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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04087
Manning & Napier Fund, Inc.
(Exact name of registrant as specified in charter)
290 Woodcliff Drive, Fairport, NY 14450
(Address of principal executive offices) (Zip code)
James Mikolaichik, Manning & Napier Fund, Inc., 290 Woodcliff Drive, Fairport, NY 14450
(Name and address of agent for service)
Registrant’s telephone number, including area code: (585) 325-6880
Date of fiscal year end: December 31
Date of reporting period: 7/1/15-6/30/16
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
SEC 2451 (4-03) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Manning & Napier Fund, Inc. Dynamic Opportunities Series
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 934326489
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109 Meeting Type: Special
Ticker: ACHC Meeting Date: 03-Mar-2016
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION AS PRESENTED IN THE PROXY
STATEMENT.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES FOR PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 934369388
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109 Meeting Type: Annual
Ticker: ACHC Meeting Date: 19-May-2016
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM F. GRIECO Mgmt For For
JOEY A. JACOBS Mgmt For For
REEVE B. WAUD Mgmt For For
2 APPROVE AN AMENDMENT TO THE COMPANY'S INCENTIVE Mgmt For For
COMPENSATION PLAN TO INCREASE SHARES AUTHORIZED UNDER
THE PLAN AND MAKE CLARIFYING CHANGES.
3 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
4 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE "AGAINST"
PROPOSALS 5 AND 6.
5 CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL TO ADOPT A Shr For Against
MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
6 CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL RELATED TO Shr For Against
SUSTAINABILITY REPORTING.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 934389099
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106 Meeting Type: Annual
Ticker: AAP Meeting Date: 18-May-2016
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
BRAD W. BUSS Mgmt For For
FIONA P. DIAS Mgmt For For
JOHN F. FERRARO Mgmt For For
THOMAS R. GRECO Mgmt For For
ADRIANA KARABOUTIS Mgmt For For
EUGENE I. LEE, JR. Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
REUBEN E. SLONE Mgmt For For
JEFFREY C. SMITH Mgmt For For
2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
(DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
4. APPROVE PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE THE ONE YEAR HOLDING PERIOD
REQUIREMENT FOR STOCKHOLDERS TO CALL A SPECIAL
MEETING.
5. ADVISORY VOTE ON STOCKHOLDER PROPOSAL ON THE ABILITY Shr For Against
OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT IF PRESENTED
AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AMC NETWORKS INC Agenda Number: 934408407
--------------------------------------------------------------------------------------------------------------------------
Security: 00164V103 Meeting Type: Annual
Ticker: AMCX Meeting Date: 08-Jun-2016
ISIN: US00164V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JONATHAN F. MILLER Mgmt For For
LEONARD TOW Mgmt For For
DAVID E. VAN ZANDT Mgmt For For
CARL E. VOGEL Mgmt For For
ROBERT C. WRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR FISCAL YEAR 2016
3. APPROVAL OF THE COMPANY'S 2016 EMPLOYEE STOCK PLAN Mgmt For For
4. APPROVAL OF THE COMPANY'S 2016 EXECUTIVE CASH Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
BENEFITFOCUS, INC. Agenda Number: 934398670
--------------------------------------------------------------------------------------------------------------------------
Security: 08180D106 Meeting Type: Annual
Ticker: BNFT Meeting Date: 03-Jun-2016
ISIN: US08180D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS A. DENNERLINE Mgmt For For
FRANCIS J. PELZER V Mgmt Withheld Against
2. APPROVAL OF THE BENEFITFOCUS, INC. 2016 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 934376650
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109 Meeting Type: Annual
Ticker: CRI Meeting Date: 11-May-2016
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: VANESSA J. CASTAGNA Mgmt For For
1B. ELECTION OF CLASS I DIRECTOR: WILLIAM J. MONTGORIS Mgmt For For
1C. ELECTION OF CLASS I DIRECTOR: DAVID PULVER Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE COMPANY'S AMENDED AND RESTATED EQUITY Mgmt For For
INCENTIVE PLAN.
4. APPROVAL OF THE COMPANY'S AMENDED AND RESTATED ANNUAL Mgmt For For
INCENTIVE COMPENSATION PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2016.
--------------------------------------------------------------------------------------------------------------------------
CEPHEID Agenda Number: 934342508
--------------------------------------------------------------------------------------------------------------------------
Security: 15670R107 Meeting Type: Annual
Ticker: CPHD Meeting Date: 26-Apr-2016
ISIN: US15670R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For
TERM: THOMAS L. GUTSHALL
1B. TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For
TERM: CRISTINA H. KEPNER
1C. TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For
TERM: DAVID H. PERSING, M.D., PH.D.
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
CEPHEID FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Mgmt Against Against
CEPHEID'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 934401580
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104 Meeting Type: Annual
Ticker: CERN Meeting Date: 27-May-2016
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD E. BISBEE, JR., PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA M. DILLMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
CERNER CORPORATION FOR 2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
CERNER CORPORATION PERFORMANCE-BASED COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934419260
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108 Meeting Type: Annual
Ticker: DVA Meeting Date: 20-Jun-2016
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY DAVIDSON Mgmt For For
1D. ELECTION OF DIRECTOR: BARBARA J. DESOER Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1F. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2016.
3. TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO ADOPT AND APPROVE PROPOSED AMENDMENTS TO OUR Mgmt For For
AMENDED AND RESTATED BYLAWS TO ADOPT PROXY ACCESS.
5. TO ADOPT AND APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN (SEE PROXY STATEMENT FOR
FULL PROPOSAL)
6. TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING WRITTEN CONSENT (SEE PROXY STATEMENT FOR
FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC. Agenda Number: 934370608
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104 Meeting Type: Annual
Ticker: DISCA Meeting Date: 19-May-2016
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL A. GOULD Mgmt Withheld Against
M. LAVOY ROBISON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY
COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
3. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shr For Against
DIRECTORS TO REPORT ON PLANS TO INCREASE DIVERSE
REPRESENTATION ON THE BOARD.
4. A STOCKHOLDER PROPOSAL REQUESTING THE COMPENSATION Shr Against For
COMMITTEE TO REPORT ON THE FEASIBILITY OF INTEGRATING
SUSTAINABILITY METRICS INTO SENIOR EXECUTIVE
PERFORMANCE MEASURES.
--------------------------------------------------------------------------------------------------------------------------
DUNKIN' BRANDS GROUP, INC Agenda Number: 934353323
--------------------------------------------------------------------------------------------------------------------------
Security: 265504100 Meeting Type: Annual
Ticker: DNKN Meeting Date: 11-May-2016
ISIN: US2655041000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
ANTHONY DINOVI Mgmt For For
NIGEL TRAVIS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
PAID BY DUNKIN' BRANDS TO ITS NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS DUNKIN' Mgmt For For
BRANDS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 31, 2016
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 934386409
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106 Meeting Type: Annual
Ticker: ENV Meeting Date: 11-May-2016
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDSON BERGMAN Mgmt For For
ANIL ARORA Mgmt For For
LUIS A. AGUILAR Mgmt For For
GAYLE CROWELL Mgmt For For
2. THE APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 934333496
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101 Meeting Type: Annual
Ticker: FLIR Meeting Date: 22-Apr-2016
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. CROUCH Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE A. HALLIGAN Mgmt For For
1D. ELECTION OF DIRECTOR: EARL R. LEWIS Mgmt For For
1E. ELECTION OF DIRECTOR: ANGUS L. MACDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. SMITH Mgmt For For
1G. ELECTION OF DIRECTOR: CATHY A. STAUFFER Mgmt For For
1H. ELECTION OF DIRECTOR: ANDREW C. TEICH Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. WOOD, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN E. WYNNE Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Mgmt For For
THE COMPANY'S BOARD OF DIRECTORS OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
3. THE AMENDMENT NO. 1 TO THE COMPANY'S SECOND RESTATED Mgmt For For
ARTICLES ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
4. THE AMENDMENT NO. 2 TO THE COMPANY'S SECOND RESTATED Mgmt For For
ARTICLES ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
5. THE SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, AS Shr For Against
INCLUDED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 934368401
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105 Meeting Type: Annual
Ticker: GWR Meeting Date: 17-May-2016
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
RICHARD H. BOTT* Mgmt For For
OIVIND LORENTZEN III* Mgmt For For
MARK A. SCUDDER* Mgmt For For
ALBERT J. NEUPAVER# Mgmt For For
JOSEPH H. PYNE# Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 934373589
--------------------------------------------------------------------------------------------------------------------------
Security: 375916103 Meeting Type: Annual
Ticker: GIL Meeting Date: 05-May-2016
ISIN: CA3759161035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. ANDERSON Mgmt For For
DONALD C. BERG Mgmt For For
GLENN J. CHAMANDY Mgmt For For
RUSSELL GOODMAN Mgmt For For
GEORGE HELLER Mgmt For For
ANNE MARTIN-VACHON Mgmt For For
SHEILA O'BRIEN Mgmt For For
GONZALO F. VALDES-FAULI Mgmt For For
02 APPROVING AN ADVISORY RESOLUTION ON THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION; SEE SCHEDULE "C"
TO THE MANAGEMENT PROXY CIRCULAR
03 THE APPOINTMENT OF KPMG LLP, CHARTERED PROFESSIONAL Mgmt For For
ACCOUNTANTS, AS AUDITORS FOR THE ENSUING YEAR.
--------------------------------------------------------------------------------------------------------------------------
HOUGHTON MIFFLIN HARCOURT COMPANY Agenda Number: 934366837
--------------------------------------------------------------------------------------------------------------------------
Security: 44157R109 Meeting Type: Annual
Ticker: HMHC Meeting Date: 17-May-2016
ISIN: US44157R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. GORDON CROVITZ Mgmt For For
LAWRENCE K. FISH Mgmt For For
JILL A. GREENTHAL Mgmt For For
JOHN F. KILLIAN Mgmt For For
JOHN R. MCKERNAN, JR. Mgmt For For
E. ROGERS NOVAK, JR. Mgmt For For
LINDA K. ZECHER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF AUDITORS FOR FISCAL YEAR 2016 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 934364213
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302 Meeting Type: Annual
Ticker: KSU Meeting Date: 05-May-2016
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LU M. CORDOVA Mgmt For For
1B. ELECTION OF DIRECTOR: TERRENCE P. DUNN Mgmt For For
1C. ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID GARZA-SANTOS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS A. MCDONNELL Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID L. STARLING Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL INCENTIVE Mgmt For For
PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION
162(M).
4. ADVISORY (NON-BINDING) VOTE APPROVING THE 2015 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF A STOCKHOLDER PROPOSAL ON PROXY ACCESS Shr Against For
WITH DIFFERENT TERMS FROM THE COMPANY'S CURRENT PROXY
ACCESS PROVISIONS.
