a. How many Classes of shares of the Fund (if any) are authorized? | 8 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000096625 |
iii. Ticker symbol, if any | HYMIX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000181871 |
iii. Ticker symbol, if any | HYMTX |
Shares Outstanding Record: 3 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000096624 |
iii. Ticker symbol, if any | HYMFX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class P |
ii. Class identification number, if any | C000096626 |
iii. Ticker symbol, if any | HYMPX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188226 |
iii. Ticker symbol, if any | HYMOX |
Shares Outstanding Record: 6 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000096623 |
iii. Ticker symbol, if any | HYMCX |
Shares Outstanding Record: 7 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000096621 |
iii. Ticker symbol, if any | HYMAX |
Shares Outstanding Record: 8 |
i. Full name of Class | Class B |
ii. Class identification number, if any | C000096622 |
iii. Ticker symbol, if any | HYMBX |
Pricing Services Record: 1 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | U.S. Bancorp |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | N1GZ7BBF3NP8GI976H15 |
v. State, if applicable | MINNESOTA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 67450000.00000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 169797556.30000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable | NEW JERSEY |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 142117186.80000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 73806026.95000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 160751802.80000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | TD Securities (USA) LLC |
ii. SEC file number | 8-36747 |
iii. CRD number | 000018476 |
iv. LEI, if any | SUVUFHICNZMP2WKHG940 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 81132477.00000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 74480854.80000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 243538735.50000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | SunTrust Robinson Humphrey, Inc. |
ii. SEC file number | 008-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable | GEORGIA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 180600000.00000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 483468150.10000000 |
a. How many Classes of shares of the Fund (if any) are authorized? | 6 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000054742 |
iii. Ticker symbol, if any | LCFFX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000096845 |
iii. Ticker symbol, if any | CAILX |
Shares Outstanding Record: 3 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020576 |
iii. Ticker symbol, if any | LCFIX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188221 |
iii. Ticker symbol, if any | LCFOX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000020577 |
iii. Ticker symbol, if any | CALAX |
Shares Outstanding Record: 6 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000181866 |
iii. Ticker symbol, if any | LCTTX |
Pricing Services Record: 1 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable | NEW JERSEY |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 16948874.80000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 19300841.65000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 6700328.30000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | STIFEL NICOLAUS & CO INC. |
ii. SEC file number | 8-1447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable | MISSOURI |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 11607901.00000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 34500646.25000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | U.S. Bancorp |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | N1GZ7BBF3NP8GI976H15 |
v. State, if applicable | MINNESOTA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 61700000.00000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 38019740.65000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 39263144.65000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 6572290.00000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 24121086.75000000 |
a. How many Classes of shares of the Fund (if any) are authorized? | 5 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020593 |
iii. Ticker symbol, if any | LANJX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000096846 |
iii. Ticker symbol, if any | LINJX |
Shares Outstanding Record: 3 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000181868 |
iii. Ticker symbol, if any | LNJTX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000054747 |
iii. Ticker symbol, if any | LNJFX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188223 |
iii. Ticker symbol, if any | LONJX |
Pricing Services Record: 1 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1685021.15000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 3367928.40000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 24342525.55000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 14169946.00000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | Wells Fargo Bank, National Association |
ii. SEC file number | N/A |
iii. CRD number | 000159322 |
iv. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
v. State, if applicable | SOUTH DAKOTA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 2755660.25000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 2101769.90000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 3332200.00000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable | NEW JERSEY |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 6071739.25000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | Janney Montgomery Scott LLC |
ii. SEC file number | 8-462 |
iii. CRD number | 000000463 |
iv. LEI, if any | 549300QQRY1JCFQHYS08 |
v. State, if applicable | PENNSYLVANIA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1125605.00000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 3184337.25000000 |
a. How many Classes of shares of the Fund (if any) are authorized? | 6 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188229 |
iii. Ticker symbol, if any | HYMQX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000155635 |
iii. Ticker symbol, if any | SDHFX |
Shares Outstanding Record: 3 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000181874 |
iii. Ticker symbol, if any | SDHTX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000155636 |
iii. Ticker symbol, if any | SDHIX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000155633 |
iii. Ticker symbol, if any | SDHAX |
