Exhibit 25.01
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM T-1
STATEMENT OF ELIGIBILITY
UNDER THE TRUST INDENTURE ACT OF 1939 OF A
CORPORATION DESIGNATED TO ACT AS TRUSTEE
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UMB BANK, NATIONAL ASSOCIATION |
(Exact name of trustee as Specified in its charter) |
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44-0201230 |
(I.R.S. Employer |
Identification No.) |
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1010 Grand Blvd., Kansas City, Missouri | 64106 |
(Address of Principal Executive Offices) | (Zip Code) |
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OGE ENERGY CORP. |
(Exact name of obligor as specified in its charter) |
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Oklahoma | 73-1481638 |
(State or other jurisdiction | (I.R.S. Employer |
of incorporation or organization) | Identification No.) |
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321 North Harvey | |
Oklahoma City, Oklahoma | 73101 |
(Address of principal executive offices) | (Zip Code) |
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Debt Securities |
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(Title of the indenture securities) |
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OGE ENERGY CORP. SENIOR NOTES |
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Item 1. | General Information |
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(a) | Name and address of each examining or supervising authority to which the Trustee is subject is as follows: |
The Comptroller of the Currency
Mid‑Western District
2345 Grand Avenue, Suite 700
Kansas City, Missouri 64108
Federal Reserve Bank of Kansas City
Federal Reserve P.O. Station
Kansas City, Missouri 64198
Supervising Examiner
Federal Deposit Insurance Corporation
720 Olive Street, Suite 2909
St. Louis, Missouri 63101
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(b) | The Trustee is authorized to exercise corporate trust powers. |
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Item 2. | Affiliations with obligor. The Obligor is not affiliated with the Trustee. |
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Item 3. | Voting securities of the Trustee. |
NOT APPLICABLE.
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Item 4. | Trusteeships under other indentures. |
NOT APPLICABLE
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Item 5. | Interlocking directorates and similar relationships with the obligor or underwriters. |
NOT APPLICABLE
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Item 6. | Voting securities of the trustee owned by the obligor or its officials. |
NOT APPLICABLE
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Item 7. | Voting securities of the trustee owned by underwriters or their officials. |
NOT APPLICABLE
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Item 8. | Securities of the obligor owned or held by the trustee. |
NOT APPLICABLE
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Item 9. | Securities of the underwriters owned or held by the trustee. |
NOT APPLICABLE
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Item 10. | Ownership or holdings by the trustee of voting securities of certain affiliates or security holders of the obligor. |
NOT APPLICABLE
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Item 11. | Ownership or holdings by the trustee of any securities of a person owning 50 percent or more of the voting securities of the obligor. |
NOT APPLICABLE
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Item 12. | Indebtedness of the Obligor to the Trustee. |
NOT APPLICABLE
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Item 13. | Defaults of the Obligor. |
NOT APPLICABLE
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Item 14. | Affiliations with the Underwriters. |
NOT APPLICABLE
NOT APPLICABLE
Listed below are all exhibits as a part of this Statement of eligibility and qualification.
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1. | Articles of Association of the Trustee, as now in effect (Exhibit 1 to Form T-1 filed with Registration Statement No. 333-74008). |
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2. | Certificate of Authority from the Comptroller of the Currency evidencing a change of the corporate title of the Association. (Exhibit 2 to Form T-1 filed with Registration Statement No. 333-74008). |
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3. | Certificate from the Comptroller of the Currency evidencing authority to exercise corporate trust powers and a letter evidencing a change of the corporate title of the Association. (Exhibit 3 to Form T-1 filed with Registration Statement No. 333-74008). |
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4. | Bylaws, as amended of the Trustee (Exhibit 4 to Form T-1 filed with Registration Statement No. 333-74008). |
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6. | Consent of the Trustee required by Section 321(b) of the Act (Exhibit 6 to Registration Statement No. 333-74008). |
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7. | Report of Condition of the Trustee as of 12/31/12. |
SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939, the Trustee, UMB Bank, National Association, a national bank organized and existing under the laws of the United States of America, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the city of Kansas City, and State of Missouri, on the 26th day of March, 2013.
