File No. 333-52006
811-1978
Securities and Exchange Commission
Washington, D.C. 20549
Form N-4
| [X] | Registration Under the Securities Act of 1933 |
| [ ] | Pre-Effective Amendment Number |
| [X] | Post-Effective Amendment Number 52 |
And/or
| [X] | Registration Statement Under the Investment Company Act of 1940 |
| [X] | Amendment No. 53 |
Ohio National Variable Account A
(Exact Name of Registrant)
The Ohio National Life Insurance Company
(Name of Depositor)
One Financial Way
Montgomery, Ohio 45242
(Address of Depositor’s Principal Executive Offices)
(513) 794-6100
(Depositor’s Telephone Number, including Area Code)
Kimberly A. Plante, Vice President and Counsel
The Ohio National Life Insurance Company
P.O. Box 237
Cincinnati, Ohio 45201
(Name and Address of Agent for Service)
Copy to:
Chip C. Lunde
Willkie Farr & Gallagher LLP
1875 K Street, N.W.
Washington, DC 20006-1238
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
EXPLANATORY NOTE
This Post-Effective Amendment No. 52 to the Registration Statement on Form N-4 (File No. 333-52006) is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the “Securities Act”), solely for the purpose of refiling the exhibit 99(10) to such Registration Statement. Accordingly, this Post-Effective Amendment No. 52 consists only of a facing page, this explanatory note, and Part C of the Registration Statement on Form N-4. This Post-Effective Amendment No. 52 does not change the form of the prospectus and Statement of Additional Information relating to Post-Effective Amendment No. 51 filed electronically on April 29, 2022 with the Securities and Exchange Commission (the “SEC”). As permitted by Rule 462(d), this Post-Effective Amendment No. 52 shall become immediately effective upon filing with the SEC.
Ohio National Variable Account A
Form N-4
Part C
Other Information
Item 27. Exhibits
(a) Resolution of Board of Directors of the Depositor authorizing establishment of the Registrant was filed as Exhibit A(1) of the Registrant’s registration statement on Form S-6 on August 3, 1982 (File no. 2-78652) and is incorporated by reference herein.
(No link available.)
(c)(1) Principal Underwriting Agreement for Variable Annuities between the Depositor and Ohio National Equities, Inc. was filed as Exhibit (3)(a) of the Registrant’s Form N-4 on December 30, 1997 (File no. 333-43513) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/0000950152-97-008910.txt)
(c)(2) Registered Representative’s Sales Contract with Variable Annuity Supplement was filed as Exhibit (3)(b) of the Registrant’s Form N-4, Post-Effective Amendment No. 9 on February 27, 1991 (File no. 2-91213) and is incorporated by reference herein.
(No link available.)
(c)(3) Annuity Sales Commission Schedule was filed as Exhibit A(3)(c) of the Registrant’s registration statement on Form S-6 on May 18, 1984 (File no. 2-91213) and is incorporated by reference herein.
(No link available.)
(c)(4) Selling Agreement and commission schedule between Ohio National Equities, Inc. and other broker-dealers for the distribution of “ONcore” Variable Annuities was filed as Exhibit (3)(d) of the Registrant’s Form N-4, Pre-Effective Amendment No. 2 on April 16, 1998 (File no. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/0000950152-98-003301.txt)
(d)(1) Variable Deferred Annuity Contract, Form 00-VA-2, was filed as Exhibit (4) of the Registrant’s Form N-4 on December 18, 2000 (File no. 333-52006) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015200008555/l85339bex4.txt)
(d)(2) Variable Deferred Annuity Contract, Form 06-VA-1 was filed as Exhibit 99(4)(b) of the Registrant’s registration statement on Form N-4, Post-Effective Amendment No. 21 on December 5, 2008 (File No. 333-52006) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015208010024/l33200cexv99w4wb.htm)
(d)(3) Guaranteed Minimum Income Benefit (Annual Reset Option), Form 08-GMI-1 was filed as Exhibit 99(4)(c) of the Registrant’s registration statement on Form N-4, Post-Effective Amendment No. 31 on December 5, 2008 (File no. 333-43513) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015208010027/l33228cexv99w4wc.htm)
(d)(4) Guaranteed Minimum Income Benefit (Five Year Reset Option), Form 08-GMI-2 was filed as Exhibit 99(4)(d) of the Registrant’s registration statement on Form N-4, Post-Effective Amendment No. 31 on December 5, 2008 (File no. 333-43513) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015208010027/l33228cexv99w4wd.htm)
