRIZEC PROPERTIES, INC. | ||||||||||
Ticker: TRZ | Security ID: | 89687P107 | ||||||||
Meeting Date: SEP 12, 2006 | Meeting Type: Special | |||||||||
Record Date: AUG 3, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
UNIONBANCAL CORP. | ||||||||||
Ticker: UB | Security ID: | 908906100 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Aida M. Alvarez | For | For | Management | ||||||
1.2 | Elect Director David R. Andrews | For | For | Management | ||||||
1.3 | Elect Director Nicholas B. Binkley | For | For | Management | ||||||
1.4 | Elect Director L. Dale Crandall | For | For | Management | ||||||
1.5 | Elect Director Murray H. Dashe | For | For | Management | ||||||
1.6 | Elect Director Richard D. Farman | For | For | Management | ||||||
1.7 | Elect Director Philip B. Flynn | For | For | Management |
1.8 | Elect Director Michael J. Gillfillan | For | For | Management | ||||
1.9 | Elect Director Mohan S. Gyani | For | For | Management | ||||
1.10 | Elect Director Ronald L. Havner, Jr. | For | For | Management | ||||
1.11 | Elect Director Norimichi Kanari | For | For | Management | ||||
1.12 | Elect Director Mary S. Metz | For | For | Management | ||||
1.13 | Elect Director Shigemitsu Miki | For | Withhold | Management | ||||
1.14 | Elect Director J. Fernando Niebla | For | For | Management | ||||
1.15 | Elect Director Masashi Oka | For | For | Management | ||||
1.16 | Elect Director Kyota Omori | For | For | Management | ||||
1.17 | Elect Director Masaaki Tanaka | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
VORNADO REALTY TRUST | ||||||||||||||
Ticker: | VNO | Security ID: | 929042109 | |||||||||||
Meeting Date: MAY 22, 2007 | Meeting Type: Annual | |||||||||||||
Record Date: | APR 12, 2007 | |||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||||
1.1 | Elect | Director Robert P. Kogod | For | For | Management | |||||||||
1.2 | Elect | Director David Mandelbaum | For | For | Management | |||||||||
1.3 | Elect | Director Richard R. West | For | For | Management | |||||||||
2 | Ratify Auditors | For | For | Management | ||||||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||||||
of Directors |
--------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS | ||||||||||
Ticker: WRI | Security ID: | 948741103 | ||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Stanford Alexander | For | For | Management | ||||||
1.2 | Elect Director Andrew M. Alexander | For | For | Management | ||||||
1.3 | Elect Director James W. Crownover | For | For | Management | ||||||
1.4 | Elect Director Robert J. Cruikshank | For | For | Management | ||||||
1.5 | Elect Director Melvin A. Dow | For | For | Management | ||||||
1.6 | Elect Director Stephen A. Lasher | For | For | Management | ||||||
1.7 | Elect Director Douglas W. Schnitzer | For | For | Management | ||||||
1.8 | Elect Director Marc J. Shapiro | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WESTERN DIGITAL CORP. | ||
Ticker: WDC | Security ID: 958102105 | |
Meeting Date: FEB 6, 2007 | Meeting Type: Annual | |
Record Date: DEC 14, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Matthew E. Massengill | For | For | Management | ||||
2 | Elect Director Peter D. Behrendt | For | For | Management | ||||
3 | Elect Director Kathleen A. Cote | For | For | Management | ||||
4 | Elect Director John F. Coyne | For | For | Management | ||||
5 | Elect Director Henry T. Denero | For | For | Management | ||||
6 | Elect Director William L. Kimsey | For | For | Management | ||||
7 | Elect Director Michael D. Lambert | For | For | Management | ||||
8 | Elect Director Roger H. Moore | For | For | Management | ||||
9 | Elect Director Thomas E. Pardun | For | For | Management | ||||
10 | Elect Director Arif Shakeel | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LTD | ||||||||||
Ticker: WSH | Security ID: G96655108 | |||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | ELECTION OF DIRECTOR: GORDON M. BETHUNE. | For | For | Management | ||||||
2 | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY. For | For | Management | |||||||
3 | ELECTION OF DIRECTOR: JOSEPH A. CALIFANO | For | For | Management | ||||||
JR. | ||||||||||
4 | ELECTION OF DIRECTOR: ANNA C. CATALANO. | For | For | Management | ||||||
5 | ELECTION OF DIRECTOR: ERIC G. FRIBERG. | For | For | Management | ||||||
6 | ELECTION OF DIRECTOR: SIR ROY GARDNER. | For | For | Management | ||||||
7 | ELECTION OF DIRECTOR: SIR JEREMY HANLEY. | For | For | Management | ||||||
8 | ELECTION OF DIRECTOR: WENDY E. LANE. | For | For | Management | ||||||
9 | ELECTION OF DIRECTOR: JAMES F. MCCANN. | For | For | Management | ||||||
10 | ELECTION OF DIRECTOR: JOSEPH J. PLUMERI. | For | For | Management | ||||||
11 | ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS. For | For | Management | |||||||
12 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WYNN RESORTS LTD | ||||||||||
Ticker: WYNN | Security ID: | 983134107 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 29, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Stephen A. Wynn | For | For | Management | ||||||
1.2 | Elect Director Alvin V. Shoemaker | For | For | Management | ||||||
1.3 | Elect Director D. Boone Wayson | For | For | Management | ||||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
XTO ENERGY INC | ||||||||||
Ticker: XTO | Security ID: | 98385X106 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Lane G. Collins | For | For | Management | ||||||
2 | Elect Director Scott G. Sherman | For | For | Management | ||||||
3 | Elect Director Bob R. Simpson | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
YUM BRANDS, INC. | ||||||||||
Ticker: YUM | Security ID: 988498101 | |||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David W. Dorman | For | For | Management | ||||||
1.2 | Elect Director Massimo Ferragamo | For | For | Management | ||||||
1.3 | Elect Director J. David Grissom | For | For | Management | ||||||
1.4 | Elect Director Bonnie G. Hill | For | For | Management | ||||||
1.5 | Elect Director Robert Holland, Jr. | For | For | Management | ||||||
1.6 | Elect Director Kenneth G. Langone | For | For | Management | ||||||
1.7 | Elect Director Jonathan S. Linen | For | For | Management | ||||||
1.8 | Elect Director Thomas C. Nelson | For | For | Management | ||||||
1.9 | Elect Director David C. Novak | For | For | Management | ||||||
1.10 | Elect Director Thomas M. Ryan | For | For | Management | ||||||
1.11 | Elect Director Jackie Trujillo | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Adopt MacBride Principles | Against | Against | Shareholder | ||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
5 | Pay For Superior Performance | Against | For | Shareholder | ||||||
6 | Submit Severance Agreement (Change in | Against | For | Shareholder | ||||||
Control) to shareholder Vote | ||||||||||
7 | Report on Sustainable Fish/Seafood | Against | Against | Shareholder | ||||||
Sourcing Policies | ||||||||||
8 | Report on Animal Welfare Policies | Against | Against | Shareholder |
====================== EMERGING MARKETS OPPORTUNITY FUND =======================
AMERICA MOVIL SA DE CV | ||||||
Ticker: AMX | Security ID: 02364W105 | |||||
Meeting Date: APR 27, 2007 | Meeting Type: Special | |||||
Record Date: APR 16, 2007 | ||||||
# Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Representatives of Class L Shares | For | For | Management | ||||
to the Board of Directors | ||||||||
2 | Designate Inspector or Shareholder | For | For | Management | ||||
Representative(s) of Minutes of Meeting |
--------------------------------------------------------------------------------
BBVA BANCO FRANCES S.A. | ||||||||||
Ticker: BFR | Security ID: 07329M100 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 27, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Designate Two Shareholders to Sign | For | For | Management | ||||||
Minutes of Meeting | ||||||||||
2 | Accept Financial Statements and Statutory For | For | Management | |||||||
Reports for Fiscal Year Ended 12-31-06 | ||||||||||
3 | Approve Discharge of Management and | For | For | Management | ||||||
Supervisory Board | ||||||||||
4 | Approve Allocation of Income and | For | For | Management | ||||||
Dividends For Fiscal Year 2006 | ||||||||||
5 | Approve Remuneration of Directors for | For | For | Management | ||||||
Fiscal Year Ended 12-31-06 | ||||||||||
6 | Approve Remuneration of Supervisory Board For | For | Management | |||||||
for Fiscal Year Ended 12-31-06 | ||||||||||
7 | Fix Number of and Elect Directors for a | For | For | Management | ||||||
Period of Three Years | ||||||||||
