Exhibit 1.01
Magna International Inc.
Conflict Minerals Report
For the year ended December 31, 2014
This is the Conflict Minerals Report of Magna for calendar year 2014 in accordance with Rule 13p-1 under the Securities and Exchange Act of 1934 (“Rule 13p-1”). We are filing this Conflict Minerals Report because we are unable to exclude the possibility that certain products that we manufacture contain necessary conflict minerals that originated in a Covered Country. Numerous terms in this report are defined in Rule 13p-1 and our Form SD and the reader is invited to refer to those sources.
This Conflict Minerals Report contains forward-looking statements relating to actions that we may take in the future. Such statements are based on the current expectations of our management and are not promises or guarantees of future performance of such actions. The forward-looking statements represent management’s expectations as of the date of this report. Subsequent events and developments may cause management’s views to change. We do not undertake any obligation to update any forward-looking statements in the future, and the forward-looking statements should not be relied upon as representing our views as of any date subsequent to the date of this report.
SECTION 1: INTRODUCTION
A. Company Overview
We are a leading global automotive supplier with 316 manufacturing operations and 87 product development, engineering and sales centres in 29 countries. We have over 133,000 employees focused on delivering superior value to our customers through innovative products and processes, and World Class Manufacturing.
B. Our Products
For the 2014 reporting year, our product capabilities included the following:
| Closures |
| Interiors |
| Exteriors |
|
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| · Door Modules |
| · Garnish & Hard Trim |
| · Bumper & Fascia Systems |
| · Power Closure Systems |
| · Soft Trim |
| · Exterior Trim |
| · Engineered Glass |
| · Instrument Panels & Consoles |
| · Modular Systems |
| · Window Systems |
| · Overhead Systems |
| · Class A Body Panels |
| · Latching Systems |
| · Door Panels |
| · Structural Components |
| · Lighting Systems |
|
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| · Sealing Systems |
|
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| · Handle Assemblies |
|
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| · Hinges & Rods |
|
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| Seating |
| Vision |
| Electronics |
|
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|
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| · Complete Seating Systems |
| · Interior Mirrors |
| · Driver Assistance Systems |
| · Seat Structures & |
| · Exterior Mirrors |
| · Electronic Components |
| Mechanisms |
| · Actuators |
|
|
| · Foam & Trim Products |
| · Electronic Vision Systems |
|
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| Powertrain |
| Body & Chassis |
| Roof |
|
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| · Driveline Systems |
| · Body Systems |
| · Sliding Folding & Modular Roofs |
| · Fluid Pressure & Controls |
| · Chassis Systems |
| · Retractable Hard Tops |
| · Metal Forming Solutions |
|
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| · Soft Tops |
|
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| Complete Vehicle Engineering and Contract Manufacturing |
Our products are designed to meet the requirements and specifications of our automotive customers. Certain of these requirements and specifications entail the use of materials such as tin, tungsten, tantalum and gold (collectively, “3TG”, or “necessary conflict minerals”).
C. Reliance on Supply Chain & Industry Initiatives
Due to the number and complexity of the products we manufacture, our supply chain consists of a substantial number of suppliers globally, the composition of which changes within each calendar year and from year to year. Moreover, we are generally many tiers removed from the smelters and refiners of 3TG in our supply chain. We do not, to the best of our knowledge, directly purchase 3TG from any of the Covered Countries. As a downstream consumer of 3TG, Magna must rely on its direct suppliers to gather and report to us information about smelters and refiners in the supply chain. Our direct suppliers are similarly reliant upon information provided to them by their own suppliers.
The structure, size and breadth of our supply chain, as well as the fact that a substantial portion of the suppliers in our supply chain are not obligated to file reports with the SEC (including reports under the Conflict Minerals Rule), makes gathering of complete and accurate conflict minerals information a lengthy and challenging process. As a result of these challenges, in addition to our ongoing engagement with our direct production suppliers as part of our conflict minerals compliance program (the “Program”), we participate in several industry initiatives aimed at increasing awareness of, and participation in, conflict minerals reporting by suppliers.
SECTION 2: REASONABLE COUNTRY OF ORIGIN INQUIRY & CONCLUSION
Magna conducted the following RCOI for the 2014 reporting year:
A. Applicability Assessment of Direct Production Suppliers
We conducted a good faith, risk-based applicability assessment of 8,448 suppliers, representing all of our direct production suppliers in 2014 (the “2014 Suppliers”), to identify those suppliers that were reasonably believed to represent the highest risk of supplying products or components to Magna that do or may contain 3TG from one or more of the Covered Countries for the period between January 1, 2014 and December 31, 2014.
The set of criteria used to conduct the risk-based applicability assessment of suppliers included: (i) the likelihood of 3TG content in supplied materials based on information available to Magna in its existing databases, including the International Material Data System (IMDS); and (ii) internal assessments by Magna purchasing personnel, engineering personnel and/or materials specialists. Responses received from suppliers in the previous reporting year were also considered, but were not determinative.
Based on the criteria described above, the 2014 Suppliers were categorized as representing a “high” (Red), “uncertain/undeterminable” (Yellow) or “low/no” (Green) risk that their products supplied to Magna in 2014 contained 3TG. 2014 Suppliers classified as Green were considered “out-of-scope” for 2014 reporting. 2014 Suppliers classified as Red or Yellow were considered “in-scope” for 2014 reporting. The results of Magna’s applicability assessment for 2014 were as follows:
· 6,557 (78%) of the 2014 Suppliers were classified as Green or out-of-scope for 2014 (the “Out-of-Scope Suppliers”).