(d)(4) Annual Reset Death Benefit, Form 08-ARD-1 was filed as Exhibit 99(4)(e) of the Registrant’s registration statement on Form N- 4, Post-Effective Amendment No. 31 on December 5, 2008 (File no. 333-43513) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015208010027/l33228cexv99w4we.htm)
(d)(5) Guaranteed Minimum Income Benefit, Form 09-GMI-1, was filed as Exhibit 99(4)(e) of the Registrant’s registration statement on Form N-4, Pre-Effective Amendment No. 1 on April 10, 2009 (File No. 333-156430) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015209003662/l35904a1exv99w4we.htm)
(d)(6) Annual Reset Death Benefit, Form 09-ARD-1, was filed as Exhibit 99(4)(f) of the Registrant’s registration statement on Form N- 4, Pre-Effective Amendment No. 1 on April 10, 2009 (File No. 333-156432) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015209003663/l35926exv99w4wf.htm)
(d)(7) Guaranteed Minimum Death Benefit, Form 09-GMD-1, was filed as Exhibit 99(4)(g) of the Registrant’s registration statement on Form N-4, Pre-Effective Amendment No. 1 on April 10, 2009 (File No. 333-156432) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015209003663/l35926exv99w4wg.htm)
(d)(8) Guaranteed Minimum Death Benefit, Form 09-GMD-2, was filed as Exhibit 99(4)(h) of the Registrant’s registration statement on Form N-4, Pre-Effective Amendment No. 1 on April 10, 2009 (File No. 333-156432) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015209003663/l35926exv99w4wh.htm)
(d)(9) Annual Step-Up Death Benefit Rider, Form 05-AMD-1, was filed as Exhibit 99(4)(i) of the Registrant’s registration statement on Form N-4, Pre-Effective Amendment No. 1 on April 10, 2009 (File No. 333-156430) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015209003662/l35904a1exv99w4wi.htm)
(d)(10) Guaranteed Principal Protection, Form 03-GPP-1, was filed as Exhibit 99(4)(j) of the Registrant’s registration statement on Form N-4, Pre-Effective Amendment No. 1 on April 10, 2009 (File No. 333-156432) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015209003663/l35926exv99w4wj.htm)
(d)(11) Form of Guaranteed Lifetime Withdrawal Benefit Rider, Form 10-GLW-1, was filed as Exhibit 99(4)(g) of the Registrant’s Form N-4, Post-Effective Amendment No. 37 on April 30, 2010 (333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095012310041368/l38424bexv99w4wg.htm)
(d)(12) Form of Guaranteed Lifetime Withdrawal Benefit (Joint Life) Rider, Form 10-GLW-2, was filed as Exhibit 99(4)(h) of the Registrant’s Form N-4, Post-Effective Amendment No. 37 on April 30, 2010 (333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095012310041368/l38424bexv99w4wh.htm)
(d)(13) Form of Guaranteed Lifetime Withdrawal Benefit (Single Life) Rider, Form 12-GLW-1, was filed as Exhibit 99(4)(p) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994p.htm)
(d)(14) Form of Guaranteed Lifetime Withdrawal Benefit (Joint Life) Rider, Form 12-GLW-2, was filed as Exhibit 99(4)(q) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994q.htm)
(d)(15) Form of Guaranteed Lifetime Withdrawal Benefit Plus (Single Life) Rider, Form 12-GLWP-1, was filed as Exhibit 99(4)(r) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994r.htm)
(d)(16) Form of Guaranteed Lifetime Withdrawal Benefit Plus (Joint Life) Rider, Form 12-GLWP-2, was filed as Exhibit 99(4)(s) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994s.htm)
(d)(17) Form of Deferral Credit for the Guaranteed Lifetime Withdrawal Benefit Rider, Form 12-DC-GLW-1, was filed as Exhibit 99(4)(t) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994t.htm)
(d)(18) Form of Deferral Credit with Minimum Age Requirements for the Guaranteed Lifetime Withdrawal Benefit Rider (Single Life), Form 12-DCMAR-GLW-1, was filed as Exhibit 99(4)(u) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994u.htm)
(d)(19) Form of Deferral Credit with Minimum Age Requirements for the Guaranteed Lifetime Withdrawal Benefit Rider (Joint Life), Form 12-DCMAR-GLW-2, was filed as Exhibit 99(4)(v) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994v.htm)
(d)(20) Form of Guaranteed Principal Protection for the Guaranteed Lifetime Withdrawal Benefit, Form 12-GPP-GLW-1, was filed as Exhibit 99(4)(w) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994w.htm)
(d)(21) Form of Guaranteed Principal Protection, Form 12-GPP-1, was filed as Exhibit 99(4)(x) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994x.htm)
(d)(22) Form of Premium Protection Death Benefit (Single Life) Rider, Form 12-GPD-1, was filed as Exhibit 99(4)(y) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994y.htm)
(d)(23) Form of Premium Protection Death Benefit (Joint Life) Rider, Form 12-GPD-2, was filed as Exhibit 99(4)(z) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994z.htm)