--------------------------------------------------------------------------------------------------------------------------
LDR HOLDING CORPORATION Agenda Number: 934341190
--------------------------------------------------------------------------------------------------------------------------
Security: 50185U105 Meeting Type: Annual
Ticker: LDRH Meeting Date: 28-Apr-2016
ISIN: US50185U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHE LAVIGNE Mgmt For For
WILLIAM W. BURKE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY RESOLUTIONS TO APPROVE EXECUTIVE
COMPENSATION.
5. APPROVAL OF THE RULES OF THE LDR HOLDING CORPORATION Mgmt Against Against
2013 EQUITY INCENTIVE PLAN FOR THE GRANT OF OPTIONS,
PERFORMANCE UNITS AND RESTRICTED STOCK UNITS TO
PARTICIPANTS IN FRANCE.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 934395612
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109 Meeting Type: Annual
Ticker: LULU Meeting Date: 02-Jun-2016
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS III DIRECTOR: ROBERT BENSOUSSAN Mgmt For For
1B. ELECTION OF CLASS III DIRECTOR: KATHRYN HENRY Mgmt For For
1C. ELECTION OF CLASS III DIRECTOR: JON MCNEILL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29,
2017.
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 934421621
--------------------------------------------------------------------------------------------------------------------------
Security: 57665R106 Meeting Type: Annual
Ticker: MTCH Meeting Date: 22-Jun-2016
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY R. BLATT Mgmt For For
SONALI DE RYCKER Mgmt For For
JOSEPH LEVIN Mgmt For For
ANN L. MCDANIEL Mgmt For For
THOMAS J. MCINERNEY Mgmt For For
PAMELA S. SEYMON Mgmt For For
ALAN G. SPOON Mgmt For For
MARK STEIN Mgmt For For
GREGG WINIARSKI Mgmt For For
SAM YAGAN Mgmt For For
2. TO APPROVE THE 2015 STOCK PLAN PROPOSAL. Mgmt For For
3. TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
4. TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS MATCH GROUP, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 934406681
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102 Meeting Type: Annual
Ticker: MELI Meeting Date: 10-Jun-2016
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMILIANO CALEMZUK Mgmt Withheld Against
MARCOS GALPERIN Mgmt For For
ROBERTO BALLS SALLOUTI Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & CO. S.A. Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC. Agenda Number: 934353347
--------------------------------------------------------------------------------------------------------------------------
Security: 617700109 Meeting Type: Annual
Ticker: MORN Meeting Date: 13-May-2016
ISIN: US6177001095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOE MANSUETO Mgmt For For
1B. ELECTION OF DIRECTOR: DON PHILLIPS Mgmt For For
1C. ELECTION OF DIRECTOR: ROBIN DIAMONTE Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: STEVE KAPLAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAIL LANDIS Mgmt For For
1G. ELECTION OF DIRECTOR: BILL LYONS Mgmt For For
1H. ELECTION OF DIRECTOR: JACK NOONAN Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL STURM Mgmt For For
1J. ELECTION OF DIRECTOR: HUGH ZENTMYER Mgmt For For
2. REAPPROVAL OF THE PERFORMANCE MEASURES INCLUDED IN THE Mgmt For For
MORNINGSTAR, INC. 2011 STOCK INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
MORNINGSTAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 934413624
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109 Meeting Type: Annual
Ticker: QTWO Meeting Date: 09-Jun-2016
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. MAPLES, SR. Mgmt For For
JAMES R. OFFERDAHL Mgmt For For
R.H. "HANK" SEALE, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 934371282
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102 Meeting Type: Annual
Ticker: SGEN Meeting Date: 20-May-2016
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC E. LIPPMAN, M.D. Mgmt For For
DANIEL G. WELCH Mgmt Withheld Against
S. AKKARAJU, M.D., PH.D Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
SEATTLE GENETICS, INC. AMENDED AND RESTATED 2007
EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 6,000,000 SHARES AND TO APPROVE THE
AWARD LIMITS AND OTHER TERMS APPLICABLE TO AWARDS
INTENDED TO QUALIFY AS "PERFORMANCE-BASED
COMPENSATION" FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 934405499
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102 Meeting Type: Annual
Ticker: NOW Meeting Date: 08-Jun-2016
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL V. BARBER Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD E.F. CODD Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK SLOOTMAN Mgmt For For
2. AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
--------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda Number: 934409889
--------------------------------------------------------------------------------------------------------------------------
Security: 78442P106 Meeting Type: Annual
Ticker: SLM Meeting Date: 23-Jun-2016
ISIN: US78442P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL G. CHILD Mgmt For For
1B. ELECTION OF DIRECTOR: CARTER WARREN FRANKE Mgmt For For
1C. ELECTION OF DIRECTOR: EARL A. GOODE Mgmt For For
1D. ELECTION OF DIRECTOR: RONALD F. HUNT Mgmt For For
1E. ELECTION OF DIRECTOR: MARIANNE M. KELER Mgmt For For
1F. ELECTION OF DIRECTOR: JIM MATHESON Mgmt For For
1G. ELECTION OF DIRECTOR: JED H. PITCHER Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK C. PULEO Mgmt For For
1I. ELECTION OF DIRECTOR: RAYMOND J. QUINLAN Mgmt For For
1J. ELECTION OF DIRECTOR: VIVIAN C. SCHNECK-LAST Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT S. STRONG Mgmt For For
2. ADVISORY APPROVAL OF SLM CORPORATION'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS SLM Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 934345441
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102 Meeting Type: Annual
Ticker: SFM Meeting Date: 03-May-2016
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHON A. BONEY Mgmt Withheld Against
AMIN N. MAREDIA Mgmt For For
2. TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS FOR FISCAL 2015 ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2017.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 934391690
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108 Meeting Type: Annual
Ticker: SRCL Meeting Date: 25-May-2016
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN D. BLEIL Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1G. ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1J. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVAL OF THE STERICYCLE, INC. CANADIAN EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016
4. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
5. STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shr Against For
6. STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY Shr Against For
ACCESS"
--------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 934357977
--------------------------------------------------------------------------------------------------------------------------
Security: 90385D107 Meeting Type: Annual
Ticker: ULTI Meeting Date: 16-May-2016
ISIN: US90385D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT SCHERR Mgmt For For
1B. ELECTION OF DIRECTOR: ALOIS T. LEITER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS ULTIMATE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt Against Against
COMPENSATION PAID TO ULTIMATE'S NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE AMENDED AND RESTATED 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE WHITEWAVE FOODS COMPANY Agenda Number: 934356230
--------------------------------------------------------------------------------------------------------------------------
Security: 966244105 Meeting Type: Annual
Ticker: WWAV Meeting Date: 12-May-2016
ISIN: US9662441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN L. GREEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY J. MAGRO Mgmt For For
1D. ELECTION OF DIRECTOR: W. ANTHONY VERNON Mgmt For For
1E. ELECTION OF DIRECTOR: DOREEN A. WRIGHT Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE NAVIGATION LIMITED Agenda Number: 934349172
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100 Meeting Type: Annual
Ticker: TRMB Meeting Date: 02-May-2016
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN W. BERGLUND Mgmt For For
MERIT E. JANOW Mgmt For For
ULF J. JOHANSSON Mgmt For For
MEAGHAN LLOYD Mgmt For For
RONALD S. NERSESIAN Mgmt For For
MARK S. PEEK Mgmt For For
NICKOLAS W. VANDE STEEG Mgmt For For
BORJE EKHOLM Mgmt For For
KAIGHAM (KEN) GABRIEL Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON APPROVING THE COMPENSATION Mgmt For For
FOR OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT AUDITOR OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 30, 2016.
4. TO APPROVE THE REINCORPORATION OF THE COMPANY FROM Mgmt Against Against
CALIFORNIA TO DELAWARE.
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 934423219
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201 Meeting Type: Annual
Ticker: TRIP Meeting Date: 23-Jun-2016
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY B. MAFFEI Mgmt For For
STEPHEN KAUFER Mgmt For For
DIPCHAND (DEEP) NISHAR Mgmt For For
JEREMY PHILIPS Mgmt For For
SPENCER M. RASCOFF Mgmt For For
ALBERT E. ROSENTHALER Mgmt For For
SUKHINDER SINGH CASSIDY Mgmt For For
ROBERT S. WIESENTHAL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRIPADVISOR, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE THE TRIPADVISOR, INC. AMENDED AND RESTATED Mgmt For For
2011 STOCK AND ANNUAL INCENTIVE PLAN TO, AMONG OTHER
THINGS, (I) LIMIT THE AMOUNT OF ANNUAL AWARDS THAT
COULD BE MADE TO NON-EMPLOYEE DIRECTORS, (II) DISALLOW
ACCELERATION OF EQUITY AWARDS UPON A CHANGE IN CONTROL
ONLY (A "SINGLE TRIGGER") & (III) PROVIDE FOR
ACCELERATION OF EQUITY AWARDS UPON THE DEATH OF A
PARTICIPANT.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 934419210
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100 Meeting Type: Annual
Ticker: VRTX Meeting Date: 15-Jun-2016
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA BOGER Mgmt For For
TERRENCE C. KEARNEY Mgmt For For
YUCHUN LEE Mgmt For For
ELAINE S. ULLIAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2016.
3. ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr For Against
MEETING, REQUESTING THAT WE TAKE NECESSARY STEPS TO
DECLASSIFY OUR BOARD OF DIRECTORS.
5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUESTING THAT WE ADOPT A POLICY LIMITING
ACCELERATION OF EQUITY AWARDS TO SENIOR EXECUTIVES
UPON A CHANGE OF CONTROL.
6. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUESTING THAT WE ADOPT A POLICY REQUIRING
THAT SENIOR EXECUTIVES RETAIN A PERCENTAGE OF THEIR
EQUITY AWARDS.
7. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, REQUESTING A REPORT ASSESSING THE FEASIBILITY
OF INTEGRATING SUSTAINABILITY INTO PERFORMANCE
MEASURES FOR SENIOR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
YODLEE, INC. Agenda Number: 934292246
--------------------------------------------------------------------------------------------------------------------------
Security: 98600P201 Meeting Type: Special
Ticker: YDLE Meeting Date: 19-Nov-2015
ISIN: US98600P2011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Mgmt For For
AUGUST 10, 2015, BY AND AMONG YODLEE, INC., ENVESTNET,
INC. AND YALE MERGER CORP. (AS IT MAY BE AMENDED FROM
TIME TO TIME, THE "MERGER AGREEMENT").
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING OF STOCKHOLDERS OF YODLEE, INC., IF
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSAL.