· 1,891 (22%) of the 2014 Suppliers were classified as Red (1,577, or approximately 19%) or Yellow (314, or approximately 4%) and therefore “in-scope” for 2014 reporting (the “In-Scope Suppliers”).
B. Conclusion based on RCOI
Magna concluded in good faith that during the 2014 calendar year Magna:
i. manufactured and/or contracted to manufacture products containing 3TG and determined that the use of 3TG was necessary to the functionality or production of these products; and
ii. could not exclude the possibility that a portion of the Company’s necessary conflict minerals originated in the Covered Countries (and are not be from recycled or scrap sources).
Based on this conclusion, Magna conducted due diligence activities on the source and chain of custody of these necessary conflict minerals as described in this Conflict Minerals Report.
SECTION 3: DUE DILIGENCE PROCESS
A. Design of Due Diligence Framework
Magna designed its due diligence measures to be in conformity, in all material respects, with the internationally recognized due diligence framework as set forth in the Organization for Economic Cooperation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD, 2013) and related supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”).
B. Due Diligence Measures Performed
Magna’s due diligence measures for the 2014 reporting year included the following:
(a) Company Management Systems
In accordance with the OECD Guidance, we previously established company management systems with regard to conflict minerals reporting, the main elements of which are described below:
(i) Conflict Minerals Steering Committee
We maintain a cross-functional conflict minerals steering committee (the “Steering Committee”), comprised of representatives from Magna’s legal and purchasing departments, which is tasked with directing Magna’s Program. The Program, which includes a supply chain system of controls and transparency through the adoption and use of the CMRT (defined below), facilitates the transfer of information through the supply chain regarding, among other things: (i) mineral country of origin; (ii) smelters and refiners being utilized; and (iii) the identity of new smelters and refiners to potentially undergo an audit via the Conflict-Free Smelter Program (described below). The Steering Committee is also responsible for our conflict minerals reporting to our automotive customers.
The Steering Committee includes representation from each of our operating segments: North America, Europe, Asia and Rest of World, and generally met in person or by phone on a bi-weekly basis during 2014 and 2015 in connection with 2014 reporting year requirements, and more frequently, as needed, in advance of key Program milestones.
(ii) Oversight
The Steering Committee periodically reports the status of Magna’s Program to designated senior management. In addition, the Corporate Governance, Compensation and Nominating Committee of our Board of Directors is periodically briefed regarding Magna’s Program.
(iii) Policy Statement & Grievance Mechanism
We are committed to working with our supply chain to ensure compliance with the Conflict Minerals Rule. We previously adopted a policy statement which addresses our commitment to comply with the Conflict Minerals Rule and the expectations we place on our suppliers with respect to conflict minerals reporting. The policy statement is publicly available on our corporate website at: http://www.magna.com/docs/default-source/corporate-governance/conflict-minerals-policy-statement.pdf.
The policy statement includes a grievance mechanism to facilitate reporting of concerns relating to Magna’s Program through Magna’s existing confidential and anonymous Good Business Line (GBL) (www.magnagbl.com). The GBL is structured such that reports are received and tracked by an independent third-party provider, and communicated to members of the Steering Committee for review and appropriate action. To date, we have not received any GBL reports regarding our Program.
(iv) Records Retention
We have adopted a five (5) year retention period for Program documentation.
(v) Supply Chain Engagement
We previously updated Magna’s standard global contract terms and conditions, including our global standard supplier requirements manual, to require suppliers to provide information or certification with respect to the origin of their products supplied to Magna. The requirements manual is incorporated by reference into our standard global contract terms and conditions. Purchase orders and other agreements in place with our direct suppliers are, however, typically in force for an extended period of time and we have limited ability to
impose: (i) new contract terms, or (ii) other requirements that our suppliers must flow down to their own suppliers.
We also communicated with all direct production suppliers regarding our Program as detailed in this Conflict Minerals Report. In addition to the GBL grievance mechanism described above, we continue to maintain and communicate to our suppliers, a dedicated email address (conflict.minerals@magna.com) to facilitate supplier communication with us regarding the Program, including requests for assistance in fulfilling their reporting obligations to Magna.
(vi) Industry Participation & Collaboration
Throughout 2014, we actively participated as a member of several industry associations, particularly the Automotive Industry Action Group (AIAG) and its Conflict Minerals Working Group. The initiatives of the AIAG, include: efforts to improve supply chain transparency and compliance with the conflict minerals reporting requirements; development of best practices for conducting due diligence, supply chain engagement and reporting; development of common standards and reporting tools; engagement with smelters and refiners to promote conflict-free certification programs; and provision of training and awareness. We also provided opportunities for increased supply chain awareness of the conflict mineral reporting requirements and emerging best practices by sponsoring several AIAG industry events. Magna also actively participates in the Original Equipment Suppliers Association (OESA), including its activities relating to conflict minerals compliance.
With respect to initiatives aimed at improving smelter/refiner certification, we continue to support the Conflict Free Sourcing Initiative (CFSI) as a member. The CFSI has designed and manages a program (the Conflict Free Smelter Program (CFSP)) to identify the smelters and refiners that process 3TG and independently audit those smelters and refiners to certify those that source only conflict-free 3TG. Through our membership, which we view as critical to our program, we have benefited from access to RCOI and smelter validation data, information regarding sourcing initiatives and regulatory developments, and access to valuable tools and resources which we are able to use to enhance our Program.