(d)(24) Form of Premium Protection Plus Death Benefit (Single Life) Rider, Form 12-PPDP-1, was filed as Exhibit 99(4)(aa) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994aa.htm)
(d)(25) Form of Premium Protection Plus Death Benefit (Joint Life) Rider, Form 12-PPDP-2, was filed as Exhibit 99(4)(bb) of the Registrant’s registration statement, Form N-4 Post-Effective Amendment No. 45 on December 22, 2011 (File No. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312511350247/d267645dex994bb.htm)
(d)(26) Form of Gain Enhancement Benefit Rider, Form 02-ADB-2, was filed as Exhibit 99(4)(d) of the Registrant’s registration statement, Form N-4 Pre-Effective Amendment No. 1 on October 14, 2016 (File No. 333-212677) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312516738505/d252286dex994d.htm)
(d)(27) Form of Gain Enhancement Benefit Plus Rider, Form 02-ADB-1, was filed as Exhibit 99(4)(e) of the Registrant’s registration statement, Form N-4 Pre-Effective Amendment No. 1 on October 14, 2016 (File No. 333-212677) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312516738505/d252286dex994e.htm)
(e) Variable Annuity Application, Form 4896, was filed as Exhibit 99(5)(a) of the Registrant’s registration statement on Form N-4, Post-Effective Amendment No. 4 on April 25, 2014 (File No. 333-182250) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000119312514159829/d692397dex995a.htm)
(f)(1) Articles of Incorporation of the Depositor were filed as Exhibit A(6)(a) of Ohio National Variable Interest Account registration statement on Form N-8B-2 on July 11, 1980 (File no. 811-3060) and is incorporated by reference herein.
(No link available.)
(f)(2) Code of Regulations (by-laws) of the Depositor were filed as Exhibit A(6)(b) of Ohio National Variable Interest Account registration statement on Form N-8B-2 on July 11, 1980 (File no. 811-3060) and is incorporated by reference herein.
(No link available.)
(g)(1) Variable Annuity GEB Reinsurance Agreement, as amended, between Depositor and ACE Tempest Life Reinsurance LTD. was filed as Exhibit (7)(a) of Registrant’s registration statement on Form N-4, Post-Effective Amendment No. 29 (File No. 333-43515) on April 30, 2008 and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015208003230/l30197aexv7wa.htm)
(g)(2) Variable Annuity GMIB Reinsurance Agreement, as amended, between Depositor and ACE Tempest Life Reinsurance LTD. was filed as Exhibit (7)(b) of Registrant’s registration statement on Form N-4, Post-Effective Amendment No. 29 (File No. 333-43515) on April 30, 2008 and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015208003230/l30197aexv7wb.htm)
(g)(3) Variable Annuity Reinsurance Agreement, as amended, between Depositor and ACE Tempest Life Reinsurance LTD. was filed as Exhibit (7)(c) of Registrant’s registration statement on Form N-4, Post-Effective Amendment No. 29 (File No. 333-43515) on April 30, 2008 and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015208003230/l30197aexv7wc.htm)
(g)(4) Variable Annuity GMDB Reinsurance Agreement, as amended, between Depositor and ACE Tempest Life Reinsurance LTD. was filed as Exhibit (7)(d) of Registrant’s registration statement on Form N-4, Post-Effective Amendment No. 29 (File No. 333- 43515) on April 30, 2008 and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015208003230/l30197aexv7wd.htm)
(h)(1) Fund Participation Agreement between the Depositor and Janus Aspen Series was filed as Exhibit (3)(e) of the Registrant’s Form N-4, Pre-Effective Amendment No. 1 on April 10, 1998 (File no. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/0000950152-98-003161.txt)
(h)(2) Participation Agreement between the Depositor and Strong Variable Insurance Funds, Inc. was filed as Exhibit (3)(f) of the Registrant’s Form N-4, Pre-Effective Amendment No. 1 on April 10, 1998 (File no. 333-43515) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/0000950152-98-003161.txt)
(h)(3) Fund Participation Agreement between the Depositor and Prudential Funds were filed as Exhibit (3)(g) of the Registrant’s Post-Effective Amendment No. 51 (File No. 333-43515) on April 26, 2006 and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015206003543/l17807aexv3wg.txt)
(h)(4) Fund Participation Agreement between the Depositor and Neuberger Berman Advisers Management Trust were filed as Exhibit (3)(h) of the Registrant’s Post-Effective Amendment No. 51 (File No. 333-43515) on April 26, 2006 and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015206003543/l17807aexv3wh.txt)