* Management position unknown
Manning & Napier Fund, Inc. Emerging Markets Series
--------------------------------------------------------------------------------------------------------------------------
APOLLO HOSPITALS ENTERPRISE LTD, CHENNAI Agenda Number: 706327079
--------------------------------------------------------------------------------------------------------------------------
Security: Y0187F138 Meeting Type: AGM
Ticker: Meeting Date: 11-Aug-2015
ISIN: INE437A01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING
1 ADOPTION OF AUDITED FINANCIAL STATEMENTS (BOTH Mgmt For For
STANDALONE & CONSOLIDATED) FOR THE FINANCIAL YEAR
ENDED 31ST MARCH 2015
2 TO DECLARE A DIVIDEND ON THE EQUITY SHARES FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31ST MARCH 2015
3 TO APPOINT A DIRECTOR IN PLACE OF SMT .PREETHA REDDY, Mgmt Against Against
WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS
HERSELF FOR RE-APPOINTMENT
4 TO RE-APPOINT M/S. S. VISWANATHAN, CHARTERED Mgmt For For
ACCOUNTANTS AS THE STATUTORY AUDITORS OF THE COMPANY
5 ORDINARY RESOLUTION UNDER SECTION 196, 197 AND 203 Mgmt For For
READ WITH SCHEDULE V OF THE COMPANIES ACT, 2013 FOR
RE-APPOINTMENT OF SMT. PREETHA REDDY AS EXECUTIVE
VICE-CHAIRPERSON OF THE COMPANY
6 ORDINARY RESOLUTION UNDER SECTION 196, 197 AND 203 Mgmt For For
READ WITH SCHEDULE V OF THE COMPANIES ACT, 2013 FOR
RE-APPOINTMENT OF SMT. SUNEETA REDDY AS MANAGING
DIRECTOR OF THE COMPANY
7 ORDINARY RESOLUTION UNDER SECTION 196, 197 AND 203 Mgmt For For
READ WITH SCHEDULE V OF THE COMPANIES ACT, 2013 FOR
RE-APPOINTMENT OF SMT. SANGITA REDDY AS JOINT MANAGING
DIRECTOR OF THE COMPANY
8 ORDINARY RESOLUTION UNDER SECTION 148 OF THE COMPANIES Mgmt For For
ACT, 2013 FOR APPROVAL OF THE REMUNERATION OF THE COST
AUDITOR FOR THE YEAR ENDING 31ST MARCH 2016: M/S.
RAMAN & ASSOCIATES, COST ACCOUNTANTS, CHENNAI (ICWA
REGISTRATION NO.000050)
--------------------------------------------------------------------------------------------------------------------------
BHARTI INFRATEL LTD, NEW DELHI Agenda Number: 706326407
--------------------------------------------------------------------------------------------------------------------------
Security: Y0R86J109 Meeting Type: AGM
Ticker: Meeting Date: 11-Aug-2015
ISIN: INE121J01017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE STANDALONE AND Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED MARCH 31, 2015
2 DECLARATION OF DIVIDEND ON EQUITY SHARES: RESOLVED Mgmt For For
THAT THE INTERIM DIVIDEND OF INR 4.50 PER EQUITY SHARE
OF INR 10/-EACH FULLY PAID UP FOR THE FINANCIAL YEAR
2014-15 PAID TO THE MEMBERS BE AND IS HEREBY
CONFIRMED. RESOLVED FURTHER THAT A FINAL DIVIDEND OF
INR 6.50 PER EQUITY SHARE OF INR 10/-EACH FULLY PAID
UP FOR THE FINANCIAL YEAR 2014-15 BE AND IS HEREBY
APPROVED AND DECLARED
3 RE-APPOINTMENT OF MR. RAKESH BHARTI MITTAL AS A Mgmt For For
DIRECTOR LIABLE TO RETIRE BY ROTATION
4 RATIFICATION OF APPOINTMENT OF M/S. S. R. BATLIBOI & Mgmt Against Against
ASSOCIATES LLP, CHARTERED ACCOUNTANTS, GURGAON, AS THE
STATUTORY AUDITORS OF THE COMPANY
5 APPOINTMENT OF MR. RAJINDER PAL SINGH AS AN Mgmt For For
INDEPENDENT DIRECTOR
6 ADOPTION OF NEW ARTICLES OF ASSOCIATION OF THE COMPANY Mgmt Against Against
AS PER COMPANIES ACT, 2013: SECTION 14
7 TO APPROVE RELATED PARTY TRANSACTIONS WITH BHARTI Mgmt For For
AIRTEL LIMITED
--------------------------------------------------------------------------------------------------------------------------
IDFC LTD Agenda Number: 706308295
--------------------------------------------------------------------------------------------------------------------------
Security: Y40805114 Meeting Type: AGM
Ticker: Meeting Date: 30-Jul-2015
ISIN: INE043D01016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2015, TOGETHER WITH THE REPORTS OF THE BOARD
OF DIRECTORS AND THE AUDITORS THEREON
2 TO DECLARE DIVIDEND ON EQUITY SHARES: DIVIDEND FOR THE Mgmt For For
YEAR ENDED MARCH 31, 2015, AT THE RATE OF 26% I.E. INR
2.60/- PER EQUITY SHARE OF INR 10/- EACH
3 TO APPOINT A DIRECTOR IN PLACE OF MR. JOSEPH DOMINIC Mgmt Against Against
SILVA (DIN: 06388807), WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT
4 TO APPOINT AUDITORS AND TO FIX THEIR REMUNERATION: Mgmt Against Against
DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS
5 APPOINTMENT OF MR. VINOD RAI (DIN: 01119922) AS AN Mgmt For For
INDEPENDENT DIRECTOR
6 OFFER AND ISSUE NON-CONVERTIBLE SECURITIES UNDER Mgmt For For
PRIVATE PLACEMENT
CMMT 08 JUL 2015: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO MODIFICATION OF THE TEXT OF RESOLUTION 4 AND
ADDITION OF DIVIDEND INFORMATION. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
LUPIN LTD, MUMBAI Agenda Number: 706301087
--------------------------------------------------------------------------------------------------------------------------
Security: Y5362X101 Meeting Type: AGM
Ticker: Meeting Date: 23-Jul-2015
ISIN: INE326A01037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE STANDALONE AUDITED FINANCIAL Mgmt For For
STATEMENTS INCLUDING BALANCE SHEET AS AT MARCH 31,
2015, STATEMENT OF PROFIT AND LOSS AND CASH FLOW
STATEMENT FOR THE YEAR ENDED ON THAT DATE AND THE
REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON
2 ADOPTION OF THE CONSOLIDATED AUDITED FINANCIAL Mgmt For For
STATEMENTS INCLUDING BALANCE SHEET AS AT MARCH 31,
2015, STATEMENT OF PROFIT AND LOSS AND CASH FLOW
STATEMENT FOR THE YEAR ENDED ON THAT DATE AND THE
REPORT OF THE AUDITORS THEREON
3 DECLARATION OF DIVIDEND AT INR 7.50 PER EQUITY SHARE Mgmt For For
FOR THE YEAR ENDED MARCH 31, 2015
4 APPOINTMENT OF A DIRECTOR IN PLACE OF MS. VINITA Mgmt For For
GUPTA, WHO RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HERSELF, FOR RE-APPOINTMENT
5 RATIFYING THE APPOINTMENT OF DELOITTE HASKINS & SELLS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, STATUTORY AUDITORS TO HOLD
OFFICE FROM THE CONCLUSION OF THE 33RD AGM TILL THE
CONCLUSION OF THE 34TH AGM AND TO FIX THEIR
REMUNERATION
6 RE-APPOINTMENT OF DR. DESH BANDHU GUPTA AS EXECUTIVE Mgmt Against Against
CHAIRMAN OF THE COMPANY, FOR A PERIOD OF FIVE YEARS
W.E.F. JANUARY 1, 2016 AND THE PAYMENT OF REMUNERATION
7 RE-APPOINTMENT OF DR. KAMAL K. SHARMA AS VICE CHAIRMAN Mgmt Against Against
OF THE COMPANY, FOR A PERIOD OF TWO YEARS W.E.F.
SEPTEMBER 29, 2015 AND THE PAYMENT OF REMUNERATION
8 RE-APPOINTMENT OF MRS. M. D. GUPTA AS EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY, FOR A PERIOD OF FIVE YEARS
W.E.F. JANUARY 1, 2016 AND THE PAYMENT OF REMUNERATION
9 APPOINTMENT OF DR. VIJAY KELKAR AS INDEPENDENT Mgmt For For
DIRECTOR OF THE COMPANY FOR A TERM OF FIVE YEARS FROM
THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF
THE 38TH AGM
10 APPOINTMENT OF MR. R. A. SHAH AS INDEPENDENT DIRECTOR Mgmt Against Against
OF THE COMPANY FOR A TERM OF FIVE YEARS FROM THE
CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF THE
38TH AGM
11 APPOINTMENT OF MR. RICHARD ZAHN AS INDEPENDENT Mgmt For For
DIRECTOR OF THE COMPANY FOR A TERM OF FIVE YEARS FROM
THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF
THE 38TH AGM
12 APPOINTMENT OF DR. K. U. MADA AS INDEPENDENT DIRECTOR Mgmt Against Against
OF THE COMPANY FOR A TERM OF FIVE YEARS FROM THE
CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF THE
38TH AGM
13 APPOINTMENT OF MR. DILEEP CHOKSI AS INDEPENDENT Mgmt For For
DIRECTOR OF THE COMPANY FOR A TERM OF FIVE YEARS FROM
THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF
THE 38TH AGM
14 PAYMENT OF COMMISSION TO THE NON-EXECUTIVE DIRECTORS Mgmt For For
OF THE COMPANY FOR A PERIOD OF FIVE YEARS COMMENCING
APRIL 1, 2015
15 RATIFYING THE REMUNERATION PAYABLE TO MR. S. D. Mgmt For For
SHENOY, COST AUDITOR, FOR CONDUCTING COST AUDIT FOR
THE YEAR ENDING MARCH 31, 2016
16 AUTHORISING THE BOARD OF DIRECTORS OF THE COMPANY TO Mgmt For For
RAISE FUNDS FOR AN AMOUNT NOT EXCEEDING INR 75000
MILLION THROUGH ISSUE OF SECURITIES I.E. EQUITY
SHARES, GDRS, ADRS, CONVERTIBLE BONDS ETC
17 INCREASING THE AUTHORISED SHARE CAPITAL OF THE COMPANY Mgmt For For
FROM INR 1000 MILLION TO INR 2000 MILLION
* Management position unknown
Manning & Napier Fund, Inc. Equity Income Series
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 934345756
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101 Meeting Type: Annual
Ticker: MMM Meeting Date: 10-May-2016
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: SONDRA L. BARBOUR
1B. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: THOMAS "TONY" K. BROWN
1C. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: VANCE D. COFFMAN
1D. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: DAVID B. DILLON
1E. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: MICHAEL L. ESKEW
1F. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: HERBERT L. HENKEL
1G. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: MUHTAR KENT
1H. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: EDWARD M. LIDDY
1I. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: GREGORY R. PAGE
1J. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: INGE G. THULIN
1K. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: ROBERT J. ULRICH
1L. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For
TERM OF ONE YEAR: PATRICIA A. WOERTZ
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE 2016 LONG-TERM INCENTIVE PLAN. Mgmt For For
5. STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. Shr For Against
6. STOCKHOLDER PROPOSAL ON SHARE REPURCHASE PROGRAM AND Shr Against For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ADAMS NATURAL RESOURCES FUND, INC Agenda Number: 934330286
--------------------------------------------------------------------------------------------------------------------------
Security: 00548F105 Meeting Type: Annual
Ticker: PEO Meeting Date: 14-Apr-2016
ISIN: US00548F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ENRIQUE R. ARZAC Mgmt For For
PHYLLIS O. BONANNO Mgmt For For
KENNETH J. DALE Mgmt For For
FREDERIC A. ESCHERICH Mgmt For For
ROGER W. GALE Mgmt For For
KATHLEEN T. MCGAHRAN Mgmt For For
CRAIG R. SMITH Mgmt For For
MARK E. STOECKLE Mgmt For For
2. THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT PUBLIC AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL AGENCY CORP. Agenda Number: 934340047
--------------------------------------------------------------------------------------------------------------------------
Security: 02503X105 Meeting Type: Annual
Ticker: AGNC Meeting Date: 19-Apr-2016
ISIN: US02503X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: OMITTED Mgmt Abstain Against
1.2 ELECTION OF DIRECTOR: JOHN R. ERICKSON Mgmt Against Against
1.3 ELECTION OF DIRECTOR: SAMUEL A. FLAX Mgmt For For
1.4 ELECTION OF DIRECTOR: ALVIN N. PURYEAR Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT M. COUCH Mgmt For For
1.6 ELECTION OF DIRECTOR: MORRIS A. DAVIS Mgmt For For
1.7 ELECTION OF DIRECTOR: RANDY E. DOBBS Mgmt For For
1.8 ELECTION OF DIRECTOR: LARRY K. HARVEY Mgmt For For
1.9 ELECTION OF DIRECTOR: PRUE B. LAROCCA Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE AMERICAN CAPITAL Mgmt For For
AGENCY CORP. EQUITY INCENTIVE PLAN FOR INDEPENDENT
DIRECTORS.