(b) Identification and assessment of risks in the supply chain
(i) Identification of Risks
To identify risks in the supply chain, Magna undertook the following measures:
· Conducted the risk-based applicability assessment of the 2014 Suppliers described above.
· Communicated at least once with all Out-of-Scope Suppliers advising of their Green applicability rating and directing them to contact us if they believed it to be incorrect.
· Communicated with all In-Scope Suppliers (as described below) with more frequent reminders compared to the prior reporting year.
· Enhanced the process for ensuring that changes to our supplier list were captured in our Program, including changes arising as a result of acquisitions or divestitures.
· Improved our methodology and processes for reviewing and responding to red flags generated by supplier survey responses, including more detailed communication to suppliers of our requirements for addressing each red flag generated.
· Validated the accuracy and completeness of the smelters and refiners that were identified by In-Scope Suppliers, including by reviewing the list against the CFSI (members-only access) list of processing facilities which have received a “conflict-free” designation under the CFSP.
(ii) In-Scope Supplier Due Diligence
Our due diligence efforts were focused primarily on communicating with the In-Scope Suppliers to obtain information with respect to the source and chain of custody of the necessary conflict minerals in the products they supplied to us. All In-Scope Suppliers, regardless of whether they were assigned a Yellow or Red rating, were sent an initial communication package requesting that they complete a survey based on the standardized template originally developed by the Electronic Industry Citizenship Coalition (EICC®) and The Global e-Sustainability Initiative (GeSI), known as the “Conflict Minerals Reporting Template” or “CMRT”.
In addition to describing the requirements of the Dodd-Frank Act and the Conflict Minerals Rule and reinforcing Magna’s compliance expectations, the initial communication package directed In-Scope Suppliers to:
· Complete the CMRT through Magna’s preferred web-based reporting method, the iPoint Conflict Minerals Platform (“iPCMP”), or alternatively, submitting the CMRT in Microsoft Excel spreadsheet format, by the specified reporting deadline; and
· Request and obtain completed CMRTs from their own production suppliers, and encourage those suppliers to cascade the same requirement throughout their supply chain.
The supplier communication package, which was translated into multiple languages, also included: step-by-step instructions on how to complete each CMRT question; recommendations with regard to implementing or enhancing a supplier’s own conflict minerals program; and details regarding AIAG and other conflict minerals tools and resources available to improve supplier reporting.
In-Scope Suppliers that provided responses in a format other than the CMRT were advised to resubmit their response in the requested format. In-Scope Suppliers that failed to respond at all to Magna were sent numerous reminders to submit a CMRT by a specified deadline.
(iii) Response Results
Magna received responses in a valid format from 1,227 (approximately 65%) of the In-Scope Suppliers. The remaining 664 (approximately 35%) of the In-Scope Suppliers did not provide a response, despite our repeated communications, or provided a response in an invalid format that was not remedied by our 2014 reporting deadline.
(iv) CMRT Review
Magna reviewed the CMRT responses received from In-Scope Suppliers for red flags that would identify inconsistent, incomplete, or inaccurate responses. Responses that triggered select red flags were targeted for priority follow up and those suppliers were sent a request to address and resolve the red flag(s).
A total of 1,227 In-Scope Suppliers submitted valid responses. Following our review, we determined that 423 (approximately 35%) of such responses were acceptable to Magna with no need for further follow up. When
combined with the Out-of-Scope Suppliers, the aggregate of the 2014 Suppliers that were ultimately designated as Green through either the applicability assessment, or as a result of the due diligence process, was 6,933, representing approximately 82% of our 2014 Suppliers. No supplier indicated that they receive any 3TG from sources that directly or indirectly financed or benefitted armed groups within the meaning of the Conflict Minerals Rule.
(c) Design and implement a strategy to respond to identified risks
Magna designed a risk management plan to identify, monitor and mitigate identified risks, the key elements of such plan being:
· Based on the red flag review, In-Scope Suppliers whose responses to select CMRT questions were identified as incomplete, inconsistent or inaccurate, were asked for to address and resolve the red flag(s) and resubmit their CMRT.
· In-Scope Suppliers that did not respond to Magna’s initial survey request were sent frequent follow-up reminders requesting that they complete a CMRT and were advised that a failure to do so would receive elevated scrutiny from our purchasing department, and could affect future sourcing decisions.
· Suppliers who sent responses to Magna in a format other than the CMRT were asked to resubmit a response using the CMRT.
· The Steering Committee regularly reviewed a supplier response status dashboard and determined the timing and frequency of supplier follow-up communications.
· In order to increase supplier awareness and facilitate compliance with the conflict minerals reporting requirements, Magna’s written communications directed suppliers to visit the CFSI website (www.conflictfreesourcing.org) to take advantage of useful resources and tools, training information and guidance documents relating to the completion of the CMRT and conflict minerals reporting in general.
(d) Carry out independent third-party audit of smelter/refiner due diligence practices
Magna is a downstream consumer of necessary conflict minerals and is several supply chain tiers removed from smelters and refiners which provide minerals and ores. Therefore, Magna does not perform, or direct the performance of, audits of smelters and refiners within the supply chain. As outlined in the OECD Guidance upon which our Program is based, we support the CFSI’s cross-industry initiative that audits smelters and refiners to identify those facilities that have systems in place to assure sourcing of only conflict-free materials. The data on which we relied for certain statements in this Conflict Minerals Report (including in Appendix I) was obtained using the RCOI report we receive through our membership in the CFSI (Unique CFSI membership code: MAGN).
