UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Form 10-K/A
(Mark One)
| [X] | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 29, 2002 |
OR
| [ ] | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
Commission File Number 0-16538
Maxim Integrated Products, Inc.
| Delaware | 94-2896096 | |
| (State or other jurisdiction of Incorporation or organization) | (I.R.S. Employer Identification No.) |
120 San Gabriel Drive
Sunnyvale, California 94086
(Address of Principal Executive Offices)(Zip Code)
Registrant’s telephone number, including area code: (408) 737-7600
Securities registered pursuant to Section 12(b) of the Act:
| Name of each exchange | ||
| Title of each class | on which registered | |
| None | None |
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, $.001 Par Value
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Sections 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any Amendment to this Form 10-K. [ ]
The aggregate market value of the voting stock held by non-affiliates of the Registrant as of August 30, 2002 was approximately $7,353,000,000. Shares of voting stock held by executive officers, directors and holders of more than 5% of the outstanding voting stock have been excluded from this calculation because such persons may be deemed to be affiliates. Exclusion of such shares should not be construed to indicate that any of such persons possesses the power, direct or indirect, to control the Registrant, or that any such person is controlled by or under common control with the Registrant.
Number of shares outstanding of the Registrant’s Common Stock, $.001 par value, as of August 30, 2002: 319,804,485.
| SIGNATURES | ||||||||
DOCUMENTS INCORPORATED BY REFERENCE:
Part III of this Report on Form 10-K incorporates information by reference from the Registrant’s Proxy Statement for its 2002 Annual Meeting of Stockholders.
EXPLANATORY NOTE
This amendment to Maxim Integrated Products, Inc.’s Annual Report on Form 10-K for the year ended June 29, 2002, which was filed with the Securities and Exchange Commission on September 25, 2002, is being filed to correct an inadvertent typographical error in the number of outstanding shares of the Registrant’s Common Stock, $.001 par value, as of August 30, 2002, as shown on the cover of the Form 10-K. The correct number is 319,804,485. No other changes have been made to the Form 10-K.
SIGNATURES
Pursuant to the requirements of Section l3 or l5(d) of the Securities Exchange Act of l934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
| MAXIM INTEGRATED PRODUCTS, INC | ||
| | ||
| By: | /s/ CARL W. JASPER | |
| Carl W. Jasper Vice President and Chief Financial Officer (For the Registrant and as Principal Financial Officer) | ||
| By: | /s/ SHARON E. SMITH-LENOX | |
| Sharon E. Smith-Lenox Corporate Controller (Principal Accounting Officer) | ||
Date: October 1, 2002
Pursuant to the requirements of the Securities Exchange Act of 1934, the report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Signature | Title | Date | ||
| * John F. Gifford | President, Chief Executive Officer and Chairman of the Board (Principal Executive Officer) | October 1, 2002 | ||
| * James R. Bergman | Director | October 1, 2002 | ||
| * B. Kipling Hagopian | Director | October 1, 2002 | ||
| * Eric P. Karros | Director | October 1, 2002 | ||
| * M.D. Sampels | Director | October 1, 2002 | ||
| * A.R. Wazzan | Director | October 1, 2002 |
| *By: | /s/ CARL W. JASPER | |
| Carl W. Jasper, Attorney-in-Fact |
CERTIFICATION
I, John F. Gifford, certify that:
| 1. I have reviewed this annual report on Form 10-K/A of Maxim Integrated Products, Inc.; | |||
| 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; and | |||
| 3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report. |
| By: | /s/ JOHN F. GIFFORD | |
| John F. Gifford Chief Executive Officer | ||
Date: October 1, 2002
CERTIFICATION
I, Carl W. Jasper, certify that:
| 1. I have reviewed this annual report on Form 10-K/A of Maxim Integrated Products, Inc.; | |||
| 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; and | |||
| 3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report. |
| By: | /s/ CARL W. JASPER | |
| Carl W. Jasper Chief Financial Officer | ||
Date: October 1, 2002