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE THAT OUR
STOCKHOLDERS MAY REMOVE ANY DIRECTOR FROM OFFICE, WITH
OR WITHOUT CAUSE.
4. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING
DECEMBER 31, 2016.
5. ELECTION OF ADDITIONAL DIRECTOR - GARY KAIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934252595
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106 Meeting Type: Special
Ticker: AINV Meeting Date: 05-Aug-2015
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL TO AUTHORIZE FLEXIBILITY FOR THE Mgmt For For
COMPANY, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO
SELL SHARES OF ITS COMMON STOCK (DURING THE NEXT 12
MONTHS) AT PRICES BELOW THE COMPANY'S THEN CURRENT NET
ASSET VALUE PER SHARE SUBJECT TO CERTAIN LIMITATIONS
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934251187
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106 Meeting Type: Annual
Ticker: AINV Meeting Date: 05-Aug-2015
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. HANNAN* Mgmt For For
R. RUDOLPH REINFRANK* Mgmt For For
JAMES C. ZELTER$ Mgmt For For
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS APOLLO INVESTMENT CORPORATION'S (THE "COMPANY")
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934319016
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 26-Feb-2016
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
5. A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE Shr Against For
GAS EMISSIONS BY 2030"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR Shr Against For
SENIOR MANAGEMENT AND BOARD OF DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - Shr Against For
HIGH RISK REGIONS"
8. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY Shr Against For
ACCESS"
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934358739
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103 Meeting Type: Annual
Ticker: ARCC Meeting Date: 12-May-2016
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. KIPP DEVEER Mgmt For For
1.2 ELECTION OF DIRECTOR: DANIEL G. KELLY, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: ERIC B. SIEGEL Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934367954
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103 Meeting Type: Special
Ticker: ARCC Meeting Date: 12-May-2016
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS Mgmt For For
BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES
OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT
NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS
SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL
MEETING OF STOCKHOLDERS ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. Agenda Number: 934311488
--------------------------------------------------------------------------------------------------------------------------
Security: 044209104 Meeting Type: Annual
Ticker: ASH Meeting Date: 28-Jan-2016
ISIN: US0442091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRENDAN M. CUMMINS Mgmt For For
1B. ELECTION OF DIRECTOR: ROGER W. HALE Mgmt For For
1C. ELECTION OF DIRECTOR: VADA O. MANAGER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK C. ROHR Mgmt For For
1E. ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: JANICE J. TEAL Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL 2016.
3. A NON-BINDING ADVISORY RESOLUTION APPROVING THE Mgmt Against Against
COMPENSATION PAID TO ASHLAND'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION
AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE
DISCUSSION.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 934335010
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109 Meeting Type: Annual
Ticker: AVY Meeting Date: 28-Apr-2016
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY ALFORD Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: PETER BARKER Mgmt For For
1D. ELECTION OF DIRECTOR: MITCHELL BUTIER Mgmt For For
1E. ELECTION OF DIRECTOR: KEN HICKS Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID PYOTT Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK SIEWERT Mgmt For For
1I. ELECTION OF DIRECTOR: JULIA STEWART Mgmt For For
1J. ELECTION OF DIRECTOR: MARTHA SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934341568
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 27-Apr-2016
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, Mgmt For For
NON-BINDING "SAY ON PAY" RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
4. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BEMIS COMPANY, INC. Agenda Number: 934346176
--------------------------------------------------------------------------------------------------------------------------
Security: 081437105 Meeting Type: Annual
Ticker: BMS Meeting Date: 05-May-2016
ISIN: US0814371052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM F. AUSTEN Mgmt For For
RONALD J. FLOTO Mgmt For For
ADELE M. GULFO Mgmt For For
DAVID S. HAFFNER Mgmt For For
TIMOTHY M. MANGANELLO Mgmt For For
WILLIAM L. MANSFIELD Mgmt For For
ARUN NAYAR Mgmt For For
EDWARD N. PERRY Mgmt For For
DAVID T. SZCZUPAK Mgmt For For
HOLLY A. VAN DEURSEN Mgmt For For
PHILIP G. WEAVER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO CAST AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (SAY-ON-PAY VOTE).
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 934333206
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104 Meeting Type: Annual
Ticker: BP Meeting Date: 14-Apr-2016
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. Mgmt For For
2. TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT.
3. TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Mgmt For For
4. TO RE-ELECT DR B GILVARY AS A DIRECTOR. Mgmt For For
5. TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Mgmt For For
6. TO RE-ELECT MR A BOECKMANN AS A DIRECTOR. Mgmt For For
7. TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. Mgmt For For
8. TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. Mgmt For For
9. TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Mgmt For For
10. TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. Mgmt For For
11. TO RE-ELECT MR B R NELSON AS A DIRECTOR. Mgmt For For
12. TO ELECT MRS P R REYNOLDS AS A DIRECTOR. Mgmt For For
13. TO ELECT SIR JOHN SAWERS AS A DIRECTOR. Mgmt For For
14. TO RE-ELECT MR A B SHILSTON AS A DIRECTOR. Mgmt For For
15. TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Mgmt For For
16. TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND TO Mgmt For For
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
17. TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND INCUR POLITICAL EXPENDITURE.
18. TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A Mgmt For For
SPECIFIED AMOUNT.
19. SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A Mgmt For For
LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION
RIGHTS.
20. SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE Mgmt For For
PURCHASE OF ITS OWN SHARES BY THE COMPANY.
21. SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF Mgmt Against Against
GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS)
BY NOTICE OF AT LEAST 14 CLEAR DAYS.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 934284960
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103 Meeting Type: Annual
Ticker: BR Meeting Date: 12-Nov-2015
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For
1E. ELECTION OF DIRECTOR: BRETT A. KELLER Mgmt For For
1F. ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For
1G. ELECTION OF DIRECTOR: MAURA A. MARKUS Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For
2) ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS (THE SAY ON PAY
VOTE).
3) TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC. Agenda Number: 934406693
--------------------------------------------------------------------------------------------------------------------------
Security: 14912Y202 Meeting Type: Annual
Ticker: CTT Meeting Date: 24-Jun-2016
ISIN: US14912Y2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY BARAG Mgmt For For
PAUL S. FISHER Mgmt For For
DONALD S. MOSS Mgmt For For
WILLIS J. POTTS, JR. Mgmt For For
JOHN F. RASOR Mgmt For For
DOUGLAS D. RUBENSTEIN Mgmt For For
HENRY G. ZIGTEMA Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
CATCHMARK'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS CATCHMARK'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934375925
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 25-May-2016
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.B. CUMMINGS JR. Mgmt Abstain Against
1B. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I.G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION
4. AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE Mgmt For For
DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN
5. REPORT ON LOBBYING Shr For Against
6. ADOPT TARGETS TO REDUCE GHG EMISSIONS Shr Against For
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr For Against
8. REPORT ON RESERVE REPLACEMENTS Shr Against For
9. ADOPT DIVIDEND POLICY Shr Against For
10. REPORT ON SHALE ENERGY OPERATIONS Shr Against For
11. RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
12. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934284592
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 19-Nov-2015
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1E. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1G. ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1J. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2016.
4. APPROVAL TO REQUEST THE BOARD MAKE EFFORTS TO Shr Against For
IMPLEMENT A SET OF PRINCIPLES CALLED THE "HOLY LAND
PRINCIPLES" APPLICABLE TO CORPORATIONS DOING BUSINESS
IN PALESTINE-ISRAEL.
5. APPROVAL TO REQUEST THE BOARD TO ADOPT, AND PRESENT Shr For Against
FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW
AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934339183
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424 Meeting Type: Annual
Ticker: C Meeting Date: 26-Apr-2016
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For
1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1M. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1N. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1P. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
3. ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES.
5. APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP Mgmt For For
EXECUTIVE PERFORMANCE PLAN.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING Shr Against For
THE COMPANY DOES NOT HAVE A GENDER PAY GAP.
7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING Shr Against For
AND GRASSROOTS LOBBYING CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT Shr Against For
A STOCKHOLDER VALUE COMMITTEE.
9. STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE Shr Against For
GENERAL CLAWBACK POLICY.
10. STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A Shr Against For
POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS
FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 934349920
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100 Meeting Type: Annual
Ticker: CMS Meeting Date: 06-May-2016
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: DEBORAH H. BUTLER Mgmt For For
1C. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA K. POPPE Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1J. ELECTION OF DIRECTOR: MYRNA M. SOTO Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN G. SZNEWAJS Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP).
