UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark one)
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period endedJune 30, 2012
or
¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from __________ to __________
Commission File Number:0-12214
DALECO RESOURCES CORPORATION
(Exact name of registrant as specified in its charter)
| Nevada | 23-2860734 | |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
17 Wilmont Mews, 5th Floor West Chester, Pennsylvania 19382 |
(610) 429-0181 | |
| (Address of principal executive offices) (Zip Code) | (Registrant’s telephone number, including area code) | |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yesx No¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yesx No¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer¨ | Accelerated filer¨ | ||
| Non-accelerated file ¨ (Do not check if a smaller reporting company) | Smaller reporting companyx | ||
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes¨Nox
APPLICABLE ONLY TO CORPORATE ISSUERS:
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date:
Shares of Common Stock outstanding as of July 31, 2012: 49,441,058
Shares of Series B 8% Cumulative Convertible Preferred Stock outstanding of July 31, 2012: 135,000
Daleco Resources Corporation
Explanatory Note
The purpose of the Amendment No. 1 on Form 10–Q/A to Daleco Resources Corporation’s quarterly report on Form 10–Q for the quarter ended June 30, 2012, filed with the Securities and Exchange Commission on August 20, 2012 (the “Form 10–Q”), is solely to furnish Exhibit 101 to the Form 10–Q in accordance with Rule 405 of Regulation S–T.
No other changes have been made to the Form 10–Q. This Amendment No. 1 speaks as of the original filing date of the Form 10–Q, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the original Form 10–Q.
Pursuant to rule 406T of Regulation S–T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Act of 1934, as amended, and otherwise are not subject to liability under those sections.
PART II. OTHER INFORMATION
Item 6. Exhibits.
| Exhibit Number | Description | Located At | ||
| 10.24 | Notice of Waiver Date, effective April 3, 2012, concerning Employment Agreement of Gary J. Novinskie (dated November 30, 2001 – see Exhibits 10.5 and 10.26) | Previously filed or furnished as an exhibit to the Registrant’s quarterly report on Form 10-Q for the quarter ended June 30, 2012 | ||
| 10.25 | Notice of Waiver Date, effective April 3, 2012, concerning Employment Agreement of Richard W. Blackstone (dated October 4, 2006 – see Exhibits 10.20 and10.6) | Previously filed or furnished as an exhibit to the Registrant’s quarterly report on Form 10-Q for the quarter ended June 30, 2012 | ||
| 31.1 | Certification of President (Principal Executive Officer) pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Previously filed or furnished as an exhibit to the Registrant’s quarterly report on Form 10-Q for the quarter ended June 30, 2012 | ||
| 31.2 | Certification of Chief Financial Officer (Principal Financial Officer) pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Previously filed or furnished as an exhibit to the Registrant’s quarterly report on Form 10-Q for the quarter ended June 30, 2012 | ||
| 32.1 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | Previously filed or furnished as an exhibit to the Registrant’s quarterly report on Form 10-Q for the quarter ended June 30, 2012 | ||
| 101.INS | XBRL Instance Document | Filed Herewith | ||
| 101.SCH | XBRL Taxonomy Extension Schema | Filed Herewith | ||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase | Filed Herewith | ||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase | Filed Herewith | ||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase | Filed Herewith | ||
| 101.PRE | XBRL Taxonomy Presentation Linkbase | Filed Herewith | ||
| The Registrant incorporates by reference its Exhibit List as attached to its Annual Report on Form 10-K for the fiscal year ended September 30, 2011. | ||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| DALECO RESOURCES CORPORATION | |
| (Registrant) | |
| Dated: September 13, 2012 | /s/ Gary J. Novinskie |
| Gary J. Novinskie | |
| President, Chief Financial Officer and Director | |
| (Principal Executive Officer and Principal Financial Officer) | |
| Dated: September 13, 2012 | /s/ Richard W. Blackstone |
| Richard W. Blackstone | |
| Vice President and Chief Accounting Officer | |
| (Principal Accounting Officer) |