UMB BANK, NATIONAL ASSOCIATION
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BY: | /s/ Mark B. Flannagan |
| Mark B. Flannagan, Senior Vice President |
T-1 EXHIBIT 7
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UMB Bank, National Association | |
1010 GRAND BOULEVARD | FFIEC 041 |
KANSAS CITY, MO 64106 | Consolidated Report of Condition |
FDIC Certificate Number: 8273 | for December 31, 2012 |
Web Address: http://WWW.UMB.COM | |
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The web address is as provided by the institution. Please contact the institution directly with any questions regarding the data or the web address. |
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Skip Navigation Information Page | Search | Report Options |
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Consolidated Report of Condition for Insured Banks and Savings Associations for December 31, 2012 |
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All schedules are to be reported in thousands of dollars. Unless otherwise indicated, report the amount outstanding as of the last business day of the quarter. |
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Schedule RC - Balance Sheet | | | | | | |
Dollar Amounts in Thousands | | | | Bil/Mil/Thou | |
ASSETS | | | | |
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1. Cash and balances due from depository institutions (from Schedule RC-A): | | | | |
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a. Noninterest-bearing balances and currency and coin (1) | | RCON 0081 | | 683,725 |
| | 1.a. |
b. Interest-bearing balances (2) | | RCON 0071 | | 720,304 |
| | 1.b. |
2. Securities: | | | | |
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a. Held-to-maturity securities (from Schedule RC-B, column A) | | RCON 1754 | | 114,756 |
| | 2.a. |
b. Available-for-sale securities (from Schedule RC-B, column D) | | RCON 1773 | | 6,937,435 |
| | 2.b. |
3. Federal funds sold and securities purchased under agreements to resell: | | | | |
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a. Federal funds sold | | RCON B987 | | 32,650 |
| | 3.a. |
b. Securities purchased under agreements to resell (3) | | RCON B989 | | 57,218 |
| | 3.b. |
4. Loans and lease financing receivables (from Schedule RC-C): | | | | |
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a. Loans and leases held for sale | | RCON 5369 | | 3,877 |
| | 4.a. |
b. Loans and leases, net of unearned income | | RCON B528 | | 5,686,285 |
| | 4.b. |
c. LESS: Allowance for loan and lease losses | | RCON 3123 | | 71,426 |
| | 4.c. |
d. Loans and leases, net of unearned income and allowance (item 4.b minus 4.c) | | RCON B529 | | 5,614,859 |
| | 4.d. |
5. Trading assets (from Schedule RC-D) | | RCON 3545 | | 25,107 |
| | 5. |
6. Premises and fixed assets (including capitalized leases) | | RCON 2145 | | 221,003 |
| | 6. |
7. Other real estate owned (from Schedule RC-M) | | RCON 2150 | | 3,524 |
| | 7. |
8. Investments in unconsolidated subsidiaries and associated companies | | RCON 2130 | | 0 |
| | 8. |
9. Direct and indirect investments in real estate ventures | | RCON 3656 | | 0 |
| | 9. |
10. Intangible assets: | | | | |
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a. Goodwill | | RCON 3163 | | 90,011 |
| | 10.a. |
b. Other intangible assets (from Schedule RC-M) | | RCON 0426 | | 15,796 |
| | 10.b. |
11. Other assets (from Schedule RC-F) | | RCON 2160 | | 169,598 |
| | 11. |
12. Total assets (sum of items 1 through 11) | | RCON 2170 | | 14,689,863 |
| | 12. |
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(1) | Includes cash items in process of collection and unposted debits. |
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(2) | Includes time certificates of deposit not held for trading. |
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(3) | Includes all securities resale agreements, regardless of maturity. |
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Schedule RC - Continued | | | | | | |
Dollar Amounts in Thousands | | | | Bil/Mil/Thou | |
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LIABILITIES | | | | |
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13. Deposits: | | | | |
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a. In domestic offices (sum of totals of columns A and C from Schedule RC-E) | | RCON 2200 | | 11,710,824 |
| | 13.a. |
(1) Noninterest-bearing (1) | | RCON 6631 | | 4,978,034 |
| | 13.a.(1) |
(2) Interest-bearing | | RCON 6636 | | 6,732,790 |
| | 13.a.(2) |
b. Not applicable | | | | |
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14. Federal funds purchased and securities sold under agreements to repurchase: | | | | |
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a. Federal funds purchased (2) | | RCON B993 | | 0 |