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED Agenda Number: 934374935
--------------------------------------------------------------------------------------------------------------------------
Security: 20369C106 Meeting Type: Annual
Ticker: CHCT Meeting Date: 18-May-2016
ISIN: US20369C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN GARDNER Mgmt For For
ROBERT Z. HENSLEY Mgmt For For
ALFRED LUMSDAINE Mgmt For For
R. LAWRENCE VAN HORN Mgmt For For
TIMOTHY G. WALLACE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 934267180
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102 Meeting Type: Annual
Ticker: CAG Meeting Date: 25-Sep-2015
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY A. ALFORD Mgmt For For
THOMAS K. BROWN Mgmt For For
STEPHEN G. BUTLER Mgmt For For
SEAN M. CONNOLLY Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
TIMOTHY R. MCLEVISH Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934347039
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 10-May-2016
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1F. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1G. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1H. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1I. ELECTION OF DIRECTOR: ARJUN N. MURTI Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Against Against
4. REPORT ON LOBBYING EXPENDITURES. Shr Against For
5. PARTIAL DEFERRAL OF ANNUAL BONUS BASED ON RESERVES Shr Against For
METRICS.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934367699
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101 Meeting Type: Annual
Ticker: CCI Meeting Date: 19-May-2016
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For
1B. ELECTION OF DIRECTOR: JAY A. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt For For
1D. ELECTION OF DIRECTOR: ARI Q. FITZGERALD Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT E. GARRISON II Mgmt For For
1F. ELECTION OF DIRECTOR: DALE N. HATFIELD Mgmt For For
1G. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For
1H. ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY J. MELONE Mgmt For For
1L. ELECTION OF DIRECTOR: W. BENJAMIN MORELAND Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2016.
3. THE NON-BINDING, ADVISORY VOTE REGARDING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 934368160
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105 Meeting Type: Annual
Ticker: DG Meeting Date: 25-May-2016
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL M. CALBERT Mgmt For For
1C. ELECTION OF DIRECTOR: SANDRA B. COCHRAN Mgmt Against Against
1D. ELECTION OF DIRECTOR: PATRICIA D. FILI-KRUSHEL Mgmt For For
1E. ELECTION OF DIRECTOR: PAULA A. PRICE Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM C. RHODES, III Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1H. ELECTION OF DIRECTOR: TODD J. VASOS Mgmt For For
2. TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
--------------------------------------------------------------------------------------------------------------------------
DSW INC. Agenda Number: 934403762
--------------------------------------------------------------------------------------------------------------------------
Security: 23334L102 Meeting Type: Annual
Ticker: DSW Meeting Date: 08-Jun-2016
ISIN: US23334L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELAINE J. EISENMAN Mgmt For For
JOANNA T. LAU Mgmt For For
JOSEPH A. SCHOTTENSTEIN Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. A SHAREHOLDER PROPOSAL FOR THE ELIMINATION OF ANY Shr For Against
SUPERMAJORITY VOTING REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 934345833
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109 Meeting Type: Annual
Ticker: DD Meeting Date: 27-Apr-2016
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD D. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1E. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES L. GALLOGLY Mgmt For For
1G. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I. ELECTION OF DIRECTOR: ULF M. SCHNEIDER Mgmt For For
1J. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1K. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. TO APPROVE AN AMENDMENT TO, AND PERFORMANCE GOALS Mgmt For For
UNDER, THE E. I. DU PONT DE NEMOURS AND COMPANY EQUITY
AND INCENTIVE PLAN
3. ON RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING FIRM Mgmt For For
4. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Mgmt Against Against
5. ON EMPLOYEE BOARD ADVISORY POSITION Shr Against For
6. ON SUPPLY CHAIN DEFORESTATION IMPACT Shr Against For
7. ON ACCIDENT RISK REDUCTION REPORT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934336505
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108 Meeting Type: Annual
Ticker: LLY Meeting Date: 02-May-2016
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R. Mgmt For For
ALVAREZ
1B. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R.D. Mgmt For For
HOOVER
1C. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: J.R. Mgmt For For
LUCIANO
1D. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: F.G. Mgmt For For
PRENDERGAST
1E. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: K.P. Mgmt For For
SEIFERT
2. APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR 2016.
4. CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A Shr Against For
REPORT REGARDING HOW WE SELECT THE COUNTRIES IN WHICH
WE OPERATE OR INVEST.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 934354630
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102 Meeting Type: Annual
Ticker: EMC Meeting Date: 12-May-2016
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA J. SEN Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 934341001
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108 Meeting Type: Annual
Ticker: ES Meeting Date: 04-May-2016
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN S. CLARKESON Mgmt For For
COTTON M. CLEVELAND Mgmt For For
SANFORD CLOUD, JR. Mgmt For For
JAMES S. DISTASIO Mgmt For For
FRANCIS A. DOYLE Mgmt For For
CHARLES K. GIFFORD Mgmt For For
PAUL A. LA CAMERA Mgmt For For
KENNETH R. LEIBLER Mgmt For For
THOMAS J. MAY Mgmt For For
WILLIAM C. VAN FAASEN Mgmt For For
FREDERICA M. WILLIAMS Mgmt For For
DENNIS R. WRAASE Mgmt For For
2. TO CONSIDER AN ADVISORY PROPOSAL APPROVING THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 934340059
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101 Meeting Type: Annual
Ticker: EXC Meeting Date: 26-Apr-2016
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For
1D. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For
1E. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. GIOIA Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. JOJO Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
EXELON'S INDEPENDENT AUDITOR FOR 2016.
3. APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE Mgmt Against Against
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
4. APPROVE THE MANAGEMENT PROPOSAL TO AMEND EXELON'S Mgmt For For
BYLAWS TO PROVIDE PROXY ACCESS.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934383504
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 25-May-2016
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
A.F. BRALY Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
D.R. OBERHELMAN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
D.W. WOODS Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE Mgmt For For
26)
4. INDEPENDENT CHAIRMAN (PAGE 56) Shr For Against
5. CLIMATE EXPERT ON BOARD (PAGE 58) Shr Against For
6. HIRE AN INVESTMENT BANK (PAGE 59) Shr Against For
7. PROXY ACCESS BYLAW (PAGE 59) Shr For Against
8. REPORT ON COMPENSATION FOR WOMEN (PAGE 61) Shr Against For
9. REPORT ON LOBBYING (PAGE 63) Shr Against For
10. INCREASE CAPITAL DISTRIBUTIONS (PAGE 65) Shr Against For
11. POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67) Shr Against For
12. REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69) Shr For Against
13. REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71) Shr Against For
14. REPORT ON HYDRAULIC FRACTURING (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP. Agenda Number: 934376446
--------------------------------------------------------------------------------------------------------------------------
Security: 31678A103 Meeting Type: Annual
Ticker: FSC Meeting Date: 13-Apr-2016
ISIN: US31678A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. DUTKIEWICZ Mgmt Withheld Against
TODD G. OWENS Mgmt For For
DOUGLAS F. RAY Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2016.
--------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION Agenda Number: 934376167
--------------------------------------------------------------------------------------------------------------------------
Security: 34354P105 Meeting Type: Annual
Ticker: FLS Meeting Date: 19-May-2016
ISIN: US34354P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK A. BLINN Mgmt For For
LEIF E. DARNER Mgmt For For
GAYLA J. DELLY Mgmt For For
LYNN L. ELSENHANS Mgmt For For
ROGER L. FIX Mgmt Withheld Against
JOHN R. FRIEDERY Mgmt For For
JOE E. HARLAN Mgmt For For
RICK J. MILLS Mgmt For For
DAVID E. ROBERTS Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
4. A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF Shr For Against
DIRECTORS TAKE ACTION TO AMEND THE PROXY ACCESS
BYLAWS, AMONG OTHER CHANGES, TO REDUCE THE ELIGIBLE
SHARE OWNERSHIP TO 3% FROM 5%.
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST Agenda Number: 934358171
--------------------------------------------------------------------------------------------------------------------------
Security: 36242H104 Meeting Type: Annual
Ticker: GDV Meeting Date: 09-May-2016
ISIN: US36242H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARIO J. GABELLI, CFA Mgmt For For
MICHAEL J. MELARKEY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934341532
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 27-Apr-2016
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A15 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2016 Mgmt For For
C1 LOBBYING REPORT Shr Against For
C2 INDEPENDENT CHAIR Shr For Against
C3 HOLY LAND PRINCIPLES Shr Against For
C4 CUMULATIVE VOTING Shr Against For
C5 PERFORMANCE-BASED OPTIONS Shr Against For
C6 HUMAN RIGHTS REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY Agenda Number: 934369097
--------------------------------------------------------------------------------------------------------------------------
Security: 388689101 Meeting Type: Annual
Ticker: GPK Meeting Date: 25-May-2016
ISIN: US3886891015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID D. CAMPBELL Mgmt For For
ROBERT A. HAGEMANN Mgmt For For
HAROLD R. LOGAN, JR. Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 934353032
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107 Meeting Type: Annual
Ticker: HES Meeting Date: 04-May-2016
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.F. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1C. ELECTION OF DIRECTOR: J.B. HESS Mgmt For For
1D. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1E. ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY Mgmt For For
1F. ELECTION OF DIRECTOR: D. MCMANUS Mgmt For For
1G. ELECTION OF DIRECTOR: K.O. MEYERS Mgmt For For
1H. ELECTION OF DIRECTOR: J.H. MULLIN III Mgmt For For
1I. ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1J. ELECTION OF DIRECTOR: F.G. REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SCHRADER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER
31, 2016.
4. APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR SENIOR Mgmt For For
OFFICERS.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, RECOMMENDING A SCENARIO ANALYSIS REPORT
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934338840
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 25-Apr-2016
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM S. AYER Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. 2016 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL Mgmt For For
INC. AND ITS AFFILIATES.
5. 2016 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS OF Mgmt For For
HONEYWELL INTERNATIONAL INC.
6. INDEPENDENT BOARD CHAIRMAN. Shr For Against
7. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
8. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934340984
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 28-Apr-2016
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
3. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE Shr Against For
PREFERENCE
5. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr For Against
6. SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE Shr Against For
7. SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED Shr Against For
MEDICINES
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934367257
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 17-May-2016
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
4. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT Shr For Against
CHAIR
5. HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND Shr Against For
AGAINST AND IGNORE ABSTENTIONS
6. VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF Shr Against For
EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO
VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE
7. APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS Shr Against For
WHETHER DIVESTITURE OF ALL NON-CORE BANKING BUSINESS
SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE
8. CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS Shr Against For
TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH
VIOLATION OF LAW
9. EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED Shr Against For
EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS
TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC
REPUTATION
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 934364213
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302 Meeting Type: Annual
Ticker: KSU Meeting Date: 05-May-2016
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LU M. CORDOVA Mgmt For For
1B. ELECTION OF DIRECTOR: TERRENCE P. DUNN Mgmt For For
1C. ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID GARZA-SANTOS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS A. MCDONNELL Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID L. STARLING Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL INCENTIVE Mgmt For For
PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION
162(M).