(e) Report annually on supply chain due diligence
Magna’s conflict minerals policy states that we will comply with Section 1502 of the Dodd-Frank Act, which includes filing our Specialized Disclosure Form (Form SD) and the associated Conflict Minerals Report with
the SEC (www.edgar.com) and making both documents publicly available on our corporate website (www.magna.com).
We also completed Conflict Minerals Reporting Templates for each of our customers who requested us to do so for the 2014 reporting year, in support of such customers’ reporting obligations under the Dodd-Frank Act and the Conflict Minerals Rule.
SECTION 4: DETERMINATION
Magna does not, to the best of its knowledge, directly purchase 3TG from any of the Covered Countries. As a downstream consumer of 3TG, Magna must rely on its direct production suppliers to gather information about smelters and refiners in the supply chain. Those direct production suppliers are similarly reliant upon information provided by their suppliers throughout the supply chain. There are generally multiple tiers of suppliers between 3TG smelters and refiners and Magna. We have determined that our efforts to seek information about the smelters and refiners in our supply chain through the submission of CMRTs from our suppliers, represents the most reasonable effort Magna can make to determine the mines or locations of origin of the necessary conflict minerals in our supply chain. However, most of the In-Scope Suppliers who responded to us did so at a company level and not a product level. As a result, despite receiving CMRT responses from In-Scope Suppliers that included smelter/refiner names (See Appendix I to this Conflict Minerals Report), including facilities that process minerals in one or more of the Covered Countries, such suppliers were unable to accurately report with specificity those facilities that were part of the supply chain for the products or components that were sold to Magna in 2014. We are therefore unable to determine the source and chain of custody of the necessary conflict minerals in our products for the 2014 reporting year.
SECTION 5: CONTINUOUS IMPROVEMENT EFFORTS TO MITIGATE RISK
Magna intends to take a number of steps to improve the response rate and quality of relevant supplier responses in the future reporting years and to attempt to mitigate the risk that necessary conflict minerals used in Magna products may benefit armed groups in the Covered Countries, including the following:
· Continuing to work with our suppliers to increase the completeness and accuracy of conflict minerals reporting, including, intensifying engagement with those suppliers that did not complete a CMRT, or that submitted an invalid response.
· Assessing opportunities to provide additional awareness, training, best practices or other assistance to our suppliers with respect to conflict minerals reporting.
· Integrating conflict minerals specific criteria to the supplier rating process used by Magna to evaluate sourcing decisions – in order to amplify our expectations with respect to conflict minerals reporting compliance.
· Maintaining our support for industry initiatives aimed at improving supply chain transparency, including, through our membership and participation in the AIAG, OESA, and other industry associations.
· Supporting ongoing smelter and refiner audit and certification initiatives, including through our membership in, and support of, the CFSI.
· Continuing to evaluate opportunities to enhance our Program, including by monitoring best practices adopted by peer companies and automotive customers, and those developed by industry or trade associations.
SECTION 6: INDEPENDENT AUDIT
Pursuant to Rule 13p-1 and applicable SEC Guidance, an independent private sector audit with respect to Magna’s 2014 reporting year is not required.
APPENDIX I
TO THE 2014 CONFLICT MINERALS REPORT OF
MAGNA INTERNATIONAL INC.
PROCESSING FACILITIES IDENTIFIED IN SUPPLIER CMRT RESPONSES
METAL |
| FACILITY NAME |
| COUNTRY |
| CONFLICT-FREE* |
Gold |
| Aida Chemical Industries Co., Ltd. |
| JAPAN |
| YES |
Gold |
| Allgemeine Gold-und Silberscheideanstalt A.G. |
| GERMANY |
| YES |
Gold |
