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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04087
Manning & Napier Fund, Inc.
(Exact name of registrant as specified in charter)
290 Woodcliff Drive, Fairport, NY 14450
(Address of principal executive offices) (Zip code)
James Mikolaichik, Manning & Napier Fund, Inc., 290 Woodcliff Drive, Fairport, NY 14450
(Name and address of agent for service)
Registrant’s telephone number, including area code: (585) 325-6880
Date of fiscal year end: October 31
Date of reporting period: 7/1/15-6/30/16
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
SEC 2451 (4-03) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Manning & Napier Fund, Inc. Pro-Blend Conservative Term Series
--------------------------------------------------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC. Agenda Number: 934226146
--------------------------------------------------------------------------------------------------------------------------
Security: 14912Y202 Meeting Type: Annual
Ticker: CTT Meeting Date: 30-Jul-2015
ISIN: US14912Y2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY BARAG Mgmt For For
ALAN D. GOLD Mgmt For For
DONALD S. MOSS Mgmt For For
WILLIS J. POTTS Mgmt For For
JOHN F. RASOR Mgmt For For
DOUGLAS D. RUBENSTEIN Mgmt For For
HENRY G. ZIGTEMA Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC. Agenda Number: 934222403
--------------------------------------------------------------------------------------------------------------------------
Security: 42225P501 Meeting Type: Annual
Ticker: HTA Meeting Date: 08-Jul-2015
ISIN: US42225P5017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT D. PETERS Mgmt For For
1B. ELECTION OF DIRECTOR: W. BRADLEY BLAIR, II Mgmt For For
1C. ELECTION OF DIRECTOR: MAURICE J. DEWALD Mgmt For For
1D. ELECTION OF DIRECTOR: WARREN D. FIX Mgmt For For
1E. ELECTION OF DIRECTOR: PETER N. FOSS Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY L. MATHIS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVE W. PATTERSON Mgmt For For
1H. ELECTION OF DIRECTOR: GARY T. WESCOMBE Mgmt For For
2. TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
* Management position unknown
Manning & Napier Fund, Inc. Pro-Blend Extended Term Series
--------------------------------------------------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC. Agenda Number: 934226146
--------------------------------------------------------------------------------------------------------------------------
Security: 14912Y202 Meeting Type: Annual
Ticker: CTT Meeting Date: 30-Jul-2015
ISIN: US14912Y2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY BARAG Mgmt For For
ALAN D. GOLD Mgmt For For
DONALD S. MOSS Mgmt For For
WILLIS J. POTTS Mgmt For For
JOHN F. RASOR Mgmt For For
DOUGLAS D. RUBENSTEIN Mgmt For For
HENRY G. ZIGTEMA Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC. Agenda Number: 934222403
--------------------------------------------------------------------------------------------------------------------------
Security: 42225P501 Meeting Type: Annual
Ticker: HTA Meeting Date: 08-Jul-2015
ISIN: US42225P5017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT D. PETERS Mgmt For For
1B. ELECTION OF DIRECTOR: W. BRADLEY BLAIR, II Mgmt For For
1C. ELECTION OF DIRECTOR: MAURICE J. DEWALD Mgmt For For
1D. ELECTION OF DIRECTOR: WARREN D. FIX Mgmt For For
1E. ELECTION OF DIRECTOR: PETER N. FOSS Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY L. MATHIS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVE W. PATTERSON Mgmt For For
1H. ELECTION OF DIRECTOR: GARY T. WESCOMBE Mgmt For For
2. TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
* Management position unknown
Manning & Napier Fund, Inc. Pro-Blend Maximum Term Series
--------------------------------------------------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC. Agenda Number: 934226146
--------------------------------------------------------------------------------------------------------------------------
Security: 14912Y202 Meeting Type: Annual
Ticker: CTT Meeting Date: 30-Jul-2015
ISIN: US14912Y2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY BARAG Mgmt For For
ALAN D. GOLD Mgmt For For
DONALD S. MOSS Mgmt For For
WILLIS J. POTTS Mgmt For For
JOHN F. RASOR Mgmt For For
DOUGLAS D. RUBENSTEIN Mgmt For For
HENRY G. ZIGTEMA Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC. Agenda Number: 934222403
--------------------------------------------------------------------------------------------------------------------------
Security: 42225P501 Meeting Type: Annual
Ticker: HTA Meeting Date: 08-Jul-2015
ISIN: US42225P5017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT D. PETERS Mgmt For For
1B. ELECTION OF DIRECTOR: W. BRADLEY BLAIR, II Mgmt For For
1C. ELECTION OF DIRECTOR: MAURICE J. DEWALD Mgmt For For
1D. ELECTION OF DIRECTOR: WARREN D. FIX Mgmt For For
1E. ELECTION OF DIRECTOR: PETER N. FOSS Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY L. MATHIS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVE W. PATTERSON Mgmt For For
1H. ELECTION OF DIRECTOR: GARY T. WESCOMBE Mgmt For For
2. TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
* Management position unknown
Manning & Napier Fund, Inc. Pro-Blend Moderate Term Series
--------------------------------------------------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC. Agenda Number: 934226146
--------------------------------------------------------------------------------------------------------------------------
Security: 14912Y202 Meeting Type: Annual
Ticker: CTT Meeting Date: 30-Jul-2015
ISIN: US14912Y2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY BARAG Mgmt For For
ALAN D. GOLD Mgmt For For
DONALD S. MOSS Mgmt For For
WILLIS J. POTTS Mgmt For For
JOHN F. RASOR Mgmt For For
DOUGLAS D. RUBENSTEIN Mgmt For For
HENRY G. ZIGTEMA Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC. Agenda Number: 934222403
--------------------------------------------------------------------------------------------------------------------------
Security: 42225P501 Meeting Type: Annual
Ticker: HTA Meeting Date: 08-Jul-2015
ISIN: US42225P5017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT D. PETERS Mgmt For For
1B. ELECTION OF DIRECTOR: W. BRADLEY BLAIR, II Mgmt For For
1C. ELECTION OF DIRECTOR: MAURICE J. DEWALD Mgmt For For
1D. ELECTION OF DIRECTOR: WARREN D. FIX Mgmt For For
1E. ELECTION OF DIRECTOR: PETER N. FOSS Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY L. MATHIS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVE W. PATTERSON Mgmt For For
1H. ELECTION OF DIRECTOR: GARY T. WESCOMBE Mgmt For For
2. TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
* Management position unknown
Manning & Napier Fund, Inc. Target Income Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target Income Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2010 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2010 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2015 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2015 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2020 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2020 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2025 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2025 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2030 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2030 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2035 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2035 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2040 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2040 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2045 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2045 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2050 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2050 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2055 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2055 Series was entitled to vote.
Manning & Napier Fund, Inc. Target 2060 Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Target 2060 Series was entitled to vote.
Manning & Napier Fund, Inc. Quality Equity Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Quality Equity Series was entitled to vote.
Manning & Napier Fund, Inc. Tax Managed Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Tax Managed Series was entitled to vote.
Manning & Napier Fund, Inc. Equity Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Equity Series was entitled to vote.
Manning & Napier Fund, Inc. Overseas Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Overseas Series was entitled to vote.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Manning & Napier Fund, Inc.
| | | | | | |
| By (Signature and Title) | | _/s/ James E. Mikolaichik | | |
| | James E. Mikolaichik | | |
| | President, Principal Executive Officer | | |
| | |
| Date: August 9, 2016 | | | | |