Shares Outstanding Record: 6 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000155634 |
iii. Ticker symbol, if any | SDHCX |
Pricing Services Record: 1 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable | NEW JERSEY |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 32960069.60000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 9967876.35000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | TMC Bond L.L.C. |
ii. SEC file number | N/A |
iii. CRD number | 000000000 |
iv. LEI, if any | 254900IU6VEB33AMKU93 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 8328407.90000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 22903156.95000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | SunTrust Robinson Humphrey, Inc. |
ii. SEC file number | 008-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable | GEORGIA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 33500000.00000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 21600889.90000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 29353636.70000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 12154441.65000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 85672818.75000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 8610881.25000000 |
a. How many Classes of shares of the Fund (if any) are authorized? | 8 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000096628 |
iii. Ticker symbol, if any | LAIIX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000096630 |
iii. Ticker symbol, if any | LISAX |
Shares Outstanding Record: 3 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188227 |
iii. Ticker symbol, if any | LOISX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000096627 |
iii. Ticker symbol, if any | LISFX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class B |
ii. Class identification number, if any | C000096631 |
iii. Ticker symbol, if any | LISBX |
Shares Outstanding Record: 6 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000096632 |
iii. Ticker symbol, if any | LISCX |
Shares Outstanding Record: 7 |
i. Full name of Class | Class P |
ii. Class identification number, if any | C000096629 |
iii. Ticker symbol, if any | LISPX |
Shares Outstanding Record: 8 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000181872 |
iii. Ticker symbol, if any | LISTX |
Pricing Services Record: 1 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 219440433.10000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 153882583.10000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | SunTrust Robinson Humphrey, Inc. |
ii. SEC file number | 008-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable | GEORGIA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 321300000.00000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 447462151.00000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable | NEW JERSEY |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 130794726.30000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | U.S. Bancorp |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | N1GZ7BBF3NP8GI976H15 |
v. State, if applicable | MINNESOTA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 246840000.00000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 452217464.50000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 802180251.20000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 308504108.00000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | TD Securities (USA) LLC |
ii. SEC file number | 8-36747 |
iii. CRD number | 000018476 |
iv. LEI, if any | SUVUFHICNZMP2WKHG940 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 110559629.00000000 |
a. How many Classes of shares of the Fund (if any) are authorized? | 6 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 1 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188224 |
iii. Ticker symbol, if any | LONYX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000054748 |
iii. Ticker symbol, if any | LNYFX |
Shares Outstanding Record: 3 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020595 |
iii. Ticker symbol, if any | LANYX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000020596 |
iii. Ticker symbol, if any | NYLAX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000096847 |
iii. Ticker symbol, if any | NYLIX |
Shares Outstanding Record: 6 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000181869 |
iii. Ticker symbol, if any | LNYTX |
Pricing Services Record: 1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | STIFEL NICOLAUS & CO INC. |
ii. SEC file number | 8-1447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable | MISSOURI |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 5021257.60000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 12607463.75000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 12968018.45000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 21605541.70000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 70518527.50000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 24289948.70000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Janney Montgomery Scott LLC |
ii. SEC file number | 8-462 |
iii. CRD number | 000000463 |
iv. LEI, if any | 549300QQRY1JCFQHYS08 |
v. State, if applicable | PENNSYLVANIA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 3816360.50000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable | NEW JERSEY |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 32266228.00000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 63912750.65000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 6448907.95000000 |
a. How many Classes of shares of the Fund (if any) are authorized? | 7 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 1 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000181867 |
iii. Ticker symbol, if any | LANTX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000020591 |
iii. Ticker symbol, if any | LTNSX |
Shares Outstanding Record: 3 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000054746 |
iii. Ticker symbol, if any | LANFX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020589 |
iii. Ticker symbol, if any | LANSX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188222 |
iii. Ticker symbol, if any | LONSX |
Shares Outstanding Record: 6 |
i. Full name of Class | Class B |
ii. Class identification number, if any | C000020590 |
iii. Ticker symbol, if any | LANBX |
Shares Outstanding Record: 7 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000050290 |
iii. Ticker symbol, if any | LTNIX |
Pricing Services Record: 1 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 96626294.60000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 121753881.80000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | SunTrust Robinson Humphrey, Inc. |