8 | Elect Three Supervisory Board Member and | For | For | Management | ||||||
Three Alternates | ||||||||||
9 | Approve Auditors and Approve Their | For | For | Management | ||||||
Remuneration | ||||||||||
10 | Approve Audit Committee Budget for | For | For | Management | ||||||
Independent Advisors | ||||||||||
11 | Authorize Issuance of Debt Securities for For | Against | Management | |||||||
an amount of $300.000.000 |
--------------------------------------------------------------------------------
CEMEX S.A. | ||||||||
Ticker: CX | Security ID: 151290889 | |||||||
Meeting Date: AUG 31, 2006 | Meeting Type: Special | |||||||
Record Date: AUG 10, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | PRESENTATION, DISCUSSION AND APPROVAL OF For | For | Management | |||||
THE PROJECT THAT MODIFIES THE ISSUANCE | ||||||||
DEED OF THE ORDINARY PARTICIPATION | ||||||||
CERTIFICATES DENOMINATED CEMEX.CPO , AS | ||||||||
WELL AS THE TRUST AGREEMENT NUMBER | ||||||||
111033-9 EXECUTED BY | BANCO NACIONAL DE | |||||||
MEXICO, S.A. AS CEMEX |
--------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V. | ||||||||||
Ticker: CX | Security ID: 151290889 | |||||||||
Meeting Date: DEC 7, 2006 | Meeting Type: Annual | |||||||||
Record Date: NOV 8, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | CONSIDERATION AND, IF APPLICABLE, | For | For | Management | ||||||
AUTHORIZATION OF A TRANSACTION, AFTER | ||||||||||
HEARING A REPORT BY THE CHIEF EXECUTIVE | ||||||||||
OFFICER AND THE OPINION OF THE BOARD OF | ||||||||||
DIRECTORS. |
--------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED | ||||||||||
Ticker: CHL | Security ID: 16941M109 | |||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED | For | For | Management | ||||||
FINANCIAL STATEMENTS AND THE REPORTS OF | ||||||||||
THE DIRECTORS AND AUDITORS. | ||||||||||
2a | TO DECLARE AN ORDINARY FINAL DIVIDEND FOR For | For | Management | |||||||
THE YEAR ENDED 31 DECEMBER 2006. | ||||||||||
2b | TO DECLARE A SPECIAL FINAL DIVIDEND FOR | For | For | Management | ||||||
THE YEAR ENDED 31 DECEMBER 2006. | ||||||||||
3a | TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. | For | For | Management | ||||||
3b | TO RE-ELECT LI YUE AS A DIRECTOR. | For | For | Management | ||||||
3c | TO RE-ELECT ZHANG CHENSHUANG AS A | For | For | Management | ||||||
DIRECTOR. | ||||||||||
3d | TO RE-ELECT FRANK WONG KWONG SHING AS A | For | For | Management | ||||||
DIRECTOR. | ||||||||||
3e | TO RE-ELECT PAUL MICHAEL DONOVAN AS A | For | For | Management | ||||||
DIRECTOR. | ||||||||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | TO GIVE A GENERAL MANDATE TO THE | For | For | Management | ||||||
DIRECTORS TO REPURCHASE SHARES IN THE | ||||||||||
COMPANY NOT EXCEEDING 10% OF THE | ||||||||||
AGGREGATE NOMINAL AMOUNT OF THE EXISTING | ||||||||||
ISSUED SHARE CAPITAL. | ||||||||||
6 | TO GIVE A GENERAL MANDATE TO THE | For | Against | Management | ||||||
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH | ||||||||||
ADDITIONAL SHARES IN THE COMPANY. | ||||||||||
7 | TO EXTEND THE GENERAL MANDATE GRANTED TO | For | Against | Management | ||||||
THE DIRECTORS TO ISSUE, ALLOT AND DEAL | ||||||||||
WITH SHARES BY THE NUMBER OF SHARES | ||||||||||
REPURCHASED. |
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP. | ||||||||||
Ticker: SNP | Security ID: 16941R108 | |||||||||
Meeting Date: JAN 22, 2007 | Meeting Type: Special | |||||||||
Record Date: DEC 15, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO GRANT TO THE BOARD OF DIRECTORS OF | For | For | Management | ||||||
SINOPEC CORP. AN UNCONDITIONAL GENERAL | ||||||||||
MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW | ||||||||||
DOMESTIC LISTED SHARES AND NEW OVERSEAS | ||||||||||
LISTED FOREIGN SHARES, ALL AS MORE FULLY | ||||||||||
DESCRIBED IN THE NOTICE OF MEETING. | ||||||||||
2 | TO APPROVE THE ISSUE OF CONVERTIBLE | For | For | Management | ||||||
BONDS, ALL AS MORE FULLY DESCRIBED IN THE | ||||||||||
NOTICE OF MEETING. | ||||||||||
3 | TO AUTHORISE THE BOARD OF DIRECTORS OF | For | For | Management | ||||||
SINOPEC CORP. TO DEAL WITH ALL MATTERS IN | ||||||||||
CONNECTION WITH THE ISSUE OF CONVERTIBLE | ||||||||||
BONDS, ALL AS MORE FULLY DESCRIBED IN THE | ||||||||||
NOTICE OF MEETING. | ||||||||||
4 | TO APPROVE, SUBJECT TO THE PASSING OF THE For | For | Management | |||||||
RESOLUTION NUMBERED 5 BELOW, TO APPROVE | ||||||||||
SINOPEC CORP. TO ISSUE UP TO RMB 10 | ||||||||||
BILLION IN PRINCIPAL AMOUNT OF DOMESTIC | ||||||||||
CORPORATE BONDS WITHIN TWELVE MONTHS FROM | ||||||||||
THE DATE OF APPROVALS PASSED AT SINOPEC | ||||||||||
CORP. S GENERA | ||||||||||
5 | TO AUTHORISE THE BOARD OF DIRECTORS OF | For | For | Management | ||||||
SINOPEC CORP. TO DEAL WITH ALL MATTERS IN | ||||||||||
CONNECTION WITH THE ISSUE OF DOMESTIC | ||||||||||
CORPORATE BONDS, INCLUDING BUT NOT | ||||||||||
LIMITED TO, SUBJECT TO THE PASSING OF THE | ||||||||||
RESOLUTION NUMBERED 4, TO DETERMINE THE | ||||||||||
TERMS AND CONDITIO |
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP. | ||||||||||
Ticker: SNP | Security ID: 16941R108 | |||||||||
Meeting Date: MAY 29, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE For | For | Management | |||||||
BOARD OF SINOPEC CORP. FOR THE YEAR ENDED | ||||||||||
31 DECEMBER 2006. | ||||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE For | For | Management | |||||||
SUPERVISORY BOARD OF SINOPEC CORP. FOR | ||||||||||
THE YEAR ENDED 31 DECEMBER 2006. | ||||||||||
3 | TO CONSIDER AND APPROVE THE AUDITED | For | For | Management | ||||||
FINANCIAL REPORT AND CONSOLIDATED | ||||||||||
FINANCIAL REPORT OF SINOPEC CORP. FOR THE | ||||||||||
YEAR ENDED 31 DECEMBER 2006. | ||||||||||
4 | APPROVE THE PROFIT DISTRIBUTION PLAN AND | For | For | Management |
DISTRIBUTION OF FINAL DIVIDEND OF SINOPEC | ||||||||
CORP. FOR THE YEAR ENDED 31 DECEMBER | ||||||||
2006. | ||||||||
5 | Ratify Auditors | For | For | Management | ||||
6 | TO GRANT TO THE BOARD OF DIRECTORS OF | For | Against | Management | ||||
SINOPEC CORP. A GENERAL MANDATE TO ISSUE | ||||||||
NEW SHARES, AS SET FORTH IN THE COMPANY S | ||||||||
NOTICE OF MEETING. |
--------------------------------------------------------------------------------
CNOOC LTD | ||||||||
Ticker: CEO | Security ID: 126132109 | |||||||
Meeting Date: SEP 29, 2006 | Meeting Type: Special | |||||||
Record Date: SEP 11, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | TO APPROVE THE REVISED CAPS FOR 2006 AND For | For | Management | |||||
2007 FOR THE SALES OF PETROLEUM AND | ||||||||
NATURAL GAS PRODUCTS | CATEGORY OF | |||||||
CONTINUING CONNECTED TRANSACTIONS. |
--------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV | ||||||||||
Ticker: ABV.C | Security ID: 20441W104 | |||||||||
Meeting Date: NOV 14, 2006 | Meeting Type: Special | |||||||||
Record Date: NOV 1, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO AMEND SECTION 25, LETTER (B) OF THE | For | Against | Management | ||||||
COMPANY S BYLAWS, TO INCLUDE THE NEED OF | ||||||||||
THE BOARD OF DIRECTORS | APPROVAL OF THE | |||||||||
OPERATIONAL BUDGET. THE LANGUAGE OF THE | ||||||||||
SECTION WOULD BE CHANGED TO: APPROVE THE | ||||||||||
ANNUAL INVESTMENT AND OPERATIONAL BUDGETS | ||||||||||
OF THE COM | ||||||||||
2 | TO AMEND SECTION 25, LETTER (Q) OF THE | For | Against | Management | ||||||
COMPANY S BYLAWS, TO INCLUDE THE NEED OF | ||||||||||
THE BOARD OF DIRECTORS | APPROVAL OF | |||||||||
EVENTUAL CORPORATE LENDING TO EMPLOYEES. | ||||||||||
THE LANGUAGE OF THE SECTION WOULD BE | ||||||||||
CHANGED TO: APPROVE THE GRANTING OF | ||||||||||
LOANS AND RENDERING OF | ||||||||||
3 | TO CANCEL UP TO 13,553,843 COMMON SHARES | For | For | Management | ||||||
AND UP TO 1,425,470,749 PREFERRED | ||||||||||
SHARES, BOTH HELD IN TREASURY, WITHOUT | ||||||||||
REDUCTION OF THE COMPANY S CAPITAL, AND, | ||||||||||
AS A RESULT, TO AMEND THE HEADING OF | ||||||||||
SECTION 5 OF COMPANY S BYLAWS. |
--------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV | ||||||||||
Ticker: ABV | Security ID: 20441W104 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual/Special | |||||||||
Record Date: APR 10, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO TAKE THE MANAGEMENT ACCOUNTS, EXAMINE, For | Did Not | Management | |||||||
DISCUSS AND VOTE THE FINANCIAL STATEMENTS | Vote | |||||||||
RELATED TO THE FISCAL YEAR OF 2006. | ||||||||||
2 | TO RESOLVE ON THE ALLOCATION OF THE NET | For | Did Not | Management | ||||||
INCOME FOR THE YEAR, AS WELL AS TO RATIFY | Vote | |||||||||
THE DISTRIBUTION OF INTEREST. | ||||||||||
3 | TO RATIFY THE AMOUNTS PAID BY MEANS OF | For | Did Not | Management | ||||||