(h)(5) Amendment to Fund Participation Agreement between the Depositor and The Universal Institutional Funds were filed as Exhibit (3)(i) of the Registrant’s Post-Effective Amendment No. 51 (File No. 333-43515) on April 26, 2006 and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/73981/000095015206003543/l17807aexv3wi.txt)
(h)(6) Participation Agreement between The Ohio National Life Insurance Company, Ohio National Equities, Inc., Franklin Templeton Variable Insurance Products Trust and Franklin/Templeton Distributors, Inc. was filed as Exhibit 99(h)(4) of Post-Effective Amendment No. 3 of Ohio National Life Assurance Corporation’s registration statement on Form N-6 on April 26, 2006 (File No. 333-109900) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/770291/000095015206003536/l17816aexv99whw4.txt)
(h)(7) Amendment to Participation Agreement between The Ohio National Life Insurance Company, Ohio National Equities, Inc., Franklin Templeton Variable Insurance Products Trust and Franklin/Templeton Distributors, Inc. was filed as Exhibit 99(h)(5) of Post-Effective Amendment No. 3 of Ohio National Life Assurance Corporation’s registration statement on Form N-6 on April 26, 2006 (File No. 333-109900) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/770291/000095015206003536/l17816aexv99whw5.txt)
(h)(8) First Amendment to the Participation Agreement by and between Salomon Brothers Variable Series Funds Inc., The Ohio National Life Insurance Company and Ohio National Life Assurance Corporation was filed as Exhibit 99(h)(6)
of Post-Effective Amendment No. 3 of Ohio National Life Assurance Corporation’s registration statement on Form N-6 on April 26, 2006 (File No. 333-109900) and is incorporated by reference herein.
(https://www.sec.gov/Archives/edgar/data/770291/000095015206003536/l17816aexv99whw6.txt)
(k) Opinion of Counsel and consent to its use was filed as Exhibit 99(k) on the Registrant’s Form N-4, Post-Effective Amendment No. 50 on April 29, 2021 (File No. 333-52006) and is incorporated by reference herein.
https://www.sec.gov/Archives/edgar/data/73981/000139834421008815/fp0064369_ex9927k.htm
(10) Consents of KPMG LLP are filed herewith as Exhibit 99(10).
(24) Powers of Attorney were filed as Exhibit 99(24) on the registrant's Form N-4, Post-Effective Amendment No. 51 on April 29, 2022 (File No. 333-52006) and are incorporated by reference herein.
https://www.sec.gov/Archives/edgar/data/73981/000139834422008120/fp0074787_ex992724.htm
Item 28. Directors and Officers of the Depositor
Name and Principal Business Address | Position and Offices with Depositor |
Michael Akker 1211 6th Avenue, 30th Floor New York, NY 10036 | Director |
Anurag Chandra 1211 6th Avenue, 30th Floor New York, NY 10036 | Director |
Philippe Charette 1000 Place Jean-Paul-Riopelle Montreal, PQ H2ZB3 | Director |
Julie S. Janson Duke Energy Corporation 550 South Tryon Street Mailcode DEC 48H Charlotte, NC 28202 | Director |
Greg Nielsen 5650 Yonge Street Toronto, Ontario M2M4H5 | Director |
Chak Raghunathan 500 Frank W. Burr Boulevard 4th Floor Teaneck, NJ 07666 | Director |
J. Michael Schlotman 7 Eastwind Hilton Head, SC 29928 | Director |
Barbara A. Turner* | Director, President & Chief Executive Officer |
David A. Azzarito 550 West Cypress Creek Road Suite 370 Fort Lauderdale, FL 33309 | Senior Vice President, Latin America |
Andrea Baker* | Vice President, Audit Services |
Michael Begley* | Senior Vice President, Career Agency Distribution & Marketing |
Jose Berrios 550 West Cypress Creek Road | Vice President, Regional Actuary, Latin America |
Name and Principal Business Address | Position and Offices with Depositor |
Suite 370 Fort Lauderdale, FL 33309 | |
G. Timothy Biggs* | Vice President, Mortgages & Real Estate |
Jeffery A. Bley* | Senior Vice President, Annuity Strategy and Sales |
R. Todd Brockman* | Vice President, Mutual Fund Operations |
Richard J. Brooks* | Vice President & Counsel |
Christopher J. Calabro* | Senior Vice President & Chief Distribution and Marketing Officer |
Steve Chaney* | Vice President, Corporate Services |
Ryan Chen* | Vice President, Corporate Actuarial Financial Reporting |
Rocky Coppola* | Senior Vice President & Chief Financial Officer |
Matt Davis* | Vice President, Shared Services |
Lori Dashewich* | Vice President & Controller |
John A. DelPozzo* | Senior Vice President, Traditional Distribution |
Scott E. Durkee* | Vice President, Flight Operations, President, ON Flight |
J. Keith Dwyer* | Chief Compliance Officer, Funds |
Christopher Finger* | Vice President, Financial Reporting |
