SEC Registration Nos.
Nos. 811-04000 and 002-90309
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933
Post-Effective Amendment No. 72 XX
and/or
REGISTRATION STATEMENT UNDER THE
INVESTMENT ACT OF 1940
Amendment No. 73 XX
Calvert Variable Products, Inc.
(Exact Name of Registrant as Specified in Charter)
4550 Montgomery Avenue
Bethesda, Maryland 20814
(Address of Principal Executive Offices)
Registrant's Telephone Number: (301) 951-4800
William M. Tartikoff
4550 Montgomery Avenue
Bethesda, Maryland 20814
(Name and Address of Agent for Service)
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE
This post-effective amendment consists of the following:
This Post-Effective Amendment is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended, solely for the purpose of filing certain executed copies of exhibits to the Registration Statement.
Parts A and B are incorporated by reference to Post-Effective Amendment No. 70 to this Registration Statement, as filed on April 27, 2011.
PART C - OTHER INFORMATION
Item 28. Exhibits
(a) | Articles of Incorporation of Summit Mutual Funds, Inc., incorporated by reference to Registrant's initial filing on April 3, 1984. |
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(b) | By-laws of Summit Mutual Funds, Inc., incorporated by reference to Registrant's initial filing on April 3, 1984. |
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(c) | Instruments Defining Rights of Security Holders (not applicable). |
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(d)(1) | Investment Advisory Agreement with Calvert Investment Management, Inc., incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. Schedule A and B to Investment Advisory Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 70, April 27, 2011, accession number 0000743773-11-000009. Addendum to Investment Advisory Agreement, filed herewith. |
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(d)(2) | Investment Subadvisory Agreement with Summit Investment Partners, Inc., incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(d)(3) | Investment Subadvisory Agreement with World Asset Management, Inc., incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(e) | Underwriting (Distribution) Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(f) | Form of Trustees' Deferred Compensation Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(g) | Custodial Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. Amended Appendix A to Custodial Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(h)(1) | Master Transfer Agency Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. Amended Schedule A to Master Transfer Agency Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(h)(2) | Servicing Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(h)(3) | Administrative Services Agreement, incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(i) | Legal Opinion (not applicable). |
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(j) | Other Opinions (not applicable). |
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(k) | Omitted Financial Statements (not applicable). |
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(l) | Letter regarding initial capital, incorporated by reference to Registrant's Pre-Effective Amendment No. 1, filed on July 2, 1984. |
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(m) | Plan of Distribution for Class A, incorporated by reference to Registrant's Post-Effective Amendment No. 60, September 26, 2007, accession number 0000743773-07-000039. |
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(n) | Amended and Restated Rule 18f-3 Multiple Class Plan, incorporated by reference to Registrant's Post-Effective Amendment No. 70, April 27, 2011, accession number 0000743773-11-000009. |
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(o) | Power of Attorney forms, incorporated by reference to Registrant's Post-Effective Amendment No. 70, April 27, 2011, accession number 0000743773-11-000009. |
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(p)(1) | Code of Ethics for Calvert Asset Management Company Inc., incorporated by reference to Registrant's Post-Effective Amendment No. 66, April 30, 2009, accession number 0000743773-09-000018. |
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(p)(2) | Code of Ethics for Summit Investment Partners, Inc., incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
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(p)(3) | Code of Ethics for World Asset Management, Inc., incorporated by reference to Registrant's Post-Effective Amendment No. 65, January 30, 2009, accession number 0000743773-09-000003. |
Item 29. Persons Controlled by or Under Common Control with Registrant
Not applicable.
Item 30. Indemnification
Registrant's By-Laws, Item 28(b) of this Registration Statement, provides, in summary, that officers and trustees/directors shall be indemnified by Registrant against liabilities and expenses incurred by such persons in connection with actions, suits, or proceedings arising out of their offices or duties of employment, except that no indemnification can be made to such a person if he has been adjudged liable of willful misfeasance, bad faith, gross negligence, or reckless disregard of his duties. In the absence of such an adjudication, the determination of eligibility for indemnification shall be made by independent counsel in a written opinion or by the vote of a majority of a quorum of trustees/directors who are neither "interested persons" of Registrant, as that term is defined in Section 2(a)(19) of the Investment Company Act of 1940, nor parties to the proceeding.
Registrant may purchase and maintain liability insurance on behalf of any officer, trustee, director, employee or agent against any liabilities arising from such status. In this regard, Registrant will maintain a Trustees/Directors & Officers (Partners) Liability Insurance Policy with Chubb Group of Insurance Companies, 15 Mountain View Road, Warren, New Jersey 07061, providing Registrant with $10 million in trustees/directors and officers liability coverage, plus $5 million in excess trustees/directors and officers liability coverage for the independent trustees/directors only. Registrant also maintains a $13 million Investment Company Blanket Bond issued by ICI Mutual Insurance Company, P.O. Box 730, Burlington, Vermont, 05402. The Fund maintains joint coverage with the other Calvert Funds, and for the liability coverage, with the Advisor and its affiliated companies ("Calvert operating companies.") The premium and the coverage are allocated based on a method approved by the disinterested Fund trustees/directors.