THE GLOBAL COMPENSATION ATTRIBUTED TO THE | Vote | |||||||||
COMPANY S ADMINISTRATORS FOR THE YEAR OF | ||||||||||
2006. | ||||||||||
4 | TO ELECT NEW MEMBERS OF THE FISCAL | For | Did Not | Management | ||||||
COUNCIL OF THE COMPANY AND RESPECTIVE | Vote | |||||||||
DEPUTIES, AS WELL AS TO SET FORTH THEIR | ||||||||||
GLOBAL COMPENSATION FOR THE YEAR OF 2007. | ||||||||||
5 | TO APPROVE AN INCREASE ON THE CORPORATE | For | Did Not | Management | ||||||
CAPITAL, ON THE AMOUNT OF | Vote | |||||||||
R$174,150,869.26, CORRESPONDING TO THE | ||||||||||
PARTIAL CAPITALIZATION OF THE TAX BENEFIT | ||||||||||
RESULTING FROM THE PARTIAL AMORTIZATION | ||||||||||
OF THE SPECIAL PREMIUM RESERVE ON THE | ||||||||||
FISCAL YEAR OF 2006, PURSUANT | ||||||||||
6 | TO APPROVE AN INCREASE ON THE CORPORATE | For | Did Not | Management | ||||||
CAPITAL, ON THE AMOUNT OF | Vote | |||||||||
R$74,636,086.52, CORRESPONDING TO THE | ||||||||||
CAPITALIZATION OF 30% OF THE TAX BENEFIT | ||||||||||
RESULTING FROM THE PARTIAL AMORTIZATION. | ||||||||||
7 | BY VIRTUE OF THE RESOLUTIONS OF ITEMS (I) For | Did Not | Management | |||||||
AND (II) ABOVE, TO AMEND ARTICLE 5 OF THE | Vote | |||||||||
COMPANY S BYLAWS. | ||||||||||
8 | TO APPROVE AMENDMENTS TO THE STOCK PLAN | For | Did Not | Management | ||||||
OF THE COMPANY. | Vote |
--------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE | ||||||||||
Ticker: RIO.PR | Security ID: 204412100 | |||||||||
Meeting Date: DEC 28, 2006 | Meeting Type: Special | |||||||||
Record Date: DEC 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | THE APPROVAL AND JUSTIFICATION FOR | For | For | Management | ||||||
CONSOLIDATION OF CAEMI MINERACAO E | ||||||||||
METALURGIA S.A. ( CAEMI ), A WHOLLY OWNED | ||||||||||
SUBSIDIARY OF CVRD, PURSUANT TO ARTICLES | ||||||||||
224 AND 225 OF THE BRAZILIAN CORPORATE | ||||||||||
LAW | ||||||||||
2 | TO RATIFY THE APPOINTMENT OF THE EXPERTS | For | For | Management |
TO APPRAISE THE VALUE OF THE COMPANY TO | ||||||||
BE CONSOLIDATED | ||||||||
3 | TO DECIDE ON THE APPRAISAL REPORT, | For | For | Management | ||||
PREPARED BY THE EXPERT APPRAISERS | ||||||||
4 | THE APPROVAL FOR THE CONSOLIDATION OF | For | For | Management | ||||
CAEMI, WITHOUT A CAPITAL INCREASE OR THE | ||||||||
ISSUANCE OF NEW SHARES BY THIS COMPANY | ||||||||
5 | TO RATIFY THE ACQUISITION OF THE CONTROL | For | For | Management | ||||
OF INCO LTD., PURSUANT TO SECTION 1 OF | ||||||||
ARTICLE 256 OF THE BRAZILIAN CORPORATE | ||||||||
LAW | ||||||||
6 | TO RATIFY THE APPOINTMENT OF A BOARD | For | For | Management | ||||
MEMBER, DULY NOMINATED DURING THE BOARD | ||||||||
OF DIRECTORS MEETING HELD ON JUNE 21, | ||||||||
2006, IN ACCORDANCE WITH SECTION 10 OF | ||||||||
ARTICLE 11 OF THE COMPANY S BY-LAWS |
--------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE | ||||||||||
Ticker: RIO.PR | Security ID: 204412209 | |||||||||
Meeting Date: DEC 28, 2006 | Meeting Type: Special | |||||||||
Record Date: DEC 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | THE APPROVAL AND JUSTIFICATION FOR | For | For | Management | ||||||
CONSOLIDATION OF CAEMI MINERACAO E | ||||||||||
METALURGIA S.A. ( CAEMI ), A WHOLLY OWNED | ||||||||||
SUBSIDIARY OF CVRD, PURSUANT TO ARTICLES | ||||||||||
224 AND 225 OF THE BRAZILIAN CORPORATE | ||||||||||
LAW | ||||||||||
2 | TO RATIFY THE APPOINTMENT OF THE EXPERTS | For | For | Management | ||||||
TO APPRAISE THE VALUE OF THE COMPANY TO | ||||||||||
BE CONSOLIDATED | ||||||||||
3 | TO DECIDE ON THE APPRAISAL REPORT, | For | For | Management | ||||||
PREPARED BY THE EXPERT APPRAISERS | ||||||||||
4 | THE APPROVAL FOR THE CONSOLIDATION OF | For | For | Management | ||||||
CAEMI, WITHOUT A CAPITAL INCREASE OR THE | ||||||||||
ISSUANCE OF NEW SHARES BY THIS COMPANY | ||||||||||
5 | TO RATIFY THE ACQUISITION OF THE CONTROL | For | For | Management | ||||||
OF INCO LTD., PURSUANT TO SECTION 1 OF | ||||||||||
ARTICLE 256 OF THE BRAZILIAN CORPORATE | ||||||||||
LAW | ||||||||||
6 | TO RATIFY THE APPOINTMENT OF A BOARD | For | For | Management | ||||||
MEMBER, DULY NOMINATED DURING THE BOARD | ||||||||||
OF DIRECTORS MEETING HELD ON JUNE 21, | ||||||||||
2006, IN ACCORDANCE WITH SECTION 10 OF | ||||||||||
ARTICLE 11 OF THE COMPANY S BY-LAWS |
--------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE | ||||
Ticker: RIO | Security ID: | 204412100 |
Meeting Date: APR 27, 2007 Meeting Type: Annual/Special | ||||||||
Record Date: APR 4, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | APPRECIATION OF THE MANAGEMENTS REPORT | For | For | Management | ||||
AND ANALYSIS, DISCUSSION AND VOTE ON THE | ||||||||
FINANCIAL STATEMENTS FOR THE FISCAL YEAR | ||||||||
ENDING DECEMBER 31, 2006. | ||||||||
2 | PROPOSAL FOR THE DESTINATION OF PROFITS | For | For | Management | ||||
OF THE SAID FISCAL YEAR AND APPROVAL OF | ||||||||
THE INVESTMENT BUDGET OF THE COMPANY. | ||||||||
3 | APPOINTMENT OF THE MEMBERS OF THE BOARD | For | For | Management | ||||
OF DIRECTORS. | ||||||||
4 | APPOINTMENT OF THE MEMBERS OF THE FISCAL | For | For | Management | ||||
COUNCIL. | ||||||||
5 | ESTABLISHMENT OF THE REMUNERATION OF THE | For | For | Management | ||||
MEMBERS OF THE BOARD OF DIRECTORS, THE | ||||||||
BOARD OF EXECUTIVE OFFICERS AND THE | ||||||||
FISCAL COUNCIL. | ||||||||
6 | PROPOSAL FOR THE CAPITAL INCREASE, | For | For | Management | ||||
THROUGH CAPITALIZATION OF RESERVES, | ||||||||
WITHOUT THE ISSUANCE OF SHARES, AND THE | ||||||||
CONSEQUENT CHANGE OF THE HEAD OF ARTICLE | ||||||||
5 OF THE COMPANY S BY-LAWS. |
--------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE | ||||||||||
Ticker: RIO | Security ID: 204412209 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual/Special | |||||||||
Record Date: APR 4, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPRECIATION OF THE MANAGEMENTS REPORT | For | For | Management | ||||||
AND ANALYSIS, DISCUSSION AND VOTE ON THE | ||||||||||
FINANCIAL STATEMENTS FOR THE FISCAL YEAR | ||||||||||
ENDING DECEMBER 31, 2006. | ||||||||||
2 | PROPOSAL FOR THE DESTINATION OF PROFITS | For | For | Management | ||||||
OF THE SAID FISCAL YEAR AND APPROVAL OF | ||||||||||
THE INVESTMENT BUDGET OF THE COMPANY. | ||||||||||
3 | APPOINTMENT OF THE MEMBERS OF THE BOARD | For | For | Management | ||||||
OF DIRECTORS. | ||||||||||
4 | APPOINTMENT OF THE MEMBERS OF THE FISCAL | For | For | Management | ||||||
COUNCIL. | ||||||||||
5 | ESTABLISHMENT OF THE REMUNERATION OF THE | For | For | Management | ||||||
MEMBERS OF THE BOARD OF DIRECTORS, THE | ||||||||||
BOARD OF EXECUTIVE OFFICERS AND THE | ||||||||||
FISCAL COUNCIL. | ||||||||||
6 | PROPOSAL FOR THE CAPITAL INCREASE, | For | For | Management | ||||||
THROUGH CAPITALIZATION OF RESERVES, | ||||||||||
WITHOUT THE ISSUANCE OF SHARES, AND THE | ||||||||||
CONSEQUENT CHANGE OF THE HEAD OF ARTICLE | ||||||||||
5 OF THE COMPANY S BY-LAWS. |
--------------------------------------------------------------------------------
CREDICORP LTD. | ||||||||
Ticker: BAP | Security ID: G2519Y108 | |||||||
Meeting Date: MAR 30, 2007 | Meeting Type: Annual | |||||||
Record Date: FEB 8, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | TO CONSIDER AND APPROVE THE ANNUAL REPORT For | For | Management | |||||
OF THE COMPANY FOR THE FINANCIAL YEAR | ||||||||
ENDED DECEMBER 31, 2006. | ||||||||
2 | TO CONSIDER AND APPROVE THE AUDITED For | For | Management | |||||
CONSOLIDATED FINANCIAL STATEMENTS OF THE | ||||||||
COMPANY AND ITS SUBSIDIARIES FOR THE | ||||||||
FINANCIAL YEAR ENDED DECEMBER 31, 2006, | ||||||||
INCLUDING THE REPORT OF THE INDEPENDENT | ||||||||
AUDITORS OF THE COMPANY THEREON. |
--------------------------------------------------------------------------------
EMBRAER, EMPRESA BRASILEIRA DE AERONAUTICA | ||||||||||
Ticker: ERJ | Security ID: 29081M102 | |||||||||
Meeting Date: APR 23, 2007 | Meeting Type: Annual/Special | |||||||||
Record Date: MAR 22, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | EXAMINE, DISCUSS AND VOTE ON THE | For | For | Management | ||||||
FINANCIAL STATEMENTS FOR THE YEAR ENDED | ||||||||||
DECEMBER 31, 2006 | ||||||||||
2 | ALLOCATE THE NET PROFITS RECORDED IN SUCH For | For | Management | |||||||
FISCAL YEAR | ||||||||||
3 | APPOINT THE MEMBERS OF THE FISCAL | For | For | Management | ||||||
COMMITTEE FOR THE 2007/2008 TERM OF | ||||||||||
OFFICE | ||||||||||
4 | SET THE AGGREGATE ANNUAL COMPENSATION TO | For | For | Management | ||||||
BE RECEIVED BY THE COMPANY S OFFICERS AND | ||||||||||
MEMBERS OF THE COMMITTEE OF ITS BOARD OF | ||||||||||
DIRECTORS | ||||||||||
5 | SET THE COMPENSATION OF THE MEMBERS OF | For | For | Management | ||||||