| Almalyk Mining and Metallurgical Complex (AMMC) |
| UZBEKISTAN |
| UNDETERMINABLE |
Gold |
| AngloGold Ashanti Córrego do Sítio Minerção |
| BRAZIL |
| YES |
Gold |
| Argor-Heraeus SA |
| SWITZERLAND |
| YES |
Gold |
| Asahi Pretec Corporation |
| JAPAN |
| YES |
Gold |
| Asaka Riken Co., Ltd |
| JAPAN |
| UNDETERMINABLE^ |
Gold |
| Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
| TURKEY |
| YES |
Gold |
| Aurubis AG |
| GERMANY |
| YES |
Gold |
| Bangko Sentral ng Pilipinas |
| PHILIPPINES |
| UNDETERMINABLE |
Gold |
| Bauer Walser AG |
| GERMANY |
| UNDETERMINABLE |
Gold |
| Boliden AB |
| SWEDEN |
| YES |
Gold |
| C. Hafner GmbH + Co. KG |
| GERMANY |
| YES |
Gold |
| Caridad |
| MEXICO |
| UNDETERMINABLE |
Gold |
| CCR Refinery – Glencore Canada Corporation |
| CANADA |
| YES |
Gold |
| Cendres + Métaux SA |
| SWITZERLAND |
| UNDETERMINABLE^ |
Gold |
| Chimet S.p.A. |
| ITALY |
| YES |
Gold |
| China National Gold Group Corporation |
| CHINA |
| UNDETERMINABLE |
Gold |
| Chugai Mining |
| JAPAN |
| UNDETERMINABLE |
Gold |
| Colt Refining |
| UNITED STATES |
| UNDETERMINABLE |
Gold |
| Daejin Indus Co. Ltd |
| KOREA |
| UNDETERMINABLE |
Gold |
| Daye Non-Ferrous Metals Mining Ltd. |
| CHINA |
| UNDETERMINABLE |
Gold |
| Do Sung Corporation |
| KOREA |
| UNDETERMINABLE |
Gold |
| Doduco |
| GERMANY |
| UNDETERMINABLE^ |
Gold |
| Dowa |
| JAPAN |
| YES |
Gold |
| Eco-System Recycling Co., Ltd. |
| JAPAN |
| YES |
Gold |
| FSE Novosibirsk Refinery |
| RUSSIAN FEDERATION |
| UNDETERMINABLE |
Gold |
| Gansu Seemine Material Hi-Tech Co Ltd |
| CHINA |
| UNDETERMINABLE |
Gold |
| Guangdong Jinding Gold Limited |
| CHINA |
| UNDETERMINABLE |
Gold |
| Hangzhou Fuchunjiang Smelting Co., Ltd. |
| CHINA |
| UNDETERMINABLE |
Gold |
| Heimerle + Meule GmbH |
| GERMANY |
| YES |
Gold |
| Heraeus Ltd. Hong Kong |
| HONG KONG |
| YES |
Gold |
| Heraeus Precious Metals GmbH & Co. KG |
| GERMANY |
| YES |
Gold |
| Hunan Chenzhou Mining Group Co., Ltd. |
| CHINA |
| UNDETERMINABLE |
Gold |
| Hwasung CJ Co. Ltd |
| KOREA |
| UNDETERMINABLE |
Gold |
| Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
| CHINA |
| UNDETERMINABLE |
Gold |
| Ishifuku Metal Industry Co., Ltd. |
| JAPAN |
| YES |
Gold |
| Istanbul Gold Refinery |
| TURKEY |
| YES |
Gold |
| Japan Mint |
| JAPAN |
| YES |
Gold |
| Jiangxi Copper Company Limited |
| CHINA |
| UNDETERMINABLE |
Gold |
| Johnson Matthey Inc. |
| UNITED STATES |
| YES |
Gold |
| Johnson Matthey Limited |
| CANADA |
| YES |
Gold |
| JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
| RUSSIAN FEDERATION |
| YES |
Gold |
| JSC Uralelectromed |
| RUSSIAN FEDERATION |
| YES |
Gold |
| JX Nippon Mining & Metals Co., Ltd. |
| JAPAN |
| YES |
Gold |
| Kazzinc |
| KAZAKHSTAN |
| YES |
Gold |
| Kennecott Utah Copper LLC |
| UNITED STATES |
| YES |
Gold |
| Kojima Chemicals Co., Ltd |
| JAPAN |
| YES |
Gold |
| Korea Metal Co. Ltd |
| KOREA |
| UNDETERMINABLE |
Gold |
| Kyrgyzaltyn JSC |
| KYRGYZSTAN |
| UNDETERMINABLE |
Gold |
| L’ azurde Company For Jewelry |
| SAUDI ARABIA |
| YES |
Gold |
| Lingbao Gold Company Limited |
| CHINA |
| UNDETERMINABLE |
Gold |
| Lingbao Jinyuan Tonghui Refinery Co. Ltd. |
| CHINA |
| UNDETERMINABLE |
Gold |
| LS-NIKKO Copper Inc. |
| KOREA |
| YES |
Gold |
| Luoyang Zijin Yinhui Metal Smelt Co Ltd |
| CHINA |
| UNDETERMINABLE |
Gold |
| Materion |
| UNITED STATES |
| YES |
Gold |
| Matsuda Sangyo Co., Ltd. |
| JAPAN |
| YES |
Gold |
| Metalor Technologies (Hong Kong) Ltd |
| HONG KONG |
| YES |
Gold |
| Metalor Technologies (Singapore) Pte., Ltd. |
| SINGAPORE |
| YES |
Gold |
| Metalor Technologies SA |
| SWITZERLAND |
| YES |
Gold |
| Metalor USA Refining Corporation |
| UNITED STATES |
| YES |
Gold |
| METALURGICA MET-MEX PEÑOLES, S.A. DE C.V. |
| MEXICO |
| YES |
Gold |
| Mitsubishi Materials Corporation |
| JAPAN |
| YES |
Gold |
| Mitsui Mining and Smelting Co., Ltd. |
| JAPAN |
| YES |
Gold |
| Moscow Special Alloys Processing Plant |
| RUSSIAN FEDERATION |
| UNDETERMINABLE |
Gold |
| Nadir Metal Rafineri San. Ve Tic. A.Ş. |
| TURKEY |
| YES |
Gold |
| Navoi Mining and Metallurgical Combinat |
| UZBEKISTAN |
| UNDETERMINABLE |
Gold |
| Nihon Material Co. Ltd. |
| JAPAN |
| YES |