| | 14.a. |
b. Securities sold under agreements to repurchase (3) | | RCON B995 | | 1,788,374 |
| | 14.b. |
15. Trading liabilities (from Schedule RC-D) | | RCON 3548 | | 0 |
| | 15. |
16. Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases) (from Schedule RC-M) | | RCON 3190 | | 5,879 |
| | 16. |
17. Not applicable | | | | |
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18. Not applicable | | | | | | |
19. Subordinated notes and debentures (4) | | RCON 3200 | | 0 |
| | 19. |
20. Other liabilities (from Schedule RC-G) | | RCON 2930 | | 122,135 |
| | 20. |
21. Total liabilities (sum of items 13 through 20) | | RCON 2948 | | 13,627,212 |
| | 21. |
22. Not applicable | | | | | | 22. |
EQUITY CAPITAL | | | | |
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Bank Equity Capital | | | | | | |
23. Perpetual preferred stock and related surplus | | RCON 3838 | | 0 |
| | 23. |
24. Common stock | | RCON 3230 | | 21,250 |
| | 24. |
25. Surplus (exclude all surplus related to preferred stock) | | RCON 3839 | | 368,371 |
| | 25. |
26. | | | | | | 26. |
a. Retained earnings | | RCON 3632 | | 587,441 |
| | 26.a. |
b. Accumulated other comprehensive income (5) | | RCON B530 | | 85,589 |
| | 26.b. |
c. Other equity capital components (6) | | RCON A130 | | 0 |
| | 26.c. |
27. | | | | | | 27. |
a. Total bank equity capital (sum of items 23 through 26.c) | | RCON 3210 | | 1,062,651 |
| | 27.a. |
b. Noncontrolling (minority) interests in consolidated subsidiaries | | RCON 3000 | | 0 |
| | 27.b. |
28. Total equity capital (sum of items 27.a and 27.b) | | RCON G105 | | 1,062,651 |
| | 28. |
29. Total liabilities and equity capital (sum of items 21 and 28) | | RCON 3300 | | 14,689,863 |
| | 29. |
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(1) | Includes noninterest-bearing demand, time and savings deposits. |
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(2) | Report overnight Federal Home Loan Bank advances in Schedule RC, item 16, "Other borrowed money." |
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(3) | Includes all securities repurchase agreements, regardless of maturity. |
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(4) | Includes limited-life preferred stock and related surplus. |
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(5) | Includes, but is not limited to, net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, and accumulated defined benefit pension and other postretirement plan adjustments. |
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(6) | Includes treasury stock and unearned Employee Stock Ownership Plan shares. |
Schedule RC - Continued
Memoranda
To be reported with the March Report of Condition.
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1. Indicate in the box at the right the number of the statement below that best describes the most comprehensive level of auditing work performed for the bank by independent external auditors as of any date during 2011 | | RCON 6724 | | N/A | M.1. |
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1 = | Independent audit of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm which submits a report on the bank |
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2 = | Independent audit of the bank's parent holding company conducted in accordance with generally accepted auditing standards by a certified public accounting firm which submits a report on the consolidated holding company (but not on the bank separately) |
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3 = | Attestation on bank management's assertion on the effectiveness of the bank's internal control over financial reporting by a certified public accounting firm |
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4 = | Directors' examination of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm (may be required by state chartering authority) |
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5 = | Directors' examination of the bank performed by other external auditors (may be required by state chartering authority) |
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6 = | Review of the bank's financial statements by external auditors |
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7 = | Compilation of the bank's financial statements by external auditors |
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8 = | Other audit procedures (excluding tax preparation work) |
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9 = | No external audit work |
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To be reported with the March Report of Condition. | | | | | |
2. Bank's fiscal year-end date | | RCON 8678 | | N/A | M.2. |