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SC 13D/A Filing
Oblong (OBLG) SC 13D/AGlowpoint, Inc.
Filed: 31 Dec 14, 12:00am
1 | NAME OF REPORTING PERSON GP Investment Holdings, LLC | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x | |
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ¨ | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER -0- | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER -0- | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- | ||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | o | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% | ||
14 | TYPE OF REPORTING PERSON OO |
1 | NAME OF REPORTING PERSON Christopher M. Atkins | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x | |
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ¨ | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | |
8 | SHARED VOTING POWER -0- | ||
9 | SOLE DISPOSITIVE POWER -0- | ||
10 | SHARED DISPOSITIVE POWER -0- | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- | ||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | o | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% | ||
14 | TYPE OF REPORTING PERSON IN |
1 | NAME OF REPORTING PERSON Brian Pessin | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x | |
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS AF | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ¨ | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 603,010 | |
8 | SHARED VOTING POWER -0- | ||
9 | SOLE DISPOSITIVE POWER 603,010 | ||
10 | SHARED DISPOSITIVE POWER -0- | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 603,010 | ||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | o | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.7% | ||
14 | TYPE OF REPORTING PERSON IN |
1 | NAME OF REPORTING PERSON Main Street Capital Corporation | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x | |
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS WC, AF | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ¨ | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Maryland | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 7,645,414 | |
8 | SHARED VOTING POWER 66,103 | ||
9 | SOLE DISPOSITIVE POWER 7,645,414 | ||
10 | SHARED DISPOSITIVE POWER 66,103 | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,711,517 | ||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | o | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.5% | ||
14 | TYPE OF REPORTING PERSON CO |
1 | NAME OF REPORTING PERSON Sandra and Norman Pessin JTWROS | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x | |
3 | SEC USE ONLY | ||
4 | SOURCE OF FUNDS AF | ||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ¨ | |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 7,035,059 | |
8 | SHARED VOTING POWER -0- | ||
9 | SOLE DISPOSITIVE POWER 7,035,059 | ||
10 | SHARED DISPOSITIVE POWER -0- | ||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,035,059 | ||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | o | |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.6% | ||
14 | TYPE OF REPORTING PERSON IN |
Item 2. | Identity and Background. |
Item 5. | Interest in Securities of the Issuer. |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
GP INVESTMENT HOLDINGS, LLC | |||
By: | /s/ Christopher M. Atkins | ||
Name: | Christopher M. Atkins | ||
Title: | President |
By: | /s/ Brian Pessin | ||
Name: | Brian Pessin | ||
Title: | Chief Executive Officer |
/s/ Christopher M. Atkins | |
Name: Christopher M. Atkins |
/s/ Brian Pessin | |
Name: Brian Pessin |
MAIN STREET CAPITAL CORPORATION | |||
By: | /s/ Jason B. Beauvais | ||
Name: | Jason B. Beauvais | ||
Title: | General Counsel |
SANDRA AND NORMAN PESSIN JTWROS | |
/s/ Sandra Pessin | |
Name: Sandra Pessin | |
/s/ Norman Pessin | |
Name: Norman Pessin |
Name and Business Address (if applicable) | Principal Occupation and Principal Business (if applicable) | |
Directors | ||
Michael Appling, Jr. | CEO, TNT Crane & Rigging, Inc. 925 S Loop W Houston, TX 77054 | |
Joseph E. Canon | Executive VP, Dodge Jones Foundation 400 Pine St Abilene, TX 79601 | |
Arthur L. French | Advisor to LKCM Capital Group 301 Commerce St #1600 Fort Worth, TX 76102 | |
J. Kevin Griffin | Senior VP of Financial Planning & Analysis, Novant Health 2085 Frontis Plaza Blvd Winston-Salem, NC 27103 | |
John E. Jackson | CEO, Spartan Energy Partners 24 Waterway Avenue, Suite 850 The Woodlands, TX 77380 | |
Vincent D. Foster | Chairman of the Board, CEO and President, Main Street Capital Corporation | |
Officers | ||
Vincent D. Foster | Chairman of the Board, President and Chief Executive Officer | |
Dwayne L. Hyzak | Chief Operating Officer and Senior Managing Director | |
Brent D. Smith | Chief Financial Officer and Treasurer | |
Curtis L. Hartman | Chief Credit Officer and Senior Managing Director | |
David L. Magdol | Chief Investment Officer and Senior Managing Director | |
Rodger A. Stout | Executive Vice President | |
Jason B. Beauvais | Senior Vice President, General Counsel, Chief Compliance Officer and Secretary | |
Nicholas T. Meserve | Managing Director | |
Travis L. Haley | Managing Director | |
Shannon D. Martin | Vice President, Chief Accounting Officer and Assistant Treasurer |