THE FISCAL COMMITTEE | ||||||||||
6 | CONFIRM THE INCREASE IN THE COMPANY S | For | For | Management | ||||||
CAPITAL STOCK IN THE AMOUNT OF R$ | ||||||||||
11,119,509.06, AS APPROVED BY THE BOARD | ||||||||||
OF DIRECTORS AT ITS MEETINGS HELD IN | ||||||||||
SEPTEMBER AND DECEMBER 2006 AND MARCH | ||||||||||
2007. | ||||||||||
7 | AMEND ARTICLE 6 OF THE COMPANY S BYLAWS, | For | For | Management | ||||||
AS A RESULT OF THE CONFIRMATION OF THE | ||||||||||
INCREASE IN CAPITAL STOCK | ||||||||||
8 | AMEND THE COMPANY S BYLAWS IN ORDER TO | For | For | Management | ||||||
REMOVE ARTICLE 10 AND ITS SOLE PARAGRAPH | ||||||||||
AND INCLUDE THEM, WITH AMENDMENTS, AS | ||||||||||
PARAGRAPH 3 AND PARAGRAPH 4 OF ARTICLE 7, | ||||||||||
RENUMBERING, AS A CONSEQUENCE, THE |
REMAINING ARTICLES OF THE BYLAWS | ||||||||
9 | CONSOLIDATE THE COMPANY S BYLAWS | For | For | Management |
--------------------------------------------------------------------------------
GAZPROM OAO | ||||||||||
Ticker: OGZRY | Security ID: 368287207 | |||||||||
Meeting Date: JUN 29, 2007 | Meeting Type: Annual | |||||||||
Record Date: JUN 6, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Annual Report | For | For | Management | ||||||
2 | Approve Financial Statements | For | For | Management | ||||||
3 | Approve Allocation of Income | For | For | Management | ||||||
4 | Approve Dividends of RUB 2.54 per | For | For | Management | ||||||
Ordinary Share | ||||||||||
5 | Approve Remuneration of Directors and | For | Against | Management | ||||||
Members of Audit Commission | ||||||||||
6 | Ratify CJSC PricewaterhouseCoopers Audit | For | For | Management | ||||||
as Auditor | ||||||||||
7 | Amend Charter | For | For | Management | ||||||
8 | Approve Series of Related-Party | For | For | Management | ||||||
Transactions in Connection with | ||||||||||
Implementation of Nord Stream Project | ||||||||||
9.1 | Approve Related-Party Transaction with | For | For | Management | ||||||
CJSC AB Gazprombank | ||||||||||
9.2 | Approve Related-Party Transaction with | For | For | Management | ||||||
Sberbank | ||||||||||
9.3 | Approve Related-Party Transaction with | For | For | Management | ||||||
CJSC AB Gazprombank | ||||||||||
9.4 | Approve Related-Party Transaction with | For | For | Management | ||||||
Sberbank | ||||||||||
9.5 | Approve Related-Party Transaction with | For | For | Management | ||||||
CJSC AB Gazprombank | ||||||||||
9.6 | Approve Related-Party Transaction with | For | For | Management | ||||||
CJSC AB Gazprombank | ||||||||||
9.7 | Approve Related-Party Transaction with | For | For | Management | ||||||
Sberbank | ||||||||||
9.8 | Approve Related-Party Transaction with | For | For | Management | ||||||
CJSC AB Gazprombank | ||||||||||
9.9 | Approve Related-Party Transaction with | For | For | Management | ||||||
CJSC AB Gazprombank | ||||||||||
9.10 | Approve Related-Party Transaction with | For | For | Management | ||||||
CJSC AB Gazprombank | ||||||||||
9.11 | Approve Related-Party Transaction with | For | For | Management | ||||||
Sberbank | ||||||||||
9.12 | Approve Related-Party Transaction with | For | For | Management | ||||||
CJSC AB Gazprombank | ||||||||||
9.13 | Approve Related-Party Transaction with | For | For | Management | ||||||
OJSC Severneftegazprom | ||||||||||
9.14 | Approve Related-Party Transaction with | For | For | Management | ||||||
OJSC Severneftegazprom | ||||||||||
9.15 | Approve Related-Party Transaction with | For | For | Management | ||||||
Mezhregiongaz LLC | ||||||||||
9.16 | Approve Related-Party Transaction with | For | For | Management |
Mezhregiongaz LLC | ||||||||
9.17 | Approve Related-Party Transaction with | For | For | Management | ||||
Mezhregiongaz LLC | ||||||||
9.18 | Approve Related-Party Transaction with | For | For | Management | ||||
CJSC Northgas | ||||||||
9.19 | Approve Related-Party Transaction with | For | For | Management | ||||
OJSC Novatek | ||||||||
9.20 | Approve Related-Party Transaction with | For | For | Management | ||||
OJSC Tomskgazprom | ||||||||
9.21 | Approve Related-Party Transaction with | For | For | Management | ||||
Mezhregiongaz LLC | ||||||||
9.22 | Approve Related-Party Transaction with | For | For | Management | ||||
OJSC Gazprom Neft | ||||||||
9.23 | Approve Related-Party Transaction with | For | For | Management | ||||
OJSC Novatek | ||||||||
9.24 | Approve Related-Party Transaction with | For | For | Management | ||||
OJSC Novatek | ||||||||
9.25 | Approve Related-Party Transaction with | For | For | Management | ||||
Latvijas Gaze a/s | ||||||||
9.26 | Approve Related-Party Transaction with AB For | For | Management | |||||
Lietuvos dujos | ||||||||
9.27 | Approve Related-Party Transaction with | For | For | Management | ||||
UAB Kauno Termofikacijos Elektrine | ||||||||
9.28 | Approve Related-Party Transaction with | For | For | Management | ||||
MoldovaGaz S.A. | ||||||||
9.29 | Approve Related-Party Transaction with | For | For | Management | ||||
MoldovaGaz S.A. | ||||||||
10.1 | Elect Andrey Akimov as Director | None | Withhold | Management | ||||
10.2 | Elect Alexander Ananenkov as Director | For | Withhold | Management | ||||
10.3 | Elect Burckhard Bergmann as Director | None | Withhold | Management | ||||
10.4 | Elect Farit Gazizullin as Director | None | Withhold | Management | ||||
10.5 | Elect German Gref as Director | None | Withhold | Management | ||||
10.6 | Elect Elena Karpel as Director | For | Withhold | Management | ||||
10.7 | Elect Dmitry Medvedev as Director | None | Withhold | Management | ||||
10.8 | Elect Yury Medvedev as Director | None | Withhold | Management | ||||
10.9 | Elect Alexey Miller as Director | For | Withhold | Management | ||||
10.10 Elect Victor Nikolaev as Director | None | Withhold | Management | |||||
10.11 Elect Sergey Oganesyan as Director | None | Withhold | Management | |||||
10.12 Elect Alexander Potyomkin as Director | None | Withhold | Management | |||||
10.13 Elect Mikhail Sereda as Director | For | Withhold | Management | |||||
10.14 Elect Boris Fedorov as Director | None | For | Management | |||||
10.15 Elect Robert Foresman as Director | None | Withhold | Management | |||||
10.16 Elect Victor Khristenko as Director | None | Withhold | Management | |||||
10.17 Elect Alexander Shokhin as Director | None | Withhold | Management | |||||
10.18 Elect Igor Yusufov as Director | None | Withhold | Management | |||||
10.19 Elect Evgeny Yasin as Director | None | Withhold | Management | |||||
11.1 | Elect Dmitry Arkhipov as Member of Audit | For | For | Management | ||||
Commission | ||||||||
11.2 | Elect Denis Askinadze as Member of Audit | For | Abstain | Management | ||||
Commission | ||||||||
11.3 | Elect Vadim Bikulov as Member of Audit | For | For | Management | ||||
Commission | ||||||||
11.4 | Elect Rafael Ishutin as Member of Audit | For | For | Management | ||||
Commission | ||||||||
11.5 | Elect Andrey Kobzev as Member of Audit | For | Abstain | Management | ||||
Commission | ||||||||
11.6 | Elect Nina Lobanova as Member of Audit | For | For | Management |
Commission | ||||||||
11.7 | Elect Yury Nosov as Member of Audit | For | Abstain | Management | ||||
Commission | ||||||||
11.8 | Elect Victoria Oseledko as Member of | For | Abstain | Management | ||||
Audit Commission | ||||||||
11.9 | Elect Vladislav Sinyov as Member of Audit For | For | Management | |||||
Commission | ||||||||
11.10 Elect Andrey Fomin as Member of Audit | For | Abstain | Management | |||||
Commission | ||||||||
11.11 Elect Yury Shubin as Member of Audit | For | Abstain | Management | |||||
Commission |
--------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LTD | ||||||||||
Ticker: INFY | Security ID: 456788108 | |||||||||
Meeting Date: NOV 7, 2006 | Meeting Type: Special | |||||||||
Record Date: OCT 13, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO AUTHORIZE THE BOARD OF DIRECTORS TO | For | For | Management | ||||||
SPONSOR AN ISSUE OF AMERICAN DEPOSITARY | ||||||||||
SHARES AGAINST EXISTING EQUITY SHARES. | ||||||||||
2 | TO AUTHORIZE THE COMPANY TO ISSUE | For | For | Management | ||||||
DEPOSITARY RECEIPTS. | ||||||||||
3 | TO AUTHORIZE THE BOARD AND OFFICERS IN | For | For | Management | ||||||
CONNECTION WITH THE EARLIER RESOLUTIONS. | ||||||||||
4 | TO AUTHORIZE THE UNDERWRITERS TO | For | For | Management | ||||||
DETERMINE THE PRICE OF THE SPONSORED ADS | ||||||||||
OFFERING. | ||||||||||
5 | TO AUTHORIZE THE BOARD TO DETERMINE THE | For | For | Management | ||||||
TERMS AND CONDITIONS. | ||||||||||
6 | TO AUTHORIZE THE BOARD OF DIRECTORS TO | For | For | Management | ||||||