Joseph M. Fischer* | Assistant Secretary |
Ramon Galanes* | Vice President, LATAM Actuary |
Paul J. Gerard* | Senior Vice President & Chief Investment Officer |
Robert K. Gongwer* | Vice President, Taxes |
Heather Gordon* | Vice President, Hedging & Annuity ERM |
Kristal E. Hambrick* | Executive Vice President & Chief Risk Officer |
Marc Andrew Hargis* | Vice President, Investment Accounting |
Jill S. Hartmann* | Vice President, Market Development and Communications |
Danielle D. Ivory* | Senior Vice President, Operations |
Thomas H. Jurkowski* | Vice President, Agency Development |
Brenda L. Kalb* | Vice President, Private Placements |
Karl H. Kreunen* | Vice President, Life Product Marketing |
Carolyn J. Krisko* | Vice President, Finance Innovation |
Name and Principal Business Address | Position and Offices with Depositor |
Mark J. Lalli* | Divisional Vice President, Northwest Division |
Lori A. Landrum* | Senior Vice President & Assistant General Counsel |
John Maddrill IV* | Vice President, Agency Development |
David G. Marlow* | Vice President, Annuity Inforce Management & Support |
David Mauldin* | Vice President, Project and Vendor Management |
William McCaster* | Vice President & Chief Information Security Officer |
Therese S. McDonough* | Senior Vice President & Corporate Secretary |
Patrick H. McEvoy* | Vice President, Broker Dealer Operations, President & Chief Executive Officer, ONES |
Michael J. McGreevy* | Vice President, Information Technology, Enterprise Infrastructure and Architecture |
Angela C. Meehan* | Vice President, Corporate Marketing |
Tiffany Mucci* | Assistant Tax Officer |
Traci Nelson* | Senior Vice President, IT Business Information Systems |
Bradley T. Owens* | Vice President,Taxes |
Carlos Paiva 550 West Cypress Creek Road Suite 370 Fort Lauderdale, FL 33309 | Vice President, LATAM Regional Counsel & Compliance Officer |
Doris L. Paul* | Vice President & Treasurer |
Michelle Pittman* | Vice President, In-force Operations |
Kimberly A. Plante* | Vice President and Counsel |
William C. Price* | Executive Vice President & General Counsel, Assistant Secretary |
Gary R. Rodmaker* | Vice President, Fixed Income Securities |
Therese R. Rothenberger* | Divisional Vice President, Southeast Division |
Chad Russell* | Vice President, Financial Reporting |
David Shaver* | Vice President, Life Product Management |
Scott N. Shepherd* | Senior Vice President, Head of Valuation, AFR, Appointed Actuary |
Michael J. Slattery* | Senior Vice President, Information Technology |
Christopher A. Smith* | Senior Vice President, Strategic Initiatives & Business Optimization |
Joao “John” Soares* | Vice President, DI Product Actuary |
Name and Principal Business Address | Position and Offices with Depositor |
David E. Spaulding* | Vice President, Financial Reporting |
Raymond D. Spears* | Senior Vice President & Chief Underwriting Officer |
Alex Stultz* | Vice President, Operations |
David Szeremet* | Vice President, Advance Marketing |
Andrew J. VanHoy* | Vice President, ONESCO Compliance |
Joel G. Varland* | Vice President, Enterprise Risk Management |
Gwen Vaught* | Vice President, Underwriting |
Nicholas A. Vision* | Tax Officer |
Timothy Von Ebers* | Divisional Vice President, PGA Distribution |
Steven A. Wabnitz* | Vice President & Medical Director |
Pamela A. Webb* | Senior Vice President, Chief Human Resources Officer |
Jeff Weisman* | Vice President, Structured Products |
Nancy M. Westbrock* | Vice President, ONESCO Operations |
Peter E. Whipple* | Senior Vice President, Life Product and Financial Management Illustration Actuary |
Corey Wilkosz* | Vice President, Life Product Management |
Michelle Wilson* | Vice President, Human Resources |
Tara York* | Vice President, Annuity Funds Complex and Product Management |
*The principal business address for these individuals is: One Financial Way, Montgomery, Ohio 45242
Item 29. Persons Controlled by or Under Common Control with the Depositor or Registrant
The Registrant is a separate account of the Depositor. The Depositor is an indirect subsidiary of Constellation Insurance GP LLC. An organization chart for Constellation Insurance GP LLC is set forth below.
Constellation Insurance GP LLC, a Delaware holding company, owns 100% of the voting securities of ONLH Holdings GP LLC, a Delaware intermediate holding company.
ONLH Holdings GP LLC owns 100% of the voting securities of ONLH Holdings LP, a Delaware limited partnership.
ONLH Holdings LP owns 60% of the voting securities of Ohio National Holdings, Inc., an Ohio intermediate holding company.