4. ADVISORY (NON-BINDING) VOTE APPROVING THE 2015 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF A STOCKHOLDER PROPOSAL ON PROXY ACCESS Shr Against For
WITH DIFFERENT TERMS FROM THE COMPANY'S CURRENT PROXY
ACCESS PROVISIONS.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934327316
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108 Meeting Type: Special
Ticker: KEY Meeting Date: 23-Mar-2016
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF OCTOBER 30, 2015, BY AND BETWEEN KEYCORP
AND FIRST NIAGARA FINANCIAL GROUP, INC. (THE "MERGER
PROPOSAL").
2A. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION WHICH MODIFY THE
VOTING RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED
STOCK (THE "ARTICLES AMENDMENT PROPOSALS"): A
PROVISION RELATING TO THE MECHANICS AND TIMING OF
PREFERRED SHAREHOLDERS' RIGHTS TO CALL SPECIAL
MEETINGS.
2B. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION WHICH MODIFY THE
VOTING RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED
STOCK (THE "ARTICLES AMENDMENT PROPOSALS"): A
PROVISION REQUIRING APPROVAL BY PREFERRED SHAREHOLDERS
OF AMENDMENTS OF KEYCORP'S ARTICLES OR REGULATIONS
THAT WOULD ADVERSELY AFFECT THEIR VOTING POWERS,
RIGHTS OR PREFERENCES.
2C. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION WHICH MODIFY THE
VOTING RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED
STOCK (THE "ARTICLES AMENDMENT PROPOSALS"): A
PROVISION REQUIRING APPROVAL BY PREFERRED SHAREHOLDERS
OF COMBINATIONS, MAJORITY SHARE ACQUISITIONS, MERGERS
OR CONSOLIDATIONS UNLESS THEY RETAIN VOTING POWERS,
RIGHTS, PRIVILEGES AND PREFERENCES THAT ARE NOT
MATERIALLY LESS FAVORABLE THAN THOSE PRIOR TO SUCH
TRANSACTION.
3. TO APPROVE AN AMENDMENT TO KEYCORP'S AMENDED AND Mgmt For For
RESTATED REGULATIONS IN ORDER TO INCREASE THE MAXIMUM
SIZE OF THE KEYCORP BOARD OF DIRECTORS FROM 16 TO 17
MEMBERS.
4. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING OF SHAREHOLDERS OF KEYCORP, IF NECESSARY OR
APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES
IN FAVOR OF THE MERGER PROPOSAL AND THE ARTICLES
AMENDMENT PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934373387
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108 Meeting Type: Annual
Ticker: KEY Meeting Date: 19-May-2016
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. CARRABBA Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For
1D. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1E. ELECTION OF DIRECTOR: H. JAMES DALLAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH R. GILE Mgmt For For
1G. ELECTION OF DIRECTOR: RUTH ANN M. GILLIS Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. GISEL, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HIPPLE Mgmt For For
1J. ELECTION OF DIRECTOR: KRISTEN L. MANOS Mgmt For For
1K. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1L. ELECTION OF DIRECTOR: DEMOS PARNEROS Mgmt For For
1M. ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For
1N. ELECTION OF DIRECTOR: DAVID K. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF KEYCORP'S 2016 ANNUAL PERFORMANCE PLAN. Mgmt For For
5. SHAREHOLDER PROPOSAL SEEKING TO SEPARATE THE CHAIRMAN Shr For Against
AND CHIEF EXECUTIVE OFFICER ROLES.
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 934383617
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109 Meeting Type: Annual
Ticker: LAMR Meeting Date: 26-May-2016
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN MAXWELL HAMILTON Mgmt For For
JOHN E. KOERNER, III Mgmt For For
STEPHEN P. MUMBLOW Mgmt For For
THOMAS V. REIFENHEISER Mgmt For For
ANNA REILLY Mgmt For For
KEVIN P. REILLY, JR. Mgmt For For
WENDELL REILLY Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2016.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 934369744
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104 Meeting Type: Annual
Ticker: M Meeting Date: 20-May-2016
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. BRYANT Mgmt For For
1D. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1E. ELECTION OF DIRECTOR: LESLIE D. HALE Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. LENEHAN Mgmt For For
1G. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1H. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1L. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
1M. ELECTION OF DIRECTOR: ANNIE YOUNG-SCRIVNER Mgmt For For
2. THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEDLEY CAPITAL CORPORATION Agenda Number: 934323762
--------------------------------------------------------------------------------------------------------------------------
Security: 58503F106 Meeting Type: Annual
Ticker: MCC Meeting Date: 14-Mar-2016
ISIN: US58503F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. SETH TAUBE Mgmt Withheld Against
MR. ARTHUR S. AINSBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
MEDLEY CAPITAL CORPORATION FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934378515
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 24-May-2016
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
4. SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO Shr For Against
ACT BY WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD Shr For Against
CHAIRMAN.
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL Shr Against For
OF UNUSED OR EXPIRED DRUGS.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934290329
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 02-Dec-2015
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL YEAR 2016
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC Agenda Number: 934413333
--------------------------------------------------------------------------------------------------------------------------
Security: G6518L108 Meeting Type: Annual
Ticker: NLSN Meeting Date: 21-Jun-2016
ISIN: GB00BWFY5505
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: MITCH BARNS Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1D. ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT POZEN Mgmt For For
1I. ELECTION OF DIRECTOR: VIVEK RANADIVE Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: LAUREN ZALAZNICK Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
3. TO REAPPOINT ERNST & YOUNG LLP AS OUR UK STATUTORY Mgmt For For
AUDITOR TO AUDIT OUR UK STATUTORY ANNUAL ACCOUNTS FOR
THE YEAR ENDING DECEMBER 31, 2016.
4. TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE Mgmt For For
COMPENSATION OF OUR UK STATUTORY AUDITOR.
5. TO APPROVE THE NIELSEN HOLDINGS PLC 2016 EMPLOYEE Mgmt For For
SHARE PURCHASE PLAN.
6. TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE RULES
OF THE U.S. SECURITIES AND EXCHANGE COMMISSION.
7. TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE Mgmt For For
DIRECTORS' COMPENSATION REPORT FOR THE YEAR ENDED
DECEMBER 31, 2015.
8. TO APPROVE THE DIRECTORS' COMPENSATION POLICY. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 934342762
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105 Meeting Type: Annual
Ticker: OXY Meeting Date: 29-Apr-2016
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt Against Against
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: VICKI A. HOLLUB Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt Against Against
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
4. REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE Shr Against For
5. CARBON LEGISLATION IMPACT ASSESSMENT Shr For Against
6. SPECIAL SHAREOWNER MEETINGS Shr For Against
7. METHANE EMISSIONS AND FLARING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 934400487
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106 Meeting Type: Annual
Ticker: OUT Meeting Date: 07-Jun-2016
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NICOLAS BRIEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUTFRONT MEDIA
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2016.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUTFRONT MEDIA INC.'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PENNANTPARK INVESTMENT CORPORATION Agenda Number: 934309964
--------------------------------------------------------------------------------------------------------------------------
Security: 708062104 Meeting Type: Annual
Ticker: PNNT Meeting Date: 23-Feb-2016
ISIN: US7080621045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR H. PENN Mgmt For For
2. TO RATIFY THE SELECTION OF RSM US LLP TO SERVE AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR PLC Agenda Number: 934344867
--------------------------------------------------------------------------------------------------------------------------
Security: G7S00T104 Meeting Type: Annual
Ticker: PNR Meeting Date: 10-May-2016
ISIN: IE00BLS09M33
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYNIS A. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON Mgmt For For
1D. ELECTION OF DIRECTOR: JACQUES ESCULIER Mgmt For For
1E. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1G. ELECTION OF DIRECTOR: RANDALL J. HOGAN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: BILLIE IDA WILLIAMSON Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
(ORDINARY)
3. TO RATIFY, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT AUDITORS OF PENTAIR PLC AND TO AUTHORIZE,
BY BINDING VOTE, THE AUDIT AND FINANCE COMMITTEE TO
SET THE AUDITORS' REMUNERATION. (ORDINARY)
4. TO AUTHORIZE THE PRICE RANGE AT WHICH PENTAIR PLC CAN Mgmt For For
RE-ALLOT SHARES IT HOLDS AS TREASURY SHARES UNDER
IRISH LAW. (SPECIAL)
5. TO AMEND PENTAIR PLC'S ARTICLES OF ASSOCIATION TO Mgmt For For
INCREASE THE MAXIMUM NUMBER OF DIRECTORS FROM ELEVEN
TO TWELVE. (ORDINARY)
6A. TO AMEND PENTAIR PLC'S ARTICLES OF ASSOCIATION TO MAKE Mgmt For For
CERTAIN ADMINISTRATIVE AMENDMENTS. (SPECIAL)
6B. TO AMEND PENTAIR PLC'S MEMORANDUM OF ASSOCIATION TO Mgmt For For
MAKE CERTAIN ADMINISTRATIVE AMENDMENTS. (SPECIAL)
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934349261
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 04-May-2016
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CESAR CONDE Mgmt For For
1D. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1F. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1M. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2016.
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE RENEWAL AND AMENDMENT OF THE PEPSICO, Mgmt For For
INC. LONG-TERM INCENTIVE PLAN.
5. ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. Shr Against For
6. REPORT ON MINIMIZING IMPACTS OF NEONICS. Shr Against For
7. POLICY REGARDING HOLY LAND PRINCIPLES. Shr Against For
8. ADOPT QUANTITATIVE RENEWABLE ENERGY TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934347370
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 04-May-2016
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For
1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION Mgmt For For
4. SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY Shr Against For
5. SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN Shr Against For
RIGHTS VIOLATIONS
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 934373224
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102 Meeting Type: Annual
Ticker: PFG Meeting Date: 17-May-2016
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL T. DAN Mgmt For For
1B. ELECTION OF DIRECTOR: C. DANIEL GELATT Mgmt For For
1C. ELECTION OF DIRECTOR: SANDRA L. HELTON Mgmt For For
1D. ELECTION OF DIRECTOR: BLAIR C. PICKERELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROSPECT CAPITAL CORPORATION Agenda Number: 934282271
--------------------------------------------------------------------------------------------------------------------------
Security: 74348T102 Meeting Type: Annual
Ticker: PSEC Meeting Date: 08-Jan-2016
ISIN: US74348T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW C. COOPER Mgmt For For
M. GRIER ELIASEK Mgmt Withheld Against
2. TO AUTHORIZE THE COMPANY, WITH APPROVAL OF ITS BOARD Mgmt For For
OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK
(DURING THE NEXT 12 MONTHS) AT A PRICE OR PRICES BELOW
THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE
IN ONE OR MORE OFFERINGS SUBJECT TO CERTAIN CONDITIONS
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT
(INCLUDING THAT THE NUMBER OF SHARES SOLD ON ANY GIVEN
DATE DOES NOT EXCEED 25% OF ITS OUTSTANDING COMMON
STOCK IMMEDIATELY PRIOR TO SUCH SALE).