ii. SEC file number | 008-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable | GEORGIA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 150335000.00000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 115618127.50000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable | NEW JERSEY |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 64614453.95000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 195316401.70000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Wells Fargo Bank, National Association |
ii. SEC file number | N/A |
iii. CRD number | 000159322 |
iv. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
v. State, if applicable | SOUTH DAKOTA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 78278445.70000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 210797540.90000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 217188528.70000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 444227760.00000000 |
a. How many Classes of shares of the Fund (if any) are authorized? | 7 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188228 |
iii. Ticker symbol, if any | LSDOX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class B |
ii. Class identification number, if any | C000096634 |
iii. Ticker symbol, if any | N/A |
Shares Outstanding Record: 3 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000096635 |
iii. Ticker symbol, if any | LSDCX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000181873 |
iii. Ticker symbol, if any | LSHTX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000096636 |
iii. Ticker symbol, if any | LSDFX |
Shares Outstanding Record: 6 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000096633 |
iii. Ticker symbol, if any | LSDAX |
Shares Outstanding Record: 7 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000096637 |
iii. Ticker symbol, if any | LISDX |
Pricing Services Record: 1 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | U.S. Bancorp |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | N1GZ7BBF3NP8GI976H15 |
v. State, if applicable | MINNESOTA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 173175000.00000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | SunTrust Robinson Humphrey, Inc. |
ii. SEC file number | 008-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable | GEORGIA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 182770000.00000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 743901859.80000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 243335412.50000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | TD Securities (USA) LLC |
ii. SEC file number | 8-36747 |
iii. CRD number | 000018476 |
iv. LEI, if any | SUVUFHICNZMP2WKHG940 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 156000000.00000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 237954316.50000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 335150256.70000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 144513241.10000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 233155172.80000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 134994080.80000000 |
a. How many Classes of shares of the Fund (if any) are authorized? | 5 |
b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
d. For each Class with shares outstanding, provide the information requested below: |
|
Shares Outstanding Record: 1 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000092623 |
iii. Ticker symbol, if any | LATFX |
Shares Outstanding Record: 2 |
i. Full name of Class | Class I |
ii. Class identification number, if any | C000092624 |
iii. Ticker symbol, if any | LMCIX |
Shares Outstanding Record: 3 |
i. Full name of Class | Class F3 |
ii. Class identification number, if any | C000188225 |
iii. Ticker symbol, if any | LATOX |
Shares Outstanding Record: 4 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000092622 |
iii. Ticker symbol, if any | LATCX |
Shares Outstanding Record: 5 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000092621 |
iii. Ticker symbol, if any | LATAX |
Pricing Services Record: 1 |
i. Full name | Ice Data Services, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable | NEW JERSEY |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 2 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 3 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 4 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other identifying number | 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
Pricing Services Record: 5 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other identifying number | 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable | NEW YORK |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? | Yes No |
|
Shareholder servicing agents Record: 1 |
i. Full name | DST Systems, Inc. |
ii. LEI, if any, or provide and describe other identifying number | 21B7QCD05XOK0YTYOP98 |
Description of other identifying number | |
iii. State, if applicable | MISSOURI |
iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
Principal Transactions Record: 1 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 25122863.00000000 |
Principal Transactions Record: 2 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 50560095.25000000 |
Principal Transactions Record: 3 |
i. Full name of dealer | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 12433400.50000000 |
Principal Transactions Record: 4 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 8745289.40000000 |
Principal Transactions Record: 5 |
i. Full name of dealer | Bank Of America Merrill Lynch Securities Inc |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 0000000000 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 26378583.35000000 |
Principal Transactions Record: 6 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 21438716.75000000 |
Principal Transactions Record: 7 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 12076544.10000000 |
Principal Transactions Record: 8 |
i. Full name of dealer | SunTrust Robinson Humphrey, Inc. |
ii. SEC file number | 008-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable | GEORGIA |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 17300000.00000000 |
Principal Transactions Record: 9 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable | NEW JERSEY |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 13668419.45000000 |
Principal Transactions Record: 10 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable | NEW YORK |
vi. Foreign country, if applicable | UNITED STATES OF AMERICA |
vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 10492326.00000000 |