Ohio National Holdings, Inc., owns 100% of the voting securities of Ohio National Financial Services, Inc., an Ohio intermediate holding company.
Ohio National Financial Services, Inc. owns the percentage of voting securities shown for the following entities which were organized under the laws of the jurisdictions listed:
Name (and Business) | Jurisdiction | % Owned |
The Ohio National Life Insurance Company (insurance company) | Ohio | 100% |
ONFlight, Inc. (aviation) | Ohio | 100% |
Financial Way Realty, Inc. (realty company) | Ohio | 100% |
Sycamore Re, Ltd. (captive reinsurance company) | Cayman | 100% |
ONTech, SMLLC (technology company) | Delaware | 100% |
Princeton Captive Re, Inc. (captive reinsurance company) | Ohio | 100% |
The Ohio National Life Insurance Company owns the percentage of voting securities shown for the following entities which were organized under the laws of the jurisdictions listed:
Name (and Business) | Jurisdiction | % Owned |
Ohio National Life Assurance Corporation (insurance company) | Ohio | 100% |
Ohio National Equities, Inc. (securities broker dealer) | Ohio | 100% |
Ohio National Investments, Inc. (investment adviser) | Ohio | 100% |
The O.N. Equity Sales Company (securities broker dealer) | Ohio | 100% |
Ohio National Fund, Inc. (registered investment company) | Maryland | 100% |
Kenwood Re, Inc. (captive reinsurance company) | Vermont | 100% |
Montgomery Re, Inc. (captive reinsurance company) | Vermont | 100% |
Camargo Re Captive, Inc. (captive reinsurance company) | Ohio | 100% |
National Security Life and Annuity Company (insurance company) | New York | 100% |
Sunrise Captive Re, LLC (captive reinsurance company) | Ohio | 100% |
ON Foreign Holdings, LLC (holding company) | Delaware | 100% |
The O.N. Equity Sales Company owns the percentage of voting securities shown for the following entities which were organized under the laws of the jurisdictions listed:
Name (and Business) | Jurisdiction | % Owned |
O.N. Investment Management Company (investment adviser) | Ohio | 100% |
Ohio National Insurance Agency, Inc. | Ohio | 100% |
ON Foreign Holdings, LLC owns (1) 100% of the voting securities of ON Overseas Holdings B.V., a holding company organized under the laws of Netherlands, (2) 0.01% of the voting securities of O.N. International do Brasil Participações Ltda., a holding company organized under the laws of Brazil and (3) 0.02% of the voting securities of Ohio National Seguros de Vida S.A., an insurance company organized under the laws of Peru.
ON Overseas Holdings B.V. owns 100% of the voting securities of ON Netherlands Holdings B.V., a holding company organized under the laws of the Netherlands.
ON Netherlands Holdings B.V. owns (1) 100% of the voting securities of ON Global Holdings, LLC, a holding company organized under the laws of Delaware, (2) 99.98% of the voting securities of Ohio National Seguros de Vida S.A., an insurance company organized under the laws of Peru, (3) 99.99% of the voting securities of O.N. International do Brasil
Participações Ltda., a holding company organized under the laws of Brazil and (4) 7.90% of the voting securities of Ohio National Sudamerica S.A., a holding company organized under the laws of Chile.
ON Global Holdings, LLC owns (1) 92.1% of the voting securities of Ohio National Sudamerica S.A., a holding company organized under the laws of Chile and (2) 0.01% of the voting securities of Ohio National Seguros de Vida S.A., an insurance company organized under the laws of Chile.
Ohio National Sudamerica S.A. owns 99.99% of the voting securities of Ohio National Seguros de Vida S.A., an insurance company organized under the laws of Chile.
Separate financial statements are filed with the Commission for Ohio National Life Assurance Corporation under registrant Ohio National Variable Account R and National Security Life and Annuity Company under registrant National Security Variable Account L and National Security Variable Account N. All subsidiaries of the Depositor are included in the consolidated financial statements of the Depositor, The Ohio National Life Insurance Company.