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934322493
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 08-Mar-2016
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
BARBARA T. ALEXANDER
1B. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
RAYMOND V. DITTAMORE
1C. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
JEFFREY W. HENDERSON
1D. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
THOMAS W. HORTON
1E. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
PAUL E. JACOBS
1F. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
HARISH MANWANI
1G. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
MARK D. MCLAUGHLIN
1H. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
STEVE MOLLENKOPF
1I. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
CLARK T. RANDT, JR.
1J. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
FRANCISCO ROS
1K. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
JONATHAN J. RUBINSTEIN
1L. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR
RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED:
ANTHONY J. VINCIQUERRA
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL
YEAR ENDING SEPTEMBER 25, 2016.
3. TO APPROVE THE 2016 LONG-TERM INCENTIVE PLAN. Mgmt For For
4. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
5. A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr For Against
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RETAIL OPPORTUNITY INV CORP Agenda Number: 934368540
--------------------------------------------------------------------------------------------------------------------------
Security: 76131N101 Meeting Type: Annual
Ticker: ROIC Meeting Date: 27-Apr-2016
ISIN: US76131N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. BAKER Mgmt For For
MICHAEL J. INDIVERI Mgmt For For
EDWARD H. MEYER Mgmt For For
LEE S. NEIBART Mgmt For For
CHARLES J. PERSICO Mgmt For For
LAURA H. POMERANTZ Mgmt For For
STUART A. TANZ Mgmt For For
ERIC S. ZORN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE 2016 PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 934314092
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109 Meeting Type: Annual
Ticker: ROK Meeting Date: 02-Feb-2016
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
KEITH D. NOSBUSCH Mgmt For For
WILLIAM T MCCORMICK, JR Mgmt For For
B. TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
C. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For
THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
D. TO APPROVE AN AMENDMENT TO OUR 2012 LONG-TERM Mgmt For For
INCENTIVES PLAN TO INCREASE SHARES AVAILABLE FOR
DELIVERY.
E. TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO ADD AN Mgmt Against Against
EXCLUSIVE FORUM PROVISION.
--------------------------------------------------------------------------------------------------------------------------
SCHWAB FUNDS Agenda Number: 934285607
--------------------------------------------------------------------------------------------------------------------------
Security: 808524797 Meeting Type: Special
Ticker: SCHD Meeting Date: 11-Dec-2015
ISIN: US8085247976
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER W. BETTINGER II Mgmt Withheld Against
MARIE A. CHANDOHA Mgmt For For
JOSEPH R. MARTINETTO Mgmt For For
ROBERT W. BURNS Mgmt For For
JOHN F. COGAN Mgmt Withheld Against
STEPHEN T. KOCHIS Mgmt For For
DAVID L. MAHONEY Mgmt For For
KIRAN M. PATEL Mgmt For For
KIMBERLY S. PATMORE Mgmt For For
CHARLES A. RUFFEL Mgmt For For
GERALD B. SMITH Mgmt For For
JOSEPH H. WENDER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 934348764
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102 Meeting Type: Annual
Ticker: SON Meeting Date: 20-Apr-2016
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.R. HALEY Mgmt For For
R.G. KYLE Mgmt For For
M.J. SANDERS Mgmt For For
T.E. WHIDDON Mgmt Withheld Against
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31 2016.
3. TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION .
4. BOARD OF DIRECTORS' PROPOSAL RELATING TO AN AMENDMENT Mgmt For Against
TO THE ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS AND ELECT ALL DIRECTORS ANNUALLY.
5. (SHAREHOLDER PROPOSAL) NON-BINDING SHAREHOLDER PROXY Shr Against For
ACCESS PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 934408077
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102 Meeting Type: Annual
Ticker: SPLS Meeting Date: 14-Jun-2016
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For
1B. ELECTION OF DIRECTOR: CURTIS FEENY Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL-HENRI FERRAND Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: KUNAL S. KAMLANI Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN F. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1J. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
4. NON-BINDING SHAREHOLDER PROPOSAL TO LIMIT ACCELERATION Shr Against For
OF VESTING OF SENIOR EXECUTIVE EQUITY AWARDS IN THE
EVENT OF A CHANGE IN CONTROL.
5. NON-BINDING SHAREHOLDER PROPOSAL TO AMEND STAPLES' Shr For Against
BYLAWS TO REDUCE THE PERCENTAGE OF OUTSTANDING STOCK
REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING
FROM 25% TO 15%.
--------------------------------------------------------------------------------------------------------------------------
STORE CAPITAL CORPORATION Agenda Number: 934391121
--------------------------------------------------------------------------------------------------------------------------
Security: 862121100 Meeting Type: Annual
Ticker: STOR Meeting Date: 02-Jun-2016
ISIN: US8621211007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTON H. FLEISCHER Mgmt For For
CHRISTOPHER H. VOLK Mgmt For For
JOSEPH M. DONOVAN Mgmt For For
WILLIAM F. HIPP Mgmt For For
EINAR A. SEADLER Mgmt For For
RAJATH SHOURIE Mgmt For For
DEREK SMITH Mgmt For For
QUENTIN P. SMITH, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934335933
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 27-Apr-2016
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: HERBERT A. ALLEN
1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: RONALD W. ALLEN
1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: MARC BOLLAND
1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: ANA BOTIN
1E. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: HOWARD G. BUFFETT
1F. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: RICHARD M. DALEY
1G. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: BARRY DILLER
1H. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: HELENE D. GAYLE
1I. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: EVAN G. GREENBERG
1J. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: ALEXIS M. HERMAN
1K. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: MUHTAR KENT
1L. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: ROBERT A. KOTICK
1M. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: MARIA ELENA LAGOMASINO
1N. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: SAM NUNN
1O. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: DAVID B. WEINBERG
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
3. APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PERMIT THE
TAX DEDUCTIBILITY OF CERTAIN AWARDS
4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL
YEAR
5. SHAREOWNER PROPOSAL REGARDING HOLY LAND PRINCIPLES Shr Against For
6. SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shr Against For
7. SHAREOWNER PROPOSAL REGARDING ALIGNMENT BETWEEN Shr Against For
CORPORATE VALUES AND POLITICAL AND POLICY ACTIVITY
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 934362485
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 12-May-2016
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK LOUGHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1M. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL TO ADOPT PROXY ACCESS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934337672
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105 Meeting Type: Annual
Ticker: PNC Meeting Date: 26-Apr-2016
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1J. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
3. APPROVAL OF 2016 INCENTIVE AWARD PLAN. Mgmt For For
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION Agenda Number: 934353094
--------------------------------------------------------------------------------------------------------------------------
Security: 895436103 Meeting Type: Annual
Ticker: TY Meeting Date: 18-Apr-2016
ISIN: US8954361031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM P. CARMICHAEL Mgmt For For
MINOR M. SHAW Mgmt For For
WILLIAM F. TRUSCOTT Mgmt For For
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 934335844
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304 Meeting Type: Annual
Ticker: USB Meeting Date: 19-Apr-2016
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1C ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: KIMBERLY J. HARRIS Mgmt For For
1G ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1H ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1I ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J ELECTION OF DIRECTOR: KAREN S. LYNCH Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. Mgmt For For
1M ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE 2016 FISCAL YEAR.
3 AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Mgmt For For
EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
4 SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING Shr Against For
THE ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN
OF THE BOARD BE AN INDEPENDENT DIRECTOR.
5 SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING Shr Against For
THE ADOPTION OF A POLICY REQUIRING SENIOR EXECUTIVES
TO RETAIN A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED
AS EQUITY COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934383528
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 12-May-2016
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: LANCE M. FRITZ Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES C. KRULAK Mgmt For For
1F. ELECTION OF DIRECTOR: JANE H. LUTE Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS F. MCLARTY, III Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL
MEETING.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF Shr For Against
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 934340314
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106 Meeting Type: Annual
Ticker: UPS Meeting Date: 05-May-2016
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: DAVID P. ABNEY
1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: RODNEY C. ADKINS
1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: MICHAEL J. BURNS
1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: WILLIAM R. JOHNSON
1E. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: CANDACE KENDLE
1F. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: ANN M. LIVERMORE
1G. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: RUDY H.P. MARKHAM
1H. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: CLARK T. RANDT, JR.
1I. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: JOHN T. STANKEY
1J. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: CAROL B. TOME
1K. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For
MEETING: KEVIN M. WARSH
2. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2016.
3. SHAREOWNER PROPOSAL TO PREPARE AN ANNUAL REPORT ON Shr Against For
LOBBYING ACTIVITIES.
4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF Shr For Against
CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER
SHARE.
5. SHAREOWNER PROPOSAL TO ADOPT HOLY LAND PRINCIPLES. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 934348550
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109 Meeting Type: Annual
Ticker: WM Meeting Date: 12-May-2016
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRES R. GLUSKI Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1E. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For
1F. ELECTION OF DIRECTOR: KATHLEEN M. MAZZARELLA Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1H. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2016.
3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL REGARDING A POLICY ON ACCELERATED Shr Against For
VESTING OF EQUITY AWARDS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934339830
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 26-Apr-2016
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1G. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1I. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1J. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. Shr For Against
5. PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES Shr Against For
AND PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 934318305
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104 Meeting Type: Special
Ticker: WY Meeting Date: 12-Feb-2016
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE ISSUANCE OF WEYERHAEUSER Mgmt For For
COMMON SHARES, PAR VALUE $1.25 PER SHARE, IN
CONNECTION WITH THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 6,
2015, BETWEEN WEYERHAEUSER COMPANY AND PLUM CREEK
TIMBER COMPANY, INC.
2. PROPOSAL TO ADJOURN THE WEYERHAEUSER SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE
THE SHARE ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 934365265
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104 Meeting Type: Annual
Ticker: WY Meeting Date: 20-May-2016
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOZEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: RICK R. HOLLEY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1E. ELECTION OF DIRECTOR: SARA GROOTWASSINK LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN F. MORGAN, SR. Mgmt For For
1G. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1H. ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
1I. ELECTION OF DIRECTOR: LAWRENCE A. SELZER Mgmt For For
1J. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1K. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1L. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1M. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 934391791
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101 Meeting Type: Annual
Ticker: WSM Meeting Date: 02-Jun-2016
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAURA J. ALBER Mgmt For For
1B ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1C ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1D ELECTION OF DIRECTOR: PATRICK J. CONNOLLY Mgmt For For
1E ELECTION OF DIRECTOR: ADRIAN T. DILLON Mgmt For For
1F ELECTION OF DIRECTOR: ANTHONY A. GREENER Mgmt For For
1G ELECTION OF DIRECTOR: TED W. HALL Mgmt For For
1H ELECTION OF DIRECTOR: SABRINA SIMMONS Mgmt For For
1I ELECTION OF DIRECTOR: JERRY D. STRITZKE Mgmt For For
1J ELECTION OF DIRECTOR: LORRAINE TWOHILL Mgmt For For
2 THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS-SONOMA, Mgmt For For
INC. 2001 INCENTIVE BONUS PLAN
3 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 29, 2017
--------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda Number: 934366560
--------------------------------------------------------------------------------------------------------------------------
Security: 984121103 Meeting Type: Annual
Ticker: XRX Meeting Date: 20-May-2016
ISIN: US9841211033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT J. KEEGAN Mgmt For For
1.5 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1.6 ELECTION OF DIRECTOR: ANN N. REESE Mgmt For For
1.7 ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1.8 ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE 2015 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE 2016 AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY'S 2004 PERFORMANCE INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE Shr Against For
COMPENSATION METRICS.