Item 31. Business and other Connections of Investment Adviser
Name | Name of Company, Principal Business and Address | Capacity |
Barbara Krumsiek |
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| First Variable Rate Fund for | Officer, |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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Ronald M. Wolfsheimer |
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| First Variable Rate Fund for | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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William M. Tartikoff |
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| First Variable Rate Fund for | Officer |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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Susan Walker Bender |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Ivy Wafford Duke |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Lancelot King |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Jane Maxwell |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Andrew Niebler |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Augusto Macedo |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Catherine Roy |
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| Calvert Investment Management, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Bennett Freeman |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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Alya Kayal |
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| Calvert Investment Management, Inc. | Officer |
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Hui Ping Ho |
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| First Variable Rate Fund for | Officer |
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Patrick Faul |
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| Calvert Investment Management, Inc. | Officer |
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Natalie Trunow | Calvert Investment Management, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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James McGlynn |
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| Calvert Investment Management, Inc. | Officer |
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John Nichols |
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| Calvert Investment Management, Inc. | Officer |
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Gregory Habeeb |
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| Calvert Investment Management, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Michael Abramo | Calvert Investment Management, Inc. | Officer |
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Matthew Duch | Calvert Investment Management, Inc. | Officer |
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Thomas Dailey |
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| Calvert Investment Management, Inc. | Officer |
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| First Variable Rate Fund for | Officer |
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Robert Enderson |
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| Calvert Investments, Inc. | Officer |
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| Calvert Investment Administrative Services, Inc. | Officer |
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| Calvert Investment Management, Inc. | Officer |
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| Calvert Investment Services, Inc. | Officer |
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| Calvert Investment Distributors, Inc. | Officer |
Item 32.Principal Underwriters
(a) Registrant's principal underwriter underwrites shares of the following investment companies other than Registrant:
First Variable Rate Fund for Government Income
Calvert Tax-Free Reserves
Calvert Social Investment Fund
Calvert Cash Reserves
The Calvert Fund
Calvert World Values Fund, Inc.
Calvert Social Index Series, Inc.
Calvert Variable Series, Inc.
Calvert Impact Fund, Inc.
Calvert SAGE Fund
(b) Positions of Underwriter's Officers and Directors
Name and Principal Business Address* | Position(s) and Offices | Position(s) and Offices |
Barbara J. Krumsiek | Director and Chief Executive | Trustee and President |
Ronald M. Wolfsheimer | Director, Senior Vice President | Treasurer |
Craig Cloyed | Director and President | None |
William M. Tartikoff | Senior Vice President and | Vice President and Secretary |
Reginald Stanley | Senior Vice President | None |
Alison Smith | Vice President | None |
Stan Young | Vice President | None |
David Leach | Vice President | None |
Robert Enderson | Vice President | None |
Christine Teske | Senior Institutional Vice President | None |
David Rieben | Vice President | None |
Jackie Zelenko | Vice President | None |
Matthew Alsted | Vice President | None |
Geoffrey Ashton | Senior Regional Vice President | None |
Timothy O'Leary | Regional Vice President | None |
Bill Hairgrove | Regional Vice President | None |
Michael Haire | Regional Vice President | None |
Todd Dahlstrom | Regional Vice President | None |
Anthony Eames | Senior Regional Vice President | None |
Steve Himber | Senior Institutional Vice President | None |
Dave Mazza | Vice President, Institutional Sales | None |
Ben Ogbogu | Regional Vice President | None |
Jeanine L. Perkins | Regional Vice President | None |
Steve Yoon | Regional Vice President | None |
David McClellan | Regional Vice President | None |
Rachael DeCosta-Martin | Regional Vice President | None |
Scott Metz | Regional Vice President | None |
Pamela Rivers | Regional Vice President | None |
Paul Hilton | Vice President | None |
Susan Walker Bender | Assistant Secretary | Assistant Secretary |
Ivy Wafford Duke | Assistant Secretary | Assistant Secretary |
Lancelot King | Assistant Secretary | Assistant Secretary |
Jane Maxwell | Assistant Secretary and | Assistant Secretary and |
Andrew Niebler | Assistant Secretary and | Assistant Secretary and |
Augusto Macedo | Assistant Secretary | Assistant Secretary |
Edith Lillie | Assistant Secretary | Assistant Secretary |
Hui Ping Ho | Assistant Treasurer | Assistant Treasurer |
* 4550 Montgomery Avenue Bethesda, Maryland 20814
(c) Inapplicable.
Item 33. Location of Accounts and Records
Ronald M. Wolfsheimer, Treasurer
and
William M. Tartikoff, Secretary
Calvert Variable Products, Inc.
4550 Montgomery Avenue, Suite 1000N
Bethesda, Maryland 20814
Item 34. Management Services
Not Applicable
Item 35.Undertakings
Not Applicable
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Bethesda, and State of Maryland on the 19th day of May 2011.
CALVERT VARIABLE PRODUCTS, INC.
By:
_______________**__________________
Barbara J. Krumsiek
Director and Chairperson
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below on the 19th day of May 2011, by the following persons in the capacities indicated.
Signature | Title |
__________**____________ | Director and Chairperson |
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__________**____________ | Treasurer |
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__________**____________ | Director |
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__________**____________ | Director |
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__________**____________ | Director |
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__________**____________ | Director |
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__________**_____________ | Director |
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__________**____________ | Director |
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**By: /s/ Lancelot A. King
Lancelot A. King
Executed by Lancelot A. King, Attorney-in-fact on behalf of those indicated, incorporated by reference to Registrant's Post-Effective Amendment No. 70, April 27, 2011, accession number 0000743773-11-000009.
Calvert Variable Products, Inc.
Post-Effective Amendment No. 73
Registration No. 002-90309
EXHIBIT INDEX
Exhibit No. | Description |
28(d)(1) | Addendum to Investment Advisory Agreement |