DELEGATE ITS POWERS. |
--------------------------------------------------------------------------------
KOOKMIN BANK | ||||||||
Ticker: KB | Security ID: 50049M109 | |||||||
Meeting Date: MAR 23, 2007 | Meeting Type: Annual | |||||||
Record Date: DEC 29, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | APPROVAL OF NON-CONSOLIDATED FINANCIAL For | For | Management | |||||
STATEMENTS (BALANCE SHEET, INCOME | ||||||||
STATEMENT AND STATEMENT OF APPROPRIATION | ||||||||
OF RETAINED EARNINGS) FOR THE FISCAL YEAR | ||||||||
2006, AS SET FORTH IN THE COMPANY S | ||||||||
NOTICE OF MEETING ENCLOSED HEREWITH. | ||||||||
2 | APPROVAL OF THE APPOINTMENT OF DIRECTORS, For | For | Management | |||||
AS SET FORTH IN THE COMPANY S NOTICE OF | ||||||||
MEETING ENCLOSED HEREWITH. | ||||||||
3 | APPROVAL OF APPOINTMENT OF CANDIDATES FOR For | For | Management |
THE MEMBERS OF THE AUDIT COMMITTEE, WHO | ||||||||
ARE NON-EXECUTIVE DIRECTORS, AS SET FORTH | ||||||||
IN THE COMPANY S NOTICE OF MEETING | ||||||||
ENCLOSED HEREWITH. | ||||||||
4 | APPROVAL OF PREVIOUSLY GRANTED STOCK | For | For | Management | ||||
OPTION, AS SET FORTH IN THE COMPANY S | ||||||||
NOTICE OF MEETING ENCLOSED HEREWITH. | ||||||||
5 | APPROVAL OF THE GRANT OF STOCK OPTION, AS For | For | Management | |||||
SET FORTH IN THE COMPANY S NOTICE OF | ||||||||
MEETING ENCLOSED HEREWITH. |
--------------------------------------------------------------------------------
LUKOIL OAO | ||||||||||
Ticker: LUKOY | Security ID: 677862104 | |||||||||
Meeting Date: JUN 28, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAY 11, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO APPROVE THE ANNUAL REPORT OF OAO | For | For | Management | ||||||
LUKOIL FOR 2006, INCLUDING: THE NET | ||||||||||
PROFIT OF OAO LUKOIL FOR DISTRIBUTION FOR | ||||||||||
2006 WAS EQUAL TO 55,129,760,000 | ||||||||||
2.1 | Elect Vagit Alekperov as Director | None | Withhold | Management | ||||||
2.2 | Elect Igor Belikov as Director | None | For | Management | ||||||
2.3 | Elect Mikhail Berezhnoy as Director | None | Withhold | Management | ||||||
2.4 | Elect Donald Wallette (Jr.) as Director | None | Withhold | Management | ||||||
2.5 | Elect Valery Grayfer as Director | None | Withhold | Management | ||||||
2.6 | Elect Oleg Kutafin as Director | None | For | Management | ||||||
2.7 | Elect Ravil Maganov as Director | None | Withhold | Management | ||||||
2.8 | Elect Richard Matzke as Director | None | For | Management | ||||||
2.9 | Elect Sergey Mikhailov as Director | None | For | Management | ||||||
2.10 | Elect Nikolay Tsvetkov as Director | None | Withhold | Management | ||||||
2.11 | Elect Igor Sherkunov as Director | None | Withhold | Management | ||||||
2.12 | Elect Alexander Shokhin as Director | None | For | Management | ||||||
3 | TO ELECT THE AUDIT COMMISSION FROM THE | For | For | Management | ||||||
LIST OF CANDIDATES APPROVED BY THE BOARD | ||||||||||
OF DIRECTORS OF OAO | LUKOIL ON 3 FEBRUARY | |||||||||
2007 (MINUTES NO.4): BULAVINA, | ||||||||||
4 | TO ELECT THE AUDIT COMMISSION FROM THE | For | For | Management | ||||||
LIST OF CANDIDATES APPROVED BY THE BOARD | ||||||||||
OF DIRECTORS OF OAO | LUKOIL ON 3 FEBRUARY | |||||||||
2007 (MINUTES NO.4): KONDRATIEV, | ||||||||||
5 | TO ELECT THE AUDIT COMMISSION FROM THE | For | For | Management | ||||||
LIST OF CANDIDATES APPROVED BY THE BOARD | ||||||||||
OF DIRECTORS OF OAO | LUKOIL ON 3 FEBRUARY | |||||||||
2007 (MINUTES NO.4): NIKITENKO, | ||||||||||
6 | TO PAY REMUNERATION AND REIMBURSE | For | For | Management | ||||||
EXPENSES TO MEMBERS OF THE BOARD OF | ||||||||||
DIRECTORS AND THE AUDIT COMMISSION OF OAO | ||||||||||
LUKOIL ACCORDING TO APPENDIX 1. | ||||||||||
7 | TO ESTABLISH REMUNERATION FOR NEWLY | For | For | Management | ||||||
ELECTED MEMBERS OF THE BOARD OF DIRECTORS | ||||||||||
AND THE AUDIT COMMISSION OF OAO LUKOIL | ||||||||||
ACCORDING TO APPENDIX 2. TO INVALIDATE |
8 | TO APPROVE THE INDEPENDENT AUDITOR OF OAO For | For | Management | |||||
LUKOIL - CLOSED JOINT STOCK COMPANY KPMG. | ||||||||
9 | TO DETERMINE THE NUMBER OF AUTHORISED | For | For | Management | ||||
SHARES OF OAO LUKOIL AS EIGHTY-FIVE | ||||||||
MILLION (85,000,000) ORDINARY REGISTERED | ||||||||
SHARES, WITH A PAR VALUE OF TWO AND A | ||||||||
HALF | ||||||||
10 | TO APPROVE AMENDMENTS AND ADDENDA TO THE | For | For | Management | ||||
CHARTER OF OPEN JOINT STOCK COMPANY OIL | ||||||||
COMPANY LUKOIL , PURSUANT TO THE | ||||||||
APPENDIX. | ||||||||
11 | TO APPROVE AMENDMENTS TO THE REGULATIONS | For | For | Management | ||||
ON THE PROCEDURE FOR PREPARING AND | ||||||||
HOLDING THE GENERAL SHAREHOLDERS MEETING | ||||||||
OF OAO LUKOIL , PURSUANT TO THE | ||||||||
12 | TO APPROVE THE FOLLOWING INTERESTED-PARTY For | For | Management | |||||
TRANSACTIONS ON THE TERMS AND CONDITIONS | ||||||||
INDICATED IN THE APPENDIX: SUPPLEMENTAL | ||||||||
AGREEMENT TO LOAN CONTRACT | ||||||||
13 | TO APPROVE THE FOLLOWING INTERESTED-PARTY For | For | Management | |||||
TRANSACTIONS ON THE TERMS AND CONDITIONS | ||||||||
INDICATED IN THE APPENDIX: SUPPLEMENTAL | ||||||||
AGREEMENT TO OIL SUPPLY | ||||||||
14 | TO APPROVE THE FOLLOWING INTERESTED-PARTY For | For | Management | |||||
TRANSACTIONS ON THE TERMS AND CONDITIONS | ||||||||
INDICATED IN THE APPENDIX: SHAREHOLDER | ||||||||
LOAN AGREEMENT BETWEEN OAO | ||||||||
15 | TO APPROVE THE FOLLOWING INTERESTED-PARTY For | For | Management | |||||
TRANSACTIONS ON THE TERMS AND CONDITIONS | ||||||||
INDICATED IN THE APPENDIX: SHAREHOLDER | ||||||||
LOAN AGREEMENT BETWEEN OAO | ||||||||
16 | TO APPROVE THE FOLLOWING INTERESTED-PARTY For | For | Management | |||||
TRANSACTIONS ON THE TERMS AND CONDITIONS | ||||||||
INDICATED IN THE APPENDIX: POLICY | ||||||||
(CONTRACT) ON INSURING THE | ||||||||
17 | TO APPROVE MEMBERSHIP OF OAO LUKOIL IN | For | For | Management | ||||
THE RUSSIAN NATIONAL ASSOCIATION SWIFT. |
--------------------------------------------------------------------------------
MAGYAR TELEKOM | (FRM. MATAV RT) | |||||||||||
Ticker: | MTA | Security ID: 559776109 | ||||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||||
Record Date: | MAR 26, 2007 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1 | REPORT OF THE BOARD OF DIRECTORS ON THE | For | Did Not | Management | ||||||||
MANAGEMENT OF THE COMPANY, THE BUSINESS | Vote | |||||||||||
POLICY OF MAGYAR TELEKOM GROUP AND REPORT | ||||||||||||
ON THE BUSINESS OPERATIONS AND THE | ||||||||||||
FINANCIAL SITUATION OF MAGYAR TELEKOM | ||||||||||||
GROUP IN 2006 | ||||||||||||
2 | APPROVAL OF THE ANNUAL REPORT PREPARED | For | Did Not | Management | ||||||||
ACCORDING TO THE HUNGARIAN ACCOUNTING | Vote | |||||||||||
RULES |
3 | APPROVAL OF THE MANAGEMENT REPORT (ON THE For | Did Not | Management | |||||
CORPORATE GOVERNANCE PRACTICE OF THE | Vote | |||||||
COMPANY) | ||||||||
4 | DECISION ON THE RELIEF FROM LIABILITY OF | For | Did Not | Management | ||||
THE MEMBERS OF THE BOARD OF DIRECTORS | Vote | |||||||
5 | PROPOSAL OF THE BOARD OF DIRECTORS FOR | For | Did Not | Management | ||||
THE USE OF THE PROFIT AFTER TAX EARNED IN | Vote | |||||||
2006 | ||||||||
6 | MODIFICATION OF THE ARTICLES OF | For | Did Not | Management | ||||
ASSOCIATION OF MAGYAR TELEKOM PLC | Vote | |||||||
7 | MODIFICATION OF THE RULES OF PROCEDURE OF For | Did Not | Management | |||||
THE SUPERVISORY BOARD | Vote | |||||||
8 | ELECTION OF MEMBERS OF THE BOARD OF | For | Did Not | Management | ||||
DIRECTORS AND DETERMINATION OF THEIR | Vote | |||||||
REMUNERATION | ||||||||
9 | ELECTION OF MEMBERS OF THE SUPERVISORY | For | Did Not | Management | ||||
BOARD AND DETERMINATION OF THEIR | Vote | |||||||
REMUNERATION | ||||||||
10 | ELECTION OF MEMBERS OF THE AUDIT | For | Did Not | Management | ||||
COMMITTEE | Vote | |||||||
11 | Other Business | For | Did Not | Management | ||||
Vote |
--------------------------------------------------------------------------------
MAGYAR TELEKOM | (FRM. MATAV RT) | |||||||||||
Ticker: | MTA | Security ID: 559776109 | ||||||||||
Meeting Date: JUN 29, 2007 | Meeting Type: Special | |||||||||||
Record Date: | JUN 8, 2007 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1 | Amend Articles of Association | For | Did Not | Management | ||||||||
Vote | ||||||||||||
2 | Receive Report on Transformation of | None | Did Not | Management | ||||||||
Company, T-Online Magyarorszag Plc, and | Vote | |||||||||||
Emitel Plc. | ||||||||||||
3 | Receive Auditor Report on Transformation | For | Did Not | Management | ||||||||
Vote | ||||||||||||
4 | Receive Supervisory Board Remarks on | For | Did Not | Management | ||||||||