Item 30. Indemnification
The sixth article of the Depositor’s Articles of Incorporation, as amended, provides as follows:
Each former, present and future Director, Officer or Employee of the Corporation (and his heirs, executors or administrators), or any such person (and his heirs, executors or administrators) who serves at the Corporation’s request as a director, officer, partner, member or employee of another corporation, partnership or business organization or association of any type whatsoever shall be indemnified by the Corporation against reasonable expenses, including attorneys’ fees, judgments, fine and amounts paid in settlement actually and reasonably incurred by him in connection with the defense of any contemplated, pending or threatened action, suit or proceeding, civil, criminal, administrative or investigative, other than an action by or in the right of the corporation, to which he is or may be made a party by reason of being or having been such Director, Officer, or Employee of the Corporation or having served at the Corporation’s request as such director, officer, partner, member or employee of any other business organization or association, or in connection with any appeal therein, provided a determination is made by majority vote of a disinterested quorum of the Board of Directors (a) that such a person acted in good faith and in a manner he reasonably believed to be in or not opposed to the best interests of the Corporation, and (b) that, in any matter the subject of criminal action, suit or proceeding, such person had no reasonable cause to believe his conduct was unlawful. The termination of any action, suit or proceeding by judgment, order, settlement, conviction, or upon a plea of nolo contendere or its equivalent, shall not, of itself create a presumption that the person did not act in good faith in any manner which he reasonably believed to be in or not opposed to the best interests of the Corporation, and with respect to any criminal action or proceeding, he had reasonable cause to believe that his conduct was unlawful. Such right of indemnification shall not be deemed exclusive of any other rights to which such person may be entitled. The manner by which the right to indemnification shall be determined in the absence of a disinterested quorum of the Board of Directors shall be set forth in the Code of Regulations or in such other manner as permitted by law. Each former, present, and future Director, Officer or Employee of the Corporation (and his heirs, executors or administrators) who serves at the Corporation’s request as a director, officer, partner, member or employee of another corporation, partnership or business organization or association of any type whatsoever shall be indemnified by the Corporation against reasonable expenses, including attorneys’ fees, actually and reasonably incurred by him in connection with the defense or settlement of any contemplated, pending or threatened action, suit or proceeding, by or in the right of the Corporation to procure a judgment in its favor, to which he is or may be a party by reason of being or having been such Director, Officer or Employee of the Corporation or having served at the Corporation’s request as such director, officer, partner, member or employee of any other business organization or association, or in connection with any appeal therein, provided a determination is made by majority vote of a disinterested quorum of the Board of Directors (a) that such person was not, and has not been adjudicated to have been negligent or guilty of misconduct in the performance of his duty to the Corporation or to such other business organization or association, and (b) that such person acted in good faith and in a manner he reasonably believed to be in or not opposed to the best interests of the Corporation.
Such right of indemnification shall not be deemed exclusive of any other rights to which such person may be entitled. The manner by which the right of indemnification shall be determined in the absence of a disinterested quorum of the Board of Directors shall be as set forth in the Code of Regulations or in such other manner as permitted by law.
In addition, Article XII of the Depositor’s Code of Regulations states as follows:
If any director, officer or employee of the Corporation may be entitled to indemnification by reason of Article Sixth of the Amended Articles of Corporation, indemnification shall be made upon either (a) a determination in writing of the majority of disinterested directors present, at a meeting of the Board at which all disinterested directors present constitute a quorum, that the director, officer or employee in question was acting in good faith and in a manner he reasonably believed to be in or not opposed to the best interests of this Corporation or of such other business organization or
association in which he served at the Corporation’s request, and that, in any matter which is the subject of a criminal action, suit or proceeding, he had no reasonable cause to believe that his conduct was unlawful and in an action by or in the right of the Corporation to procure a judgment in its favor that such person was not and has not been adjudicated to have been negligent or guilty of misconduct in the performance of his duty to the Corporation or to such other business organization or association; or (b) if the number of all disinterested directors would not be sufficient at any time to constitute a quorum, or if the number of disinterested directors present at two consecutive meetings of the Board has not been sufficient to constitute a quorum, a determination to the same effect as set forth in the foregoing clause (a) shall be made in a written opinion by independent legal counsel other than an attorney, or a firm having association with it an attorney, who has been retained by or who has performed services for this Corporation, or any person to be indemnified within the past five years, or by the majority vote of the policyholders, or by the Court of Common Pleas or the court in which such action, suit or proceeding was brought. Prior to making any such determination, the Board of Directors shall first have received the written opinion of General Counsel that a number of directors sufficient to constitute a quorum, as named therein, are disinterested directors. Any director who is a party to or threatened with the action, suit or proceeding in question, or any related action, suit or proceeding, or has had or has an interest therein adverse to that of the Corporation, or who for any other reason has been or would be affected thereby, shall not be deemed a disinterested director and shall not be qualified to vote on the question of indemnification. Anything in this Article to the contrary notwithstanding, if a judicial or administrative body determines as part of the settlement of any action, suit or proceeding that the Corporation should indemnify a director, officer or employee for the amount of the settlement, the Corporation shall so indemnify such person in accordance with such determination. Expenses incurred with respect to any action, suit or proceeding which may qualify for indemnification may be advanced by the Corporation prior to final disposition thereof upon receipt of an undertaking by or on behalf of the director, officer or employee to repay such amount if it is ultimately determined hereunder that he is not entitled to indemnification or to the extent that the amount so advanced exceeds the indemnification to which he is ultimately determined to be entitled.