* Management position unknown
Manning & Napier Fund, Inc. Focused Opportunities Series
--------------------------------------------------------------------------------------------------------------------------
ARRIS GROUP, INC. Agenda Number: 934281647
--------------------------------------------------------------------------------------------------------------------------
Security: 04270V106 Meeting Type: Special
Ticker: ARRS Meeting Date: 21-Oct-2015
ISIN: US04270V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 22, 2015 (THE "MERGER AGREEMENT"),
BY AND AMONG ARRIS, ARRIS INTERNATIONAL LIMITED, A
PRIVATE LIMITED COMPANY ORGANIZED UNDER THE LAWS OF
ENGLAND AND WALES AND A SUBSIDIARY OF ARRIS, ARCHIE
U.S. HOLDINGS LLC, A DELAWARE LIMITED LIABILITY
COMPANY .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
2. PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO
ARRIS' NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
3. PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY POSTPONEMENT THEREOF, TO ANOTHER TIME
OR PLACE IF NECESSARY OR APPROPRIATE (I) TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT, (II) TO PROVIDE TO ARRIS .. (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
COGECO CABLE INC. Agenda Number: 934314181
--------------------------------------------------------------------------------------------------------------------------
Security: 19238V105 Meeting Type: Annual and Special
Ticker: CGEAF Meeting Date: 13-Jan-2016
ISIN: CA19238V1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS AUDET Mgmt For For
PATRICIA CURADEAU-GROU Mgmt For For
JOANNE FERSTMAN Mgmt For For
L.G. SERGE GADBOIS Mgmt For For
CLAUDE A. GARCIA Mgmt For For
LIB GIBSON Mgmt For For
DAVID MCAUSLAND Mgmt For For
JAN PEETERS Mgmt For For
CAROLE J. SALOMON Mgmt For For
02 APPOINT DELOITTE LLP, CHARTERED ACCOUNTANTS, AS Mgmt For For
AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION.
03 THE BOARD OF DIRECTORS OF THE CORPORATION RECOMMEND Mgmt For For
VOTING FOR THE ADVISORY RESOLUTION ACCEPTING THE
BOARD'S APPROACH TO EXECUTIVE COMPENSATION.
04 THE BOARD OF DIRECTORS OF THE CORPORATION RECOMMEND Mgmt For For
VOTING FOR THE AMENDMENT TO THE ARTICLES OF THE
CORPORATION TO CHANGE THE NAME OF THE CORPORATION TO
"COGECO COMMUNICATIONS INC.".
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 934274072
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105 Meeting Type: Annual
Ticker: HTZ Meeting Date: 15-Oct-2015
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL T. BERQUIST Mgmt Against Against
1B. ELECTION OF DIRECTOR: HENRY R. KEIZER Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL F. KOEHLER Mgmt Against Against
1D. ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN P. TAGUE Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
OBJECTIVES UNDER THE COMPANY'S 2008 OMNIBUS PLAN.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2015.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A
CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
POST HOLDINGS, INC. Agenda Number: 934309938
--------------------------------------------------------------------------------------------------------------------------
Security: 737446104 Meeting Type: Annual
Ticker: POST Meeting Date: 28-Jan-2016
ISIN: US7374461041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY L. CURL Mgmt For For
DAVID P. SKARIE Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2016.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. APPROVAL OF POST HOLDINGS, INC. 2016 LONG-TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
VIAVI SOLUTIONS INC Agenda Number: 934288526
--------------------------------------------------------------------------------------------------------------------------
Security: 925550105 Meeting Type: Annual
Ticker: VIAV Meeting Date: 17-Nov-2015
ISIN: US9255501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD BELLUZZO Mgmt For For
KEITH BARNES Mgmt For For
TOR BRAHAM Mgmt For For
TIMOTHY CAMPOS Mgmt For For
DONALD COLVIN Mgmt For For
MASOOD JABBAR Mgmt For For
PAMELA STRAYER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
VIAVI SOLUTIONS INC. FOR THE FISCAL YEAR ENDING JULY
2, 2016.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
* Management position unknown
Manning & Napier Fund, Inc. International Series
--------------------------------------------------------------------------------------------------------------------------
BHARTI INFRATEL LTD, NEW DELHI Agenda Number: 706326407
--------------------------------------------------------------------------------------------------------------------------
Security: Y0R86J109 Meeting Type: AGM
Ticker: Meeting Date: 11-Aug-2015
ISIN: INE121J01017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE STANDALONE AND Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED MARCH 31, 2015
2 DECLARATION OF DIVIDEND ON EQUITY SHARES: RESOLVED Mgmt For For
THAT THE INTERIM DIVIDEND OF INR 4.50 PER EQUITY SHARE
OF INR 10/-EACH FULLY PAID UP FOR THE FINANCIAL YEAR
2014-15 PAID TO THE MEMBERS BE AND IS HEREBY
CONFIRMED. RESOLVED FURTHER THAT A FINAL DIVIDEND OF
INR 6.50 PER EQUITY SHARE OF INR 10/-EACH FULLY PAID
UP FOR THE FINANCIAL YEAR 2014-15 BE AND IS HEREBY
APPROVED AND DECLARED
3 RE-APPOINTMENT OF MR. RAKESH BHARTI MITTAL AS A Mgmt For For
DIRECTOR LIABLE TO RETIRE BY ROTATION
4 RATIFICATION OF APPOINTMENT OF M/S. S. R. BATLIBOI & Mgmt Against Against
ASSOCIATES LLP, CHARTERED ACCOUNTANTS, GURGAON, AS THE
STATUTORY AUDITORS OF THE COMPANY
5 APPOINTMENT OF MR. RAJINDER PAL SINGH AS AN Mgmt For For
INDEPENDENT DIRECTOR
6 ADOPTION OF NEW ARTICLES OF ASSOCIATION OF THE COMPANY Mgmt Against Against
AS PER COMPANIES ACT, 2013: SECTION 14
7 TO APPROVE RELATED PARTY TRANSACTIONS WITH BHARTI Mgmt For For
AIRTEL LIMITED
--------------------------------------------------------------------------------------------------------------------------
IDFC LTD Agenda Number: 706308295
--------------------------------------------------------------------------------------------------------------------------
Security: Y40805114 Meeting Type: AGM
Ticker: Meeting Date: 30-Jul-2015
ISIN: INE043D01016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2015, TOGETHER WITH THE REPORTS OF THE BOARD
OF DIRECTORS AND THE AUDITORS THEREON
2 TO DECLARE DIVIDEND ON EQUITY SHARES: DIVIDEND FOR THE Mgmt For For
YEAR ENDED MARCH 31, 2015, AT THE RATE OF 26% I.E. INR
2.60/- PER EQUITY SHARE OF INR 10/- EACH
3 TO APPOINT A DIRECTOR IN PLACE OF MR. JOSEPH DOMINIC Mgmt Against Against
SILVA (DIN: 06388807), WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT
4 TO APPOINT AUDITORS AND TO FIX THEIR REMUNERATION: Mgmt Against Against
DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS
5 APPOINTMENT OF MR. VINOD RAI (DIN: 01119922) AS AN Mgmt For For
INDEPENDENT DIRECTOR
6 OFFER AND ISSUE NON-CONVERTIBLE SECURITIES UNDER Mgmt For For
PRIVATE PLACEMENT
CMMT 08 JUL 2015: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO MODIFICATION OF THE TEXT OF RESOLUTION 4 AND
ADDITION OF DIVIDEND INFORMATION. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
* Management position unknown
Manning & Napier Fund, Inc. Real Estate Series
--------------------------------------------------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC. Agenda Number: 934226146
--------------------------------------------------------------------------------------------------------------------------
Security: 14912Y202 Meeting Type: Annual
Ticker: CTT Meeting Date: 30-Jul-2015
ISIN: US14912Y2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY BARAG Mgmt For For
ALAN D. GOLD Mgmt For For
DONALD S. MOSS Mgmt For For
WILLIS J. POTTS Mgmt For For
JOHN F. RASOR Mgmt For For
DOUGLAS D. RUBENSTEIN Mgmt For For
HENRY G. ZIGTEMA Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC. Agenda Number: 934222403
--------------------------------------------------------------------------------------------------------------------------
Security: 42225P501 Meeting Type: Annual
Ticker: HTA Meeting Date: 08-Jul-2015
ISIN: US42225P5017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT D. PETERS Mgmt For For
1B. ELECTION OF DIRECTOR: W. BRADLEY BLAIR, II Mgmt For For
1C. ELECTION OF DIRECTOR: MAURICE J. DEWALD Mgmt For For
1D. ELECTION OF DIRECTOR: WARREN D. FIX Mgmt For For
1E. ELECTION OF DIRECTOR: PETER N. FOSS Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY L. MATHIS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVE W. PATTERSON Mgmt For For
1H. ELECTION OF DIRECTOR: GARY T. WESCOMBE Mgmt For For
2. TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
* Management position unknown
Manning & Napier Fund, Inc. Diversified Tax Exempt Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Diversified Tax Exempt Series was entitled to vote.
Manning & Napier Fund, Inc. New York Tax Exempt Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. New York Tax Exempt Series was entitled to vote.
Manning & Napier Fund, Inc. Ohio Tax Exempt Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Ohio Tax Exempt Series was entitled to vote.
Manning & Napier Fund, Inc. Global Fixed Income Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Global Fixed Income Series was entitled to vote.
Manning & Napier Fund, Inc. High Yield Bond Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. High Yield Bond Series was entitled to vote.
Manning & Napier Fund, Inc. Strategic Income Conservative Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Strategic Income Conservative Series was entitled to vote.
Manning & Napier Fund, Inc. Strategic Income Moderate Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Strategic Income Moderate Series was entitled to vote.
Manning & Napier Fund, Inc. World Opportunities Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. World Opportunities Series was entitled to vote.
Manning & Napier Fund, Inc. Core Bond Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Core Bond Series was entitled to vote.
Manning & Napier Fund, Inc. Unconstrained Bond Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Unconstrained Bond Series was entitled to vote.
Manning & Napier Fund, Inc. Disciplined Value Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Disciplined Value Series was entitled to vote.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Manning & Napier Fund, Inc.
| | | | | | |
| By (Signature and Title) | | /s/ James E. Mikolaichik | | |
| | James E. Mikolaichik | | | | |
| | President, Principal Executive Officer | | |
| | |
| Date: August 9, 2016 | | | | |