Transformed Companies' Balance Sheets and | Vote | |||||||||||
Asset Inventories | ||||||||||||
5 | Approve Senior Officers' Report | For | Did Not | Management | ||||||||
Vote | ||||||||||||
6 | Approve Offered Share Price for | For | Did Not | Management | ||||||||
Shareholder Buyback | Vote | |||||||||||
7 | Identification of Shareholders Not | None | Did Not | Management | ||||||||
Wishing to Participate in Legal Successor | Vote | |||||||||||
8 | Count Shareholders Not Wishing to | For | Did Not | Management | ||||||||
Participate in Legal Successor | Vote | |||||||||||
9 | Approve Company's Draft Asset Balance and For | Did Not | Management | |||||||||
Asset Inventory | Vote | |||||||||||
10 | Approve Tranformation, Demerger | For | Did Not | Management | ||||||||
Agreement, and Upstream Merger Contract | Vote | |||||||||||
11 | Elect Board of Directors and Supervisory | For | Did Not | Management | ||||||||
Board of Magyar Telekom as Legal | Vote |
Successor | ||||||||
12 | Amend Company's Articles of Association | For | Did Not | Management | ||||
in Connection with Transformation | Vote | |||||||
13 | Other Business | None | Did Not | Management | ||||
Vote |
--------------------------------------------------------------------------------
MMC NORILSK NICKEL | ||||||||
Ticker: | Security ID: 46626D108 | |||||||
Meeting Date: NOV 24, 2006 | Meeting Type: Special | |||||||
Record Date: OCT 6, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | TO APPROVE THE PAYMENT OF INTERIM CASH For | For | Management | |||||
DIVIDENDS FOR 9 MONTHS OF 2006 IN THE | ||||||||
AMOUNT OF RUB 56 PER SHARE, AND TO PAY | ||||||||
THESE DIVIDENDS WITHIN 60 DAYS AFTER THE | ||||||||
DATE OF THIS RESOLUTION. |
--------------------------------------------------------------------------------
MMC NORILSK NICKEL | ||||||||||
Ticker: | Security ID: 46626D108 | |||||||||
Meeting Date: JUN 28, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAY 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Annual Report, Financial | For | For | Management | ||||||
Statements, and Allocation of Income | ||||||||||
2 | Approve Dividends of RUB 176 per Ordinary For | For | Management | |||||||
Share, Including Special Dividends of RUB | ||||||||||
56 for First Nine Months of Fiscal 2006 | ||||||||||
Approved at Company's Nov. 24, 2006, EGM | ||||||||||
3.1 | Elect Andrey Bugrov as Director | For | Withhold | Management | ||||||
3.2 | Elect Guy de Selliers as Director | For | For | Management | ||||||
3.3 | Elect Vladimir Dolgikh as Director | For | For | Management | ||||||
3.4 | Elect Andrey Klishas as Director | For | Withhold | Management | ||||||
3.5 | Elect Ralph Morgan as Director | For | Withhold | Management | ||||||
3.6 | Elect Denis Morozov as Director | For | Withhold | Management | ||||||
3.7 | Elect Kirill Parinov as Director | None | Withhold | Management | ||||||
3.8 | Elect Vladimir Potanin as Director | None | Withhold | Management | ||||||
3.9 | Elect Ekaterina Salnikova as Director | For | Withhold | Management | ||||||
3.10 | Elect Kirill Ugolnikov as Director | For | For | Management | ||||||
3.11 | Elect Heinz Schimmelbusch as Director | For | For | Management | ||||||
4.1 | Elect Julia Basova as Member of Audit | For | For | Management | ||||||
Commission | ||||||||||
4.2 | Elect Vadim Meshcheryakov as Member of | For | For | Management | ||||||
Audit Commission | ||||||||||
4.3 | Elect Nikolay Morozov as Member of Audit | For | For | Management | ||||||
Commission | ||||||||||
4.4 | Elect Olga Rompel as Member of Audit | For | For | Management | ||||||
Commission |
4.5 | Elect Olesya Firsik as Member of Audit | For | For | Management | ||||
Commission | ||||||||
5 | Ratify Rosexpertiza LLC as Auditor | For | For | Management | ||||
6 | Approve Remuneration of Directors | For | For | Management | ||||
7 | Approve Price of Liability Insurance for | For | For | Management | ||||
Directors and Executives | ||||||||
8 | Approve Related-Party Transaction Re: | For | For | Management | ||||
Liability Insurance for Directors and | ||||||||
Executives | ||||||||
9 | Approve Value of Assets Subject to | For | For | Management | ||||
Compensation Agreement with Directors and | ||||||||
Executives | ||||||||
10 | Approve Related-Party Transaction Re: | For | For | Management | ||||
Compensation of Expenses to Directors and | ||||||||
Executives | ||||||||
11 | Approve Revised Edition of Charter | For | Against | Management | ||||
12 | Approve Revised Edition of Regulations on For | For | Management | |||||
Board of Directors | ||||||||
13 | Cancel Company's Membership in Cobalt | For | For | Management | ||||
Development Institute | ||||||||
14 | Cancel Company's Membership in Palladium | For | For | Management | ||||
Council |
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC | ||||||||||
Ticker: MBT | Security ID: 607409109 | |||||||||
Meeting Date: OCT 30, 2006 | Meeting Type: Special | |||||||||
Record Date: SEP 14, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Meeting Procedures; Elect Meeting For | For | Management | |||||||
Chairman | ||||||||||
2 | Approve Charter in New Edition | For | For | Management | ||||||
3 | Approve Regulations on Management in New | For | For | Management | ||||||
Edition | ||||||||||
4 | Approve Regulations on Board of Directors For | For | Management | |||||||
in New Edition | ||||||||||
5 | Approve Regulations on General Director | For | For | Management | ||||||
in New Edition | ||||||||||
6 | Approve Regulations on General Meetings | For | For | Management | ||||||
in New Edition | ||||||||||
7 | Approve Reorganization Re: Acquisition of For | For | Management | |||||||
OJSC ReKom | ||||||||||
8 | Approve Reorganization Re: Acquisition of For | For | Management | |||||||
CJSC Telekot | ||||||||||
9 | Amend Charter Re: Acquisition of OJSC | For | For | Management | ||||||
ReKom and OJSC Telekot |
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED | ||||
Ticker: PTR | Security ID: | 71646E100 |
Meeting Date: NOV 1, 2006 Meeting Type: Special | ||||||||
Record Date: SEP 20, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | THAT THE CONTINUING CONNECTED | For | For | Management | ||||
TRANSACTIONS ARISING AS A RESULT OF THE | ||||||||
ACQUISITION OF A 67% INTEREST IN | ||||||||
PETROKAZAKHSTAN INC. BY PETROCHINA | ||||||||
THROUGH CNPC EXPLORATION AND DEVELOPMENT | ||||||||
COMPANY LIMITED ( ACQUISITION ), AS SET | ||||||||
OUT IN THE CIRCULAR OF PETROCHINA D | ||||||||
2 | THAT THE PROPOSED REVISION TO THE | For | For | Management | ||||
EXISTING ANNUAL CAPS FOR THE THREE YEARS | ||||||||
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008 | ||||||||
OF EACH OF THE CONTINUING CONNECTED | ||||||||
TRANSACTION UNDER THE AMENDED | ||||||||
COMPREHENSIVE AGREEMENT AS A RESULT OF | ||||||||
THE ACQUISITION, AS SET OUT IN THE | ||||||||
3 | THAT THE PROPOSED REVISION TO THE | For | For | Management | ||||
EXISTING ANNUAL CAPS FOR THE THREE YEARS | ||||||||
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008 | ||||||||
OF EACH OF THE CONTINUING CONNECTED | ||||||||
TRANSACTION UNDER THE AMENDED | ||||||||
COMPREHENSIVE AGREEMENT AS A RESULT OF | ||||||||
CHANGES TO PETROCHINA S PRODUCTION | ||||||||
4 | THAT THE PROPOSED REVISION TO THE | For | For | Management | ||||
EXISTING ANNUAL CAPS FOR THE THREE YEARS | ||||||||
FROM 1 JANUARY 2006 TO 31 DECEMBER 2008 | ||||||||
IN RESPECT OF THE PRODUCTS AND SERVICES | ||||||||
TO BE PROVIDED BY PETROCHINA AND ITS | ||||||||
SUBSIDIARIES TO CHINA RAILWAY MATERIALS | ||||||||
AND SUPPLIERS CORPORAT | ||||||||
5 | THAT THE PROPOSED AMENDMENTS TO THE | For | For | Management | ||||
ARTICLES OF ASSOCIATION OF PETROCHINA AS | ||||||||
SET OUT IN THE CIRCULAR BE AND ARE HEREBY | ||||||||
GENERALLY UNCONDITIONALLY APPROVED. |
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO | ||||||||||
Ticker: PBR.A | Security ID: 71654V408 | |||||||||
Meeting Date: APR 2, 2007 | Meeting Type: Annual/Special | |||||||||
Record Date: MAR 8, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | MANAGEMENT REPORT, FINANCIAL STATEMENTS | For | For | Management | ||||||
AND AUDIT COMMITTEE S OPINION FOR THE | ||||||||||
FISCAL YEAR 2006 | ||||||||||
2 | CAPITAL EXPENDITURE BUDGET FOR THE FISCAL For | For | Management | |||||||
YEAR 2007 | ||||||||||
3 | DISTRIBUTION OF RESULTS FOR THE FISCAL | For | For | Management | ||||||
YEAR 2006 | ||||||||||
4 | ELECTION OF MEMBERS OF THE BOARD OF | For | For | Management | ||||||
DIRECTORS | ||||||||||
5 | ELECTION OF CHAIRMAN OF THE BOARD OF | For | For | Management |
DIRECTORS | ||||||||