Gold |
| Ohio Precious Metals, LLC |
| UNITED STATES |
| YES |
Gold |
| Ohura Precious Metal Industry Co., Ltd |
| JAPAN |
| YES |
Gold |
| OJSC Krastvetmet |
| RUSSIAN FEDERATION |
| YES |
Gold |
| OJSC Kolyma Refinery |
| RUSSIAN FEDERATION |
| UNDETERMINABLE |
Gold |
| PAMP SA |
| SWITZERLAND |
| YES |
Gold |
| Penglai Penggang Gold Industry Co Ltd |
| CHINA |
| UNDETERMINABLE |
Gold |
| Prioksky Plant of Non-Ferrous Metals |
| RUSSIAN FEDERATION |
| UNDETERMINABLE |
Gold |
| PT Aneka Tambang (Persero) Tbk |
| INDONESIA |
| YES |
Gold |
| PX Précinox SA |
| SWITZERLAND |
| YES |
Gold |
| Rand Refinery (Pty) Ltd. |
| SOUTH AFRICA |
| YES |
Gold |
| Royal Canadian Mint |
| CANADA |
| YES |
Gold |
| Sabin Metal Corp. |
| UNITED STATES |
| UNDETERMINABLE |
Gold |
| Samduck Precious Metals |
| KOREA |
| UNDETERMINABLE |
Gold |
| SAMWON METALS Corp. |
| KOREA |
| UNDETERMINABLE |
Gold |
| Schöne Edelmetaal B.V. |
| NETHERLANDS |
| YES |
Gold |
| SEMPSA Joyería Platería SA |
| SPAIN |
| YES |
Gold |
| Shandong Zhaojin Gold & Silver Refinery Co., Ltd |
| CHINA |
| YES |
Gold |
| So Accurate Group, Inc. |
| UNITED STATES |
| UNDETERMINABLE |
Gold |
| SOE Shyolkovsky Factory of Secondary Precious Metals |
| RUSSIAN FEDERATION |
| UNDETERMINABLE^ |
Gold |
| Solar Applied Materials Technology Corp. |
| TAIWAN |
| YES |
Gold |
| Sumitomo Metal Mining Co., Ltd. |
| JAPAN |
| YES |
Gold |
| Tanaka Kikinzoku Kogyo K.K. |
| JAPAN |
| YES |
Gold |
| The Great Wall Gold and Silver Refinery of China |
| CHINA |
| UNDETERMINABLE |
Gold |
| The Refinery of Shandong Gold Mining Co., Ltd |
| CHINA |
| YES |
Gold |
| Tokuriki Honten Co., Ltd. |
| JAPAN |
| YES |
Gold |
| Tongling nonferrous Metals Group Co.,Ltd |
| CHINA |
| UNDETERMINABLE |
Gold |
| Torecom |
| KOREA |
| UNDETERMINABLE^ |
Gold |
| Umicore Brasil Ltda. |
| BRAZIL |
| YES |
Gold |
| Umicore Precious Metals Thailand |
| THAILAND |
| YES |
Gold |
| Umicore SA Business Unit Precious Metals Refining |
| BELGIUM |
| YES |
Gold |
| United Precious Metal Refining, Inc. |
| UNITED STATES |
| YES |
Gold |
| Valcambi SA |
| SWITZERLAND |
| YES |
Gold |
| Western Australian Mint trading as The Perth Mint |
| AUSTRALIA |
| YES |
Gold |
| Yamamoto Precious Metal Co., Ltd. |
| JAPAN |
| YES |
Gold |
| Yokohama Metal Co., Ltd |
| JAPAN |
| UNDETERMINABLE^ |
Gold |
| Yunnan Copper Industry Co Ltd |
| CHINA |
| UNDETERMINABLE |
Gold |
| Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
| CHINA |
| YES |
Gold |
| Zijin Mining Group Co., Ltd. Gold Refinery |
| CHINA |
| YES |
METAL |
| FACILITY NAME |
| COUNTRY |
| CONFLICT-FREE* |
Tantalum |
| Changsha South Tantalum Niobium Co., Ltd. |
| CHINA |
| YES |
Tantalum |
| Conghua Tantalum and Niobium Smeltry |
| CHINA |
| YES |
Tantalum |
| Duoluoshan |
| CHINA |
| YES |
Tantalum |
| Exotech Inc. |
| UNITED STATES |
| YES |
Tantalum |
| F&X Electro-Materials Limited |
| CHINA |
| YES |
Tantalum |
| Global Advanced Metals Aizu |
| JAPAN |
| YES |
Tantalum |
| Global Advanced Metals Boyertown |
| UNITED STATES |
| YES |
Tantalum |
| Guangdong Zhiyuan New Material Co., Ltd. |
| CHINA |
| YES |
Tantalum |
| H.C. Starck Co., Ltd. |
| THAILAND |
| YES |
Tantalum |
| H.C. Starck GmbH Goslar |
| GERMANY |
| YES |
Tantalum |
| H.C. Starck GmbH Laufenburg |
| GERMANY |
| YES |
Tantalum |
| H.C. Starck Hermsdorf GmbH |
| GERMANY |
| YES |
Tantalum |
| H.C. Starck Inc. |
| UNITED STATES |
| YES |
Tantalum |
| H.C. Starck Ltd. |
| JAPAN |
| YES |
Tantalum |
| H.C. Starck Smelting GmbH & Co.KG |
| GERMANY |
| YES |
Tantalum |
| Hengyang King Xing Lifeng New Materials Co., Ltd. |
| CHINA |
| YES |
Tantalum |
| Hi-Temp Specialty Metals, Inc. |
| UNITED STATES |
| YES |
Tantalum |
| JiuJiang JinXin Nonferrous Metals Co., Ltd. |
| CHINA |
| YES |
Tantalum |
| Jiujiang Tanbre Co., Ltd. |
| CHINA |
| YES |
Tantalum |
| KEMET Blue Metals |
| MEXICO |
| YES |
Tantalum |
| KEMET Blue Powder |
| UNITED STATES |
| YES |
Tantalum |
| King-Tan Tantalum Industry Ltd. |
| CHINA |
| YES |
Tantalum |
| LSM Brasil S.A. |
| BRAZIL |
| YES |
Tantalum |
| Metallurgical Products India Pvt., Ltd. |
| INDIA |
| YES |
Tantalum |
| Mineração Taboca S.A. |
| BRAZIL |
| YES |
Tantalum |