Item 31. Principal Underwriters
The principal underwriter of the Registrant’s securities is presently Ohio National Equities, Inc. (“ONEQ”). ONEQ is a wholly-owned subsidiary of the Depositor. ONEQ also serves as the principal underwriter of securities issued by Ohio National Variable Accounts B and D, other separate accounts of the Depositor which are registered as unit investment trusts; and Ohio National Variable Account R, a separate account of the Depositor’s subsidiary, Ohio National Life Assurance Corporation, which separate account is also registered as a unit investment trust. ONEQ also serves as the principal underwriter of securities issued by National Security Variable Accounts N and L, separate accounts of the Depositor’s affiliate, National Security Life and Annuity Company.
The directors and officers of ONEQ are:
Name | Position with ONEQ |
Barbara A. Turner | Director |
Patrick H. McEvoy | Director, President |
Christopher J. Calabro | Director, Vice President & Chief Marketing Officer |
Robert K. Gongwer | Vice President & Tax Officer |
Andrew J. VanHoy | Vice President, Compliance |
Teresa R. Cooper | Treasurer & Comptroller |
Anthony Harris | Continuing Education Director |
Kimberly A. Plante | Secretary |
Timothy A. Abbott | Assistant Secretary |
Bradley T. Owens | Tax Officer |
Nicholas A. Vision | Tax Officer |
Rose Droesch | Assistant Tax Officer |
Tiffany Mucci | Assistant Tax Officer |
The principal business address of each of the foregoing is One Financial Way, Montgomery, Ohio 45242.
During the last fiscal year, ONEQ received the following commissions and other compensation, directly or indirectly, from the Registrant
Net Underwriting Discounts and Commissions | Compensation on Redemption or Annuitization | Brokerage Commission | Compensation |
$3,773,680 | None | None | None |
Item 32. Location of Accounts and Records
This information is included in the most recent report on form N-CEN.
Item 33. Management Services
Not applicable.
Item 34. Fee Representation
(a) Pursuant to Section 26(f)(2)(A) of the Investment Company Act of 1940, as amended, The Ohio National Life Insurance Company, hereby represents that the fees and charges deducted under the contract, in the aggregate, are reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed by The Ohio National Life Insurance Company.
Undertakings
Rule 484 Undertaking — Insofar as indemnification for liability arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer, or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by final adjudication of such issue.
Signatures
As required by the Securities Act of 1933 and the Investment Company Act of 1940, the registrant, Ohio National Variable Account A certifies that it has caused this post-effective amendment to the registration statement to be filed and signed on its behalf in the City of Montgomery and the State of Ohio on this 10th day of May, 2022.
| Ohio National Variable Account A | |||
| (Registrant) | |||
| By: | The Ohio National Life Insurance Company | ||
| (Depositor) | |||
| By: | /s/ Kimberly A. Plante | ||
| Kimberly A. Plante, Vice President & Counsel | |||
As required by the Securities Act of 1933 and the Investment Company Act of 1940, the depositor, The Ohio National Life Insurance Company, has caused this post-effective amendment to the registration statement to be signed on its behalf in the City of Montgomery and the State of Ohio on the 10th day of May, 2022.
| The Ohio National Life Insurance Company | |||
| (Depositor) | |||
| By: | /s/ Kimberly A. Plante | ||
| Kimberly A. Plante, Vice President & Counsel | |||
As required by the Securities Act of 1933, this post-effective amendment to the registration statement has been signed below by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date | |
*/s/ Barbara A. Turner | Director, President, Chief Executive Officer | May 10, 2022 | |
| Barbara A. Turner | Operating Officer | ||
*/s/ Michael Akker | Director | May 10, 2022 | |
| Michael Akker | |||
*/s/ Anurag Chandra | Director | May 10, 2022 | |
| Anurag Chandra | |||
| Director | May 10, 2022 | ||
| Philippe Charette | |||
*/s/ Julie Janson | Director | May 10, 2022 | |
| Julie Janson | |||
| Director | May 10, 2022 | ||
| Greg Nielsen | |||
*/s/ Chak Raghunathan | Director | May 10, 2022 | |
| Chak Raghunathan | |||
*/s/ Rocky Coppola | Senior Vice President and Chief Financial | May 10, 2022 | |
| Rocky Coppola | Officer (Principal Financial Officer) | ||
*/s/ J. Michael Schlotman | Director | May 10, 2022 | |
| J. Michael Schlotman | |||
*/s/ Lori Dashewich | Vice President and Controller (Principal | May 10, 2022 | |
| Lori Dashewich | Accounting Officer) |
| *By: | Kimberly A. Plante |
Kimberly A. Plante, Attorney in Fact pursuant to Powers of Attorney filed herewith
Index of Consents and Exhibits
| Exhibit Number | Description | Page Number |
| 99(10) | Consents of KPMG LLP |