6 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL For | For | Management | |||||
AND THEIR RESPECTIVE SUBSTITUTES | ||||||||
7 | ESTABLISHMENT OF THE MANAGEMENT | For | For | Management | ||||
COMPENSATION, AS WELL AS THEIR | ||||||||
PARTICIPATION IN THE PROFITS PURSUANT TO | ||||||||
ARTICLES 41 AND 56 OF THE COMPANY S | ||||||||
BYLAWS, AS WELL AS OF MEMBERS OF THE | ||||||||
FISCAL COUNCIL | ||||||||
8 | INCREASE IN THE CAPITAL STOCK THROUGH THE For | For | Management | |||||
INCORPORATION OF PART OF THE REVENUE | ||||||||
RESERVES CONSTITUTED IN PREVIOUS FISCAL | ||||||||
YEARS AMOUNTING TO R$ 4.380 MILLION, | ||||||||
INCREASING THE CAPITAL STOCK FROM R$ | ||||||||
48.264 MILLION TO R$ 52.644 MILLION | ||||||||
WITHOUT ANY CHANGE TO THE |
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO | ||||||||||
Ticker: PBR.A | Security ID: 71654V101 | |||||||||
Meeting Date: APR 2, 2007 | Meeting Type: Special | |||||||||
Record Date: MAR 8, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | ELECTION OF ONE MEMBER OF THE BOARD OF | For | For | Management | ||||||
DIRECTORS | ||||||||||
2 | ELECTION OF ONE MEMBER OF THE FISCAL | For | For | Management | ||||||
COUNCIL AND HIS/HER RESPECTIVE SUBSTITUTE |
--------------------------------------------------------------------------------
POSCO (FORMERLY POHANG IRON & STEEL) | ||||||||||
Ticker: PKX | Security ID: | 693483109 | ||||||||
Meeting Date: FEB 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: DEC 28, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPROVAL OF BALANCE SHEET, INCOME | For | For | Management | ||||||
STATEMENT, AND THE STATEMENT OF | ||||||||||
APPROPRIATION OF RETAINED EARNINGS FOR | ||||||||||
THE 39TH FISCAL YEAR | ||||||||||
2 | PARTIAL AMENDMENTS TO ARTICLES OF | For | For | Management | ||||||
INCORPORATION: INTRODUCTION OF NEW | ||||||||||
BUSINESSES | ||||||||||
3 | PARTIAL AMENDMENTS TO ARTICLES OF | For | For | Management | ||||||
INCORPORATION: AMENDMENT TO RULES FOR | ||||||||||
ISSUANCE OF NEW SHARES, CB, AND BW | ||||||||||
4 | PARTIAL AMENDMENTS TO ARTICLES OF | For | For | Management | ||||||
INCORPORATION: SUPPLEMENT TO EXISTING | ||||||||||
CUMULATIVE VOTING RULES | ||||||||||
5 | ELECTION OF INDEPENDENT NON-EXECUTIVE | For | For | Management | ||||||
DIRECTOR: JUN, KWANG-WOO |
6 | ELECTION OF INDEPENDENT NON-EXECUTIVE | For | For | Management | ||||
DIRECTOR: PARK, WON-SOON | ||||||||
7 | ELECTION OF INDEPENDENT NON-EXECUTIVE | For | For | Management | ||||
DIRECTOR AS AUDIT COMMITTEE:JEFFREY D. | ||||||||
JONES | ||||||||
8 | ELECTION OF EXECUTIVE DIRECTOR: LEE, | For | For | Management | ||||
KU-TAEK | ||||||||
9 | ELECTION OF EXECUTIVE DIRECTOR: YOON, | For | For | Management | ||||
SEOK-MAN | ||||||||
10 | ELECTION OF EXECUTIVE DIRECTOR: CHUNG, | For | For | Management | ||||
JOON-YANG | ||||||||
11 | APPROVAL OF LIMITS OF TOTAL REMUNERATION | For | For | Management | ||||
FOR DIRECTORS |
--------------------------------------------------------------------------------
SK TELECOM | ||||||||||
Ticker: SKM | Security ID: 78440P108 | |||||||||
Meeting Date: MAR 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: DEC 29, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPROVAL OF THE BALANCE SHEETS, THE | For | For | Management | ||||||
STATEMENTS OF INCOME, AND STATEMENTS OF | ||||||||||
APPROPRIATIONS OF RETAINED EARNINGS OF | ||||||||||
THE 23RD FISCAL YEAR, AS SET FORTH IN | ||||||||||
ITEM 1 OF THE COMPANY S AGENDA ENCLOSED | ||||||||||
HEREWITH. | ||||||||||
2 | APPROVAL OF THE CEILING AMOUNT OF THE | For | For | Management | ||||||
REMUNERATION OF DIRECTORS, AS SET FORTH | ||||||||||
IN THE COMPANY S AGENDA ENCLOSED | ||||||||||
HEREWITH. | ||||||||||
3 | APPROVAL OF THE APPOINTMENT OF MR. JUNG | For | For | Management | ||||||
NAM CHO, AS EXECUTIVE DIRECTOR. | ||||||||||
4 | APPROVAL OF THE APPOINTMENT OF MR. SUNG | For | For | Management | ||||||
MIN HA, AS EXECUTIVE DIRECTOR. | ||||||||||
5 | APPROVAL OF THE APPOINTMENT OF MR. DAL | For | For | Management | ||||||
SUP SHIM, AS INDEPENDENT NON-EXECUTIVE | ||||||||||
DIRECTOR WHO WILL BE A MEMBER OF THE | ||||||||||
AUDIT COMMITTEE. |
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION | ||||||||||
Ticker: PCU | Security ID: | 84265V105 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Emilio Carrillo Gamboa | For | Withhold | Management | ||||||
1.2 | Elect Director Alfredo Casar Perez | For | For | Management | ||||||
1.3 | Elect Director Jaime Fernando Collazo | For | For | Management | ||||||
Gonzalez |
1.4 | Elect Director Xavier Garcia de Quevedo | For | For | Management | ||||
Topete | ||||||||
1.5 | Elect Director Oscar Gonzalez Rocha | For | For | Management | ||||
1.6 | Elect Director J. Eduardo Gonzalez Felix | For | For | Management | ||||
1.7 | Elect Director Harold S. Handelsman | For | For | Management | ||||
1.8 | Elect Director German Larrea Mota-Velasco For | For | Management | |||||
1.9 | Elect Director Genaro Larrea Mota-Velasco For | For | Management | |||||
1.10 | Elect Director Armando Ortega Gomez | For | For | Management | ||||
1.11 | Elect Director Juan Rebolledo Gout | For | For | Management | ||||
1.12 | Elect Director Luis Manuel Palomino | For | For | Management | ||||
Bonilla | ||||||||
1.13 | Elect Director Gilberto Perezalonso | For | For | Management | ||||
Cifuentes | ||||||||
1.14 | Elect Director Carlos Ruiz Sacristan | For | For | Management | ||||
2 | Eliminate Class of Common Stock | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO. | ||||||||||
Ticker: TSM | Security ID: 874039100 | |||||||||
Meeting Date: MAY 7, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO ACCEPT 2006 BUSINESS REPORT AND | For | For | Management | ||||||
FINANCIAL STATEMENTS. | ||||||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION | For | For | Management | ||||||
OF 2006 PROFITS. | ||||||||||
3 | TO APPROVE THE CAPITALIZATION OF 2006 | For | For | Management | ||||||
DIVIDENDS, 2006 EMPLOYEE PROFIT SHARING, | ||||||||||
AND CAPITAL SURPLUS. | ||||||||||
4 | TO APPROVE REVISIONS TO THE ARTICLES OF | For | For | Management | ||||||
INCORPORATION. | ||||||||||
5 | TO APPROVE REVISIONS TO INTERNAL POLICIES For | For | Management | |||||||
AND RULES AS FOLLOWS: (1) PROCEDURES FOR | ||||||||||
ACQUISITION OR DISPOSAL OF ASSETS; (2) | ||||||||||
POLICIES AND PROCEDURES FOR FINANCIAL | ||||||||||
DERIVATIVES TRANSACTIONS; (3) PROCEDURES | ||||||||||
FOR LENDING FUNDS TO OTHER PARTIES; (4) | ||||||||||
PROCEDURES FOR |
--------------------------------------------------------------------------------
TENARIS SA | ||||||||||
Ticker: TS | Security ID: 88031M109 | |||||||||
Meeting Date: JUN 6, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAY 14, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | CONSIDERATION OF THE BOARD S AND | For | For | Management | ||||||
INDEPENDENT AUDITOR S REPORTS. APPROVAL | ||||||||||
OF THE COMPANY S CONSOLIDATED FINANCIAL |
STATEMENTS. | ||||||||
2 | CONSIDERATION OF THE BOARD OF DIRECTORS | For | For | Management | ||||
AND INDEPENDENT AUDITORS REPORTS ON THE | ||||||||
COMPANY S ANNUAL ACCOUNTS. APPROVAL OF | ||||||||
THE COMPANY S ANNUAL ACCOUNTS AS AT | ||||||||
DECEMBER 31, 2006. | ||||||||
3 | ALLOCATION OF RESULTS AND APPROVAL OF | For | For | Management | ||||
DIVIDEND PAYMENT. | ||||||||
4 | DISCHARGE TO THE MEMBERS OF THE BOARD OF | For | For | Management | ||||
DIRECTORS. | ||||||||
5 | ELECTION OF THE MEMBERS OF THE BOARD OF | For | For | Management | ||||
DIRECTORS. | ||||||||
6 | COMPENSATION OF THE MEMBERS OF THE BOARD | For | For | Management | ||||
OF DIRECTORS. | ||||||||
7 | AUTHORIZATION TO THE BOARD OF DIRECTORS | For | For | Management | ||||
TO CAUSE THE DISTRIBUTION OF ALL | ||||||||
SHAREHOLDER COMMUNICATIONS. | ||||||||
8 | Ratify Auditors | For | For | Management | ||||
9 | THE RENEWAL OF THE VALIDITY PERIOD OF THE For | Against | Management | |||||
COMPANY S AUTHORIZED SHARE CAPITAL TO | ||||||||
ISSUE SHARES FROM TIME TO TIME WITHIN THE | ||||||||
LIMITS. THE WAIVER OF ANY PREFERENTIAL | ||||||||
SUBSCRIPTION RIGHTS OF EXISTING | ||||||||
SHAREHOLDERS PROVIDED FOR BY LAW AND THE | ||||||||
AUTHORIZATION TO THE |
============================== GLOBAL STOCK FUND ===============================
ABBOTT LABORATORIES | ||||||||||
Ticker: ABT | Security ID: 002824100 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director R.S. Austin | For | For | Management | ||||||
1.2 | Elect Director W.M. Daley | For | For | Management | ||||||
1.3 | Elect Director W.J. Farrell | For | For | Management | ||||||
1.4 | Elect Director H.L. Fuller | For | For | Management | ||||||