| Mitsui Mining & Smelting |
| JAPAN |
| YES |
Tantalum |
| Molycorp Silmet A.S. |
| ESTONIA |
| YES |
Tantalum |
| Ningxia Orient Tantalum Industry Co., Ltd. |
| CHINA |
| YES |
Tantalum |
| Plansee SE Liezen |
| AUSTRIA |
| YES |
Tantalum |
| Plansee SE Reutte |
| AUSTRIA |
| YES |
Tantalum |
| QuantumClean |
| UNITED STATES |
| YES |
Tantalum |
| RFH Tantalum Smeltry Co., Ltd. |
| CHINA |
| YES |
Tantalum |
| Shanghai Jiangxi Metals Co. Ltd. |
| CHINA |
| UNDETERMINABLE |
Tantalum |
| Solikamsk Magnesium Works OAO |
| RUSSIAN FEDERATION |
| YES |
Tantalum |
| Taki Chemicals |
| JAPAN |
| YES |
Tantalum |
| Telex Metals |
| UNITED STATES |
| YES |
Tantalum |
| Ulba Metallurgical Plant JSC |
| KAZAKHSTAN |
| YES |
Tantalum |
| Yichun Jin Yang Rare Metal Co., Ltd |
| CHINA |
| YES |
Tantalum |
| Zhuzhou Cemented Carbide |
| CHINA |
| YES |
METAL |
| FACILITY NAME |
| COUNTRY |
| CONFLICT-FREE* |
Tin |
| Alpha |
| UNITED STATES |
| YES |
Tin |
| China Tin Group Co., Ltd. |
| CHINA |
| UNDETERMINABLE^ |
Tin |
| CNMC (Guangxi) PGMA Co. Ltd. |
| CHINA |
| UNDETERMINABLE |
Tin |
| Cooperativa Metalurgica de Rondônia Ltda. |
| BRAZIL |
| YES |
Tin |
| CV Gita Pesona |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| CV JusTindo |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| CV Makmur Jaya |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| CV Nurjanah |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| CV Serumpun Sebalai |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| CV United Smelting |
| INDONESIA |
| YES |
Tin |
| Dowa |
| JAPAN |
| YES |
Tin |
| EM Vinto |
| BOLIVIA |
| YES |
Tin |
| Estanho de Rondônia S.A. |
| BRAZIL |
| UNDETERMINABLE |
Tin |
| Fenix Metals |
| POLAND |
| UNDETERMINABLE^ |
Tin |
| Gejiu Kai Meng Industry and Trade LLC |
| CHINA |
| UNDETERMINABLE |
Tin |
| Gejiu Non-Ferrous Metal Processing Co., Ltd. |
| CHINA |
| YES |
Tin |
| Gejiu Zi-Li |
| CHINA |
| UNDETERMINABLE |
Tin |
| Huichang Jinshunda Tin Co. Ltd |
| CHINA |
| UNDETERMINABLE |
Tin |
| Jiangxi Ketai Advanced Material Co., Ltd. |
| CHINA |
| YES |
Tin |
| Jiangxi Nanshan |
| CHINA |
| UNDETERMINABLE |
Tin |
| Linwu Xianggui Smelter Co |
| CHINA |
| UNDETERMINABLE |
Tin |
| Magnu’s Minerais Metais e Ligas Ltda. |
| BRAZIL |
| YES |
Tin |
| Malaysia Smelting Corporation (MSC) |
| MALAYSIA |
| YES |
Tin |
| Melt Metais e Ligas S/A |
| BRAZIL |
| YES |
Tin |
| Metallo-Chimique N.V. |
| BELGIUM |
| YES |
Tin |
| Mineração Taboca S.A. |
| BRAZIL |
| YES |
Tin |
| Minsur |
| PERÚ |
| YES |
Tin |
| Mitsubishi Materials Corporation |
| JAPAN |
| YES |
Tin |
| Novosibirsk Integrated Tin Works |
| RUSSIAN FEDERATION |
| UNDETERMINABLE |
Tin |
| O.M. Manufacturing (Thailand) Co., Ltd. |
| THAILAND |
| UNDETERMINABLE^ |
Tin |
| Operaciones Metalurgical S.A. |
| BOLIVIA |
| YES |
Tin |
| PT Alam Lestari Kencana |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Artha Cipta Langgeng |
| INDONESIA |
| YES |
Tin |
| PT ATD Makmur Mandiri Jaya |
| INDONESIA |
| YES |
Tin |
| PT Babel Inti Perkasa |
| INDONESIA |
| YES |
Tin |
| PT Babel Surya Alam Lestari |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Bangka Putra Karya |
| INDONESIA |
| YES |
Tin |
| PT Bangka Tin Industry |
| INDONESIA |
| YES |
Tin |
| PT Belitung Industri Sejahtera |
| INDONESIA |
| YES |
Tin |
| PT BilliTin Makmur Lestari |
| INDONESIA |
| UNDETERMINABLE^ |
Tin |
| PT Bukit Timah |
| INDONESIA |
| YES |
Tin |
| PT Eunindo Usaha Mandiri |
| INDONESIA |
| YES |
Tin |
| PT Fang Di MulTindo |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT HP Metals Indonesia |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Inti Stania Prima |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Karimun Mining |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Koba Tin |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Mitra Stania Prima |
| INDONESIA |
| YES |
Tin |
| PT Panca Mega Persada |
| INDONESIA |
| YES |
Tin |
| PT Pelat Timah Nusantara Tbk |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Prima Timah Utama |
| INDONESIA |
| YES |
Tin |
| PT Refined Bangka Tin |
| INDONESIA |
| YES |
Tin |
| PT Sariwiguna Binasentosa |
| INDONESIA |
| YES |
Tin |
| PT Seirama Tin investment |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Stanindo Inti Perkasa |
| INDONESIA |
| YES |
Tin |
| PT Sumber Jaya Indah |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Supra Sukses Trinusa |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Timah (Persero) Tbk Kundur |
| INDONESIA |
| YES |
Tin |
| PT Timah (Persero) Tbk Mentok |
| INDONESIA |
| YES |
Tin |
| PT Tinindo Inter Nusa |
| INDONESIA |
| YES |
Tin |
| PT Tommy Utama |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| PT Yinchendo Mining Industry |
| INDONESIA |
| UNDETERMINABLE |
Tin |
| Rui Da Hung |
| TAIWAN |
| UNDETERMINABLE^ |
Tin |
| Soft Metais, Ltda. |
| BRAZIL |
| UNDETERMINABLE |
Tin |
| Thaisarco |
| THAILAND |
| YES |
Tin |
| White Solder Metalurgia e Mineração Ltda. |
| BRAZIL |
| YES |
Tin |
| Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. |
| CHINA |
| UNDETERMINABLE^ |
Tin |
| Yunnan Tin Group (Holding) Company Limited |
| CHINA |
| YES |
METAL |
| FACILITY NAME |
| COUNTRY |
| CONFLICT-FREE* |
Tungsten |
| A.L.M.T. Corp. |
| JAPAN |
| UNDETERMINABLE** |
Tungsten |
| Chenzhou Diamond Tungsten Products Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Chongyi Zhangyuan Tungsten Co., Ltd |
| CHINA |
| UNDETERMINABLE** |
Tungsten |
| Dayu Weiliang Tungsten Co., Ltd. |
| CHINA |
| UNDETERMINABLE** |
Tungsten |
| Fujian Jinxin Tungsten Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Ganxian Shirui New Material Co., Ltd. |
| CHINA |
| UNDETERMINABLE |
Tungsten |
| Ganzhou Huaxing Tungsten Products Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
| CHINA |
| UNDETERMINABLE** |
Tungsten |
| Ganzhou Seadragon W & Mo Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Global Tungsten & Powders Corp. |
| UNITED STATES |
| YES |
Tungsten |
| Guangdong Xianglu Tungsten Co., Ltd. |
| CHINA |
| UNDETERMINABLE** |
Tungsten |
| H.C. Starck GmbH |
| GERMANY |
| UNDETERMINABLE** |
Tungsten |
| H.C. Starck Smelting GmbH & Co.KG |
| GERMANY |
| UNDETERMINABLE** |
Tungsten |
| Hunan Chenzhou Mining Group Co., Ltd. |
| CHINA |
| UNDETERMINABLE** |
Tungsten |
| Hunan Chunchang Nonferrous Metals Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Japan New Metals Co., Ltd. |
| JAPAN |
| YES |
Tungsten |
| Jiangxi Gan Bei Tungsten Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. |
| CHINA |
| UNDETERMINABLE |
Tungsten |
| Jiangxi Richsea New Materials Co., Ltd. |
| CHINA |
| UNDETERMINABLE |
Tungsten |
| Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
| CHINA |
| UNDETERMINABLE** |
Tungsten |
| Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
| CHINA |
| UNDETERMINABLE** |
Tungsten |
| Jiangxi Yaosheng Tungsten Co., Ltd. |
| CHINA |
| UNDETERMINABLE** |
Tungsten |
| Kennametal Fallon |
| UNITED STATES |
| UNDETERMINABLE** |
Tungsten |
| Kennametal Huntsville |
| UNITED STATES |
| UNDETERMINABLE** |
Tungsten |
| Malipo Haiyu Tungsten Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
| VIETNAM |
| UNDETERMINABLE** |
Tungsten |
| Tejing (Vietnam) Tungsten Co., Ltd. |
| VIETNAM |
| UNDETERMINABLE** |
Tungsten |
| Vietnam Youngsun Tungsten Industry Co., Ltd. |
| VIETNAM |
| YES |
Tungsten |
| Wolfram Bergbau und Hütten AG |
| AUSTRIA |
| YES |
Tungsten |
| Wolfram Company CJSC |
| RUSSIAN FEDERATION |
| UNDETERMINABLE** |
Tungsten |
| Xiamen Tungsten (H.C.) Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Xiamen Tungsten Co., Ltd. |
| CHINA |
| YES |
Tungsten |
| Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
| CHINA |
| UNDETERMINABLE** |
* Facilities are identified as “Conflict-Free” based on the CFSI Compliant Smelter List as at May 26, 2015.
^ denotes facilities currently on the CFSI “Active List” as a result of having committed to undergo a CFSP audit. Facilities on the Active list are at various stages of the audit cycle, anywhere from completion of necessary documents to scheduling an audit date to enacting corrective actions in the Post-audit Phase.
** denotes facilities that have been identified by the CFSI as being members of the Tungsten Industry—Conflict Minerals Council (TI-CMC) that have committed to complete a CFSP tungsten validation audit within two (2) years of TI-CMC membership issuance.