1.5 | Elect Director R.A. Gonzalez | For | For | Management | ||||||
1.6 | Elect Director D.A.L. Owen | For | For | Management | ||||||
1.7 | Elect Director B. Powell Jr. | For | For | Management | ||||||
1.8 | Elect Director W.A. Reynolds | For | For | Management | ||||||
1.9 | Elect Director R.S. Roberts | For | For | Management | ||||||
1.10 | Elect Director S.C. Scott III | For | For | Management | ||||||
1.11 | Elect Director W.D. Smithburg | For | For | Management | ||||||
1.12 | Elect Director G.F. Tilton | For | For | Management | ||||||
1.13 | Elect Director M.D. White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP. | ||||||||||
Ticker: APC | Security ID: | 032511107 | ||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 21, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Larry Barcus | For | For | Management | ||||||
1.2 | Elect Director James L. Bryan | For | For | Management | ||||||
1.3 | Elect Director H. Paulett Eberhart | For | For | Management | ||||||
1.4 | Elect Director James T. Hackett | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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C. R. BARD, INC. | ||||||||||
Ticker: BCR | Security ID: | 067383109 | ||||||||
Meeting Date: APR 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Theodore E. Martin | For | For | Management | ||||||
1.2 | Elect Director Anthony Welters | For | For | Management | ||||||
1.3 | Elect Director Tony L. White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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EOG RESOURCES, INC. | ||||||||||
Ticker: EOG | Security ID: | 26875P101 | ||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director George A. Alcorn | For | For | Management | ||||||
1.2 | Elect Director Charles R. Crisp | For | For | Management | ||||||
1.3 | Elect Director Mark G. Papa | For | For | Management | ||||||
1.4 | Elect Director Edmund P. Segner, III | For | For | Management | ||||||
1.5 | Elect Director William D. Stevens | For | For | Management | ||||||
1.6 | Elect Director H. Leighton Steward | For | For | Management | ||||||
1.7 | Elect Director Donald F. Textor | For | For | Management | ||||||
1.8 | Elect Director Frank G. Wisner | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
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HOME DEPOT, INC. | ||||||||||
Ticker: HD | Security ID: | 437076102 |
Meeting Date: MAY 24, 2007 Meeting Type: Annual | ||||||||
Record Date: MAR 26, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David H. Batchelder | For | For | Management | ||||
2 | Elect Director Francis S. Blake | For | For | Management | ||||
3 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
4 | Elect Director John L. Clendenin | For | For | Management | ||||
5 | Elect Director Claudio X. Gonzalez | For | Against | Management | ||||
6 | Elect Director Milledge A. Hart, III | For | For | Management | ||||
7 | Elect Director Bonnie G. Hill | For | For | Management | ||||
8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
9 | Elect Director Helen Johnson-Leipold | For | For | Management | ||||
10 | Elect Director Lawrence R. Johnston | For | For | Management | ||||
11 | Elect Director Kenneth G. Langone | For | Against | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Submit Shareholder Rights Plan (Poison | Against | Against | Shareholder | ||||
Pill) to Shareholder Vote | ||||||||
14 | Prepare Employment Diversity Report | Against | Against | Shareholder | ||||
15 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
16 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
17 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||
Plans to Shareholder vote | ||||||||
18 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
19 | Pay for Superior Performance | Against | For | Shareholder | ||||
20 | Affirm Political Non-partisanship | Against | Against | Shareholder | ||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
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INTEL CORP. | ||||||||||
Ticker: INTC | Security ID: 458140100 | |||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Craig R. Barrett | For | For | Management | ||||||
2 | Elect Director Charlene Barshefsky | For | For | Management | ||||||
3 | Elect Director Susan L. Decker | For | For | Management | ||||||
4 | Elect Director D. James Guzy | For | For | Management | ||||||
5 | Elect Director Reed E. Hundt | For | For | Management | ||||||
6 | Elect Director Paul S. Otellini | For | For | Management | ||||||
7 | Elect Director James D. Plummer | For | For | Management | ||||||
8 | Elect Director David S. Pottruck | For | For | Management | ||||||
9 | Elect Director Jane E. Shaw | For | For | Management | ||||||
10 | Elect Director John L. Thornton | For | For | Management | ||||||
11 | Elect Director David B. Yoffie | For | For | Management | ||||||
12 | Ratify Auditors | For | For | Management | ||||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
15 | Limit Executive Compensation | Against | Against | Shareholder |
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JOHNSON & JOHNSON | ||||||||||
Ticker: JNJ | Security ID: 478160104 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 27, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mary Sue Coleman | For | For | Management | ||||||
1.2 | Elect Director James G. Cullen | For | For | Management | ||||||
1.3 | Elect Director Michael M.E. Johns | For | For | Management | ||||||
1.4 | Elect Director Arnold G. Langbo | For | For | Management | ||||||
1.5 | Elect Director Susan L. Lindquist | For | For | Management | ||||||
1.6 | Elect Director Leo F. Mullin | For | For | Management | ||||||
1.7 | Elect Director Christine A. Poon | For | For | Management | ||||||
1.8 | Elect Director Charles Prince | For | For | Management | ||||||
1.9 | Elect Director Steven S Reinemund | For | For | Management | ||||||
1.10 | Elect Director David Satcher | For | For | Management | ||||||
1.11 | Elect Director William C. Weldon | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
4 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||||
Plans to Shareholder vote |
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NABORS INDUSTRIES, LTD. | ||||||||||||
Ticker: | NBR | Security ID: G6359F103 | ||||||||||
Meeting Date: JUN 5, 2007 | Meeting Type: Annual | |||||||||||
Record Date: | APR 5, 2007 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect | Director Alexander M. Knaster | For | For | Management | |||||||
1.2 | Elect | Director James L. Payne | For | For | Management | |||||||
1.3 | Elect | Director Hans W. Schmidt | For | For | Management | |||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | SHAREHOLDER PROPOSAL TO PERMIT | Against | For | Shareholder | ||||||||
SHAREHOLDERS TO VOTE ON AN ADVISORY | ||||||||||||
RESOLUTION TO RATIFY THE COMPENSATION OF | ||||||||||||
THE NAMED EXECUTIVE OFFICERS OF THE | ||||||||||||
COMPANY. | ||||||||||||
4 | SHAREHOLDER PROPOSAL TO ADOPT A PAY FOR | Against | For | Shareholder | ||||||||
SUPERIOR PERFORMANCE STANDARD IN THE | ||||||||||||
COMPANY S EXECUTIVE COMPENSATION PLAN FOR | ||||||||||||
SENIOR EXECUTIVES. |
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SCHLUMBERGER LTD. | ||
Ticker: SLB | Security ID: 806857108 | |
Meeting Date: APR 11, 2007 | Meeting Type: Annual | |
Record Date: FEB 21, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director P. Camus | For | For | Management | ||||
1.2 | Elect Director J.S. Gorelick | For | For | Management | ||||
1.3 | Elect Director A. Gould | For | For | Management | ||||
1.4 | Elect Director T. Isaac | For | For | Management | ||||
1.5 | Elect Director N. Kudryavtsev | For | For | Management | ||||
1.6 | Elect Director A. Lajous | For | For | Management | ||||
1.7 | Elect Director M.E. Marks | For | For | Management | ||||
1.8 | Elect Director D. Primat | For | For | Management | ||||
1.9 | Elect Director L.R. Reif | For | For | Management | ||||
1.10 | Elect Director T.I. Sandvold | For | For | Management | ||||
1.11 | Elect Director N. Seydoux | For | For | Management | ||||
1.12 | Elect Director L.G. Stuntz | For | For | Management | ||||
1.13 | Elect Director R. Talwar | For | For | Management | ||||
2 | ADOPTION AND APPROVAL OF FINANCIALS AND | For | For | Management | ||||
DIVIDENDS. | ||||||||
3 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC For | For | Management | |||||
ACCOUNTING FIRM. |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Strategic Funds, Inc. | ||
By: | /s/ J. David Officer | |
J. David Officer | ||
President | ||
Date: | August 21, 2007 |